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Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Amendment No. 2, To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111)

Securities and Exchange Commission [Release No. 34-92525; File No. SR-FINRA-2020-041] Correction In notice document 2021-16671 appearing on page 42925 in the issue of August 5, ...

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Securities and Exchange Commission

[Release No. 34-92525; File No. SR-FINRA-2020-041]

Correction

In notice document 2021-16671 appearing on page 42925 in the issue of August 5, 2021, make the following correction:

On page 42925, in the second column, the file number is corrected to read as set forth above.

July 30, 2021.

[FR Doc. C1-2021-16671 Filed 9-2-21; 8:45 am]

BILLING CODE 0099-10-D

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86 FR 49589

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“Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Amendment No. 2, To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111),” thefederalregister.org (September 3, 2021), https://thefederalregister.org/documents/C1-2021-16671/self-regulatory-organizations-financial-industry-regulatory-authority-inc-order-approving-a-proposed-rule-change-as-modi.