80_FR_30075 80 FR 29975 - Great Lakes Pilotage Rates-2015 Annual Review and Adjustment

80 FR 29975 - Great Lakes Pilotage Rates-2015 Annual Review and Adjustment

DEPARTMENT OF HOMELAND SECURITY
Coast Guard

Federal Register Volume 80, Issue 100 (May 26, 2015)

Page Range29975-29978
FR Document2015-12734

The Coast Guard is advancing the effective date for the 2015 final rule which published on February 26, 2015, adjusting rates for pilotage services on the Great Lakes in accordance with a full ratemaking procedure. The rate adjustments made by the February 2015 final rule are unchanged, but instead of taking effect on August 1, 2015, the rates will take effect June 2, 2015. This rulemaking rule promotes the Coast Guard's strategic goal of maritime safety.

Federal Register, Volume 80 Issue 100 (Tuesday, May 26, 2015)
[Federal Register Volume 80, Number 100 (Tuesday, May 26, 2015)]
[Rules and Regulations]
[Pages 29975-29978]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-12734]


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DEPARTMENT OF HOMELAND SECURITY

Coast Guard

46 CFR Part 401

[Docket No. USCG-2014-0481]
RIN 1625-AC22


Great Lakes Pilotage Rates--2015 Annual Review and Adjustment

AGENCY: Coast Guard, DHS.

ACTION: Final rule; change in effective date.

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SUMMARY: The Coast Guard is advancing the effective date for the 2015 
final rule which published on February 26, 2015, adjusting rates for 
pilotage services on the Great Lakes in accordance with a full 
ratemaking procedure. The rate adjustments made by the February 2015 
final rule are unchanged, but instead of taking effect on August 1, 
2015, the rates will take effect June 2, 2015. This rulemaking rule 
promotes the Coast Guard's strategic goal of maritime safety.

DATES: The effective date for the final rule published February 26, 
2015 (80 FR 10365), is changed from August 1, 2015, to June 2, 2015.

FOR FURTHER INFORMATION CONTACT: If you have questions on this rule, 
call or email Mr. Todd Haviland, Director, Great Lakes Pilotage, 
Commandant (CG-WWM-2), Coast Guard; telephone 202-372-2037, email 
[email protected], or fax 202-372-1914.

SUPPLEMENTARY INFORMATION: 

Table of Contents for Preamble

I. Abbreviations
II. Regulatory History
III. Background
IV. 2014 Litigation
V. Good Cause
VI. Regulatory Analyses
    A. Regulatory Planning and Review
    B. Small Entities
    C. Assistance for Small Entities
    D. Collection of Information
    E. Federalism

I. Abbreviations

CFR Code of Federal Regulations
E.O. Executive Order
FR Federal Register
MISLE Marine Information for Safety and Law Enforcement
NAICS North American Industry Classification System
NPRM Notice of proposed rulemaking
OMB Office of Management and Budget
 Sec.  Section symbol
U.S.C. United States Code

II. Regulatory History

    On September 4, 2014, we published a notice of proposed rulemaking 
(NPRM) titled ``Great Lakes Pilotage Rates--2015 Annual Review and 
Adjustment'' in the Federal Register.\1\ On December 1, 2014, we 
published revenue audits of the pilot associations and reopened the 
public comment period in the Federal Register.\2\ On February 26, 2015, 
we published a final rule entitled ``Great Lakes Pilotage Rates--2015 
Annual Review and Adjustment.'' \3\
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    \1\ 79 FR 52602 (Sept. 4, 2014).
    \2\ 79 FR 71082 (Dec. 1, 2014).
    \3\ 80 FR 10365 (Feb. 26, 2015).
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III. Background

    The vessels affected by this rulemaking are those engaged in 
foreign trade upon the U.S. waters of the Great Lakes. United States 
and Canadian ``lakers,'' \4\ which account for most commercial shipping 
on the Great Lakes, are not affected.\5\ For further background 
information, please see the February 26, 2015 final rule at 80 FR 10365 
at 10366. For further information summarizing the February final rule, 
see pages 10368 through 10383 of that document.
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    \4\ A ``laker'' is a commercial cargo vessel especially designed 
for and generally limited to use on the Great Lakes.
    \5\ 46 U.S.C. 9302.
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    The basis of this rule is the Great Lakes Pilotage Act of 1960 
(``the Act'') (46 U.S.C. Chapter 93), which requires U.S. vessels 
operating ``on register'' \6\ and foreign vessels to use U.S. or 
Canadian registered pilots while transiting the U.S. waters of the St. 
Lawrence Seaway and the Great Lakes system.\7\ The Act requires the 
Secretary to ``prescribe by regulation rates and charges for pilotage 
services, giving consideration to the public interest and the costs of 
providing the services.'' \8\ Rates must be established or reviewed and 
adjusted each year, not later than March 1. Base rates must be 
established by a full ratemaking at least once every 5 years, and in 
years when base rates are not established, they must be reviewed and, 
if necessary, adjusted.\9\ The Secretary's duties and authority under 
the Act have been delegated to the Coast Guard.\10\ Coast Guard 
regulations implementing the Act appear in parts 401 through 404 of 
Title 46, Code of Federal Regulations (CFR). Procedures for use in 
establishing base rates appear in 46 CFR part 404, appendix A, and 
procedures for annual review and adjustment of existing base rates 
appear in 46 CFR part 404, appendix C.
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    \6\ ``On register'' means that the vessel's certificate of 
documentation has been endorsed with a registry endorsement, and 
therefore, may be employed in foreign trade or trade with Guam, 
American Samoa, Wake, Midway, or Kingman Reef. 46 U.S.C. 12105, 46 
CFR 67.17.
    \7\ 46 U.S.C. 9302(a)(1).
    \8\ 46 U.S.C. 9303(f).
    \9\ Id.
    \10\ Department of Homeland Security Delegation No. 0170.1, 
paragraph (92)(f).
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    This final rule advances the effective date of the 2015 final rule 
published on February 26, 2015, which established new base pilotage 
rates, using the methodology found in 46 CFR part 404, appendix A.

