Issue

Federal Register Volume 72 Issue 177 (Thursday, September 13, 2007)

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Securities and Exchange Commission

  1. Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Amendment Nos. 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable AnnuitiesNotice ยท 72 FR 52403