80_FR_34233 80 FR 34119 - Commission Seeks Comment on Shared Commercial Operations in the 3550-3700 MHz Band

80 FR 34119 - Commission Seeks Comment on Shared Commercial Operations in the 3550-3700 MHz Band

FEDERAL COMMUNICATIONS COMMISSION

Federal Register Volume 80, Issue 114 (June 15, 2015)

Page Range34119-34126
FR Document2015-14495

In this document, the Commission seeks comment on three specific issues related to the establishment of a new Citizens Broadband Radio Service in the 3550-3700 MHz band (3.5 GHz Band). These issues are: Defining ``use'' of Priority Access License frequencies; implementing secondary markets in Priority Access Licenses; and optimizing protections for Fixed Satellite Services.

Federal Register, Volume 80 Issue 114 (Monday, June 15, 2015)
[Federal Register Volume 80, Number 114 (Monday, June 15, 2015)]
[Proposed Rules]
[Pages 34119-34126]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-14495]


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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Parts 1, 2, 90, 95, and 96

[GN Docket No. 12-354; FCC 15-47]


Commission Seeks Comment on Shared Commercial Operations in the 
3550-3700 MHz Band

AGENCY: Federal Communications Commission.

ACTION: Proposed rule.

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SUMMARY: In this document, the Commission seeks comment on three 
specific issues related to the establishment of a new Citizens 
Broadband Radio Service in the 3550-3700 MHz band (3.5 GHz Band). These 
issues are: Defining ``use'' of Priority Access License frequencies; 
implementing secondary markets in Priority Access Licenses; and 
optimizing protections for Fixed Satellite Services.

DATES: Submit comments on or before July 15, 2015 and reply comments on 
or before August 14, 2015.

ADDRESSES: You may submit comments, identified by GN Docket No. 12-354, 
by any of the following methods:
     Federal Communications Commission's Web site: http://fjallfoss.fcc.gov/ecfs2/. Follow the instructions for submitting 
comments.
     Mail: All hand-delivered or messenger-delivered paper 
filings for the Commission's Secretary must be delivered to FCC 
Headquarters at 445 12th St. SW., Room TW-A325, Washington, DC 20554. 
The filing hours are 8:00 a.m. to 7:00 p.m. All hand deliveries must be 
held together with rubber bands or fasteners. Any envelopes and boxes 
must be disposed of before entering the building. Commercial overnight 
mail (other than U.S. Postal Service Express Mail and Priority Mail) 
must be sent to 9300 East Hampton Drive, Capitol Heights, MD 20743. 
U.S. Postal Service first-class, Express, and Priority mail must be 
addressed to 445 12th Street SW., Washington DC 20554.
     People with Disabilities: Contact the FCC to request 
reasonable accommodations (accessible format documents, sign language 
interpreters, CART, etc.) by email: [email protected] or phone: 202-418-
0530 or TTY: 202-418-0432.
    For detailed instructions for submitting comments and additional 
information on the rulemaking process, see the SUPPLEMENTARY 
INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: Paul Powell, Attorney Advisor, 
Wireless Bureau--Mobility Division at (202) 418-1613 or 
[email protected].

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Second 
Further Notice of Proposed Rulemaking in GN Docket No. 12-354, FCC 15-
47, adopted on April 17, 2015 and released April 21, 2015. The full 
text of this document is available for inspection and copying during 
normal business hours in the FCC Reference Center, 445 12th Street SW., 
Washington, DC 20554. The full text may also be downloaded at: 
www.fcc.gov. Alternative formats are available to persons with 
disabilities by sending an email to [email protected] or by calling the 
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).

Comment Filing Instructions

    Pursuant to Sec. Sec.  1.415 and 1.419 of the Commission's rules, 
47 CFR 1.415 and 1.419, interested parties may file comments and reply 
comments on or before the dates indicated on the first page of this 
document. Comments may be filed using the Commission's Electronic 
Comment Filing System (ECFS). See Electronic Filing of Documents in 
Rulemaking Proceedings, 63 FR 24121, May 1, 1998.
     Electronic Filers: Comments may be filed electronically 
using the Internet by accessing the ECFS: http://fjallfoss.fcc.gov/ecfs2/.
     Paper Filers: Parties who choose to file by paper must 
file an original and one copy of each filing. If more than one docket 
or rulemaking number appears in the caption of this proceeding, filers 
must submit two additional copies for each additional docket or 
rulemaking number.
    Filings can be sent by hand or messenger delivery, by commercial 
overnight courier, or by first-class or overnight U.S. Postal Service 
mail. All filings must be addressed to the Commission's Secretary, 
Office of the Secretary, Federal Communications Commission.
     All hand-delivered or messenger-delivered paper filings 
for the Commission's Secretary must be delivered to FCC Headquarters at 
445 12th St. SW., Room TW-A325, Washington, DC 20554. The filing hours 
are 8:00 a.m. to 7:00 p.m. All hand deliveries must be held together 
with rubber bands or fasteners. Any envelopes and boxes must be 
disposed of before entering the building.
     Commercial overnight mail (other than U.S. Postal Service 
Express Mail and Priority Mail) must be sent to 9300 East Hampton 
Drive, Capitol Heights, MD 20743.
     U.S. Postal Service first-class, Express, and Priority 
mail must be addressed to 445 12th Street SW., Washington DC 20554.
    People with Disabilities: To request materials in accessible 
formats for people with disabilities (braille, large print, electronic 
files, audio format), send an email to [email protected] or call the 
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).

Ex Parte Rules

    This proceeding shall continue to be treated as a ``permit-but-
disclose'' proceeding in accordance with the Commission's ex parte 
rules. See 47 CFR 1.1200 et seq. Persons making ex parte presentations 
must file a copy of

[[Page 34120]]

any written presentation or a memorandum summarizing any oral 
presentation within two business days after the presentation (unless a 
different deadline applicable to the Sunshine period applies). Persons 
making oral ex parte presentations are reminded that memoranda 
summarizing the presentation must (1) list all persons attending or 
otherwise participating in the meeting at which the ex parte 
presentation was made, and (2) summarize all data presented and 
arguments made during the presentation. If the presentation consisted 
in whole or in part of the presentation of data or arguments already 
reflected in the presenter's written comments, memoranda or other 
filings in the proceeding, the presenter may provide citations to such 
data or arguments in his or her prior comments, memoranda, or other 
filings (specifying the relevant page and/or paragraph numbers where 
such data or arguments can be found) in lieu of summarizing them in the 
memorandum. Documents shown or given to Commission staff during ex 
parte meetings are deemed to be written ex parte presentations and must 
be filed consistent with Sec.  1.1206(b). See 47 CFR 1.1206(b). In 
proceedings governed by Section 1.49(f), 47 CFR 1.49(f), or for which 
the Commission has made available a method of electronic filing, 
written ex parte presentations and memoranda summarizing oral ex parte 
presentations, and all attachments thereto, must be filed through the 
electronic comment filing system available for that proceeding, and 
must be filed in their native format (e.g., .doc, .xml, .ppt, 
searchable .pdf). Participants in this proceeding should familiarize 
themselves with the Commission's ex parte rules.
    We note that our ex parte rules provide for a conditional exception 
for all ex parte presentations made by NTIA or Department of Defense 
representatives. See 47 CFR 1.1204. This Second FNPRM raises 
significant technical issues implicating federal and non-federal 
spectrum allocations and users. Staff from NTIA, DoD, and the FCC have 
engaged in technical discussions in the development of this Second 
FNPRM, and we anticipate these discussions will continue after this 
Second FNPRM is released. These discussions will benefit from an open 
exchange of information between agencies, and may involve sensitive 
information regarding the strategic federal use of the 3.5 GHz Band. 
Recognizing the value of federal agency collaboration on the technical 
issues raised in this Second FNPRM, NTIA's shared jurisdiction over the 
3.5 GHz Band, the importance of protecting federal users in the 3.5 GHz 
Band from interference, and the goal of enabling spectrum sharing to 
help address the ongoing spectrum capacity crunch, we find that this 
exemption serves the public interest.

Initial Paperwork Reduction Act Analysis

    This Second FNPRM contains proposed new information collection 
requirements. The Commission, as part of its continuing effort to 
reduce paperwork burdens, invites the general public and the Office of 
Management and Budget (OMB) to comment on the information collection 
requirements contained in this FNPRM, as required by the Paperwork 
Reduction Act of 1995, Public Law 104-13. In addition, pursuant to the 
Small Business Paperwork Relief Act of 2002, Public Law 107-198, we 
seek specific comment on how we might ``further reduce the information 
collection burden for small business concerns with fewer than 25 
employees.''

Synopsis of the Second Further Public Notice of Proposed Rulemaking

I. Introduction

    On April 21, 2015, the Federal Communications Commission released a 
Report and Order and Second Further Notice of Proposed Rulemaking 
(``Report and Order'' and ``Second FNPRM'') in this proceeding to 
establish a new Citizens Broadband Radio Service in the 3.5 GHz Band. 
While the Report and Order set forth a complete set of rules and 
policies related to the establishment of the Citizens Broadband Radio 
Service, we determined that a few focused issues remained that would 
benefit from further record development. We viewed these issues as 
opportunities to optimize the rules we had established. In the Second 
FNPRM, the Commission sought focused comment to the specific proposals 
and questions discussed below. In addition, we encouraged parties to 
converge on practical, multi-stakeholder solutions.

II. Background

    In the Report and Order, the Commission adopted rules for 
commercial use of 150 megahertz in the 3550-3700 MHz band (3.5 GHz 
Band). The 3.5 GHz Band is currently used for Department of Defense 
Radar services and commercial fixed Satellite Service (FSS) earth 
stations (space-to-earth). The creation of a new Citizens Broadband 
Radio Service in this band will add much-needed capacity to meet the 
ever-increasing demands of wireless innovation. As such, it represents 
a major contribution toward the Commission's goal of making 500 
megahertz newly available for broadband use and will help to unleash 
broadband opportunities for consumers throughout the country, 
particularly in areas with overburdened spectrum resources.
    The Report and Order also adopts a new approach to spectrum 
management, which makes use of advances in computing technology to 
facilitate more intensive spectrum sharing: Between commercial and 
federal users and among multiple tiers of commercial users. This three-
tiered sharing framework is enabled by a Spectrum Access System (SAS). 
The SAS incorporates a dynamic spectrum database and interference 
mitigation techniques to manage all three tiers of authorized users 
(Incumbent Access, Priority Access, and General Authorized Access 
(GAA)). The SAS thus serves as an advanced, highly automated frequency 
coordinator across the band--protecting higher tier users from those 
beneath and optimizing frequency use to allow maximum capacity and 
coexistence in the band.
    Incumbent users represent the highest tier in the new 3.5 GHz 
framework and receive interference protection from Citizens Broadband 
Radio Service users. Protected incumbents include the federal 
operations described above, as well as FSS and, for a finite period, 
grandfathered terrestrial wireless operations in the 3650-3700 MHz 
portion of the band. The Citizens Broadband Radio Service itself 
consists of two tiers--Priority Access and GAA--both authorized in any 
given location and frequency by an SAS. As the name suggests, Priority 
Access operations receive protection from GAA operations. Priority 
Access Licenses (PALs), defined as an authorization to use a 10 
megahertz channel in a single census tract for three years, will be 
assigned in up to 70 megahertz of the 3550-3650 MHz portion of the 
band. GAA will be allowed, by rule, throughout the 150 megahertz band. 
GAA users will receive no interference protection from other Citizens 
Broadband Radio Service users. In general, under this three-tiered 
licensing framework incumbent users will be able to operate on a fully 
protected basis, while the technical benefits of small cells are 
leveraged to facilitate innovative and efficient uses in the 3.5 GHz 
Band.

