80_FR_53240 80 FR 53070 - Proximity Detection Systems for Mobile Machines in Underground Mines

80 FR 53070 - Proximity Detection Systems for Mobile Machines in Underground Mines

DEPARTMENT OF LABOR
Mine Safety and Health Administration

Federal Register Volume 80, Issue 170 (September 2, 2015)

Page Range53070-53086
FR Document2015-21573

The Mine Safety and Health Administration (MSHA) is proposing to require underground coal mine operators to equip coal hauling machines and scoops with proximity detection systems. Miners working near these machines face pinning, crushing, and striking hazards that result in accidents involving life threatening injuries and death. The proposal would strengthen protections for miners by reducing the potential for pinning, crushing, or striking accidents in underground coal mines. MSHA is also interested in the application of these proposed requirements to underground metal and nonmetal mines.

Federal Register, Volume 80 Issue 170 (Wednesday, September 2, 2015)
[Federal Register Volume 80, Number 170 (Wednesday, September 2, 2015)]
[Proposed Rules]
[Pages 53070-53086]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-21573]


=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF LABOR

Mine Safety and Health Administration

30 CFR Part 75

[Docket No. MSHA-2014-0019]
RIN 1219-AB78


Proximity Detection Systems for Mobile Machines in Underground 
Mines

AGENCY: Mine Safety and Health Administration, Labor.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: The Mine Safety and Health Administration (MSHA) is proposing 
to require underground coal mine operators to equip coal hauling 
machines and scoops with proximity detection systems. Miners working 
near these machines face pinning, crushing, and striking hazards that 
result in accidents involving life threatening injuries and death. The 
proposal would strengthen protections for miners by reducing the 
potential for pinning, crushing, or striking accidents in underground 
coal mines. MSHA is also interested in the application of these 
proposed requirements to underground metal and nonmetal mines.

DATES: Comments must be received or postmarked by midnight Eastern 
Daylight Saving Time on December 1, 2015.

ADDRESSES: Submit comments and informational materials, identified by 
RIN 1219-AB78 or Docket No. MSHA-2014-0019, by one of the following 
methods:
     Federal e-Rulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Email: zzMSHA-comments@dol.gov.
     Fax: 202-693-9441.
     Mail: MSHA, Office of Standards, Regulations, and 
Variances, 201 12th Street South, Suite 4E401, Arlington, Virginia 
22209-3939.
     Hand Delivery/Courier: MSHA, 201 12th Street South, Suite 
4E401, Arlington, Virginia, between 9:00 a.m. and 5:00 p.m. Monday 
through Friday, except Federal holidays. Sign in at the receptionist's 
desk on the 4th floor.
    Instructions: All submissions must include MSHA and RIN 1219-AB78 
or Docket No. MSHA-2014-0019. Do not include personal information that 
you do not want publicly disclosed; MSHA will post all comments without 
change to http://www.regulations.gov and http://www.msha.gov/currentcomments.asp, including any personal information provided.

[[Page 53071]]

    Docket: For access to the docket to read comments received, go to 
http://www.regulations.gov or http://www.msha.gov/currentcomments.asp. 
To read background documents, go to http://www.regulations.gov. Review 
the docket in person at MSHA, Office of Standards, Regulations, and 
Variances, 201 12th Street South, Suite 4E401, Arlington, Virginia, 
between 9:00 a.m. and 5:00 p.m. Monday through Friday, except Federal 
Holidays. Sign in at the receptionist's desk on the 4th floor.
    Information Collection Supporting Statement: MSHA posts Information 
Collection Supporting Statements on http://www.regulations.gov and on 
MSHA's Web site at http://www.msha.gov/regs/fedreg/informationcollection/informationcollection.asp. A copy of the 
information collection package is also available from the Department of 
Labor by request to Michel Smyth at smyth.michel@dol.gov (email) or 
202-693-4129 (voice).
    Preliminary Regulatory Economic Analysis (PREA): MSHA will post the 
PREA on http://www.regulations.gov and on MSHA's Web site at http://www.msha.gov/rea.htm.
    E-Mail Notification: To subscribe to receive an email notification 
when MSHA publishes rules, program information, instructions, or 
policy, in the Federal Register, go to http://www.msha.gov/subscriptions/subscribe.aspx.

FOR FURTHER INFORMATION CONTACT: Sheila McConnell, Acting Director, 
Office of Standards, Regulations, and Variances, MSHA, at 
mcconnell.sheila.a@dol.gov (email), 202-693-9440 (voice), or 202-693-
9441 (facsimile).

SUPPLEMENTARY INFORMATION: 

Table of Contents

I. Introduction
    A. Regulatory Authority
    B. Background
II. Section-by-Section Analysis
    A. Sec.  75.1733(a) Machines Covered
    B. Sec.  75.1733(b) Requirements for Proximity Detection Systems
    C. Sec.  75.1733(c) Proximity Detection System Checks
    D. Sec.  75.1733(d) Certification and Records
III. Preliminary Regulatory Economic Analysis
    A. Executive Orders (E.O.) 12866 and 13563
    B. Population at Risk
    C. Net Benefits
    D. Benefits
    E. Compliance Costs
IV. Feasibility
    A. Technological Feasibility
    B. Economic Feasibility
V. Regulatory Flexibility Act and Small Business Regulatory 
Enforcement Fairness Act
    A. Definition of a Small Mine
    B. Factual Basis for Certification
VI. Paperwork Reduction Act of 1995
    A. Summary
    B. Procedural Details
VII. Other Regulatory Considerations
    A. The Unfunded Mandates Reform Act of 1995
    B. Executive Order 13132: Federalism
    C. The Treasury and General Government Appropriations Act of 
1999: Assessment of Federal Regulations and Policies on Families
    D. Executive Order 12630: Government Actions and Interference 
With Constitutionally Protected Property Rights
    E. Executive Order 12988: Civil Justice Reform
    F. Executive Order 13045: Protection of Children From 
Environmental Health Risks and Safety Risks
    G. Executive Order 13175: Consultation and Coordination With 
Indian Tribal Governments
    H. Executive Order 13211: Actions Concerning Regulations That 
Significantly Affect Energy Supply, Distribution, or Use
    I. Executive Order 13272: Proper Consideration of Small Entities 
in Agency Rulemaking
VIII. References

I. Introduction

    The proposed rule would require underground coal mine operators to 
equip coal hauling machines and scoops on working sections, except 
longwall working sections, with proximity detection systems according 
to a phase-in schedule for newly manufactured and existing equipment. 
The proposed requirements would strengthen protections for miners by 
reducing the potential for pinning, crushing, or striking injuries to 
miners who work near these machines. MSHA is also interested in the 
application of these proposed requirements to underground metal and 
nonmetal mines.
    Proximity detection systems consist of machine-mounted components 
and, if applicable, miner-wearable components. For proximity detection 
systems with miner-wearable components, the mine operator would be 
required to provide a miner-wearable component to be worn by each miner 
on the working section. The proposed rule would establish performance 
and maintenance requirements for proximity detection systems and would 
require training for persons performing the installation and 
maintenance.

A. Regulatory Authority

    This proposed rule is issued under section 101 of the Federal Mine 
Safety and Health Act of 1977 (Mine Act), as amended.

B. Background

    Proximity detection is a technology that uses electronic sensors to 
detect motion or the location of one object relative to another. 
Proximity detection systems provide a warning and stop mobile machines 
before a pinning, crushing, or striking accident occurs that could 
result in injury or death to miners.
    Traditionally, coal hauling machines (shuttle cars, ram cars, and 
continuous haulage systems) are self-propelled equipment used to 
transport coal from the working face to a point where the coal is 
loaded into mine cars or onto a conveyor for transfer to the surface. 
Scoops are self-propelled general utility vehicles for cleanup of loose 
coal or debris and moving equipment or supplies. MSHA has evaluated all 
accident reports involving coal hauling machines and scoops between 
1984 and 2014. MSHA has determined that a proximity detection system 
could have prevented 42 fatalities and 179 injuries resulting from 
these accidents that occurred on the working section.
    In 1998, MSHA evaluated accidents involving remote controlled 
mining machines and determined that proximity detection systems have 
the potential to prevent accidents that occur when the machine operator 
or another miner gets too close to the machine (Dransite, 1998). MSHA 
noted that if changes in work practices or machine design do not 
prevent miners from being placed in unsafe locations, the Agency should 
consider a requirement for proximity detection with automatic machine 
shutdown. No MSHA-approved proximity detection systems were 
commercially available for use in underground mines at that time.
    In 2002, following a series of fatal pinning, crushing, and 
striking accidents, MSHA decided to work with the coal mining industry 
to develop a proximity detection system for use on underground 
continuous mining machines. Since that time, manufacturers adapted 
proximity detection for use on other mobile machines. MSHA evaluated 
several systems and conducted field testing.
    In 2010, MSHA introduced an initiative titled ``Safety Practices 
around Shuttle Cars and Scoops in Underground Coal Mines.'' MSHA 
initiated this safety campaign to raise the mining industry's awareness 
of pinning, crushing, or striking hazards associated with mobile mining 
machines. This initiative included training programs and best practices 
to

[[Page 53072]]

encourage mine operators to train underground coal miners to exercise 
caution when working around mobile machines. Information regarding this 
initiative is available at: http://www.msha.gov/focuson/watchout/watchout.asp. Even so, 41 pinning, crushing, or striking accidents 
involving coal hauling machines and scoops have occurred since 2010: 23 
that involved coal hauling machines and 18 that involved scoops. Three 
fatalities occurred in 2013, one involving a scoop and two involving 
coal hauling machines; and one fatality occurred in 2014 involving a 
scoop. MSHA determined that proximity detection systems could have 
prevented these accidents (since these miners were located in a 
proximity detection system warning/stopping zone).
    The Agency published a Request for Information (RFI) on proximity 
detection systems in the Federal Register on February 1, 2010 (75 FR 
5009). The comment period closed on April 2, 2010. MSHA received 
comments from mining associations; mining companies; manufacturers; and 
state, federal, and international governments.
    Comments received in response to the RFI addressed specific 
questions regarding function, application, training, costs, and 
benefits of proximity detection systems to reduce the risk of 
accidents. Some commenters stated that proximity detection systems are 
beneficial and can prevent pinning, crushing, and striking accidents. 
Commenters stated that conditions in the mining environment, including 
blocked visibility and limited space, or simply the lack of sight due 
to limited light, can cause an accident and that the only way to 
address these hazards is to equip mining vehicles with a proximity 
detection system. A commenter stated that, when it comes to safety, 
engineering barriers are sometimes required when the behavior of 
everyone, whether due to the lack of training or taking shortcuts, 
cannot be relied on. Several commenters stated that the technology 
needs further development and testing.
    RFI comments related to specific provisions of the proposed rule 
are addressed in the section-by-section analysis later in this 
preamble.
    In April 2010, MSHA observed the use of proximity detection systems 
in three underground mines in the Republic of South Africa (South 
Africa), demonstrating successful use of this technology. One of the 
mines visited began testing a proximity detection system in 2008 and, 
at the time of the MSHA visit, had equipped the mobile machines with 
the system on three sections in an underground coal mine. This mine 
used the proximity detection system on remote controlled continuous 
mining machines, shuttle cars, roof bolting machines, feeder breakers, 
and scoops.
    One system observed in South Africa, not used in the United States, 
used multiple technologies: Very low frequency (VLF) electromagnetic 
technology in combination with ultra-high frequency (UHF) radio 
frequency identification (RFID) and a 2.4 gigahertz (GHz) radar system. 
The VLF electromagnetic system provided great accuracy at close 
distances for slower moving machines. The UHF RFID system provided 
greater range for faster moving machines. The radar system provided an 
object detection system, which communicated with the other two systems 
to validate potential danger.
    There are four proximity detection systems approved under existing 
regulations for permissibility in 30 CFR part 18. These approvals are 
intended to ensure that the systems will not introduce an ignition 
hazard when operated in potentially explosive atmospheres. MSHA's 
approval regulations under 30 CFR part 18 do not address how systems 
will perform in reducing pinning, crushing, or striking hazards. Two of 
these systems have been installed on coal hauling machines and scoops.
    The four MSHA-approved proximity detection systems operate using 
electromagnetic technology and require a miner to wear a component. A 
microprocessor sends a signal to activate a warning signal or stop 
machine movement when a miner wearing the component is within a 
distance pre-set for the machine and mine conditions.
    In September 2011, MSHA observed two coal hauling machines equipped 
with an MSHA-approved proximity detection system being used in an 
underground coal mine in the United States. MSHA observed the systems 
provide appropriate activation of warning signals and stop the coal 
hauling machines. MSHA also observed the coal hauling machines and 
continuous mining machines equipped with proximity detection systems 
function properly to protect miners equipped with miner-wearable 
components.
    In June 2013, MSHA observed an MSHA-approved proximity detection 
system on a coal hauling machine and on a scoop at an underground coal 
mine in the United States. MSHA observed the system activate a warning 
signal and stop the machines as designed.
    MSHA monitors the installation and development of proximity 
detection systems to maintain up-to-date information on the number and 
capabilities of systems in use. MSHA estimates that, as of January 
2015, there were 583 machines in underground coal mines in the United 
States equipped with proximity detection systems. Equipped machines 
include continuous mining machines, scoops, coal hauling machines, a 
loading machine, a feeder breaker, and a roof bolting machine. MSHA 
accident data supports a proposed rule that applies to coal hauling 
machines (shuttle cars, ram cars, and continuous haulage systems) and 
scoops. At this time, MSHA does not have accident data that justifies 
applying the proposed requirements to other mobile machines on the 
working section, such as roof bolting machines.
    MSHA published a final rule on Proximity Detection Systems for 
Continuous Mining Machines in Underground Coal Mines on January 15, 
2015 (80 FR 2188). The final rule addressed equipping continuous mining 
machines with proximity detection systems, phased in over 8 to 36 
months, and is separate from this rulemaking.
    MSHA developed this proposed rule on proximity detection systems 
for mobile machines in underground mines to be comparable to the 
requirements for proximity detection systems on continuous mining 
machines. MSHA intends that this proposed rule would take advantage of 
existing proven technology, to minimize the burden on mine operators, 
and allow for advances in proximity detection technology. Additional 
information on proximity detection systems and technology is available 
on the NIOSH's Web page at http://www.cdc.gov/niosh/mining/topics/ProximityDetection.html.
    MSHA solicits information and data on the advantages and 
disadvantages of applying proximity detection systems on mobile 
machines in underground metal and nonmetal mines.

II. Section-by-Section Analysis

A. Sec.  75.1733(a) Machines Covered

    Proposed Sec.  75.1733(a) would require underground coal mine 
operators to equip coal hauling machines and scoops on working 
sections, except longwall working sections, with the machine-mounted 
components of a proximity detection system in accordance with the 
proposed phase-in schedule. At this time, all MSHA-approved proximity 
detection systems include a miner-wearable component. Together, the

[[Page 53073]]

machine-mounted components and any miner-wearable components make up 
the proximity detection system. This proposed rule would also 
accommodate possible future technologies that may not require a miner-
wearable component.
    For MSHA-approved proximity detection systems with miner-wearable 
components, the proposed rule would require the mine operator to 
provide a miner-wearable component to be worn by each miner on the 
working section, except longwall working sections. The proposal would 
apply to coal hauling machines and scoops on working sections using 
continuous mining machines, including full-face continuous mining 
machines, or using conventional mining methods. The proposal would 
apply to production and maintenance shifts.
    A commenter, in response to the RFI, stated that MSHA's approval 
process does not include an evaluation of the systems' functional 
readiness to perform in the underground mine environment. This 
commenter indicated that only a handful of mines have operational 
experience with approved systems and that a thorough examination of the 
operational readiness of these systems must be undertaken to address 
safety issues before they are required. Several other commenters stated 
that proximity detection systems have not proven reliable and that more 
testing is needed.
    A representative of a South African mining company that uses a 
proximity detection system on continuous mining machines, shuttle cars, 
scoops, roof bolting machines, and feeder breakers, stated in comments 
to the RFI that the system is reliable. This South African mining 
company reported that it did not have a single reliability problem over 
a period of 18 months.
    A proximity detection system manufacturer stated that its proximity 
detection system is installed on many types of underground mobile 
machines in Canada and Australia and that there has not been a serious 
injury or fatality reported on any machine using its proximity 
detection system. Another commenter stated that applying proximity 
detection systems to all mobile machines should be a long-term goal 
that could provide safety benefits.
    Coal hauling machines include shuttle cars, diesel- and battery-
powered ram cars, and continuous haulage systems. Scoops in underground 
coal mines include both diesel-powered and electrical-powered scoops. 
Mobile machines travel through narrow entryways at faster speeds than 
continuous mining machines. Miners work and travel in the same narrow 
entryways and the on-board machine operators have limited visibility of 
the area around the machine. Coal hauling machines also travel through 
ventilation curtains where they can encounter miners without warning. 
Continuous haulage systems include mobile bridge conveyors or carriers 
and flexible conveyor trains. Continuous haulage systems consist of two 
or more mobile units. When a continuous haulage system is used to 
transport coal to the conveyor, MSHA considers the working section to 
be all areas of the mine from the loading point to and including the 
working faces. These machines are long and extend beyond the visual 
range of the machine operator. Miners on working sections using 
continuous haulage systems can be near the systems without the machine 
operators' knowledge and can be pinned, crushed, or struck.
    MSHA has determined that miners are exposed to pinning, crushing, 
and striking hazards when working near these machines in underground 
coal mines, and that working near these machines on the working section 
has resulted in a significant number of injuries and fatalities. A 
proximity detection system could have prevented 42 pinning, crushing, 
or striking fatalities on these machines from 1984 through 2014 (since 
the miners were located in a proximity detection system warning/
stopping zone), which occurred on working sections: 31 associated with 
coal hauling machines and 11 associated with scoops. (See Table 1.) Use 
of proximity detection systems could have prevented these accidents by 
stopping machine movement before miners were pinned, crushed, or struck 
by the machine.

Table 1--Number of Underground Coal Mine Preventable Injuries/Fatalities
           on the Working Section (1984-2014) by Machine Type
------------------------------------------------------------------------
                 Machine type                     Injuries    Fatalities
------------------------------------------------------------------------
Coal Hauling Machines.........................          123           31
Scoops........................................           56           11
                                               -------------------------
  Total.......................................          179           42
------------------------------------------------------------------------
Note: Of these 42 fatalities, nine occurred from 2010 through 2014. Four
  of those fatalities occurred in 2013 and 2014: two involving coal
  hauling machines and two involving scoops.