IV. 2014 Litigation

    The Coast Guard published its ``Great Lakes Pilotage Rates--2014 
Annual Review and Adjustment'' final rule on March 4, 2014. Rates set 
in that rule took effect on August 1, 2014, and have remained in effect 
since then.\11\ Shortly after publication, the three Great Lakes pilot 
associations filed suit \12\ under the Administrative Procedure Act 
(APA),\13\ challenging the manner in which the Coast Guard applied 
American Maritime Officers Union wage and benefit data. Under the Coast 
Guard ratemaking methodology, that data significantly affects rate 
adjustments. On March 27, 2015, the court issued a memorandum opinion 
holding that the Coast Guard

[[Page 29976]]

had not properly applied the union data, and was therefore arbitrary 
and capricious in setting the 2014 rates, which consequently were set 
lower than they should have been. The court ordered the parties to 
brief the appropriate remedy, recognizing that the normal remedy of 
vacating and remanding the 2014 rule would be counterproductive because 
the 2013 rates are lower than the rates set in the 2014 rule. Given 
that the usual remedies are impractical, the parties have discussed a 
remedy that advances the effective date for 2015 rates set in our 2015 
final rule.\14\
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    \11\ 79 FR 12084 (Mar. 4, 2014).
    \12\ The case is St. Lawrence Seaway Pilots Association, Inc., 
et al., v. United States Coast Guard, Civil Action No. 14-cv-392 
(TSC), (D.D.C. March 27, 2015).
    \13\ 5 U.S.C. 551 et seq.
    \14\ Under this final rule, some vessels will pay higher rates 
prior to August 1, 2015 than they otherwise would have. Under the 
2014 final rule. Note, however, that Canadian rates for 2015 took 
effect upon the opening of the shipping season in early spring 2015 
and are higher than 2014 Canadian rates. Vessels are assigned either 
a U.S. or a Canadian pilot when they enter the Great Lakes, and 
therefore cannot know in advance whether they will be subject to 
U.S. or Canadian rates. With advancement of the 2015 effective date, 
henceforth all vessels will pay 2015 rates regardless of whether 
they are assigned a U.S. or Canadian pilot, rather than a 2014 rate 
if assigned a U.S. pilot and a 2015 rate if assigned a Canadian 
pilot.
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V. Good Cause

    The Coast Guard is advancing the August 1, 2015 effective date of 
the 2015 final rule without following the usual APA procedures for 
prior notice and public opportunity to comment, and for thirty days to 
elapse between publication of a rule and the effective date of that 
rule. Under 5 U.S.C. 553(b)(3)(B) and 5 U.S.C. 553(d), the Coast Guard 
finds that it has good cause to depart from these procedures because to 
follow those procedures would be impracticable and contrary to public 
interest.
    Standard APA procedures would require publishing a notice of 
proposed rulemaking, taking and considering public comments on that 
notice, publishing a second document actually advancing the effective 
date, and then waiting thirty days before that advancement could take 
effect. However, effective implementation of the remedy depends on 
acting as soon as practicable to advance the current August 1, 2015 
effective date for the 2015 rates. The effectiveness of the remedy is 
reduced by each day that advancement of the effective date is delayed, 
thereby leaving the 2014 rates invalidated by the court in place and 
reducing the additional compensation that the pilots receive from 
advancement. Delay in order to follow standard APA notice-and-comment 
rulemaking procedures is therefore impracticable, because any delay 
would largely, if not wholly, defeat the remedy's purpose.\15\
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    \15\ Good cause is ``. . . appropriately invoked when the timing 
and disclosure requirements of the usual procedures would defeat the 
purpose of the proposal.'' Mack Trucks, Inc. v. EPA, 682 F.3d 87, 95 
(D.C. Cir. 2012). A good cause ``impracticability'' finding may be 
upheld where quick action is needed to fulfill the goal of a court-
ordered deadline. Asiana Airlines, 134 F.3d 393, 398 (D.C. Cir. 
1998).
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    Delaying the implementation of this rule to follow standard APA 
notice-and-comment rulemaking procedures is also contrary to public 
interest. The Coast Guard is statutorily required to set Great Lakes 
pilotage rates ``giving consideration to the public interest and the 
costs of providing services.'' \16\ The Coast Guard's goal in setting 
pilotage rates is to serve the public interest in assuring ``safe, 
efficient, and reliable'' pilotage service on the Great Lakes.\17\ The 
court has accepted the pilot associations' argument that the 2014 rates 
inadequately compensate them for the cost of providing service. 
Inadequate compensation reduces the funds that the plaintiff pilot 
associations need to provide safe, efficient, and reliable pilotage, 
because it weakens their ability to operate, attract and retain 
qualified pilots, and maintain pilot boats and other infrastructure, 
all of which are essential to providing current and future pilotage 
services. The intended effect of the remedy of advancing the effective 
date of the 2015 rates is to mitigate the impact of the inadequate 
compensation provided by the invalidated 2014 rates. Therefore any 
delay in implementing the remedy, diminishes the Coast Guard's ability 
to mitigate the inadequate compensation of the 2014 rates and would 
harm the public interest in assuring safe, efficient, and reliable 
pilotage.\18\
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    \16\ 46 U.S.C. 9303(f).
    \17\ See 80 FR 10365 (Feb. 26, 2015).
    \18\ See Mack Trucks, Inc. v. EPA, 682 F.3d 87, 95 (D.C. Cir. 
2012); Asiana Airlines, 134 F.3d 393, 398 (D.C. Cir. 1998).
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VI. Regulatory Analyses

    We developed this rule after considering numerous statutes and 
E.O.s related to rulemaking. Below we summarize our analyses based on 
these statutes or E.O.s.

A. Regulatory Planning and Review

    Executive Orders 12866, Regulatory Planning and Review, and 13563, 
Improving Regulation and Regulatory Review, direct agencies to assess 
the costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, of reducing costs, of harmonizing rules, and of promoting 
flexibility.
    This rule is not a significant regulatory action under section 3(f) 
of E.O. 12866 as supplemented by E.O. 13563. The Office of Management 
and Budget (OMB) has not reviewed it under E.O. 12866.
    Below is our analysis of the costs and benefits of the rule; this 
analysis assists in ascertaining the probable impacts of this rule on 
industry. The Coast Guard is advancing the effective date for the 
February 26, 2015 final rule adjusting rates for pilotage services on 
the Great Lakes in accordance with a full ratemaking procedure. The 
rate adjustments made by the February 2015 final rule are unchanged, 
but instead of taking effect on August 1, 2015, the rates will take 
effect June 2, 2015. We estimate that shippers will experience an 
increase in payments of approximately $283,761 across all three 
districts as a result of this rulemaking.
    A regulatory assessment follows.
    The Coast Guard is advancing the effective date of the final rule 
published on February 26, 2015, which established new base 2015 
pilotage rates. This action leads to an increase in the cost per unit 
of service to shippers in all three districts for the additional period 
that the 2015 rates will be in effect. The calculations of the rates in 
the 2014 ratemaking \19\ and the 2015 ratemaking \20\ remain unchanged. 
The shippers affected by these rate adjustments are those owners and 
operators of domestic vessels operating on register (employed in 
foreign trade) and owners and operators of foreign vessels on a route 
within the Great Lakes system. These owners and operators must have 
pilots or pilotage service as required by 46 U.S.C. 9302. There is no 
minimum tonnage limit or exemption for these vessels. The statute 
applies only to commercial vessels and not to recreational vessels.
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    \19\ 79 FR 12084 (Mar. 4, 2014).
    \20\ 80 FR 10365 (Feb. 26, 2015).
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    Owners and operators of other vessels that are not affected by this 
final rule, such as recreational boats and vessels operating only 
within the Great Lakes system, may elect to purchase pilotage services. 
However, this election is voluntary and does not affect our calculation 
of the rate and is not a part of our estimated national cost to 
shippers.