[[Page 34121]]

III. Discussion

A. Defining ``Use'' of PAL Frequencies

    In the Report and Order, we determined that allowing opportunistic 
access to unused Priority Access channels would serve the public 
interest by maximizing the flexibility and utility of the 3.5 GHz Band 
for the widest range of potential users. Thus, when Priority Access 
rights have not been issued (e.g., due to lack of demand) or the 
spectrum is not actually in use by a Priority Access licensee, the SAS 
will automatically make that spectrum available for GAA use on a local 
and granular basis. While there was substantial support in the record 
for an opportunistic use approach generally, we saw wide divergence in 
the record to-date regarding specific implementation of our ``use-it-
or-share-it'' rule. We thus sought focused comment on specific options, 
rooted in the record, for defining ``use'' by Priority Access 
licensees.
    Engineering Definition. Several commenters provided versions of an 
approach that would rely on an engineering definition of ``use,'' 
effectively leveraging the SAS to define a boundary that would forbid 
GAA access near Priority Access CBSDs. Google maintained that an SAS 
can enforce Priority Access user protection areas based on information 
such as the Priority Access device's location and technical 
characteristics. According to Google, the SAS can protect the Priority 
Access device from nearby GAA operations including the aggregate effect 
of multiple devices operating in the vicinity. Google, at various 
points in the record, suggests versions of this approach with differing 
levels of complexity, ranging from use of simple distance-based metrics 
to methods based on site-specific propagation modeling. Pierre de Vries 
offers another variation of this concept, based on ``interference 
limits policy,'' specifically the use of defined ``reception limits'' 
to specify GAA operation that does not degrade the performance of 
Priority Access systems.
    According to Pierre de Vries, the Commission could specify the 
``maximum allowed resulting signal strength at the protected receiver 
and let an SAS calculate the allowed GAA transmit power.'' AT&T 
suggests that 3GPP standards for TD-LTE channel occupancy could be used 
to determine channel usage. Federated Wireless proposes that GAA 
devices could provide the SAS with ``spectrum sensing data'' upon 
initial operation and at regular intervals as directed by the SAS. 
Federated Wireless recommends that an industry group be convened to 
develop the details of such a sensing framework, including the 
measurement procedure, reporting protocol, and occupancy and evacuation 
times. WISPA proposes that ``any CBSD that has not received 300 end-
user packets within each five-minute interval would be deemed by the 
SAS to be not `in use.' '' Other commenters, including Microsoft, PISC, 
and Shared Spectrum Company suggest that GAA use be permitted in PAL 
spectrum until a Priority Access licensee affirmatively requests access 
to its PAL from the SAS. InterDigital suggests that evacuation commands 
be signaled to GAA users via the SAS, which will allow for flexible 
channel evacuation times.
    We seek comment on whether we should adopt an engineering 
definition of ``use.'' We ask proponents of this approach to develop, 
in detail, an engineering methodology along with technical criteria and 
metrics that could be readily implemented by multiple, coordinated 
SASs. We also ask proponents to address some specific concerns about 
the engineering approach.
    First, we note Verizon's observation that there may be occasions 
when a vacant channel performs a productive use, for example by serving 
as a guard band. Is this claim valid given the technical rules we have 
adopted in the Report and Order (e.g., for Category A and Category B 
CBSDs)? In cases where a vacant channel is serving as a guard band for 
high or full power use, could it be usable for localized communications 
at lower powers (e.g., a few milliwatts) or indoor operations?
    Second, we speculate that it might be possible for Priority Access 
licensees to deploy low-cost CBSDs whose main purpose is to trigger SAS 
protections. We further observe that policing ``license savers'' has 
historically been a very challenging and administratively costly 
endeavor for the Commission. How could we prevent such gaming of the 
use-or-share rules, while maintaining our goals of technological 
flexibility, administrative simplicity, and light-touch regulation?
    Third, the prospect of basing determinations of ``use'' on 
aggregate interference metrics raises equitable and coordination 
challenges with respect to the GAA tier. As discussed above, reliance 
on aggregate interference begs the question of which GAA user will be 
denied access when the aggregate threshold is exceeded. Therefore, we 
are not comfortable delegating this decision to third parties absent 
the adoption of an equitable and non-discriminatory methodology. We 
seek comment on whether and how aggregate metrics could be used to 
facilitate coordination among multiple SASs? Would the use of aggregate 
metrics introduce complexities that would outweigh the potential 
benefits of using such metrics? If we were to utilize an approach based 
on aggregate interference, how could we overcome these significant 
concerns? Alternatively, are there simpler, non-aggregate engineering 
metrics available that sidestep our concerns, perhaps with slightly 
less optimal spectrum utilization?
    Economic Definition. An alternative approach presented in the 
record is to define ``use'' from an economic perspective for the 
purposes of determining GAA access to PAL spectrum. William Lehr, an 
economist at the Massachusetts Institute of Technology, proposes that 
we ``view the PAL as an option to exclude GAA usage. PAL licensees 
would acquire the right to exclude GAA access.'' Under this approach, 
actual operation as a PAL licensee would not be a trigger for excluding 
GAA use. A PAL licensee would have the right, but not the obligation, 
to exercise its option and thus exclude GAA access from the PAL. The 
amount ultimately paid by the licensee would depend on whether the 
option is exercised and GAA access is correspondingly restricted. Lehr 
elaborates that in a simple implementation, ``A winning bidder (with a 
bid of P for a PAL) would expect to owe \1/2\ P when the license is 
awarded and \1/2\ P when the licensee elects to exercise the option to 
exclude. The opportunity to delay payment would provide winning bidders 
with an economic incentive to avoid excluding GAA users unless the 
benefits of such exclusion outweigh the costs of exercising.'' Lehr 
argues that the options approach offers multiple benefits, including: 
More efficient spectrum usage and expanded access for commercial users; 
increased participation of PAL and GAA commercial users by enabling 
better matching of PAL costs with network investment requirements and 
by expanding access for GAA; simple and low-cost implementation; 
reduced potential risk of PAL spectrum hoarding by PAL; and, 
flexibility and consistency with future dynamic shared spectrum policy. 
He also addresses some potential concerns, including: Enforceability; 
auction revenue impact; foreclosure of GAA use; and mispricing of 
options payments. Lehr concludes by addressing some additional 
implementation details such as the ``reversibility'' of license

[[Page 34122]]

payments and the possibility of trading option rights on a secondary 
market.
    We seek comment on whether Lehr's economic construction of ``use'' 
would be appropriate for determining GAA admission to PAL frequencies 
as the concept may provide a potential way to avoid some of the 
concerns raised above with respect to an engineering approach. At the 
same time, the proposal raises other issues, some of which, as noted 
above, Lehr discusses in his comments. We seek comment on these 
concerns.
    First, we seek comment on hoarding. Would the option framework 
encourage or discourage hoarding of PAL spectrum? How does the risk of 
hoarding using options compare against the risk of hoarding through 
deployment of low-cost CBSDs (discussed above) in an engineering-based 
approach?
    Second, how should we think about the payments and pricing of PALs? 
In the FNPRM, the Commission sought comment on employing its existing 
rules to address upfront, down and final payments by winning bidders, 
applications for licenses by winning bidders, as well as the processing 
of such applications and default by and disqualification of winning 
bidders. The Commission sought comment on whether its existing rules 
required any revisions in connection with the conduct of an auction of 
PALs. We did not receive a sufficient record to determine what payment, 
application, and default rule revisions are necessary in adopting a 
less traditional approach to licensing the PAL spectrum. For instance, 
if we adopt the economic definition of ``use'' proposed above, would a 
50/50 split between initial payments and an option ``strike'' price 
provide appropriate incentives for PAL use (or non-use)? We also seek 
renewed comment on the other payment, application and default questions 
raised in the FNPRM in the event that we adopt one of the proposals 
discussed above.
    Third, how would the options approach fit not only with our 
auctions authority under 47 U.S.C. 309(j) but also decades of 
experience in holding auctions? Would an option scheme, such as that 
proposed here, be sufficiently distinguishable from the Commission's 
prior use of installment payments since under this proposal the full 
rights in the license would presumably not be perfected until the time 
of a second payment? Would the use of a two-payment option, in 
practice, lead to complications similar to those experienced in the 
past with installment payments? Is the Commission's existing legal 
authority sufficient to permit it to adopt auction and payment rules to 
implement this option? We note that our auction authority is limited to 
the award of an initial ``license'' (or permit), and that the Act 
defines a license not as the right to exclude others but rather as an 
``instrument of authorization . . . for the use or operation of 
apparatus for transmission . . .'' In the case of the options approach, 
could economic performance serve as a legally viable substitute for 
traditional build out or service-based performance requirements? Are 
there any statutory or other legal considerations that the Commission 
should consider in revising its existing payment, application and 
default rules to accommodate these proposals?
    Hybrid Definition. We also seek comment on any hybrid proposals 
that combine aspects of the engineering and economic approaches. For 
example, Federated Wireless suggests that Priority Access licensees, in 
the context of their proposed sensing framework, should pay a ``nominal 
usage fee for those periods that the spectrum [is] actively needed.'' 
Federated maintains that such a usage fee would incentivize Priority 
Access licensees to only reserve spectrum that they intend to use. 
Could we think of such a usage fee as a form of ``option'' superimposed 
on an engineering definition of ``use''? Do we have authority to impose 
such a fee and, if so, how would we set the price? How would we define 
the unit volume (i.e., quantity) of ``use'' to which a price could be 
applied? Could such a framework make use of an auction, with price set 
through competitive bidding, rather than a fee? Could the auction 
payment be pro-rated across sub-divisions of the license area (e.g., 
Census Block Groups) to account for use in only a portion of the 
geography? What would be the simplest and most practical approach to 
implementing a hybrid scheme?

B. Implementing Secondary Markets in Priority Access Licenses

    In the Further Notice of Proposed Rulemaking (79 FR 31247, June 2, 
2014) in this proceeding, we sought comment on the extent to which our 
existing secondary market rules (both for license transfers and for 
leases) might be appropriately modified with respect to the secondary 
market for PALs in the 3.5 GHz Band. We emphasized that auctions would 
be our initial assignment methodology, but that the secondary market 
could provide a viable means of matching supply and demand in units 
more granular than our proposed PAL structure. We noted that the 
development of one or more spectrum exchanges, operating pursuant to 
our secondary market rules, could facilitate a vibrant and deep market 
for PAL rights.
    Relatively few commenters addressed the significant issues 
associated with the potential application of our secondary market rules 
to the transfer of PALs. Commenters who did address the issue were 
generally supportive of a framework in which PALs can been traded in 
the secondary market. These commenters note that the development of a 
robust secondary market in the 3.5 GHz Band would be beneficial for 
potential Priority Access Licensees. AT&T, for example, believes that 
flexibility in the deployment of PALs will be important to both 
commercial operators and other Priority Access Licensees as PAL use may 
be short term, e.g., coverage for a large event, or longer term, e.g., 
backhaul or access applications. AT&T maintains that partitioning and a 
secondary market mechanism will enable Priority Access licensees to 
gain access to additional spectrum as future needs arise. Qualcomm and 
WISPA support affording PAL licensees the flexibility to disaggregate 
or partition their licenses. In addition, WISPA and Spectrum Bridge 
argue that prior Commission approval of secondary market transactions 
should not be required given the absence of build-out rules for the 
band and a streamlined auction process, among other reasons. Instead, 
WISPA argues that written notification to the Commission and SAS would 
be sufficient to ensure that appropriate contact information is 
available in the event of harmful interference. TIA also supports 
application of the Commission's secondary market rules and emphasizes 
the need for secondary leasing arrangements, which will ``allow 
providers to adjust to changing market circumstances in order to 
enhance their service quality.'' Federated Wireless, on the other hand, 
opposes application of the secondary market rules noting that ``[t]he 
development of secondary markets to manage geographical subsets of PALs 
takes the control of spectrum management and enforcement out of the 
hands of the SAS and the FCC.''
    Some commenters support the development of one or more spectrum 
exchanges, operating pursuant to our secondary market rules, which 
could facilitate a vibrant and deep market for PAL rights. Such an 
exchange could improve the ability of individual licensees to obtain 
micro-targeted (in geography, time, and bandwidth) access to priority 
spectrum rights narrowly tailored to their needs on a highly

[[Page 34123]]

customizable, fluid basis. Cantor proposes a spectrum exchange managed 
by an independent third party and modeled on platforms which exist for 
the trading of other U.S. Government securities. Cantor envisions that 
such a spectrum exchange would integrate the SAS functions in order to 
provide market participants with use right information and to resolve 
any interference issues that might arise. In addition, Cantor explains 
that a spectrum exchange should include: ``(1) Universal access to 
information; (2) dynamic transactional access by and among authorized 
market participants; (3) real-time reporting of 3.5 GHz spectrum 
resource use right utilization; and (4) market maintenance.'' 
InterDigital suggests that the SAS could act as a spectrum exchange to 
manage secondary market transactions. We note that any spectrum 
exchange would be subject to the requirements of Section 310(d) of the 
Communications Act and other relevant statutory provisions.
    We believe that it is in the public interest to develop a fuller 
record on the implications of applying our secondary market rules to 
the 3.5 GHz Band ecosystem. While we agree with commenters on the 
record thus far that application of our secondary market rules will 
increase liquidity of the spectrum as well as reduce costs and increase 
flexibility of use, we seek additional information on how we should 
implement the rules with respect to the 3.5 GHz Band. To the extent 
that commenters agree with this concept, we request specific and 
focused comment on any necessary changes to our Part 1 rules to 
facilitate the secondary market for PALs in the 3.5 GHz Band. For 
example, regarding partitioning and disaggregation, our initial view is 
to prohibit such further segmentation of PALs given their relatively 
small size (census tracts) and limited duration (three years) as well 
as the availability of significant GAA spectrum in all license areas. 
Some commenters, however, urge the Commission to allow partitioning and 
disaggregation of PALs. We seek comment on this proposal. Would 
partitioning and disaggregation of PALs benefit the Citizens Broadband 
Radio Service or would such flexibility prove administratively 
burdensome and unnecessary given the size and duration of these 
licenses? We also seek comment on the potential use of spectrum 
exchanges to facilitate the transfer of PALs in the secondary market. 
Would such exchanges be mandatory or could the existing Part 1 rules, 
in combination with the SAS framework adopted in the Report and Order, 
above, be sufficient to allow voluntary development of exchanges to 
trade PALs? We are particularly interested in modifications to our 
rules that could reduce transaction costs and allow increased 
automation of transfer and lease applications. What legal, technical, 
or logistical issues should we consider?
    For secondary markets purposes, we also seek comment on the 
application of our spectrum aggregation limits for PAL licensees. 
Should we use the attribution standard applied in our existing rules to 
transactions involving mobile wireless licenses for commercial use? We 
also seek comment on how this standard can reflect the need for a 
streamlined process, potentially through a database administrator, for 
transactions involving PALs. In addition, we seek comment on the 
application of our spectrum aggregation limit in the context of the 
initial licensing of PALs, including how any unique characteristics of 
PAL auctions, such as the need for streamlined processing, should be 
taken into account in resolving this issue.

