80_FR_28032 80 FR 27938 - Proposed Collection; Comment Request

80 FR 27938 - Proposed Collection; Comment Request

DEPARTMENT OF DEFENSE
Office of the Secretary

Federal Register Volume 80, Issue 94 (May 15, 2015)

Page Range27938-27939
FR Document2015-11671

In compliance with the Paperwork Reduction Act of 1995, the Defense Security Service (DSS) announces a proposed public information collection and seeks public comment on the provisions thereof. Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed information collection; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the information collection on respondents, including through the use of automated collection techniques or other forms of information technology.

Federal Register, Volume 80 Issue 94 (Friday, May 15, 2015)
[Federal Register Volume 80, Number 94 (Friday, May 15, 2015)]
[Notices]
[Pages 27938-27939]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-11671]


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DEPARTMENT OF DEFENSE

Office of the Secretary

[Docket ID: DoD-2015-OS-0048]


Proposed Collection; Comment Request

AGENCY: Defense Security Service (DSS), DoD.

ACTION: Notice.

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SUMMARY: In compliance with the Paperwork Reduction Act of 1995, the 
Defense Security Service (DSS) announces a proposed public information 
collection and seeks public comment on the provisions thereof. Comments 
are invited on: (a) Whether the proposed collection of information is 
necessary for the proper performance of the functions of the agency, 
including whether the information shall have practical utility; (b) the 
accuracy of the agency's estimate of the burden of the proposed 
information collection; (c) ways to enhance the quality, utility, and 
clarity of the information to be collected; and (d) ways to minimize 
the burden of the information collection on respondents, including 
through the use of automated collection techniques or other forms of 
information technology.

DATES: Consideration will be given to all comments received by July 14, 
2015.

ADDRESSES: You may submit comments, identified by docket number and 
title, by any of the following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Mail: Department of Defense, Office of the Deputy Chief 
Management Officer, Directorate of Oversight and Compliance, Regulatory 
and Audit Matters Office, 9010 Defense Pentagon, Washington, DC 20301-
9010.
    Instructions: All submissions received must include the agency 
name, docket number and title for this Federal Register document. The 
general policy for comments and other submissions from members of the 
public is to make these submissions available for public viewing on the 
Internet at http://www.regulations.gov as they are received without 
change, including any personal identifiers or contact information. Any 
associated form(s) for this collection may be located within this same 
electronic docket and downloaded for review/testing. Follow the 
instructions at http://www.regulations.gov for submitting comments. 
Please submit comments on any given form identified by docket number, 
form number, and title.

FOR FURTHER INFORMATION CONTACT: To request more information on this 
proposed information collection or to obtain a copy of the proposal and 
associated collection instruments, please write to the Defense Security 
Service, ATTN: Mr. Robert C. Morton, OCIO, Russell-Knox Building, 27130 
Telegraph Road, Quantico, VA 22134-2253, or call Defense Security 
Service, (571) 305-6442.

SUPPLEMENTARY INFORMATION:
    Title; Associated Form; and OMB Number: ``Department of Defense 
Security Agreement,'' ``Appendage to Department of Defense Security 
Agreement,'' ``Certificate Pertaining to Foreign Interests;'' DD Forms, 
441, 441-1 and SF 328; OMB No. 0704-0194.
    Needs and Uses: Executive Order (EO) 12829 as amended, ``National 
Industrial Security Program (NISP),'' stipulates that the Secretary of 
Defense shall serve as the Executive Agent for inspecting and 
monitoring the contractors, licensees, and grantees who require or will 
require access, to or who store or will store classified information; 
and for determining the eligibility for access to classified 
information of contractors, licensees, and grantees and their 
respective employees. The specific requirements necessary to protect 
classified information released to private industry are set forth in 
Department of Defense (DoD) 5220.22M, ``National Industrial Security 
Program Operating Manual (NISPOM),'' dated February 28, 2006 as amended 
by Conforming Change 1, dated March 28, 2013. These forms are mandated 
in the Industrial Security Regulation DoD 5220.22-R dated December 1985 
as amended, DoD 5220.22--NISP Volume 3, dated April 17, 2014 and The 
Federal Acquisition Regulation. Respondents must execute DD Form 441, 
``Department of Defense Security Agreement,'' which is the initial 
agreement between the contractor and the government regarding security 
requirements necessary to protect classified information associated 
with the contract. This legally binding document details the 
responsibility of both parties and obligates the contractor to fulfill 
the requirements outlined in DoD 5220.22M. The DD Form 441-1, 
``Appendage to Department of Defense Security Agreement,'' is used to 
extend the agreement to branch offices of the contractor. The SF Form 
328, ``Certificate Pertaining to Foreign Interests,'' must be submitted 
to provide certification regarding elements of Foreign Ownership, 
Control or Influence (FOCI) as stipulated in paragraph 2-302 of the 
NISPOM.
    DSS proposes to make changes to the DD Form 441 and SF 328. The 
requirement for execution of the corporate ``Certificate'' section and 
the use of a corporate seal is being deleted. Currently the government 
does not require all corporations to execute the corporate Certificate 
portion of the Forms. Only those corporations who are in possession of 
a seal were being required to execute the Certificate. Corporations 
that do not have a seal and other types of businesses structures