    MSHA would consider alternative technologies that might provide 
protection from pinning, crushing, or striking hazards at least 
equivalent to that provided by proximity detection systems. MSHA 
requests that commenters include specific information on alternatives, 
rationale for suggested alternatives, safety benefits to miners, costs 
of implementation, technological and economic feasibility 
considerations, and supporting data.
1. Exceptions
    The proposal would exclude longwall working sections. In MSHA's 
experience, coal hauling machines and scoops are not routinely used on 
longwall working sections. The working section includes all areas of 
the coal mine from the loading point of the section to and including 
the working faces.
    MSHA solicits information and data addressing whether scoops or 
coal haulage machines cause a hazard to miners on longwall working 
sections such that they may require the use of proximity detection. 
MSHA requests that commenters include specific information on rationale 
for not excluding longwall working sections, safety benefits to miners, 
costs of implementation, technological and economic feasibility 
considerations, and supporting data.
    MSHA is aware that some machines operate both on and off the 
working section and that some machines are only used off the working 
section. The proposal would require mine operators to equip only coal 
hauling machines and scoops used on the working section with the 
machine-mounted components of a proximity detection system. From 1984 
through 2014, however, two fatal accidents involving scoops occurred 
off working sections. MSHA is not aware of a fatal accident involving a 
coal hauling machine traveling off a working section. In addition, 13 
nonfatal accidents occurred off working sections (two involving coal 
hauling machines and 11 involving scoops) and 16 occurred in an unknown 
location (one involving a coal hauling machine and 15 involving 
scoops).
    MSHA solicits comments on whether the proposed requirements should 
apply to any mobile machines, other than coal hauling machines and 
scoops, in use on or off the working section. MSHA also solicits 
comments on whether the proposed requirements should apply to coal 
hauling machines and scoops in use off the working section. MSHA 
requests that commenters include specific information on their 
rationale, safety benefits to miners, costs of implementation, 
technological and economic feasibility considerations, and supporting 
data.

[[Page 53074]]

2. MSHA-Approved Proximity Detection Systems
    The three methods to obtain MSHA approval to add the machine-
mounted components of a proximity detection system to a machine are as 
follows:
    (1) A machine manufacturer can apply for a Revised Approval 
Modification Program (RAMP) approval.
    (2) A mine operator can apply to the Approval and Certification 
Center (A&CC) for a field modification.
    (3) A mine operator can notify the MSHA district manager through a 
district field change application for electric machines.
    MSHA offers an optional Proximity Detection Acceptance (PDA) 
program which allows a proximity detection system manufacturer to 
obtain MSHA acceptance for a proximity detection system. This 
acceptance states that the proximity detection system has been 
evaluated under 30 CFR part 18 and is suitable for incorporation on an 
MSHA-approved machine. It permits the manufacturer or owner of a 
machine to add the proximity detection system to a machine by 
requesting MSHA to add the acceptance number (PDA Number) to the 
machine approval under one of three methods listed above.
    MSHA has approved four proximity detection systems under existing 
regulations for permissibility in 30 CFR part 18 for use on continuous 
mining machines. Two of these approved systems have been installed on 
coal hauling machines or scoops.
    As of January 2015, there were 79 coal hauling machines and 50 
scoops equipped with a proximity detection system in use in underground 
coal mines in the United States. Proximity detection was adapted for 
use on coal hauling machines and scoops by adjusting the field 
generator configuration to create appropriately sized zones and by 
changing the method for stopping machine movement. For example, a 
proximity detection system may be configured, as needed, to de-energize 
the pump motor to stop continuous haulage machine movement while a 
system installed on a shuttle car may be configured to apply brakes.
    MSHA is aware that a manufacturer has installed machine-mounted 
components on a continuous haulage system and that the manufacturer has 
demonstrated its performance to a mine operator. MSHA has not observed 
the operation of a proximity detection system installed on a continuous 
haulage system in an underground mine. MSHA anticipates challenges with 
adapting proximity detection systems to continuous haulage systems due 
to the length of these machines and the unique interaction with 
continuous mining machines.
    MSHA solicits comments on other types of mobile machines that 
should be required to be equipped with proximity detection systems. 
MSHA specifically solicits comments on circumstances where it may be 
appropriate to require loading machines, roof bolting machines, and 
feeder breakers to be equipped with a proximity detection system. 
Comments should provide specific information on rationale for requiring 
other types of mobile machines to be equipped with proximity detection 
systems, safety benefits to miners, technological and economic 
feasibility considerations, and supporting data.
    Each proximity detection system currently approved by MSHA for use 
in underground coal mines in the United States uses miner-wearable 
components. These systems cannot protect any miner who is not wearing a 
miner-wearable component.
    Miners on the working section often work near coal hauling machines 
and scoops. Each miner on a working section can be exposed to pinning, 
crushing, or striking hazards from these machines and would need to 
wear a miner-wearable component for protection. The proposal would 
require the mine operator to provide a miner-wearable component to be 
worn by each miner on the working section, except longwall working 
sections. A working section is defined in existing Sec.  75.2 as all 
areas of the coal mine from the loading point of the section up to and 
including the working faces.
    To assess the costs of the proposed rule, MSHA estimated that there 
are seven miners per working section. In addition, other persons may 
visit the working section on occasion, such as dust samplers, 
surveyors, electricians, or mine examiners, and would need a miner-
wearable component.
    MSHA solicits comments on the numbers of persons who may be on the 
working section during a single shift. Comments should be specific and 
include alternatives, rationale for suggested alternatives, safety 
benefits to miners, technological and economic feasibility 
considerations, and supporting data.
3. Proposed Phase-In Schedule for Proximity Detection Systems on Coal 
Hauling Machines and Scoops
    Proposed Sec.  75.1733(a) would phase in the use of proximity 
detection systems according to the following schedule.
    Proposed Sec.  75.1733(a)(1) would require coal hauling machines 
and scoops manufactured after the effective date of a final rule to 
meet the rule's requirements no later than 8 months after the effective 
date of the final rule. These machines would need to meet the 
requirements in this section when placed in service with a proximity 
detection system. The Agency intends that a machine is placed in 
service when the machine equipped with a proximity detection system is 
placed in the underground coal mine.
    Proposed Sec.  75.1733(a)(2) would require coal hauling machines or 
scoops manufactured and equipped with a proximity detection system on 
or before the effective date of a final rule to meet the rule's 
requirements no later than 8 months after the effective date of the 
final rule when modifications to the existing proximity detection 
system can be made underground; or 36 months after the effective date 
of the final rule when the existing proximity detection system cannot 
be modified underground or needs to be replaced with a new proximity 
detection system.
    Proposed Sec.  75.1733(a)(3) would require coal hauling machines 
and scoops manufactured and not equipped with a proximity detection 
system on or before the effective date of a final rule to meet the 
rule's requirements no later than 36 months after the effective date of 
the final rule. These machines would need to meet the requirements in 
this section when placed in service with a proximity detection system.
    Several commenters on the RFI recommended that MSHA consider a 
phase-in approach with separate compliance dates addressing new 
equipment, rebuilt equipment, and equipment in service. One commenter 
encouraged MSHA to proceed cautiously and to provide the time required 
to assure the development of reliable and effective systems. Another 
commenter stated that machines should be retrofitted with proximity 
detection systems in a shop or during rebuild.
    The proposed phase-in schedule would provide an appropriate amount 
of time for manufacturers to produce proximity detection systems; for 
manufacturers and mine operators to install proximity detection systems 
on newly manufactured machines or modify in-service proximity detection 
systems and machines; and for mine operators to install proximity 
detection systems on machines not equipped by the effective date of a 
final rule.
    In determining the schedule, MSHA considered the availability of 
MSHA-approved proximity detection systems, the estimated number of 
machines that would be replaced by newly manufactured machines during 
this

[[Page 53075]]

period, manufacturers' capacity to produce and install systems for 
these machines, and manufacturers' and mine operators' ability to 
produce and install systems on existing equipment. The phase-in 
schedule would allow mine operators time to train their workforce on 
proximity detection systems.
    MSHA considers the date that the machine was manufactured as the 
date identified on the machine or otherwise provided by the 
manufacturer. MSHA considers coal hauling machines and scoops to be 
equipped with a proximity detection system when the machine-mounted 
components are installed on the machine and miners are provided with 
the miner-wearable components.
    The proposed rule would allow 8 months for mine operators to 
install proximity detection systems on coal hauling machines and scoops 
manufactured after the effective date of a final rule. These newly 
manufactured machines can be equipped with proximity detection systems 
as part of the manufacturing process. MSHA believes that this 8-month 
time period would allow manufacturers and mine operators sufficient 
time to obtain MSHA approval under existing 30 CFR parts 18 or 36 and 
install proximity detection systems. The proposed 8-month time period 
would also allow mine operators time to inform and train their 
workforce on proximity detection systems. MSHA believes it is important 
for coal hauling machines and scoops equipped with a proximity 
detection system to meet requirements when placed in service to assure 
that miners are protected from pinning, crushing, and striking hazards.
    The proposed rule would allow 8 months for mine operators to make 
any needed modifications to proximity detection systems that were 
installed on coal hauling machines and scoops before the effective date 
of a final rule. Proximity detection systems approved and in use on 
coal hauling machines or scoops in underground mines have a visual 
warning signal on the machine-mounted component and both a visual and 
audible warning signal on the miner-wearable component. These systems 
might require modification of the proximity detection warning signals 
to make them distinguishable from other signals. MSHA believes that 
these modifications could be done underground during a maintenance 
shift. Allowing 8 months for these machines would also provide 
operators time to obtain MSHA approvals for the modifications and to 
provide training. MSHA estimates that, as of January 2015, at least 79 
coal hauling machines and 50 scoops in use in underground coal mines 
have been equipped with a proximity detection system.
    The proposed rule would allow 36 months for mine operators to 
install proximity detection systems on coal hauling machines and scoops 
manufactured and not equipped with a proximity detection system on or 
before the effective date of a final rule. This time period would allow 
mine operators time to schedule installations during planned rebuilds 
or scheduled maintenance and to train their workforce on proximity 
detection systems. MSHA believes it is important for coal hauling 
machines and scoops equipped with a proximity detection system to meet 
requirements when placed in service to assure that miners are protected 
from pinning, crushing, and striking hazards. MSHA estimates that, as 
of January 2015, there are 1,283 coal hauling machines and 704 scoops 
in service on the working sections in underground coal mines that would 
need to be equipped with a proximity detection system. MSHA would also 
provide 36 months to mine operators with mobile machines already 
equipped with a proximity detection system that would require the 
installation of a new proximity detection system or modifications to 
the system could not be done underground to meet the rule's 
requirements.
    This proposed rule would also apply to diesel-powered coal hauling 
machines and scoops on the working section. MSHA is unaware of any 
permissible diesel-powered machines equipped with proximity detection 
systems in the United States. MSHA anticipates challenges with 
installing proximity detection systems on diesel-powered machines due 
to the additional modifications required to the mechanical systems.
    MSHA acknowledges that it will take time to obtain MSHA approvals 
to equip coal hauling machines and scoops with proximity detection 
systems. MSHA must approve miner-wearable components and electrical 
machines equipped with proximity detection systems as permissible 
equipment under existing regulations in 30 CFR part 18. Diesel-powered 
machines must be approved under existing regulations in 30 CFR part 36.
    MSHA solicits comments on the proposed phase-in schedules. MSHA 
also solicits comments on what, if any, modifications may be needed on 
mobile machines already equipped with proximity detection systems. MSHA 
also solicits comments on whether the modifications could be made 
underground, and whether there are any issues that may impact the 
proposed phase-in schedules. Comments should be specific and include 
alternatives, rationale for suggested alternatives, safety benefits to 
miners, technological and economic feasibility considerations, and 
supporting data.
4. Training Requirements for Miners Working Near Machines Equipped With 
Proximity Detection Systems
    In response to the RFI, some commenters stated that miners will 
need task training when machines are equipped with a proximity 
detection system. As the proximity detection systems are phased in, 
mine operators would be required to provide miners with new task 
training under existing part 48. MSHA intends that mine operators would 
address safety issues that might arise during the proposed phase-in 
schedule, such as some machines being equipped with proximity detection 
systems while others are not, through existing new task training 
requirements, with an emphasis on basic safety rules and practices. 
MSHA believes that as mobile machines are equipped with proximity 
detection there will be an added layer of safety to the basic safety 
rules and practices, assuring that the risk of injury would not 
increase during the phase-in period.
    Miners working near mobile machines equipped with proximity 
detection systems would engage in different and unfamiliar machine 
operating procedures resulting from new work positions, machine 
movements, and new visual or auditory signals. Existing Sec.  48.7(a) 
requires that miners assigned to new work tasks as mobile equipment 
operators not perform new work tasks until training has been completed. 
As required under existing Sec.  48.7(a)(3) for new or modified 
machines and equipment, equipment and machine operators must be 
instructed in safe operating procedures applicable to new or modified 
machines or equipment to be installed or put into operation in the 
mine, which require new or different operating procedures. In addition, 
existing Sec.  48.7(c) requires miners assigned a new task not covered 
in existing Sec.  48.7(a) be instructed in the safety and health 
aspects and safe work procedures of the task prior to performing such 
task.
    Mine operators would be required to provide new task and equipment 
training on the proper functioning of the proximity detection system 
before requiring miners to operate or work near a machine equipped with 
a proximity detection system. New task training (which is separate from 
new miner training under existing Sec.  48.5 and annual refresher 
training under existing

[[Page 53076]]

Sec.  48.8) must occur before miners operate machines equipped with a 
proximity detection system. New task training helps assure that miners 
have the necessary skills to perform new tasks prior to assuming 
responsibility for the tasks. Mine operators should assure that this 
training includes hands-on training during supervised non-production 
activities. The hands-on training allows miners to experience how the 
systems work and to locate the appropriate work positions around 
machines. Based on Agency experience, the hands-on training is most 
effective when provided in miners' work locations.
    MSHA solicits comments on the proposed training for miners who 
operate or work near machines equipped with proximity detection 
systems. Comments should address the type, frequency, and content of 
training in addition to which miners should be trained. Comments should 
be specific and include alternatives, rationale for suggested 
alternatives, safety benefits to miners, technological and economic 
feasibility considerations, and supporting data.
5. Request for Comments on Requiring Proximity Detection Systems on 
Mobile Machines in Underground Metal and Nonmetal Mines
    Metal and nonmetal mine operators would not be required to equip 
machines with proximity detection systems under this proposal. In 
response to the RFI, some commenters suggested that proximity detection 
systems should not be required in underground stone mines. These 
commenters stated that they were not aware of pinning, crushing, or 
striking accidents in underground stone mines that might have been 
prevented by proximity detection systems. One commenter stated that 
applying proximity detection technology to the equipment used in 
underground stone mines would not serve to reduce the risk of injuries 
and fatalities. Two commenters stated that underground stone miners 
work in enclosed cabs and are not exposed to the hazards presented by 
remote controlled equipment. Three commenters stated that an 
electromagnetic field from a proximity detection system could set off 
electric detonators used in underground stone mines. Two commenters 
also stated that proximity detection systems had not been tested on 
equipment in underground metal and nonmetal mines.
    MSHA has analyzed data on pinning, crushing, and striking accidents 
in underground metal and nonmetal mines, and related equipment. MSHA 
estimates that, based on the Agency's most recent analysis, there are 
66 continuous mining machines, 80 shuttle cars, and 1,371 scoops, 
loaders, load-haul-dumps, and mucking machines used in underground 
metal and nonmetal mines. Since 1984, five fatalities have occurred in 
underground metal and nonmetal mines where the use of a proximity 
detection system could have prevented the accident (since these miners 
were found in a proximity detection system warning/stopping zone): one 
involving a continuous mining machine and four involving a scoop, 
loader, load-haul-dump machine, or mucking machine.
    Generally, mining conditions in underground metal and nonmetal 
mines are not the same as conditions in underground coal mines. 
Differences include wider and higher entries, which improve visibility 
and allow more room for miners to work around the equipment. The 
Agency's experience with use of proximity detection systems in the 
United States has focused on underground coal mines. Therefore, in 
response to comments to the RFI and the less frequent occurrence of 
crushing, striking, and pinning accidents in underground metal and 
nonmetal mines, the proposed requirements are limited to underground 
coal mines.
    MSHA solicits comments on whether the Agency should require 
proximity detection systems on machines used in underground metal and 
nonmetal mines, and if so, which types of machines and in what 
timeframes. Comments should be specific and include alternatives, 
rationale for suggested alternatives, safety benefits to miners, 
technological and economic feasibility considerations, and supporting 
data.
6. Request for Comments on Requiring Miners To Wear Reflective Clothing 
in Underground Coal and Metal and Nonmetal Mines
    MSHA is also considering a requirement that miners in underground 
mines wear reflective material in order to reduce the hazards 
associated with poor visibility. Existing Sec.  75.1719-4(d) requires 
that each person who goes underground in a coal mine wear a hard hat or 
hard cap with a minimum of six square inches of reflecting tape or 
equivalent paint or material on each side and back. Metal and nonmetal 
mines do not have a similar requirement. In MSHA's experience, however, 
many miners in underground coal and metal and nonmetal mines also wear 
clothing with reflective material. One of the recommendations in MSHA's 
2010 safety initiative, Safety Practices around Shuttle Cars and Scoops 
in Underground Coal Mines, was that ``Miners should always wear 
reflective clothing so that they can be clearly seen by the shuttle car 
and scoop drivers.''
    MSHA solicits comments on whether the Agency should require that 
miners wear reflective material to make them more visible to equipment 
operators and, if so, how much and where. Comments should be specific 
and include alternatives, rationale for suggested alternatives, safety 
benefits to miners, feasibility considerations, and supporting data.

B. Sec.  75.1733(b) Requirements for Proximity Detection Systems

    Proposed Sec.  75.1733(b)(1) would require that a proximity 
detection system cause a machine to stop before contacting a miner 
except for a miner who is in the on-board operator's compartment. This 
proposed requirement would apply to coal hauling machines and scoops on 
the working section to prevent pinning, crushing, or striking 
accidents. MSHA intends that the proximity detection system would stop 
all movement of the machine, such as tramming, conveyor chain movement, 
and raising or lowering the bucket of a scoop that could cause the 
machine to contact a miner. The machine would remain stopped while any 
miner is within a programmed stop zone.
    In the RFI, MSHA asked for comments on the size and shape of the 
area around machines that a proximity detection system monitors and how 
systems can be programmed and installed to provide different zones of 
protection depending on machine function. Some commenters stated that 
an effective proximity detection system should cause the machine to 
stop before a miner enters the hazardous area around the machine. 
Several commenters suggested that protection zones should be largest 
when tramming and that reduced protection zones are needed for certain 
mining operations.
    Some commenters stated that zone size should be determined using a 
risk assessment considering the speed at which the proximity detection 
system can alert the operator, the reaction time of the operator, and 
the number of people in the working area. Another commenter stated that 
work practices vary among mines so that one specified zone may not work 
for all mines.
    In its comments on the RFI, NIOSH stated that the goal of a 
proximity detection system should be to prevent machine actions or 
situations that injure workers while not placing restrictions on how 
the workers do their jobs.

