80_FR_34991 80 FR 34874 - Organization and Functions of the Board and Delegations of Authority

80 FR 34874 - Organization and Functions of the Board and Delegations of Authority

NATIONAL TRANSPORTATION SAFETY BOARD

Federal Register Volume 80, Issue 117 (June 18, 2015)

Page Range34874-34878
FR Document2015-14517

The NTSB proposes a new subpart within part 800 of its regulations to outline the NTSB's rulemaking procedures.

Federal Register, Volume 80 Issue 117 (Thursday, June 18, 2015)
[Federal Register Volume 80, Number 117 (Thursday, June 18, 2015)]
[Proposed Rules]
[Pages 34874-34878]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-14517]


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NATIONAL TRANSPORTATION SAFETY BOARD

49 CFR Part 800

[Docket No. NTSB-GC-2012-0002]
RIN 3147-AA03


Organization and Functions of the Board and Delegations of 
Authority

AGENCY: National Transportation Safety Board (NTSB or Board).

ACTION: Notice of proposed rulemaking.

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SUMMARY: The NTSB proposes a new subpart within part 800 of its 
regulations to outline the NTSB's rulemaking procedures.

DATES: Comments must be submitted by July 20, 2015.

ADDRESSES: A copy of this notice, published in the Federal Register 
(FR), is available for inspection and copying in the NTSB's public 
reading room, located at 490 L'Enfant Plaza SW., Washington, DC 20594-
2003. Alternatively, a copy is available on the government-wide Web 
site on regulations at http://www.regulations.gov (Docket ID Number 
NTSB-GC-2012-0002).

FOR FURTHER INFORMATION CONTACT: David Tochen, General Counsel, (202) 
314-6080.

SUPPLEMENTARY INFORMATION: 

I. Background

    On June 25, 2012, the NTSB published a proposed rule indicating its 
intent to undertake a review of all NTSB regulations to ensure they are 
updated. 77 FR 37865. The NTSB initiated this review in accordance with 
Executive Order 13579, ``Regulation and Independent Regulatory 
Agencies'' (76 FR 41587, July 14, 2011). The purpose of Executive Order 
13579 is to ensure all agencies adhere to the key principles found in 
Executive Order 13563,

[[Page 34875]]

``Improving Regulation and Regulatory Review'' (76 FR 3821, January 21, 
2011), which include promoting public participation in rulemaking, 
improving integration and innovation, promoting flexibility and freedom 
of choice, and ensuring scientific integrity during the rulemaking 
process in order to create a regulatory system that protects public 
health, welfare, safety, and the environment while promoting economic 
growth, innovation, competitiveness, and job creation. The NTSB is 
committed to ensuring its regulations remain up-to-date and comply with 
these principles. This notice describes amendments to part 800 of 49 
CFR (Organization and Functions of the Board and Delegations of 
Authority) that effect the agency's internal policies.
    This Notice proposes the addition of a new subpart within part 800: 
Subpart C, titled ``Procedures for Adoption of Rules.'' Subpart C 
describes the agency's rulemaking procedures. As stated above, the NTSB 
has undertaken a comprehensive review of all its regulations, in order 
to update them and ensure they accurately reflect the NTSB's current 
practices and contain correct information. In addition to the ongoing 
comprehensive review, the NTSB has also proposed and promulgated 
several changes to part 821 of 49 CFR (Rules of Practice in Air Safety 
Proceedings) and part 826 of 49 CFR (Rules Implementing the Equal 
Access to Justice Act). These recent rulemaking activities point out a 
need for procedural rules describing the NTSB's rulemaking practices. 
For example, this new subpart includes a section concerning interim 
final rules, and direct final rulemaking authority. The NTSB believes 
these sections will be beneficial in assisting public understanding of 
agency procedures for all types of rulemaking projects.

II. Discussion of Proposed Additions

    Many of the new sections we propose are self-explanatory. As the 
Plain Writing Act of 2010, Public Law 111-274, 5 U.S.C. 301 note, and 
Executive Orders 12866 at Sec.  1(b)(12) and 12988 at Sec.  3(b)(2) 
require, the NTSB's proposed language in these new sections is clear 
and unambiguous. The NTSB has used regulations from the Department of 
Transportation as a model for the proposed text in this NPRM. See, 
e.g., 49 CFR 5.1-5.35 (Office of Secretary of Transportation); 49 CFR 
part 389, subpart B (Federal Motor Carrier Safety Administration).

A. General Rulemaking Provisions: Sec. Sec.  800.30-800.34

    The NTSB proposes Sec.  800.30 to clarify the rules within proposed 
subpart C will only apply to rulemakings the NTSB initiates under its 
enabling statute, at 49 U.S.C. 1101-1155. The NTSB notes the agency's 
specific rulemaking authority is codified at 49 U.S.C. 1113(f); 
however, we propose a reference to sections 1101-1155 to provide for 
the possibility of enactment of rulemaking authority within other 
sections of the NTSB's authorizing legislation.
    The NTSB proposes Sec.  800.31 to notify the public of the location 
of publicly available rulemaking documents. The NTSB utilizes 
www.regulations.gov for organizing and publishing rulemaking documents 
and public comments. Proposed Sec.  800.31 apprises the public of the 
existence of this electronic site.
    Proposed Sec. Sec.  800.32, 800.33, and 800.34 describe the manner 
in which the NTSB initiates rulemaking projects, the NTSB's practice of 
complying with the Administrative Procedure Act's informal rulemaking 
procedures by publishing notices of proposed rulemaking, and the 
expected contents of notices of proposed rulemaking. Proposed Sec.  
800.33 includes a phrase indicating the NTSB may not issue a notice of 
proposed rulemaking if the agency finds ``notice is impracticable, 
unnecessary, or contrary to the public interest,'' and the agency 
``incorporates that finding and a brief statement of the reasons for it 
in the rule.'' As discussed below, such a procedure is permissible 
under the Administrative Procedure Act. While the NTSB does not 
anticipate engaging in such a procedure with frequency, the agency 
believes it suitable to provide for the exception in the text of Sec.  
800.33. The NTSB also proposes including a reference to the 
Administrative Procedure Act, at 5 U.S.C. 551, because the statute 
imposes specific procedures and requirements on agencies who engage in 
rulemaking.
    The NTSB proposes Sec.  800.34 to inform the public of what each 
notice of proposed rulemaking will contain. For example, this section 
will require the NTSB provide specific information concerning the 
availability of rulemaking documents, and dates that apply to comment 
periods. The NTSB believes this section will ensure the NTSB's notices 
of proposed rulemaking consistently contain the information necessary 
to ensure the public may participate in the rulemaking process with 
ease.

B. Public Participation: Sec. Sec.  800.35-800.38

    The NTSB understands providing for the opportunity for public 
participation in rulemaking is a hallmark of the Administrative 
Procedure Act. As a result, the NTSB proposes the addition of 
regulations describing the procedures for public participation. In 
Sec.  800.35, the NTSB proposes text stating any interested person may 
participate in a rulemaking project by submitting written comments. The 
NTSB emphasizes this invitation is open to all interested individuals. 
The NTSB also proposes a provision stating the agency may exercise its 
discretion to invite any interested person to participate in rulemaking 
procedures. Such an invitation might include the NTSB identifying 
organizations that might be able to offer expertise in a specific 
subject matter, and requesting those organizations consider submitting 
written comments with relevant information. Maintaining discretion to 
engage in such a practice will ensure the NTSB gains the most relevant, 
helpful information in promulgating its regulations.
    The NTSB also proposes a regulation specifying procedures regarding 
petitions for extension of time to submit comments, in Sec.  800.36. 
The NTSB proposes a requirement stating the NTSB must receive such 
petitions no later than 10 days before the end of the comment period 
stated in the notice, unless a petitioner establishes good cause exists 
to extend the time for comments. If the NTSB grants a petition and 
extends the comment period, the proposed version of Sec.  800.36 will 
require the NTSB to publish a notice of the extension in the Federal 
Register. Similar to other agencies, the NTSB proposes a rule 
concerning the content and format of written comments at Sec.  800.37. 
The NTSB proposes requiring comments be in English and not exceed 15 
pages. The proposed text states the NTSB accepts attachments to 
comments, and requires adherence to the electronic filing instructions 
on the Federal Docket Management System Web site when a commenter seeks 
to submit a comment electronically. In the event the Federal Docket 
Management System Web site is unserviceable or presents unforeseen 
problems preventing the timely submission of a comment, the NTSB will 
err on the side of accepting comments and assisting commenters. In 
addition, the NTSB proposes a sentence stating it will not accept 
frivolous, abusive, or repetitious comments.
    The NTSB also proposes a statement in Sec.  800.38 that the agency 
will consider

[[Page 34876]]

all timely-filed comments before it takes final action on a rulemaking 
proposal. The NTSB further proposes including a statement that the 
agency may consider late-filed comments ``to the extent practicable.'' 
The NTSB has included these statements in the preambles of notices of 
proposed rulemaking the agency has recently published. Codifying these 
concepts in a regulation communicates the NTSB takes seriously its 
consideration of all comments it receives.