C. Optimizing Protections for FSS

1. In-Band Protection of FSS in the 3650-3700 MHz Band
    We raise five topics for consideration in the Second FNPRM with 
respect to the methodology and parameters for protecting in-band FSS 
earth stations, in addition to the adoption of Section 96.17 as 
described in section III(G)(2) of the Report and Order.
    Calculation Methodology. As noted in the Report and Order, we agree 
with Google that the Commission's example methodology in the 3650-3700 
MHz proceeding is a useful starting point for coexistence analysis. We 
seek comment on the use of this methodology by the SAS to calculate 
exclusion distances for CBSDs with respect to individual FSS earth 
stations in the 3650-3700 MHz band. Is the methodology accurate? Does 
it require further specification?
    Propagation Modeling. While we recognize the challenge of effective 
propagation modeling for band sharing, we believe that research in 
propagation path loss models in recent years has advanced considerably 
and offers an increasing array of practical and realistic tools and 
methods for predicting path loss and determining practical bounds on 
prediction errors. However, despite these advances, there are many 
different propagation models, with little integration of these models 
across diverse environments. Many existing models have been tailored 
for specific and diversely different environments. A research article 
by Phillips, Sicker, and Grunwald illustrates the scope of the 
challenge as well as the significant benefit of improved statistical 
analysis of path loss prediction. They described and implemented ``30 
propagation models of varying popularity that have been proposed over 
the last 70 years'' and found ``. . . the landscape of path loss models 
is precarious . . . we recommend the use of a few well-accepted and 
well-performing standard models in scenarios where a priori predictions 
are needed and argue for the use of well-validated, measurement-driven 
methods whenever possible.'' We agree with this finding and believe 
that improved statistical analysis of propagation path loss can lead to 
significant improvements in shared spectrum utilization and 
interference prediction and mitigation. We propose that all SAS 
Administrators use an agreed upon set of propagation modeling methods, 
using models that can be tuned with measurements. We seek comment on 
what propagation model(s) are best suited for SAS-based protections of 
FSS. We solicit measurement results that validate model parameters for 
combined short range and long range propagation scenarios, involving 
indoor and outdoor propagation channels. What model(s) are the most 
accurate in accounting for urban clutter and other environmental 
factors such as rain attenuation, ducting, etc., and most suitable for 
modeling statistical variations to support analysis--including possible 
Monte-Carlo analysis--of many potential interfering sources? In order 
to generate the same exclusion distances between CBSDs and any 
individual FSS earth stations in 3650-3700 MHz, we expect each SAS to 
enforce the same minimum separation distance and we tentatively 
conclude that each SAS must use the same propagation model. We seek 
comment and objective analysis from anyone who believes otherwise.
    Interference Protection Criteria. We agree with commenters that, in 
principle, an Equivalent Power Flux Density (EPFD) of aggregate 
interference power at the FSS earth station receiver could be an 
appropriate interference protection criterion (IPC) for establishing 
interference limits of FSS earth stations. However, our equitable and 
competitive concerns about using aggregate limits is noted above and 
discussed further below. Were we to adopt an aggregate level, we 
believe it should be based not only on the theoretical thermal noise 
floor (I/N), but should also account for the measurement of receiver 
performance degradation when presented with both

[[Page 34124]]

interfering signals and wanted desired signals (C/(I+N)). We seek 
comment on the appropriate FSS earth station interference protection 
criteria, the appropriate probability of such threshold not being 
exceeded, and supporting field measurements to validate such proposals. 
Commenters should assume the use of appropriate, commercially available 
earth station receiver input filtering to limit the receiver bandwidth 
to the authorized spectrum.
    We propose that co-channel Citizens Broadband Radio Service Device 
(CBSD) and End User Device signal levels up to this threshold be 
permissible, at the antenna output after FSS earth station antenna gain 
and discrimination per section 25.209(a)(3) of our rules. We propose 
that the SAS will calculate the distance, bearing, and elevation 
differences between registered FSS earth stations and each CBSD that 
requests activation. The SAS will then authorize CBSD activation if it 
is at or beyond the permissible distance, and deny CBSD activation if 
is less than the permissible distance from the earth station. How 
should existing link budget margins be treated in establishing value(s) 
for interference protection criteria, where such margins are built in 
to FSS earth station link budgets to account for rain attenuation, and 
other impairments? What is the statistical and temporal correlation of 
environmental effects that may not be independent nor occur 
simultaneously (e.g., stable atmosphere anomalous ducting, occurring 
naturally at different times than convective atmospheric heavy rain)? 
We also invite comment as to whether we can establish a default earth 
station protection area based on an assumed minimum earth station 
receiving system gain-to-temperature ratio (G/T) and minimum antenna 
elevation angle, and what the assumed values of the G/T and elevation 
angle should be. CBSD operation outside of such a default protection 
area would be assumed not to cause interference to earth stations 
receiving in the 3700-4200 MHz band. Such a default protection area 
would be adjusted by the SAS to accommodate the actual operating 
characteristics of earth stations that are registered in order to 
achieve additional protection.
    Avoiding Policy Concerns Related to Aggregate Interference 
Protection Criteria (IPC). We seek comment on fair and non-
discriminatory methods of adjudicating demands for increased spectrum 
use at a location that would result in the IPC for an FSS earth station 
receiver being exceeded. SIA has argued that protection zones may be 
insufficient if densely deployed CBSD and End User Devices outside of 
these areas cause aggregate interference thresholds to be exceeded. 
They argue that unless the Commission is prepared to periodically 
revisit and enlarge protection zones to address such events, it will 
need to either set deployment density constraints or build in a 
significant margin in calculating protection zones to account for 
aggregate interference. We seek comment on solutions that avoid 
discriminatory caps on CBSD service deployment, while protecting FSS 
earth stations from harmful interference. For example, are there 
probabilistic ``bilateral'' approximations (between an individual CBSD 
and an earth station) of an aggregate metric that address our concerns 
about the use of aggregate interference protections while also avoiding 
worst-case assumptions about interference from unlikely or infeasible 
quantities of nearby CBSDs? To the extent that commenters do support an 
aggregated EPFD limit, we encourage solutions to avoid a ``land rush'' 
when balancing service demands that exceed interference limits, if they 
occur. How could such IPC criteria be implemented by CBSDs and the SAS?
    End User Devices. Recognizing that CBSDs have geo-location 
requirements and End User Devices do not, the location of End User 
Devices and the propagation channel between such devices and FSS earth 
stations to be protected are indeterminate. We expect CBSDs to be 
deployed such that terrain, buildings, and other forms of clutter can 
be accounted for and will provide a certain amount of propagation loss 
between the CBSD and a nearby FSS earth station to ensure incumbent 
service protection. However, End User Devices served by such CBSDs may 
be portable or mobile and be situated within line-of-sight or near-
line-of-sight propagation, with much less propagation loss between the 
End User Device and FSS earth station than the propagation channel from 
the CBSD to FSS earth station. The indeterminate location of the End 
User Devices and the uncertain propagation channel between them and FSS 
earth stations make it challenging to ensure protection of nearby FSS 
earth stations. Moreover, assuming worst case line-of-sight propagation 
from End User Devices in determining allowable locations for CBSDs can 
lead to unnecessarily large protection distances. We seek comment on 
reasonable methods for ensuring that the mobility, location, and 
orientation of End User Devices are managed effectively to avoid 
excessive interference to in-band FSS earth stations, while avoiding a 
mandate for geo-location requirements on End User Devices.
2. Out-of-Band Protection of C-Band FSS Earth Stations
    As discussed above, we recognize that our stringent out-of-band 
emissions limit of 70 + 10 Log (P), i.e., -40 dBm/MHz, for CBSDs leaves 
potential room for more optimization. On the one hand, additional 
protection may benefit C-Band earth stations when CBSDs or End User 
Devices are located nearby. On the other, -40 dBm/MHz may prove overly 
stringent in situations where Citizens Broadband Radio Service 
operations are distant from FSS earth stations, resulting in reduced 
usability of frequencies near the 3700 MHz band edge. We believe the 
registration and protection mechanisms of the SAS, in place of an 
across-the-board out-of-band limit, could provide a great deal more 
flexibility and protection to benefit FSS operators and Citizens 
Broadband Radio Service users alike. Therefore, we seek further comment 
on whether and how the same IPC used to ensure protection from co-
channel emitters could also be used with respect to out-of-band 
interference from Citizens Broadband Radio Service to C-Band FSS earth 
stations. To the extent that many different stakeholders may find such 
an approach appealing, we encourage industry discussions that could 
lead to a consensus recommendation.
    We seek comment on whether the received power interference 
protection criteria for out-of-band FSS earth stations should be the 
same or different from co-channel protections. Can a default protection 
area be defined based on these criteria and specific assumptions about 
FSS earth station receiving system G/T and minimum antenna elevation 
angle? For example, a C-Band licensee with an earth station having a 
low elevation angle above heavily populated areas may desire protection 
beyond that afforded with the required out-of-band emission limit. The 
licensee may register the earth station, including the antenna gain 
pattern. This information could be used by an SAS to calculate the 
requisite protection distance near the main beam to enable closer CBSD 
operation in the back of the earth station where there is higher 
antenna discrimination and ensure that the IPC is not exceeded.
    Moreover, we agree with Google that market incentives may be 
feasible to encourage industry to deploy radios with improved (lower) 
adjacent emissions and thereby have greater access to spectrum. 
However, we do not see how this can be accomplished

[[Page 34125]]

within the current regime of equipment authorization subject to the 
Commission's Part 2 requirements. We seek comment on how this can 
practically be achieved without burdensome changes to equipment 
authorization requirements that do not currently require precise 
emission measurements below the regulatory thresholds (i.e., the noise 
floor of measurement equipment configurations often mask the emission 
performance of a device below the pass/fail regulatory limit). One 
possibility would be to define a small number of classes of devices, 
that are distinguished by increasingly stringent OOBE limits (e.g., 
Class X complies with -40 dBm/MHz, Class Y with -45 or -50 dBm/MHz, 
Class Z with -60 dBm/MHz, etc.). The device class would be tied to the 
device's FCC ID, and this information communicated to the SAS, which 
could provide protection commensurate with the class of the device. We 
seek comment on whether such a scenario would work, and if so, what 
levels of OOBE limits should be specified and how would those 
correspond to protection distance. At what point would lower OOBE 
limits cease to offer additional benefit, due to other effects such as 
FCC earth station receiver blocking? We also seek comment on whether we 
would need to make changes in our equipment authorization procedures 
and changes to adopted SAS rules.

IV. Procedural Matters

A. Ex Parte Rules

    This proceeding shall continue to be treated as a ``permit-but-
disclose'' proceeding in accordance with the Commission's ex parte 
rules. Persons making ex parte presentations must file a copy of any 
written presentation or a memorandum summarizing any oral presentation 
within two business days after the presentation (unless a different 
deadline applicable to the Sunshine period applies). Persons making 
oral ex parte presentations are reminded that memoranda summarizing the 
presentation must (1) list all persons attending or otherwise 
participating in the meeting at which the ex parte presentation was 
made, and (2) summarize all data presented and arguments made during 
the presentation. If the presentation consisted in whole or in part of 
the presentation of data or arguments already reflected in the 
presenter's written comments, memoranda or other filings in the 
proceeding, the presenter may provide citations to such data or 
arguments in his or her prior comments, memoranda, or other filings 
(specifying the relevant page and/or paragraph numbers where such data 
or arguments can be found) in lieu of summarizing them in the 
memorandum. Documents shown or given to Commission staff during ex 
parte meetings are deemed to be written ex parte presentations and must 
be filed consistent with Sec.  1.1206(b). In proceedings governed by 
section 1.49(f) or for which the Commission has made available a method 
of electronic filing, written ex parte presentations and memoranda 
summarizing oral ex parte presentations, and all attachments thereto, 
must be filed through the electronic comment filing system available 
for that proceeding, and must be filed in their native format (e.g., 
.doc, .xml, .ppt, searchable .pdf). Participants in this proceeding 
should familiarize themselves with the Commission's ex parte rules.
    We note that our ex parte rules provide for a conditional exception 
for all ex parte presentations made by NTIA or Department of Defense 
representatives. This Second FNPRM raises significant technical issues 
implicating federal and non-federal spectrum allocations and users. 
Staff from NTIA, DoD, and the FCC have engaged in technical discussions 
in the development of this Second FNPRM, and we anticipate these 
discussions will continue after this Second FNPRM is released. These 
discussions will benefit from an open exchange of information between 
agencies, and may involve sensitive information regarding the strategic 
federal use of the 3.5 GHz Band. Recognizing the value of federal 
agency collaboration on the technical issues raised in this Second 
FNPRM, NTIA's shared jurisdiction over the 3.5 GHz Band, the importance 
of protecting federal users in the 3.5 GHz Band from interference, and 
the goal of enabling spectrum sharing to help address the ongoing 
spectrum capacity crunch, we find that this exemption serves the public 
interest.

