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Federal Register Volume 88 Issue 216 (Thursday, November 9, 2023)

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Publication DateThursday, November 9, 2023
Volume88
Issue216
Documents1

Securities and Exchange Commission

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Short-Form Membership Application Process and Partial Fee Waiver for Certain Firms Applying Due to Amended Exchange Act Rule 15b9-1Notice · 88 FR 77384