80_FR_28420 80 FR 28325 - Sunshine Act Meeting

80 FR 28325 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 95 (May 18, 2015)

Page Range28325-28325
FR Document2015-12067

Federal Register, Volume 80 Issue 95 (Monday, May 18, 2015)
[Federal Register Volume 80, Number 95 (Monday, May 18, 2015)]
[Notices]
[Page 28325]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-12067]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
Exchange Commission will hold an Open Meeting on Wednesday, May 20, 
2015 at 10:00 a.m., in the Auditorium, Room L-002.
    The subject matters of the Open Meeting will be:
     The Commission will consider whether to propose new rules 
and forms and amendments to current rules and forms to modernize the 
reporting and disclosure of information by registered investment 
companies.
     The Commission will consider whether to propose form and 
rule amendments to require investment advisers to provide additional 
information concerning their operations, require the maintenance of 
performance records, and remove outdated transition provisions from 
rules.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted, or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: May 13, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-12067 Filed 5-14-15; 11:15 am]
 BILLING CODE 8011-01-P



                                                                                      Federal Register / Vol. 80, No. 95 / Monday, May 18, 2015 / Notices                                                   28325

                                                    Commission and any person, other than                       The Office of the Secretary at (202)                rule change so that it has sufficient time
                                                    those that may be withheld from the                       551–5400.                                             to consider the proposed rule change.
                                                    public in accordance with the                               Dated: May 13, 2015.                                  Accordingly, pursuant to Section
                                                    provisions of 5 U.S.C. 552, will be                       Brent J. Fields,                                      19(b)(2) of the Act 5 and for the reasons
                                                    available for Web site viewing and                                                                              stated above, the Commission
                                                                                                              Secretary.
                                                    printing in the Commission’s Public                                                                             designates July 5, 2015, as the date by
                                                                                                              [FR Doc. 2015–12067 Filed 5–14–15; 11:15 am]
                                                    Reference Room, 100 F Street NE.,                                                                               which the Commission should either
                                                    Washington, DC 20549 on official                          BILLING CODE 8011–01–P
                                                                                                                                                                    approve or disapprove, or institute
                                                    business days between the hours of                                                                              proceedings to determine whether to
                                                    10:00 a.m. and 3:00 p.m. Copies of such                                                                         disapprove, the proposed rule change.
                                                                                                              SECURITIES AND EXCHANGE
                                                    filing also will be available for
                                                                                                              COMMISSION                                              For the Commission, by the Division of
                                                    inspection and copying at the principal
                                                    offices of the Exchange. All comments                                                                           Trading and Markets, pursuant to delegated
                                                                                                              [Release No. 34–74934; File No. SR–BX–
                                                    received will be posted without change;                                                                         authority.6
                                                                                                              2015–015]
                                                    the Commission does not edit personal                                                                           Robert W. Errett,
                                                    identifying information from                              Self-Regulatory Organizations;                        Deputy Secretary.
                                                    submissions. You should submit only                       NASDAQ OMX BX Inc.; Notice of                         [FR Doc. 2015–11875 Filed 5–15–15; 8:45 am]
                                                    information that you wish to make                         Designation of Longer Period for                      BILLING CODE 8011–01–P
                                                    available publicly. All submissions                       Commission Action on Proposed Rule
                                                    should refer to File Number SR–BATS–                      Change To Amend and Restate Certain
                                                    2015–35, and should be submitted on or                    Rules That Govern the NASDAQ OMX                      SECURITIES AND EXCHANGE
                                                    before June 8, 2015.                                      BX Equities Market                                    COMMISSION
                                                      For the Commission, by the Division of                  May 12, 2015.
                                                    Trading and Markets, pursuant to delegated                                                                      [Release No. 34–74926; File No. SR–DTC–
                                                                                                                 On March 20, 2015, NASDAQ OMX
                                                    authority.16                                                                                                    2015–005]
                                                                                                              BX, Inc. (‘‘BX’’) filed with the Securities
                                                    Robert W. Errett,                                         and Exchange Commission
                                                    Deputy Secretary.                                         (‘‘Commission’’), pursuant to Section                 Self-Regulatory Organizations; The
                                                    [FR Doc. 2015–11878 Filed 5–15–15; 8:45 am]               19(b)(1) of the Securities Exchange Act               Depository Trust Company; Notice of
                                                    BILLING CODE 8011–01–P                                    of 1934 (‘‘Act’’) 1 and Rule 19b–4                    Filing and Immediate Effectiveness of
                                                                                                              thereunder,2 a proposed rule change to                Proposed Rule Change To Make
                                                                                                              amend and restate certain BX rules that               Technical Revisions to the DTC
                                                    SECURITIES AND EXCHANGE                                   govern the BX Equities Market in order                Custody Service Guide and the DTC
                                                    COMMISSION                                                to provide a clearer and more detailed                Deposits Service Guide