[[Page 29977]]

    We used 2011-2013 vessel arrival data from the Coast Guard's Marine 
Information for Safety and Law Enforcement (MISLE) system to estimate 
the average annual number of vessels affected by the rate adjustment. 
Using that period, we found that approximately 114 different vessels 
journeyed into the Great Lakes system annually. These vessels entered 
the Great Lakes by transiting at least one of the three pilotage 
districts before leaving the Great Lakes system. These vessels often 
made more than one distinct stop, docking, loading, and unloading at 
facilities in Great Lakes ports. Of the total trips for the 114 
vessels, there were approximately 353 annual U.S. port arrivals before 
the vessels left the Great Lakes system, based on 2011-2013 vessel data 
from MISLE.
    We estimate the additional impact (cost increases) of the rate 
adjustment in this rule to be the difference between the 2014 and 2015 
pilotage rates, multiplied by the additional bridge hours resulting 
from advancing the 2015 rate effective date. For this analysis, we 
assumed the earliest practicable effective date the 2015 rates could be 
advanced to is June 1, 2015. This would add an additional two months of 
bridge hours from the August 1, 2015 effective date set in the February 
26, 2015 final rule. Table 1 details the additional cost increases by 
area and district as a result of this rulemaking.

                                        Table 1--Impact of the Rule by Area and District ($U.S.; Non-discounted)
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                                                                                                                            Additional
                                                           2014 Pilotage   2015 Pilotage    2014 Total     Difference in   bridge hours
                          Area                               rate \21\       rate \22\     bridge hours    2014 and 2015  (June and July    Total cost
                                                                                               \23\            rates        2015) \24\
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Area 1..................................................         $472.50         $519.74           5,116          $47.24           1,137         $53,707
Area 2..................................................          291.96          321.15           5,429           29.19           1,206          35,216
Total, District One.....................................  ..............  ..............  ..............  ..............  ..............          88,923
Area 4..................................................          210.40          231.44           5,814           21.04           1,292          27,184
Area 5..................................................          521.64          573.80           5,052           52.16           1,123          58,558
Total, District Two.....................................  ..............  ..............  ..............  ..............  ..............          85,742
Area 6..................................................          204.95          225.45           9,611           20.50           2,136          43,783
Area 7..................................................          495.01          544.52           3,023           49.51             672          33,260
Area 8..................................................          191.34          210.47           7,540           19.13           1,676          32,053
Total, District Three...................................  ..............  ..............  ..............  ..............  ..............         109,097
System Total............................................  ..............  ..............  ..............  ..............  ..............         283,761
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* Some values may not total due to rounding.

    We estimate that shippers will experience an increase in payments 
of approximately $283,761 across all three districts as a result of 
this rulemaking. The resulting increase in costs is the change in 
payments from shippers to pilots from advancing the effective date of 
the 2015 rates. This figure is equivalent to the total additional 
payments that shippers would incur for pilotage services. This figure, 
however, is dependent on a June 1, 2015 effective date for this 
rulemaking. Any delays in the effective date will result in a lower 
cost impact to the shippers.
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    \21\ 2014 rates are from 2014 final rule, ``Great Lakes Pilotage 
Rates--2014 Annual Review and Adjustment'', 79 FR 12084 (Mar. 4, 
2014).
    \22\ 2015 rates are from 2015 final rule, ``Great Lakes Pilotage 
Rates--2015 Annual Review and Adjustment'', 80 FR 10365 (Feb. 26, 
2015).
    \23\ Bridge hours are from 2015 final rule, ``Great Lakes 
Pilotage Rates--2015 Annual Review and Adjustment'', 80 FR 10365 
(Feb. 26, 2015).
    \24\ Bridge hours were calculated by dividing the 2014 bridge 
hours by the number of months in the shipping season (nine), and the 
multiplying by two months.
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    To calculate an exact cost per vessel is difficult because of the 
variation in vessel types, routes, port arrivals, commodity carriage, 
time of season, conditions during navigation, and preferences for the 
extent of pilotage services on designated and undesignated portions of 
the Great Lakes system. Some owners and operators would pay more and 
some would pay less, depending on the distance and the number of port 
arrivals of their vessels' trips.
    This rulemaking provides the pilots with additional compensation 
that will partially offset revenue losses due to the lower 2014 rates, 
during the months when those rates would otherwise remain in effect. 
This rulemaking helps assure safe, efficient, and reliable pilotage by 
increasing the pilot compensation that is artificially low due to the 
the 2014 rates invalidated by the court.

B. Small Entities

    In accordance with the Regulatory Flexibility Act (5 U.S.C. 601-
612), rules that are exempt from APA notice and comment requirements 
are also exempt from the Regulatory Flexibility Act requirements when 
the agency for good cause finds that notice and public procedure 
thereon are impracticable, unnecessary, or contrary to the public 
interest. As discussed previously, Coast Guard for good cause finds 
that notice and comment are impracticable and contrary to public 
interest. Consequently, no regulatory flexibility analysisis is 
required.

C. Assistance for Small Entities

    Under section 213(a) of the Small Business Regulatory Enforcement 
Fairness Act of 1996 (Pub. L. 104-121), we offered to assist small 
entities in understanding this rule so that they can better evaluate 
its effects on them and participate in the rulemaking. The Coast Guard 
will not retaliate against small entities that question or complain 
about this rule or any policy or action of the Coast Guard.
    Small businesses may send comments on the actions of Federal 
employees who enforce, or otherwise determine compliance with, Federal 
regulations to the Small Business and Agriculture Regulatory 
Enforcement Ombudsman and the Regional Small Business Regulatory 
Fairness Boards. The Ombudsman evaluates these actions annually and 
rates each agency's responsiveness to small business. If you wish to 
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR 
(1-888-734-3247).

D. Collection of Information

    This rule calls for no new collection of information under the 
Paperwork Reduction Act of 1995, 44 U.S.C. 3501-3520. This rule does 
not change the burden in the collection currently approved by the OMB 
under Control

[[Page 29978]]

Number 1625-0086, Great Lakes Pilotage Methodology.