B. Filing Requirements

    Pursuant to Sec. Sec.  1.415 and 1.419 of the Commission's rules, 
interested parties may file comments and reply comments on or before 
the dates indicated on the first page of this document. Comments may be 
filed using: (1) The Commission's Electronic Comment Filing System 
(ECFS), (2) the Federal Government's eRulemaking Portal, or (3) by 
filing paper copies.
    [ballot] Electronic Filers: Comments may be filed electronically 
using the Internet by accessing the ECFS: http://www.fcc.gov/cgb/ecfs/ 
or the Federal eRulemaking Portal: http://www.regulations.gov.
    [ballot] Paper Filers: Parties who choose to file by paper must 
file an original and one copy of each filing. If more than one docket 
or rulemaking number appears in the caption of this proceeding, filers 
must submit two additional copies for each additional docket or 
rulemaking number.
    Filings can be sent by hand or messenger delivery, by commercial 
overnight courier, or by first-class or overnight U.S. Postal Service 
mail. All filings must be addressed to the Commission's Secretary, 
Office of the Secretary, Federal Communications Commission.
    [cir] All hand-delivered or messenger-delivered paper filings for 
the Commission's Secretary must be delivered to FCC Headquarters at 445 
12th St. SW., Room TW-A325, Washington, DC 20554. All hand deliveries 
must be held together with rubber bands or fasteners. Any envelopes 
must be disposed of before entering the building. The filing hours are 
8:00 a.m. to 7:00 p.m.
    [cir] Commercial overnight mail (other than U.S. Postal Service 
Express Mail and Priority Mail) must be sent to 9300 East Hampton 
Drive, Capitol Heights, MD 20743.
    [cir] U.S. Postal Service first-class, Express, and Priority mail 
must be addressed to 445 12th Street SW., Washington DC 20554.
    Comments, reply comments, and ex parte submissions will be 
available for public inspection during regular business hours in the 
FCC Reference Center, Federal Communications Commission, 445 12th 
Street SW., CY-A257, Washington, DC 20554. These documents will also be 
available via ECFS. Documents will be available electronically in 
ASCII, Microsoft Word, and/or Adobe Acrobat.
    To request information in accessible formats (Braille, large print, 
electronic files, audio format), send an email to [email protected] or 
call the FCC's Consumer and Governmental Affairs Bureau at (202) 418-
0530 (voice), (202) 418-0432 (TTY). This document can also be 
downloaded in Word and Portable Document Format (PDF) at: http://www.fcc.gov.

C. Initial Regulatory Flexibility Analysis

    As required by the Regulatory Flexibility Act of 1980, the 
Commission has prepared an Initial Regulatory Flexibility Analysis 
(IRFA) of the possible significant economic impact on small entities of 
the policies and rules adopted and proposed in this document, 
respectively. The IRFA is set forth in

[[Page 34126]]

Appendix C of the Report and Order. Written public comments are 
requested on the IRFA. These comments must be filed in accordance with 
the same filing deadlines as comments filed in response to the Report 
and Order and Second Further Notice of Proposed Rulemaking as set forth 
above, and have a separate and distinct heading designating them as 
responses to the IRFA. The Commission's Consumer and Governmental 
Affairs Bureau, Reference Information Center, will send a copy of this 
Report and Order and Second Further Notice of Proposed Rulemaking, 
including the FRFA and IRFA, to the Chief Counsel for Advocacy of the 
Small Business Administration (SBA).

D. Initial Paperwork Reduction Act Analysis

    This Second FNPRM contains proposed new information collection 
requirements. The Commission, as part of its continuing effort to 
reduce paperwork burdens, invites the general public and OMB to comment 
on the information collection requirements contained in this document, 
as required by PRA. In addition, pursuant to the Small Business 
Paperwork Relief Act of 2002, we seek specific comment on how we might 
``further reduce the information collection burden for small business 
concerns with fewer than 25 employees.''

Federal Communications Commission.
Gloria J. Miles,
Federal Register Liaison Officer.
[FR Doc. 2015-14495 Filed 6-12-15; 8:45 am]
 BILLING CODE 6712-01-P



                                                                               Federal Register / Vol. 80, No. 114 / Monday, June 15, 2015 / Proposed Rules                                            34119

                                                      requirements of API Spec. 2C, Sixth                     Access License frequencies;                            Comment Filing Instructions
                                                      Edition, or API Spec. 2C, Seventh                       implementing secondary markets in                         Pursuant to §§ 1.415 and 1.419 of the
                                                      Edition (2012), as incorporated by                      Priority Access Licenses; and                          Commission’s rules, 47 CFR 1.415 and
                                                      reference in § 250.198(h)(69)(ii).                      optimizing protections for Fixed                       1.419, interested parties may file
                                                         (d) If you installed a fixed platform                Satellite Services.                                    comments and reply comments on or
                                                      before March 17, 2003, and mounted a                    DATES: Submit comments on or before                    before the dates indicated on the first
                                                      crane on the fixed platform before                      July 15, 2015 and reply comments on or                 page of this document. Comments may
                                                      [EFFECTIVE DATE OF FINAL RULE],                         before August 14, 2015.                                be filed using the Commission’s
                                                      and                                                                                                            Electronic Comment Filing System
                                                                                                              ADDRESSES: You may submit comments,
                                                         (1) The crane was manufactured after                                                                        (ECFS). See Electronic Filing of
                                                                                                              identified by GN Docket No. 12–354, by
                                                      March 17, 2003, and before October 1,                                                                          Documents in Rulemaking Proceedings,
                                                                                                              any of the following methods:
                                                      2012, the crane must meet the
                                                      requirements of API Spec. 2C, Sixth                        • Federal Communications                            63 FR 24121, May 1, 1998.
                                                                                                              Commission’s Web site: http://                            • Electronic Filers: Comments may be
                                                      Edition;                                                                                                       filed electronically using the Internet by
                                                         (2) The crane was manufactured on or                 fjallfoss.fcc.gov/ecfs2/. Follow the
                                                                                                              instructions for submitting comments.                  accessing the ECFS: http://
                                                      after October 1, 2012, the crane must
                                                      meet either the requirements of API                        • Mail: All hand-delivered or                       fjallfoss.fcc.gov/ecfs2/.
                                                                                                              messenger-delivered paper filings for                     • Paper Filers: Parties who choose to
                                                      Spec. 2C, Sixth Edition, or API Spec.                                                                          file by paper must file an original and
                                                      2C, Seventh Edition.                                    the Commission’s Secretary must be
                                                                                                              delivered to FCC Headquarters at 445                   one copy of each filing. If more than one
                                                         (e) If you mount a crane on a fixed                                                                         docket or rulemaking number appears in
                                                      platform after [EFFECTIVE DATE OF                       12th St. SW., Room TW–A325,
                                                                                                              Washington, DC 20554. The filing hours                 the caption of this proceeding, filers
                                                      FINAL RULE], the crane must meet the                                                                           must submit two additional copies for
                                                      requirements of API Spec. 2C, Seventh                   are 8:00 a.m. to 7:00 p.m. All hand
                                                                                                              deliveries must be held together with                  each additional docket or rulemaking
                                                      Edition.                                                                                                       number.
                                                                                                              rubber bands or fasteners. Any
                                                      *      *     *     *     *                                                                                        Filings can be sent by hand or
                                                                                                              envelopes and boxes must be disposed
                                                      ■ 4. Amend § 250.198 by revising                                                                               messenger delivery, by commercial
                                                                                                              of before entering the building.
                                                      paragraph (h)(69) to read as follows:                                                                          overnight courier, or by first-class or
                                                                                                              Commercial overnight mail (other than
                                                      § 250.198 Documents incorporated by                     U.S. Postal Service Express Mail and                   overnight U.S. Postal Service mail. All
                                                      reference.                                              Priority Mail) must be sent to 9300 East               filings must be addressed to the
                                                                                                              Hampton Drive, Capitol Heights, MD                     Commission’s Secretary, Office of the
                                                      *      *    *     *    *
                                                                                                              20743. U.S. Postal Service first-class,                Secretary, Federal Communications
                                                        (h) * * *
                                                        (69) API Spec. 2C, Specification for                  Express, and Priority mail must be                     Commission.
                                                                                                              addressed to 445 12th Street SW.,                         • All hand-delivered or messenger-
                                                      Offshore Pedestal-mounted Cranes:
                                                        (i) Sixth Edition, March 2004,                        Washington DC 20554.                                   delivered paper filings for the
                                                      Effective Date: September 2004, API                        • People with Disabilities: Contact the             Commission’s Secretary must be
                                                      Stock No. G02C06; incorporated by                       FCC to request reasonable                              delivered to FCC Headquarters at 445
                                                      reference at § 250.108(c) and (d);                      accommodations (accessible format                      12th St. SW., Room TW–A325,
                                                        (ii) Seventh Edition, March 2012,                     documents, sign language interpreters,                 Washington, DC 20554. The filing hours
                                                      Effective Date: October 2012, API                       CART, etc.) by email: FCC504@fcc.gov                   are 8:00 a.m. to 7:00 p.m. All hand
                                                      Product No. G02C07; incorporated by                     or phone: 202–418–0530 or TTY: 202–                    deliveries must be held together with
                                                      reference at § 250.108(c), (d) and (e);                 418–0432.                                              rubber bands or fasteners. Any
                                                                                                                 For detailed instructions for                       envelopes and boxes must be disposed
                                                      *      *     *       *      *                           submitting comments and additional                     of before entering the building.
                                                      [FR Doc. 2015–14640 Filed 6–12–15; 8:45 am]             information on the rulemaking process,                    • Commercial overnight mail (other
                                                      BILLING CODE 4310–VH–P                                  see the SUPPLEMENTARY INFORMATION                      than U.S. Postal Service Express Mail
                                                                                                              section of this document.                              and Priority Mail) must be sent to 9300
                                                                                                                                                                     East Hampton Drive, Capitol Heights,
                                                                                                              FOR FURTHER INFORMATION CONTACT: Paul
                                                      FEDERAL COMMUNICATIONS                                                                                         MD 20743.
                                                                                                              Powell, Attorney Advisor, Wireless                        • U.S. Postal Service first-class,
                                                      COMMISSION                                              Bureau—Mobility Division at (202) 418–                 Express, and Priority mail must be
                                                                                                              1613 or Paul.Powell@fcc.gov.                           addressed to 445 12th Street SW.,
                                                      47 CFR Parts 1, 2, 90, 95, and 96
                                                                                                              SUPPLEMENTARY INFORMATION: This is a                   Washington DC 20554.
                                                      [GN Docket No. 12–354; FCC 15–47]                       summary of the Commission’s Second                        People with Disabilities: To request
                                                                                                              Further Notice of Proposed Rulemaking                  materials in accessible formats for
                                                      Commission Seeks Comment on
                                                                                                              in GN Docket No. 12–354, FCC 15–47,                    people with disabilities (braille, large
                                                      Shared Commercial Operations in the
                                                                                                              adopted on April 17, 2015 and released                 print, electronic files, audio format),
                                                      3550–3700 MHz Band
                                                                                                              April 21, 2015. The full text of this                  send an email to fcc504@fcc.gov or call
                                                      AGENCY:  Federal Communications                         document is available for inspection                   the Consumer & Governmental Affairs
                                                      Commission.                                             and copying during normal business                     Bureau at 202–418–0530 (voice), 202–
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      ACTION: Proposed rule.                                  hours in the FCC Reference Center, 445                 418–0432 (tty).
                                                                                                              12th Street SW., Washington, DC 20554.
                                                      SUMMARY:   In this document, the                        The full text may also be downloaded                   Ex Parte Rules
                                                      Commission seeks comment on three                       at: www.fcc.gov. Alternative formats are                  This proceeding shall continue to be
                                                      specific issues related to the                          available to persons with disabilities by              treated as a ‘‘permit-but-disclose’’
                                                      establishment of a new Citizens                         sending an email to fcc504@fcc.gov or                  proceeding in accordance with the
                                                      Broadband Radio Service in the 3550–                    by calling the Consumer &                              Commission’s ex parte rules. See 47
                                                      3700 MHz band (3.5 GHz Band). These                     Governmental Affairs Bureau at 202–                    CFR 1.1200 et seq. Persons making ex
                                                      issues are: Defining ‘‘use’’ of Priority                418–0530 (voice), 202–418–0432 (tty).                  parte presentations must file a copy of


