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Federal Register Volume 71 Issue 237 (Monday, December 11, 2006)

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Publication DateMonday, December 11, 2006
Volume71
Issue237
Documents1

Securities and Exchange Commission

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Regarding Guidance for Adjudicating Clearly Erroneous Transactions Under NASD Rule 11890Notice · 71 FR 71600