[[Page 27939]]

such as limited liability companies, partnership and sole proprietors 
are only required to have the signing of the agreement witnessed. DSS 
proposes that a witness is sufficient for all companies whether or not 
they are a corporation.
    Affected Public: Business, other profit, and non-profit 
organizations under DoD Security Cognizance.
    DD 441 Total Annual Burden Hours: 698.13.
    DD Form 441 Number of Respondents: 2,992.
    Total DD Form 441 Responses: 2,992.
    Average Burden Hours per Respondent: 14 minutes.
    Number of Responses per Respondent: 1.

    DD Form 441-1 Total Annual Burden Hours: 171.5.
    Total DD Form 441-1 Respondents: 1,029.
    Total DD Form 441-1 Responses: 1,029.
    Average Burden Hours per Respondent: 10 minutes.
    Number of Responses per Respondent: 1.

    SF 328 Total Annual Burden Hours: 3,301.67.
    Total SF 328 Respondents: 2,830.
    Total SF 328 Responses: 2,830.
    Averge Burden Hours per Respondent: 1 hour 10 minutes or 70 
MINUTES.
    Number of Responses per Respondent: 1.

    Combined Total Number of Respondents: 6,851.
    Combined Total Number of Responses: 6,851.
    Combined Total Burden Hours: 4,171.3.
    Combined Total Burden Hours per Respondent: 1.5 or 94 minutes.
    Frequency: On occasion.
    The execution of the DD Form 441, 441-1 and SF 328 is a factor in 
making a determination as to whether a contractor company is eligible 
to have a facility security clearance. It is also a legal basis for 
imposing NISP security requirements on eligible contractors. These 
requirements are necessary in order to preserve and maintain the 
security of the United States through establishing standards to prevent 
the improper disclosure of classified information.

    Dated: May 11, 2015.

Aaron Siegel,
Alternate OSD Federal Register Liaison Officer, Department of Defense.
[FR Doc. 2015-11671 Filed 5-14-15; 8:45 am]
 BILLING CODE 5001-06-P