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                                                      34120                    Federal Register / Vol. 80, No. 114 / Monday, June 15, 2015 / Proposed Rules

                                                      any written presentation or a                           raised in this Second FNPRM, NTIA’s                    increasing demands of wireless
                                                      memorandum summarizing any oral                         shared jurisdiction over the 3.5 GHz                   innovation. As such, it represents a
                                                      presentation within two business days                   Band, the importance of protecting                     major contribution toward the
                                                      after the presentation (unless a different              federal users in the 3.5 GHz Band from                 Commission’s goal of making 500
                                                      deadline applicable to the Sunshine                     interference, and the goal of enabling                 megahertz newly available for
                                                      period applies). Persons making oral ex                 spectrum sharing to help address the                   broadband use and will help to unleash
                                                      parte presentations are reminded that                   ongoing spectrum capacity crunch, we                   broadband opportunities for consumers
                                                      memoranda summarizing the                               find that this exemption serves the                    throughout the country, particularly in
                                                      presentation must (1) list all persons                  public interest.                                       areas with overburdened spectrum
                                                      attending or otherwise participating in                 Initial Paperwork Reduction Act                        resources.
                                                      the meeting at which the ex parte                       Analysis
                                                      presentation was made, and (2)                                                                                    The Report and Order also adopts a
                                                      summarize all data presented and                          This Second FNPRM contains                           new approach to spectrum management,
                                                      arguments made during the                               proposed new information collection                    which makes use of advances in
                                                      presentation. If the presentation                       requirements. The Commission, as part                  computing technology to facilitate more
                                                      consisted in whole or in part of the                    of its continuing effort to reduce                     intensive spectrum sharing: Between
                                                      presentation of data or arguments                       paperwork burdens, invites the general                 commercial and federal users and
                                                      already reflected in the presenter’s                    public and the Office of Management                    among multiple tiers of commercial
                                                      written comments, memoranda or other                    and Budget (OMB) to comment on the                     users. This three-tiered sharing
                                                      filings in the proceeding, the presenter                information collection requirements                    framework is enabled by a Spectrum
                                                      may provide citations to such data or                   contained in this FNPRM, as required                   Access System (SAS). The SAS
                                                      arguments in his or her prior comments,                 by the Paperwork Reduction Act of
                                                                                                                                                                     incorporates a dynamic spectrum
                                                      memoranda, or other filings (specifying                 1995, Public Law 104–13. In addition,
                                                                                                                                                                     database and interference mitigation
                                                      the relevant page and/or paragraph                      pursuant to the Small Business
                                                                                                              Paperwork Relief Act of 2002, Public                   techniques to manage all three tiers of
                                                      numbers where such data or arguments                                                                           authorized users (Incumbent Access,
                                                      can be found) in lieu of summarizing                    Law 107–198, we seek specific comment
                                                                                                              on how we might ‘‘further reduce the                   Priority Access, and General Authorized
                                                      them in the memorandum. Documents                                                                              Access (GAA)). The SAS thus serves as
                                                      shown or given to Commission staff                      information collection burden for small
                                                                                                              business concerns with fewer than 25                   an advanced, highly automated
                                                      during ex parte meetings are deemed to                                                                         frequency coordinator across the band—
                                                                                                              employees.’’
                                                      be written ex parte presentations and                                                                          protecting higher tier users from those
                                                      must be filed consistent with                           Synopsis of the Second Further Public                  beneath and optimizing frequency use
                                                      § 1.1206(b). See 47 CFR 1.1206(b). In                   Notice of Proposed Rulemaking
                                                                                                                                                                     to allow maximum capacity and
                                                      proceedings governed by Section 1.49(f),                I. Introduction                                        coexistence in the band.
                                                      47 CFR 1.49(f), or for which the
                                                      Commission has made available a                            On April 21, 2015, the Federal                         Incumbent users represent the highest
                                                      method of electronic filing, written ex                 Communications Commission released a                   tier in the new 3.5 GHz framework and
                                                      parte presentations and memoranda                       Report and Order and Second Further                    receive interference protection from
                                                      summarizing oral ex parte                               Notice of Proposed Rulemaking                          Citizens Broadband Radio Service users.
                                                      presentations, and all attachments                      (‘‘Report and Order’’ and ‘‘Second                     Protected incumbents include the
                                                      thereto, must be filed through the                      FNPRM’’) in this proceeding to establish               federal operations described above, as
                                                      electronic comment filing system                        a new Citizens Broadband Radio Service                 well as FSS and, for a finite period,
                                                      available for that proceeding, and must                 in the 3.5 GHz Band. While the Report
                                                                                                                                                                     grandfathered terrestrial wireless
                                                      be filed in their native format (e.g., .doc,            and Order set forth a complete set of
                                                                                                              rules and policies related to the                      operations in the 3650–3700 MHz
                                                      .xml, .ppt, searchable .pdf). Participants                                                                     portion of the band. The Citizens
                                                      in this proceeding should familiarize                   establishment of the Citizens Broadband
                                                                                                              Radio Service, we determined that a few                Broadband Radio Service itself consists
                                                      themselves with the Commission’s ex                                                                            of two tiers—Priority Access and GAA—
                                                      parte rules.                                            focused issues remained that would
                                                                                                              benefit from further record                            both authorized in any given location
                                                         We note that our ex parte rules                      development. We viewed these issues as                 and frequency by an SAS. As the name
                                                      provide for a conditional exception for                 opportunities to optimize the rules we                 suggests, Priority Access operations
                                                      all ex parte presentations made by NTIA                 had established. In the Second FNPRM,                  receive protection from GAA operations.
                                                      or Department of Defense                                the Commission sought focused                          Priority Access Licenses (PALs), defined
                                                      representatives. See 47 CFR 1.1204. This                comment to the specific proposals and                  as an authorization to use a 10
                                                      Second FNPRM raises significant                         questions discussed below. In addition,                megahertz channel in a single census
                                                      technical issues implicating federal and                we encouraged parties to converge on                   tract for three years, will be assigned in
                                                      non-federal spectrum allocations and                    practical, multi-stakeholder solutions.                up to 70 megahertz of the 3550–3650
                                                      users. Staff from NTIA, DoD, and the
                                                                                                              II. Background                                         MHz portion of the band. GAA will be
                                                      FCC have engaged in technical
                                                                                                                                                                     allowed, by rule, throughout the 150
                                                      discussions in the development of this                     In the Report and Order, the
                                                      Second FNPRM, and we anticipate these                                                                          megahertz band. GAA users will receive
                                                                                                              Commission adopted rules for
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      discussions will continue after this                                                                           no interference protection from other
                                                                                                              commercial use of 150 megahertz in the
                                                      Second FNPRM is released. These                         3550–3700 MHz band (3.5 GHz Band).                     Citizens Broadband Radio Service users.
                                                      discussions will benefit from an open                   The 3.5 GHz Band is currently used for                 In general, under this three-tiered
                                                      exchange of information between                         Department of Defense Radar services                   licensing framework incumbent users
                                                      agencies, and may involve sensitive                     and commercial fixed Satellite Service                 will be able to operate on a fully
                                                      information regarding the strategic                     (FSS) earth stations (space-to-earth). The             protected basis, while the technical
                                                      federal use of the 3.5 GHz Band.                        creation of a new Citizens Broadband                   benefits of small cells are leveraged to
                                                      Recognizing the value of federal agency                 Radio Service in this band will add                    facilitate innovative and efficient uses
                                                      collaboration on the technical issues                   much-needed capacity to meet the ever-                 in the 3.5 GHz Band.


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                                                                               Federal Register / Vol. 80, No. 114 / Monday, June 15, 2015 / Proposed Rules                                            34121

                                                      III. Discussion                                         that an industry group be convened to                  whether and how aggregate metrics
                                                                                                              develop the details of such a sensing                  could be used to facilitate coordination
                                                      A. Defining ‘‘Use’’ of PAL Frequencies
                                                                                                              framework, including the measurement                   among multiple SASs? Would the use of
                                                         In the Report and Order, we                          procedure, reporting protocol, and                     aggregate metrics introduce
                                                      determined that allowing opportunistic                  occupancy and evacuation times.                        complexities that would outweigh the
                                                      access to unused Priority Access                        WISPA proposes that ‘‘any CBSD that                    potential benefits of using such metrics?
                                                      channels would serve the public interest                has not received 300 end-user packets                  If we were to utilize an approach based
                                                      by maximizing the flexibility and utility               within each five-minute interval would                 on aggregate interference, how could we
                                                      of the 3.5 GHz Band for the widest range                be deemed by the SAS to be not ‘in                     overcome these significant concerns?
                                                      of potential users. Thus, when Priority                 use.’ ’’ Other commenters, including                   Alternatively, are there simpler, non-
                                                      Access rights have not been issued (e.g.,               Microsoft, PISC, and Shared Spectrum                   aggregate engineering metrics available
                                                      due to lack of demand) or the spectrum                  Company suggest that GAA use be                        that sidestep our concerns, perhaps with
                                                      is not actually in use by a Priority                    permitted in PAL spectrum until a                      slightly less optimal spectrum
                                                      Access licensee, the SAS will                           Priority Access licensee affirmatively
                                                      automatically make that spectrum                                                                               utilization?
                                                                                                              requests access to its PAL from the SAS.
                                                      available for GAA use on a local and                    InterDigital suggests that evacuation                     Economic Definition. An alternative
                                                      granular basis. While there was                         commands be signaled to GAA users via                  approach presented in the record is to
                                                      substantial support in the record for an                the SAS, which will allow for flexible                 define ‘‘use’’ from an economic
                                                      opportunistic use approach generally,                   channel evacuation times.                              perspective for the purposes of
                                                      we saw wide divergence in the record                       We seek comment on whether we                       determining GAA access to PAL
                                                      to-date regarding specific                              should adopt an engineering definition                 spectrum. William Lehr, an economist
                                                      implementation of our ‘‘use-it-or-share-                of ‘‘use.’’ We ask proponents of this                  at the Massachusetts Institute of
                                                      it’’ rule. We thus sought focused                       approach to develop, in detail, an                     Technology, proposes that we ‘‘view the
                                                      comment on specific options, rooted in                  engineering methodology along with                     PAL as an option to exclude GAA usage.
                                                      the record, for defining ‘‘use’’ by                     technical criteria and metrics that could              PAL licensees would acquire the right to
                                                      Priority Access licensees.                              be readily implemented by multiple,                    exclude GAA access.’’ Under this
                                                         Engineering Definition. Several                      coordinated SASs. We also ask                          approach, actual operation as a PAL
                                                      commenters provided versions of an                      proponents to address some specific                    licensee would not be a trigger for
                                                      approach that would rely on an                          concerns about the engineering                         excluding GAA use. A PAL licensee
                                                      engineering definition of ‘‘use,’’                      approach.                                              would have the right, but not the
                                                      effectively leveraging the SAS to define                   First, we note Verizon’s observation                obligation, to exercise its option and
                                                      a boundary that would forbid GAA                        that there may be occasions when a                     thus exclude GAA access from the PAL.
                                                      access near Priority Access CBSDs.                      vacant channel performs a productive                   The amount ultimately paid by the
                                                      Google maintained that an SAS can                       use, for example by serving as a guard                 licensee would depend on whether the
                                                      enforce Priority Access user protection                 band. Is this claim valid given the                    option is exercised and GAA access is
                                                      areas based on information such as the                  technical rules we have adopted in the                 correspondingly restricted. Lehr
                                                      Priority Access device’s location and                   Report and Order (e.g., for Category A                 elaborates that in a simple
                                                      technical characteristics. According to                 and Category B CBSDs)? In cases where                  implementation, ‘‘A winning bidder
                                                      Google, the SAS can protect the Priority                a vacant channel is serving as a guard                 (with a bid of P for a PAL) would expect
                                                      Access device from nearby GAA                           band for high or full power use, could                 to owe 1⁄2 P when the license is awarded
                                                      operations including the aggregate effect               it be usable for localized
                                                      of multiple devices operating in the                                                                           and 1⁄2 P when the licensee elects to
                                                                                                              communications at lower powers (e.g., a
                                                      vicinity. Google, at various points in the                                                                     exercise the option to exclude. The
                                                                                                              few milliwatts) or indoor operations?
                                                      record, suggests versions of this                          Second, we speculate that it might be               opportunity to delay payment would
                                                      approach with differing levels of                       possible for Priority Access licensees to              provide winning bidders with an
                                                      complexity, ranging from use of simple                  deploy low-cost CBSDs whose main                       economic incentive to avoid excluding
                                                      distance-based metrics to methods                       purpose is to trigger SAS protections.                 GAA users unless the benefits of such
                                                      based on site-specific propagation                      We further observe that policing                       exclusion outweigh the costs of
                                                      modeling. Pierre de Vries offers another                ‘‘license savers’’ has historically been a             exercising.’’ Lehr argues that the options
                                                      variation of this concept, based on                     very challenging and administratively                  approach offers multiple benefits,
                                                      ‘‘interference limits policy,’’ specifically            costly endeavor for the Commission.                    including: More efficient spectrum
                                                      the use of defined ‘‘reception limits’’ to              How could we prevent such gaming of                    usage and expanded access for
                                                      specify GAA operation that does not                     the use-or-share rules, while                          commercial users; increased
                                                      degrade the performance of Priority                     maintaining our goals of technological                 participation of PAL and GAA
                                                      Access systems.                                         flexibility, administrative simplicity,                commercial users by enabling better
                                                         According to Pierre de Vries, the                    and light-touch regulation?                            matching of PAL costs with network
                                                      Commission could specify the                               Third, the prospect of basing                       investment requirements and by
                                                      ‘‘maximum allowed resulting signal                      determinations of ‘‘use’’ on aggregate                 expanding access for GAA; simple and
                                                      strength at the protected receiver and let              interference metrics raises equitable and              low-cost implementation; reduced
                                                      an SAS calculate the allowed GAA                        coordination challenges with respect to                potential risk of PAL spectrum hoarding
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      transmit power.’’ AT&T suggests that                    the GAA tier. As discussed above,                      by PAL; and, flexibility and consistency
                                                      3GPP standards for TD–LTE channel                       reliance on aggregate interference begs                with future dynamic shared spectrum
                                                      occupancy could be used to determine                    the question of which GAA user will be                 policy. He also addresses some potential
                                                      channel usage. Federated Wireless                       denied access when the aggregate                       concerns, including: Enforceability;
                                                      proposes that GAA devices could                         threshold is exceeded. Therefore, we are               auction revenue impact; foreclosure of
                                                      provide the SAS with ‘‘spectrum                         not comfortable delegating this decision               GAA use; and mispricing of options
                                                      sensing data’’ upon initial operation and               to third parties absent the adoption of                payments. Lehr concludes by addressing
                                                      at regular intervals as directed by the                 an equitable and non-discriminatory                    some additional implementation details
                                                      SAS. Federated Wireless recommends                      methodology. We seek comment on                        such as the ‘‘reversibility’’ of license


