80_FR_38577 80 FR 38449 - The Drug Supply Chain Security Act Implementation: Product Tracing Requirements for Dispensers-Compliance Policy; Guidance for Industry, Availability

80 FR 38449 - The Drug Supply Chain Security Act Implementation: Product Tracing Requirements for Dispensers-Compliance Policy; Guidance for Industry, Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 128 (July 6, 2015)

Page Range38449-38450
FR Document2015-16401

The Food and Drug Administration (FDA or we) is announcing the availability of a guidance for industry entitled ``DSCSA Implementation: Product Tracing Requirements for Dispensers--Compliance Policy.'' This guidance announces FDA's intention with regard to enforcement of certain product tracing requirements of the Federal Food, Drug, and Cosmetic Act (FD&C Act) added by the Drug Supply Chain Security Act (DSCSA). FDA does not intend to take action against dispensers who, prior to November 1, 2015, accept ownership of product without receiving product tracing information, prior to or at the time of a transaction or do not capture and maintain the product tracing information, as required by the FD&C Act.

Federal Register, Volume 80 Issue 128 (Monday, July 6, 2015)
[Federal Register Volume 80, Number 128 (Monday, July 6, 2015)]
[Notices]
[Pages 38449-38450]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-16401]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2015-D-2270]


The Drug Supply Chain Security Act Implementation: Product 
Tracing Requirements for Dispensers--Compliance Policy; Guidance for 
Industry, Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is announcing the 
availability of a guidance for industry entitled ``DSCSA 
Implementation: Product Tracing Requirements for Dispensers--Compliance 
Policy.'' This guidance announces FDA's intention with regard to 
enforcement of certain product tracing requirements of the Federal 
Food, Drug, and Cosmetic Act (FD&C Act) added by the Drug Supply Chain 
Security Act (DSCSA). FDA does not intend to take action against 
dispensers who, prior to November 1, 2015, accept ownership of product 
without receiving product tracing information, prior to or at the time 
of a transaction or do not capture and maintain the product tracing 
information, as required by the FD&C Act.

DATES: Effective July 1, 2015. For information about enforcement dates, 
please see the SUPPLEMENTARY INFORMATION section.

ADDRESSES: All communications in response to this notice should be 
identified with Docket No. FDA-2015-D-2270, and should be directed to 
the office listed in the FOR FURTHER INFORMATION CONTACT section.

FOR FURTHER INFORMATION CONTACT: Office of Compliance, Center for Drug 
Evaluation and Research, Food and Drug Administration, 10903 New 
Hampshire Ave., Silver Spring, MD 20993-0002, 301-796-3130, 
[email protected].

SUPPLEMENTARY INFORMATION:

I. Background

    We are announcing the availability of a guidance for industry 
entitled ``DSCSA Implementation: Product Tracing Requirements for 
Dispensers--Compliance Policy.'' We are issuing this guidance 
consistent with our good guidance practices regulation (21 CFR 10.115). 
We are implementing this guidance without prior public comment because 
we have determined that prior public participation is not feasible or 
appropriate (21 CFR 10.115(g)(2)). We made this determination because 
this guidance document provides information pertaining to statutory 
requirements that take effect on July 1, 2015, regarding the provisions 
to provide and capture product tracing information under section 
582(d)(1) of the FD&C Act (21 U.S.C 360eee-1(d)(1)). It is important 
that FDA provide this information before that date. Although this 
guidance document is immediately in effect, it remains subject to 
comment in accordance with the Agency's good guidance practices (21 CFR 
10.115(g)(3)).
    On November 27, 2013, the DSCSA (Title II of Pub. L. 113-54) was 
signed into law. Section 202 of DSCSA adds sections 581 and 582 to the 
FD&C Act, which set forth new definitions and requirements for the 
tracing of products through the pharmaceutical distribution supply 
chain. Starting in 2015, trading partners (manufacturers, wholesale 
distributors, dispensers, and repackagers) are required under sections 
582(b)(1), (c)(1), (d)(1), and (e)(1) of the FD&C Act to exchange 
product tracing information when engaging in transactions involving 
certain prescription drugs. For dispensers, requirements for the 
tracing of products through the pharmaceutical distribution supply 
chain under section 582(d)(1) of the FD&C Act go into effect on July 1, 
2015.
    Some dispensers have expressed concern that electronic systems used 
to exchange, capture, and maintain product tracing information will not 
be operational by this effective date. Although the DSCSA allows 
product tracing information to be exchanged through paper in certain 
circumstances, FDA understands that many dispensers intend to utilize 
electronic systems to capture and maintain product tracing information. 
Thus, FDA recognizes that some dispensers may need additional time 
beyond July 1, 2015, to work with trading partners to ensure that the 
product tracing information required by section 582 is captured and 
maintained by dispensers. In light of these concerns, FDA does not 
intend to take action against dispensers who, prior to November 1, 
2015: (1) Accept ownership of product without receiving product tracing 
information, prior to or at the time of a transaction, as required by 
section 582(d)(1)(A)(i) of the FD&C Act or (2) do not capture and 
maintain the product tracing information, as required by section 
582(d)(1)(A)(iii) of the FD&C Act. This compliance policy does not 
extend to other requirements of the FD&C Act applicable to dispensers 
and other trading partners, including

