Amendments to Form ADV and Investment Advisers Act Rules
Securities and Exchange Commission 17 CFR Parts 275 and 279 [Release No. IA-4091; File No. S7-09-15] RIN 3235-AL75 Correction In proposed rule document 2015-12778, appearing on ...
In proposed rule document 2015-12778, appearing on pages 33718-33838 in the issue of Friday, June 12, 2015, make the following corrections:
On page 33728, in the third column, below the last line, the text for footnote 92 should appear as follows:
“92
The proposed definition of Legal Entity Identifier is: A “legal entity identifier” assigned or recognized by the Global LEI Regulatory Oversight Committee (ROC) or the Global LEI Foundation (GLEIF). See Proposed Form ADV: Glossary. In Item 1, we propose removing outdated text referring to the “legal entity identifier” as being “in development” in the first half of 2011.”
On pages 33745-33838, the forms should appear as follows:
Use this for formal legal and research references to the published document.
80 FR 38050
Web Citation
Suggested Web Citation
Use this when citing the archival web version of the document.
“Amendments to Form ADV and Investment Advisers Act Rules,” thefederalregister.org (July 2, 2015), https://thefederalregister.org/documents/C1-2015-12778/amendments-to-form-adv-and-investment-advisers-act-rules.