[[Page 53077]]

NIOSH also stated that the total time required for performing proximity 
detection system functions, plus a safety factor, should be used to 
define the size of detection zones around machines. NIOSH stated that 
the total time required includes: (1) Detection of a potential victim; 
(2) decision processing to determine if a collision-avoidance function 
is needed; (3) initiation of the collision-avoidance function; and (4) 
implementation of the collision-avoidance function. NIOSH stated that 
any rule should be performance-based.
    MSHA's experience with proximity detection systems indicates that 
causing a machine to stop before contacting a miner would provide 
appropriate protection to prevent pinning, crushing, and striking 
accidents. Machines traveling at faster speeds generally need more time 
to stop. MSHA has observed proximity detection systems that are 
designed to slow a machine before causing it to stop. A performance-
based approach would allow mine operators and manufacturers to address 
mine- and machine-specific conditions when determining the appropriate 
settings for a proximity detection system. Performance-based 
requirements focus on attaining objectives, such as stopping a machine 
before contacting a miner, rather than being prescriptive in how the 
result is achieved, such as stopping within a specified distance. Mine- 
and machine-specific conditions could include steep or slippery 
roadways, tramming speed of machinery, location of the miner-wearable 
component, and the accuracy of the proximity detection system. Mine 
operators would be responsible for programming a proximity detection 
system to initiate the stop-movement function so that the machine stops 
before contacting a miner.
    MSHA solicits comments on whether to require a proximity detection 
system to cause the machine to slow before causing it to stop and, if 
so, what requirement would be appropriate. MSHA also solicits comments 
on effective methods or controls, working in conjunction with the 
proximity detection system, to protect the on-board operator from 
sudden stops. MSHA also requests comments on what types of machine 
movement the proximity detection system should stop, beyond movement 
related to tramming coal hauling machines and scoops. Comments 
addressing these issues should be specific, and include alternatives, 
rationale for suggested alternatives, safety benefits to miners, 
technological and economic feasibility considerations, and supporting 
data.
    During MSHA's visit to South Africa, staff observed that one mine 
operator designed its proximity detection systems to stop scoops eight 
feet from a miner and to stop shuttle cars six feet from a miner. Prior 
to the introduction of proximity detection systems at their mines, the 
company's policy was that miners must maintain a minimum distance of 
one meter (approximately three feet) from all operating mobile 
machines. MSHA considered proposing a prescriptive requirement that 
would specify that a machine must stop no closer than three feet from a 
miner. MSHA also considered proposing other specific stopping 
distances, e.g., six feet from a miner, but decided on a performance-
based approach.
    MSHA solicits comments on whether a performance-based approach 
would be appropriate. Comments should be specific, and include 
alternatives, rationale for suggested alternatives, safety benefits to 
miners, technological and economic feasibility considerations, and 
supporting data.
    The interaction of multiple machine types equipped with proximity 
detection systems is likely to cause changes in work practices. These 
changes would affect where miners are positioned near machines and 
routes that machines travel. For example, continuous mining machines 
and coal hauling machines must get close, and often touch, during the 
transfer of material from one machine to the other. When a coal hauling 
machine equipped with a proximity detection system gets near a 
continuous mining machine with a proximity detection system, the 
overlap of the two protection zones may limit where miners may position 
themselves (1) to remain safe, (2) avoid activation of warning signals, 
or (3) avoid unintentionally stopping the machines.
    MSHA solicits comments on how the use of proximity detection 
systems and the overlap of protection zones on multiple types of 
machines operating on the same working section might affect miners' 
work positions, such as a continuous mining machine operator who may 
need to work close to the continuous mining machine when cutting coal 
or rock. Comments should be specific, and include alternatives, 
rationale for suggested alternatives, safety benefits to miners, 
technological and economic feasibility considerations, and supporting 
data.
    Proposed Sec.  75.1733(b)(1) would provide an exception for a miner 
who is in an on-board operator's compartment. Machines with an on-board 
operator would not function if the proximity detection system prevents 
machine movement when a miner is on the machine. The proposed rule 
would require machines to stop before contacting any miner not in the 
operator's compartment.
    MSHA observed that, in South Africa, the continuous mining machine 
operator was provided a smaller protection zone around the shuttle car 
than for other miners. This allowed the continuous mining machine 
operator to be closer to the shuttle car when it got near the 
continuous mining machine for loading. The proximity detection system 
on the shuttle car caused the machine to slow down as it neared the 
continuous mining machine operator, reducing the pinning, crushing, or 
striking hazard. Similarly, an underground coal mine operator in the 
United States, working with a proximity detection system manufacturer, 
developed a system which would stop a coal hauling machine when it got 
within approximately ten feet of a miner. However, the continuous 
mining machine operator can press a button on the miner-wearable 
component and allow the coal hauling machine to slowly approach the 
continuous mining machine.
    Commenters to the RFI generally stated that machines with an on-
board operator's compartment should have a proximity detection system 
that allows machines to function when the operator is in the operator's 
compartment. One commenter stated that a proximity detection system can 
include exclusion zones to allow mobile machines to move while a miner 
is in the exclusion zone but still protect other miners.
    Some coal hauling machines and scoops may be used to transport mine 
personnel if certain safeguards are in place. (MSHA Program Policy 
Manual, Vol. V--Coal Mines, Criteria--Mantrips, October 2003 (Release 
V-34), pp. 126-127.) Under the proposed rule, a coal hauling machine or 
scoop equipped with a proximity detection system that is being used to 
transport mine personnel would not operate if miners wore their miner-
wearable components. Both the coal hauling machine or scoop being used 
to transport miners and the miners being transported, however, would 
have to be equipped with a properly functioning proximity detection 
component before they enter the working section. Under one possible 
scenario, the coal hauling machine or scoop could stop to allow miners 
to get off before it continues onto the working section. Miners could 
then don a miner-wearable component before entering the working 
section.
    MSHA solicits comments on the exclusion zone for the on-board

[[Page 53078]]

operator. MSHA also requests information on issues related to the use 
of coal hauling machines or scoops, equipped with proximity detection 
systems, to transport miners to the working section. Comments should be 
specific, and include alternatives, rationale for suggested 
alternatives, safety benefits to miners, technological and economic 
feasibility considerations, and supporting data.
    Proposed Sec.  75.1733(b)(2) would require the proximity detection 
system to provide warning signals, distinguishable from other signals, 
that alert miners before the system causes a machine to stop: an 
audible and visual warning signal on any miner-wearable component and a 
visual warning signal on the machine.
    In the RFI, MSHA asked for information on the most effective 
protection that proximity detection systems could provide. In response, 
some commenters stated that a proximity detection system should include 
a warning prior to causing the machine to stop movement. One commenter 
stated that proximity detection systems should include a range of 
escalating alerts depending on the proximity to a hazard.
    MSHA-approved proximity detection systems alert miners before 
causing machine movement to stop. The proposal would require audible 
and visual warning signals on any miner-wearable component and a visual 
warning signal on the machine before the system causes the machine to 
stop. The audible and visual warnings provided by miner-wearable 
components allow the miner wearing the component to move away from the 
machine before the proximity detection system causes the machine to 
stop. The visual warning provided on the machine would be required to 
alert the on-board operator.
    Two proximity detection systems currently approved for use on 
mobile machines in the United States provide an audible and visual 
warning signal from a miner-wearable component and a visual warning 
signal from the machine before causing a machine to stop. In MSHA's 
experience, providing warning signals before causing the machine to 
stop provides a margin of safety to allow a miner near the moving 
machine an opportunity to be proactive and move away from the machine 
to avoid danger.
    MSHA solicits comments on the proposed requirement that the 
proximity detection system provide audible and visual warning signals 
on miner-wearable components and a visual warning signal on the mobile 
machines. Early research suggests that providing warnings at varying 
distances may be appropriate dependent on the machine speed. (Sanders 
and Kelly, 1981.) Machine operators often need to redirect their 
attention from the front to the rear of the machine, and in some cases, 
must switch seats when changing directions. As a result, a visual 
warning signal on the machine may not always be in the operator's 
direct line of sight.
    MSHA solicits comments on whether requiring audible warning signals 
in addition to visual warning signals on the machine would help assure 
that miners, including the machine operator, know that a miner is in 
the warning zone and the machine is about to stop. MSHA also solicits 
comments on whether requiring the use of a specific visual warning on 
the machine, e.g., strobe lights, clustered light-emitting diode (LED) 
lights, or other types of visual signals, would help assure that the 
visual warning alerts miners near the machine, including the machine 
operator. Comments should be specific and include alternatives, 
rationale for suggested alternatives, address how the alternatives 
would practically and effectively be implemented, safety benefits to 
miners, technological and economic feasibility considerations, and 
supporting data.
    Proposed Sec.  75.1733(b)(3) would require that a proximity 
detection system provide a visual signal on the machine that indicates 
the machine-mounted components are functioning properly.
    Commenters, in response to the RFI, generally stated that a 
proximity detection system should include system diagnostics and 
indicate that the system is functioning properly. In its comments on 
the RFI, NIOSH stated that each proximity detection system should 
perform self-diagnostics to identify software or hardware problems.
    In MSHA's experience, proximity detection systems used on coal 
hauling machines and scoops provide a visual signal to indicate the 
system is functioning properly. This provides an added margin of safety 
and is consistent with standard safety practices. The visual signal 
allows miners to readily determine that a proximity detection system is 
functioning properly. MSHA believes that an unobstructed visual signal 
is preferable to an audible signal for providing feedback to miners 
because a visual signal cannot be obscured by surrounding noise. An LED 
may be an acceptable visual signal.
    MSHA considers the proximity detection system to be functioning 
properly when the system is working as designed and will cause the 
machine to stop before contacting a miner; provide audible and visual 
warning signals, distinguishable from other signals, that alert miners, 
including the machine operator, before causing the machine to stop; 
provide the required warning signals on the machine; and prevent 
movement of the machine, except for purposes of repair, if any machine-
mounted component is not working as intended.
    MSHA solicits comments on the proposed requirement. Comments should 
be specific and include alternatives, rationale for suggested 
alternatives, safety benefits to miners, technological and economic 
feasibility considerations, and supporting data.
    Proposed Sec.  75.1733(b)(4) would require that a proximity 
detection system prevent movement of the machine if any machine-mounted 
component of the system is not functioning properly. However, a system 
may allow machine movement if an audible or visual warning signal, 
distinguishable from other signals, is provided during movement. Such 
movement would be permitted only for purposes of relocating the machine 
from a location that is unsafe for the miner conducting repairs.
    Commenters in response to the RFI had different opinions on whether 
MSHA should permit an operator to override the shutdown feature of a 
proximity detection system to allow machine movement in a particular 
circumstance. One commenter stated that a proximity detection system 
must provide a continuous self-check capability so that if the system 
is not functioning properly, the machine cannot be operated. This same 
commenter stated that only an appointed person should have the 
authority to override a proximity detection system. Several commenters 
stated that a proximity detection system should allow for temporary 
deactivation, such as an emergency override, in case a system is not 
functioning properly while a machine is under unsupported roof. Another 
commenter, however, stated that a proximity detection system should not 
have an override feature.
    MSHA intends that proximity detection systems would prevent all 
machine movement if any machine-mounted component is not functioning 
properly. This prevention of movement includes tramming, conveyor chain 
movement, raising or lowering the bucket of a scoop, and any movements 
that could cause the machine to contact a miner. A coal hauling machine 
or scoop equipped with a proximity detection system that is 
malfunctioning

[[Page 53079]]

could expose miners to pinning, crushing, and striking hazards. When 
any machine-mounted component of the system is not functioning 
properly, preventing all machine movement helps to assure that miners 
are protected.
    The proposed rule would allow the machine's proximity detection 
system to be overridden or bypassed to move the machine from an unsafe 
location to protect miners. Overriding or bypassing the proximity 
detection system should only occur for the time necessary to move the 
machine to a safe repair location. The proposed provision to allow the 
machine to be moved would require an audible or visual warning signal 
during the movement. In MSHA's experience, either type of warning 
signal is sufficient to warn miners that the machine-mounted component 
of the proximity detection system is not functioning properly.
    MSHA solicits comments on the proposed requirements. MSHA requests 
comments addressing whether requiring both an audible and visual 
warning signal is needed to assure that all miners on the working 
section know that the machine-mounted component is not functioning 
properly. Comments should be specific and include alternatives, 
rationale for suggested alternatives, safety benefits to miners, 
technological and economic feasibility considerations, and supporting 
data.
    Proposed Sec.  75.1733(b)(5) would require that a proximity 
detection system be installed to prevent interference that adversely 
affects performance of any electrical system.
    Some commenters in response to the RFI stated that interference of 
proximity detection systems with other mine electrical systems is a 
concern. However, manufacturers of the approved proximity detection 
systems stated that their systems do not have interference issues. A 
commenter stated that electromagnetic interference may prevent these 
systems from providing complete protection to miners. Several 
commenters stated that systems must be designed and tested for possible 
and known sources of interference before a requirement for proximity 
detection is issued. A commenter expressed concern that a proximity 
detection system may detonate explosives due to electromagnetic field 
interference.
    Electrical systems used in the mine, including proximity detection 
systems, can adversely affect the function of other electrical systems 
through the generation of electromagnetic interference, which includes 
radio frequency interference. MSHA has not received reports of adverse 
interference, with or from other electrical systems, associated with 
the approximately 583 proximity detection systems in use in underground 
coal mines. However, there have been instances of adverse performance 
of a remote controlled system, an atmospheric monitoring system, and a 
machine-mounted methane monitoring system when a hand-held radio was in 
use near the affected systems. Electromagnetic output of approved 
proximity detection systemsis substantially lower and uses different 
frequencies than other mine electrical systems, such as communication 
and atmospheric monitoring systems. It is less likely for a proximity 
detection system to encounter interference, even in low seam mines. 
Under the proposal, the mine operator would be required to evaluate a 
proximity detection system used on coal hauling machines and scoops for 
interference that adversely affects other electrical systems, including 
blasting circuits and other proximity detection systems, in the mine 
and take adequate steps to prevent adverse interference. Steps could 
include design considerations, such as the addition of shielding, or 
providing adequate separation between electrical systems.
    MSHA solicits comments on the proposed requirement that a proximity 
detection system be installed in a manner that prevents interference 
that adversely affects performance of any electrical system. MSHA also 
solicits comments on any experience or issues related to the use of 
proximity detection systems from different manufacturers on the same 
working section. MSHA requests comments on any experience or issues 
related to the use of a single miner-wearable component with proximity 
detection systems from different manufacturers or with different models 
from the same manufacturer. Comments should be specific and include 
alternatives, rationale for suggested alternatives, safety benefits to 
miners, technological and economic feasibility considerations, and 
supporting data.
    Proposed Sec.  75.1733(b)(6) would require that a proximity 
detection system be installed and maintained in proper operating 
condition by a person trained in the installation and maintenance of 
the system.
    A commenter in response to the RFI stated that maintenance 
personnel and machine operators will need training to assure that they 
understand how the proximity detection system functions and any 
maintenance requirements. This commenter also stated that proper 
installation of a proximity detection system is critical for reliable 
performance. Another commenter said that a few hours of classroom 
instruction and approximately one hour of underground training for 
machine operators has proven adequate and that maintenance training 
requires about four hours.
    Based on MSHA's experience with proximity detection systems, proper 
functioning of a proximity detection system is directly related to the 
quality of the installation and maintenance of the system. This 
proposed training requirement for installing and maintaining a 
proximity detection system is in addition to training required under 
existing 30 CFR part 48. The new training requirement would help assure 
that the person performing installation and maintenance of a proximity 
detection system understands the system and can perform the work 
necessary to assure that the system operates properly. Appropriate 
training could include adjusting detection zones, trouble-shooting 
electrical connections, and replacing and adjusting machine-mounted and 
miner-wearable components.
    MSHA anticipates that mine operators would assign miners to perform 
most maintenance activities, but representatives of the manufacturer 
may perform some maintenance. Based on Agency experience, mine 
operators would generally arrange for proximity detection system 
manufacturers to provide appropriate training to miners for 
installation and maintenance. Miners receiving training from 
manufacturers' representatives would, in most cases, provide training 
for other miners who may undertake installation and maintenance duties 
at the mine. In MSHA's experience, many mines use the train-the-trainer 
concept for installation and maintenance activities related to certain 
mining equipment.
    A system must operate properly to protect miners near the machine. 
This includes the machine-mounted components and the miner-wearable 
components. MSHA would expect the mine operator to demonstrate that a 
proximity detection system in use at their mine, on a coal hauling 
machine or scoop, is installed and maintained in proper operating 
condition. Mine operators could determine if the system is maintained 
in proper operating condition using the procedures described in the 
system manufacturer's instructions.
    When determining whether the proximity detection system is 
installed and maintained in proper operating condition, the position of 
the miner-wearable component on the miner and the distance from the 
closest surface of

[[Page 53080]]

the machine to the miner-wearable component should be considered. Mine- 
and machine-specific conditions, including steep or slippery roadways, 
tramming speed of machinery, location of the miner-wearable component, 
and the accuracy of the proximity detection system, should also be 
considered.
    MSHA solicits comments on mine operators' experiences with 
maintaining proximity detection systems in proper operating condition. 
Comments should be specific and include alternatives, rationale for 
suggested alternatives, safety benefits to miners, technological and 
economic feasibility considerations, and supporting data.

