81_FR_37326 81 FR 37215 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Summary Plan Description Requirements Under the Employee Retirement Income Security Act of 1974, as Amended

81 FR 37215 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Summary Plan Description Requirements Under the Employee Retirement Income Security Act of 1974, as Amended

DEPARTMENT OF LABOR
Office of the Secretary

Federal Register Volume 81, Issue 111 (June 9, 2016)

Page Range37215-37216
FR Document2016-13642

The Department of Labor (DOL) is submitting the Employee Benefits Security Administration (EBSA) sponsored information collection request (ICR) titled, ``Summary Plan Description Requirements Under the Employee Retirement Income Security Act of 1974, as Amended,'' to the Office of Management and Budget (OMB) for review and approval for continued use, without change, in accordance with the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq. Public comments on the ICR are invited.

Federal Register, Volume 81 Issue 111 (Thursday, June 9, 2016)
[Federal Register Volume 81, Number 111 (Thursday, June 9, 2016)]
[Notices]
[Pages 37215-37216]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-13642]


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DEPARTMENT OF LABOR

Office of the Secretary


Agency Information Collection Activities; Submission for OMB 
Review; Comment Request; Summary Plan Description Requirements Under 
the Employee Retirement Income Security Act of 1974, as Amended

AGENCY: Department of Labor.

[[Page 37216]]


ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Labor (DOL) is submitting the Employee 
Benefits Security Administration (EBSA) sponsored information 
collection request (ICR) titled, ``Summary Plan Description 
Requirements Under the Employee Retirement Income Security Act of 1974, 
as Amended,'' to the Office of Management and Budget (OMB) for review 
and approval for continued use, without change, in accordance with the 
Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq. Public 
comments on the ICR are invited.

DATES: The OMB will consider all written comments that agency receives 
on or before July 11, 2016.

ADDRESSES: A copy of this ICR with applicable supporting documentation; 
including a description of the likely respondents, proposed frequency 
of response, and estimated total burden may be obtained free of charge 
from the RegInfo.gov Web site at http://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=201605-1210-002 (this link will only become active 
on the day following publication of this notice) or by contacting 
Michel Smyth by telephone at 202-693-4129, TTY 202-693-8064, (these are 
not toll-free numbers) or by email at [email protected].
    Submit comments about this request by mail or courier to the Office 
of Information and Regulatory Affairs, Attn: OMB Desk Officer for DOL-
EBSA, Office of Management and Budget, Room 10235, 725 17th Street NW., 
Washington, DC 20503; by Fax: 202-395-5806 (this is not a toll-free 
number); or by email: [email protected]. Commenters are 
encouraged, but not required, to send a courtesy copy of any comments 
by mail or courier to the U.S. Department of Labor-OASAM, Office of the 
Chief Information Officer, Attn: Departmental Information Compliance 
Management Program, Room N1301, 200 Constitution Avenue NW., 
Washington, DC 20210; or by email: [email protected].

FOR FURTHER INFORMATION CONTACT: Michel Smyth by telephone at 202-693-
4129, TTY 202-693-8064, (these are not toll-free numbers) or by email 
at [email protected].

     Authority: 44 U.S.C. 3507(a)(1)(D).

