Delegation OrderDelegation of the Director's Authorities in 27 CFR Part 24, Wine

[Federal Register Volume 64, Number 54 (Monday, March 22, 1999)]
[Notices]
[Pages 13846-13850]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 99-6853]


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DEPARTMENT OF THE TREASURY

Bureau of Alcohol, Tobacco and Firearms
[Order ATF O 1130.5]


Delegation Order--Delegation of the Director's Authorities in 27 
CFR Part 24, Wine

    1. Purpose. This order delegates certain authorities of the 
Director to subordinate ATF officers and prescribes the subordinate ATF 
officers with whom persons file documents which are not ATF forms.
    2. Cancellation. ATF O 1100.78B, Delegation Order--Delegation to 
the Associate Director (Compliance Operations) of Authorities of the 
Director in 27 CFR part 240, Wine, dated 4/30/84, and ATF O 1100.97A, 
Delegation Order--Delegation to the Associate Director (Compliance 
Operations) of Authorities of the Director in 27 CFR part 231, Taxpaid 
Wine Bottling Houses, dated 4/5/84, are canceled.
    3. Background. Under current regulations, the Director has 
authority to take final action on matters relating to wine. We have 
determined that certain of these authorities should, in the interest of 
efficiency, be delegated to a lower organizational level.
    4. Delegations. Under the authority vested in the Director, Bureau 
of Alcohol, Tobacco and Firearms, by Treasury Department Order No. 120-
1 (formerly 221), dated June 6, 1972, and by 26 CFR 301.7701-9, this 
ATF order delegates certain authorities to take final action prescribed 
in 27 CFR Part 24 to subordinate officers. Also, this ATF order 
prescribes the subordinate officers with whom applications, notices, 
and reports required by 27 CFR part 24, which are not ATF forms, are 
filed. The attached table identifies the regulatory sections, documents 
and authorized ATF officers. The authorities in the table may not be 
redelegated. An ATF organization chart showing the directorates 
involved in this delegation order has been attached.
John W. Magaw,
Director.