[[Page 38450]]

those in section 582, such as verification related to suspect and 
illegitimate product (including quarantine, investigation, notification 
and recordkeeping) and requirements related to engaging in transactions 
only with authorized trading partners. The guidance document explains 
the scope of the compliance policy in further detail.
    The guidance represents the current thinking of FDA on this topic. 
It does not establish any rights for any person and is not binding on 
FDA or the public. You can use an alternative approach if it satisfies 
the requirements of the applicable statutes and regulations.

II. Comments

    Interested persons may submit either electronic comments to http://www.regulations.gov or written comments to the Division of Dockets 
Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852. Identify all comments with the docket 
number found in brackets in the heading of this document. Received 
comments may be seen in the Division of Dockets Management between 9 
a.m. and 4 p.m., Monday through Friday, and will be posted to the 
docket at http://www.regulations.gov.

III. Electronic Access

    Persons with access to the Internet may obtain the document at 
http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm, http://www.fda.gov/BiologicsBloodVaccines/GuidanceComplianceRegulatoryInformation/Guidances/default.htm, or 
http://www.regulations.gov.

    Dated: June 29, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-16401 Filed 7-2-15; 8:45 am]
 BILLING CODE 4164-01-P



                                                                              Federal Register / Vol. 80, No. 128 / Monday, July 6, 2015 / Notices                                              38449

