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Federal Register Volume 84 Issue 62 (Monday, April 1, 2019)

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Publication DateMonday, April 1, 2019
Volume84
Issue62
Documents1

Securities and Exchange Commission

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Capital Acquisition Broker (“CAB”) Rules Governing Qualification, Registration and Continuing Education of Associated Persons of CABsNotice · 84 FR 12311