SUPPLEMENTARY INFORMATION: This ICR seeks to extend PRA authority for 
the Summary Plan Description Requirements Under the Employee Retirement 
Income Security Act of 1974 (ERISA), as Amended information collection 
requirements codified in regulations 29 CFR 2520.102-2, 2520.102-3, 
2520.104b-2, and 2520.104b3 that provide guidance on the content, 
frequency, and manner of certain disclosures the ERISA requires an 
employee benefit plan subject to the Act periodically to furnish plan 
participants and certain specified plan beneficiaries. A benefit plan 
uses summary plan descriptions, material modifications summaries, and 
material reductions summaries to make the disclosures. ERISA sections 
102(b), 104(b)(1), and 109(c) authorize this information collection. 
See 29 U.S. C. 1022(b), 1024(b)(1), and 1029(c).
    This information collection is subject to the PRA. A Federal agency 
generally cannot conduct or sponsor a collection of information, and 
the public is generally not required to respond to an information 
collection, unless it is approved by the OMB under the PRA and displays 
a currently valid OMB Control Number. In addition, notwithstanding any 
other provisions of law, no person shall generally be subject to 
penalty for failing to comply with a collection of information that 
does not display a valid Control Number. See 5 CFR 1320.5(a) and 
1320.6. The DOL obtains OMB approval for this information collection 
under Control Number 1210-0039.
    OMB authorization for an ICR cannot be for more than three (3) 
years without renewal, and the current approval for this collection is 
scheduled to expire on June 30, 2016. The DOL seeks to extend PRA 
authorization for this information collection for three (3) more years, 
without any change to existing requirements. The DOL notes that 
existing information collection requirements submitted to the OMB 
receive a month-to-month extension while they undergo review. For 
additional substantive information about this ICR, see the related 
notice published in the Federal Register on November 23, 2016 (80 FR 
72990).
    Interested parties are encouraged to send comments to the OMB, 
Office of Information and Regulatory Affairs at the address shown in 
the ADDRESSES section within thirty (30) days of publication of this 
notice in the Federal Register. In order to help ensure appropriate 
consideration, comments should mention OMB Control Number 1210-0039. 
The OMB is particularly interested in comments that:
     Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the agency, 
including whether the information will have practical utility;
     Evaluate the accuracy of the agency's estimate of the 
burden of the proposed collection of information, including the 
validity of the methodology and assumptions used;
     Enhance the quality, utility, and clarity of the 
information to be collected; and
     Minimize the burden of the collection of information on 
those who are to respond, including through the use of appropriate 
automated, electronic, mechanical, or other technological collection 
techniques or other forms of information technology, e.g., permitting 
electronic submission of responses.
    Agency: DOL-EBSA.
    Title of Collection: Summary Plan Description Requirements Under 
the Employee Retirement Income Security Act of 1974, as Amended.
    OMB Control Number: 1210-0039.
    Affected Public: Private Sector--businesses or other for-profits 
and not-for-profit institutions.
    Total Estimated Number of Respondents: 2,981,000.
    Total Estimated Number of Responses: 108,466,000.
    Total Estimated Annual Time Burden: 279,000 hours.
    Total Estimated Annual Other Costs Burden: $172,736,000.

     Dated: June 3, 2016.
Michel Smyth,
Departmental Clearance Officer.
[FR Doc. 2016-13642 Filed 6-8-16; 8:45 am]
 BILLING CODE 4510-29-P



                                                                               Federal Register / Vol. 81, No. 111 / Thursday, June 9, 2016 / Notices                                                  37215