C. Sec.  75.1733(c) Proximity Detection System Checks

    Proposed Sec.  75.1733(c) would address requirements for proximity 
detection system checks.
    Proposed Sec.  75.1733(c)(1) would require that mine operators 
designate a person to perform a check of machine-mounted components of 
the proximity detection system to verify that components are intact and 
the system is functioning properly, and to take action to correct 
defects: (1) Before the machine is operated at the beginning of each 
shift when the machine is to be used; (2) immediately prior to the time 
the machine is to be operated if not in use at the beginning of a 
shift; or (3) within one hour of a shift change if the shift change 
occurs without an interruption in production. For (1) and (2), MSHA 
anticipates that the check would occur before the machine is permitted 
to enter the working section.
    In response to the RFI, several commenters stated that a proximity 
detection system should be checked at the beginning of each shift to 
verify that it is functioning properly. NIOSH commented that the 
machine operator should have a set of procedures to evaluate the system 
at the start of each shift.
    The person designated to perform the check would verify that 
machine-mounted components are intact and the system is functioning 
properly. Machine-mounted components mounted on the outer surfaces of a 
machine could be damaged when the machine contacts a rib or heavy 
material falls against the machine. The check would also include 
observation of appropriate audible and visual warning signals. If any 
defect is found, the proposal would require it to be corrected before 
using the machine. Correcting defects before the machine is used helps 
assure that the system functions properly and helps prevent miners' 
exposure to pinning, crushing, and striking hazards.
    The check of the machine-mounted components would supplement the 
design requirement in proposed paragraph (b)(4) that the systems 
prevent movement of the machine if any machine-mounted component is not 
functioning properly. For example, the system may not be able to detect 
a displaced field generator, which could affect proper function. The 
check would help assure that machine-mounted components are positioned 
correctly and mounted properly on the machine and that the system will 
warn miners and stop machine movement appropriately.
    Under existing Sec.  48.7, miners who perform the required check 
must receive training in the health and safety aspects and safe 
operating procedures for work tasks, equipment, and machinery. In most 
cases, MSHA anticipates that the mine operator will designate the 
person operating a coal hauling machine or scoop to make the check of 
the proximity detection system.
    The check in proposed Sec.  75.1733(c)(1) would help assure that 
proximity detection systems function properly between the weekly 
examinations required under existing Sec. Sec.  75.512 and 75.1914. The 
examination of electric machines under existing Sec.  75.512 must 
include the machine-mounted components of a proximity detection system. 
Existing Sec.  75.512 requires electric equipment, including the 
machine-mounted components of proximity detection systems, to be 
examined, tested, and properly maintained by a qualified person at 
least weekly to assure safe operating conditions. When the qualified 
person finds a potentially dangerous condition on electric equipment, 
such equipment must be removed from service until such condition is 
corrected. Under existing Sec.  75.1725, mobile and stationary 
machinery and equipment, which includes coal hauling machines and 
scoops, must be maintained in safe operating condition or removed from 
service. In addition, existing Sec.  75.1914(a) requires that diesel-
powered equipment be maintained in approved and safe condition or 
removed from service. Under existing Sec.  75.1914(f), machine-mounted 
components of proximity detection systems on diesel-powered machines 
must be examined weekly.
    MSHA solicits comments on the proposed requirement. Comments should 
be specific and include alternatives, rationale for suggested 
alternatives, safety benefits to miners, technological and economic 
feasibility considerations, and supporting data.
    Proposed Sec.  75.1733(c)(2) would require that miner-wearable 
components be checked for proper operation at the beginning of each 
shift that the component is to be used and that defects be corrected 
before the components are used.
    Several commenters on the RFI stated that the miner-wearable 
component should be checked at the beginning of each shift and that 
minimal training is necessary for miners to learn this task.
    The proposed requirement that miner-wearable components be checked 
for proper operation at the beginning of each shift that the component 
is to be used would help assure that the miner is protected before 
getting near a machine. MSHA anticipates that each miner equipped with 
a miner-wearable component would check the component to see that it is 
not damaged and has sufficient power. The proximity detection systems 
that use these components can only function properly if the miner-
wearable components have sufficient power.
    MSHA intends that this check would be similar to the check that a 
miner performs on a cap lamp prior to the beginning of a shift. A mine 
operator, however, could also designate a person to check miner-
wearable components before they are used. Mine operators must provide 
new task training, under 30 CFR part 48, for miners who will be 
checking the miner-wearable components. If any defect is found, the 
proposal would require it to be corrected before using the component. 
This helps assure that the miner-wearable component functions properly 
and helps prevent miners' exposure to pinning, crushing, and striking 
hazards. If a miner-wearable component malfunctions during the shift, 
the miner wearing the component would have to leave the section until 
provided with a properly functioning miner-wearable component.
    MSHA solicits comments on the proposed requirements. Comments 
should be specific and include alternatives, rationale for suggested 
alternatives, safety benefits to miners, technological and economic 
feasibility considerations, and supporting data.

D. Sec.  75.1733(d) Certification and Records

    Proposed Sec.  75.1733(d) would address certification and records 
requirements for proximity detection systems.
    Proposed Sec.  75.1733(d)(1) would require, at the completion of 
the check under proposed paragraph (c)(1), that a certified person 
under existing Sec.  75.100

[[Page 53081]]

certify by initials, date, and time that the check was conducted. 
Defects found as a result of the check, including corrective actions 
and date of corrective action, would be required to be recorded.
    The certification that would be required under proposed paragraph 
(d)(1) would help assure compliance and provide miners on the section a 
means to confirm that the required check under proposed (c)(1) was 
made. MSHA anticipates that, in most cases, the person making the 
certification of the on-shift examination under existing Sec.  
75.362(g)(2) would also make the certification of this check at the 
same time. The person making the check could communicate to a certified 
person that the check was performed.
    The record of defects and corrective actions as a result of the 
check required under proposed paragraph (c)(1) of this section would be 
made by the completion of the shift, which is consistent with the 
requirements for records of hazardous conditions in existing Sec.  
75.363(b). If no defect is found, no record is needed. The requirement 
in proposed paragraph (d)(1) of this section would require a record of 
defects and corrective actions. Records of defects and corrective 
actions can be used to show a history of machine-mounted component 
defects at the mine and alert miners, representatives of miners, mine 
management, manufacturers, and MSHA of recurring problems and ways to 
address problems.
    Proposed Sec.  75.1733(d)(2) would require the operator to record 
defects found as a result of the check of miner-wearable components in 
proposed paragraph (c)(2) of this section, including corrective actions 
and date of corrective action. This record can be used to show a 
history of miner-wearable component defects that can be used to alert 
miners, representatives of miners, mine management, manufacturers, and 
MSHA of recurring problems and ways to address problems. For miner-
wearable components, no record would be needed unless a defect is 
found. A certification of the check for proper operation of miner-
wearable components that would be required under proposed paragraph 
(c)(2) is not necessary because miners can readily check to confirm 
that the component is working.
    Proposed Sec.  75.1733(d)(3) would require that the operator make 
and retain records of the persons trained in the installation and 
maintenance of proximity detection systems. MSHA anticipates that many 
mine operators would train qualified persons, as defined by existing 
Sec.  75.153, to install and perform maintenance on proximity 
detections systems; but the mine operator may train another miner who 
is not included on the list of certified and qualified persons required 
by existing Sec.  75.159. A mine operator may make this record of the 
persons trained using existing MSHA Form 5000-23. Consistent with 
existing practice, mine operators would not need to make and retain 
records of training for proximity detection system manufacturers' 
employees who install or perform maintenance on the systems.
    Proposed Sec.  75.1733(d)(4) would require that the mine operator 
maintain records under proposed Sec.  75.1733(d)(1), (d)(2), and (d)(3) 
in a secure book or electronically in a secure computer system not 
susceptible to alteration. Based on MSHA's experience with other safety 
and health records, the Agency believes that records should be 
maintained so that they cannot be altered. In addition, electronic 
storage of information and access through computers is an increasingly 
common business practice in the mining industry. This proposed 
provision would permit the use of electronically stored records 
provided they are secure, are not susceptible to alteration, are able 
to capture the information and signatures required, and are accessible 
to the representative of miners and MSHA.
    Care must be taken in the use of electronic records to assure that 
the secure computer system will not allow information to be overwritten 
or deleted after being entered. MSHA believes that electronic records 
meeting these criteria are practical and as reliable as paper records. 
MSHA also believes that once records are properly completed and 
reviewed, mine management can use them to evaluate whether the same 
conditions or problems, if any, are recurring, and whether corrective 
measures are effective. The proposal provides mine operators 
flexibility to maintain the records in a secure book or electronically 
in a secure computer system that they already use to satisfy existing 
recordkeeping requirements.
    Proposed Sec.  75.1733(d)(5) would require that the mine operator 
retain records under proposed Sec.  75.1733(d)(1), (d)(2), and (d)(3) 
for at least one year and make them available for inspection by 
authorized representatives of the Secretary and representatives of 
miners. The operator may provide access electronically or by providing 
paper copies of records. MSHA believes that keeping records for one 
year provides a history of the conditions documented at the mine to 
alert miners, representatives of miners, mine management, 
manufacturers, and MSHA of recurring problems and ways to correct 
problems.
    MSHA solicits comments on the recordkeeping requirements in 
proposed Sec.  75.1733(d). Comments should be specific and include 
alternatives, rationale for suggested alternatives, safety benefits to 
miners, technological and economic feasibility considerations, and 
supporting data.

III. Preliminary Regulatory Economic Analysis

A. Executive Orders (E.O.) 12866 and 13563

    Executive Orders 12866 and 13563 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, of reducing costs, of harmonizing rules, and of promoting 
flexibility. To comply with these Executive Orders, MSHA has prepared a 
Preliminary Regulatory Economic Analysis (PREA) for the proposed rule. 
The PREA contains supporting data and explanation, which is summarized 
in this preamble, including the covered mining industry, costs and 
benefits, feasibility, small business impacts, and information 
collection requirements. The PREA can be accessed electronically at 
http://www.msha.gov/REGSINF5.HTM. A copy of the PREA can be obtained 
from MSHA's Office of Standards, Regulations and Variances at the 
address in the ADDRESSES section of this preamble. MSHA is seeking 
robust comments on the validity of the Agency's costs and benefits 
estimates presented in this preamble and in the PREA, and on the 
supporting data and assumptions the Agency used to develop these 
estimates.
    Under E.O. 12866, a significant regulatory action is one meeting 
any of a number of specified conditions, including the following: 
Having an annual effect on the economy of $100 million or more, 
creating a serious inconsistency or interfering with an action of 
another agency, materially altering the budgetary impact of 
entitlements or the rights of entitlement recipients, or raising novel 
legal or policy issues. The Office of Management and Budget (OMB) has 
determined that the proposed rule is a significant

[[Page 53082]]

regulatory action because it raises novel legal and policy issues.

B. Population at Risk

    The proposed rule would apply to all underground coal mines in the 
United States. In 2014, there were approximately 300 active underground 
coal mines using mobile machines on the working section. These mines 
employ approximately 39,870 miners (excluding office workers).

C. Net Benefits

    Under the Mine Act, MSHA is not required to use estimated net 
benefits as the basis for its decision. At a 0 percent discount rate 
over 10 years, the estimated annualized values for net benefits of the 
proposed rule would be $2.1 million. At a 3 percent discount rate over 
10 years, the estimated annualized values for net benefits of the 
proposed rule would be $0.3 million. At a 7 percent discount rate over 
10 years, the estimated annualized values for net benefits of the 
proposed rule would be -$2.0 million.
    MSHA anticipates the proposed rule would provide several benefits 
that were not quantified due to a lack of definitive information. For 
example, the proposed rule would result in additional savings to mine 
operators who would be able to avoid production delays typically 
associated with mine accidents. Pinning, crushing, and striking 
accidents can disrupt production at a mine during the time it takes to 
remove the injured miners, investigate the cause of the accident, and 
clean up the accident site. Such delays can last for a shift or more. 
Factors such as lost production, damaged equipment, and other 
miscellaneous expenses could result in significant costs to mine 
operators; however, MSHA has not quantified these savings due to the 
imprecision of the data.
    The dollar estimate of benefits and costs are explained further in 
the Benefits (D) and Compliance Costs (E) sections.

D. Benefits

    The proposed rule would significantly improve safety protections 
for underground coal miners by reducing their risk of being crushed, 
pinned, or struck by mobile machines. MSHA projects that the benefits 
of the proposed rule would gradually increase over time as the number 
of proximity detection systems in operation increases during the first 
36 months after the effective date of a final rule.
    MSHA reviewed the Agency's investigation reports for all powered 
haulage and machinery accidents that occurred from 1984 through 2014 
(31 years) and determined that the use of proximity detection systems 
could have prevented 42 fatalities and 179 nonfatal injuries involving 
pinning, crushing, or striking accidents with coal hauling machines and 
scoops (since these miners were located in a proximity detection system 
warning/stopping zone). This count excludes fatalities and injuries 
that would not have been prevented by proximity detection systems on 
mobile machines, such as when a roof or rib fall pins a miner against a 
mobile machine or a mobile machine strikes and pushes another machine 
into a miner.
    To estimate the number of injuries and fatalities that the proposed 
rule would prevent, MSHA projected the number of injuries and 
fatalities that proximity detection systems installed on mobile 
machines would prevent over the next 10 years. This projection was 
based on MSHA's review of the historical data involving injuries and 
fatalities occurring from 1984 through 2014. Based on the review of the 
historical data, MSHA projects that the proposed rule's requirements 
would prevent approximately 70 injuries and 15 fatalities over the next 
10 years.
    To estimate the monetary values of the reductions in deaths and 
nonfatal injuries, MSHA uses an analysis of the imputed values based on 
a Willingness-to-Pay approach. This approach relies on the theory of 
compensating wage differentials (i.e., the wage premiums paid to 
workers to accept the risk associated with various jobs) in the labor 
market. A number of studies have shown a correlation between higher job 
risk and higher wages, suggesting that employees demand monetary 
compensation in return for incurring greater risk. The benefit of 
preventing a fatality is measured by what is conventionally called the 
Value of a Statistical Life (VSL), defined as the additional cost that 
individuals would be willing to bear for improvements in safety (that 
is, reductions in risks) that, in the aggregate, reduce the expected 
number of fatalities by one. MSHA emphasizes that the VSL is a 
statistical concept for comparing risk reduction and not the value of 
an individual's life. For the primary estimate, MSHA used a VSL of $9.4 
million (2014 dollars), 40 percent of the VSL for permanent 
disabilities, and approximately 1 percent of the VSL for non-disabling 
injuries. Detailed information about how MSHA estimated the benefits 
are available in the PREA supporting this proposed rule. MSHA estimates 
the total undiscounted benefit of the proposed rule over 10 years would 
be $182.6 million at a 0 percent discount rate, $151.5 million at a 3 
percent discount rate, and $120.0 million at a 7 percent discount rate. 
The total annualized benefits over 10 years would be approximately 
$18.3 million at a 0 percent discount rate, $17.2 million at a 3 
percent discount rate, and $16.0 million at a 7 percent discount rate.

E. Compliance Costs

    This section presents MSHA's estimates of the total costs to 
underground coal mine operators to comply with the proposed rule over a 
10-year period. MSHA based the cost estimates on the likely actions 
that the Agency believes would be necessary to comply with the proposed 
rule. MSHA estimates that the total costs of the proposed rule over a 
10-year period would be approximately $161 million at a 0 percent 
discount rate, $149 million at a 3 percent discount rate, and $135 
million at a 7 percent discount rate. The total cost annualized over 10 
years would be approximately $16.1 million per year at a 0 percent 
discount rate, $16.9 million per year at a 3 percent discount rate, and 
$17.9 million per year at a 7 percent discount rate.
    As noted earlier, more detailed information about how MSHA 
estimated benefits and costs are available in the Preliminary 
Regulatory Economic Analysis (PREA) supporting this proposed rule. The 
PREA is available on MSHA's Web site, at http://www.msha.gov/REGSINF5.HTM.

IV. Feasibility

    MSHA has concluded that the requirements of the proposed rule would 
be both technologically and economically feasible, and that the 36-
month phase-in period would facilitate implementation of the proposed 
rule.

A. Technological Feasibility

    MSHA has concluded that the proposal is technologically feasible. 
Mine operators are capable of equipping coal hauling machines and 
scoops with proximity detection systems in accordance with the proposed 
compliance dates. Proximity detection systems required under the 
proposal already exist and are commercially available for use in 
underground coal mines.
    MSHA has experience with manufacturers of proximity detection 
systems and mine operators who have installed proximity detection 
systems on coal hauling machines and scoops. MSHA has approved two 
proximity detection systems for permissibility under existing 
regulations in 30 CFR

[[Page 53083]]

part 18, which can be installed on coal hauling machines and scoops. As 
of January 2015, at least 79 coal hauling machines and 50 scoops 
equipped with a proximity detection system are operating in underground 
coal mines in the United States. MSHA observed these systems provide 
warnings and stop coal hauling machines and scoops appropriately. MSHA 
also observed these coal hauling machines function properly while 
interacting with a continuous mining machine equipped with a proximity 
detection system. There were approximately eight people equipped with 
miner-wearable components during this demonstration.
    MSHA also observed mobile machines, including coal hauling 
machines, scoops, and continuous mining machines, equipped with 
proximity detection systems operate in South Africa. MSHA observed 
proximity detection systems from several manufacturers provide warnings 
and slow and stop machines at appropriate distances.
    Based on MSHA's experience with approving four proximity detection 
systems under 30 CFR part 18 as permissible for use on continuous 
mining machines and its observations in South Africa, the Agency 
anticipates that other manufacturers may develop proximity detection 
systems for use with coal hauling machines and scoops in the United 
States.
    Continuous haulage systems consist of multiple interconnected 
mobile and bridge units. Although MSHA has no experience with 
continuous haulage systems equipped with a proximity detection system, 
MSHA anticipates that existing proximity detection systems can be 
adapted to continuous haulage systems to provide complete proximity 
detection coverage on each of the interconnected units. By connecting 
the proximity detection system with the electrical circuitry of the 
continuous haulage system, the proximity detection system can de-
energize the entire continuous haulage system or stop all tram motors. 
As stated previously MSHA anticipates challenges with adapting 
proximity detection systems to continuous haulage systems due to the 
length of these machines and the unique interaction with continuous 
mining machines.
    MSHA solicits comments on the technological feasibility of 
equipping coal hauling machines and scoops with proximity detection 
systems. MSHA specifically solicits comments on equipping continuous 
haulage systems with proximity detection systems. Comments should be 
specific and include alternatives, rationale for suggested 
alternatives, safety benefits to miners, and supporting data.

B. Economic Feasibility

    MSHA has traditionally used a revenue screening test--whether the 
yearly compliance costs of a regulation are less than one percent of 
revenues, or are negative (e.g., provide net cost savings)--to 
establish presumptively that compliance with the regulation is 
economically feasible for the mining industry. Based on this test, MSHA 
has concluded that the requirements of the proposed rule are 
economically feasible.
    The annualized cost of the proposed rule to underground coal mine 
operators, discounted at 7 percent over 10 years, is $17.9 million. 
This represents approximately 0.08 percent of total annual revenue of 
$21.2 billion ($17.9 million cost/$21.2 billion revenue) for all 
underground coal mines. Since the estimated compliance cost is below 
one percent of estimated annual revenue, MSHA concludes no further 
analysis is required. Compliance with the provisions of the proposed 
rule would be economically feasible for the coal industry.

