The Securities and Exchange Commission published a document in the Federal Register on February 15, 2017, concerning an Order Granting Approval of a Proposed Rule Change to Amend FINRA Rules to conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-led Initiative to Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions from T+3 to T+2. The document made an erroneous reference to ``an Equity Regulatory Alert'' instead of to ``a Regulatory Notice.''
Document
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend FINRA Rules To Conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-Led Initiative To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From T+3 to T+2; Correction
The Securities and Exchange Commission published a document in the Federal Register on February 15, 2017, concerning an Order Granting Approval of a Proposed Rule Change to Amen...
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Federal Register Citation
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82 FR 13517
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“Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend FINRA Rules To Conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-Led Initiative To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From T+3 to T+2; Correction,” thefederalregister.org (March 13, 2017), https://thefederalregister.org/documents/2017-04869/self-regulatory-organizations-financial-industry-regulatory-authority-inc-order-granting-approval-of-a-proposed-rule-cha.