E. Federalism

    A rule has implications for federalism under E.O. 13132, 
Federalism, if it has a substantial direct effect on the States, on the 
relationship between the national government and the States, or on the 
distribution of power and responsibilities among the various levels of 
government. We have analyzed this rule under that order and have 
determined that it is consistent with the fundamental federalism 
principles and preemption requirements described in E.O. 13132. Our 
analysis is explained below. Congress directed the Coast Guard to 
establish ``rates and charges for pilotage services.'' 46 U.S.C. 
9303(f). This regulation is issued pursuant to that statute and is 
preemptive of state law as specified in 46 U.S.C. 9306. Under 46 U.S.C. 
9306, a ``State or political subdivision of a State may not regulate or 
impose any requirement on pilotage on the Great Lakes.''
    As a result, States or local governments are expressly prohibited 
from regulating within this category. Therefore, this rule is 
consistent with the principles of federalism and preemption 
requirements in E.O. 13132.

    Dated: May 20, 2015.
Gary C. Rasicot,
Director, Marine Transportation Systems, U.S. Coast Guard.
[FR Doc. 2015-12734 Filed 5-22-15; 8:45 am]
 BILLING CODE 9110-04-P



                                                                        Federal Register / Vol. 80, No. 100 / Tuesday, May 26, 2015 / Rules and Regulations                                                           29975

                                                                                       EPA-APPROVED REGULATIONS IN THE WEST VIRGINIA SIP—Continued
                                                   State citation [Chapter 16–20 or                                                      State effective                                         Additional explanation/cita-
                                                                                                          Title/Subject                                          EPA Approval date
                                                                45 CSR ]                                                                      date                                                tion at 40 CFR 52.2565


                                                              *                       *                           *                      *                       *                          *                     *



                                                  *       *       *       *      *                           I.       Abbreviations                                    Lawrence Seaway and the Great Lakes
                                                  [FR Doc. 2015–12486 Filed 5–22–15; 8:45 am]
                                                                                                             CFR Code of Federal Regulations                           system.7 The Act requires the Secretary
                                                  BILLING CODE 6560–50–P                                     E.O. Executive Order                                      to ‘‘prescribe by regulation rates and
                                                                                                             FR Federal Register                                       charges for pilotage services, giving
                                                                                                             MISLE Marine Information for Safety and                   consideration to the public interest and
                                                                                                               Law Enforcement                                         the costs of providing the services.’’ 8
                                                  DEPARTMENT OF HOMELAND                                     NAICS North American Industry
                                                  SECURITY                                                                                                             Rates must be established or reviewed
                                                                                                               Classification System                                   and adjusted each year, not later than
                                                                                                             NPRM Notice of proposed rulemaking
                                                  Coast Guard                                                OMB Office of Management and Budget
                                                                                                                                                                       March 1. Base rates must be established
                                                                                                               § Section symbol                                        by a full ratemaking at least once every
                                                  46 CFR Part 401                                            U.S.C. United States Code                                 5 years, and in years when base rates are
                                                                                                                                                                       not established, they must be reviewed
                                                  [Docket No. USCG–2014–0481]                                II. Regulatory History                                    and, if necessary, adjusted.9 The
                                                                                                                On September 4, 2014, we published                     Secretary’s duties and authority under
                                                  RIN 1625–AC22                                              a notice of proposed rulemaking                           the Act have been delegated to the Coast
                                                                                                             (NPRM) titled ‘‘Great Lakes Pilotage                      Guard.10 Coast Guard regulations
                                                  Great Lakes Pilotage Rates—2015
                                                                                                             Rates—2015 Annual Review and                              implementing the Act appear in parts
                                                  Annual Review and Adjustment
                                                                                                             Adjustment’’ in the Federal Register.1                    401 through 404 of Title 46, Code of
                                                  AGENCY:      Coast Guard, DHS.                             On December 1, 2014, we published                         Federal Regulations (CFR). Procedures
                                                  ACTION:     Final rule; change in effective                revenue audits of the pilot associations                  for use in establishing base rates appear
                                                  date.                                                      and reopened the public comment                           in 46 CFR part 404, appendix A, and
                                                                                                             period in the Federal Register.2 On                       procedures for annual review and
                                                  SUMMARY:   The Coast Guard is advancing                    February 26, 2015, we published a final                   adjustment of existing base rates appear
                                                  the effective date for the 2015 final rule                 rule entitled ‘‘Great Lakes Pilotage                      in 46 CFR part 404, appendix C.
                                                  which published on February 26, 2015,                      Rates—2015 Annual Review and                                This final rule advances the effective
                                                  adjusting rates for pilotage services on                   Adjustment.’’ 3                                           date of the 2015 final rule published on
                                                  the Great Lakes in accordance with a                       III. Background                                           February 26, 2015, which established
                                                  full ratemaking procedure. The rate                                                                                  new base pilotage rates, using the
                                                  adjustments made by the February 2015                         The vessels affected by this                           methodology found in 46 CFR part 404,
                                                  final rule are unchanged, but instead of                   rulemaking are those engaged in foreign                   appendix A.
                                                  taking effect on August 1, 2015, the rates                 trade upon the U.S. waters of the Great
                                                                                                             Lakes. United States and Canadian                         IV. 2014 Litigation
                                                  will take effect June 2, 2015. This
                                                  rulemaking rule promotes the Coast                         ‘‘lakers,’’ 4 which account for most                         The Coast Guard published its ‘‘Great
                                                  Guard’s strategic goal of maritime safety.                 commercial shipping on the Great                          Lakes Pilotage Rates—2014 Annual
                                                                                                             Lakes, are not affected.5 For further                     Review and Adjustment’’ final rule on
                                                  DATES: The effective date for the final
                                                                                                             background information, please see the                    March 4, 2014. Rates set in that rule
                                                  rule published February 26, 2015 (80 FR                    February 26, 2015 final rule at 80 FR
                                                  10365), is changed from August 1, 2015,                                                                              took effect on August 1, 2014, and have
                                                                                                             10365 at 10366. For further information                   remained in effect since then.11 Shortly
                                                  to June 2, 2015.                                           summarizing the February final rule, see                  after publication, the three Great Lakes
                                                  FOR FURTHER INFORMATION CONTACT: If                        pages 10368 through 10383 of that                         pilot associations filed suit 12 under the
                                                  you have questions on this rule, call or                   document.                                                 Administrative Procedure Act (APA),13
                                                  email Mr. Todd Haviland, Director,                            The basis of this rule is the Great                    challenging the manner in which the
                                                  Great Lakes Pilotage, Commandant (CG–                      Lakes Pilotage Act of 1960 (‘‘the Act’’)                  Coast Guard applied American Maritime
                                                  WWM–2), Coast Guard; telephone 202–                        (46 U.S.C. Chapter 93), which requires
                                                                                                                                                                       Officers Union wage and benefit data.
                                                  372–2037, email                                            U.S. vessels operating ‘‘on register’’ 6
                                                                                                                                                                       Under the Coast Guard ratemaking
                                                  Todd.A.Haviland@uscg.mil, or fax 202–                      and foreign vessels to use U.S. or
                                                                                                                                                                       methodology, that data significantly
                                                  372–1914.                                                  Canadian registered pilots while
                                                                                                                                                                       affects rate adjustments. On March 27,
                                                  SUPPLEMENTARY INFORMATION:                                 transiting the U.S. waters of the St.
                                                                                                                                                                       2015, the court issued a memorandum
                                                  Table of Contents for Preamble                                  1 79
                                                                                                                                                                       opinion holding that the Coast Guard
                                                                                                                    FR 52602 (Sept. 4, 2014).
                                                                                                                  2 79
                                                                                                                    FR 71082 (Dec. 1, 2014).
                                                  I. Abbreviations                                                                                                       7 46    U.S.C. 9302(a)(1).
                                                                                                               3 80 FR 10365 (Feb. 26, 2015).
                                                  II. Regulatory History                                                                                                 8 46    U.S.C. 9303(f).
                                                                                                               4 A ‘‘laker’’ is a commercial cargo vessel
                                                  III. Background
wreier-aviles on DSK5TPTVN1PROD with RULES




