The Securities and Exchange Commission is seeking public comment on the framework under which intermediaries may charge fees for distributing certain non-proxy disclosure materials to fund investors, such as shareholder reports and prospectuses (``Fund Materials''), particularly where those fees may be borne by the fund and, in turn, its investors.
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Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors
The Securities and Exchange Commission is seeking public comment on the framework under which intermediaries may charge fees for distributing certain non-proxy disclosure materi...
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83 FR 27055
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“Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors,” thefederalregister.org (June 11, 2018), https://thefederalregister.org/documents/2018-12422/request-for-comments-on-the-processing-fees-charged-by-intermediaries-for-distributing-materials-other-than-proxy-materi.