80 FR 18664 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 66 (April 7, 2015)

Page Range		18664-18664
FR Document		2015-08020

Federal Register, Volume 80 Issue 66 (Tuesday, April 7, 2015)

[Federal Register Volume 80, Number 66 (Tuesday, April 7, 2015)]
[Notices]
[Page 18664]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-08020]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission Investor Advisory Committee will hold a meeting 
on Thursday, April 9, 2015, in Multi-Purpose Room LL-006 at the 
Commission's headquarters, 100 F Street NE., Washington, DC. The 
meeting will begin at 9:30 a.m. (ET) and will be open to the public. 
Seating will be on a first-come, first-served basis. Doors will open at 
9 a.m. Visitors will be subject to security checks. The meeting will be 
webcast on the Commission's Web site at www.sec.gov.
    On March 18, 2015, the Commission issued notice of the Committee 
meeting (Release No. 33-9739), indicating that the meeting is open to 
the public (except during portions of the meeting reserved for meetings 
of the Committee's subcommittees), and inviting the public to submit 
written comments to the Committee. This Sunshine Act notice is being 
issued because a quorum of the Commission may attend the meeting.
    The agenda for the meeting includes: Remarks from Commissioners; 
nomination of candidates for officer positions and election of 
officers; a discussion of the Commodity Futures Trading Commission's 
investor behavior survey results; a discussion of background checks as 
a means to address elder financial abuse (which may include a 
recommendation); a discussion of proxy access and staff review of Rule 
14a-8(i)(9) under the Securities Exchange Act of 1934 (which may 
include a recommendation); an update on the SEC proxy voting 
roundtable; an update on the recommendations of the SEC Advisory 
Committee on Small and Emerging Companies; and nonpublic subcommittee 
meetings.
    For further information, please contact the Office of the Secretary 
at (202) 551-5400.

     Dated: April 2, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-08020 Filed 4-3-15; 11:15 am]
BILLING CODE CODE 8011-01-P

