80 FR 28016 - Privacy Act of 1974; New and Revised Systems of Records
RAILROAD RETIREMENT BOARD Federal Register Volume 80, Issue 94 (May 15, 2015)
Federal Register Volume 80, Issue 94 (May 15, 2015)
| Page Range | 28016-28021 | |
| FR Document | 2015-11745 |
[Federal Register Volume 80, Number 94 (Friday, May 15, 2015)] [Notices] [Pages 28016-28021] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-11745] ======================================================================= ----------------------------------------------------------------------- RAILROAD RETIREMENT BOARD Privacy Act of 1974; New and Revised Systems of Records AGENCY: Railroad Retirement Board. ACTION: Notice: Publication of an updated routine use for RRB Privacy Act Systems of Records, RRB-21 and RRB-22. ----------------------------------------------------------------------- SUMMARY: We are updating an existing routine use to release railroad worker identifying information to any last employer, or their designee allowing the RRB to verify entitlement for benefits. DATES: These changes become effective as proposed without further notice on June 24, 2015. We will file a report of these Systems of Records Notices with the Committee on Homeland Security and Governmental Affairs of the Senate; the Committee on Oversight and Government Reform of the House of Representatives; and the Office of Information and Regulatory Affairs, Office of Management and Budget (OMB). ADDRESSES: Send comments to Ms. Martha P. Rico, Secretary to the Board, Railroad Retirement Board, 844 North Rush Street, Chicago, Illinois 60611-2092. FOR FURTHER INFORMATION CONTACT: Mr. Timothy Grant, Chief Privacy Officer, Railroad Retirement Board, 844 North Rush Street, Chicago, Illinois 60611-2092; telephone 312-751-4869, or email at [email protected]. SUPPLEMENTARY INFORMATION: We are adding the term `or their designee' to the existing routine uses for our Privacy Act System of Records Notices (SORNs), RRB-21(q) and RRB-22(d) respectively. This will allow the RRB to verify entitlement for benefits if the railroad worker's previous employer has designated a third party provider to manage their employment information. By Authority of the Board. Martha P. Rico, Secretary to the Board. * * * * * RRB-21 SYSTEM NAME: Railroad Unemployment and Sickness Insurance Benefit System SYSTEM LOCATION: U.S. Railroad Retirement Board, 844 Rush Street, Chicago, Illinois 60611. Regional and District Offices: See Federal Register notice 79 FR 58910, Appendix I, or our public Web site at: http://www.rrb.gov/field/field.asp. SECURITY CLASSIFICATION: None. CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Applicants and claimants for unemployment and sickness (including maternity) benefits under the Railroad Unemployment Insurance Act: Some railroad employees injured at work who did not apply for Railroad Unemployment Insurance Act benefits; all railroad employees paid separation allowances. CATEGORIES OF RECORDS IN THE SYSTEM: Information pertaining to payment or denial of an individual's claim for benefits under the Railroad Unemployment Insurance Act: Name, address, sex, social security number, date of birth, total months of railroad service (including creditable military service), total creditable compensation for base year, last employer and date last worked before applying for benefits, last rate of pay in base year, reason not working, applications and claims filed, benefit information for each claim filed, disqualification periods and reasons for disqualification, entitlement to benefits under other laws, benefit recovery information about personal injury claims and pay for time not worked, medical reports, placement data, correspondence and telephone inquiries to and about the claimant, record of protest or appeal by claimant of adverse determinations made on his claims. AUTHORITY FOR MAINTENANCE OF THE SYSTEM: Section 12(l) of the Railroad Unemployment Insurance Act (45 U.S.C. 351, et. seq.). PURPOSE(S): The purpose of this system of records is to carry out the function of collecting and storing information in order to administer the benefit program under the Railroad Unemployment Insurance Act. [[Page 28017]] ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES OF USERS, AND THE PURPOSES OF SUCH USES: a. Beneficiary identifying information may be disclosed to third party contacts to determine if incapacity of the beneficiary or potential beneficiary to understand or use benefits exists, and to determine the suitability of a proposed representative payee. b. In the event the Board has determined to designate a person to be the representative payee of an incompetent beneficiary, disclosure of information concerning the benefit amount and other similar information may be made to the representative payee from the record of the individual. c. Beneficiary identifying information, address, check rate, date and number may be released to the Treasury Department to control for reclamation and return outstanding benefit payments, to issue benefit payments, respond to reports of non-delivery and to insure delivery of check to the correct address or account of the beneficiary or representative payee. d. Beneficiary identifying information, address, payment rate, date and number, plus other necessary supporting evidence may be released to the U.S. Postal Service for investigation of alleged forgery or theft of railroad unemployment/sickness benefit payments. e. A record from this system of records may be disclosed to a Federal agency, in response to its request, in connection with the hiring or retention of an employee, the issuance of a security clearance, the reporting of an investigation of an employee, the letting of a contract, the issuance of a license, grant, or other benefit by the requesting agency, to the extent that the information is relevant and necessary to the requesting agency's decision in the matter, provided that disclosure would be clearly in the furtherance of the interest of the subject individual. f. Under