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                    Table of Authorities, Documents To Be Filed and Authorized ATF Officials
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           Regulatory section                        Officer(s) authorized to act or receive document
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Sec.  24.20(a).........................  Chief, Regulations Division.
Sec.  24.21............................  Chief, Regulations Division.
Sec.  24.22(a).........................  Chief, Regulations Division. If the alternate method does not affect an
                                          ATF approved formula, or import or export recordkeeping, Chief,
                                          National Revenue Center (NRC) may act upon the same alternate method
                                          that has been approved by the Chief, Regulations Division.
Sec.  24.22(b).........................  Chief, Regulations Division, or Chief, NRC.
Sec.  24.22(c).........................  Chief, Regulations Division. If the alternate method does not affect an
                                          ATF approved formula, or import or export recordkeeping, Chief,
                                          National Revenue Center (NRC) may act upon the same alternate method
                                          that has been approved by the Chief, Regulations Division.
Sec.  24.25(a).........................  Director of Industry Operations.
Sec.  24.25(b).........................  Director of Industry Operations.
Sec.  24.25(c).........................  Area Supervisor.
Sec.  24.25(d).........................  Director of Industry Operations.
Sec.  24.26............................  Section Chief, NRC, to approve (by affixing the signature of the
                                          Director) applications, qualifying documents and any other documents
                                          required by or filed under this part, upon the recommendation of the
                                          Area Supervisor; and to approve claims of more than $5,000 for
                                          remission, abatement, credit, or refund of tax.
Sec.  24.26............................  Chief, Technical Services, to approve (by affixing the signature of the
                                          Director) applications, qualifying documents and any other documents
                                          required by or filed under this part, upon the recommendation of the
                                          Area Supervisor; and to approve claims of more than $5,000 for
                                          remission, abatement, credit, or refund of tax other than special
                                          occupational tax.
Sec.  24.26............................  Unit Supervisor, NRC, to approve (by affixing the signature of the
                                          Director) claims of $5,000 or less for remission, abatement, credit,
                                          or refund of tax.
Sec.  24.26............................  Technical Section Supervisor to approve (by affixing the signature of
                                          the Director) claims of more than $5,000 for remission, abatement,
                                          credit, or refund of tax other than special occupational tax.
Sec.  24.27............................  Area Supervisor.
Sec.  24.28............................  Area Supervisor.
Sec.  24.29............................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.30............................  Director of Industry Operations to require that operations be
                                          supervised by any number of ATF inspectors.
Sec.  24.31............................  Area Supervisor to require submission to an inspector; or Unit
                                          Supervisor, NRC, or Technical Section Supervisor to require submission
                                          to a specialist, copies of prescribed transaction forms, records,
                                          reports, or source records.
Sec.  24.32............................  Area Supervisor.
Sec.  24.35............................  Inspector, Special Agent or Specialist.
Sec.  24.36............................  Area Supervisor.
Sec.  24.37............................  Inspector, Special Agent or Specialist.
Sec.  24.40............................  Inspector, Special Agent or Specialist.
Sec.  24.41............................  Area Supervisor to require office facilities for use of Inspector,
                                          Special Agent or Specialist.
Sec.  24.52(a) and (b).................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.54(c).........................  Inspector, Special Agent or Specialist.
Sec.  24.60............................  Area Supervisor, Section Chief, NRC, or Chief, Technical Services.
Sec.  24.62............................  Section Chief, NRC, or Chief, Technical Services to notify the
                                          proprietor of a proposed tax assessment of more than $5,000 and to
                                          take immediate jeopardy assessment action pursuant to 26 U.S.C. 6861.
Sec.  24.62............................  Unit Supervisor, NRC to notify the proprietor of a proposed tax
                                          assessment of $5,000 or less.
Sec.  24.62............................  Technical Section Supervisor to notify the proprietor of a proposed tax
                                          assessment of $5,000 or less other than special occupational tax.
Sec.  24.65(a), (b) and (c)............  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.66(a).........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.69(b).........................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.70............................  Section Chief, NRC, or Chief, Technical Services to notify a claimant
                                          of an allowance of a tax credit of more than $5,000.
Sec.  24.70............................  Unit Supervisor, NRC, to notify a claimant of an allowance of a tax
                                          credit of $5,000 or less.
Sec.  24.70............................  Technical Section Supervisor to notify a claimant of an allowance of a
                                          tax credit of $5,000 or less for other than special occupational tax.
Sec.  24.77(b).........................  Section Chief, NRC, or Chief, Technical Services to receive application
                                          to conduct experimental wine operations and to approve (by affixing
                                          the signature of the Director) upon the recommendation of the Area
                                          Supervisor, such an application.
Sec.  24.77(b).........................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor
                                          to require as part of the application, additional information as may
                                          be necessary to determine whether the application should be approved.
Sec.  24.77(c).........................  Section Chief, NRC, or Chief, Technical Services to receive application
                                          to procure wine spirits for an experimental winery and to approve such
                                          application, upon the recommendation of the Area Supervisor.
Sec.  24.77(d).........................  Inspector, Special Agent or Specialist to examine qualifying documents,
                                          applications, disposition and other required records.
Sec.  24.77(d).........................  Area Supervisor to require reports concerning wine or wine spirits.
Sec.  24.77(e).........................  Area Supervisor.
Sec.  24.80............................  Specialist, Formula and Processing Section.
Sec.  24.81............................  Chief, Formula and Processing Section, to receive superceded formula.
Sec.  24.81............................  Chief, Formula and Processing Section, or Area Supervisor to require a
                                          proprietor to file a statement of process, in addition to the
                                          requirements of ATF F 5120.29, or any other data to determine whether
                                          the formula should be approved or whether the approval should be
                                          continued.
Sec.  24.82............................  Chief, Formula and Processing Section, or Area Supervisor.