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                                                      34122                    Federal Register / Vol. 80, No. 114 / Monday, June 15, 2015 / Proposed Rules

                                                      payments and the possibility of trading                 sufficient to permit it to adopt auction               the development of one or more
                                                      option rights on a secondary market.                    and payment rules to implement this                    spectrum exchanges, operating pursuant
                                                        We seek comment on whether Lehr’s                     option? We note that our auction                       to our secondary market rules, could
                                                      economic construction of ‘‘use’’ would                  authority is limited to the award of an                facilitate a vibrant and deep market for
                                                      be appropriate for determining GAA                      initial ‘‘license’’ (or permit), and that the          PAL rights.
                                                      admission to PAL frequencies as the                     Act defines a license not as the right to                 Relatively few commenters addressed
                                                      concept may provide a potential way to                  exclude others but rather as an                        the significant issues associated with
                                                      avoid some of the concerns raised above                 ‘‘instrument of authorization . . . for                the potential application of our
                                                      with respect to an engineering                          the use or operation of apparatus for                  secondary market rules to the transfer of
                                                      approach. At the same time, the                         transmission . . .’’ In the case of the                PALs. Commenters who did address the
                                                      proposal raises other issues, some of                   options approach, could economic                       issue were generally supportive of a
                                                      which, as noted above, Lehr discusses                   performance serve as a legally viable                  framework in which PALs can been
                                                      in his comments. We seek comment on                     substitute for traditional build out or                traded in the secondary market. These
                                                      these concerns.                                         service-based performance                              commenters note that the development
                                                        First, we seek comment on hoarding.                   requirements? Are there any statutory or               of a robust secondary market in the 3.5
                                                      Would the option framework encourage                    other legal considerations that the                    GHz Band would be beneficial for
                                                      or discourage hoarding of PAL                           Commission should consider in revising                 potential Priority Access Licensees.
                                                      spectrum? How does the risk of                          its existing payment, application and                  AT&T, for example, believes that
                                                      hoarding using options compare against                  default rules to accommodate these                     flexibility in the deployment of PALs
                                                      the risk of hoarding through deployment                 proposals?                                             will be important to both commercial
                                                      of low-cost CBSDs (discussed above) in                     Hybrid Definition. We also seek                     operators and other Priority Access
                                                      an engineering-based approach?                          comment on any hybrid proposals that                   Licensees as PAL use may be short term,
                                                        Second, how should we think about                     combine aspects of the engineering and                 e.g., coverage for a large event, or longer
                                                      the payments and pricing of PALs? In                    economic approaches. For example,                      term, e.g., backhaul or access
                                                      the FNPRM, the Commission sought                        Federated Wireless suggests that Priority              applications. AT&T maintains that
                                                      comment on employing its existing                       Access licensees, in the context of their              partitioning and a secondary market
                                                      rules to address upfront, down and final                proposed sensing framework, should                     mechanism will enable Priority Access
                                                      payments by winning bidders,                            pay a ‘‘nominal usage fee for those                    licensees to gain access to additional
                                                      applications for licenses by winning                    periods that the spectrum [is] actively                spectrum as future needs arise.
                                                      bidders, as well as the processing of                   needed.’’ Federated maintains that such                Qualcomm and WISPA support
                                                      such applications and default by and                    a usage fee would incentivize Priority                 affording PAL licensees the flexibility to
                                                      disqualification of winning bidders. The                Access licensees to only reserve                       disaggregate or partition their licenses.
                                                      Commission sought comment on                            spectrum that they intend to use. Could                In addition, WISPA and Spectrum
                                                      whether its existing rules required any                 we think of such a usage fee as a form                 Bridge argue that prior Commission
                                                      revisions in connection with the                        of ‘‘option’’ superimposed on an                       approval of secondary market
                                                      conduct of an auction of PALs. We did                   engineering definition of ‘‘use’’? Do we               transactions should not be required
                                                      not receive a sufficient record to                      have authority to impose such a fee and,               given the absence of build-out rules for
                                                      determine what payment, application,                    if so, how would we set the price? How                 the band and a streamlined auction
                                                      and default rule revisions are necessary                would we define the unit volume (i.e.,                 process, among other reasons. Instead,
                                                      in adopting a less traditional approach                 quantity) of ‘‘use’’ to which a price                  WISPA argues that written notification
                                                      to licensing the PAL spectrum. For                      could be applied? Could such a                         to the Commission and SAS would be
                                                      instance, if we adopt the economic                      framework make use of an auction, with                 sufficient to ensure that appropriate
                                                      definition of ‘‘use’’ proposed above,                   price set through competitive bidding,                 contact information is available in the
                                                      would a 50/50 split between initial                     rather than a fee? Could the auction                   event of harmful interference. TIA also
                                                      payments and an option ‘‘strike’’ price                 payment be pro-rated across sub-                       supports application of the
                                                      provide appropriate incentives for PAL                  divisions of the license area (e.g.,                   Commission’s secondary market rules
                                                      use (or non-use)? We also seek renewed                  Census Block Groups) to account for use                and emphasizes the need for secondary
                                                      comment on the other payment,                           in only a portion of the geography?                    leasing arrangements, which will ‘‘allow
                                                      application and default questions raised                What would be the simplest and most                    providers to adjust to changing market
                                                      in the FNPRM in the event that we                       practical approach to implementing a                   circumstances in order to enhance their
                                                      adopt one of the proposals discussed                    hybrid scheme?                                         service quality.’’ Federated Wireless, on
                                                      above.                                                                                                         the other hand, opposes application of
                                                        Third, how would the options                          B. Implementing Secondary Markets in
                                                                                                                                                                     the secondary market rules noting that
                                                      approach fit not only with our auctions                 Priority Access Licenses
                                                                                                                                                                     ‘‘[t]he development of secondary
                                                      authority under 47 U.S.C. 309(j) but also                  In the Further Notice of Proposed                   markets to manage geographical subsets
                                                      decades of experience in holding                        Rulemaking (79 FR 31247, June 2, 2014)                 of PALs takes the control of spectrum
                                                      auctions? Would an option scheme,                       in this proceeding, we sought comment                  management and enforcement out of the
                                                      such as that proposed here, be                          on the extent to which our existing                    hands of the SAS and the FCC.’’
                                                      sufficiently distinguishable from the                   secondary market rules (both for license                  Some commenters support the
                                                      Commission’s prior use of installment                   transfers and for leases) might be                     development of one or more spectrum
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      payments since under this proposal the                  appropriately modified with respect to                 exchanges, operating pursuant to our
                                                      full rights in the license would                        the secondary market for PALs in the                   secondary market rules, which could
                                                      presumably not be perfected until the                   3.5 GHz Band. We emphasized that                       facilitate a vibrant and deep market for
                                                      time of a second payment? Would the                     auctions would be our initial                          PAL rights. Such an exchange could
                                                      use of a two-payment option, in                         assignment methodology, but that the                   improve the ability of individual
                                                      practice, lead to complications similar                 secondary market could provide a viable                licensees to obtain micro-targeted (in
                                                      to those experienced in the past with                   means of matching supply and demand                    geography, time, and bandwidth) access
                                                      installment payments? Is the                            in units more granular than our                        to priority spectrum rights narrowly
                                                      Commission’s existing legal authority                   proposed PAL structure. We noted that                  tailored to their needs on a highly


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                                                                               Federal Register / Vol. 80, No. 114 / Monday, June 15, 2015 / Proposed Rules                                            34123

                                                      customizable, fluid basis. Cantor                       allow voluntary development of                         illustrates the scope of the challenge as
                                                      proposes a spectrum exchange managed                    exchanges to trade PALs? We are                        well as the significant benefit of
                                                      by an independent third party and                       particularly interested in modifications               improved statistical analysis of path loss
                                                      modeled on platforms which exist for                    to our rules that could reduce                         prediction. They described and
                                                      the trading of other U.S. Government                    transaction costs and allow increased                  implemented ‘‘30 propagation models of
                                                      securities. Cantor envisions that such a                automation of transfer and lease                       varying popularity that have been
                                                      spectrum exchange would integrate the                   applications. What legal, technical, or                proposed over the last 70 years’’ and
                                                      SAS functions in order to provide                       logistical issues should we consider?                  found ‘‘. . . the landscape of path loss
                                                      market participants with use right                         For secondary markets purposes, we                  models is precarious . . . we
                                                      information and to resolve any                          also seek comment on the application of                recommend the use of a few well-
                                                      interference issues that might arise. In                our spectrum aggregation limits for PAL                accepted and well-performing standard
                                                      addition, Cantor explains that a                        licensees. Should we use the attribution               models in scenarios where a priori
                                                      spectrum exchange should include: ‘‘(1)                 standard applied in our existing rules to              predictions are needed and argue for the
                                                      Universal access to information; (2)                    transactions involving mobile wireless                 use of well-validated, measurement-
                                                      dynamic transactional access by and                     licenses for commercial use? We also                   driven methods whenever possible.’’ We
                                                      among authorized market participants;                   seek comment on how this standard can                  agree with this finding and believe that
                                                      (3) real-time reporting of 3.5 GHz                      reflect the need for a streamlined                     improved statistical analysis of
                                                      spectrum resource use right utilization;                process, potentially through a database                propagation path loss can lead to
                                                      and (4) market maintenance.’’                           administrator, for transactions involving              significant improvements in shared
                                                      InterDigital suggests that the SAS could                PALs. In addition, we seek comment on                  spectrum utilization and interference
                                                      act as a spectrum exchange to manage                    the application of our spectrum                        prediction and mitigation. We propose
                                                      secondary market transactions. We note                  aggregation limit in the context of the                that all SAS Administrators use an
                                                      that any spectrum exchange would be                     initial licensing of PALs, including how               agreed upon set of propagation
                                                      subject to the requirements of Section                  any unique characteristics of PAL                      modeling methods, using models that
                                                      310(d) of the Communications Act and                    auctions, such as the need for                         can be tuned with measurements. We
                                                      other relevant statutory provisions.                    streamlined processing, should be taken                seek comment on what propagation
                                                         We believe that it is in the public                  into account in resolving this issue.                  model(s) are best suited for SAS-based
                                                      interest to develop a fuller record on the                                                                     protections of FSS. We solicit
                                                                                                              C. Optimizing Protections for FSS
                                                      implications of applying our secondary                                                                         measurement results that validate model
                                                      market rules to the 3.5 GHz Band                        1. In-Band Protection of FSS in the                    parameters for combined short range
                                                      ecosystem. While we agree with                          3650–3700 MHz Band                                     and long range propagation scenarios,
                                                      commenters on the record thus far that                     We raise five topics for consideration              involving indoor and outdoor
                                                      application of our secondary market                     in the Second FNPRM with respect to                    propagation channels. What model(s)
                                                      rules will increase liquidity of the                    the methodology and parameters for                     are the most accurate in accounting for
                                                      spectrum as well as reduce costs and                    protecting in-band FSS earth stations, in              urban clutter and other environmental
                                                      increase flexibility of use, we seek                    addition to the adoption of Section                    factors such as rain attenuation, ducting,
                                                      additional information on how we                        96.17 as described in section III(G)(2) of             etc., and most suitable for modeling
                                                      should implement the rules with respect                 the Report and Order.                                  statistical variations to support
                                                      to the 3.5 GHz Band. To the extent that                    Calculation Methodology. As noted in                analysis—including possible Monte-
                                                      commenters agree with this concept, we                  the Report and Order, we agree with                    Carlo analysis—of many potential
                                                      request specific and focused comment                    Google that the Commission’s example                   interfering sources? In order to generate
                                                      on any necessary changes to our Part 1                  methodology in the 3650–3700 MHz                       the same exclusion distances between
                                                      rules to facilitate the secondary market                proceeding is a useful starting point for              CBSDs and any individual FSS earth
                                                      for PALs in the 3.5 GHz Band. For                       coexistence analysis. We seek comment                  stations in 3650–3700 MHz, we expect
                                                      example, regarding partitioning and                     on the use of this methodology by the                  each SAS to enforce the same minimum
                                                      disaggregation, our initial view is to                  SAS to calculate exclusion distances for               separation distance and we tentatively
                                                      prohibit such further segmentation of                   CBSDs with respect to individual FSS                   conclude that each SAS must use the
                                                      PALs given their relatively small size                  earth stations in the 3650–3700 MHz                    same propagation model. We seek
                                                      (census tracts) and limited duration                    band. Is the methodology accurate? Does                comment and objective analysis from
                                                      (three years) as well as the availability               it require further specification?                      anyone who believes otherwise.
                                                      of significant GAA spectrum in all                         Propagation Modeling. While we                         Interference Protection Criteria. We
                                                      license areas. Some commenters,                         recognize the challenge of effective                   agree with commenters that, in
                                                      however, urge the Commission to allow                   propagation modeling for band sharing,                 principle, an Equivalent Power Flux
                                                      partitioning and disaggregation of PALs.                we believe that research in propagation                Density (EPFD) of aggregate interference
                                                      We seek comment on this proposal.                       path loss models in recent years has                   power at the FSS earth station receiver
                                                      Would partitioning and disaggregation                   advanced considerably and offers an                    could be an appropriate interference
                                                      of PALs benefit the Citizens Broadband                  increasing array of practical and                      protection criterion (IPC) for
                                                      Radio Service or would such flexibility                 realistic tools and methods for                        establishing interference limits of FSS
                                                      prove administratively burdensome and                   predicting path loss and determining                   earth stations. However, our equitable
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      unnecessary given the size and duration                 practical bounds on prediction errors.                 and competitive concerns about using
                                                      of these licenses? We also seek comment                 However, despite these advances, there                 aggregate limits is noted above and
                                                      on the potential use of spectrum                        are many different propagation models,                 discussed further below. Were we to
                                                      exchanges to facilitate the transfer of                 with little integration of these models                adopt an aggregate level, we believe it
                                                      PALs in the secondary market. Would                     across diverse environments. Many                      should be based not only on the
                                                      such exchanges be mandatory or could                    existing models have been tailored for                 theoretical thermal noise floor (I/N), but
                                                      the existing Part 1 rules, in combination               specific and diversely different                       should also account for the
                                                      with the SAS framework adopted in the                   environments. A research article by                    measurement of receiver performance
                                                      Report and Order, above, be sufficient to               Phillips, Sicker, and Grunwald                         degradation when presented with both