C. Proceedings and Documents: Sec. Sec.  800.39-800.41

    The NTSB proposes including in Sec.  800.39 the statement that the 
agency may initiate any further rulemaking proceedings it finds 
necessary or desirable. In this proposed rule, we provide the examples 
of inviting interested persons to make oral arguments; inviting 
participation in conferences with the agency and interested persons; 
inviting appearance at informal hearings presided over by officials 
designated by the agency; or participating ``in any other proceeding to 
assure informed administrative action and to protect the public 
interest.'' The NTSB notes, for such examples, the agency would ensure 
notes and/or a transcript of the proceedings would be kept. In general, 
the NTSB would include such items in the rulemaking record in the 
Federal Docket Management System. The NTSB's inclusion of proposed 
Sec.  800.39 acknowledges that public participation is critical to its 
rulemaking process and such participation may take different forms. In 
addition to initiating various types of rulemaking procedures, the NTSB 
also is mindful that, with regard to some rules, issuing a written 
interpretation clarifying or explaining the applicability of a rule may 
be beneficial. The NTSB may issue such a written interpretation as a 
Notice published in the Federal Register, to ensure public awareness of 
the interpretation. The NTSB believes such interpretations assist in 
promoting transparency and understanding the NTSB's rules, some of 
which may involve technical information that would benefit from further 
explanation.
    The NTSB proposes Sec. Sec.  800.40 (``Hearings'') and 800.41 
(``Adoption of final rules'') stating the NTSB will only hold 
``informal'' hearings, rather than ``formal'' hearings specified in 5 
U.S.C. 556 and 557. At any such informal hearing, the agency will 
designate a representative, such as the agency's General Counsel, to 
conduct the hearing. For clarification, the NTSB notes such rulemaking 
hearings are distinctive from those described in parts 821 (Rules of 
Practice in Air Safety Proceedings) and 845 (Rules of Practice in 
Transportation: Accident/Incident Hearings and Reports) of this 
chapter. Proposed Sec.  800.41 describes internal agency procedures for 
adopting and issuing a Final Rule: The program office works with the 
NTSB's Office of General Counsel to draft the Final Rule and present it 
to the Board for consideration. If the Board chooses to adopt the Final 
Rule, the agency will publish the Final Rule in the Federal Register.

 D. Petitions for Rulemaking: Sec. Sec.  800.42-800.43

    The NTSB proposes Sec.  800.42 concerning petitions for rulemaking, 
which any interested person may submit. The proposed text specifies 
where petitioners must send the petition and requires the petition 
specify the rule the petitioner seeks to have amended or repealed. 
Conversely, the proposed section indicates a petition for rulemaking 
may propose the existence of a new rule. The petition must explain the 
petitioner's interest in the action he or she requests, as well as 
information and arguments to support the action sought.
    Section 800.43 proposes text describing how the NTSB will handle 
petitions for rulemaking. The proposed text states the NTSB will not 
hold hearings, arguments, or other proceedings on issues raised in the 
petition, unless the NTSB specifies otherwise. The proposed text of the 
section states the agency may grant or deny a petition for rulemaking, 
and will notify the petitioner of its decision.

E. Direct and Interim Final Rules: Sec. Sec.  800.44-800.45

    The NTSB proposes sections concerning direct final rulemaking and 
interim final rules. The NTSB proposes to use the direct final 
rulemaking procedure to streamline the rulemaking process where the 
rule is noncontroversial and the agency does not expect adverse 
comment.
    Direct final rulemaking will reduce the time and resources 
necessary to develop, review, clear, and publish separate proposed and 
final rules for rulemakings the agency expects to be noncontroversial 
and unlikely to result in adverse public comment. Several federal 
agencies use this process, including various Department of 
Transportation operating administrations. See, e.g., 49 CFR 5.35 
(Office of Secretary of Transportation); 49 CFR 11.31 (Federal Aviation 
Administration); 49 CFR 190.339 (Pipeline and Hazardous Materials 
Safety Administration); 49 CFR 211.33 (Federal Railroad 
Administration); 49 CFR 389.39 (Federal Motor Carrier Safety 
Administration); 49 CFR 601.22 (Federal Transit Administration).
    In engaging in the direct final rulemaking procedure for certain 
rules, the NTSB would first determine whether a particular rulemaking 
is noncontroversial and unlikely to result in adverse comments based on 
its experience in previous rulemaking projects. Adverse comments are 
those comments that are critical of the rule, suggest that the rule 
should not be adopted, or suggest a change to the rule. The NTSB would 
not consider adverse comments to be those outside the scope of the rule 
or those suggesting the rule's policy or requirements should or should 
not be extended to other agency programs outside the scope of the rule.
    After making the determination a rule would be appropriate for 
direct final rulemaking, the NTSB would publish the rule as a direct 
final rule in the Federal Register. The document would state in the 
preamble that the agency does not anticipate adverse comments and that, 
unless it receives written adverse comments or written notice of intent 
to submit adverse comments, the rule would become effective a specified 
number of days after the date of its publication in the Federal 
Register. If the NTSB receives adverse comments, or receives notice of 
intent to file adverse comments by the date specified in the direct 
final rule, it would publish a rule in the Federal Register withdrawing 
the direct final rule before it goes into effect. The NTSB may then 
publish a notice of proposed rulemaking with a new comment period if 
the agency decides to go forward with the rulemaking. If no adverse 
comments or written notice of intent to submit adverse comments are 
received by the date specified in the direct final rule, the NTSB would 
publish the rule in the Federal Register stating that it did not 
receive any adverse comments and confirming the effective date of the 
rule.
    Proposed Sec.  800.44 sets forth the process outlined above and 
describes noncontroversial rules appropriate for final rulemaking. 
Noncontroversial rules include technical clarifications or corrections 
to existing rules, incorporation by reference, rules that affect 
internal procedures of the NTSB, such as filing requirements, and rules 
governing inspection and copying of documents. The NTSB may also use 
direct final rulemaking for a particular rule if similar rules had been 
previously proposed and published without adverse comment. Even if a 
rulemaking falls into one of the above categories, if

[[Page 34877]]

adverse comments are anticipated, the NTSB would not use the direct 
final rulemaking process. The NTSB believes the additional time and 
resources expended to withdraw the rule and republish it for comment 
will serve as an incentive for the agency to make careful 
determinations as to whether this procedure is appropriate.
    Finally, the NTSB proposes Sec.  800.45 to describe interim final 
rules. The NTSB may issue an interim final rule, which is an 
immediately effective rule, when it is in the public interest to 
promulgate an effective rule while keeping the rulemaking open for 
further refinement. The NTSB's proposed text includes the examples of 
when ``normal procedures for notice and comment prior to issuing an 
effective rule are not required, minor changes to the final rule may be 
necessary after the interim rule has been in place for some time, or 
the interim rule only implements portions of a proposed rule, while 
other portions of the proposed rule are still under development.'' This 
list of examples is not exhaustive; indeed, in 2012, the NTSB issued an 
interim final rule to amend certain procedural rules related to 
aviation certificate enforcement appeals. 77 FR 63242 (Oct. 16, 2012). 
Such rules needed to take effect quickly, as the changes were required 
by the enactment of Pilot's Bill of Rights. Public Law 112-53, 126 
Stat. 1159 (Aug. 3, 2012). As a result, the NTSB utilized the interim 
final rulemaking process to ensure compliance with the legislative 
changes. The NTSB believes the proposed text of Sec.  800.45 explains 
the interim final rulemaking process to ensure the public is aware of 
the process and when the NTSB might issue interim final rules.