V. Regulatory Flexibility Act and Small Business Regulatory Enforcement 
Fairness Act

    Pursuant to the Regulatory Flexibility Act (RFA) of 1980, as 
amended by the Small Business Regulatory Enforcement Fairness Act 
(SBREFA), MSHA has analyzed the compliance cost impact of the proposed 
rule on small entities. Based on that analysis, MSHA certifies that the 
proposed rule would not have a significant economic impact on a 
substantial number of small entities in terms of compliance costs. 
Therefore, the Agency is not required to develop an initial regulatory 
flexibility analysis.
    The factual basis for this certification is presented in full in 
Chapter VII of the PREA and in summary form below.

A. Definition of a Small Mine

    Under the RFA, in analyzing the impact of a rule on small entities, 
MSHA must use the Small Business Administration's (SBA's) definition 
for a small entity, or after consultation with the SBA Office of 
Advocacy, establish an alternative definition for the mining industry 
by publishing that definition in the Federal Register for notice and 
comment. MSHA has not established an alternative definition, and is 
required to use SBA's definition. The SBA defines a small entity in the 
mining industry as an establishment with 500 or fewer employees.
    MSHA has also examined the impact of the proposed rule on mines 
with fewer than 20 employees, which MSHA and the mining community have 
traditionally referred to as small mines. These small mines differ from 
larger mines not only in the number of employees, but also in economies 
of scale in material produced, in the type and amount of production 
equipment, and in supply inventory. Therefore, their costs of complying 
with MSHA's rules and the impact of the Agency's rules on them will 
also tend to be different.
    This analysis complies with the requirements of the RFA for an 
analysis of the impact on small entities while continuing MSHA's 
traditional definition of small mines.

B. Factual Basis for Certification

    MSHA's analysis of the economic impact on small entities begins 
with a screening analysis. The screening compares the estimated costs 
of the proposed rule for small entities to their estimated revenues. 
When estimated costs are less than one percent of estimated revenues 
(for the size categories considered), MSHA believes it is generally 
appropriate to conclude that no further analysis is required to 
conclude that there is no significant economic impact on a substantial 
number of small entities. If estimated costs are equal to or exceed one 
percent of revenues, further analysis may be warranted.
    Revenue for underground coal mines is derived from data on coal 
prices and tonnage. The average open market U.S. sales price of 
underground coal for 2013 was $60.98 per ton. This average price of 
underground coal for 2013 is from the Department of Energy (DOE), 
Energy Information Administration (EIA), Annual Coal Report 2013, 
January 2015, p. 47. The actual 2014 price is not yet available. Based 
on EIA reports in 2014 and 2015 showing little change in the price for 
underground coal since 2013, MSHA used the 2013 price of $60.98 per 
ton.
    Total underground coal production in 2014 was approximately 3.1 
million tons for mines with 1-19 employees. Multiplying tons by the 
2013 price per ton, 2014 underground coal revenue was $189 million for 
mines with 1-19 employees. Total underground coal production in 2014 
was approximately 240.1 million short tons for mines with 1-500 
employees. Multiplying tons by the 2013 price per ton, 2014 underground 
coal revenue was $14.6 billion for mines with 1-500 employees. Total 
underground coal production in 2014 was approximately 348.4 million 
tons. Multiplying tons by the 2013 price per ton, total estimated 
revenue in 2014

[[Page 53084]]

for underground coal production was $21.2 billion.
    The estimated yearly cost of the proposed rule for underground coal 
mines with 1-19 employees is approximately $1.7 million which 
represents approximately 0.90 percent of annual revenues. MSHA 
estimates that some mines might experience costs somewhat higher than 
the average per mine in their size category while others might 
experience lower costs.
    When applying SBA's definition of a small mine, the estimated 
yearly cost of the proposed rule for underground coal mines with 1-500 
employees is approximately $13.1 million which represents approximately 
0.10 percent of annual revenue.
    Based on this analysis, MSHA has determined that no further 
analysis is required to conclude that the proposed rule would not have 
a significant economic impact in terms of compliance costs on a 
substantial number of small underground coal mines, as defined by SBA. 
MSHA has provided, in the PREA accompanying this proposed rule, a 
complete analysis of the cost impact on this category of mines.

VI. Paperwork Reduction Act of 1995

A. Summary

    The Paperwork Reduction Act (PRA) provides for the Federal 
government's collection, use, and dissemination of information. The 
goals of the PRA include minimizing paperwork and reporting burdens and 
ensuring the maximum possible utility from the information that is 
collected (44 U.S.C. 3501). The proposed information collections 
contained in this proposed rule are submitted for review under the PRA 
to the Office of Management and Budget (OMB), OMB Control Number 1219-
0148. The proposal contains minor adjustments to burden hours for an 
existing paperwork package with OMB Control Number 1219-0066. MSHA does 
not include estimated burden hours and the cost of revising training 
plans on an annual basis because this burden would be accounted for 
under the OMB Control Number 1219-0009. Underground coal mine operators 
routinely revise their training plan at least yearly in accordance with 
30 CFR part 48.
    In the first three years the proposed rule is in effect, the mining 
community would incur 3,094 annual burden hours with related annual 
burden costs of approximately $313,354, and other annual administrative 
costs (office supplies and postage) related to the information 
collection package of approximately $114,565.

B. Procedural Details

    The information collection package for this proposed rule has been 
submitted to OMB for review under 44 U.S.C. 3504, paragraph (h) of the 
Paperwork Reduction Act of 1995 (PRA), as amended. The methodology for 
estimating burden hours and related costs are in the Preliminary 
Regulatory Economic Analysis (PREA) for the proposed rule. The PREA can 
be accessed electronically at http://www.msha.gov/REGSINF5.HTM. For a 
detailed summary of the burden hours and related costs by provision, 
see the information collection package accompanying this proposed rule. 
A copy of the information collection package can be obtained from 
http://www.msha.gov/regspwork.htm or http://www.regulations.gov on the 
day following publication of this document in the Federal Register or 
from the Department of Labor by electronic mail request to Michel Smyth 
at smyth.michel@dol.gov (email) or (202) 693-4129 (voice) or Sheila 
McConnell at mcconnell.sheila.a@dol.gov or (202) 693-9440 (voice).
    MSHA requests comments to:
     Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the Agency, 
including whether the information will have practical utility;
     Evaluate the accuracy of the Agency's estimate of the 
burden of the proposed collection of information, including the 
validity of the methodology and assumptions used;
     Enhance the quality, utility, and clarity of the 
information to be collected; and
     Minimize the burden of the collection of information on 
those who are to respond, including through the use of appropriate 
automated, electronic, mechanical, or other technological collection 
techniques or other forms of information technology, e.g., permitting 
electronic submission of responses.
    Comments on the information collection requirements should be sent 
to both OMB and MSHA. Addresses for both offices can be found in the 
ADDRESSES section of this preamble. The Department of Labor notes that, 
under the PRA, affected parties do not have to comply with the 
information collection requirements in this proposed rule until they 
have been approved by the Office of Management and Budget (OMB). The 
Department of Labor will inform the public of OMB's approval when it is 
obtained at the final rule stage. MSHA displays the OMB control numbers 
for the information collection requirements in its regulations in 30 
CFR part 3.
    The proposed total information collection burden is summarized as 
follows:
    Title of Collection: Permissible Equipment Testing.
     OMB Control Numbers: 1219-0066.
     Affected Public: Private Sector-Businesses or other for-
profits.
     Estimated Number of Respondents: 300 respondents.
     Estimated Number of Responses: 222 responses.
     Estimated Annual Burden Hours: 792 hours.
     Estimated Annual Cost Related to Burden Hours: $80,356.
     Estimated Other Annual Costs Related to the Information 
Collection Package: $114,565.

    Title of Collection: Proximity Detection Systems for Mining 
Machines in Underground Coal Mines.
     OMB Control Numbers: 1219-0148.
     Affected Public: Private Sector-Businesses or other for-
profits.
     Estimated Number of Respondents: 300 respondents.
     Estimated Number of Responses: 811,497 responses.
     Estimated Annual Burden Hours: 2,302 hours.
     Estimated Annual Cost Related to Burden Hours: $232,998.
     Estimated Other Annual Costs Related to the Information 
Collection Package: $0.

VII. Other Regulatory Considerations

A. The Unfunded Mandates Reform Act of 1995

    MSHA has reviewed the proposed rule under the Unfunded Mandates 
Reform Act of 1995 (2 U.S.C. 1501 et seq.). MSHA has determined that 
this proposed rule does not include any federal mandate that may result 
in increased expenditures by State, local, or tribal governments; nor 
would it increase private sector expenditures by more than $100 million 
(adjusted for inflation) in any one year or significantly or uniquely 
affect small governments. Accordingly, the Unfunded Mandates Reform Act 
of 1995 requires no further Agency action or analysis. Since the 
proposed rule does not cost over $100 million in any one year, the 
proposed rule is not a major rule under the Unfunded Mandates Reform 
Act of 1995.

B. Executive Order 13132: Federalism

    The proposed rule does not have ``federalism implications'' because 
it

[[Page 53085]]

would not ``have substantial direct effects on the States, on the 
relationship between the national government and the States, or on the 
distribution of power and responsibilities among the various levels of 
government.'' Accordingly, under E.O. 13132, no further Agency action 
or analysis is required.

C. The Treasury and General Government Appropriations Act of 1999: 
Assessment of Federal Regulations and Policies on Families

    Section 654 of the Treasury and General Government Appropriations 
Act of 1999 (5 U.S.C. 601 note) requires agencies to assess the impact 
of Agency action on family well-being. MSHA has determined that the 
proposed rule would have no effect on family stability or safety, 
marital commitment, parental rights and authority, or income or poverty 
of families and children. Accordingly, MSHA certifies that this 
proposed rule would not impact family well-being.

D. Executive Order 12630: Government Actions and Interference With 
Constitutionally Protected Property Rights

    The proposed rule does not implement a policy with takings 
implications. Accordingly, under E.O. 12630, no further Agency action 
or analysis is required.

E. Executive Order 12988: Civil Justice Reform

    The proposed rule was written to provide a clear legal standard for 
affected conduct and was carefully reviewed to eliminate drafting 
errors and ambiguities, so as to minimize litigation and undue burden 
on the Federal court system. Accordingly, the proposed rule would meet 
the applicable standards provided in section 3 of E.O. 12988, Civil 
Justice Reform.

F. Executive Order 13045: Protection of Children From Environmental 
Health Risks and Safety Risks

    The proposed rule would have no adverse impact on children. 
Accordingly, under E.O. 13045, no further Agency action or analysis is 
required.

G. Executive Order 13175: Consultation and Coordination With Indian 
Tribal Governments

    This proposed rule does not have ``tribal implications'' because it 
would not ``have substantial direct effects on one or more Indian 
tribes, on the relationship between the Federal government and Indian 
tribes, or on the distribution of power and responsibilities between 
the Federal government and Indian tribes.'' Accordingly, under E.O. 
13175, no further Agency action or analysis is required.

H. Executive Order 13211: Actions Concerning Regulations That 
Significantly Affect Energy Supply, Distribution, or Use

    Executive Order 13211 requires agencies to publish a statement of 
energy effects when a rule has a significant energy action that 
adversely affects energy supply, distribution or use. MSHA has reviewed 
this proposed rule for its energy effects because the proposed rule 
applies to the underground mining sector. Because this proposed rule 
would result in annualized costs of approximately $17.9 million to the 
underground coal mining industry, relative to annual revenues of $21.2 
billion in 2014, MSHA has concluded that it is not a significant energy 
action because it is not likely to have a significant adverse effect on 
the supply, distribution, or use of energy. Accordingly, under this 
analysis, no further Agency action or analysis is required.

I. Executive Order 13272: Proper Consideration of Small Entities in 
Agency Rulemaking

    MSHA has thoroughly reviewed the proposed rule to assess and take 
appropriate account of its potential impact on small businesses, small 
governmental jurisdictions, and small organizations. MSHA has 
determined and certified that the proposed rule does not have a 
significant economic impact on a substantial number of small entities.

VIII. References

Dransite, Jerry, G. Clark, B. Warnock, D. Wease. ``Remotely 
Controlled Mining Machinery Study,'' MSHA Approval and Certification 
Center, August 3, 1998.
Hintermann, Beat, Anna Alberini, and Anil Markandya. ``Estimating 
the Value of Safety with Labour Market Data: Are the Results 
Trustworthy?,'' Applied Economics, 42(9):1085-1100, 2010. First 
published on July 18, 2008. URL: http://dx.doi.org/10.1080/00036840802260940.
Magat, W., W. Viscusi, and J. Huber. ``A Reference Lottery Metric 
for Valuing Health'', Management Science, 42(8):1118-1130m, 1996.
Sanders, M.S., and G.R. Kelly. ``Visual Attention Locations for 
Operating Continuous Miners, Shuttle Cars, and Scoops--Volume 1 
(contract J0387213, Canyon Research Group, Inc.)'', USBM OFR 29(1)-
82, 1981. NTIS PB 82-187964.
U.S. Department of Labor, Mine Safety and Health Administration, 
``Program Policy Manual, Vol. V--Coal Mines, Criteria--Mantrips,'' 
October 2003 (Release V-34), pp. 126 and 127.
U.S. Department of Labor, Mine Safety and Health Administration, 
``Proximity Protection System Specification.'' October 4, 2004.
U.S. Department of Labor, Mine Safety and Health Administration, 
Request for Information. ``Proximity Detection Systems for 
Underground Mines,'' Federal Register, Vol. 75, pg. 2009, February 
1, 2010.
U.S. Department of Labor, Mine Safety and Health Administration. 
``Preliminary Regulatory Economic Analysis for Proximity Detection 
Systems for Mobile Machines in Underground Mines,'' Proposed Rule 
(RIN 1219-AB78), http://www.msha.gov/prea.HTM, August 2011.
Viscusi, W. and J. Aldy. ``The Value of a Statistical Life: A 
Critical Review of Market Estimates Throughout the World,'' Journal 
of Risk and Uncertainty, 27:5-76, 2003.

List of Subjects in 30 CFR Part 75

    Mine safety and health, Reporting and recordkeeping requirements, 
Underground coal mines.

Joseph A. Main,
Assistant Secretary of Labor for Mine Safety and Health.

    For the reasons set out in the preamble and under the authority of 
the Federal Mine Safety and Health Act of 1977, as amended, MSHA is 
proposing to amend chapter I of title 30 of the Code of Federal 
Regulations as follows:

PART 75--MANDATORY SAFETY STANDARDS--UNDERGROUND COAL MINES

0
1. The authority citation for part 75 continues to read as follows:

    Authority: 30 U.S.C. 811, 813(h), 957.

0
2. Add Sec.  75.1733 to read as follows:


Sec.  75.1733  Proximity detection systems; other mobile machines.

    (a) Machines covered. Operators must equip coal hauling machines 
and scoops on working sections, except longwall working sections, with 
machine-mounted components of a proximity detection system in 
accordance with the following dates. For proximity detection systems 
with miner-wearable components, the mine operator must provide a miner-
wearable component to be worn by each miner on the working sections, 
except longwall working sections, by the following dates.
    (1) Coal hauling machines and scoops manufactured after [INSERT 
EFFECTIVE DATE OF THE FINAL RULE] must meet the requirements in this 
section no later than [INSERT

[[Page 53086]]

DATE 8 MONTHS AFTER THE EFFECTIVE DATE OF THE FINAL RULE]. These 
machines must meet the requirements in this section when placed in 
service with a proximity detection system.
    (2) Coal hauling machines or scoops manufactured and equipped with 
a proximity detection system on or before [INSERT EFFECTIVE DATE OF THE 
FINAL RULE] must:
    (i) Meet the requirements in this section no later than [INSERT 
DATE 8 MONTHS AFTER THE EFFECTIVE DATE OF THE FINAL RULE] if 
modifications to the existing proximity detection system can be made 
underground; or
    (ii) Meet the requirement in this section no later than [INSERT 
DATE 36 MONTHS AFTER THE EFFECTIVE DATE OF THE FINAL RULE] if the 
existing proximity detection system cannot be modified underground or 
needs to be replaced with a new proximity detection system.
    (3) Coal hauling machines and scoops manufactured and not equipped 
with a proximity detection system on or before [INSERT EFFECTIVE DATE 
OF THE FINAL RULE] must meet the requirements in this section no later 
than [INSERT DATE 36 MONTHS AFTER THE EFFECTIVE DATE OF THE FINAL 
RULE]. These machines must meet the requirements in this section when 
placed in service with a proximity detection system.
    (b) Requirements for proximity detection systems. If a proximity 
detection system includes miner-wearable components, both the machine-
mounted components and miner-wearable components constitute the 
proximity detection system. The system must:
    (1) Cause a machine to stop before contacting a miner except for a 
miner who is in the on-board operator's compartment;
    (2) Provide warning signals, distinguishable from other signals, 
that alert miners before the system causes a machine to stop: An 
audible and visual warning signal on any miner-wearable component and a 
visual warning signal on the machine;
    (3) Provide a visual signal on the machine that indicates the 
machine-mounted components are functioning properly;
    (4) Prevent movement of the machine if any machine-mounted 
component of the system is not functioning properly. However, a system 
with any machine-mounted component that is not functioning properly may 
allow machine movement if an audible or visual warning signal, 
distinguishable from other signals, is provided during movement. Such 
movement is permitted only for purposes of relocating the machine from 
an unsafe location for repair;
    (5) Be installed to prevent interference that adversely affects 
performance of any electrical system; and
    (6) Be installed and maintained in proper operating condition by a 
person trained in the installation and maintenance of the system.
    (c) Proximity detection system checks. Operators must:
    (1) Designate a person who must perform a check of machine-mounted 
components of the proximity detection system to verify that components 
are intact and the system is functioning properly, and to take action 
to correct defects:
    (i) At the beginning of each shift when the machine is to be used; 
or
    (ii) Immediately prior to the time the machine is to be operated if 
not in use at the beginning of a shift; or
    (iii) Within 1 hour of a shift change if the shift change occurs 
without an interruption in production.
    (2) Check for proper operation of each miner-wearable component at 
the beginning of each shift that the component is to be used. Defects 
must be corrected before the component is used.
    (d) Certifications and records. The operator must make and retain 
certifications and records as follows:
    (1) At the completion of the check of machine-mounted components 
required under paragraph (c)(1) of this section, a certified person 
under Sec.  75.100 must certify by initials, date, and time that the 
check was conducted. Defects found as a result of the check in 
paragraph (c)(1), including corrective actions and dates of corrective 
actions, must be recorded before the end of the shift;
    (2) Make a record of the defects found as a result of the check of 
miner-wearable components under paragraph (c)(2) of this section, 
including corrective actions and dates of corrective actions;
    (3) Make a record of the persons trained in the installation and 
maintenance of proximity detection systems required under paragraph 
(b)(6) of this section;
    (4) Maintain records in a secure book or electronically in a secure 
computer system not susceptible to alteration; and
    (5) Retain records for at least one year and make them available 
for inspection by authorized representatives of the Secretary and 
representatives of miners.