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                                                      34124                    Federal Register / Vol. 80, No. 114 / Monday, June 15, 2015 / Proposed Rules

                                                      interfering signals and wanted desired                  and End User Devices outside of these                  stations, while avoiding a mandate for
                                                      signals (C/(I+N)). We seek comment on                   areas cause aggregate interference                     geo-location requirements on End User
                                                      the appropriate FSS earth station                       thresholds to be exceeded. They argue                  Devices.
                                                      interference protection criteria, the                   that unless the Commission is prepared
                                                                                                                                                                     2. Out-of-Band Protection of C-Band
                                                      appropriate probability of such                         to periodically revisit and enlarge                    FSS Earth Stations
                                                      threshold not being exceeded, and                       protection zones to address such events,
                                                      supporting field measurements to                        it will need to either set deployment                     As discussed above, we recognize that
                                                      validate such proposals. Commenters                     density constraints or build in a                      our stringent out-of-band emissions
                                                      should assume the use of appropriate,                   significant margin in calculating                      limit of 70 + 10 Log (P), i.e., ¥40 dBm/
                                                      commercially available earth station                    protection zones to account for                        MHz, for CBSDs leaves potential room
                                                      receiver input filtering to limit the                   aggregate interference. We seek                        for more optimization. On the one hand,
                                                      receiver bandwidth to the authorized                    comment on solutions that avoid                        additional protection may benefit C-
                                                      spectrum.                                               discriminatory caps on CBSD service                    Band earth stations when CBSDs or End
                                                         We propose that co-channel Citizens                  deployment, while protecting FSS earth                 User Devices are located nearby. On the
                                                      Broadband Radio Service Device (CBSD)                   stations from harmful interference. For                other, ¥40 dBm/MHz may prove overly
                                                      and End User Device signal levels up to                 example, are there probabilistic                       stringent in situations where Citizens
                                                      this threshold be permissible, at the                   ‘‘bilateral’’ approximations (between an               Broadband Radio Service operations are
                                                      antenna output after FSS earth station                  individual CBSD and an earth station) of               distant from FSS earth stations,
                                                      antenna gain and discrimination per                     an aggregate metric that address our                   resulting in reduced usability of
                                                      section 25.209(a)(3) of our rules. We                   concerns about the use of aggregate                    frequencies near the 3700 MHz band
                                                      propose that the SAS will calculate the                 interference protections while also                    edge. We believe the registration and
                                                      distance, bearing, and elevation                        avoiding worst-case assumptions about                  protection mechanisms of the SAS, in
                                                      differences between registered FSS earth                interference from unlikely or infeasible               place of an across-the-board out-of-band
                                                      stations and each CBSD that requests                    quantities of nearby CBSDs? To the                     limit, could provide a great deal more
                                                      activation. The SAS will then authorize                 extent that commenters do support an                   flexibility and protection to benefit FSS
                                                      CBSD activation if it is at or beyond the               aggregated EPFD limit, we encourage                    operators and Citizens Broadband Radio
                                                      permissible distance, and deny CBSD                     solutions to avoid a ‘‘land rush’’ when                Service users alike. Therefore, we seek
                                                      activation if is less than the permissible              balancing service demands that exceed                  further comment on whether and how
                                                      distance from the earth station. How                                                                           the same IPC used to ensure protection
                                                                                                              interference limits, if they occur. How
                                                      should existing link budget margins be                                                                         from co-channel emitters could also be
                                                                                                              could such IPC criteria be implemented
                                                      treated in establishing value(s) for                                                                           used with respect to out-of-band
                                                                                                              by CBSDs and the SAS?
                                                      interference protection criteria, where                                                                        interference from Citizens Broadband
                                                      such margins are built in to FSS earth                     End User Devices. Recognizing that                  Radio Service to C-Band FSS earth
                                                      station link budgets to account for rain                CBSDs have geo-location requirements                   stations. To the extent that many
                                                      attenuation, and other impairments?                     and End User Devices do not, the                       different stakeholders may find such an
                                                      What is the statistical and temporal                    location of End User Devices and the                   approach appealing, we encourage
                                                      correlation of environmental effects that               propagation channel between such                       industry discussions that could lead to
                                                      may not be independent nor occur                        devices and FSS earth stations to be                   a consensus recommendation.
                                                      simultaneously (e.g., stable atmosphere                 protected are indeterminate. We expect                    We seek comment on whether the
                                                      anomalous ducting, occurring naturally                  CBSDs to be deployed such that terrain,                received power interference protection
                                                      at different times than convective                      buildings, and other forms of clutter can              criteria for out-of-band FSS earth
                                                      atmospheric heavy rain)? We also invite                 be accounted for and will provide a                    stations should be the same or different
                                                      comment as to whether we can establish                  certain amount of propagation loss                     from co-channel protections. Can a
                                                      a default earth station protection area                 between the CBSD and a nearby FSS                      default protection area be defined based
                                                      based on an assumed minimum earth                       earth station to ensure incumbent                      on these criteria and specific
                                                      station receiving system gain-to-                       service protection. However, End User                  assumptions about FSS earth station
                                                      temperature ratio (G/T) and minimum                     Devices served by such CBSDs may be                    receiving system G/T and minimum
                                                      antenna elevation angle, and what the                   portable or mobile and be situated                     antenna elevation angle? For example, a
                                                      assumed values of the G/T and elevation                 within line-of-sight or near-line-of-sight             C-Band licensee with an earth station
                                                      angle should be. CBSD operation                         propagation, with much less                            having a low elevation angle above
                                                      outside of such a default protection area               propagation loss between the End User                  heavily populated areas may desire
                                                      would be assumed not to cause                           Device and FSS earth station than the                  protection beyond that afforded with the
                                                      interference to earth stations receiving                propagation channel from the CBSD to                   required out-of-band emission limit.
                                                      in the 3700–4200 MHz band. Such a                       FSS earth station. The indeterminate                   The licensee may register the earth
                                                      default protection area would be                        location of the End User Devices and the               station, including the antenna gain
                                                      adjusted by the SAS to accommodate                      uncertain propagation channel between                  pattern. This information could be used
                                                      the actual operating characteristics of                 them and FSS earth stations make it                    by an SAS to calculate the requisite
                                                      earth stations that are registered in order             challenging to ensure protection of                    protection distance near the main beam
                                                      to achieve additional protection.                       nearby FSS earth stations. Moreover,                   to enable closer CBSD operation in the
                                                         Avoiding Policy Concerns Related to                  assuming worst case line-of-sight                      back of the earth station where there is
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                                                      Aggregate Interference Protection                       propagation from End User Devices in                   higher antenna discrimination and
                                                      Criteria (IPC). We seek comment on fair                 determining allowable locations for                    ensure that the IPC is not exceeded.
                                                      and non-discriminatory methods of                       CBSDs can lead to unnecessarily large                     Moreover, we agree with Google that
                                                      adjudicating demands for increased                      protection distances. We seek comment                  market incentives may be feasible to
                                                      spectrum use at a location that would                   on reasonable methods for ensuring that                encourage industry to deploy radios
                                                      result in the IPC for an FSS earth station              the mobility, location, and orientation of             with improved (lower) adjacent
                                                      receiver being exceeded. SIA has argued                 End User Devices are managed                           emissions and thereby have greater
                                                      that protection zones may be                            effectively to avoid excessive                         access to spectrum. However, we do not
                                                      insufficient if densely deployed CBSD                   interference to in-band FSS earth                      see how this can be accomplished


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                                                                               Federal Register / Vol. 80, No. 114 / Monday, June 15, 2015 / Proposed Rules                                            34125