List of Subjects in 49 CFR Part 800

    Administrative practice and procedure, Authority delegations 
(Government agencies), Government employees, Organization and functions 
(Government agencies).

    For the reasons discussed in the preamble, the NTSB proposes to 
amend 49 CFR part 800 as follows:

PART 800--ADMINISTRATIVE RULES

0
1. Revise the authority citation for 49 CFR part 800 to read as 
follows:

    Authority: 49 U.S.C. 1113(f), unless otherwise noted.

0
2. Revise the part heading to read as set forth above.
0
3. Add subpart C to 49 CFR part 800 to read as follows:
Subpart C--Procedures for Adoption of Rules
Sec.
800.30 Applicability.
800.31 Public reading room.
800.32 Initiation of rulemaking.
800.33 Notice of proposed rulemaking.
800.34 Contents of notices of proposed rulemaking.
800.35 Participation of interested persons.
800.36 Petitions for extension of time to comment.
800.37 Contents of written comments.
800.38 Consideration of comments received.
800.39 Additional rulemaking proceedings.
800.40 Hearings.
800.41 Adoption of final rules.
800.42 Petitions for rulemaking.
800.43 Processing of petition.
800.44 Direct final rulemaking procedures.
800.45 Interim rulemaking procedures.

Subpart C--Procedures for Adoption of Rules


Sec.  800.30  Applicability.

    This subpart prescribes rulemaking procedures that apply to the 
issuance, amendment, and revocation of rules pursuant to 49 U.S.C. 
1101-1155.


Sec.  800.31  Public reading room.

    Information and data deemed relevant by the NTSB relating to 
rulemaking actions, including notices of proposed rulemaking; comments 
received in response to notices; petitions for rulemaking and 
reconsideration; denials of petitions for rulemaking; and final rules 
are maintained in the NTSB's public reading room, located at 490 
L'Enfant Plaza SW., Washington, DC 20594-2003.


Sec.  800.32  Initiation of rulemaking.

    The NTSB may initiate rulemaking either on its own motion or on 
petition by any interested person after a determination that grant of 
the petition is advisable. The NTSB may also consider the 
recommendations of other agencies of the United States.


Sec.  800.33  Notice of proposed rulemaking.

    Unless the NTSB, for good cause, finds notice is impracticable, 
unnecessary, or contrary to the public interest, and incorporates that 
finding and a brief statement of the reasons for it in the rule, a 
notice of proposed rulemaking is issued and interested persons are 
invited to participate in the rulemaking proceedings under applicable 
provisions of 5 U.S.C. 551.


Sec.  800.34  Contents of notices of proposed rulemaking.

    (a) Each notice of proposed rulemaking is published in the Federal 
Register.
    (b) Each notice includes:
    (1) A statement of the time, place, and nature of the proposed 
rulemaking proceeding;
    (2) A reference to the authority under which it is issued;
    (3) A description of the subjects and issues involved or the 
substance and terms of the proposed rule;
    (4) A statement of the time within which written comments must be 
submitted; and
    (5) A statement of how and to what extent interested persons may 
participate in the proceedings.


Sec.  800.35  Participation of interested persons.

    (a) Any interested person may participate in rulemaking proceeding 
by submitting comments in writing containing information, views or 
arguments.
    (b) In its discretion, the agency may invite any interested person 
to participate in the rulemaking procedures described in this subpart.


Sec.  800.36  Petitions for extension of time to comment.

    A petition for extension of the time to submit comments must be 
received not later than 10 days before the end of the comment period 
stated in the notice. The petition must be submitted to: General 
Counsel, National Transportation Safety Board, 490 L'Enfant Plaza SW., 
Washington, DC 20594-2003. The filing of the petition does not 
automatically extend the time for petitioner's comments. Such a 
petition is granted only if the petitioner shows good cause for the 
extension, and if the extension is consistent with the public interest. 
If an extension is granted, it is granted to all persons, and the NTSB 
will publish a notice of the extension of the comment period in the 
Federal Register.


Sec.  800.37  Contents of written comments.

    All written comments shall be in English. Unless otherwise 
specified in a notice requesting comments, comments may not exceed 15 
pages in length, but necessary attachments may be appended to the 
submission without regard to the 15-page limit. Any commenter shall 
submit as a part of his or her written comments all material he or she 
considers relevant to any statement of fact made in the comment. 
Commenters should avoid incorporation by reference. However, if 
incorporation by reference is necessary, the incorporated material 
shall be identified with respect to document and page. The NTSB may 
reject comments if they are frivolous, abusive, or repetitious. The 
NTSB may also reject comments filed electronically

[[Page 34878]]

if the commenter does not adhere to the electronic filing instructions 
at the Federal Docket Management System Web site.


Sec.  800.38  Consideration of comments received.

    All timely comments are considered before final action is taken on 
a rulemaking proposal. Late filed comments may be considered to the 
extent practicable.


Sec.  800.39  Additional rulemaking proceedings.

    The NTSB may initiate any further rulemaking proceedings it finds 
necessary or desirable. For example, interested persons may be invited 
to make oral arguments, to participate in conferences between the Board 
or a representative of the Board and interested persons at which 
minutes of the conference are kept, to appear at informal hearings 
presided over by officials designated by the Board, at which a 
transcript or minutes are kept, or participate in any other proceeding 
to assure informed administrative action and to protect the public 
interest.


Sec.  800.40  Hearings.

    (a) Sections 556 and 557 of title 5, United States Code, do not 
apply to hearings held under this part. Unless otherwise specified, 
hearings held under this part are informal, fact-finding proceedings, 
at which there are no formal pleadings or adverse parties. Any rule 
issued in a case in which an informal hearing is held is not 
necessarily based exclusively on the record of the hearing.
    (b) The NTSB designates a representative to conduct any hearing 
held under this part. The General Counsel or a designated member of his 
or her staff may serve as legal officer at the hearing.


Sec.  800.41  Adoption of final rules.

    Final rules are prepared by representatives of the office concerned 
and the Office of the General Counsel. The rule is then submitted to 
the Board for its consideration. If the Board adopts the rule, it is 
published in the Federal Register, unless all persons subject to it are 
named and are personally served with a copy of it.


Sec.  800.42  Petitions for rulemaking.

    (a) Any interested person may petition the Chairman to establish, 
amend, or repeal a rule.
    (b) Each petition filed under this section must:
    (1) Be submitted in duplicate to the Chairman, National 
Transportation Safety Board, 490 L'Enfant Plaza SW., Washington, DC 
20594-0003;
    (2) Set forth the text or substance of the rule or amendment 
proposed, or specify the rule the petitioner seeks to have repealed, as 
the case may be;
    (3) Explain the interest of the petitioner in the action requested; 
and
    (4) Contain any information and arguments available to the 
petitioner to support the action sought.


Sec.  800.43  Processing of petition.

    (a) Unless the NTSB otherwise specifies, no public hearing, 
argument, or other proceeding is held directly on a petition before its 
disposition under this section.
    (b) Grants. If the agency determines the petition contains adequate 
justification, it initiates rule making action this Subpart C.
    (c) Denials. If the agency determines the petition does not justify 
rulemaking, it denies the petition.
    (d) Notification. Whenever the agency determines a petition should 
be granted or denied, the Office of the General Counsel prepares a 
notice of the grant or denial for issuance to the petitioner, and the 
agency issues it to the petitioner.


Sec.  800.44  Direct final rulemaking procedures.