Section 2(f), the Railroad Retirement Board has the right to recover benefits paid to an employee who later receives remuneration for the same period, therefore, the Railroad Retirement Board may notify the person or company paying the remuneration of the Board's right to recovery and the amount of benefits to be refunded. g. Under Section 12(o), the Railroad Retirement Board is entitled to reimbursement of sickness benefits paid on account of the infirmity for which damages are paid, consequently, the Railroad Retirement Board may send a notice of lien to the liable party, and, upon request by the liable party, advise the amount of benefits subject to reimbursement. h. Beneficiary identifying information, rate and entitlement data may be released to the Social Security Administration to correlate actions with the administration of the Social Security Act. i. The last addresses and employer information may be released to Department of Health and Human Services in conjunction with the Parent Locator Service. j. Benefit rate, entitlement and periods paid may be disclosed to the Social Security Administration, Bureau of Supplemental Security Income to federal, state and local welfare or public aid agencies to assist them in processing applications for benefits under their respective programs. k. Beneficiary identifying information, entitlement, rate and other pertinent data may be released to the Department of Labor in conjunction with payment of benefits under the Federal Coal Mine and Safety Act. l. Records may be referred to the General Accountability Office for auditing purposes and for collection of debts arising from overpayments under the Railroad Unemployment Insurance Act. m. If a request for information pertaining to an individual is made by an official of a labor organization, of which the individual is a member, information from the record of the individual concerning his benefit or anticipated benefit and concerning the method of calculating that benefit may be disclosed to the labor organization official. n. Pursuant to a request from an employer covered by the Railroad Retirement Act or the Railroad Unemployment Insurance Act, or from an organization under contract to an employer or employers, information regarding the Board's payment of unemployment or sickness benefits, the methods by which such benefits are calculated, entitlement data and present address may be released to the requesting employer or the organization under contract to an employer or employers for the purposes of determining entitlement to and rates of private supplemental pension, sickness or unemployment benefits and to calculate estimated benefits due. o. Records may be disclosed in a court proceeding relating to any claims for benefits by the beneficiary under the Railroad Unemployment Insurance Act and may be disclosed during the course of an administrative appeal to individuals who need the records to prosecute or decide the appeal or to individuals who are requested to provide information relative to an issue involved in the appeal. p. Beneficiary identifying information, entitlement data, benefit rates and periods paid may be released to the Veterans Administration to verify continued entitlement to benefits. q. (Updated) Identifying information such as full name, social security number, employee identification number, date last worked, occupation, and location last worked may be released to any last employer, or their designee, to verify entitlement for benefits under the Railroad Unemployment Insurance Act. r. The amount of unemployment benefits paid, if 10 dollars or more in a calendar year, and claimant identifying information, may be furnished to the Internal Revenue Service for tax administration purposes. s. The name and address of a claimant may be released to a Member of Congress when the Member requests it in order that he or she may communicate with the claimant about legislation which affects the railroad unemployment insurance system. t. Beneficiary identifying and claim period information may be furnished to states for the purposes of their notifying the RRB whether claimants were paid state unemployment or sickness benefits and also whether wages were reported for them. For claimants that a state identifies as having received state unemployment or sickness benefits, RRB benefit information may be furnished the state for the purpose of recovery of the amount of the duplicate payments which is made. u. The amount of each sickness benefit that is subject to a tier 1 railroad retirement tax and the amount of the tier 1 tax withheld may be disclosed to the claimant's last railroad employer to enable that employer to compute its tax liability under the Railroad Retirement Tax Act. v. The amount of sickness benefits paid and claimant identifying information, except for sickness benefits paid for an on-the-job injury, may be furnished to the Internal Revenue Service for tax administration purposes. w. Entitlement data and benefit rates may be released to any court, state agency, or interested party, or to the representative of such court, state agency, or interested party in connection with contemplated or actual legal or administrative proceedings concerning domestic relations and support matters. x. Identifying information and information about a claim for benefits filed may be disclosed to an employee's [[Page 28018]] base-year railroad employer and the employee's most recent railroad employer, if different, in order to afford that employer or those employers the opportunity to submit information concerning the claim. In addition, after the claim has been paid, if the base-year railroad employer appeals the decision awarding benefits, all information regarding the claim may be disclosed to such base-year railroad employer that is necessary and appropriate for it to fully exercise its rights of appeal. y. Non-medical information relating to the determination of sickness benefits may be disclosed to an insurance company administering a medical