                                                et seq. (‘‘the Act’’), DVD Copy Control                 Act on September 28, 2015 (80 FR                       DEPARTMENT OF JUSTICE
                                                Association (‘‘DVD CCA’’) has filed                     58297).
                                                written notifications simultaneously                                                                           Antitrust Division
                                                with the Attorney General and the                       Patricia A. Brink,
                                                Federal Trade Commission disclosing                     Director of Civil Enforcement, Antitrust               Notice Pursuant to the National
                                                changes in its membership. The                          Division.                                              Cooperative Research and Production
                                                notifications were filed for the purpose                [FR Doc. 2016–13631 Filed 6–8–16; 8:45 am]             Act of 1993—Interchangeable Virtual
                                                of extending the Act’s provisions                       BILLING CODE P
                                                                                                                                                               Instruments Foundation, Inc.
                                                limiting the recovery of antitrust                                                                                Notice is hereby given that, on April
                                                plaintiffs to actual damages under                                                                             28, 2016, pursuant to section 6(a) of the
                                                specified circumstances. Specifically,                  DEPARTMENT OF JUSTICE                                  National Cooperative Research and
                                                Dongguan Team Force Electronic Co.,                                                                            Production Act of 1993, 15 U.S.C. 4301
                                                Ltd., Dongguan, PEOPLE’S REPUBLIC                       Antitrust Division
                                                                                                                                                               et seq. (‘‘the Act’’), Interchangeable
                                                OF CHINA, has been added as a party                                                                            Virtual Instruments Foundation, Inc.
                                                to this venture.                                        Notice Pursuant to the National
                                                                                                                                                               has filed written notifications
                                                   Also, 3A Media Co. Ltd., Geumcheon-                  Cooperative Research and Production
                                                                                                                                                               simultaneously with the Attorney
                                                gu, Seoul, REPUBLIC OF KOREA;                           Act of 1993—Node.js Foundation
                                                                                                                                                               General and the Federal Trade
                                                Apollo Electronics Group Limited,
                                                                                                           Notice is hereby given that, on April               Commission disclosing changes in its
                                                Kowloon Bay, Kowloon, HONG KONG–
                                                                                                                                                               membership. The notifications were
                                                CHINA; Bestdisc Technology                              26, 2016, pursuant to section 6(a) of the
                                                                                                                                                               filed for the purpose of extending the
                                                Corporation, Kee-Lung, TAIWAN; CMC                      National Cooperative Research and
                                                Magnetics Corporation, Taipei,                                                                                 Act’s provisions limiting the recovery of
                                                                                                        Production Act of 1993, 15 U.S.C. 4301
                                                TAIWAN; CSR Technology, Inc.,                                                                                  antitrust plaintiffs to actual damages
                                                                                                        et seq. (‘‘the Act’’), Node.js Foundation              under specified circumstances.
                                                Sunnyville, CA; digiCon AG,                             has filed written notifications
                                                Kornwestheim, GERMANY; Fuhrmeister                                                                             Specifically, ELCOM, a.s., Ostrava-
                                                                                                        simultaneously with the Attorney                       Pustkovec, CZECH REPUBLIC, has been
                                                Electronics Co., Ltd., Chiyoda-ku,                      General and the Federal Trade
                                                Tokyo, JAPAN; Guangdong OPPO                                                                                   added as a party to this venture.
                                                                                                        Commission disclosing changes in its                      No other changes have been made in
                                                Mobile Telecommunications, Dongguan,                    membership. The notifications were
                                                PEOPLE’S REPUBLIC OF CHINA;                                                                                    either the membership or planned
                                                                                                        filed for the purpose of invoking the                  activity of the group research project.
                                                Hitachi High-Technologies Taiwan
                                                                                                        Act’s provisions limiting the recovery of              Membership in this group research
                                                Corporation, Taipei, TAIWAN; Malata
                                                Group (HK) Limited, North Point, Hong                   antitrust plaintiffs to actual damages                 project remains open, and
                                                Kong, HONG KONG–CHINA;                                  under specified circumstances.                         Interchangeable Virtual Instruments
                                                Nagravision SA., Cheseau-sur-Lausanne,                  Specifically, New Relic, Inc., San                     Foundation, Inc. intends to file
                                                SWITZERLAND; Quatius Limited TST                        Francisco, CA; Opbeat, Inc., San                       additional written notifications
                                                East, Hong Kong, HONG KONG–CHINA;                       Francisco, CA; Sphinx Co. Ltd., Hanoi,                 disclosing all changes in membership.
                                                Shanghai United Optical Disc Co., Ltd.,                 VIETNAM; Google Inc., Mountain View,                      On May 29, 2001, Interchangeable
                                                Shanghai, PEOPLE’S REPUBLIC OF                          CA; and Cars.com, Chicago, IL, have                    Virtual Instruments Foundation, Inc.
                                                CHINA; Starlight Video Limited, Hong                    been added as parties to this venture.                 filed its original notification pursuant to
                                                Kong, HONG KONG–CHINA; Tamul                                                                                   section 6(a) of the Act. The Department
                                                                                                           No other changes have been made in
                                                Multimedia Co., Ltd., AnYang-City,                                                                             of Justice published a notice in the
                                                                                                        either the membership or planned                       Federal Register pursuant to section
                                                REPUBLIC OF KOREA; The Video                            activity of the group research project.
                                                Duplicating Co. Ltd., Middlesex,                                                                               6(b) of the Act on July 30, 2001 (66 FR
                                                                                                        Membership in this group research                      39336).
                                                UNITED KINGDOM; Yu Cha (Hong                            project remains open, and Node.js
                                                Kong) Electronics, Co., Ltd., Tsuen Wan                                                                           The last notification was filed with
                                                                                                        Foundation intends to file additional                  the Department on
                                                N.T., Hong Kong, HONG KONG–
                                                CHINA; and Zhong Shan City Litai                        written notifications disclosing all                      February 10, 2016. A notice was
                                                Electronic Industrial Co. Ltd.,                         changes in membership.                                 published in the Federal Register
                                                Zhongshan City, PEOPLE’S REPUBLIC                          On August 17, 2015, Node.js                         pursuant to section 6(b) of the Act on
                                                OF CHINA, have withdrawn as parties                     Foundation filed its original notification             March 9, 2016 (81 FR 12526).
                                                to this venture.                                        pursuant to section 6(a) of the Act. The               Patricia A. Brink,
                                                   No other changes have been made in                   Department of Justice published a notice               Director of Civil Enforcement, Antitrust
                                                either the membership or planned                        in the Federal Register pursuant to                    Division.
                                                activity of the group research project.                 section 6(b) of the Act on September 28,               [FR Doc. 2016–13630 Filed 6–8–16; 8:45 am]
                                                Membership in this group research                       2015 (80 FR 58297).                                    BILLING CODE P
                                                project remains open, and DVD CCA
                                                intends to file additional written                         The last notification was filed with
                                                notifications disclosing all changes in                 the Department on February 10, 2016. A
                                                membership.                                             notice was published in the Federal                    DEPARTMENT OF LABOR
                                                   On April 11, 2001, DVD CCA filed its                 Register pursuant to section 6(b) of the
                                                                                                        Act on March 9, 2016 (81 FR 12524).                    Office of the Secretary
                                                original notification pursuant to section
                                                6(a) of the Act. The Department of
sradovich on DSK3TPTVN1PROD with NOTICES