    A direct final rule makes regulatory changes and states those 
changes will take effect on a specified date unless the NTSB receives 
an adverse comment or notice of intent to file an adverse comment by 
the date specified in the direct final rule published in the Federal 
Register.
    (a) Types of actions appropriate for direct final rulemaking. Rules 
the Board determines to be non-controversial and unlikely to result in 
adverse public comments may be published in the final rule section of 
the Federal Register as direct final rules. These include non-
controversial rules that:
    (1) Make non-substantive clarifications or corrections to existing 
rules;
    (2) Incorporate by reference the latest or otherwise updated 
versions of technical or industry standards;
    (3) Affect internal NTSB procedures;
    (4) Update existing forms; and
    (5) Make minor changes to rules regarding statistics and reporting 
requirements, such as a change in reporting period (for example, from 
quarterly to annually) or eliminating a type of data collection no 
longer necessary.
    (b) Adverse comment. An adverse comment is a comment the NTSB 
judges to be critical of the rule, to suggest the rule should not be 
adopted, or to suggest a change should be made to the rule. Under the 
direct final rule process, the NTSB does not consider the following 
types of comments to be adverse:
    (1) Comments recommending another rule change, unless the commenter 
states the direct final rule will be ineffective without the change;
    (2) Comments outside the scope of the rule and comments suggesting 
the rule's policy or requirements should or should not be extended to 
other topics outside the scope of the rule;
    (3) Comments in support of the rule; or
    (4) Comments requesting clarification.
    (c) Confirmation of effective date. The NTSB will publish a 
confirmation rule document in the Federal Register, if it has not 
received an adverse comment or notice of intent to file an adverse 
comment by the date specified in the direct final rule. The 
confirmation rule document informs the public of the effective date of 
the rule.
    (d) Withdrawal of a direct final rule. (1) If the NTSB receives an 
adverse comment or a notice of intent to file an adverse comment within 
the comment period, it will publish a rule document in the Federal 
Register, before the effective date of the direct final rule, advising 
the public and withdrawing the direct final rule.
    (2) If the NTSB withdraws a direct final rule because of an adverse 
comment, the NTSB may issue a notice of proposed rulemaking if it 
decides to pursue the rulemaking.


Sec.  800.45  Interim rulemaking procedures.

    (a) An interim rule may be issued when it is in the public interest 
to promulgate an effective rule while keeping the rulemaking open for 
further refinement. For example, an interim rule may be issued in 
instances when normal procedures for notice and comment prior to 
issuing an effective rule are not required, minor changes to the final 
rule may be necessary after the interim rule has been in place for some 
time, or the interim rule only implements portions of a proposed rule, 
while other portions of the proposed rule are still under development.
    (b) An interim rule will be published in the Federal Register with 
an effective date on or after the date of publication. After the 
effective date, an interim rule is enforceable and is codified in the 
next annual revision of the Code of Federal Regulations.

Christopher A. Hart,
Chairman.
[FR Doc. 2015-14517 Filed 6-17-15; 8:45 am]
BILLING CODE 7533-01-P



                                                      34874                   Federal Register / Vol. 80, No. 117 / Thursday, June 18, 2015 / Proposed Rules

                                                      planned regulation is preferable to other               PART 228— CRITERIA FOR THE                             from the greater Brownsville, Texas
                                                      potentially effective and reasonably                    MANAGEMENT OF DISPOSAL SITES                           vicinity. Disposal shall comply with
                                                      feasible alternatives considered by EPA.                FOR OCEAN DUMPING                                      conditions set forth in the most recent
                                                      This Proposed Rule is not subject to the                                                                       approved Site Management and
                                                      Executive Order because it is not                       ■ 1. The authority citation for part 228               Monitoring Plan.
                                                      economically significant as defined in                  continues to read as follows:                             (20) * * *
                                                      Executive Order 12866, and because                          Authority: 33 U.S.C. 1412 and 1418.                   (vi) Restrictions: Disposal shall be
                                                      EPA does not have reason to believe the                                                                        limited to suitable dredged material
                                                                                                              ■  2. Section 228.15 is amended by                     from the greater Brownsville, Texas
                                                      environmental health or safety risks                    revising paragraphs (j)(12)(vi), (j)(13)(vi),
                                                      addressed by this action present a                                                                             vicinity. Disposal shall comply with
                                                                                                              (j)(14)(vi), (j)(15)(vi), (j)(17)(vi),                 conditions set forth in the most recent
                                                      disproportionate risk to children.                      (j)(18)(vi), (j)(19)(vi), (j)(20)(vi) to read as       approved Site Management and
                                                      8. Executive Order 13211: Actions That                  follows:                                               Monitoring Plan.
                                                      Significantly Affect Energy Supply,                     § 228.15 Dumping sites designated on a                 *      *     *     *     *
                                                      Distribution, or Use Compliance With                    final basis.                                           [FR Doc. 2015–15002 Filed 6–17–15; 8:45 am]
                                                      Administrative Procedure Act                            *      *     *     *     *                             BILLING CODE 6560–50–P
                                                                                                                (j) * * *
                                                        This Proposed Rule is not subject to                    (12) * * *
                                                      Executive Order 13211, ‘‘Actions                          (vi) Restrictions: Disposal shall be                 NATIONAL TRANSPORTATION
                                                      Concerning Regulations That                             limited to suitable dredged material                   SAFETY BOARD
                                                      Significantly Affect Energy Supply,                     from the greater Houston-Galveston,
                                                      Distribution, or Use’’ (66 FR 28355 (May                Texas vicinity. Disposal shall comply                  49 CFR Part 800
                                                      22, 2001)) because it is not a significant              with conditions set forth in the most                  [Docket No. NTSB–GC–2012–0002]
                                                      regulatory action under Executive Order                 recent approved Site Management and
                                                      12866.                                                  Monitoring Plan.                                       RIN 3147–AA03
                                                      9. National Technology Transfer                            (13) * * *
                                                                                                                 (vi) Restrictions: Disposal shall be                Organization and Functions of the
                                                      Advancement Act                                                                                                Board and Delegations of Authority
                                                                                                              limited to suitable dredged material
                                                        Section 12(d) of the National                         from the greater Freeport, Texas                       AGENCY: National Transportation Safety
                                                      Technology Transfer and Advancement                     vicinity. Disposal shall comply with                   Board (NTSB or Board).
                                                      Act of 1995 (‘‘NTTAA’’), Public Law                     conditions set forth in the most recent
                                                                                                                                                                     ACTION: Notice of proposed rulemaking.
                                                      104–113, 12(d) (15 U.S.C. 272 note)                     approved Site Management and
                                                      directs EPA to use voluntary consensus                  Monitoring Plan.                                       SUMMARY:   The NTSB proposes a new
                                                      standards in its regulatory activities                     (14) * * *                                          subpart within part 800 of its
                                                      unless to do so would be inconsistent                      (vi) Restrictions: Disposal shall be                regulations to outline the NTSB’s
                                                                                                              limited to suitable dredged material                   rulemaking procedures.
                                                      with applicable law or otherwise
                                                                                                              from the greater Freeport, Texas
                                                      impractical. This Proposed Rule does                                                                           DATES: Comments must be submitted by
                                                                                                              vicinity. Disposal shall comply with
                                                      not involve technical standards.                                                                               July 20, 2015.
                                                                                                              conditions set forth in the most recent
                                                      Therefore, EPA is not considering the                   approved Site Management and                           ADDRESSES: A copy of this notice,
                                                      use of any voluntary consensus                          Monitoring Plan.                                       published in the Federal Register (FR),
                                                      standards.                                                 (15) * * *                                          is available for inspection and copying
                                                                                                                 (vi) Restrictions: Disposal shall be                in the NTSB’s public reading room,
                                                      10. Executive Order 12898: Federal
                                                                                                              limited to suitable dredged material                   located at 490 L’Enfant Plaza SW.,
                                                      Actions To Address Environmental
                                                                                                              from the greater Matagorda, Texas                      Washington, DC 20594–2003.
                                                      Justice in Minority Populations and Low                                                                        Alternatively, a copy is available on the
                                                      Income Populations                                      vicinity. Disposal shall comply with
                                                                                                              conditions set forth in the most recent                government-wide Web site on
                                                         Executive Order 12898 (59 FR 7629)                   approved Site Management and                           regulations at http://
                                                      directs Federal agencies to determine                   Monitoring Plan.                                       www.regulations.gov (Docket ID Number
                                                      whether the Proposed Rule would have                       (17) * * *                                          NTSB–GC–2012–0002).
                                                      a disproportionate adverse impact on                       (vi) Restrictions: Disposal shall be                FOR FURTHER INFORMATION CONTACT:
                                                      minority or low-income population                       limited to suitable dredged material                   David Tochen, General Counsel, (202)
                                                      groups within the project area. The                     from the greater Corpus Christi, Texas                 314–6080.
                                                      Proposed Rule would not significantly                   vicinity. Disposal shall comply with                   SUPPLEMENTARY INFORMATION:
                                                      affect any low-income or minority                       conditions set forth in the most recent
                                                                                                              approved Site Management and                           I. Background
                                                      population.
                                                                                                              Monitoring Plan.                                         On June 25, 2012, the NTSB
                                                      List of Subjects in 40 CFR Part 228                        (18) * * *                                          published a proposed rule indicating its
                                                                                                                 (vi) Restrictions: Disposal shall be                intent to undertake a review of all NTSB
                                                        Environmental protection, Water
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                                                                                                              limited to suitable dredged material                   regulations to ensure they are updated.
                                                      pollution control.                                      from the greater Port Mansfield, Texas                 77 FR 37865. The NTSB initiated this
                                                        Dated: June 8, 2015.                                  vicinity. Disposal shall comply with                   review in accordance with Executive
                                                      Ron Curry,                                              conditions set forth in the most recent                Order 13579, ‘‘Regulation and
                                                      Regional Administrator, Region 6.                       approved Site Management and                           Independent Regulatory Agencies’’ (76
                                                                                                              Monitoring Plan.                                       FR 41587, July 14, 2011). The purpose
                                                        For the reasons stated in the                            (19) * * *                                          of Executive Order 13579 is to ensure all
                                                      preamble, EPA is proposing to amend                        (vi) Restrictions: Disposal shall be                agencies adhere to the key principles
                                                      40 CFR part 228 as follows:                             limited to suitable dredged material                   found in Executive Order 13563,