18664 Federal Register / Vol. 80, No. 66 / Tuesday, April 7, 2015 / Notices

for 30 days from the date on which it Internet Web site (http://www.sec.gov/ reserved for meetings of the
was filed, or such shorter time as the rules/sro.shtml). Copies of the Committee’s subcommittees), and
Commission may designate, if submission, all subsequent inviting the public to submit written
consistent with the protection of amendments, all written statements comments to the Committee. This
investors and the public interest, the with respect to the proposed rule Sunshine Act notice is being issued
proposed rule change has become change that are filed with the because a quorum of the Commission
effective pursuant to Section 19(b)(3)(A) Commission, and all written may attend the meeting.
of the Act 16 and Rule 19b–4(f)(6)(iii) communications relating to the The agenda for the meeting includes:
thereunder.17 The Exchange represents proposed rule change between the Remarks from Commissioners;
that this proposed rule change will be Commission and any person, other than nomination of candidates for officer
implemented during the Second Quarter those that may be withheld from the positions and election of officers; a
of 2015 subject to the issuance of an public in accordance with the discussion of the Commodity Futures
Equity Trader Alert that will provide at provisions of 5 U.S.C. 552, will be Trading Commission’s investor behavior
least 30 days of notice prior to the available for Web site viewing and survey results; a discussion of
operative date for the respective printing in the Commission’s Public background checks as a means to
amendments to Rule 4751(h). Reference Room, 100 F Street NE., address elder financial abuse (which
At any time within 60 days of the Washington, DC 20549 on official may include a recommendation); a
filing of the proposed rule change, the business days between the hours of discussion of proxy access and staff
Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of such review of Rule 14a–8(i)(9) under the
temporarily suspend such rule change if filing also will be available for Securities Exchange Act of 1934 (which
it appears to the Commission that such inspection and copying at the principal may include a recommendation); an
action is necessary or appropriate in the offices of the Exchange. All comments update on the SEC proxy voting
public interest, for the protection of received will be posted without change; roundtable; an update on the
investors, or otherwise in furtherance of the Commission does not edit personal recommendations of the SEC Advisory
the purposes of the Act. If the identifying information from Committee on Small and Emerging
Commission takes such action, the submissions. You should submit only Companies; and nonpublic
Commission shall institute proceedings information that you wish to make subcommittee meetings.
to determine whether the proposed rule available publicly. All submissions For further information, please
should be approved or disapproved. should refer to File Number SR–Phlx– contact the Office of the Secretary at
IV. Solicitation of Comments 2015–32, and should be submitted on or (202) 551–5400.
before May 7, 2015. Dated: April 2, 2015.
Interested persons are invited to
submit written data, views, and For the Commission, by the Division of Brent J. Fields,
Trading and Markets, pursuant to delegated
arguments concerning the foregoing, Secretary.
authority.18
including whether the proposed rule [FR Doc. 2015–08020 Filed 4–3–15; 11:15 am]
Brent J. Fields,
change is consistent with the Act. BILLING CODE CODE 8011–01–P
Comments may be submitted by any of Secretary.
the following methods: [FR Doc. 2015–07851 Filed 4–6–15; 8:45 am]
BILLING CODE 8011–01–P SECURITIES AND EXCHANGE
Electronic Comments
COMMISSION
• Use the Commission’s Internet
comment form (http://www.sec.gov/ SECURITIES AND EXCHANGE Proposed Collection; Comment
rules/sro.shtml); or COMMISSION Request
• Send an email to rule-comments@
sec.gov. Please include File Number SR– Sunshine Act Meeting Upon Written Request Copies Available
Phlx–2015–32 on the subject line. From: U.S. Securities and Exchange
Notice is hereby given, pursuant to Commission, Office of FOIA Services,
Paper Comments the provisions of the Government in the 100 F Street NE., Washington, DC
Sunshine Act, Public Law 94–409, that
• Send paper comments in triplicate 20549–2736.
the Securities and Exchange
to Secretary, Securities and Exchange Extension: Rule 17f–2. SEC File No. 270–233,
Commission Investor Advisory
Commission, 100 F Street NE., OMB Control No. 3235–0223.
Committee will hold a meeting on
Washington, DC 20549–1090. Notice is hereby given that, pursuant
Thursday, April 9, 2015, in Multi-
All submissions should refer to File Purpose Room LL–006 at the to the Paperwork Reduction Act of 1995
Number SR–Phlx–2015–32. This file Commission’s headquarters, 100 F (44 U.S.C. 350l et seq.), the Securities
number should be included on the Street NE., Washington, DC. The and Exchange Commission (the
subject line if email is used. To help the meeting will begin at 9:30 a.m. (ET) and ‘‘Commission’’) is soliciting comments
Commission process and review your will be open to the public. Seating will on the collection of information
comments more efficiently, please use be on a first-come, first-served basis. summarized below. The Commission
only one method. The Commission will Doors will open at 9 a.m. Visitors will plans to submit this existing collection
post all comments on the Commission’s be subject to security checks. The of information to the Office of
16 15
meeting will be webcast on the Management and Budget for extension
U.S.C. 78s(b)(3)(A).
mstockstill on DSK4VPTVN1PROD with NOTICES

17 17
Commission’s Web site at www.sec.gov. and approval.
CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6)(iii) requires the Exchange to give the On March 18, 2015, the Commission Rule 17f–2 (17 CFR 270.17f–2),
Commission written notice of the Exchange’s intent issued notice of the Committee meeting entitled ‘‘Custody of Investments by
to file the proposed rule change, along with a brief (Release No. 33–9739), indicating that Registered Management Investment
description and text of the proposed rule change, the meeting is open to the public Company,’’ was adopted in 1940 under
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time (except during portions of the meeting section 17(f) of the Investment Company
as designated by the Commission. The Exchange Act of 1940 (15 U.S.C. 80a–17(f)) (the
has satisfied this requirement. 18 17 CFR 200.30–3(a)(12). ‘‘Act’’), and was last amended

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Document Created: 2018-02-21 10:05:19
Document Modified: 2018-02-21 10:05:19

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 18664