At the request of Advisors Series Trust (``AST'') and Orinda Asset Management, LLC (``Orinda,'' and together, the ``Applicants''), the Commission intends to rescind an order previously issued to Applicants under section 6(c) of the Act that granted an exemption from section 15(a) of the Act and rule 18f-2 under the Act, as well as from certain disclosure requirements.\1\ ---------------------------------------------------------------------------
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Advisors Series Trust and Orinda Asset Management, LLC; Notice of Intention To Rescind an Order
At the request of Advisors Series Trust (``AST'') and Orinda Asset Management, LLC (``Orinda,'' and together, the ``Applicants''), the Commission intends to rescind an order pre...
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81 FR 63238
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“Advisors Series Trust and Orinda Asset Management, LLC; Notice of Intention To Rescind an Order,” thefederalregister.org (September 14, 2016), https://thefederalregister.org/documents/2016-22009/advisors-series-trust-and-orinda-asset-management-llc-notice-of-intention-to-rescind-an-order.