insurance program for railroad workers for purposes of determining entitlement to benefits under that program. z. Scrambled Social Security Number and complete home address information of unemployment claimants may be furnished to the Bureau of Labor Statistics for use in its Local Area Unemployment Statistics (LAUS) program. DISCLOSURE TO CONSUMER REPORTING AGENCIES: None. POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, AND DISPOSING OF RECORDS IN THE SYSTEM: STORAGE: Paper, microforms, magnetic tape, magnetic disk. RETRIEVABILITY: Social Security number (claim number) and name. SAFEGUARDS: Paper and Microforms: Maintained in areas not accessible to the public in metal filing cabinents. Access is limited to authorized RRB employees. Offices are locked during non-business hours. Building has 24 hour on-site security officers, closed circuit television monitoring and intrusion detection systems. Magnetic tape and disks: Computer and computer storage rooms are restricted to authorized personnel; on-line query safeguards include a lock/unlock password system, a terminal oriented transaction matrix, role based access controls and audit trail. For electronic records, system securities are established in accordance with National Institute of Standards and Technology (NIST) guidelines, including network monitoring, defenses in-depth, incident response and forensics. In addition to the on-line query safeguards, they include encryption of all data transmitted and exclusive use of leased telephone lines. RETENTION AND DISPOSAL: Paper and microform: Destroyed by shredding in accordance with NIST standards, no sooner than 7 years and no later than 10 years after the close of the benefit year. Magnetic tape: Records are retained for 90 days and then written over following NIST guidelines. For disaster recovery purposes certain tapes are stored 12-18 months. Magnetic disk: Continually updated and retained for at least 7 but not more than 10 years after the close of the benefit year. When magnetic disk or other electronic media is no longer required or servicable, it is sanitized in accordance with NIST guidelines. SYSTEM MANAGER(S) AND ADDRESS: Office of Programs--Director of Policy and Systems, Railroad Retirement Board, 844 Rush Street, Chicago, Illinois 60611-2092. NOTIFICATION PROCEDURE: Requests for information regarding an individual's record should be in writing, including the full name, social security number and railroad retirement claim number (if any) of the individual. Before information about any record will be released, the individual may be required to provide proof of identity, or authorization from the individual to permit release of information. Such requests should be sent to: Office of Programs--Director of Unemployment & Program Support Division, Railroad Retirement Board, 844 Rush Street, Chicago, Illinois 60611. RECORD ACCESS PROCEDURE: See Notification section above. CONTESTING RECORD PROCEDURE: See Notification section above. RECORD SOURCE CATEGORIES: Applicant, claimant or his or her representative, physicians, employers, labor organizations, federal, state, and local government agencies, all Railroad Retirement Board files, insurance companies, attorneys, Congressmen, liable parties (in personal injury cases), funeral homes and survivors (for payment of death benefits). EXEMPTIONS CLAIMED FOR THE SYSTEM: None. * * * * * RRB-22 SYSTEM NAME: Railroad Retirement, Survivor, and Pensioner Benefit System. SYSTEM LOCATION: U.S. Railroad Retirement Board, 844 Rush Street, Chicago, Illinois 60611 Regional and District Offices: See Federal Register notice 79 FR 58910, Appendix I, or our public Web site at: http://www.rrb.gov/field/field.asp. SECURITY CLASSIFICATION: None. CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: (Updated) Applicants for retirement and survivor benefits, (spouses, divorced spouses, widows, surviving divorced spouses, children, students, parents, grandchildren), and individuals who filed for lump-sum death benefits and/or residual payments. CATEGORIES OF RECORDS IN THE SYSTEM: Information pertaining to the payment or denial of an individual's claim for benefits under the Railroad Retirement Act: Name, address, social security number, claim number, proofs of age, marriage, relationship, death, military service, creditable earnings and service months (including military service), entitlement to benefits under the Social Security Act, programs administered by the Veterans Administration, or other benefit systems, rates, effective dates, medical reports, correspondence and telephone inquiries to and about the beneficiary, suspension and termination dates, health insurance effective date, option, premium rate and deduction, direct deposit data, employer pension information, citizenship status and legal residency status (for annuitants living outside the United States), and tax withholding information (instructions of annuitants regarding number of exemptions claimed and additional amounts to be withheld, as well as actual amounts withheld for tax purposes). AUTHORITY FOR MAINTENANCE OF THE SYSTEM: Section 7(b)(6) of the Railroad Retirement Act of 1974 (U.S.C. 231f(b)(6)). PURPOSE(S): Records in this system of records are maintained to administer the benefit provisions of the Railroad Retirement Act, sections of the Internal Revenue Code related to the taxation of railroad retirement benefits, and Title XVIII of the Social Security Act as it pertains to Medicare coverage for railroad retirement beneficiaries. ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES OF USERS, AND THE PURPOSES OF SUCH USES: a. Beneficiary identifying information may be disclosed to third party contacts [[Page 28019]] to determine if incapacity of the beneficiary or potential beneficiary to understand or use benefits exists, and to determine the suitability of a proposed representative payee. b. In the event the Board has determined to designate a person to be the representative payee of an incompetent beneficiary, disclosure of information concerning the benefit amount and other similar information may be made to the representative payee from the record of the individual. c. Entitlement and benefit rates may be released to primary beneficiaries regarding secondary beneficiaries (or vice versa) when the addition of such beneficiary affects either the entitlement or benefit payment. d. (Updated) Identifying information such as full name, address, date of birth, social security number, employee identification number, and date last worked, may be released to any last employer, or their designee, to verify entitlement for benefits under the Railroad Retirement Act. e. Beneficiary identifying information, address, check rates, number and date may be released to the Department of the Treasury to control for reclamation and return of outstanding benefit payments, to issue benefit payments, act on report of non-receipt, to insure delivery of payments to the correct address of the beneficiary or representative payee or to the proper financial organization, and to investigate alleged forgery, theft or unlawful negotiation of railroad retirement benefit checks or improper diversion of payments directed to a financial organization. f. Beneficiary identifying information, address, check rate, date, number and other supporting evidence may be released to the U.S. Postal Service for investigation of alleged forgery or theft of railroad retirement or social security benefit checks. g. Beneficiary identifying information, entitlement data, medical evidence and related evaluatory data and benefit rate may be released to the Social Security Administration and the Centers for Medicare & Medicaid Services to correlate actions with the administration of Title II and Title XVIII of the Social Security Act, as amended. h. (Updated) Beneficiary identifying information, including social security account number, and supplemental annuity amounts may be released to the Internal Revenue Service. i. Beneficiary identifying information, entitlement, benefit rates, medical evidence and related evaluatory data, and months paid may be furnished to the Veterans Administration for the purpose of assisting that agency in determining eligibility for benefits or verifying continued entitlement to and the correct amount of benefits payable under programs which it administers. j. Beneficiary identifying information, entitlement data and benefit rates may be released to the Department of State and embassy and consular officials, the American Institute on Taiwan, and to the Veterans Administration Regional Office, Philippines, to aid in the development of applications, supporting evidence, and the continued eligibility of beneficiaries and potential beneficiaries living abroad. k. Beneficiary identifying information, entitlement, benefit rates and months paid may be released to the Social Security Administration (Bureau of Supplemental Security Income) the Centers for Medicare & Medicaid Services, to federal, state and local welfare or public aid agencies to assist them in processing applications for benefits under their respective programs. l. The last addresses and employer information may be released to the Department of Health and Human Services in conjunction with the Parent Locator Service. m. Beneficiary identifying information, entitlement, rate and other pertinent data may be released to the Department of Labor in conjunction with payment of benefits under the Federal Coal Mine and Safety Act. n. Medical evidence may be released to Board-appointed medical examiners to carry out their functions. o. Information obtained in the administration of Title XVIII (Medicare) which may indicate unethical or unprofessional conduct of a physician or practitioner providing services to beneficiaries may be released to Professional Standards Review Organizations and State Licensing Boards. p. Information necessary to study the relationship between benefits paid by the Railroad Retirement Board and civil service annuities may be released to the Office of Personnel Management. q. Records may be disclosed to the General Accountability Office for auditing purposes and for collection of debts arising from overpayments under Title II and Title XVIII of the Social Security Act, as amended, or the Railroad Retirement Act. r. Pursuant to a request from an employer covered by the Railroad Retirement Act or the Railroad Unemployment Insurance Act, or from an organization under contract to an employer or employers, information regarding the Board's payment of retirement benefits, the methods by which such benefits are calculated, entitlement data and present address may be released to the requesting employer or the organization under contract to an employer or employers for the purposes of determining entitlement to and rates of private supplemental pension, sickness or unemployment benefits and to calculate estimated benefits due. s. If a request for information pertaining to an individual is made by an official of a labor organization of which the individual is a member and the request is made on behalf of the individual, information from the record of the individual concerning his benefit or anticipated benefit and concerning the method of calculating that benefit may be disclosed to the labor organization official. t. Records may be disclosed in a court proceeding relating to any claims for benefits by the beneficiary under the Railroad Retirement Act, and may be disclosed during the course of an administrative appeal to individuals who need the records to prosecute or decide the appeal or to individuals who are requested to provide information relative to an issue involved in the appeal. u. The amount of a residual lump-sum payment and the identity of the payee may be released to the Internal Revenue Service for tax audit purposes. v. The amount of any death benefit or annuities accrued but unpaid at death and the identity of such payee may be released to the appropriate state taxing authorities for tax assessment and auditing