                                                                                                                                                                         9 Id.
                                                  IV. 2014 Litigation                                        especially designed for and generally limited to use
                                                                                                                                                                         10 Department of Homeland Security Delegation
                                                                                                             on the Great Lakes.
                                                  V. Good Cause                                                5 46 U.S.C. 9302.                                       No. 0170.1, paragraph (92)(f).
                                                  VI. Regulatory Analyses                                      6 ‘‘On register’’ means that the vessel’s certificate     11 79 FR 12084 (Mar. 4, 2014).
                                                     A. Regulatory Planning and Review                       of documentation has been endorsed with a registry          12 The case is St. Lawrence Seaway Pilots
                                                     B. Small Entities                                       endorsement, and therefore, may be employed in            Association, Inc., et al., v. United States Coast
                                                     C. Assistance for Small Entities                        foreign trade or trade with Guam, American Samoa,         Guard, Civil Action No. 14–cv–392 (TSC), (D.D.C.
                                                     D. Collection of Information                            Wake, Midway, or Kingman Reef. 46 U.S.C. 12105,           March 27, 2015).
                                                     E. Federalism                                           46 CFR 67.17.                                               13 5 U.S.C. 551 et seq.




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                                                  29976                Federal Register / Vol. 80, No. 100 / Tuesday, May 26, 2015 / Rules and Regulations

