80 FR 18662 - Sunshine Act Meeting
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 80, Issue 66 (April 7, 2015)
Federal Register Volume 80, Issue 66 (April 7, 2015)
| Page Range | 18662-18662 | |
| FR Document | 2015-08021 |
[Federal Register Volume 80, Number 66 (Tuesday, April 7, 2015)] [Notices] [Page 18662] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-08021] [[Page 18662]] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, April 9, 2015 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matter at the Closed Meeting. Commissioner Gallagher, as duty officer, voted to consider the items listed for the Closed Meeting in closed session, and determined that no earlier notice thereof was possible. The subject matter of the Closed Meeting will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; an adjudicatory matter; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. Dated: April 2, 2015. Brent J. Fields, Secretary. [FR Doc. 2015-08021 Filed 4-3-15; 11:15 am] BILLING CODE CODE 8011-01-P
![18662 Federal Register / Vol. 80, No. 66 / Tuesday, April 7, 2015 / Notices
SECURITIES AND EXCHANGE (‘‘Act’’),1 and Rule 19b–4 thereunder,2 Cancel; (2) System Hours Day; (3)
COMMISSION notice is hereby given that on March 24, System Hours Good-till-Cancelled; (4)
2015, NASDAQ OMX PHLX LLC System Hours Expire Time; (5) Market
Sunshine Act Meeting (‘‘Phlx’’ or ‘‘Exchange’’) filed with the Hours GTC; and (6) Good-til-market
Securities and Exchange Commission close.3 The Exchange is proposing to
Notice is hereby given, pursuant to (‘‘SEC’’ or ‘‘Commission’’) the proposed add the Market Hours IOC Time in
the provisions of the Government in the rule change as described in Items I and Force, which will cause an order
Sunshine Act, Public Law 94–409, that II below, which Items have been designated as such (or unexecuted
the Securities and Exchange prepared by the Exchange. The portion thereof) to be canceled if, after
Commission will hold a Closed Meeting Commission is publishing this notice to entry into the PSX System, the order (or
on Thursday, April 9, 2015 at 2 p.m. solicit comments on the proposed rule unexecuted portion thereof) becomes
Commissioners, Counsel to the change from interested persons. non-marketable during the period from
Commissioners, the Secretary to the 9:30 a.m. Eastern Time until 4:00 p.m.
Commission, and recording secretaries I. Self-Regulatory Organization’s
Eastern Time (‘‘Regular Market Hours’’).
will attend the Closed Meeting. Certain Statement of the Terms of Substance of
The new Time in Force is similar to the
staff members who have an interest in the Proposed Rule Change
System Hours Immediate or Cancel
the matters also may be present. The Exchange proposes to amend (‘‘SIOC’’) Time in Force, which, as
The General Counsel of the Rule 3301(h) to introduce the Market noted above, is currently available on
Commission, or her designee, has Hours Immediate or Cancel Time in the Exchange. Like the proposed MIOC
certified that, in her opinion, one or Force for use on the NASDAQ OMX Time in Force, an order with a Time in
more of the exemptions set forth in 5 PSX System and to modify the Force of SIOC will cause such an order
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) processing of Good-til-market close- (or a portion thereof) to be canceled and
and 17 CFR 200.402(a)(3), (5), (7), 9(ii) designated orders. returned to the entering market
and (10), permit consideration of the The text of the proposed rule change participant if, after entry into the PSX
scheduled matter at the Closed Meeting. is available on the Exchange’s Web site System, the order (or unexecuted
Commissioner Gallagher, as duty at http://nasdaqomxphlx.cchwall portion thereof) is not marketable.
officer, voted to consider the items street.com/, at the principal office of the Unlike the System Hours Immediate or
listed for the Closed Meeting in closed Exchange, and at the Commission’s Cancel Time in Force, which is
session, and determined that no earlier Public Reference Room. available for entry and potential
notice thereof was possible. II. Self-Regulatory Organization’s execution from 8:00 a.m. until 5:00 p.m.