                                                                                                        Patricia A. Brink,                                     Agency Information Collection
                                                Justice published a notice in the Federal                                                                      Activities; Submission for OMB
                                                                                                        Director of Civil Enforcement, Antitrust
                                                Register pursuant to section 6(b) of the                                                                       Review; Comment Request; Summary
                                                                                                        Division.
                                                Act on August 3, 2001 (66 FR 40727).                                                                           Plan Description Requirements Under
                                                   The last notification was filed with                 [FR Doc. 2016–13628 Filed 6–8–16; 8:45 am]
                                                                                                                                                               the Employee Retirement Income
                                                the Department on August 21, 2015. A                    BILLING CODE P
                                                                                                                                                               Security Act of 1974, as Amended
                                                notice was published in the Federal
                                                Register pursuant to section 6(b) of the                                                                       AGENCY:   Department of Labor.


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                                                37216                          Federal Register / Vol. 81, No. 111 / Thursday, June 9, 2016 / Notices

                                                ACTION:   Notice.                                       2520.102–3, 2520.104b–2, and                           proposed collection of information,
                                                                                                        2520.104b3 that provide guidance on                    including the validity of the
                                                SUMMARY:   The Department of Labor                      the content, frequency, and manner of                  methodology and assumptions used;
                                                (DOL) is submitting the Employee                        certain disclosures the ERISA requires                   • Enhance the quality, utility, and
                                                Benefits Security Administration                        an employee benefit plan subject to the                clarity of the information to be
                                                (EBSA) sponsored information                            Act periodically to furnish plan                       collected; and
                                                collection request (ICR) titled,                        participants and certain specified plan                  • Minimize the burden of the
                                                ‘‘Summary Plan Description                              beneficiaries. A benefit plan uses                     collection of information on those who
                                                Requirements Under the Employee                         summary plan descriptions, material                    are to respond, including through the
                                                Retirement Income Security Act of 1974,                 modifications summaries, and material                  use of appropriate automated,
                                                as Amended,’’ to the Office of                          reductions summaries to make the                       electronic, mechanical, or other
                                                Management and Budget (OMB) for                         disclosures. ERISA sections 102(b),                    technological collection techniques or
                                                review and approval for continued use,                  104(b)(1), and 109(c) authorize this                   other forms of information technology,
                                                without change, in accordance with the                  information collection. See 29 U.S. C.                 e.g., permitting electronic submission of
                                                Paperwork Reduction Act of 1995                         1022(b), 1024(b)(1), and 1029(c).                      responses.
                                                (PRA), 44 U.S.C. 3501 et seq. Public                      This information collection is subject                 Agency: DOL–EBSA.
                                                comments on the ICR are invited.                        to the PRA. A Federal agency generally                   Title of Collection: Summary Plan
                                                DATES: The OMB will consider all                        cannot conduct or sponsor a collection                 Description Requirements Under the
                                                written comments that agency receives                   of information, and the public is                      Employee Retirement Income Security
                                                on or before July 11, 2016.                             generally not required to respond to an                Act of 1974, as Amended.
                                                ADDRESSES: A copy of this ICR with                      information collection, unless it is                     OMB Control Number: 1210–0039.
                                                applicable supporting documentation;                    approved by the OMB under the PRA                        Affected Public: Private Sector—
                                                including a description of the likely                   and displays a currently valid OMB                     businesses or other for-profits and not-
                                                respondents, proposed frequency of                      Control Number. In addition,                           for-profit institutions.
                                                response, and estimated total burden                    notwithstanding any other provisions of                  Total Estimated Number of
                                                may be obtained free of charge from the                 law, no person shall generally be subject              Respondents: 2,981,000.
                                                RegInfo.gov Web site at http://www.reg                  to penalty for failing to comply with a                  Total Estimated Number of
                                                info.gov/public/do/PRAViewICR?ref_nbr                   collection of information that does not                Responses: 108,466,000.
                                                =201605-1210-002 (this link will only                   display a valid Control Number. See 5                    Total Estimated Annual Time Burden:
                                                become active on the day following                      CFR 1320.5(a) and 1320.6. The DOL                      279,000 hours.