                                                  27938                            Federal Register / Vol. 80, No. 94 / Friday, May 15, 2015 / Notices

                                                    (viii) Date Report Delivered to                       SUMMARY:    In compliance with the                    Security Agreement,’’ ‘‘Appendage to
                                                  Congress: 05 May 2015                                   Paperwork Reduction Act of 1995, the                  Department of Defense Security
                                                    * As defined in Section 47(6) of the                  Defense Security Service (DSS)                        Agreement,’’ ‘‘Certificate Pertaining to
                                                  Arms Export Control Act.                                announces a proposed public                           Foreign Interests;’’ DD Forms, 441, 441–
                                                                                                          information collection and seeks public               1 and SF 328; OMB No. 0704–0194.
                                                  POLICY JUSTIFICATION
                                                                                                          comment on the provisions thereof.                       Needs and Uses: Executive Order (EO)
                                                  Iraq—Ammunition                                         Comments are invited on: (a) Whether                  12829 as amended, ‘‘National Industrial
                                                     The Government of Iraq has requested                 the proposed collection of information                Security Program (NISP),’’ stipulates
                                                  a possible sale of 5,000 81mm High                      is necessary for the proper performance
                                                                                                                                                                that the Secretary of Defense shall serve
                                                  Explosive Mortar Ammunition, 684,000                    of the functions of the agency, including
                                                                                                                                                                as the Executive Agent for inspecting
                                                  M203 40mm High Explosive                                whether the information shall have
                                                                                                                                                                and monitoring the contractors,
                                                  Ammunition, 532,000 MK19 40mm                           practical utility; (b) the accuracy of the
                                                                                                                                                                licensees, and grantees who require or
                                                  High Explosive Dual Purpose                             agency’s estimate of the burden of the
                                                                                                          proposed information collection; (c)                  will require access, to or who store or
                                                  Ammunition, and 40,000 155mm High
                                                                                                          ways to enhance the quality, utility, and             will store classified information; and for
                                                  Explosives. Also includes small arms
                                                                                                          clarity of the information to be                      determining the eligibility for access to
                                                  ammunition, spare and repair parts,
                                                  support equipment, publications and                     collected; and (d) ways to minimize the               classified information of contractors,
                                                  technical documentation, personnel                      burden of the information collection on               licensees, and grantees and their
                                                  training and training equipment, U.S.                   respondents, including through the use                respective employees. The specific
                                                  Government and contractor technical                     of automated collection techniques or                 requirements necessary to protect
                                                  and logistics support services, and other               other forms of information technology.                classified information released to
                                                  related elements of logistical and                      DATES: Consideration will be given to all             private industry are set forth in
                                                  program support. The estimated cost is                  comments received by July 14, 2015.                   Department of Defense (DoD) 5220.22M,
                                                  $395 million.                                           ADDRESSES: You may submit comments,
                                                                                                                                                                ‘‘National Industrial Security Program
                                                     This proposed sale will contribute to                identified by docket number and title,                Operating Manual (NISPOM),’’ dated
                                                  the foreign policy and national security                by any of the following methods:                      February 28, 2006 as amended by
                                                  of the United States by helping to                         • Federal eRulemaking Portal: http://              Conforming Change 1, dated March 28,
                                                  improve the security of a strategic                     www.regulations.gov. Follow the                       2013. These forms are mandated in the
                                                  partner. This proposed sale directly                    instructions for submitting comments.                 Industrial Security Regulation DoD
                                                  supports the Government of Iraq and                        • Mail: Department of Defense, Office              5220.22–R dated December 1985 as
                                                  serves the interests of the people of Iraq              of the Deputy Chief Management                        amended, DoD 5220.22—NISP Volume
                                                  and the United States.                                  Officer, Directorate of Oversight and                 3, dated April 17, 2014 and The Federal
                                                     This proposed sale of additional                     Compliance, Regulatory and Audit                      Acquisition Regulation. Respondents
                                                  ammunition is critical in providing                     Matters Office, 9010 Defense Pentagon,                must execute DD Form 441,
                                                  continued combat power capability as                    Washington, DC 20301–9010.                            ‘‘Department of Defense Security
                                                  Iraq continues its fight against an                        Instructions: All submissions received             Agreement,’’ which is the initial
                                                  organized insurgency of extremists in                   must include the agency name, docket                  agreement between the contractor and
                                                  Iraq. Iraq will have no difficulty                      number and title for this Federal                     the government regarding security
                                                  absorbing this additional ammunition                    Register document. The general policy                 requirements necessary to protect
                                                  into its armed forces.                                  for comments and other submissions
                                                     The proposed sale of this additional                                                                       classified information associated with
                                                                                                          from members of the public is to make                 the contract. This legally binding
                                                  ammunition will not alter the basic                     these submissions available for public
                                                  military balance in the region.                                                                               document details the responsibility of
                                                     The principal contractors will be                    viewing on the Internet at http://                    both parties and obligates the contractor
                                                  American Ordinance in Middletown,                       www.regulations.gov as they are                       to fulfill the requirements outlined in
                                                  Iowa and AMTEC in Janesville,                           received without change, including any                DoD 5220.22M. The DD Form 441–1,
                                                  Wisconsin. There are no known offset                    personal identifiers or contact                       ‘‘Appendage to Department of Defense
                                                  agreements proposed in connection                       information. Any associated form(s) for               Security Agreement,’’ is used to extend
                                                  with this potential sale.                               this collection may be located within                 the agreement to branch offices of the
                                                     Implementation of this sale will not                 this same electronic docket and                       contractor. The SF Form 328,
                                                  require U.S. Government representatives                 downloaded for review/testing. Follow
                                                                                                                                                                ‘‘Certificate Pertaining to Foreign
                                                  or contractors to travel to Iraq.                       the instructions at http://
                                                                                                                                                                Interests,’’ must be submitted to provide
                                                     There will be no adverse impact on                   www.regulations.gov for submitting
                                                                                                                                                                certification regarding elements of
                                                  U.S. defense readiness as a result of this              comments. Please submit comments on
                                                                                                                                                                Foreign Ownership, Control or
                                                  proposed sale.                                          any given form identified by docket
                                                                                                                                                                Influence (FOCI) as stipulated in
                                                  [FR Doc. 2015–11719 Filed 5–14–15; 8:45 am]             number, form number, and title.
                                                                                                                                                                paragraph 2–302 of the NISPOM.
                                                  BILLING CODE 5001–06–P                                  FOR FURTHER INFORMATION CONTACT: To
                                                                                                          request more information on this                         DSS proposes to make changes to the
                                                                                                          proposed information collection or to                 DD Form 441 and SF 328. The
                                                  DEPARTMENT OF DEFENSE                                   obtain a copy of the proposal and                     requirement for execution of the
                                                                                                          associated collection instruments,                    corporate ‘‘Certificate’’ section and the
                                                  Office of the Secretary                                 please write to the Defense Security                  use of a corporate seal is being deleted.
                                                                                                                                                                Currently the government does not
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                                                  [Docket ID: DoD–2015–OS–0048]                           Service, ATTN: Mr. Robert C. Morton,
                                                                                                          OCIO, Russell-Knox Building, 27130                    require all corporations to execute the
                                                  Proposed Collection; Comment                            Telegraph Road, Quantico, VA 22134–                   corporate Certificate portion of the
                                                  Request                                                 2253, or call Defense Security Service,               Forms. Only those corporations who are
                                                                                                          (571) 305–6442.                                       in possession of a seal were being
                                                  AGENCY:    Defense Security Service (DSS),
                                                                                                          SUPPLEMENTARY INFORMATION:                            required to execute the Certificate.
                                                  DoD.
                                                                                                             Title; Associated Form; and OMB                    Corporations that do not have a seal and
                                                  ACTION:   Notice.
                                                                                                          Number: ‘‘Department of Defense                       other types of businesses structures