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Sec.  24.87............................  Chief, Alcohol and Tobacco Laboratory.
Sec.  24.91............................  Inspector, Special Agent or Specialist.
Sec.  24.91(c).........................  Section Chief, NRC, or Chief, Technical Services, to receive
                                          application to convey wine or spirits between different portions of
                                          the same bonded premises and to approve (by affixing the signature of
                                          the Director) such application, upon the recommendation of the Area
                                          Supervisor.
Sec.  24.96(a).........................  Area Supervisor.
Sec.  24.103...........................  Section Chief, NRC, or Chief, Technical Services to receive application
                                          to conduct other operations and to approve (by affixing the signature
                                          of the Director) such application, upon the recommendation of the Area
                                          Supervisor or to withdraw such authorization for, the conduct of other
                                          operations on wine premises, upon the recommendation of the Area
                                          Supervisor; and Area Supervisor to make inquiries as necessary.
Sec.  24.105...........................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.107...........................  Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.108...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.109(k)........................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.110(c)(1).....................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.110(d)........................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor
                                          to require additional documents.
Sec.  24.110(d)........................  Inspector, Special Agent or Specialist to request examination of
                                          documents.
Sec.  24.111...........................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.115...........................  Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.116...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.117...........................  Inspector, Special Agent or Specialist.
Sec.  24.120...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.123...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.124...........................  Section Chief, NRC, or Chief, Technical Services, as recommended by
                                          Area Supervisor.
Sec.  24.125...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.127...........................  Specialist, Formula and Processing Section.
Sec.  24.131...........................  Section Chief, NRC, or Chief, Technical Services to receive
                                          proprietor's notice of change in building construction or use of
                                          premises.
Sec.  24.131...........................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor
                                          to require immediate amendment of ATF F 5120.25 for a change in
                                          building construction and use of premises.
Sec.  24.135(b)........................  Section Chief, NRC, or Chief, Technical Services to receive qualifying
                                          documents to alternate bonded wine premises as taxpaid wine bottling
                                          house premises or taxpaid wine premises, or other premises.
Sec.  24.135(b)(4).....................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor
                                          to require any other document or additional information for premises
                                          alternation.
Sec.  24.135(c) and (e)................  Section Chief, NRC, or Chief, Technical Services, upon the
                                          recommendation of the Area Supervisor, to approve alternation of wine
                                          premises; to approve alternate methods of identifying wine prior to
                                          alternation of wine premises; and to withdraw authorization for the
                                          alternation of premises.
Sec.  24.135(d)........................  Area Supervisor.
Sec.  24.137(a) and (c)................  Section Chief, NRC, or Chief, Technical Services to approve alternate
                                          use of the wine premises purposes (by affixing the signature of the
                                          Director) upon the recommendation of the Area Supervisor.
Sec.  24.137(b)(3).....................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.140...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.141...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.145...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.150...........................  Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.154...........................  Area Supervisor, Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.155...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.157...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.159...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.165...........................  Area Supervisor.
Sec.  24.166...........................  Area Supervisor.
Sec.  24.167...........................  Area Supervisor.
Sec.  24.169...........................  Area Supervisor.
Sec.  24.170(a)........................  Area Supervisor.
Sec.  24.170(b)........................  Area Supervisor.
Sec.  24.183...........................  Area Supervisor.
Sec.  24.191...........................  Area Supervisor.
Sec.  24.230...........................  Area Supervisor.
Sec.  24.231...........................  Area Supervisor.
Sec.  24.235(b)........................  Area Supervisor.
Sec.  24.236...........................  Area Supervisor.
Sec.  24.242...........................  Chief, Regulations Division.
Sec.  24.245...........................  Chief, Formula and Processing Section.
Sec.  24.246(a)(1).....................  Assistant Director (Alcohol and Tobacco).
Sec.  24.247...........................  Assistant Director (Alcohol and Tobacco).
Sec.  24.248...........................  Assistant Director (Alcohol and Tobacco).
Sec.  24.249(a) and (b)................  Chief, Regulations Division.
Sec.  24.249(c)........................  Area Supervisor.
Sec.  24.250(a), (b)(9), (c) and (d)...  Chief, Regulations Division.
Sec.  24.259(c)........................  Inspector, Special Agent or Specialist.
Sec.  24.260...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.265...........................  Area Supervisor.

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Sec.  24.267...........................  Area Supervisor.
Sec.  24.268...........................  Area Supervisor.
Sec.  24.272(b)........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.272(e)........................  Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.273(b)........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.276...........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.278(h)........................  Section Chief, NRC, or Chief, Technical Services.
Sec.  24.279(a)........................  Unit Supervisor, NRC, or Technical Section Supervisor.
Sec.  24.291(c)........................  Inspector, Special Agent or Specialist.
Sec.  24.293(b)........................  Inspector, Special Agent or Specialist.
Sec.  24.294(a)........................  Inspector, Special Agent or Specialist to supervise destruction of
                                          wine; and Area Supervisor to receive and authorize application to
                                          destroy wine.
Sec.  24.296(a)........................  Area Supervisor.
Sec.  24.296(b)........................  Chief, Regulations Division.
Sec.  24.297(g)........................  Area Supervisor, Section Chief, NRC, or Chief, Technical Services.
Sec.  24.298(a)........................  Area Supervisor, Section Chief, NRC, or Chief, Technical Services.
Sec.  24.300(b)........................  Inspector, Special Agent or Specialist.
Sec.  24.300(d)........................  Director of Industry Operations.
Sec.  24.300(e)(3).....................  Inspector, Special Agent or Specialist.
Sec.  24.300(g)(2).....................  Section Chief, NRC, or Chief, Technical Services, to receive notice to
                                          file an annual ATF F 5120.17 for the remaining portion of the calendar
                                          year.
Sec.  24.300(g)(2).....................  Area Supervisor, Section Chief, NRC, or Chief, Technical Services to
                                          require monthly filing of a report of bonded wine premises operations
                                          for any proprietor otherwise eligible for annual filing.
Sec.  24.304...........................  Inspector, Special Agent or Specialist.
Sec.  24.313...........................  Section Chief, NRC, or Chief, Technical Services.
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[FR Doc. 99-6853 Filed 3-19-99; 8:45 am]
BILLING CODE 4810-31-C