[FR Doc. 2015-21573 Filed 9-1-15; 8:45 am]
BILLING CODE 4510-43-P



                                                      53070              Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules

                                                      the IRS and the Treasury Department                     Contact Information                                   DEPARTMENT OF LABOR
                                                      believe that the regulations likely would
                                                      not have a ‘‘significant economic impact                   For general questions regarding these              Mine Safety and Health Administration
                                                      on a substantial number of small                        regulations, please contact the
                                                      entities.’’ 5 U.S.C. 605. This certification            Department of the Treasury MPRA                       30 CFR Part 75
                                                      is based on the fact that the number of                 guidance information line at (202) 622–
                                                                                                                                                                    [Docket No. MSHA–2014–0019]
                                                      small entities affected by this rule is                 1559 (not a toll-free number). For
                                                                                                              information regarding a specific                      RIN 1219–AB78
                                                      unlikely to be substantial because it is
                                                      unlikely that a substantial number of                   application for a suspension of benefits,
                                                                                                              please contact the Department of the                  Proximity Detection Systems for
                                                      small multiemployer plans in critical                                                                         Mobile Machines in Underground
                                                      and declining status will suspend                       Treasury at (202) 622–1534 (not a toll-
                                                                                                                                                                    Mines
                                                      benefits under section 432(e)(9).                       free number).
                                                      Pursuant to section 7805(f) of the Code,                                                                      AGENCY:  Mine Safety and Health
                                                                                                              List of Subjects in 26 CFR Part 1
                                                      this notice of proposed rulemaking has                                                                        Administration, Labor.
                                                      been submitted to the Chief Counsel of                    Income taxes, reporting and                         ACTION: Proposed rule.
                                                      Advocacy of the Small Business                          recordkeeping requirements.
                                                                                                                                                                    SUMMARY:   The Mine Safety and Health
                                                      Administration for comment on its
                                                                                                              Proposed Amendments to the                            Administration (MSHA) is proposing to
                                                      impact on small business.
                                                                                                              Regulations                                           require underground coal mine
                                                      Comments and Request for a Public                                                                             operators to equip coal hauling
                                                      Hearing                                                   Accordingly, 26 CFR part 1 is                       machines and scoops with proximity
                                                                                                              proposed to be amended as follows:                    detection systems. Miners working near
                                                         Before these proposed regulations are                                                                      these machines face pinning, crushing,
                                                      adopted as final regulations,                           PART 1—INCOME TAXES                                   and striking hazards that result in
                                                      consideration will be given to any                                                                            accidents involving life threatening
                                                      comments that are submitted timely to                   ■ Paragraph 1. The authority citation                 injuries and death. The proposal would
                                                      the Treasury Department and the IRS as                  for part 1 continues to read in part as               strengthen protections for miners by
                                                      prescribed in this preamble under the                   follows:                                              reducing the potential for pinning,
                                                      ‘‘Addresses’’ heading. The Treasury                         Authority: 26 U.S.C. 7805 * * *                   crushing, or striking accidents in
                                                      Department and the IRS request                                                                                underground coal mines. MSHA is also
                                                      comments on all aspects of the proposed                 ■ Par. 2. Section 1.432(e)(9)–1(h) is                 interested in the application of these
                                                      rules. All comments will be available for               amended by revising paragraph (h)(2)                  proposed requirements to underground
                                                      public inspection and copying at                        and adding paragraphs (h)(3)(iv) and (v)              metal and nonmetal mines.
                                                      www.regulations.gov or upon request.                    to read as follows:                                   DATES: Comments must be received or
                                                      Please Note: All comments will be made                                                                        postmarked by midnight Eastern
                                                                                                              § 1.432(e)(9)–1 Benefit suspensions for               Daylight Saving Time on December 1,
                                                      available to the public. Do not include
                                                                                                              multiemployer plans in critical and                   2015.
                                                      any personally identifiable information                 declining status.
                                                      (such as Social Security number, name,                                                                        ADDRESSES:   Submit comments and
                                                      address, or other contact information) or               *      *     *     *    *
                                                                                                                                                                    informational materials, identified by
                                                      confidential business information that                     (h) * * *                                          RIN 1219–AB78 or Docket No. MSHA–
                                                      you do not want publicly disclosed. All                    (2) Participant vote. [The text of the             2014–0019, by one of the following
                                                      comments may be posted on the Internet                  proposed amendments to § 1.432(e)(9)–                 methods:
                                                      and can be retrieved by most Internet                   1(h)(2) is the same as § 1.432(e)(9)–                   • Federal e-Rulemaking Portal:
                                                      search engines.                                         1T(h)(2) published elsewhere in this                  http://www.regulations.gov. Follow the
                                                         If requested in writing by any person                issue of the Federal Register.]                       instructions for submitting comments.
                                                      who timely submits written comments                                                                             • Email: zzMSHA-
                                                                                                              *      *     *     *    *                             comments@dol.gov.
                                                      on these proposed regulations, a public
                                                                                                                 (3) * * *                                            • Fax: 202–693–9441.
                                                      hearing will be scheduled on the
                                                                                                                 (iv) Statement in opposition to the                  • Mail: MSHA, Office of Standards,
                                                      contents of this document. Comments
                                                                                                              proposed suspension. [The text of the                 Regulations, and Variances, 201 12th
                                                      and requests for a public hearing must                                                                        Street South, Suite 4E401, Arlington,
                                                      be received by November 2, 2015. If a                   proposed amendments to § 1.432(e)(9)–
                                                                                                                                                                    Virginia 22209–3939.
                                                      public hearing is scheduled, notice of                  1(h)(3)(iv) is the same as § 1.432(e)(9)–
                                                                                                                                                                      • Hand Delivery/Courier: MSHA, 201
                                                      the date, time, and place for the public                1T(h)(3)(iv) published elsewhere in this              12th Street South, Suite 4E401,
                                                      hearing will be published in the Federal                issue of the Federal Register.]                       Arlington, Virginia, between 9:00 a.m.
                                                      Register. Please see the ‘‘Background                      (v) Model ballot. [The text of the                 and 5:00 p.m. Monday through Friday,
                                                      and Explanation of Provisions’’ heading                 proposed amendments to § 1.432(e)(9)–                 except Federal holidays. Sign in at the
                                                      for information regarding a public                      1(h)(3)(v) is the same as § 1.432(e)(9)–              receptionist’s desk on the 4th floor.
                                                      hearing scheduled for September 10,                     1T(h)(3)(v) published elsewhere in this                 Instructions: All submissions must
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      2015, concerning the June 2015                          issue of the Federal Register.]                       include MSHA and RIN 1219–AB78 or
                                                      proposed regulations regarding the                                                                            Docket No. MSHA–2014–0019. Do not
                                                      Suspension of Benefits under the                        *      *     *     *    *
                                                                                                                                                                    include personal information that you
                                                      Multiemployer Pension Reform Act of                     John M. Dalrymple,                                    do not want publicly disclosed; MSHA
                                                      2014, during which individuals who                      Deputy Commissioner for Services and                  will post all comments without change
                                                      have already requested to speak                         Enforcement.                                          to http://www.regulations.gov and
                                                      regarding those regulations may also                    [FR Doc. 2015–21765 Filed 8–31–15; 11:15 am]          http://www.msha.gov/
                                                      address the substance of these proposed                 BILLING CODE 4830–01–P
                                                                                                                                                                    currentcomments.asp, including any
                                                      regulations.                                                                                                  personal information provided.


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00052   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                                         Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules                                           53071

                                                        Docket: For access to the docket to                   V. Regulatory Flexibility Act and Small               and Health Act of 1977 (Mine Act), as
                                                      read comments received, go to http://                        Business Regulatory Enforcement                  amended.
                                                      www.regulations.gov or http://                               Fairness Act
                                                                                                                A. Definition of a Small Mine                       B. Background
                                                      www.msha.gov/currentcomments.asp.
                                                                                                                B. Factual Basis for Certification                     Proximity detection is a technology
                                                      To read background documents, go to                     VI. Paperwork Reduction Act of 1995
                                                      http://www.regulations.gov. Review the                                                                        that uses electronic sensors to detect
                                                                                                                A. Summary
                                                      docket in person at MSHA, Office of                       B. Procedural Details                               motion or the location of one object
                                                      Standards, Regulations, and Variances,                  VII. Other Regulatory Considerations                  relative to another. Proximity detection
                                                      201 12th Street South, Suite 4E401,                       A. The Unfunded Mandates Reform Act of              systems provide a warning and stop
                                                      Arlington, Virginia, between 9:00 a.m.                       1995                                             mobile machines before a pinning,
                                                      and 5:00 p.m. Monday through Friday,                      B. Executive Order 13132: Federalism                crushing, or striking accident occurs
                                                                                                                C. The Treasury and General Government              that could result in injury or death to
                                                      except Federal Holidays. Sign in at the
                                                                                                                   Appropriations Act of 1999: Assessment           miners.
                                                      receptionist’s desk on the 4th floor.                        of Federal Regulations and Policies on
                                                        Information Collection Supporting                                                                              Traditionally, coal hauling machines
                                                                                                                   Families                                         (shuttle cars, ram cars, and continuous
                                                      Statement: MSHA posts Information                         D. Executive Order 12630: Government
                                                                                                                                                                    haulage systems) are self-propelled
                                                      Collection Supporting Statements on                          Actions and Interference With
                                                                                                                   Constitutionally Protected Property              equipment used to transport coal from
                                                      http://www.regulations.gov and on
                                                                                                                   Rights                                           the working face to a point where the
                                                      MSHA’s Web site at http://
                                                                                                                E. Executive Order 12988: Civil Justice             coal is loaded into mine cars or onto a
                                                      www.msha.gov/regs/fedreg/
                                                                                                                   Reform                                           conveyor for transfer to the surface.
                                                      informationcollection/
                                                                                                                F. Executive Order 13045: Protection of             Scoops are self-propelled general utility
                                                      informationcollection.asp. A copy of the                     Children From Environmental Health               vehicles for cleanup of loose coal or
                                                      information collection package is also                       Risks and Safety Risks                           debris and moving equipment or
                                                      available from the Department of Labor                    G. Executive Order 13175: Consultation              supplies. MSHA has evaluated all
                                                      by request to Michel Smyth at                                and Coordination With Indian Tribal              accident reports involving coal hauling
                                                      smyth.michel@dol.gov (email) or 202–                         Governments
                                                                                                                                                                    machines and scoops between 1984 and
                                                      693–4129 (voice).                                         H. Executive Order 13211: Actions
                                                                                                                   Concerning Regulations That                      2014. MSHA has determined that a
                                                        Preliminary Regulatory Economic                                                                             proximity detection system could have
                                                      Analysis (PREA): MSHA will post the                          Significantly Affect Energy Supply,
                                                                                                                   Distribution, or Use                             prevented 42 fatalities and 179 injuries
                                                      PREA on http://www.regulations.gov                        I. Executive Order 13272: Proper                    resulting from these accidents that
                                                      and on MSHA’s Web site at http://                            Consideration of Small Entities in               occurred on the working section.
                                                      www.msha.gov/rea.htm.                                        Agency Rulemaking                                   In 1998, MSHA evaluated accidents
                                                        E-Mail Notification: To subscribe to                  VIII. References                                      involving remote controlled mining
                                                      receive an email notification when                                                                            machines and determined that
                                                      MSHA publishes rules, program                           I. Introduction                                       proximity detection systems have the
                                                      information, instructions, or policy, in                   The proposed rule would require                    potential to prevent accidents that occur
                                                      the Federal Register, go to http://                     underground coal mine operators to                    when the machine operator or another
                                                      www.msha.gov/subscriptions/                             equip coal hauling machines and scoops                miner gets too close to the machine
                                                      subscribe.aspx.                                         on working sections, except longwall                  (Dransite, 1998). MSHA noted that if
                                                      FOR FURTHER INFORMATION CONTACT:                        working sections, with proximity                      changes in work practices or machine
                                                      Sheila McConnell, Acting Director,                      detection systems according to a phase-               design do not prevent miners from being
                                                      Office of Standards, Regulations, and                   in schedule for newly manufactured and                placed in unsafe locations, the Agency
                                                      Variances, MSHA, at                                     existing equipment. The proposed                      should consider a requirement for
                                                      mcconnell.sheila.a@dol.gov (email),                     requirements would strengthen                         proximity detection with automatic
                                                      202–693–9440 (voice), or 202–693–9441                   protections for miners by reducing the                machine shutdown. No MSHA-
                                                      (facsimile).                                            potential for pinning, crushing, or                   approved proximity detection systems
                                                                                                              striking injuries to miners who work                  were commercially available for use in
                                                      SUPPLEMENTARY INFORMATION:
                                                                                                              near these machines. MSHA is also                     underground mines at that time.
                                                      Table of Contents                                       interested in the application of these                   In 2002, following a series of fatal
                                                                                                              proposed requirements to underground                  pinning, crushing, and striking
                                                      I. Introduction                                         metal and nonmetal mines.                             accidents, MSHA decided to work with
                                                         A. Regulatory Authority                                 Proximity detection systems consist of             the coal mining industry to develop a
                                                         B. Background                                        machine-mounted components and, if                    proximity detection system for use on
                                                      II. Section-by-Section Analysis                                                                               underground continuous mining
                                                         A. § 75.1733(a) Machines Covered
                                                                                                              applicable, miner-wearable components.
                                                         B. § 75.1733(b) Requirements for Proximity           For proximity detection systems with                  machines. Since that time,
                                                            Detection Systems                                 miner-wearable components, the mine                   manufacturers adapted proximity
                                                         C. § 75.1733(c) Proximity Detection System           operator would be required to provide a               detection for use on other mobile
                                                            Checks                                            miner-wearable component to be worn                   machines. MSHA evaluated several
                                                         D. § 75.1733(d) Certification and Records            by each miner on the working section.                 systems and conducted field testing.
                                                      III. Preliminary Regulatory Economic                    The proposed rule would establish                        In 2010, MSHA introduced an
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                            Analysis                                          performance and maintenance                           initiative titled ‘‘Safety Practices around
                                                         A. Executive Orders (E.O.) 12866 and                 requirements for proximity detection                  Shuttle Cars and Scoops in
                                                            13563                                                                                                   Underground Coal Mines.’’ MSHA
                                                         B. Population at Risk
                                                                                                              systems and would require training for
                                                                                                              persons performing the installation and               initiated this safety campaign to raise
                                                         C. Net Benefits
                                                         D. Benefits                                          maintenance.                                          the mining industry’s awareness of
                                                         E. Compliance Costs                                                                                        pinning, crushing, or striking hazards
                                                                                                              A. Regulatory Authority                               associated with mobile mining
                                                      IV. Feasibility
                                                         A. Technological Feasibility                           This proposed rule is issued under                  machines. This initiative included
                                                         B. Economic Feasibility                              section 101 of the Federal Mine Safety                training programs and best practices to


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00053   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                      53072              Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules

                                                      encourage mine operators to train                       machines with the system on three                     the system activate a warning signal and
                                                      underground coal miners to exercise                     sections in an underground coal mine.                 stop the machines as designed.
                                                      caution when working around mobile                      This mine used the proximity detection                  MSHA monitors the installation and
                                                      machines. Information regarding this                    system on remote controlled continuous                development of proximity detection
                                                      initiative is available at: http://                     mining machines, shuttle cars, roof                   systems to maintain up-to-date
                                                      www.msha.gov/focuson/watchout/                          bolting machines, feeder breakers, and                information on the number and
                                                      watchout.asp. Even so, 41 pinning,                      scoops.                                               capabilities of systems in use. MSHA
                                                      crushing, or striking accidents involving                  One system observed in South Africa,               estimates that, as of January 2015, there
                                                      coal hauling machines and scoops have                   not used in the United States, used                   were 583 machines in underground coal
                                                      occurred since 2010: 23 that involved                   multiple technologies: Very low                       mines in the United States equipped
                                                      coal hauling machines and 18 that                       frequency (VLF) electromagnetic                       with proximity detection systems.
                                                      involved scoops. Three fatalities                       technology in combination with ultra-                 Equipped machines include continuous
                                                      occurred in 2013, one involving a scoop                 high frequency (UHF) radio frequency                  mining machines, scoops, coal hauling
                                                      and two involving coal hauling                          identification (RFID) and a 2.4 gigahertz             machines, a loading machine, a feeder
                                                      machines; and one fatality occurred in                  (GHz) radar system. The VLF                           breaker, and a roof bolting machine.
                                                      2014 involving a scoop. MSHA                            electromagnetic system provided great                 MSHA accident data supports a
                                                      determined that proximity detection                     accuracy at close distances for slower                proposed rule that applies to coal
                                                      systems could have prevented these                      moving machines. The UHF RFID                         hauling machines (shuttle cars, ram
                                                      accidents (since these miners were                      system provided greater range for faster              cars, and continuous haulage systems)
                                                      located in a proximity detection system                 moving machines. The radar system                     and scoops. At this time, MSHA does
                                                      warning/stopping zone).                                 provided an object detection system,                  not have accident data that justifies
                                                         The Agency published a Request for                   which communicated with the other                     applying the proposed requirements to
                                                      Information (RFI) on proximity                          two systems to validate potential                     other mobile machines on the working
                                                      detection systems in the Federal                        danger.                                               section, such as roof bolting machines.
                                                      Register on February 1, 2010 (75 FR                        There are four proximity detection                   MSHA published a final rule on
                                                      5009). The comment period closed on                     systems approved under existing                       Proximity Detection Systems for
                                                      April 2, 2010. MSHA received                            regulations for permissibility in 30 CFR              Continuous Mining Machines in
                                                      comments from mining associations;                      part 18. These approvals are intended to              Underground Coal Mines on January 15,
                                                      mining companies; manufacturers; and                    ensure that the systems will not                      2015 (80 FR 2188). The final rule
                                                      state, federal, and international                       introduce an ignition hazard when                     addressed equipping continuous mining
                                                      governments.                                            operated in potentially explosive                     machines with proximity detection
                                                         Comments received in response to the                                                                       systems, phased in over 8 to 36 months,
                                                                                                              atmospheres. MSHA’s approval
                                                      RFI addressed specific questions                                                                              and is separate from this rulemaking.
                                                                                                              regulations under 30 CFR part 18 do not
                                                      regarding function, application,                                                                                MSHA developed this proposed rule
                                                      training, costs, and benefits of proximity              address how systems will perform in
                                                                                                              reducing pinning, crushing, or striking               on proximity detection systems for
                                                      detection systems to reduce the risk of                                                                       mobile machines in underground mines
                                                      accidents. Some commenters stated that                  hazards. Two of these systems have
                                                                                                              been installed on coal hauling machines               to be comparable to the requirements for
                                                      proximity detection systems are                                                                               proximity detection systems on
                                                      beneficial and can prevent pinning,                     and scoops.
                                                                                                                 The four MSHA-approved proximity                   continuous mining machines. MSHA
                                                      crushing, and striking accidents.                                                                             intends that this proposed rule would
                                                      Commenters stated that conditions in                    detection systems operate using
                                                                                                              electromagnetic technology and require                take advantage of existing proven
                                                      the mining environment, including                                                                             technology, to minimize the burden on
                                                      blocked visibility and limited space, or                a miner to wear a component. A
                                                                                                              microprocessor sends a signal to                      mine operators, and allow for advances
                                                      simply the lack of sight due to limited                                                                       in proximity detection technology.
                                                      light, can cause an accident and that the               activate a warning signal or stop
                                                                                                              machine movement when a miner                         Additional information on proximity
                                                      only way to address these hazards is to
                                                                                                              wearing the component is within a                     detection systems and technology is
                                                      equip mining vehicles with a proximity
                                                                                                              distance pre-set for the machine and                  available on the NIOSH’s Web page at
                                                      detection system. A commenter stated
                                                                                                              mine conditions.                                      http://www.cdc.gov/niosh/mining/
                                                      that, when it comes to safety,
                                                                                                                 In September 2011, MSHA observed                   topics/ProximityDetection.html.
                                                      engineering barriers are sometimes
                                                                                                              two coal hauling machines equipped                      MSHA solicits information and data
                                                      required when the behavior of everyone,
                                                                                                              with an MSHA-approved proximity                       on the advantages and disadvantages of
                                                      whether due to the lack of training or
                                                                                                              detection system being used in an                     applying proximity detection systems
                                                      taking shortcuts, cannot be relied on.
                                                                                                              underground coal mine in the United                   on mobile machines in underground
                                                      Several commenters stated that the
                                                                                                              States. MSHA observed the systems                     metal and nonmetal mines.
                                                      technology needs further development
                                                      and testing.                                            provide appropriate activation of                     II. Section-by-Section Analysis
                                                         RFI comments related to specific                     warning signals and stop the coal
                                                      provisions of the proposed rule are                     hauling machines. MSHA also observed                  A. § 75.1733(a) Machines Covered
                                                      addressed in the section-by-section                     the coal hauling machines and                           Proposed § 75.1733(a) would require
                                                      analysis later in this preamble.                        continuous mining machines equipped                   underground coal mine operators to
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                         In April 2010, MSHA observed the                     with proximity detection systems                      equip coal hauling machines and scoops
                                                      use of proximity detection systems in                   function properly to protect miners                   on working sections, except longwall
                                                      three underground mines in the                          equipped with miner-wearable                          working sections, with the machine-
                                                      Republic of South Africa (South Africa),                components.                                           mounted components of a proximity
                                                      demonstrating successful use of this                       In June 2013, MSHA observed an                     detection system in accordance with the
                                                      technology. One of the mines visited                    MSHA-approved proximity detection                     proposed phase-in schedule. At this
                                                      began testing a proximity detection                     system on a coal hauling machine and                  time, all MSHA-approved proximity
                                                      system in 2008 and, at the time of the                  on a scoop at an underground coal mine                detection systems include a miner-
                                                      MSHA visit, had equipped the mobile                     in the United States. MSHA observed                   wearable component. Together, the


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00054   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                                         Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules                                          53073

                                                      machine-mounted components and any                      entryways and the on-board machine                    systems. MSHA requests that
                                                      miner-wearable components make up                       operators have limited visibility of the              commenters include specific
                                                      the proximity detection system. This                    area around the machine. Coal hauling                 information on alternatives, rationale for
                                                      proposed rule would also accommodate                    machines also travel through ventilation              suggested alternatives, safety benefits to
                                                      possible future technologies that may                   curtains where they can encounter                     miners, costs of implementation,
                                                      not require a miner-wearable                            miners without warning. Continuous                    technological and economic feasibility
                                                      component.                                              haulage systems include mobile bridge                 considerations, and supporting data.
                                                         For MSHA-approved proximity                          conveyors or carriers and flexible
                                                      detection systems with miner-wearable                   conveyor trains. Continuous haulage                   1. Exceptions
                                                      components, the proposed rule would                     systems consist of two or more mobile              The proposal would exclude longwall
                                                      require the mine operator to provide a                  units. When a continuous haulage                working sections. In MSHA’s
                                                      miner-wearable component to be worn                     system is used to transport coal to the         experience, coal hauling machines and
                                                      by each miner on the working section,                   conveyor, MSHA considers the working            scoops are not routinely used on
                                                      except longwall working sections. The                   section to be all areas of the mine from        longwall working sections. The working
                                                      proposal would apply to coal hauling                    the loading point to and including the          section includes all areas of the coal
                                                      machines and scoops on working                          working faces. These machines are long          mine from the loading point of the
                                                      sections using continuous mining                        and extend beyond the visual range of           section to and including the working
                                                      machines, including full-face                           the machine operator. Miners on                 faces.
                                                      continuous mining machines, or using                    working sections using continuous
                                                      conventional mining methods. The                        haulage systems can be near the systems            MSHA solicits information and data
                                                      proposal would apply to production and                  without the machine operators’                  addressing whether scoops or coal
                                                      maintenance shifts.                                     knowledge and can be pinned, crushed,           haulage machines cause a hazard to
                                                         A commenter, in response to the RFI,                 or struck.                                      miners on longwall working sections
                                                      stated that MSHA’s approval process                        MSHA has determined that miners are          such that they may require the use of
                                                      does not include an evaluation of the                   exposed to pinning, crushing, and               proximity detection. MSHA requests
                                                      systems’ functional readiness to perform                striking hazards when working near              that commenters include specific
                                                      in the underground mine environment.                    these machines in underground coal              information on rationale for not
                                                      This commenter indicated that only a                    mines, and that working near these              excluding longwall working sections,
                                                      handful of mines have operational                       machines on the working section has             safety benefits to miners, costs of
                                                      experience with approved systems and                    resulted in a significant number of             implementation, technological and
                                                      that a thorough examination of the                      injuries and fatalities. A proximity            economic feasibility considerations, and
                                                      operational readiness of these systems                  detection system could have prevented           supporting data.
                                                      must be undertaken to address safety                    42 pinning, crushing, or striking                  MSHA is aware that some machines
                                                      issues before they are required. Several                fatalities on these machines from 1984          operate both on and off the working
                                                      other commenters stated that proximity                  through 2014 (since the miners were             section and that some machines are only
                                                      detection systems have not proven                       located in a proximity detection system         used off the working section. The
                                                      reliable and that more testing is needed.               warning/stopping zone), which                   proposal would require mine operators
                                                         A representative of a South African                  occurred on working sections: 31                to equip only coal hauling machines
                                                      mining company that uses a proximity                    associated with coal hauling machines           and scoops used on the working section
                                                      detection system on continuous mining                   and 11 associated with scoops. (See             with the machine-mounted components
                                                      machines, shuttle cars, scoops, roof                    Table 1.) Use of proximity detection            of a proximity detection system. From
                                                      bolting machines, and feeder breakers,                  systems could have prevented these              1984 through 2014, however, two fatal
                                                      stated in comments to the RFI that the                  accidents by stopping machine                   accidents involving scoops occurred off
                                                      system is reliable. This South African                  movement before miners were pinned,             working sections. MSHA is not aware of
                                                      mining company reported that it did not                 crushed, or struck by the machine.              a fatal accident involving a coal hauling
                                                      have a single reliability problem over a
                                                                                                                                                              machine traveling off a working section.
                                                      period of 18 months.                                      TABLE 1—NUMBER OF UNDERGROUND In addition, 13 nonfatal accidents
                                                         A proximity detection system
                                                      manufacturer stated that its proximity
                                                                                                                 COAL MINE PREVENTABLE INJURIES/ occurred off working sections (two
                                                      detection system is installed on many                      FATALITIES ON THE WORKING SEC- involving coal hauling machines and 11
                                                      types of underground mobile machines                       TION (1984–2014) BY MACHINE involving scoops) and 16 occurred in an
                                                      in Canada and Australia and that there                     TYPE                                         unknown location (one involving a coal
                                                      has not been a serious injury or fatality                                                               hauling machine and 15 involving
                                                      reported on any machine using its                          Machine type         Injuries    Fatalities  scoops).
                                                      proximity detection system. Another                                                                        MSHA solicits comments on whether
                                                                                                              Coal Hauling
                                                      commenter stated that applying                             Machines .......            123           31 the proposed requirements should apply
                                                      proximity detection systems to all                      Scoops ..............            56          11 to any mobile machines, other than coal
                                                      mobile machines should be a long-term                                                                   hauling machines and scoops, in use on
                                                      goal that could provide safety benefits.                   Total ..............        179           42 or off the working section. MSHA also
                                                         Coal hauling machines include                                                                        solicits comments on whether the
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                                                                                 Note: Of these 42 fatalities, nine occurred
                                                      shuttle cars, diesel- and battery-powered               from 2010 through 2014. Four of those fatali- proposed requirements should apply to
                                                      ram cars, and continuous haulage                        ties occurred in 2013 and 2014: two involving coal hauling machines and scoops in
                                                      systems. Scoops in underground coal                     coal hauling machines and two involving use off the working section. MSHA
                                                      mines include both diesel-powered and                   scoops.                                         requests that commenters include
                                                      electrical-powered scoops. Mobile                          MSHA would consider alternative              specific information on their rationale,
                                                      machines travel through narrow                          technologies that might provide                 safety benefits to miners, costs of
                                                      entryways at faster speeds than                         protection from pinning, crushing, or           implementation, technological and
                                                      continuous mining machines. Miners                      striking hazards at least equivalent to         economic feasibility considerations, and
                                                      work and travel in the same narrow                      that provided by proximity detection            supporting data.


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00055   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                      53074              Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules

                                                      2. MSHA-Approved Proximity Detection                    due to the length of these machines and               scoops manufactured after the effective
                                                      Systems                                                 the unique interaction with continuous                date of a final rule to meet the rule’s
                                                        The three methods to obtain MSHA                      mining machines.                                      requirements no later than 8 months
                                                                                                                 MSHA solicits comments on other                    after the effective date of the final rule.
                                                      approval to add the machine-mounted
                                                                                                              types of mobile machines that should be               These machines would need to meet the
                                                      components of a proximity detection
                                                                                                              required to be equipped with proximity                requirements in this section when
                                                      system to a machine are as follows:
                                                                                                              detection systems. MSHA specifically                  placed in service with a proximity
                                                        (1) A machine manufacturer can
                                                                                                              solicits comments on circumstances                    detection system. The Agency intends
                                                      apply for a Revised Approval
                                                                                                              where it may be appropriate to require                that a machine is placed in service
                                                      Modification Program (RAMP) approval.
                                                                                                              loading machines, roof bolting                        when the machine equipped with a
                                                        (2) A mine operator can apply to the
                                                                                                              machines, and feeder breakers to be                   proximity detection system is placed in
                                                      Approval and Certification Center
                                                                                                              equipped with a proximity detection                   the underground coal mine.
                                                      (A&CC) for a field modification.
                                                                                                              system. Comments should provide                          Proposed § 75.1733(a)(2) would
                                                        (3) A mine operator can notify the
                                                                                                              specific information on rationale for                 require coal hauling machines or scoops
                                                      MSHA district manager through a
                                                                                                              requiring other types of mobile                       manufactured and equipped with a
                                                      district field change application for
                                                                                                              machines to be equipped with                          proximity detection system on or before
                                                      electric machines.
                                                                                                              proximity detection systems, safety                   the effective date of a final rule to meet
                                                        MSHA offers an optional Proximity
                                                                                                              benefits to miners, technological and                 the rule’s requirements no later than 8
                                                      Detection Acceptance (PDA) program
                                                                                                              economic feasibility considerations, and              months after the effective date of the
                                                      which allows a proximity detection
                                                                                                              supporting data.                                      final rule when modifications to the
                                                      system manufacturer to obtain MSHA
                                                                                                                 Each proximity detection system                    existing proximity detection system can
                                                      acceptance for a proximity detection                                                                          be made underground; or 36 months
                                                                                                              currently approved by MSHA for use in
                                                      system. This acceptance states that the                                                                       after the effective date of the final rule
                                                                                                              underground coal mines in the United
                                                      proximity detection system has been                                                                           when the existing proximity detection
                                                                                                              States uses miner-wearable components.
                                                      evaluated under 30 CFR part 18 and is                                                                         system cannot be modified underground
                                                                                                              These systems cannot protect any miner
                                                      suitable for incorporation on an MSHA-                                                                        or needs to be replaced with a new
                                                                                                              who is not wearing a miner-wearable
                                                      approved machine. It permits the                                                                              proximity detection system.
                                                                                                              component.
                                                      manufacturer or owner of a machine to                      Miners on the working section often                   Proposed § 75.1733(a)(3) would
                                                      add the proximity detection system to a                 work near coal hauling machines and                   require coal hauling machines and
                                                      machine by requesting MSHA to add the                   scoops. Each miner on a working                       scoops manufactured and not equipped
                                                      acceptance number (PDA Number) to                       section can be exposed to pinning,                    with a proximity detection system on or
                                                      the machine approval under one of                       crushing, or striking hazards from these              before the effective date of a final rule
                                                      three methods listed above.                             machines and would need to wear a                     to meet the rule’s requirements no later
                                                        MSHA has approved four proximity                      miner-wearable component for                          than 36 months after the effective date
                                                      detection systems under existing                        protection. The proposal would require                of the final rule. These machines would
                                                      regulations for permissibility in 30 CFR                the mine operator to provide a miner-                 need to meet the requirements in this
                                                      part 18 for use on continuous mining                    wearable component to be worn by each                 section when placed in service with a
                                                      machines. Two of these approved                         miner on the working section, except                  proximity detection system.
                                                      systems have been installed on coal                     longwall working sections. A working                     Several commenters on the RFI
                                                      hauling machines or scoops.                             section is defined in existing § 75.2 as              recommended that MSHA consider a
                                                        As of January 2015, there were 79 coal                all areas of the coal mine from the                   phase-in approach with separate
                                                      hauling machines and 50 scoops                          loading point of the section up to and                compliance dates addressing new
                                                      equipped with a proximity detection                     including the working faces.                          equipment, rebuilt equipment, and
                                                      system in use in underground coal                          To assess the costs of the proposed                equipment in service. One commenter
                                                      mines in the United States. Proximity                   rule, MSHA estimated that there are                   encouraged MSHA to proceed
                                                      detection was adapted for use on coal                   seven miners per working section. In                  cautiously and to provide the time
                                                      hauling machines and scoops by                          addition, other persons may visit the                 required to assure the development of
                                                      adjusting the field generator                           working section on occasion, such as                  reliable and effective systems. Another
                                                      configuration to create appropriately                   dust samplers, surveyors, electricians,               commenter stated that machines should
                                                      sized zones and by changing the method                  or mine examiners, and would need a                   be retrofitted with proximity detection
                                                      for stopping machine movement. For                      miner-wearable component.                             systems in a shop or during rebuild.
                                                      example, a proximity detection system                      MSHA solicits comments on the                         The proposed phase-in schedule
                                                      may be configured, as needed, to de-                    numbers of persons who may be on the                  would provide an appropriate amount
                                                      energize the pump motor to stop                         working section during a single shift.                of time for manufacturers to produce
                                                      continuous haulage machine movement                     Comments should be specific and                       proximity detection systems; for
                                                      while a system installed on a shuttle car               include alternatives, rationale for                   manufacturers and mine operators to
                                                      may be configured to apply brakes.                      suggested alternatives, safety benefits to            install proximity detection systems on
                                                        MSHA is aware that a manufacturer                     miners, technological and economic                    newly manufactured machines or
                                                      has installed machine-mounted                           feasibility considerations, and                       modify in-service proximity detection
                                                      components on a continuous haulage                                                                            systems and machines; and for mine
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                                                                              supporting data.
                                                      system and that the manufacturer has                                                                          operators to install proximity detection
                                                      demonstrated its performance to a mine                  3. Proposed Phase-In Schedule for                     systems on machines not equipped by
                                                      operator. MSHA has not observed the                     Proximity Detection Systems on Coal                   the effective date of a final rule.
                                                      operation of a proximity detection                      Hauling Machines and Scoops                              In determining the schedule, MSHA
                                                      system installed on a continuous                           Proposed § 75.1733(a) would phase in               considered the availability of MSHA-
                                                      haulage system in an underground                        the use of proximity detection systems                approved proximity detection systems,
                                                      mine. MSHA anticipates challenges                       according to the following schedule.                  the estimated number of machines that
                                                      with adapting proximity detection                          Proposed § 75.1733(a)(1) would                     would be replaced by newly
                                                      systems to continuous haulage systems                   require coal hauling machines and                     manufactured machines during this


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00056   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                                         Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules                                         53075