                                                  had not properly applied the union                        largely, if not wholly, defeat the                       environmental, public health and safety
                                                  data, and was therefore arbitrary and                     remedy’s purpose.15                                      effects, distributive impacts, and
                                                  capricious in setting the 2014 rates,                       Delaying the implementation of this                    equity). Executive Order 13563
                                                  which consequently were set lower than                    rule to follow standard APA notice-and-                  emphasizes the importance of
                                                  they should have been. The court                          comment rulemaking procedures is also                    quantifying both costs and benefits, of
                                                  ordered the parties to brief the                          contrary to public interest. The Coast                   reducing costs, of harmonizing rules,
                                                  appropriate remedy, recognizing that                      Guard is statutorily required to set Great               and of promoting flexibility.
                                                  the normal remedy of vacating and                         Lakes pilotage rates ‘‘giving                               This rule is not a significant
                                                  remanding the 2014 rule would be                          consideration to the public interest and                 regulatory action under section 3(f) of
                                                  counterproductive because the 2013                        the costs of providing services.’’ 16 The                E.O. 12866 as supplemented by E.O.
                                                  rates are lower than the rates set in the                 Coast Guard’s goal in setting pilotage                   13563. The Office of Management and
                                                  2014 rule. Given that the usual remedies                  rates is to serve the public interest in                 Budget (OMB) has not reviewed it under
                                                  are impractical, the parties have                         assuring ‘‘safe, efficient, and reliable’’               E.O. 12866.
                                                  discussed a remedy that advances the                      pilotage service on the Great Lakes.17                      Below is our analysis of the costs and
                                                  effective date for 2015 rates set in our                  The court has accepted the pilot                         benefits of the rule; this analysis assists
                                                  2015 final rule.14                                        associations’ argument that the 2014                     in ascertaining the probable impacts of
                                                                                                            rates inadequately compensate them for                   this rule on industry. The Coast Guard
                                                  V. Good Cause                                             the cost of providing service. Inadequate                is advancing the effective date for the
                                                     The Coast Guard is advancing the                       compensation reduces the funds that the                  February 26, 2015 final rule adjusting
                                                  August 1, 2015 effective date of the 2015                 plaintiff pilot associations need to                     rates for pilotage services on the Great
                                                  final rule without following the usual                    provide safe, efficient, and reliable                    Lakes in accordance with a full
                                                  APA procedures for prior notice and                       pilotage, because it weakens their ability               ratemaking procedure. The rate
                                                  public opportunity to comment, and for                    to operate, attract and retain qualified                 adjustments made by the February 2015
                                                  thirty days to elapse between                             pilots, and maintain pilot boats and                     final rule are unchanged, but instead of
                                                  publication of a rule and the effective                   other infrastructure, all of which are                   taking effect on August 1, 2015, the rates
                                                  date of that rule. Under 5 U.S.C.                         essential to providing current and future                will take effect June 2, 2015. We
                                                  553(b)(3)(B) and 5 U.S.C. 553(d), the                     pilotage services. The intended effect of                estimate that shippers will experience
                                                  Coast Guard finds that it has good cause                  the remedy of advancing the effective                    an increase in payments of
                                                  to depart from these procedures because                   date of the 2015 rates is to mitigate the                approximately $283,761 across all three
                                                  to follow those procedures would be                       impact of the inadequate compensation                    districts as a result of this rulemaking.
                                                  impracticable and contrary to public                      provided by the invalidated 2014 rates.                     A regulatory assessment follows.
                                                  interest.                                                 Therefore any delay in implementing                         The Coast Guard is advancing the
                                                     Standard APA procedures would                          the remedy, diminishes the Coast                         effective date of the final rule published
                                                  require publishing a notice of proposed                   Guard’s ability to mitigate the                          on February 26, 2015, which established
                                                  rulemaking, taking and considering                        inadequate compensation of the 2014                      new base 2015 pilotage rates. This
                                                  public comments on that notice,                           rates and would harm the public                          action leads to an increase in the cost
                                                  publishing a second document actually                     interest in assuring safe, efficient, and                per unit of service to shippers in all
                                                  advancing the effective date, and then                    reliable pilotage.18                                     three districts for the additional period
                                                  waiting thirty days before that                                                                                    that the 2015 rates will be in effect. The
                                                                                                            VI. Regulatory Analyses
                                                  advancement could take effect.                                                                                     calculations of the rates in the 2014
                                                  However, effective implementation of                        We developed this rule after                           ratemaking 19 and the 2015
                                                  the remedy depends on acting as soon                      considering numerous statutes and                        ratemaking 20 remain unchanged. The
                                                  as practicable to advance the current                     E.O.s related to rulemaking. Below we                    shippers affected by these rate
                                                  August 1, 2015 effective date for the                     summarize our analyses based on these                    adjustments are those owners and
                                                  2015 rates. The effectiveness of the                      statutes or E.O.s.                                       operators of domestic vessels operating
                                                  remedy is reduced by each day that                        A. Regulatory Planning and Review                        on register (employed in foreign trade)
                                                  advancement of the effective date is                                                                               and owners and operators of foreign
                                                  delayed, thereby leaving the 2014 rates                      Executive Orders 12866, Regulatory
                                                                                                            Planning and Review, and 13563,                          vessels on a route within the Great
                                                  invalidated by the court in place and                                                                              Lakes system. These owners and
                                                  reducing the additional compensation                      Improving Regulation and Regulatory
                                                                                                            Review, direct agencies to assess the                    operators must have pilots or pilotage
                                                  that the pilots receive from                                                                                       service as required by 46 U.S.C. 9302.
                                                  advancement. Delay in order to follow                     costs and benefits of available regulatory
                                                                                                            alternatives and, if regulation is                       There is no minimum tonnage limit or
                                                  standard APA notice-and-comment                                                                                    exemption for these vessels. The statute
                                                  rulemaking procedures is therefore                        necessary, to select regulatory
                                                                                                            approaches that maximize net benefits                    applies only to commercial vessels and
                                                  impracticable, because any delay would                                                                             not to recreational vessels.
                                                                                                            (including potential economic,
                                                                                                                                                                        Owners and operators of other vessels
                                                     14 Under this final rule, some vessels will pay
                                                                                                               15 Good cause is ‘‘. . . appropriately invoked        that are not affected by this final rule,
                                                  higher rates prior to August 1, 2015 than they
                                                  otherwise would have. Under the 2014 final rule.          when the timing and disclosure requirements of the       such as recreational boats and vessels
                                                  Note, however, that Canadian rates for 2015 took          usual procedures would defeat the purpose of the         operating only within the Great Lakes
                                                  effect upon the opening of the shipping season in         proposal.’’ Mack Trucks, Inc. v. EPA, 682 F.3d 87,       system, may elect to purchase pilotage
                                                  early spring 2015 and are higher than 2014                95 (D.C. Cir. 2012). A good cause ‘‘impracticability’’
                                                                                                                                                                     services. However, this election is
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                                                  Canadian rates. Vessels are assigned either a U.S.        finding may be upheld where quick action is
                                                  or a Canadian pilot when they enter the Great             needed to fulfill the goal of a court-ordered            voluntary and does not affect our
                                                  Lakes, and therefore cannot know in advance               deadline. Asiana Airlines, 134 F.3d 393, 398 (D.C.       calculation of the rate and is not a part
                                                  whether they will be subject to U.S. or Canadian          Cir. 1998).                                              of our estimated national cost to
                                                                                                               16 46 U.S.C. 9303(f).
                                                  rates. With advancement of the 2015 effective date,                                                                shippers.
                                                                                                               17 See 80 FR 10365 (Feb. 26, 2015).
                                                  henceforth all vessels will pay 2015 rates regardless
                                                  of whether they are assigned a U.S. or Canadian              18 See Mack Trucks, Inc. v. EPA, 682 F.3d 87, 95
                                                                                                                                                                      19 79   FR 12084 (Mar. 4, 2014).
                                                  pilot, rather than a 2014 rate if assigned a U.S. pilot   (D.C. Cir. 2012); Asiana Airlines, 134 F.3d 393, 398
                                                  and a 2015 rate if assigned a Canadian pilot.             (D.C. Cir. 1998).                                         20 80   FR 10365 (Feb. 26, 2015).



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                                                                            Federal Register / Vol. 80, No. 100 / Tuesday, May 26, 2015 / Rules and Regulations                                                                                             29977

                                                     We used 2011–2013 vessel arrival                                     vessels often made more than one                                             multiplied by the additional bridge
                                                  data from the Coast Guard’s Marine                                      distinct stop, docking, loading, and                                         hours resulting from advancing the 2015
                                                  Information for Safety and Law                                          unloading at facilities in Great Lakes                                       rate effective date. For this analysis, we
                                                  Enforcement (MISLE) system to estimate                                  ports. Of the total trips for the 114                                        assumed the earliest practicable
                                                  the average annual number of vessels                                    vessels, there were approximately 353                                        effective date the 2015 rates could be
                                                  affected by the rate adjustment. Using                                  annual U.S. port arrivals before the                                         advanced to is June 1, 2015. This would
                                                  that period, we found that                                              vessels left the Great Lakes system,                                         add an additional two months of bridge
                                                  approximately 114 different vessels                                     based on 2011–2013 vessel data from                                          hours from the August 1, 2015 effective
                                                  journeyed into the Great Lakes system                                   MISLE.                                                                       date set in the February 26, 2015 final
                                                  annually. These vessels entered the                                       We estimate the additional impact                                          rule. Table 1 details the additional cost
                                                  Great Lakes by transiting at least one of                               (cost increases) of the rate adjustment in
                                                                                                                                                                                                       increases by area and district as a result
                                                  the three pilotage districts before                                     this rule to be the difference between
                                                                                                                                                                                                       of this rulemaking.
                                                  leaving the Great Lakes system. These                                   the 2014 and 2015 pilotage rates,

                                                                                    TABLE 1—IMPACT OF THE RULE BY AREA AND DISTRICT ($U.S.; NON-DISCOUNTED)
                                                                                                                                                                                                                                Additional
                                                                                                                                                                                                    Difference in
                                                                                                                  2014 Pilotage              2015 Pilotage                2014 Total                                           bridge hours
                                                                            Area                                                                                                                      2014 and                                           Total cost
                                                                                                                     rate 21                    rate 22                 bridge hours 23                                       (June and July
                                                                                                                                                                                                     2015 rates                   2015) 24