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                                                                                   Federal Register / Vol. 80, No. 94 / Friday, May 15, 2015 / Notices                                              27939

                                                  such as limited liability companies,                      Averge Burden Hours per Respondent:                 DEPARTMENT OF DEFENSE
                                                  partnership and sole proprietors are                    1 hour 10 minutes or 70 MINUTES.
                                                  only required to have the signing of the                  Number of Responses per                             Office of the Secretary
                                                  agreement witnessed. DSS proposes that                  Respondent: 1.
                                                  a witness is sufficient for all companies                 Combined Total Number of                            [Transmittal No. 15–26]
                                                  whether or not they are a corporation.                  Respondents: 6,851.
                                                    Affected Public: Business, other                        Combined Total Number of                            36(b)(1) Arms Sales Notification
                                                  profit, and non-profit organizations                    Responses: 6,851.
                                                  under DoD Security Cognizance.                            Combined Total Burden Hours:                        AGENCY: Defense Security Cooperation
                                                    DD 441 Total Annual Burden Hours:                     4,171.3.                                              Agency, Department of Defense.
                                                  698.13.                                                   Combined Total Burden Hours per
                                                    DD Form 441 Number of                                 Respondent: 1.5 or 94 minutes.                        ACTION:   Notice.
                                                  Respondents: 2,992.                                       Frequency: On occasion.
                                                    Total DD Form 441 Responses: 2,992.                     The execution of the DD Form 441,                   SUMMARY:  The Department of Defense is
                                                    Average Burden Hours per                              441–1 and SF 328 is a factor in making                publishing the unclassified text of a
                                                  Respondent: 14 minutes.                                 a determination as to whether a                       section 36(b)(1) arms sales notification.
                                                    Number of Responses per                               contractor company is eligible to have a              This is published to fulfill the
                                                  Respondent: 1.                                          facility security clearance. It is also a             requirements of section 155 of Public
                                                                                                          legal basis for imposing NISP security                Law 104–164 dated July 21, 1996.
                                                    DD Form 441–1 Total Annual Burden                     requirements on eligible contractors.
                                                  Hours: 171.5.                                           These requirements are necessary in                   FOR FURTHER INFORMATION CONTACT:     Ms.
                                                    Total DD Form 441–1 Respondents:                      order to preserve and maintain the                    B. English, DSCA/DBO/CFM, (703) 601–
                                                  1,029.                                                  security of the United States through                 3740.
                                                    Total DD Form 441–1 Responses:                        establishing standards to prevent the                   The following is a copy of a letter to
                                                  1,029.                                                  improper disclosure of classified                     the Speaker of the House of
                                                    Average Burden Hours per                              information.                                          Representatives, Transmittals 15–26
                                                  Respondent: 10 minutes.
                                                                                                            Dated: May 11, 2015.                                with attached transmittal, and policy
                                                    Number of Responses per
                                                                                                                                                                justification.
                                                  Respondent: 1.                                          Aaron Siegel,
                                                    SF 328 Total Annual Burden Hours:                     Alternate OSD Federal Register Liaison                  Dated: May 11, 2015.
                                                  3,301.67.                                               Officer, Department of Defense.                       Aaron Siegel,
                                                    Total SF 328 Respondents: 2,830.                      [FR Doc. 2015–11671 Filed 5–14–15; 8:45 am]           Alternate OSD Federal Register Liaison
                                                    Total SF 328 Responses: 2,830.                        BILLING CODE 5001–06–P                                Officer, Department of Defense.
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Document Created: 2018-02-21 10:27:43
Document Modified: 2018-02-21 10:27:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesConsideration will be given to all comments received by July 14, 2015.
ContactTo request more information on this proposed information collection or to obtain a copy of the proposal and associated collection instruments, please write to the Defense Security Service, ATTN: Mr. Robert C. Morton, OCIO, Russell-Knox Building, 27130 Telegraph Road, Quantico, VA 22134-2253, or call Defense Security Service, (571) 305-6442.
FR Citation80 FR 27938 

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