purposes. w. Beneficiary identifying information, including but not limited to name, address, social security account number, payroll number and occupation, the fact of entitlement and benefit rate may be released to the Pension Benefit Guaranty Corporation to enable that agency to determine and pay supplemental pensions to qualified railroad retirees. x. Medical records may be disclosed to vocational consultants in administrative proceedings. y. Date employee filed application for annuity to the last employer under the Railroad Retirement Act for use in determining entitlement to continued major medical benefits under insurance programs negotiated with labor organizations. z. Information regarding the determination and recovery of an overpayment made to an individual may be released to any other individual from whom any portion of the overpayment is being recovered. [[Page 28020]] aa. The name and address of an annuitant may be released to a Member of Congress when the Member requests it in order that he or she may communicate with the annuitant about legislation which affects the railroad retirement system. bb. Certain identifying information about annuitants, such as name, social security number, RRB claim number, and date of birth, as well as address, year and month last worked for a railroad, last railroad occupation, application filing date, annuity beginning date, identity of last railroad employer, total months of railroad service, sex, disability onset date, disability freeze onset date, and cause and effective date of annuity termination may be furnished to insurance companies for administering group life and medical insurance plans negotiated between certain participating railroad employers and railway labor organizations. cc. For payments made after December 31, 1983, beneficiary identifying information, address, amounts of benefits paid and repaid, beneficiary withholding instructions, and amounts withheld by the RRB for tax purposes may be furnished to the Internal Revenue Service for tax administration purposes. dd. Last address and beneficiary identifying information may be furnished to railroad employers for the purpose of mailing railroad passes to retired employees and their families. ee. Entitlement data and benefits rates may be released to any court, state agency, or interested party, or to the representative of such court, state agency, or interested party, in connection with contemplated or actual legal or administrative proceedings concerning domestic relations and support matters. ff. Identifying information about annuitants and applicants may be furnished to agencies and/or companies from which such annuitants and applicants are receiving or may receive worker's compensation, public pension, or public disability benefits in order to verify the amount by which Railroad Retirement Act benefits must be reduced, where applicable. gg. Disability annuitant identifying information may be furnished to state employment agencies for the purpose of determining whether such annuitants were employed during times they receive disability benefits. hh. Identifying information about Medicare-entitled beneficiaries who may be working may be disclosed to the Centers for Medicare & Medicaid Services for the purposes of determining whether Medicare should be the secondary payer of benefits for such individuals. ii. Disclosure of information in claim folders is authorized for bonafide researchers doing epidemiological/mortality studies approved by the RRB who agree to record only information pertaining to deceased beneficiaries. jj. Identifying information for beneficiaries, such as name, SSN, and date of birth, may be furnished to the Social Security Administration and to any State for the purpose of enabling the Social Security Administration or State through a computer or manual matching program to assist the RRB in identifying female beneficiaries who remarried but who may not have notified the RRB of their remarriage. kk. An employee's date last worked, annuity filing date, annuity beginning date, and the month and year of death may be furnished to AMTRAK when such information is needed by AMTRAK to make a determination whether to award a travel pass to either the employee or the employee's widow. ll. The employee's social security number may be disclosed to an individual eligible for railroad retirement benefits on the employee's earnings record when the employee's social security number would be contained in the railroad retirement claim number. DISCLOSURE TO CONSUMER REPORTING AGENCIES: None. POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, AND DISPOSING OF RECORDS IN THE SYSTEM: STORAGE: Paper, microforms, magnetic tape and magnetic disk. RETRIEVABILITY: Claim number, social security number and full name. SAFEGUARDS: Paper and Microforms: Maintained in areas not accessible to the public in metal filing cabinents. Access is limited to authorizied RRB employees. Offices are locked during non-business hours. Building has 24 hour on-site security officers, closed circuit television monitoring and intrusion detection systems. Magnetic tape and disks: Computer and computer storage rooms are restricted to authorized personnel; on-line query safeguards include a lock/unlock password system, a terminal oriented transaction matrix, role based access controls and audit trail. For electronic records, system securities are established in accordance with National Institute of Standards and Technology (NIST) guidelines, including network monitoring, defenses in-depth, incident response and forensics. In addition to the on-line query safeguards, they include encryption of all data transmitted and exclusive use of leased telephone lines. RETENTION AND DISPOSAL: Paper: Identify and transfer inactive folders to FRC periodically, Transfer to National Archives 7 years after the close of the fiscal year folders were determined to be inactive. Electronically imaged documents: Destroy 90 days after the date scanned into the system or after