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Exemptions From Certain Prohibited Transaction Restrictions

This document contains exemptions issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Se...

This document contains exemptions issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). This notice includes the following: 2016-10, Royal Bank of Canada, D- 11868; 2016-11, Northern Trust Corporation, D-11875; and, 2016-12, Extension of PTE 2015-15 involving Deutsche Bank AG, D-11879.

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Federal Register Citation

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81 FR 75147

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“Exemptions From Certain Prohibited Transaction Restrictions,” thefederalregister.org (October 28, 2016), https://thefederalregister.org/documents/2016-26089/exemptions-from-certain-prohibited-transaction-restrictions.