The Applicant requests that the Commission issue an order declaring the Applicant to be a person not within the intent of section 202(a)(11), which defines the term ``investment adviser.''
Document
D-W Investments LLC; Notice of Application
The Applicant requests that the Commission issue an order declaring the Applicant to be a person not within the intent of section 202(a)(11), which defines the term ``investment...
Legal Citation
Federal Register Citation
Use this for formal legal and research references to the published document.
80 FR 23064
Web Citation
Suggested Web Citation
Use this when citing the archival web version of the document.
“D-W Investments LLC; Notice of Application,” thefederalregister.org (April 24, 2015), https://thefederalregister.org/documents/2015-09556/d-w-investments-llc-notice-of-application.