Document

Proposed Amendments to Municipal Securities Disclosure

The Securities and Exchange Commission (``Commission'' or ``SEC'') is publishing for comment proposed amendments to the Municipal Securities Disclosure Rule (Rule 15c2-12) under...

The Securities and Exchange Commission (``Commission'' or ``SEC'') is publishing for comment proposed amendments to the Municipal Securities Disclosure Rule (Rule 15c2-12) under the Securities Exchange Act of 1934 (``Exchange Act'') that would amend the list of event notices that a broker, dealer, or municipal securities dealer (collectively, ``dealers'') acting as an underwriter in a primary offering of municipal securities must reasonably determine that an issuer or an obligated person has undertaken, in a written agreement or contract for the benefit of holders of the municipal securities, to provide to the Municipal Securities Rulemaking Board (``MSRB'').

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Federal Register Citation

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82 FR 13928

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“Proposed Amendments to Municipal Securities Disclosure,” thefederalregister.org (March 15, 2017), https://thefederalregister.org/documents/2017-04323/proposed-amendments-to-municipal-securities-disclosure.