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Federal Register Volume 84 Issue 250 (Tuesday, December 31, 2019)

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Publication DateTuesday, December 31, 2019
Volume84
Issue250
Documents1

Securities and Exchange Commission

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational, and Terminology Changes, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2Notice · 84 FR 72396