                                                  Area 1 ......................................................              $472.50                    $519.74                        5,116                    $47.24                       1,137           $53,707
                                                  Area 2 ......................................................                291.96                     321.15                       5,429                      29.19                      1,206            35,216
                                                  Total, District One ....................................        ........................   ........................   ........................   ........................   ........................        88,923
                                                  Area 4 ......................................................                210.40                     231.44                       5,814                      21.04                      1,292            27,184
                                                  Area 5 ......................................................                521.64                     573.80                       5,052                      52.16                      1,123            58,558
                                                  Total, District Two ....................................        ........................   ........................   ........................   ........................   ........................        85,742
                                                  Area 6 ......................................................                204.95                     225.45                       9,611                      20.50                      2,136            43,783
                                                  Area 7 ......................................................                495.01                     544.52                       3,023                      49.51                         672           33,260
                                                  Area 8 ......................................................                191.34                     210.47                       7,540                      19.13                      1,676            32,053
                                                  Total, District Three .................................         ........................   ........................   ........................   ........................   ........................       109,097
                                                  System Total ............................................       ........................   ........................   ........................   ........................   ........................       283,761
                                                     * Some values may not total due to rounding.


                                                     We estimate that shippers will                                       operators would pay more and some                                            C. Assistance for Small Entities
                                                  experience an increase in payments of                                   would pay less, depending on the
                                                  approximately $283,761 across all three                                 distance and the number of port arrivals                                       Under section 213(a) of the Small
                                                  districts as a result of this rulemaking.                               of their vessels’ trips.                                                     Business Regulatory Enforcement
                                                  The resulting increase in costs is the                                                                                                               Fairness Act of 1996 (Pub. L. 104–121),
                                                                                                                            This rulemaking provides the pilots                                        we offered to assist small entities in
                                                  change in payments from shippers to
                                                                                                                          with additional compensation that will                                       understanding this rule so that they can
                                                  pilots from advancing the effective date
                                                  of the 2015 rates. This figure is                                       partially offset revenue losses due to the                                   better evaluate its effects on them and
                                                  equivalent to the total additional                                      lower 2014 rates, during the months                                          participate in the rulemaking. The Coast
                                                  payments that shippers would incur for                                  when those rates would otherwise                                             Guard will not retaliate against small
                                                  pilotage services. This figure, however,                                remain in effect. This rulemaking helps                                      entities that question or complain about
                                                  is dependent on a June 1, 2015 effective                                assure safe, efficient, and reliable                                         this rule or any policy or action of the
                                                  date for this rulemaking. Any delays in                                 pilotage by increasing the pilot                                             Coast Guard.
                                                  the effective date will result in a lower                               compensation that is artificially low due                                      Small businesses may send comments
                                                  cost impact to the shippers.                                            to the the 2014 rates invalidated by the                                     on the actions of Federal employees
                                                     To calculate an exact cost per vessel                                court.                                                                       who enforce, or otherwise determine
                                                  is difficult because of the variation in                                                                                                             compliance with, Federal regulations to
                                                  vessel types, routes, port arrivals,                                    B. Small Entities
                                                                                                                                                                                                       the Small Business and Agriculture
                                                  commodity carriage, time of season,                                       In accordance with the Regulatory                                          Regulatory Enforcement Ombudsman
                                                  conditions during navigation, and                                       Flexibility Act (5 U.S.C. 601–612), rules                                    and the Regional Small Business
                                                  preferences for the extent of pilotage                                                                                                               Regulatory Fairness Boards. The
                                                                                                                          that are exempt from APA notice and
                                                  services on designated and                                                                                                                           Ombudsman evaluates these actions
                                                  undesignated portions of the Great                                      comment requirements are also exempt
                                                                                                                          from the Regulatory Flexibility Act                                          annually and rates each agency’s
                                                  Lakes system. Some owners and                                                                                                                        responsiveness to small business. If you
                                                                                                                          requirements when the agency for good
                                                    21 2014 rates are from 2014 final rule, ‘‘Great                       cause finds that notice and public                                           wish to comment on actions by
                                                  Lakes Pilotage Rates—2014 Annual Review and                             procedure thereon are impracticable,                                         employees of the Coast Guard, call 1–
                                                  Adjustment’’, 79 FR 12084 (Mar. 4, 2014).                               unnecessary, or contrary to the public                                       888–REG–FAIR (1–888–734–3247).
                                                    22 2015 rates are from 2015 final rule, ‘‘Great
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                                                  Lakes Pilotage Rates—2015 Annual Review and                             interest. As discussed previously, Coast                                     D. Collection of Information
                                                  Adjustment’’, 80 FR 10365 (Feb. 26, 2015).                              Guard for good cause finds that notice
                                                    23 Bridge hours are from 2015 final rule, ‘‘Great
                                                                                                                          and comment are impracticable and                                              This rule calls for no new collection
                                                  Lakes Pilotage Rates—2015 Annual Review and
                                                                                                                          contrary to public interest.                                                 of information under the Paperwork
                                                  Adjustment’’, 80 FR 10365 (Feb. 26, 2015).                                                                                                           Reduction Act of 1995, 44 U.S.C. 3501–
                                                    24 Bridge hours were calculated by dividing the                       Consequently, no regulatory flexibility
                                                                                                                                                                                                       3520. This rule does not change the
                                                  2014 bridge hours by the number of months in the                        analysisis is required.
                                                  shipping season (nine), and the multiplying by two                                                                                                   burden in the collection currently
                                                  months.                                                                                                                                              approved by the OMB under Control


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                                                  29978              Federal Register / Vol. 80, No. 100 / Tuesday, May 26, 2015 / Rules and Regulations