                                                      within the current regime of equipment                  memoranda, or other filings (specifying                eRulemaking Portal: http://
                                                      authorization subject to the                            the relevant page and/or paragraph                     www.regulations.gov.
                                                      Commission’s Part 2 requirements. We                    numbers where such data or arguments                      b Paper Filers: Parties who choose to
                                                      seek comment on how this can                            can be found) in lieu of summarizing                   file by paper must file an original and
                                                      practically be achieved without                         them in the memorandum. Documents                      one copy of each filing. If more than one
                                                      burdensome changes to equipment                         shown or given to Commission staff                     docket or rulemaking number appears in
                                                      authorization requirements that do not                  during ex parte meetings are deemed to                 the caption of this proceeding, filers
                                                      currently require precise emission                      be written ex parte presentations and                  must submit two additional copies for
                                                      measurements below the regulatory                       must be filed consistent with                          each additional docket or rulemaking
                                                      thresholds (i.e., the noise floor of                    § 1.1206(b). In proceedings governed by                number.
                                                      measurement equipment configurations                    section 1.49(f) or for which the                          Filings can be sent by hand or
                                                      often mask the emission performance of                  Commission has made available a                        messenger delivery, by commercial
                                                      a device below the pass/fail regulatory                 method of electronic filing, written ex                overnight courier, or by first-class or
                                                      limit). One possibility would be to                     parte presentations and memoranda                      overnight U.S. Postal Service mail. All
                                                      define a small number of classes of                     summarizing oral ex parte                              filings must be addressed to the
                                                      devices, that are distinguished by                      presentations, and all attachments                     Commission’s Secretary, Office of the
                                                      increasingly stringent OOBE limits (e.g.,               thereto, must be filed through the                     Secretary, Federal Communications
                                                      Class X complies with ¥40 dBm/MHz,                      electronic comment filing system                       Commission.
                                                      Class Y with ¥45 or ¥50 dBm/MHz,                        available for that proceeding, and must                   Æ All hand-delivered or messenger-
                                                      Class Z with ¥60 dBm/MHz, etc.). The                    be filed in their native format (e.g., .doc,           delivered paper filings for the
                                                      device class would be tied to the                       .xml, .ppt, searchable .pdf). Participants             Commission’s Secretary must be
                                                      device’s FCC ID, and this information                   in this proceeding should familiarize                  delivered to FCC Headquarters at 445
                                                      communicated to the SAS, which could                    themselves with the Commission’s ex                    12th St. SW., Room TW–A325,
                                                      provide protection commensurate with                    parte rules.                                           Washington, DC 20554. All hand
                                                      the class of the device. We seek                           We note that our ex parte rules                     deliveries must be held together with
                                                      comment on whether such a scenario                      provide for a conditional exception for                rubber bands or fasteners. Any
                                                      would work, and if so, what levels of                   all ex parte presentations made by NTIA                envelopes must be disposed of before
                                                      OOBE limits should be specified and                     or Department of Defense                               entering the building. The filing hours
                                                      how would those correspond to                           representatives. This Second FNPRM                     are 8:00 a.m. to 7:00 p.m.
                                                      protection distance. At what point                      raises significant technical issues                       Æ Commercial overnight mail (other
                                                      would lower OOBE limits cease to offer                  implicating federal and non-federal                    than U.S. Postal Service Express Mail
                                                      additional benefit, due to other effects                spectrum allocations and users. Staff                  and Priority Mail) must be sent to 9300
                                                      such as FCC earth station receiver                      from NTIA, DoD, and the FCC have                       East Hampton Drive, Capitol Heights,
                                                      blocking? We also seek comment on                       engaged in technical discussions in the                MD 20743.
                                                      whether we would need to make                           development of this Second FNPRM,                         Æ U.S. Postal Service first-class,
                                                      changes in our equipment authorization                  and we anticipate these discussions will               Express, and Priority mail must be
                                                      procedures and changes to adopted SAS                   continue after this Second FNPRM is                    addressed to 445 12th Street SW.,
                                                      rules.                                                  released. These discussions will benefit               Washington DC 20554.
                                                                                                              from an open exchange of information                      Comments, reply comments, and ex
                                                      IV. Procedural Matters                                  between agencies, and may involve                      parte submissions will be available for
                                                      A. Ex Parte Rules                                       sensitive information regarding the                    public inspection during regular
                                                                                                              strategic federal use of the 3.5 GHz                   business hours in the FCC Reference
                                                         This proceeding shall continue to be                 Band. Recognizing the value of federal                 Center, Federal Communications
                                                      treated as a ‘‘permit-but-disclose’’                    agency collaboration on the technical                  Commission, 445 12th Street SW., CY–
                                                      proceeding in accordance with the                       issues raised in this Second FNPRM,                    A257, Washington, DC 20554. These
                                                      Commission’s ex parte rules. Persons                    NTIA’s shared jurisdiction over the 3.5                documents will also be available via
                                                      making ex parte presentations must file                 GHz Band, the importance of protecting                 ECFS. Documents will be available
                                                      a copy of any written presentation or a                 federal users in the 3.5 GHz Band from                 electronically in ASCII, Microsoft Word,
                                                      memorandum summarizing any oral                         interference, and the goal of enabling                 and/or Adobe Acrobat.
                                                      presentation within two business days                   spectrum sharing to help address the                      To request information in accessible
                                                      after the presentation (unless a different              ongoing spectrum capacity crunch, we                   formats (Braille, large print, electronic
                                                      deadline applicable to the Sunshine                     find that this exemption serves the                    files, audio format), send an email to
                                                      period applies). Persons making oral ex                 public interest.                                       fcc504@fcc.gov or call the FCC’s
                                                      parte presentations are reminded that                                                                          Consumer and Governmental Affairs
                                                      memoranda summarizing the                               B. Filing Requirements                                 Bureau at (202) 418–0530 (voice), (202)
                                                      presentation must (1) list all persons                     Pursuant to §§ 1.415 and 1.419 of the               418–0432 (TTY). This document can
                                                      attending or otherwise participating in                 Commission’s rules, interested parties                 also be downloaded in Word and
                                                      the meeting at which the ex parte                       may file comments and reply comments                   Portable Document Format (PDF) at:
                                                      presentation was made, and (2)                          on or before the dates indicated on the                http://www.fcc.gov.
                                                      summarize all data presented and                        first page of this document. Comments
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                                                      arguments made during the                               may be filed using: (1) The                            C. Initial Regulatory Flexibility Analysis
                                                      presentation. If the presentation                       Commission’s Electronic Comment                          As required by the Regulatory
                                                      consisted in whole or in part of the                    Filing System (ECFS), (2) the Federal                  Flexibility Act of 1980, the Commission
                                                      presentation of data or arguments                       Government’s eRulemaking Portal, or (3)                has prepared an Initial Regulatory
                                                      already reflected in the presenter’s                    by filing paper copies.                                Flexibility Analysis (IRFA) of the
                                                      written comments, memoranda or other                       b Electronic Filers: Comments may                   possible significant economic impact on
                                                      filings in the proceeding, the presenter                be filed electronically using the Internet             small entities of the policies and rules
                                                      may provide citations to such data or                   by accessing the ECFS: http://                         adopted and proposed in this document,
                                                      arguments in his or her prior comments,                 www.fcc.gov/cgb/ecfs/ or the Federal                   respectively. The IRFA is set forth in


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                                                      34126                    Federal Register / Vol. 80, No. 114 / Monday, June 15, 2015 / Proposed Rules

                                                      Appendix C of the Report and Order.                     references and reorganizes the text to                 received in response to the Federal
                                                      Written public comments are requested                   align with the Federal Acquisition                     Register Notice for the proposed rule.
                                                      on the IRFA. These comments must be                     Regulation (FAR). This second proposed                   The case is being issued as a second
                                                      filed in accordance with the same filing                rule incorporates many of the changes of               proposed rule due to the additional
                                                      deadlines as comments filed in response                 the proposed rule and makes additional                 edits made to GSAR part 517 and the
                                                      to the Report and Order and Second                      modifications to the text.                             length of time since the proposed rule
                                                      Further Notice of Proposed Rulemaking                   DATES: Interested parties should submit                was published in 2008.
                                                      as set forth above, and have a separate                 written comments to the Regulatory                     II. Discussion and Analysis
                                                      and distinct heading designating them                   Secretariat on or before August 14, 2015
                                                      as responses to the IRFA. The                           to be considered in the formulation of                 A. Summary of Significant Changes
                                                      Commission’s Consumer and                               a final rule.                                            The second proposed rule:
                                                      Governmental Affairs Bureau, Reference                  ADDRESSES: Submit comments                               • Updates the statutes cited in GSAR
                                                      Information Center, will send a copy of                 identified by GSAR case 2007–G500 by                   517.109.
                                                      this Report and Order and Second                        any of the following methods:                            • Deletes GSAR 517.200(b), GSAR
                                                      Further Notice of Proposed Rulemaking,                     • Regulations.gov: http://                          517.202(iv), GSAR 517.202(v), and
                                                      including the FRFA and IRFA, to the                     www.regulations.gov. Submit comments                   GSAR 517.207(a) and makes conforming
                                                      Chief Counsel for Advocacy of the Small                 via the Federal eRulemaking portal by                  changes.
                                                      Business Administration (SBA).                          searching for ‘‘GSAR Case 2007–G500’’.                   • Replaces the content of GSAR
                                                                                                              Select the link ‘‘Comment Now’’ that                   517.203 with new text, cross referencing
                                                      D. Initial Paperwork Reduction Act
                                                                                                              corresponds with ‘‘GSAR Case 2007–                     the requirements in FAR 22.407 when
                                                      Analysis
                                                                                                              G500.’’ Follow the instructions provided               using option provisions that extend the
                                                        This Second FNPRM contains                            at the ‘‘Comment Now’’ screen. Please                  term of a construction contract.
                                                      proposed new information collection                     include your name, company name (if                      • Adds a new paragraph at GSAR
                                                      requirements. The Commission, as part                   any), and ‘‘GSAR Case 2007–G500’’ on                   517.207(b) that reminds contracting
                                                      of its continuing effort to reduce                      your attached document.                                officers to seek new wage
                                                      paperwork burdens, invites the general                     • Mail: General Services                            determinations when exercising options
                                                      public and OMB to comment on the                        Administration, Regulatory Secretariat                 that extend the term of the contract.
                                                      information collection requirements                     (MVCB), ATTN: Ms. Flowers, 1800 F                        • Addresses other administrative and
                                                      contained in this document, as required                 Street NW., 2nd Floor, Washington, DC                  typographical updates.
                                                      by PRA. In addition, pursuant to the                    20405.                                                   Note: The following proposed changes
                                                      Small Business Paperwork Relief Act of                     Instructions: Please submit comments                were not retained in the second proposed
                                                      2002, we seek specific comment on how                   only and cite GSAR Case 2007–G500, in                  rule:
                                                      we might ‘‘further reduce the                           all correspondence related to this case.                 • 517.202(c) was not retained as FAR 7.105
                                                      information collection burden for small                 All comments received will be posted                   already requires contracting officers to
                                                      business concerns with fewer than 25                                                                           address options in acquisition plans.
                                                                                                              without change to http://                                • 517.203(c) was not retained as
                                                      employees.’’                                            www.regulations.gov, including any                     availability of funds is part of the FAR 17.207
                                                      Federal Communications Commission.                      personal and/or business confidential                  determination.
                                                      Gloria J. Miles,                                        information provided.
                                                      Federal Register Liaison Officer.                       FOR FURTHER INFORMATION CONTACT: For                   B. Analysis of Public Comments
                                                      [FR Doc. 2015–14495 Filed 6–12–15; 8:45 am]             clarification about content, contact Ms.                 No comments on the proposed rule
                                                      BILLING CODE 6712–01–P                                  Janet Fry at 703–605–3167 or janet.fry@                were received from the public by the
                                                                                                              gsa.gov. For information pertaining to                 August 5, 2008 closing date.
                                                                                                              the status or publication schedules,
                                                                                                              contact the Regulatory Secretariat                     III. Executive Orders 12866 and 13563
                                                      GENERAL SERVICES
                                                      ADMINISTRATION                                          (MVCB), 1800 F Street NW.,                                Executive Orders (E.O.s) 12866 and
                                                                                                              Washington, DC 20405, 202–501–4755.                    13563 direct agencies to assess all costs
                                                      48 CFR Parts 517 and 552                                Please cite GSAR Case 2007–G500.                       and benefits of available regulatory
                                                      [GSAR Case 2007–G500; Docket 2008–0007;                 SUPPLEMENTARY INFORMATION:                             alternatives and, if regulation is
                                                      Sequence 3]                                                                                                    necessary, to select regulatory
                                                                                                              I. Background
                                                                                                                                                                     approaches that maximize net benefits
                                                      RIN 3090–AI51                                              The General Services Administration                 (including potential economic,
                                                                                                              (GSA) is amending the General Services                 environmental, public health and safety
                                                      General Services Administration                         Administration Acquisition Regulation                  effects, distributive impacts, and
                                                      Acquisition Regulation (GSAR);                          (GSAR) to revise sections of GSAR part                 equity). E.O. 13563 emphasizes the
                                                      Rewrite of GSAR Part 517, Special                       517 that provide requirements for                      importance of quantifying both costs
                                                      Contracting Methods                                     special contracting methods.                           and benefits, of reducing costs, of
                                                      AGENCY:  Office of Acquisition Policy,                     GSA published a proposed rule in the                harmonizing rules, and of promoting
                                                      Office of Government-Wide Policy,                       Federal Register at 73 FR 32274 on June                flexibility. This is not a significant
                                                                                                              6, 2008 http://www.gpo.gov/fdsys/pkg/                  regulatory action and, therefore, was not
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                                                      General Services Administration (GSA).
                                                      ACTION: Proposed rule.                                  FR-2008-06-06/pdf/E8-12613.pdf as part                 subject to review under section 6(b) of
                                                                                                              of the General Services Administration                 E.O. 12866, Regulatory Planning and
                                                      SUMMARY:  The General Services                          Acquisition Manual (GSAM) Rewrite                      Review, dated September 30, 1993. This
                                                      Administration (GSA) is proposing to                    initiative undertaken by GSA to update                 rule is not a major rule under 5 U.S.C.
                                                      amend the General Services                              the GSAM to maintain consistency with                  804.
                                                      Administration Acquisition Regulation                   the Federal Acquisition Regulation
                                                      (GSAR) to revise requirements for                       (FAR). The GSAM incorporates the                       IV. Regulatory Flexibility Act
                                                      special contracting methods and                         GSAR as well as internal agency                          The General Services Administration
                                                      updates eliminating out of date                         acquisition policy. No comments were                   does not expect this proposed rule to


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Document Created: 2015-12-15 15:13:55
Document Modified: 2015-12-15 15:13:55
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesSubmit comments on or before July 15, 2015 and reply comments on or before August 14, 2015.
ContactPaul Powell, Attorney Advisor, Wireless Bureau--Mobility Division at (202) 418-1613 or [email protected]
FR Citation80 FR 34119 
CFR Citation47 CFR 1
47 CFR 2
47 CFR 90
47 CFR 95
47 CFR 96

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