completion of the quality assurance process, whichever is later. Magnetic tape: Magnetic tape records are used to daily update the disk file, are retained for 90 days and then written over. For disaster recovery purposes certain tapes are stored 12-18 months. Magnetic disk: Continually updated and permanently retained. Electronically imaged documents. Destroy/delete individual claimant data 7 years after the close of the fiscal year determined to be inactive. SYSTEM MANAGER(S) AND ADDRESS: Office of Programs--Director of Policy and Systems, Railroad Retirement Board, 844 Rush Street, Chicago, Illinois 60611-2092 NOTIFICATION PROCEDURE: Requests for information regarding an individual's records should be in writing, including the full name, social security number and railroad retirement claim number(if any) of the individual. Before information about any records will be released, the individual may be required to provide proof of identity, or authorization from the individual to permit release of information. Such requests should be sent to: Director of Unemployment & Programs Support Division, Railroad Retirement Board, 844 Rush Street, Chicago, Illinois 60611-2092. RECORD ACCESS PROCEDURE: See Notification section above. CONTESTING RECORD PROCEDURE: See Notification section above. RECORD SOURCE CATEGORIES: Individual applicants or their representatives, railroad employers, other employers, physicians, labor organizations, federal, state and local government agencies, attorneys, funeral [[Page 28021]] homes, congressmen, schools, foreign government. EXEMPTIONS CLAIMED FOR THE SYSTEM: None. * * * * * Date: May 12, 2015. Martha P. Rico, For The Board Secretary to the Board. [FR Doc. 2015-11745 Filed 5-14-15; 8:45 am] BILLING CODE 7905-01-P
![28016 Federal Register / Vol. 80, No. 94 / Friday, May 15, 2015 / Notices
Published Rates 5 (GEPS—NPR 5), 3. Comments by interested persons in RRB–21
resulting from its proposed creation of these proceedings are due no later than
GEPS—NPR 5 Version 2 prices.1 The May 18, 2015. SYSTEM NAME:
Postal Service also asks that the 4. The Secretary shall arrange for Railroad Unemployment and Sickness
Commission add GEPS—NPR 5 Version publication of this order in the Federal Insurance Benefit System
2 to the GEPS—NPR 5 product grouping Register.
in the competitive product list within By the Commission. SYSTEM LOCATION:
the Mail Classification Schedule. Notice Shoshana M. Grove,
at 9. U.S. Railroad Retirement Board, 844
Secretary. Rush Street, Chicago, Illinois 60611.
To support its Notice, the Postal [FR Doc. 2015–11684 Filed 5–14–15; 8:45 am] Regional and District Offices: See
Service filed a copy of the GEPS–NPR Federal Register notice 79 FR 58910,
BILLING CODE 7710–FW–P
5 Version 2 model contract; a copy of Appendix I, or our public Web site at:
the Governors’ Decision authorizing the http://www.rrb.gov/field/field.asp.
product; a set of maximum and
minimum prices; a certification of RAILROAD RETIREMENT BOARD
SECURITY CLASSIFICATION:
compliance with 39 U.S.C. 3633(a); a
copy of a related management analysis; Privacy Act of 1974; New and Revised None.
an application for non-public treatment; Systems of Records
CATEGORIES OF INDIVIDUALS COVERED BY THE
and supporting financial workpapers. AGENCY: Railroad Retirement Board. SYSTEM:
The Postal Service also identified the ACTION: Notice: Publication of an
Commission docket and the Governors’ updated routine use for RRB Privacy Act Applicants and claimants for
Decision associated with the price Systems of Records, RRB–21 and RRB– unemployment and sickness (including
changes and addressed several 22. maternity) benefits under the Railroad
differences between the GEPS—NPR 5 Unemployment Insurance Act: Some
Version 2 model contract and the SUMMARY: We are updating an existing railroad employees injured at work who
original GEPS—NPR 5 model contract. routine use to release railroad worker did not apply for Railroad
Id. at 5–7. identifying information to any last Unemployment Insurance Act benefits;
employer, or their designee allowing the all railroad employees paid separation
II. Notice of Commission Action
RRB to verify entitlement for benefits. allowances.
The Commission establishes Docket DATES: These changes become effective
Nos. MC2015–23 and CP2015–65 for CATEGORIES OF RECORDS IN THE SYSTEM:
as proposed without further notice on
consideration of matters raised by the June 24, 2015. We will file a report of Information pertaining to payment or
Notice. these Systems of Records Notices with denial of an individual’s claim for
The Commission invites comments on the Committee on Homeland Security benefits under the Railroad
whether the Postal Service’s filings are and Governmental Affairs of the Senate; Unemployment Insurance Act: Name,
consistent with the policies of 39 U.S.C. the Committee on Oversight and address, sex, social security number,
3632, 3633, or 3642, 39 CFR 3015.5, and Government Reform of the House of date of birth, total months of railroad
39 CFR part 3020, subpart B. Comments Representatives; and the Office of service (including creditable military
are due no later than May 18, 2015. The Information and Regulatory Affairs, service), total creditable compensation
public portions of these filings can be Office of Management and Budget for base year, last employer and date last
accessed via the Commission’s Web site (OMB). worked before applying for benefits, last
(http://www.prc.gov). ADDRESSES: Send comments to Ms. rate of pay in base year, reason not
The Commission appoints Curtis Kidd Martha P. Rico, Secretary to the Board, working, applications and claims filed,
to serve as Public Representative in Railroad Retirement Board, 844 North benefit information for each claim filed,
these dockets. Rush Street, Chicago, Illinois 60611– disqualification periods and reasons for
2092. disqualification, entitlement to benefits
III. Ordering Paragraphs under other laws, benefit recovery
It is ordered: FOR FURTHER INFORMATION CONTACT: Mr. information about personal injury