                                                Individuals who would like to                         DEPARTMENT OF HEALTH AND                              appropriate (21 CFR 10.115(g)(2)). We
                                             participate via conference call may do                   HUMAN SERVICES                                        made this determination because this
                                             so by dialing toll-free 888–469–0957,                                                                          guidance document provides
                                             when prompted enter pass code:                           Food and Drug Administration                          information pertaining to statutory
                                             8955387. Individuals whose full                          [Docket No. FDA–2015–D–2270]                          requirements that take effect on July 1,
                                             participation in the meeting will require                                                                      2015, regarding the provisions to
                                             special accommodations (e.g., sign                       The Drug Supply Chain Security Act                    provide and capture product tracing
                                             language interpreting services, assistive                Implementation: Product Tracing                       information under section 582(d)(1) of
                                             listening devices, materials in                          Requirements for Dispensers—                          the FD&C Act (21 U.S.C 360eee–1(d)(1)).
                                             alternative format such as large print or                Compliance Policy; Guidance for                       It is important that FDA provide this
                                             Braille) should notify Dr. MJ Karimi,                    Industry, Availability                                information before that date. Although
                                             PCPID Team Lead, via email at                                                                                  this guidance document is immediately
                                             MJ.Karimie@acl.hhs.gov, or via                           AGENCY:    Food and Drug Administration,              in effect, it remains subject to comment
                                             telephone at 202–357–3588, no later                      HHS.                                                  in accordance with the Agency’s good
                                             than Monday, July 27, 2015. The PCPID                    ACTION:   Notice.                                     guidance practices (21 CFR
                                             will attempt to accommodate requests                                                                           10.115(g)(3)).
                                             made after this date, but cannot                         SUMMARY:    The Food and Drug                            On November 27, 2013, the DSCSA
                                             guarantee the ability to grant requests                  Administration (FDA or we) is                         (Title II of Pub. L. 113–54) was signed
                                             received after the deadline. All meeting                 announcing the availability of a                      into law. Section 202 of DSCSA adds
                                             sites are barrier free, consistent with the              guidance for industry entitled ‘‘DSCSA                sections 581 and 582 to the FD&C Act,
                                             Americans with Disabilities Act (ADA)                    Implementation: Product Tracing                       which set forth new definitions and
                                             and the Federal Advisory Committee                       Requirements for Dispensers—                          requirements for the tracing of products
                                             Act (FACA).                                              Compliance Policy.’’ This guidance                    through the pharmaceutical distribution
                                                Agenda: The Committee Members                         announces FDA’s intention with regard                 supply chain. Starting in 2015, trading
                                             will discuss, finalize and approve the                   to enforcement of certain product                     partners (manufacturers, wholesale
                                             2015 PCPID Report to the President.                      tracing requirements of the Federal                   distributors, dispensers, and
                                             They will also begin exploring the                       Food, Drug, and Cosmetic Act (FD&C                    repackagers) are required under sections
                                             topics for the next PCPID Report to the                  Act) added by the Drug Supply Chain                   582(b)(1), (c)(1), (d)(1), and (e)(1) of the
                                             President.                                               Security Act (DSCSA). FDA does not                    FD&C Act to exchange product tracing
                                                                                                      intend to take action against dispensers              information when engaging in
                                             FOR FURTHER INFORMATION CONTACT: For
                                                                                                      who, prior to November 1, 2015, accept                transactions involving certain
                                             further information, please contact Dr.                  ownership of product without receiving                prescription drugs. For dispensers,
                                             MJ Karimi, Team Lead, President’s                        product tracing information, prior to or              requirements for the tracing of products
                                             Committee for People with Intellectual                   at the time of a transaction or do not                through the pharmaceutical distribution
                                             Disabilities, One Massachusetts Avenue                   capture and maintain the product                      supply chain under section 582(d)(1) of
                                             NW., Room 4206, Washington, DC                           tracing information, as required by the               the FD&C Act go into effect on July 1,
                                             20201. Telephone: 202–357–3588. Fax:                     FD&C Act.                                             2015.
                                             202–205–8037. Email: MJ.Karimie@                                                                                  Some dispensers have expressed
                                                                                                      DATES: Effective July 1, 2015. For
                                             acl.hhs.gov                                                                                                    concern that electronic systems used to
                                                                                                      information about enforcement dates,
                                             SUPPLEMENTARY INFORMATION:      The                      please see the SUPPLEMENTARY                          exchange, capture, and maintain
                                             PCPID acts in an advisory capacity to                    INFORMATION section.                                  product tracing information will not be
                                             the President and the Secretary of                                                                             operational by this effective date.
                                                                                                      ADDRESSES: All communications in
                                             Health and Human Services on a broad                                                                           Although the DSCSA allows product
                                                                                                      response to this notice should be
                                             range of topics relating to programs,                                                                          tracing information to be exchanged
                                                                                                      identified with Docket No. FDA–2015–
                                             services and support for individuals                                                                           through paper in certain circumstances,
                                                                                                      D–2270, and should be directed to the                 FDA understands that many dispensers
                                             with intellectual disabilities. The PCPID                office listed in the FOR FURTHER
                                             executive order stipulates that the                                                                            intend to utilize electronic systems to
                                                                                                      INFORMATION CONTACT section.
                                             Committee shall: (1) Provide such                                                                              capture and maintain product tracing
                                                                                                      FOR FURTHER INFORMATION CONTACT:                      information. Thus, FDA recognizes that
                                             advice concerning intellectual
                                                                                                      Office of Compliance, Center for Drug                 some dispensers may need additional
                                             disabilities as the President or the
                                                                                                      Evaluation and Research, Food and                     time beyond July 1, 2015, to work with
                                             Secretary of Health and Human Services
                                                                                                      Drug Administration, 10903 New                        trading partners to ensure that the
                                             may request; and (2) provide advice to
                                                                                                      Hampshire Ave., Silver Spring, MD                     product tracing information required by
                                             the President concerning the following
                                                                                                      20993–0002, 301–796–3130,                             section 582 is captured and maintained
                                             for people with intellectual disabilities:
                                                                                                      drugtrackandtrace@fda.hhs.gov.                        by dispensers. In light of these concerns,
                                             (A) expansion of educational
                                             opportunities; (B) promotion of                          SUPPLEMENTARY INFORMATION:                            FDA does not intend to take action
                                             homeownership; (C) assurance of                                                                                against dispensers who, prior to
                                                                                                      I. Background
                                             workplace integration; (D) improvement                                                                         November 1, 2015: (1) Accept
                                             of transportation options; (E) expansion                    We are announcing the availability of              ownership of product without receiving
                                             of full access to community living; and                  a guidance for industry entitled                      product tracing information, prior to or
                                             (F) increasing access to assistive and                   ‘‘DSCSA Implementation: Product                       at the time of a transaction, as required
                                             universally designed technologies.                       Tracing Requirements for Dispensers—                  by section 582(d)(1)(A)(i) of the FD&C
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                                                                                                      Compliance Policy.’’ We are issuing this              Act or (2) do not capture and maintain
                                               Dated: June 24, 2015.                                  guidance consistent with our good                     the product tracing information, as
                                             Aaron Bishop,                                            guidance practices regulation (21 CFR                 required by section 582(d)(1)(A)(iii) of
                                             Commissioner, Administration on Intellectual             10.115). We are implementing this                     the FD&C Act. This compliance policy
                                             and Developmental Disabilities (AIDD).                   guidance without prior public comment                 does not extend to other requirements of
                                             [FR Doc. 2015–16488 Filed 7–2–15; 8:45 am]               because we have determined that prior                 the FD&C Act applicable to dispensers
                                             BILLING CODE 4154–01–P                                   public participation is not feasible or               and other trading partners, including