                                                publication of this notice) or by                       obtains OMB approval for this                            Total Estimated Annual Other Costs
                                                contacting Michel Smyth by telephone                    information collection under Control                   Burden: $172,736,000.
                                                at 202–693–4129, TTY 202–693–8064,                      Number 1210–0039.
                                                                                                          OMB authorization for an ICR cannot                    Dated: June 3, 2016.
                                                (these are not toll-free numbers) or by
                                                email at DOL_PRA_PUBLIC@dol.gov.                        be for more than three (3) years without               Michel Smyth,
                                                   Submit comments about this request                   renewal, and the current approval for                  Departmental Clearance Officer.
                                                by mail or courier to the Office of                     this collection is scheduled to expire on              [FR Doc. 2016–13642 Filed 6–8–16; 8:45 am]
                                                Information and Regulatory Affairs,                     June 30, 2016. The DOL seeks to extend                 BILLING CODE 4510–29–P
                                                Attn: OMB Desk Officer for DOL–EBSA,                    PRA authorization for this information
                                                Office of Management and Budget,                        collection for three (3) more years,
                                                Room 10235, 725 17th Street NW.,                        without any change to existing
                                                Washington, DC 20503; by Fax: 202–                      requirements. The DOL notes that                       POSTAL REGULATORY COMMISSION
                                                395–5806 (this is not a toll-free                       existing information collection
                                                number); or by email: OIRA_submission                   requirements submitted to the OMB                      [Docket Nos. MC2016–151 and CP2016–191;
                                                                                                        receive a month-to-month extension                     Order No. 3349]
                                                @omb.eop.gov. Commenters are
                                                encouraged, but not required, to send a                 while they undergo review. For
                                                                                                        additional substantive information                     New Postal Product
                                                courtesy copy of any comments by mail
                                                or courier to the U.S. Department of                    about this ICR, see the related notice                 AGENCY:   Postal Regulatory Commission.
                                                Labor-OASAM, Office of the Chief                        published in the Federal Register on                   ACTION:   Notice.
                                                Information Officer, Attn: Departmental                 November 23, 2016 (80 FR 72990).
                                                Information Compliance Management                         Interested parties are encouraged to                 SUMMARY:   The Commission is noticing a
                                                Program, Room N1301, 200 Constitution                   send comments to the OMB, Office of                    recent Postal Service filing concerning
                                                Avenue NW., Washington, DC 20210; or                    Information and Regulatory Affairs at                  the addition of Priority Mail Contract
                                                by email: DOL_PRA_PUBLIC@dol.gov.                       the address shown in the ADDRESSES                     225 to the competitive product list. This
                                                FOR FURTHER INFORMATION CONTACT:
                                                                                                        section within thirty (30) days of                     notice informs the public of the filing,
                                                Michel Smyth by telephone at 202–693–                   publication of this notice in the Federal              invites public comment, and takes other
                                                4129, TTY 202–693–8064, (these are not                  Register. In order to help ensure                      administrative steps.
                                                toll-free numbers) or by email at DOL_                  appropriate consideration, comments                    DATES: Comments are due: June 13,
                                                PRA_PUBLIC@dol.gov.                                     should mention OMB Control Number                      2016.
                                                                                                        1210–0039. The OMB is particularly
                                                   Authority: 44 U.S.C. 3507(a)(1)(D).                  interested in comments that:                           ADDRESSES:   Submit comments
                                                SUPPLEMENTARY INFORMATION:    This ICR                    • Evaluate whether the proposed                      electronically via the Commission’s
sradovich on DSK3TPTVN1PROD with NOTICES




                                                seeks to extend PRA authority for the                   collection of information is necessary                 Filing Online system at http://
                                                Summary Plan Description                                for the proper performance of the                      www.prc.gov. Those who cannot submit
                                                Requirements Under the Employee                         functions of the agency, including                     comments electronically should contact
                                                Retirement Income Security Act of 1974                  whether the information will have                      the person identified in the FOR FURTHER
                                                (ERISA), as Amended information                         practical utility;                                     INFORMATION CONTACT section by
                                                collection requirements codified in                       • Evaluate the accuracy of the                       telephone for advice on filing
                                                regulations 29 CFR 2520.102–2,                          agency’s estimate of the burden of the                 alternatives.


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Document Created: 2018-02-08 07:33:46
Document Modified: 2018-02-08 07:33:46
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThe OMB will consider all written comments that agency receives on or before July 11, 2016.
ContactMichel Smyth by telephone at 202-693- 4129, TTY 202-693-8064, (these are not toll-free numbers) or by email at [email protected]
FR Citation81 FR 37215 

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