                                                                                                              description of certain aspects of its                 May 12, 2015.
                                                    Sunshine Act Meeting
                                                                                                              functionality. The proposed rule change
                                                                                                              was published for comment in the                         Pursuant to Section 19(b)(1) 1 of the
                                                      Notice is hereby given, pursuant to
                                                                                                              Federal Register on April 6, 2015.3 The               Securities Exchange Act of 1934 (‘‘Act’’)
                                                    the provisions of the Government in the
                                                                                                              Commission received no comment                        and Rule 19b–4 2 thereunder, notice is
                                                    Sunshine Act, Pub. L. 94–409, that the
                                                                                                              letters regarding the proposed rule                   hereby given that on April 30, 2015, The
                                                    Securities and Exchange Commission
                                                                                                              change.                                               Depository Trust Company (‘‘DTC’’)
                                                    will hold an Open Meeting on
                                                                                                                 Section 19(b)(2) of the Act 4 provides             filed with the Securities and Exchange
                                                    Wednesday, May 20, 2015 at 10:00 a.m.,
                                                                                                              that within 45 days of the publication of             Commission (‘‘Commission’’) the
                                                    in the Auditorium, Room L–002.
                                                                                                              notice of the filing of a proposed rule               proposed rule change as described in
                                                      The subject matters of the Open                                                                               Items I, II and III below, which Items
                                                    Meeting will be:                                          change, or within such longer period up
                                                                                                              to 90 days as the Commission may                      have been prepared by DTC. DTC filed
                                                      • The Commission will consider                                                                                the proposed rule change pursuant to
                                                    whether to propose new rules and forms                    designate if it finds such longer period
                                                                                                              to be appropriate and publishes its                   Section 19(b)(3)(A) 3 of the Act and Rule
                                                    and amendments to current rules and                                                                             19b–4(f)(4) 4 thereunder. The proposed
                                                    forms to modernize the reporting and                      reasons for so finding or as to which the
                                                                                                              self-regulatory organization consents,                rule change was effective upon filing
                                                    disclosure of information by registered                                                                         with the Commission. The Commission
                                                    investment companies.                                     the Commission shall either approve the
                                                                                                              proposed rule change, disapprove the                  is publishing this notice to solicit
                                                      • The Commission will consider                                                                                comments on the proposed rule change
                                                    whether to propose form and rule                          proposed rule change, or institute
                                                                                                              proceedings to determine whether the                  from interested persons.
                                                    amendments to require investment
                                                    advisers to provide additional                            proposed rule change should be                        I. Clearing Agency’s Statement of the
                                                    information concerning their operations,                  disapproved. The 45th day for this filing             Terms of Substance of the Proposed
                                                    require the maintenance of performance                    is May 21, 2015.                                      Rule Change
                                                    records, and remove outdated transition                      The Commission is extending the 45-
                                                    provisions from rules.                                    day time period for Commission action                   The proposed rule change consists of
                                                      At times, changes in Commission                         on the proposed rule change. The                      technical revisions to the: (i) DTC
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                                                    priorities require alterations in the                     Commission finds that it is appropriate               Custody Service Guide (‘‘Custody
                                                    scheduling of meeting items.                              to designate a longer period within                   Guide’’) and (ii) DTC Deposits Service
                                                                                                              which to take action on the proposed
                                                      For further information and to                                                                                  5 15 U.S.C. 78s(b)(2).
                                                    ascertain what, if any, matters have been                                                                         6 17
                                                                                                                1 15 U.S.C. 78s(b)(1).                                     CFR 200.30–3(a)(31).
                                                    added, deleted, or postponed, please                        2 17 CFR 240.19b–4.                                   1 15 U.S.C. 78s(b)(1).
                                                    contact:                                                    3 See Securities Exchange Act Release No. 74617       2 17 CFR 240.19b–4.

                                                                                                              (March 31, 2015), 80 FR 18473.                          3 15 U.S.C. 78s(b)(3)(A).
                                                      16 17   CFR 200.30–3(a)(12).                              4 15 U.S.C. 78s(b)(2).                                4 17 CFR 240.19b–4(f)(4).




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Document Created: 2015-12-16 07:39:40
Document Modified: 2015-12-16 07:39:40
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation80 FR 28325 

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