Timothy Grant, Chief Privacy Officer, claims and pay for time not worked,
1. The Commission establishes Docket Railroad Retirement Board, 844 North
Nos. MC2015–23 and CP2015–65 to medical reports, placement data,
Rush Street, Chicago, Illinois 60611– correspondence and telephone inquiries
consider the matters raised by the 2092; telephone 312–751–4869, or email
Notice. to and about the claimant, record of
at tim.grant@rrb.gov. protest or appeal by claimant of adverse
2. Pursuant to 39 U.S.C. 505, Curtis SUPPLEMENTARY INFORMATION: We are determinations made on his claims.
Kidd is appointed to serve as officer of adding the term ‘or their designee’ to the
the Commission (Public Representative) existing routine uses for our Privacy Act AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
to represent the interests of the general System of Records Notices (SORNs),
public in these proceedings. Section 12(l) of the Railroad
RRB–21(q) and RRB–22(d) respectively. Unemployment Insurance Act (45
This will allow the RRB to verify U.S.C. 351, et. seq.).
1 Notice of the United States Postal Service of
entitlement for benefits if the railroad
Change in Prices for Global Expedited Package
mstockstill on DSK4VPTVN1PROD with NOTICES
Services—Non-Published Rates 5 (GEPS—NPR 5 worker’s previous employer has PURPOSE(S):
Version 2) and Application for Non-Public designated a third party provider to
Treatment of Materials Files Under Seal, May 7, manage their employment information. The purpose of this system of records
2015 (Notice). The Notice was filed pursuant to 39 is to carry out the function of collecting
CFR 3015.5 and Order No. 2320. See Docket Nos. By Authority of the Board. and storing information in order to
MC2015–23 and CP2015–29, Order No. 2320, Order Martha P. Rico,
Adding Global Expedited Package Services—Non-
administer the benefit program under
Published Rates Contract 5 (GEPS—NPR 5) to the
Secretary to the Board. the Railroad Unemployment Insurance
Competitive Product List, January 13, 2015. * * * * * Act.
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![Federal Register / Vol. 80, No. 94 / Friday, May 15, 2015 / Notices 28021
homes, congressmen, schools, foreign www.reginfo.gov. Comments should be The text of the proposed rule change is
government. directed to: (i) Desk Officer for the provided below.
Securities and Exchange Commission, (additions are italicized; deletions are
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Office of Information and Regulatory [bracketed])
None. Affairs, Office of Management and * * * * *
* * * * * Budget, Room 10102, New Executive
Date: May 12, 2015. Office Building, Washington, DC 20503 Chicago Board Options Exchange,
Martha P. Rico, or by sending an email to: Shagufta_ Incorporated Rules
For The Board Secretary to the Board. Ahmed@omb.eop.gov; and (ii) Pamela * * * * *
Dyson, Director/Chief Information
[FR Doc. 2015–11745 Filed 5–14–15; 8:45 am] Rule 6.79. Floor Broker Practices
Officer, Securities and Exchange
BILLING CODE 7905–01–P
Commission, c/o Remi Pavlik-Simon, (a) Liquidation or Reduction of Error
100 F Street NE., Washington, DC 20549 Account Positions. For a position
or by sending an email to PRA_ obtained as a result of a bona fide error,
SECURITIES AND EXCHANGE Mailbox@sec.gov. Comments must be a floor broker may reduce or liquidate
COMMISSION submitted within 30 days of this notice. a position in the floor broker’s error
Submission for OMB Review; Dated: May 11, 2015. account (‘‘error account position’’) in
Comment Request Robert W. Errett, accordance with this Rule, but any
Deputy Secretary. profit/loss from the liquidation or
Upon Written Request, Copies Available reduction belongs to the floor broker
[FR Doc. 2015–11728 Filed 5–14–15; 8:45 am]
From: Securities and Exchange (‘‘liquidating floor broker’’).
