The Securities and Exchange Commission (``Commission'') is seeking public comment on topics related to the listing and trading of exchange-traded products on national securities exchanges and sales of these products by broker-dealers.
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Request for Comment on Exchange-Traded Products
The Securities and Exchange Commission (``Commission'') is seeking public comment on topics related to the listing and trading of exchange-traded products on national securities...
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80 FR 34729
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“Request for Comment on Exchange-Traded Products,” thefederalregister.org (June 17, 2015), https://thefederalregister.org/documents/2015-14890/request-for-comment-on-exchange-traded-products.