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                                                                              Federal Register / Vol. 80, No. 117 / Thursday, June 18, 2015 / Proposed Rules                                           34875

                                                      ‘‘Improving Regulation and Regulatory                   A. General Rulemaking Provisions:                      B. Public Participation: §§ 800.35–
                                                      Review’’ (76 FR 3821, January 21, 2011),                §§ 800.30–800.34                                       800.38
                                                      which include promoting public                                                                                    The NTSB understands providing for
                                                      participation in rulemaking, improving                     The NTSB proposes § 800.30 to clarify
                                                                                                                                                                     the opportunity for public participation
                                                      integration and innovation, promoting                   the rules within proposed subpart C will
                                                                                                                                                                     in rulemaking is a hallmark of the
                                                      flexibility and freedom of choice, and                  only apply to rulemakings the NTSB
                                                                                                                                                                     Administrative Procedure Act. As a
                                                      ensuring scientific integrity during the                initiates under its enabling statute, at 49
                                                                                                                                                                     result, the NTSB proposes the addition
                                                      rulemaking process in order to create a                 U.S.C. 1101–1155. The NTSB notes the                   of regulations describing the procedures
                                                      regulatory system that protects public                  agency’s specific rulemaking authority                 for public participation. In § 800.35, the
                                                      health, welfare, safety, and the                        is codified at 49 U.S.C. 1113(f);                      NTSB proposes text stating any
                                                      environment while promoting economic                    however, we propose a reference to                     interested person may participate in a
                                                      growth, innovation, competitiveness,                    sections 1101–1155 to provide for the                  rulemaking project by submitting
                                                      and job creation. The NTSB is                           possibility of enactment of rulemaking                 written comments. The NTSB
                                                                                                              authority within other sections of the                 emphasizes this invitation is open to all
                                                      committed to ensuring its regulations
                                                                                                              NTSB’s authorizing legislation.                        interested individuals. The NTSB also
                                                      remain up-to-date and comply with
                                                      these principles. This notice describes                    The NTSB proposes § 800.31 to notify                proposes a provision stating the agency
                                                      amendments to part 800 of 49 CFR                        the public of the location of publicly                 may exercise its discretion to invite any
                                                      (Organization and Functions of the                      available rulemaking documents. The                    interested person to participate in
                                                      Board and Delegations of Authority) that                NTSB utilizes www.regulations.gov for                  rulemaking procedures. Such an
                                                      effect the agency’s internal policies.                  organizing and publishing rulemaking                   invitation might include the NTSB
                                                                                                              documents and public comments.                         identifying organizations that might be
                                                         This Notice proposes the addition of                                                                        able to offer expertise in a specific
                                                                                                              Proposed § 800.31 apprises the public of
                                                      a new subpart within part 800: Subpart                                                                         subject matter, and requesting those
                                                                                                              the existence of this electronic site.
                                                      C, titled ‘‘Procedures for Adoption of                                                                         organizations consider submitting
                                                      Rules.’’ Subpart C describes the agency’s                  Proposed §§ 800.32, 800.33, and                     written comments with relevant
                                                      rulemaking procedures. As stated above,                 800.34 describe the manner in which                    information. Maintaining discretion to
                                                      the NTSB has undertaken a                               the NTSB initiates rulemaking projects,                engage in such a practice will ensure the
                                                      comprehensive review of all its                         the NTSB’s practice of complying with                  NTSB gains the most relevant, helpful
                                                      regulations, in order to update them and                the Administrative Procedure Act’s                     information in promulgating its
                                                      ensure they accurately reflect the                      informal rulemaking procedures by                      regulations.
                                                      NTSB’s current practices and contain                    publishing notices of proposed                            The NTSB also proposes a regulation
                                                      correct information. In addition to the                 rulemaking, and the expected contents                  specifying procedures regarding
                                                      ongoing comprehensive review, the                       of notices of proposed rulemaking.                     petitions for extension of time to submit
                                                      NTSB has also proposed and                              Proposed § 800.33 includes a phrase                    comments, in § 800.36. The NTSB
                                                      promulgated several changes to part 821                 indicating the NTSB may not issue a                    proposes a requirement stating the
                                                      of 49 CFR (Rules of Practice in Air                     notice of proposed rulemaking if the                   NTSB must receive such petitions no
                                                      Safety Proceedings) and part 826 of 49                  agency finds ‘‘notice is impracticable,                later than 10 days before the end of the
                                                                                                              unnecessary, or contrary to the public                 comment period stated in the notice,
                                                      CFR (Rules Implementing the Equal
                                                                                                              interest,’’ and the agency ‘‘incorporates              unless a petitioner establishes good
                                                      Access to Justice Act). These recent
                                                                                                              that finding and a brief statement of the              cause exists to extend the time for
                                                      rulemaking activities point out a need                                                                         comments. If the NTSB grants a petition
                                                                                                              reasons for it in the rule.’’ As discussed
                                                      for procedural rules describing the                                                                            and extends the comment period, the
                                                                                                              below, such a procedure is permissible
                                                      NTSB’s rulemaking practices. For                                                                               proposed version of § 800.36 will
                                                                                                              under the Administrative Procedure
                                                      example, this new subpart includes a                                                                           require the NTSB to publish a notice of
                                                                                                              Act. While the NTSB does not anticipate
                                                      section concerning interim final rules,                                                                        the extension in the Federal Register.
                                                                                                              engaging in such a procedure with
                                                      and direct final rulemaking authority.                                                                         Similar to other agencies, the NTSB
                                                                                                              frequency, the agency believes it
                                                      The NTSB believes these sections will                                                                          proposes a rule concerning the content
                                                                                                              suitable to provide for the exception in
                                                      be beneficial in assisting public                       the text of § 800.33. The NTSB also                    and format of written comments at
                                                      understanding of agency procedures for                  proposes including a reference to the                  § 800.37. The NTSB proposes requiring
                                                      all types of rulemaking projects.                       Administrative Procedure Act, at 5                     comments be in English and not exceed
                                                                                                              U.S.C. 551, because the statute imposes                15 pages. The proposed text states the
                                                      II. Discussion of Proposed Additions
                                                                                                              specific procedures and requirements                   NTSB accepts attachments to comments,
                                                        Many of the new sections we propose                   on agencies who engage in rulemaking.                  and requires adherence to the electronic
                                                      are self-explanatory. As the Plain                                                                             filing instructions on the Federal Docket
                                                                                                                 The NTSB proposes § 800.34 to                       Management System Web site when a
                                                      Writing Act of 2010, Public Law 111–                    inform the public of what each notice of
                                                      274, 5 U.S.C. 301 note, and Executive                                                                          commenter seeks to submit a comment
                                                                                                              proposed rulemaking will contain. For                  electronically. In the event the Federal
                                                      Orders 12866 at § 1(b)(12) and 12988 at                 example, this section will require the
                                                      § 3(b)(2) require, the NTSB’s proposed                                                                         Docket Management System Web site is
                                                                                                              NTSB provide specific information                      unserviceable or presents unforeseen
                                                      language in these new sections is clear
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                                                                                                              concerning the availability of                         problems preventing the timely
                                                      and unambiguous. The NTSB has used                      rulemaking documents, and dates that                   submission of a comment, the NTSB
                                                      regulations from the Department of                      apply to comment periods. The NTSB                     will err on the side of accepting
                                                      Transportation as a model for the                       believes this section will ensure the                  comments and assisting commenters. In
                                                      proposed text in this NPRM. See, e.g.,                  NTSB’s notices of proposed rulemaking                  addition, the NTSB proposes a sentence
                                                      49 CFR 5.1–5.35 (Office of Secretary of                 consistently contain the information                   stating it will not accept frivolous,
                                                      Transportation); 49 CFR part 389,                       necessary to ensure the public may                     abusive, or repetitious comments.
                                                      subpart B (Federal Motor Carrier Safety                 participate in the rulemaking process                     The NTSB also proposes a statement
                                                      Administration).                                        with ease.                                             in § 800.38 that the agency will consider