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                                             38450                            Federal Register / Vol. 80, No. 128 / Monday, July 6, 2015 / Notices

                                             those in section 582, such as verification               Research, Care, and Services provides                 dementia, and others. Following this
                                             related to suspect and illegitimate                      advice on how to prevent or reduce the                session, the Advisory Council will also
                                             product (including quarantine,                           burden of Alzheimer’s disease and                     hold a discussion of the expected
                                             investigation, notification and                          related dementias on people with the                  bypass budget from NIA, required in the
                                             recordkeeping) and requirements related                  disease and their caregivers. During the              CRomnibus Bill. The Council will also
                                             to engaging in transactions only with                    July meeting, the Advisory Council will               discuss updates to international events
                                             authorized trading partners. The                         hear from experts on related dementias,               on dementia.
                                             guidance document explains the scope                     such as Frontotemporal dementia, Lewy                    Procedure and Agenda: This meeting
                                             of the compliance policy in further                      Body dementia, and others. Following                  is open to the public. Please allow 30
                                             detail.                                                  this session, the Advisory Council will               minutes to go through security and walk
                                                The guidance represents the current                   also hold a discussion of the expected                to the meeting room. The meeting will
                                             thinking of FDA on this topic. It does                   bypass budget from NIA, required in the               also be webcast at www.hhs.gov/live .
                                             not establish any rights for any person                  CRomnibus Bill. The Council will also                   Authority: 42 U.S.C. 11225; Section 2(e)(3)
                                             and is not binding on FDA or the public.                 discuss updates to international events               of the National Alzheimer’s Project Act. The
                                             You can use an alternative approach if                   on dementia.                                          panel is governed by provisions of Public
                                             it satisfies the requirements of the                     DATES: The meeting will be held on                    Law 92–463, as amended (5 U.S.C. Appendix
                                             applicable statutes and regulations.                     April 28th, 2015 from 9:00 a.m. to 5:00               2), which sets forth standards for the
                                                                                                      p.m. EDT.                                             formation and use of advisory committees.
                                             II. Comments
                                                                                                      ADDRESSES: The meeting will be held in                  Dated: June 26, 2015.
                                                Interested persons may submit either                  the Great Hall in the Hubert H.                       Richard G. Frank,
                                             electronic comments to http://                           Humphrey Building, 200 Independence                   Assistant Secretary for Planning and
                                             www.regulations.gov or written                           Avenue SW., Washington, DC 20201.                     Evaluation.
                                             comments to the Division of Dockets                         Comments: Time is allocated in the                 [FR Doc. 2015–16490 Filed 7–2–15; 8:45 am]
                                             Management (HFA–305), Food and Drug                      afternoon on the agenda to hear public                BILLING CODE 4150–05–P
                                             Administration, 5630 Fishers Lane, Rm.                   comments. The time for oral comments
                                             1061, Rockville, MD 20852. Identify all                  will be limited to two (2) minutes per
                                             comments with the docket number                          individual. In lieu of oral comments,                 DEPARTMENT OF HEALTH AND
                                             found in brackets in the heading of this                 formal written comments may be                        HUMAN SERVICES
                                             document. Received comments may be                       submitted for the record to Rohini
                                             seen in the Division of Dockets                          Khillan, OASPE, 200 Independence                      National Institutes of Health
                                             Management between 9 a.m. and 4 p.m.,                    Avenue SW., Room 424E, Washington,
                                             Monday through Friday, and will be                                                                             National Institute on Drug Abuse;
                                                                                                      DC 20201. Comments may also be sent
                                             posted to the docket at http://                                                                                Notice of Closed Meetings
                                                                                                      to napa@hhs.gov. Those submitting
                                             www.regulations.gov.                                     written comments should identify                        Pursuant to section 10(d) of the
                                             III. Electronic Access                                   themselves and any relevant                           Federal Advisory Committee Act, as
                                                                                                      organizational affiliations.                          amended (5 U.S.C. App), notice is
                                                Persons with access to the Internet
                                                                                                      FOR FURTHER INFORMATION CONTACT:                      hereby given of the following meetings.
                                             may obtain the document at http://                                                                               The meetings will be closed to the