BILLING CODE 8011–01–P
Commission, Office of FOIA Services, A liquidating floor broker may
100 F Street NE., Washington, DC personally represent an order that will
20549–2736 liquidate or reduce the broker’s error
SECURITIES AND EXCHANGE
Extension: COMMISSION account position (‘‘liquidation order’’);
Rule 15g–5; SEC File No. 270–348, OMB however, a liquidating floor broker may
Control No. 3235–0394. [Release No. 34–74923; File No. SR–CBOE– not cross a liquidation order with a
2015–030] client’s order also represented by the
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995 liquidating floor broker, unless the
Self-Regulatory Organizations; liquidating floor broker either: (1) Prior
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Chicago Board Options Exchange,
Securities and Exchange Commission to executing the orders, the liquidating
Incorporated; Notice of Filing and floor broker informs the client of the
(‘‘Commission’’) has submitted to the Immediate Effectiveness of a Proposed
Office of Management and Budget broker’s intention to execute the client’s
Rule Change Related to Floor Broker order against an order for the floor
(‘‘OMB’’) a request for approval of Errors and the Use of Floor Broker
extension of the previously approved broker’s error account and the client
Error Accounts does not object; (2) the liquidating floor
collection of information provided for in
Rule 15g–5—Disclosure of May 11, 2015. broker sends the liquidation order to an
Compensation of Associated Persons in Pursuant to Section 19(b)(1) of the unassociated broker; or (3) the
Connection with Penny Stock Securities Exchange Act of 1934 liquidating floor broker sends the
Transactions—(17 CFR 240.15g–5) (‘‘Act’’),1 and Rule 19b–4 thereunder,2 client’s order to a PAR Official. For 1
under the Securities Exchange Act of notice is hereby given that on April 30, through 3 above, the client’s order must
1934 (15 U.S.C. 78a et seq.). 2015, Chicago Board Options Exchange, either be displayed in the relevant order
Rule 15g–5 requires brokers and Incorporated (the ‘‘Exchange’’ or book or announced in open outcry in
dealers to disclose to customers the ‘‘CBOE’’) filed with the Securities and accordance with Rule 6.74. An
amount of compensation to be received Exchange Commission (‘‘SEC’’ or unassociated broker for purposes of this
by their sales agents in connection with ‘‘Commission’’) the proposed rule rule is any broker who is not directly or
penny stock transactions. The purpose change as described in Items I and II indirectly controlling, controlled by, or
of the rule is to increase the level of below, which Items have been prepared under common control with the
disclosure to investors concerning by the Exchange. The Exchange filed the liquidating floor broker. After a floor
penny stocks generally and specific proposal as a ‘‘non-controversial’’ broker executes a liquidation order, the
penny stock transactions. proposed rule change pursuant to floor brokers must notify the Exchange
The Commission estimates that Section 19(b)(3)(A)(iii) of the Act 3 and in a form and manner prescribed by the
approximately 221 broker-dealers will Rule 19b–4(f)(6) thereunder.4 The Exchange via Regulatory Circular.
spend an average of 87 hours annually Commission is publishing this notice to (b) Erroneously Executed Orders.
to comply with the rule. Thus, the total solicit comments on the proposed rule Orders erroneously executed (e.g.,
compliance burden is approximately change from interested persons. executing a call order as a put or a buy
19,245 burden-hours per year. order as a sell) on the Exchange must
Rule 15g–5 contains record retention I. Self-Regulatory Organization’s clear in the error account of the floor
requirements. Compliance with the rule Statement of the Terms of Substance of broker that executed the erroneous
is mandatory. the Proposed Rule Change order, unless the erroneously executed
mstockstill on DSK4VPTVN1PROD with NOTICES
An agency may not conduct or The Exchange seeks to update its orders are nullified pursuant to a
sponsor, and a person is not required to rules related to floor broker errors and mutual agreement under Exchange
respond to, a collection of information the use of floor broker error accounts. Rules. It shall be considered conduct
under the PRA unless it displays a inconsistent with just and equitable
currently valid OMB control number. 1 15 U.S.C. 78s(b)(1). principals of trade and a violation of
The public may view background 2 17 CFR 240.19b–4. Rule 4.1 for a floor broker to give a trade
documentation for this information 3 15 U.S.C. 78s(b)(3)(A)(iii). acquired through an error to another
collection at the following Web site: 4 17 CFR 240.19b–4(f)(6). Trading Permit Holder or for a Trading
VerDate Sep<11>2014 18:20 May 14, 2015 Jkt 235001 PO 00000 Frm 00137 Fmt 4703 Sfmt 4703 E:\FR\FM\15MYN1.SGM 15MYN1](https://thefederalregister.org/doc/80_FR_28110/page/6.svg)
Document Created: 2018-02-21 10:27:32
Document Modified: 2018-02-21 10:27:32
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Notice: Publication of an updated routine use for RRB Privacy Act Systems of Records, RRB-21 and RRB-22. | |
| Dates | These changes become effective as proposed without further notice on June 24, 2015. We will file a report of these Systems of Records Notices with the Committee on Homeland Security and Governmental Affairs of the Senate; the Committee on Oversight and Government Reform of the House of Representatives; and the Office of Information and Regulatory Affairs, Office of Management and Budget (OMB). | |
| Contact | Mr. Timothy Grant, Chief Privacy Officer, Railroad Retirement Board, 844 North Rush Street, Chicago, Illinois 60611-2092; telephone 312-751-4869, or email at [email protected] | |
| FR Citation | 80 FR 28016 |
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