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                                                      34876                   Federal Register / Vol. 80, No. 117 / Thursday, June 18, 2015 / Proposed Rules

                                                      all timely-filed comments before it takes               distinctive from those described in parts              Safety Administration); 49 CFR 211.33
                                                      final action on a rulemaking proposal.                  821 (Rules of Practice in Air Safety                   (Federal Railroad Administration); 49
                                                      The NTSB further proposes including a                   Proceedings) and 845 (Rules of Practice                CFR 389.39 (Federal Motor Carrier
                                                      statement that the agency may consider                  in Transportation: Accident/Incident                   Safety Administration); 49 CFR 601.22
                                                      late-filed comments ‘‘to the extent                     Hearings and Reports) of this chapter.                 (Federal Transit Administration).
                                                      practicable.’’ The NTSB has included                    Proposed § 800.41 describes internal                      In engaging in the direct final
                                                      these statements in the preambles of                    agency procedures for adopting and                     rulemaking procedure for certain rules,
                                                      notices of proposed rulemaking the                      issuing a Final Rule: The program office               the NTSB would first determine
                                                      agency has recently published.                          works with the NTSB’s Office of General                whether a particular rulemaking is
                                                      Codifying these concepts in a regulation                Counsel to draft the Final Rule and                    noncontroversial and unlikely to result
                                                      communicates the NTSB takes seriously                   present it to the Board for consideration.             in adverse comments based on its
                                                      its consideration of all comments it                    If the Board chooses to adopt the Final                experience in previous rulemaking
                                                      receives.                                               Rule, the agency will publish the Final                projects. Adverse comments are those
                                                                                                              Rule in the Federal Register.                          comments that are critical of the rule,
                                                      C. Proceedings and Documents:                                                                                  suggest that the rule should not be
                                                      §§ 800.39–800.41                                        D. Petitions for Rulemaking: §§ 800.42–                adopted, or suggest a change to the rule.
                                                         The NTSB proposes including in                       800.43                                                 The NTSB would not consider adverse
                                                      § 800.39 the statement that the agency                    The NTSB proposes § 800.42                           comments to be those outside the scope
                                                      may initiate any further rulemaking                     concerning petitions for rulemaking,                   of the rule or those suggesting the rule’s
                                                      proceedings it finds necessary or                       which any interested person may                        policy or requirements should or should
                                                      desirable. In this proposed rule, we                    submit. The proposed text specifies                    not be extended to other agency
                                                      provide the examples of inviting                        where petitioners must send the petition               programs outside the scope of the rule.
                                                      interested persons to make oral                         and requires the petition specify the                     After making the determination a rule
                                                      arguments; inviting participation in                    rule the petitioner seeks to have                      would be appropriate for direct final
                                                      conferences with the agency and                         amended or repealed. Conversely, the                   rulemaking, the NTSB would publish
                                                      interested persons; inviting appearance                 proposed section indicates a petition for              the rule as a direct final rule in the
                                                      at informal hearings presided over by                   rulemaking may propose the existence                   Federal Register. The document would
                                                      officials designated by the agency; or                  of a new rule. The petition must explain               state in the preamble that the agency
                                                      participating ‘‘in any other proceeding                 the petitioner’s interest in the action he             does not anticipate adverse comments
                                                      to assure informed administrative action                or she requests, as well as information                and that, unless it receives written
                                                      and to protect the public interest.’’ The               and arguments to support the action                    adverse comments or written notice of
                                                      NTSB notes, for such examples, the                      sought.                                                intent to submit adverse comments, the
                                                      agency would ensure notes and/or a                        Section 800.43 proposes text                         rule would become effective a specified
                                                      transcript of the proceedings would be                  describing how the NTSB will handle                    number of days after the date of its
                                                      kept. In general, the NTSB would                        petitions for rulemaking. The proposed                 publication in the Federal Register. If
                                                      include such items in the rulemaking                    text states the NTSB will not hold                     the NTSB receives adverse comments,
                                                      record in the Federal Docket                            hearings, arguments, or other                          or receives notice of intent to file
                                                      Management System. The NTSB’s                           proceedings on issues raised in the                    adverse comments by the date specified
                                                      inclusion of proposed § 800.39                          petition, unless the NTSB specifies                    in the direct final rule, it would publish
                                                      acknowledges that public participation                  otherwise. The proposed text of the                    a rule in the Federal Register
                                                      is critical to its rulemaking process and               section states the agency may grant or                 withdrawing the direct final rule before
                                                      such participation may take different                   deny a petition for rulemaking, and will               it goes into effect. The NTSB may then
                                                      forms. In addition to initiating various                notify the petitioner of its decision.                 publish a notice of proposed rulemaking
                                                      types of rulemaking procedures, the                                                                            with a new comment period if the
                                                      NTSB also is mindful that, with regard                  E. Direct and Interim Final Rules:
                                                                                                                                                                     agency decides to go forward with the
                                                      to some rules, issuing a written                        §§ 800.44–800.45                                       rulemaking. If no adverse comments or
                                                      interpretation clarifying or explaining                   The NTSB proposes sections                           written notice of intent to submit
                                                      the applicability of a rule may be                      concerning direct final rulemaking and                 adverse comments are received by the
                                                      beneficial. The NTSB may issue such a                   interim final rules. The NTSB proposes                 date specified in the direct final rule,
                                                      written interpretation as a Notice                      to use the direct final rulemaking                     the NTSB would publish the rule in the
                                                      published in the Federal Register, to                   procedure to streamline the rulemaking                 Federal Register stating that it did not
                                                      ensure public awareness of the                          process where the rule is                              receive any adverse comments and
                                                      interpretation. The NTSB believes such                  noncontroversial and the agency does                   confirming the effective date of the rule.
                                                      interpretations assist in promoting                     not expect adverse comment.                               Proposed § 800.44 sets forth the
                                                      transparency and understanding the                        Direct final rulemaking will reduce                  process outlined above and describes
                                                      NTSB’s rules, some of which may                         the time and resources necessary to                    noncontroversial rules appropriate for
                                                      involve technical information that                      develop, review, clear, and publish                    final rulemaking. Noncontroversial rules
                                                      would benefit from further explanation.                 separate proposed and final rules for                  include technical clarifications or
                                                         The NTSB proposes §§ 800.40                          rulemakings the agency expects to be                   corrections to existing rules,
                                                      (‘‘Hearings’’) and 800.41 (‘‘Adoption of                noncontroversial and unlikely to result                incorporation by reference, rules that
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                                                      final rules’’) stating the NTSB will only               in adverse public comment. Several                     affect internal procedures of the NTSB,
                                                      hold ‘‘informal’’ hearings, rather than                 federal agencies use this process,                     such as filing requirements, and rules
                                                      ‘‘formal’’ hearings specified in 5 U.S.C.               including various Department of                        governing inspection and copying of
                                                      556 and 557. At any such informal                       Transportation operating                               documents. The NTSB may also use
                                                      hearing, the agency will designate a                    administrations. See, e.g., 49 CFR 5.35                direct final rulemaking for a particular
                                                      representative, such as the agency’s                    (Office of Secretary of Transportation);               rule if similar rules had been previously
                                                      General Counsel, to conduct the                         49 CFR 11.31 (Federal Aviation                         proposed and published without
                                                      hearing. For clarification, the NTSB                    Administration); 49 CFR 190.339                        adverse comment. Even if a rulemaking
                                                      notes such rulemaking hearings are                      (Pipeline and Hazardous Materials                      falls into one of the above categories, if