                                             www.fda.gov/Drugs/                                       Rohini Khillan (202) 690–5932,
                                                                                                      rohini.khillan@hhs.gov. Note: Seating                 public in accordance with the
                                             GuidanceCompliance                                                                                             provisions set forth in sections
                                             RegulatoryInformation/Guidances/                         may be limited. Those wishing to attend
                                                                                                      the meeting must send an email to                     552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
                                             default.htm, http://www.fda.gov/                                                                               as amended. The grant applications and
                                             BiologicsBloodVaccines/                                  napa@hhs.gov and put ‘‘July 27 Meeting
                                                                                                      Attendance’’ in the Subject line by                   the discussions could disclose
                                             GuidanceCompliance                                                                                             confidential trade secrets or commercial
                                             RegulatoryInformation/Guidances/                         Friday, July 17, so that their names may
                                                                                                      be put on a list of expected attendees                property such as patentable material,
                                             default.htm, or http://                                                                                        and personal information concerning
                                             www.regulations.gov.                                     and forwarded to the security officers at
                                                                                                      the Department of Health and Human                    individuals associated with the grant
                                               Dated: June 29, 2015.                                  Services. Any interested member of the                applications, the disclosure of which
                                             Leslie Kux,                                              public who is a non-U.S. citizen should               would constitute a clearly unwarranted
                                             Associate Commissioner for Policy.                       include this information at the time of               invasion of personal privacy.
                                             [FR Doc. 2015–16401 Filed 7–2–15; 8:45 am]               registration to ensure that the                         Name of Committee: National Institute on
                                             BILLING CODE 4164–01–P                                   appropriate security procedure to gain                Drug Abuse Special Emphasis Panel; R13
                                                                                                      entry to the building is carried out.                 Conference Grant Review (PA 13–347).
                                                                                                      Although the meeting is open to the                     Date: July 23, 2015.
                                             DEPARTMENT OF HEALTH AND                                                                                         Time: 1:00 p.m. to 3:00 p.m.
                                                                                                      public, procedures governing security
                                                                                                                                                              Agenda: To review and evaluate grant
                                             HUMAN SERVICES                                           and the entrance to Federal buildings                 applications.
                                                                                                      may change without notice. If you wish                  Place: National Institutes of Health,
                                             Advisory Council on Alzheimer’s                          to make a public comment, you must                    Neuroscience Center, 6001 Executive
                                             Research, Care, and Services; Meeting                    note that within your email.                          Boulevard, Rockville, MD 20852 (Virtual
                                                                                                      SUPPLEMENTARY INFORMATION: Notice of                  Meeting).
                                             AGENCY: Assistant Secretary for
                                                                                                      these meetings is given under the                       Contact Person: Susan O. McGuire, Ph.D.,
                                             Planning and Evaluation, HHS.                                                                                  Scientific Review Officer, Office of
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                                             ACTION: Notice of meeting.                               Federal Advisory Committee Act (5                     Extramural Affairs, National Institute on
                                                                                                      U.S.C. App. 2, section 10(a)(1) and                   Drug Abuse, National Institutes of Health,
                                             SUMMARY:  This notice announces the                      (a)(2)).                                              DHHS, 6001 Executive Blvd., Room 4245,
                                             public meeting of the Advisory Council                      Topics of the Meeting: The Advisory                Rockville, MD 20852, 301–435–1426,
                                             on Alzheimer’s Research, Care, and                       Council will hear from experts on                     mcguireso@mail.nih.gov.
                                             Services (Advisory Council). The                         related dementias, such as                              Name of Committee: National Institute on
                                             Advisory Council on Alzheimer’s                          Frontotemporal dementia, Lewy Body                    Drug Abuse Special Emphasis Panel;



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Document Created: 2015-12-15 13:17:47
Document Modified: 2015-12-15 13:17:47
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesEffective July 1, 2015. For information about enforcement dates, please see the SUPPLEMENTARY INFORMATION section.
ContactOffice of Compliance, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Silver Spring, MD 20993-0002, 301-796-3130, [email protected]
FR Citation80 FR 38449 

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