                                                  Number 1625–0086, Great Lakes                           implementing area code relief for their               choose the best means of implementing
                                                  Pilotage Methodology.                                   citizens.                                             area code relief for their citizens. An
                                                                                                          DATES: Effective June 25, 2015.                       area code ‘‘split’’ occurs when the
                                                  E. Federalism
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      geographic area served by an area code
                                                     A rule has implications for federalism               Sanford Williams, Wireline Competition                is divided into two or more geographic
                                                  under E.O. 13132, Federalism, if it has                 Bureau, Competition Policy Division,                  parts. An area code overlay occurs when
                                                  a substantial direct effect on the States,              (202) 418–1580, or send an email to                   a new area code is introduced to serve
                                                  on the relationship between the national                sanford.williams@fcc.gov.                             the same geographic area as one or more
                                                  government and the States, or on the                                                                          existing area codes. In both scenarios,
                                                                                                          SUPPLEMENTARY INFORMATION: This is a
                                                  distribution of power and                                                                                     callers must dial a ten-digit telephone
                                                                                                          summary of the Commission’s Order in
                                                  responsibilities among the various                                                                            number (three-digit area code, plus
                                                                                                          WC Docket No. 07–244; CC Docket Nos.
                                                  levels of government. We have analyzed                                                                        seven-digit number) to reach end users.
                                                                                                          95–116, 99–200; DA 14–482 adopted
                                                  this rule under that order and have
                                                                                                          and released on June 20, 2014. The full               II. Background
                                                  determined that it is consistent with the
                                                                                                          text of this document is available for                   3. In May 2010, the Commission
                                                  fundamental federalism principles and
                                                                                                          public inspection during regular                      adopted various provisioning flows in
                                                  preemption requirements described in
                                                                                                          business hours in the FCC Reference                   its LNP Standard Fields Order.
                                                  E.O. 13132. Our analysis is explained
                                                                                                          Information Center, Portals II, 445 12th              However, the Commission recognized
                                                  below. Congress directed the Coast
                                                                                                          Street SW., Room CY–A257,                             that industry developments would
                                                  Guard to establish ‘‘rates and charges for
                                                                                                          Washington, DC 20554. It is available on              likely require changes to these flows. It
                                                  pilotage services.’’ 46 U.S.C. 9303(f).
                                                                                                          the Commission’s Web site at http://                  also acknowledged that ‘‘the NANC is
                                                  This regulation is issued pursuant to
                                                                                                          www.fcc.gov.                                          best situated to monitor the continued
                                                  that statute and is preemptive of state
                                                  law as specified in 46 U.S.C. 9306.                     I. Order                                              effectiveness of the provisioning process
                                                  Under 46 U.S.C. 9306, a ‘‘State or                                                                            flows, and make recommendations
                                                                                                             1. In this Order, we adopt several                 when changes are needed.’’ Thus, the
                                                  political subdivision of a State may not                recommendations of the NANC, a
                                                  regulate or impose any requirement on                                                                         Commission decided that the
                                                                                                          federal advisory committee for                        provisioning flows adopted in that order
                                                  pilotage on the Great Lakes.’’                          telephone number administration,
                                                     As a result, States or local                                                                               would remain in effect until the
                                                                                                          pertaining to LNP. The Communications                 Commission approves revised
                                                  governments are expressly prohibited                    Act defines number portability as ‘‘the
                                                  from regulating within this category.                                                                         provisioning flows based on
                                                                                                          ability of users of telecommunications                recommendations from the NANC. The
                                                  Therefore, this rule is consistent with                 services to retain, at the same location,
                                                  the principles of federalism and                                                                              Commission delegated authority to the
                                                                                                          existing telecommunications numbers                   Chief of the Wireline Competition
                                                  preemption requirements in E.O. 13132.                  without impairment of quality,                        Bureau (Bureau) to approve such
                                                    Dated: May 20, 2015.                                  reliability, or convenience when                      recommended revisions and directed
                                                  Gary C. Rasicot,                                        switching from one telecommunications                 the NANC to make the revised
                                                  Director, Marine Transportation Systems,                carrier to another. This means that                   provisioning flows, once approved,
                                                  U.S. Coast Guard.                                       customers have the ability to keep their              available to the public on the NANC
                                                  [FR Doc. 2015–12734 Filed 5–22–15; 8:45 am]             telephone numbers if they change                      Web site.
                                                  BILLING CODE 9110–04–P                                  service providers, with a few                            4. Flows for Cancellations and
                                                                                                          exceptions. This process is called                    Disconnections. On January 2, 2013, the
                                                                                                          telephone number ‘‘porting.’’ These                   NANC submitted a letter to the Bureau
                                                  FEDERAL COMMUNICATIONS                                  recommendations all involve changes to                recommending revisions to the
                                                  COMMISSION                                              the LNP ‘‘provisioning flows’’ and are                provisioning flows for port
                                                                                                          intended to improve the telephone                     cancellations, termed by the NANC as
                                                  47 CFR Part 52                                          number porting process. Telephone                     the ‘‘Cancel Flows.’’ These flows apply
                                                                                                          number porting is accomplished by the                 when a customer asks a new service
                                                  [WC Docket No. 07–244; CC Docket Nos.                   old and new service providers working                 provider to port his or her number, and
                                                  95–116, 99–200; DA 14–842]                              together and following a uniform set of               then subsequently decides to cancel that
                                                  Local Number Portability Porting                        flow charts, referred to as the ‘‘LNP                 request and remain with his or her
                                                  Interval and Validation Requirements;                   provisioning flows.’’ These flows                     current provider. The customer must
                                                  Telephone Number Portability;                           consist of diagrams and accompanying                  notify one of the providers of the
                                                  Numbering Resource Optimization                         narratives which explain the processes                cancellation. The NANC recommended
                                                                                                          service providers follow in specific                  three revisions to these flows. The first
                                                  AGENCY:  Federal Communications                         porting scenarios. The                                revision clarifies the responsibilities of
                                                  Commission.                                             recommendations addressed in this                     the current and new service providers.
                                                  ACTION: Final rule.                                     Order are changes to the narratives that              It states that if the customer contacts the
                                                                                                          accompany the diagrams.                               current provider, that provider may
                                                  SUMMARY:   In this document, the Federal                   2. These improvements include                      choose to advise the customer to call the
                                                  Communications Commission                               revising existing processes for                       new provider to cancel the port request.
                                                  (Commission) adopted several                            cancelling a number port request,                     If the customer contacts the new
                                                  recommendations of the North                            clarifying the timeline for re-using                  provider, that provider must cancel the
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                                                  American Numbering Council (NANC)                       disconnected ported numbers, and                      port. The second revision states that if
                                                  pertaining to local number portability                  stopping new service providers from                   the current provider decides to cancel
                                                  (LNP). Also, the Commission clarified                   prematurely activating ports. Also in                 the port request, it must obtain
                                                  that, notwithstanding the NANC’s                        this Order, we clarify that,                          verifiable authority from the customer,
                                                  preference for area code overlays over                  notwithstanding the NANC’s preference                 such as a Letter of Authorization, dated
                                                  area code splits, the states still have the             for area code overlays over area code                 after the initial port request. The new
                                                  option to choose the best means of                      splits, the states still have the option to           provider must then process the


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Document Created: 2018-02-21 10:31:04
Document Modified: 2018-02-21 10:31:04
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule; change in effective date.
DatesThe effective date for the final rule published February 26, 2015 (80 FR 10365), is changed from August 1, 2015, to June 2, 2015.
ContactIf you have questions on this rule, call or email Mr. Todd Haviland, Director, Great Lakes Pilotage, Commandant (CG-WWM-2), Coast Guard; telephone 202-372-2037, email [email protected], or fax 202-372-1914.
FR Citation80 FR 29975 
RIN Number1625-AC22

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