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                                                                              Federal Register / Vol. 80, No. 117 / Thursday, June 18, 2015 / Proposed Rules                                                34877

                                                      adverse comments are anticipated, the                   Subpart C—Procedures for Adoption of                      (1) A statement of the time, place, and
                                                      NTSB would not use the direct final                     Rules                                                  nature of the proposed rulemaking
                                                      rulemaking process. The NTSB believes                   Sec.                                                   proceeding;
                                                      the additional time and resources                       800.30 Applicability.                                     (2) A reference to the authority under
                                                      expended to withdraw the rule and                       800.31 Public reading room.                            which it is issued;
                                                      republish it for comment will serve as                  800.32 Initiation of rulemaking.                          (3) A description of the subjects and
                                                                                                              800.33 Notice of proposed rulemaking.
                                                      an incentive for the agency to make                     800.34 Contents of notices of proposed
                                                                                                                                                                     issues involved or the substance and
                                                      careful determinations as to whether                         rulemaking.                                       terms of the proposed rule;
                                                      this procedure is appropriate.                          800.35 Participation of interested persons.               (4) A statement of the time within
                                                         Finally, the NTSB proposes § 800.45                  800.36 Petitions for extension of time to              which written comments must be
                                                      to describe interim final rules. The                         comment.                                          submitted; and
                                                                                                              800.37 Contents of written comments.                      (5) A statement of how and to what
                                                      NTSB may issue an interim final rule,
                                                                                                              800.38 Consideration of comments                       extent interested persons may
                                                      which is an immediately effective rule,                      received.
                                                      when it is in the public interest to                                                                           participate in the proceedings.
                                                                                                              800.39 Additional rulemaking proceedings.
                                                      promulgate an effective rule while                      800.40 Hearings.                                       § 800.35 Participation of interested
                                                      keeping the rulemaking open for further                 800.41 Adoption of final rules.                        persons.
                                                      refinement. The NTSB’s proposed text                    800.42 Petitions for rulemaking.
                                                                                                                                                                       (a) Any interested person may
                                                      includes the examples of when ‘‘normal                  800.43 Processing of petition.
                                                                                                              800.44 Direct final rulemaking procedures.             participate in rulemaking proceeding by
                                                      procedures for notice and comment                                                                              submitting comments in writing
                                                      prior to issuing an effective rule are not              800.45 Interim rulemaking procedures.
                                                                                                                                                                     containing information, views or
                                                      required, minor changes to the final rule                                                                      arguments.
                                                                                                              Subpart C—Procedures for Adoption
                                                      may be necessary after the interim rule                                                                          (b) In its discretion, the agency may
                                                                                                              of Rules
                                                      has been in place for some time, or the                                                                        invite any interested person to
                                                      interim rule only implements portions                   § 800.30    Applicability.                             participate in the rulemaking
                                                      of a proposed rule, while other portions                  This subpart prescribes rulemaking                   procedures described in this subpart.
                                                      of the proposed rule are still under                    procedures that apply to the issuance,
                                                      development.’’ This list of examples is                 amendment, and revocation of rules                     § 800.36 Petitions for extension of time to
                                                      not exhaustive; indeed, in 2012, the                    pursuant to 49 U.S.C. 1101–1155.                       comment.
                                                      NTSB issued an interim final rule to                                                                              A petition for extension of the time to
                                                      amend certain procedural rules related                  § 800.31    Public reading room.                       submit comments must be received not
                                                      to aviation certificate enforcement                       Information and data deemed relevant                 later than 10 days before the end of the
                                                      appeals. 77 FR 63242 (Oct. 16, 2012).                   by the NTSB relating to rulemaking                     comment period stated in the notice.
                                                      Such rules needed to take effect quickly,               actions, including notices of proposed                 The petition must be submitted to:
                                                      as the changes were required by the                     rulemaking; comments received in                       General Counsel, National
                                                      enactment of Pilot’s Bill of Rights.                    response to notices; petitions for                     Transportation Safety Board, 490
                                                      Public Law 112–53, 126 Stat. 1159 (Aug.                 rulemaking and reconsideration; denials                L’Enfant Plaza SW., Washington, DC
                                                      3, 2012). As a result, the NTSB utilized                of petitions for rulemaking; and final                 20594–2003. The filing of the petition
                                                      the interim final rulemaking process to                 rules are maintained in the NTSB’s                     does not automatically extend the time
                                                      ensure compliance with the legislative                  public reading room, located at 490                    for petitioner’s comments. Such a
                                                      changes. The NTSB believes the                          L’Enfant Plaza SW., Washington, DC                     petition is granted only if the petitioner
                                                      proposed text of § 800.45 explains the                  20594–2003.                                            shows good cause for the extension, and
                                                      interim final rulemaking process to                                                                            if the extension is consistent with the
                                                                                                              § 800.32    Initiation of rulemaking.
                                                      ensure the public is aware of the process                                                                      public interest. If an extension is
                                                      and when the NTSB might issue interim                      The NTSB may initiate rulemaking
                                                                                                                                                                     granted, it is granted to all persons, and
                                                      final rules.                                            either on its own motion or on petition
                                                                                                                                                                     the NTSB will publish a notice of the
                                                                                                              by any interested person after a
                                                      List of Subjects in 49 CFR Part 800                                                                            extension of the comment period in the
                                                                                                              determination that grant of the petition
                                                                                                                                                                     Federal Register.
                                                                                                              is advisable. The NTSB may also
                                                        Administrative practice and                           consider the recommendations of other                  § 800.37   Contents of written comments.
                                                      procedure, Authority delegations                        agencies of the United States.
                                                      (Government agencies), Government                                                                                All written comments shall be in
                                                      employees, Organization and functions                   § 800.33    Notice of proposed rulemaking.             English. Unless otherwise specified in a
                                                      (Government agencies).                                                                                         notice requesting comments, comments
                                                                                                                 Unless the NTSB, for good cause,
                                                                                                                                                                     may not exceed 15 pages in length, but
                                                        For the reasons discussed in the                      finds notice is impracticable,
                                                                                                                                                                     necessary attachments may be appended
                                                      preamble, the NTSB proposes to amend                    unnecessary, or contrary to the public
                                                                                                                                                                     to the submission without regard to the
                                                      49 CFR part 800 as follows:                             interest, and incorporates that finding
                                                                                                                                                                     15-page limit. Any commenter shall
                                                                                                              and a brief statement of the reasons for
                                                                                                                                                                     submit as a part of his or her written
                                                      PART 800—ADMINISTRATIVE RULES                           it in the rule, a notice of proposed
                                                                                                                                                                     comments all material he or she
                                                                                                              rulemaking is issued and interested
                                                                                                                                                                     considers relevant to any statement of
                                                                                                              persons are invited to participate in the
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                                                      ■1. Revise the authority citation for 49                                                                       fact made in the comment. Commenters
                                                      CFR part 800 to read as follows:                        rulemaking proceedings under
                                                                                                                                                                     should avoid incorporation by
                                                                                                              applicable provisions of 5 U.S.C. 551.
                                                        Authority: 49 U.S.C. 1113(f), unless                                                                         reference. However, if incorporation by
                                                      otherwise noted.                                        § 800.34 Contents of notices of proposed               reference is necessary, the incorporated
                                                                                                              rulemaking.                                            material shall be identified with respect
                                                      ■ 2. Revise the part heading to read as                   (a) Each notice of proposed                          to document and page. The NTSB may
                                                      set forth above.                                        rulemaking is published in the Federal                 reject comments if they are frivolous,
                                                      ■ 3. Add subpart C to 49 CFR part 800                   Register.                                              abusive, or repetitious. The NTSB may
                                                      to read as follows:                                       (b) Each notice includes:                            also reject comments filed electronically


