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Federal Register Volume 78 Issue 191 (Wednesday, October 2, 2013)

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Publication DateWednesday, October 2, 2013
Volume78
Issue191
Documents1

Securities and Exchange Commission

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change to Amend FINRA Rule 9217 (Violations Appropriate for Disposition Under Plan Pursuant to Securities Exchange Act Rule 19d-1(c)(2))Notice · 78 FR 60982