Document

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule

Securities and Exchange Commission [Release No. 34-55061A; File No. SR-NASDAQ-2006-061] Correction In FR Document No. E7-543 , beginning on page 2052 for Wednesday, January 17, ...

Securities and Exchange Commission
  1. [Release No. 34-55061A; File No. SR-NASDAQ-2006-061]

Correction

In FR Document No. E7-543, beginning on page 2052 for Wednesday, January 17, 2007, the first paragraph is revised to read as follows:

“Pursuant to the provisions of Section 19(b)(1) under the Securities Exchange Act of 1934 (“Act”),[1] and Rule 19b-4 thereunder,[2] notice is hereby given that on December 20, 2006, The NASDAQ Stock Market LLC (“Nasdaq”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by Nasdaq. Nasdaq filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act,[3] and Rule 19b-4(f)(6) thereunder,[4] which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.”

For the Commission, by the Division of Market Regulation, pursuant to delegated authority.[5]

( printed page 5777) January 31, 2007.

Florence E. Harmon,

Deputy Secretary.

Footnotes

[FR Doc. E7-1951 Filed 2-6-07; 8:45 am]

BILLING CODE 8010-01-P

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72 FR 5777

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“Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule,” thefederalregister.org (February 7, 2007), https://thefederalregister.org/documents/E7-1951/self-regulatory-organizations-notice-of-filing-and-immediate-effectiveness-of-proposed-rule-change-by-the-nasdaq-stock-m.