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                                                      34878                   Federal Register / Vol. 80, No. 117 / Thursday, June 18, 2015 / Proposed Rules

                                                      if the commenter does not adhere to the                 Safety Board, 490 L’Enfant Plaza SW.,                  a change should be made to the rule.
                                                      electronic filing instructions at the                   Washington, DC 20594–0003;                             Under the direct final rule process, the
                                                      Federal Docket Management System                          (2) Set forth the text or substance of               NTSB does not consider the following
                                                      Web site.                                               the rule or amendment proposed, or                     types of comments to be adverse:
                                                                                                              specify the rule the petitioner seeks to                  (1) Comments recommending another
                                                      § 800.38 Consideration of comments                      have repealed, as the case may be;
                                                      received.
                                                                                                                                                                     rule change, unless the commenter
                                                                                                                (3) Explain the interest of the                      states the direct final rule will be
                                                        All timely comments are considered                    petitioner in the action requested; and                ineffective without the change;
                                                      before final action is taken on a                         (4) Contain any information and                         (2) Comments outside the scope of the
                                                      rulemaking proposal. Late filed                         arguments available to the petitioner to               rule and comments suggesting the rule’s
                                                      comments may be considered to the                       support the action sought.                             policy or requirements should or should
                                                      extent practicable.                                                                                            not be extended to other topics outside
                                                                                                              § 800.43    Processing of petition.
                                                      § 800.39 Additional rulemaking                                                                                 the scope of the rule;
                                                                                                                 (a) Unless the NTSB otherwise
                                                      proceedings.                                                                                                      (3) Comments in support of the rule;
                                                                                                              specifies, no public hearing, argument,
                                                        The NTSB may initiate any further                                                                            or
                                                                                                              or other proceeding is held directly on
                                                      rulemaking proceedings it finds                         a petition before its disposition under                   (4) Comments requesting clarification.
                                                      necessary or desirable. For example,                    this section.                                             (c) Confirmation of effective date. The
                                                      interested persons may be invited to                       (b) Grants. If the agency determines                NTSB will publish a confirmation rule
                                                      make oral arguments, to participate in                  the petition contains adequate                         document in the Federal Register, if it
                                                      conferences between the Board or a                      justification, it initiates rule making                has not received an adverse comment or
                                                      representative of the Board and                         action this Subpart C.                                 notice of intent to file an adverse
                                                      interested persons at which minutes of                     (c) Denials. If the agency determines               comment by the date specified in the
                                                      the conference are kept, to appear at                   the petition does not justify rulemaking,              direct final rule. The confirmation rule
                                                      informal hearings presided over by                      it denies the petition.                                document informs the public of the
                                                      officials designated by the Board, at                      (d) Notification. Whenever the agency               effective date of the rule.
                                                      which a transcript or minutes are kept,                 determines a petition should be granted                   (d) Withdrawal of a direct final rule.
                                                      or participate in any other proceeding to               or denied, the Office of the General                   (1) If the NTSB receives an adverse
                                                      assure informed administrative action                   Counsel prepares a notice of the grant or              comment or a notice of intent to file an
                                                      and to protect the public interest.                     denial for issuance to the petitioner, and             adverse comment within the comment
                                                                                                              the agency issues it to the petitioner.                period, it will publish a rule document
                                                      § 800.40   Hearings.                                                                                           in the Federal Register, before the
                                                        (a) Sections 556 and 557 of title 5,                  § 800.44 Direct final rulemaking                       effective date of the direct final rule,
                                                      United States Code, do not apply to                     procedures.                                            advising the public and withdrawing
                                                      hearings held under this part. Unless                     A direct final rule makes regulatory                 the direct final rule.
                                                      otherwise specified, hearings held                      changes and states those changes will                     (2) If the NTSB withdraws a direct
                                                      under this part are informal, fact-finding              take effect on a specified date unless the             final rule because of an adverse
                                                      proceedings, at which there are no                      NTSB receives an adverse comment or                    comment, the NTSB may issue a notice
                                                      formal pleadings or adverse parties. Any                notice of intent to file an adverse                    of proposed rulemaking if it decides to
                                                      rule issued in a case in which an                       comment by the date specified in the                   pursue the rulemaking.
                                                      informal hearing is held is not                         direct final rule published in the
                                                      necessarily based exclusively on the                    Federal Register.                                      § 800.45   Interim rulemaking procedures.
                                                      record of the hearing.                                    (a) Types of actions appropriate for                    (a) An interim rule may be issued
                                                        (b) The NTSB designates a                             direct final rulemaking. Rules the Board               when it is in the public interest to
                                                      representative to conduct any hearing                   determines to be non-controversial and                 promulgate an effective rule while
                                                      held under this part. The General                       unlikely to result in adverse public                   keeping the rulemaking open for further
                                                      Counsel or a designated member of his                   comments may be published in the final                 refinement. For example, an interim
                                                      or her staff may serve as legal officer at              rule section of the Federal Register as                rule may be issued in instances when
                                                      the hearing.                                            direct final rules. These include non-                 normal procedures for notice and
                                                                                                              controversial rules that:                              comment prior to issuing an effective
                                                      § 800.41   Adoption of final rules.                       (1) Make non-substantive                             rule are not required, minor changes to
                                                        Final rules are prepared by                           clarifications or corrections to existing              the final rule may be necessary after the
                                                      representatives of the office concerned                 rules;                                                 interim rule has been in place for some
                                                      and the Office of the General Counsel.                    (2) Incorporate by reference the latest              time, or the interim rule only
                                                      The rule is then submitted to the Board                 or otherwise updated versions of                       implements portions of a proposed rule,
                                                      for its consideration. If the Board adopts              technical or industry standards;                       while other portions of the proposed
                                                      the rule, it is published in the Federal                  (3) Affect internal NTSB procedures;                 rule are still under development.
                                                      Register, unless all persons subject to it                (4) Update existing forms; and                          (b) An interim rule will be published
                                                      are named and are personally served                       (5) Make minor changes to rules                      in the Federal Register with an effective
                                                      with a copy of it.                                      regarding statistics and reporting                     date on or after the date of publication.
wreier-aviles on DSK5TPTVN1PROD with PROPOSALS




                                                                                                              requirements, such as a change in                      After the effective date, an interim rule
                                                      § 800.42   Petitions for rulemaking.                    reporting period (for example, from                    is enforceable and is codified in the next
                                                        (a) Any interested person may                         quarterly to annually) or eliminating a                annual revision of the Code of Federal
                                                      petition the Chairman to establish,                     type of data collection no longer                      Regulations.
                                                      amend, or repeal a rule.                                necessary.
                                                        (b) Each petition filed under this                      (b) Adverse comment. An adverse                      Christopher A. Hart,
                                                      section must:                                           comment is a comment the NTSB judges                   Chairman.
                                                        (1) Be submitted in duplicate to the                  to be critical of the rule, to suggest the             [FR Doc. 2015–14517 Filed 6–17–15; 8:45 am]
                                                      Chairman, National Transportation                       rule should not be adopted, or to suggest              BILLING CODE 7533–01–P




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Document Created: 2018-02-22 11:11:50
Document Modified: 2018-02-22 11:11:50
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking.
DatesComments must be submitted by July 20, 2015.
ContactDavid Tochen, General Counsel, (202) 314-6080.
FR Citation80 FR 34874 
RIN Number3147-AA03
CFR AssociatedAdministrative Practice and Procedure; Authority Delegations (government Agencies); Government Employees and Organization and Functions (government Agencies)

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