The subject matter of the Closed Statement of the Purpose of, and Eastern Time (‘‘System Hours’’), the
Meeting will be: Statutory Basis for, the Proposed Rule proposed MIOC Time in Force is only
Institution and settlement of Change available for entry and potential
injunctive actions; execution during Regular Market Hours.
Institution and settlement of In its filing with the Commission, the As such, MIOC-designated orders will
Exchange included statements operate in the same manner as SIOC-
administrative proceedings;
concerning the purpose of and basis for designated orders, but are limited to
an adjudicatory matter; and
the proposed rule change and discussed entry and potential execution only
Other matters relating to enforcement
any comments it received on the during Regular Market Hours. The
proceedings.
proposed rule change. The text of these Exchange notes that, because it is an
At times, changes in Commission
statements may be examined at the immediate or cancel time in force,4 the
priorities require alterations in the
places specified in Item IV below. The Exchange believes that it is appropriate
scheduling of meeting items.
Exchange has prepared summaries, set to limit MIOC order entry to Regular
For further information and to
forth in sections A, B, and C below, of Market Hours. An order designated with
ascertain what, if any, matters have been
the most significant aspects of such a Time in Force of MIOC that is entered
added, deleted or postponed, please statements.
contact the Office of the Secretary at outside of Regular Market Hours will be
(202) 551–5400. A. Self-Regulatory Organization’s returned to the entering member firm
Statement of the Purpose of, and without attempting to execute.
Dated: April 2, 2015.
Statutory Basis for, the Proposed Rule The Exchange notes that the NASDAQ
Brent J. Fields, Stock Market LLC (‘‘NASDAQ’’)
Change
Secretary. currently has a MIOC Time in Force,
[FR Doc. 2015–08021 Filed 4–3–15; 11:15 am] 1. Purpose which was adopted in 2006.5 The
BILLING CODE CODE 8011–01–P The Exchange is proposing to expand Exchange’s proposed MIOC Time in
the number of Time in Force Force will operate identically, but will
designations currently available for use be available during a slightly different
SECURITIES AND EXCHANGE in the PHLX NASDAQ OMX PSX time period, which is attributable to
COMMISSION System (‘‘PSX System’’ or ‘‘PSX’’) by NASDAQ’s Opening Cross process.6
adopting a Market Hours Immediate or
[Release No. 34–74628; File No. SR–Phlx–
2015–32] Cancel (‘‘Market Hours IOC’’ or 3 See Rules 3301(h)(1)–(8). The Exchange notes
‘‘MIOC’’) Time in Force. Time in Force that Rules 3301(h)(5) and (6) are currently held in
reserve.
Self-Regulatory Organizations; is a characteristic of an order that limits 4 An order designated as ‘‘immediate or cancel’’
mstockstill on DSK4VPTVN1PROD with NOTICES
NASDAQ OMX PHLX LLC; Notice of the period of time that PSX System will represents the entering member firm’s desire for the
Filing and Immediate Effectiveness of hold an order for potential execution. order to either execute immediately after the
Proposed Rule Change To Amend Rule Currently the Exchange offers the System determines whether the order is marketable
or be canceled.
3301(h) following six Times in Force for use in 5 See Securities Exchange Act Release No. 54155
PSX: (1) System Hours Immediate or (July 16 [sic], 2006), 71 FR 41291 (July 20,
April 1, 2015. 2006)(SR–NASDAQ–2006–001); see also NASDAQ
Pursuant to Section 19(b)(1) of the 1 15 U.S.C. 78s(b)(1). Rule 4751(h)(5).
Securities Exchange Act of 1934 2 17 CFR 240.19b–4. 6 See NASDAQ Rule 4752.
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Document Created: 2018-02-21 10:05:34
Document Modified: 2018-02-21 10:05:34
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 80 FR 18662 |
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