                                                      period, manufacturers’ capacity to                      coal mines have been equipped with a                  phase-in schedules. Comments should
                                                      produce and install systems for these                   proximity detection system.                           be specific and include alternatives,
                                                      machines, and manufacturers’ and mine                      The proposed rule would allow 36                   rationale for suggested alternatives,
                                                      operators’ ability to produce and install               months for mine operators to install                  safety benefits to miners, technological
                                                      systems on existing equipment. The                      proximity detection systems on coal                   and economic feasibility considerations,
                                                      phase-in schedule would allow mine                      hauling machines and scoops                           and supporting data.
                                                      operators time to train their workforce                 manufactured and not equipped with a
                                                                                                              proximity detection system on or before               4. Training Requirements for Miners
                                                      on proximity detection systems.
                                                         MSHA considers the date that the                     the effective date of a final rule. This              Working Near Machines Equipped With
                                                      machine was manufactured as the date                    time period would allow mine operators                Proximity Detection Systems
                                                      identified on the machine or otherwise                  time to schedule installations during                    In response to the RFI, some
                                                      provided by the manufacturer. MSHA                      planned rebuilds or scheduled                         commenters stated that miners will
                                                      considers coal hauling machines and                     maintenance and to train their                        need task training when machines are
                                                      scoops to be equipped with a proximity                  workforce on proximity detection                      equipped with a proximity detection
                                                      detection system when the machine-                      systems. MSHA believes it is important                system. As the proximity detection
                                                      mounted components are installed on                     for coal hauling machines and scoops                  systems are phased in, mine operators
                                                      the machine and miners are provided                     equipped with a proximity detection                   would be required to provide miners
                                                      with the miner-wearable components.                     system to meet requirements when                      with new task training under existing
                                                         The proposed rule would allow 8                      placed in service to assure that miners               part 48. MSHA intends that mine
                                                      months for mine operators to install                    are protected from pinning, crushing,                 operators would address safety issues
                                                      proximity detection systems on coal                     and striking hazards. MSHA estimates                  that might arise during the proposed
                                                      hauling machines and scoops                             that, as of January 2015, there are 1,283             phase-in schedule, such as some
                                                      manufactured after the effective date of                coal hauling machines and 704 scoops                  machines being equipped with
                                                      a final rule. These newly manufactured                  in service on the working sections in                 proximity detection systems while
                                                      machines can be equipped with                           underground coal mines that would                     others are not, through existing new task
                                                      proximity detection systems as part of                  need to be equipped with a proximity                  training requirements, with an emphasis
                                                      the manufacturing process. MSHA                         detection system. MSHA would also                     on basic safety rules and practices.
                                                      believes that this 8-month time period                  provide 36 months to mine operators                   MSHA believes that as mobile machines
                                                      would allow manufacturers and mine                      with mobile machines already equipped                 are equipped with proximity detection
                                                      operators sufficient time to obtain                     with a proximity detection system that                there will be an added layer of safety to
                                                      MSHA approval under existing 30 CFR                     would require the installation of a new               the basic safety rules and practices,
                                                      parts 18 or 36 and install proximity                    proximity detection system or                         assuring that the risk of injury would
                                                      detection systems. The proposed 8-                      modifications to the system could not be              not increase during the phase-in period.
                                                      month time period would also allow                      done underground to meet the rule’s                      Miners working near mobile machines
                                                      mine operators time to inform and train                 requirements.                                         equipped with proximity detection
                                                      their workforce on proximity detection                     This proposed rule would also apply                systems would engage in different and
                                                      systems. MSHA believes it is important                  to diesel-powered coal hauling                        unfamiliar machine operating
                                                      for coal hauling machines and scoops                    machines and scoops on the working                    procedures resulting from new work
                                                      equipped with a proximity detection                     section. MSHA is unaware of any                       positions, machine movements, and
                                                      system to meet requirements when                        permissible diesel-powered machines                   new visual or auditory signals. Existing
                                                      placed in service to assure that miners                 equipped with proximity detection                     § 48.7(a) requires that miners assigned
                                                      are protected from pinning, crushing,                   systems in the United States. MSHA                    to new work tasks as mobile equipment
                                                      and striking hazards.                                   anticipates challenges with installing                operators not perform new work tasks
                                                         The proposed rule would allow 8                      proximity detection systems on diesel-                until training has been completed. As
                                                      months for mine operators to make any                   powered machines due to the additional                required under existing § 48.7(a)(3) for
                                                      needed modifications to proximity                       modifications required to the                         new or modified machines and
                                                      detection systems that were installed on                mechanical systems.                                   equipment, equipment and machine
                                                      coal hauling machines and scoops                           MSHA acknowledges that it will take                operators must be instructed in safe
                                                      before the effective date of a final rule.              time to obtain MSHA approvals to equip                operating procedures applicable to new
                                                      Proximity detection systems approved                    coal hauling machines and scoops with                 or modified machines or equipment to
                                                      and in use on coal hauling machines or                  proximity detection systems. MSHA                     be installed or put into operation in the
                                                      scoops in underground mines have a                      must approve miner-wearable                           mine, which require new or different
                                                      visual warning signal on the machine-                   components and electrical machines                    operating procedures. In addition,
                                                      mounted component and both a visual                     equipped with proximity detection                     existing § 48.7(c) requires miners
                                                      and audible warning signal on the                       systems as permissible equipment under                assigned a new task not covered in
                                                      miner-wearable component. These                         existing regulations in 30 CFR part 18.               existing § 48.7(a) be instructed in the
                                                      systems might require modification of                   Diesel-powered machines must be                       safety and health aspects and safe work
                                                      the proximity detection warning signals                 approved under existing regulations in                procedures of the task prior to
                                                      to make them distinguishable from other                 30 CFR part 36.                                       performing such task.
                                                      signals. MSHA believes that these                          MSHA solicits comments on the                         Mine operators would be required to
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      modifications could be done                             proposed phase-in schedules. MSHA                     provide new task and equipment
                                                      underground during a maintenance                        also solicits comments on what, if any,               training on the proper functioning of the
                                                      shift. Allowing 8 months for these                      modifications may be needed on mobile                 proximity detection system before
                                                      machines would also provide operators                   machines already equipped with                        requiring miners to operate or work near
                                                      time to obtain MSHA approvals for the                   proximity detection systems. MSHA                     a machine equipped with a proximity
                                                      modifications and to provide training.                  also solicits comments on whether the                 detection system. New task training
                                                      MSHA estimates that, as of January                      modifications could be made                           (which is separate from new miner
                                                      2015, at least 79 coal hauling machines                 underground, and whether there are any                training under existing § 48.5 and
                                                      and 50 scoops in use in underground                     issues that may impact the proposed                   annual refresher training under existing


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00057   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                      53076              Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules

                                                      § 48.8) must occur before miners operate                estimates that, based on the Agency’s                 around Shuttle Cars and Scoops in
                                                      machines equipped with a proximity                      most recent analysis, there are 66                    Underground Coal Mines, was that
                                                      detection system. New task training                     continuous mining machines, 80 shuttle                ‘‘Miners should always wear reflective
                                                      helps assure that miners have the                       cars, and 1,371 scoops, loaders, load-                clothing so that they can be clearly seen
                                                      necessary skills to perform new tasks                   haul-dumps, and mucking machines                      by the shuttle car and scoop drivers.’’
                                                      prior to assuming responsibility for the                used in underground metal and                           MSHA solicits comments on whether
                                                      tasks. Mine operators should assure that                nonmetal mines. Since 1984, five                      the Agency should require that miners
                                                      this training includes hands-on training                fatalities have occurred in underground               wear reflective material to make them
                                                      during supervised non-production                        metal and nonmetal mines where the                    more visible to equipment operators
                                                      activities. The hands-on training allows                use of a proximity detection system                   and, if so, how much and where.
                                                      miners to experience how the systems                    could have prevented the accident                     Comments should be specific and
                                                      work and to locate the appropriate work                 (since these miners were found in a                   include alternatives, rationale for
                                                      positions around machines. Based on                     proximity detection system warning/                   suggested alternatives, safety benefits to
                                                      Agency experience, the hands-on                         stopping zone): one involving a                       miners, feasibility considerations, and
                                                      training is most effective when provided                continuous mining machine and four                    supporting data.
                                                      in miners’ work locations.                              involving a scoop, loader, load-haul-                 B. § 75.1733(b) Requirements for
                                                         MSHA solicits comments on the                        dump machine, or mucking machine.                     Proximity Detection Systems
                                                      proposed training for miners who                           Generally, mining conditions in
                                                      operate or work near machines                           underground metal and nonmetal mines                     Proposed § 75.1733(b)(1) would
                                                      equipped with proximity detection                       are not the same as conditions in                     require that a proximity detection
                                                      systems. Comments should address the                    underground coal mines. Differences                   system cause a machine to stop before
                                                      type, frequency, and content of training                include wider and higher entries, which               contacting a miner except for a miner
                                                      in addition to which miners should be                   improve visibility and allow more room                who is in the on-board operator’s
                                                      trained. Comments should be specific                    for miners to work around the                         compartment. This proposed
                                                      and include alternatives, rationale for                 equipment. The Agency’s experience                    requirement would apply to coal
                                                      suggested alternatives, safety benefits to              with use of proximity detection systems               hauling machines and scoops on the
                                                      miners, technological and economic                      in the United States has focused on                   working section to prevent pinning,
                                                      feasibility considerations, and                         underground coal mines. Therefore, in                 crushing, or striking accidents. MSHA
                                                      supporting data.                                        response to comments to the RFI and                   intends that the proximity detection
                                                                                                              the less frequent occurrence of crushing,             system would stop all movement of the
                                                      5. Request for Comments on Requiring                                                                          machine, such as tramming, conveyor
                                                                                                              striking, and pinning accidents in
                                                      Proximity Detection Systems on Mobile                                                                         chain movement, and raising or
                                                                                                              underground metal and nonmetal
                                                      Machines in Underground Metal and                                                                             lowering the bucket of a scoop that
                                                                                                              mines, the proposed requirements are
                                                      Nonmetal Mines                                                                                                could cause the machine to contact a
                                                                                                              limited to underground coal mines.
                                                         Metal and nonmetal mine operators                       MSHA solicits comments on whether                  miner. The machine would remain
                                                      would not be required to equip                          the Agency should require proximity                   stopped while any miner is within a
                                                      machines with proximity detection                       detection systems on machines used in                 programmed stop zone.
                                                      systems under this proposal. In                         underground metal and nonmetal                           In the RFI, MSHA asked for comments
                                                      response to the RFI, some commenters                    mines, and if so, which types of                      on the size and shape of the area around
                                                      suggested that proximity detection                      machines and in what timeframes.                      machines that a proximity detection
                                                      systems should not be required in                       Comments should be specific and                       system monitors and how systems can
                                                      underground stone mines. These                          include alternatives, rationale for                   be programmed and installed to provide
                                                      commenters stated that they were not                    suggested alternatives, safety benefits to            different zones of protection depending
                                                      aware of pinning, crushing, or striking                 miners, technological and economic                    on machine function. Some commenters
                                                      accidents in underground stone mines                    feasibility considerations, and                       stated that an effective proximity
                                                      that might have been prevented by                       supporting data.                                      detection system should cause the
                                                      proximity detection systems. One                                                                              machine to stop before a miner enters
                                                      commenter stated that applying                          6. Request for Comments on Requiring
                                                                                                                                                                    the hazardous area around the machine.
                                                      proximity detection technology to the                   Miners To Wear Reflective Clothing in
                                                                                                                                                                    Several commenters suggested that
                                                      equipment used in underground stone                     Underground Coal and Metal and
                                                                                                                                                                    protection zones should be largest when
                                                      mines would not serve to reduce the                     Nonmetal Mines
                                                                                                                                                                    tramming and that reduced protection
                                                      risk of injuries and fatalities. Two                       MSHA is also considering a                         zones are needed for certain mining
                                                      commenters stated that underground                      requirement that miners in underground                operations.
                                                      stone miners work in enclosed cabs and                  mines wear reflective material in order                  Some commenters stated that zone
                                                      are not exposed to the hazards                          to reduce the hazards associated with                 size should be determined using a risk
                                                      presented by remote controlled                          poor visibility. Existing § 75.1719–4(d)              assessment considering the speed at
                                                      equipment. Three commenters stated                      requires that each person who goes                    which the proximity detection system
                                                      that an electromagnetic field from a                    underground in a coal mine wear a hard                can alert the operator, the reaction time
                                                      proximity detection system could set off                hat or hard cap with a minimum of six                 of the operator, and the number of
                                                      electric detonators used in underground                 square inches of reflecting tape or                   people in the working area. Another
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      stone mines. Two commenters also                        equivalent paint or material on each                  commenter stated that work practices
                                                      stated that proximity detection systems                 side and back. Metal and nonmetal                     vary among mines so that one specified
                                                      had not been tested on equipment in                     mines do not have a similar                           zone may not work for all mines.
                                                      underground metal and nonmetal                          requirement. In MSHA’s experience,                       In its comments on the RFI, NIOSH
                                                      mines.                                                  however, many miners in underground                   stated that the goal of a proximity
                                                         MSHA has analyzed data on pinning,                   coal and metal and nonmetal mines also                detection system should be to prevent
                                                      crushing, and striking accidents in                     wear clothing with reflective material.               machine actions or situations that injure
                                                      underground metal and nonmetal                          One of the recommendations in MSHA’s                  workers while not placing restrictions
                                                      mines, and related equipment. MSHA                      2010 safety initiative, Safety Practices              on how the workers do their jobs.


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00058   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                                         Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules                                        53077

                                                      NIOSH also stated that the total time                      During MSHA’s visit to South Africa,               movement when a miner is on the
                                                      required for performing proximity                       staff observed that one mine operator                 machine. The proposed rule would
                                                      detection system functions, plus a safety               designed its proximity detection                      require machines to stop before
                                                      factor, should be used to define the size               systems to stop scoops eight feet from a              contacting any miner not in the
                                                      of detection zones around machines.                     miner and to stop shuttle cars six feet               operator’s compartment.
                                                      NIOSH stated that the total time                        from a miner. Prior to the introduction                  MSHA observed that, in South Africa,
                                                      required includes: (1) Detection of a                   of proximity detection systems at their               the continuous mining machine
                                                      potential victim; (2) decision processing               mines, the company’s policy was that                  operator was provided a smaller
                                                      to determine if a collision-avoidance                   miners must maintain a minimum                        protection zone around the shuttle car
                                                      function is needed; (3) initiation of the               distance of one meter (approximately                  than for other miners. This allowed the
                                                      collision-avoidance function; and (4)                   three feet) from all operating mobile                 continuous mining machine operator to
                                                      implementation of the collision-                        machines. MSHA considered proposing                   be closer to the shuttle car when it got
                                                      avoidance function. NIOSH stated that                   a prescriptive requirement that would                 near the continuous mining machine for
                                                      any rule should be performance-based.                   specify that a machine must stop no                   loading. The proximity detection system
                                                         MSHA’s experience with proximity                     closer than three feet from a miner.                  on the shuttle car caused the machine
                                                      detection systems indicates that causing                MSHA also considered proposing other                  to slow down as it neared the
                                                      a machine to stop before contacting a                   specific stopping distances, e.g., six feet           continuous mining machine operator,
                                                      miner would provide appropriate                         from a miner, but decided on a                        reducing the pinning, crushing, or
                                                      protection to prevent pinning, crushing,                performance-based approach.                           striking hazard. Similarly, an
                                                      and striking accidents. Machines                           MSHA solicits comments on whether                  underground coal mine operator in the
                                                      traveling at faster speeds generally need               a performance-based approach would be                 United States, working with a proximity
                                                      more time to stop. MSHA has observed                    appropriate. Comments should be                       detection system manufacturer,
                                                      proximity detection systems that are                    specific, and include alternatives,                   developed a system which would stop
                                                      designed to slow a machine before                       rationale for suggested alternatives,                 a coal hauling machine when it got
                                                      causing it to stop. A performance-based                 safety benefits to miners, technological              within approximately ten feet of a
                                                      approach would allow mine operators                     and economic feasibility considerations,              miner. However, the continuous mining
                                                      and manufacturers to address mine- and                  and supporting data.                                  machine operator can press a button on
                                                                                                                 The interaction of multiple machine                the miner-wearable component and
                                                      machine-specific conditions when
                                                                                                              types equipped with proximity                         allow the coal hauling machine to
                                                      determining the appropriate settings for
                                                                                                              detection systems is likely to cause                  slowly approach the continuous mining
                                                      a proximity detection system.
                                                                                                              changes in work practices. These                      machine.
                                                      Performance-based requirements focus                    changes would affect where miners are                    Commenters to the RFI generally
                                                      on attaining objectives, such as stopping               positioned near machines and routes                   stated that machines with an on-board
                                                      a machine before contacting a miner,                    that machines travel. For example,                    operator’s compartment should have a
                                                      rather than being prescriptive in how                   continuous mining machines and coal                   proximity detection system that allows
                                                      the result is achieved, such as stopping                hauling machines must get close, and                  machines to function when the operator
                                                      within a specified distance. Mine- and                  often touch, during the transfer of                   is in the operator’s compartment. One
                                                      machine-specific conditions could                       material from one machine to the other.               commenter stated that a proximity
                                                      include steep or slippery roadways,                     When a coal hauling machine equipped                  detection system can include exclusion
                                                      tramming speed of machinery, location                   with a proximity detection system gets                zones to allow mobile machines to move
                                                      of the miner-wearable component, and                    near a continuous mining machine with                 while a miner is in the exclusion zone
                                                      the accuracy of the proximity detection                 a proximity detection system, the                     but still protect other miners.
                                                      system. Mine operators would be                         overlap of the two protection zones may                  Some coal hauling machines and
                                                      responsible for programming a                           limit where miners may position                       scoops may be used to transport mine
                                                      proximity detection system to initiate                  themselves (1) to remain safe, (2) avoid              personnel if certain safeguards are in
                                                      the stop-movement function so that the                  activation of warning signals, or (3)                 place. (MSHA Program Policy Manual,
                                                      machine stops before contacting a                       avoid unintentionally stopping the                    Vol. V—Coal Mines, Criteria—Mantrips,
                                                      miner.                                                  machines.                                             October 2003 (Release V–34), pp. 126–
                                                         MSHA solicits comments on whether                       MSHA solicits comments on how the                  127.) Under the proposed rule, a coal
                                                      to require a proximity detection system                 use of proximity detection systems and                hauling machine or scoop equipped
                                                      to cause the machine to slow before                     the overlap of protection zones on                    with a proximity detection system that
                                                      causing it to stop and, if so, what                     multiple types of machines operating on               is being used to transport mine
                                                      requirement would be appropriate.                       the same working section might affect                 personnel would not operate if miners
                                                      MSHA also solicits comments on                          miners’ work positions, such as a                     wore their miner-wearable components.
                                                      effective methods or controls, working                  continuous mining machine operator                    Both the coal hauling machine or scoop
                                                      in conjunction with the proximity                       who may need to work close to the                     being used to transport miners and the
                                                      detection system, to protect the on-                    continuous mining machine when                        miners being transported, however,
                                                      board operator from sudden stops.                       cutting coal or rock. Comments should                 would have to be equipped with a
                                                      MSHA also requests comments on what                     be specific, and include alternatives,                properly functioning proximity
                                                      types of machine movement the                           rationale for suggested alternatives,                 detection component before they enter
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      proximity detection system should stop,                 safety benefits to miners, technological              the working section. Under one possible
                                                      beyond movement related to tramming                     and economic feasibility considerations,              scenario, the coal hauling machine or
                                                      coal hauling machines and scoops.                       and supporting data.                                  scoop could stop to allow miners to get
                                                      Comments addressing these issues                           Proposed § 75.1733(b)(1) would                     off before it continues onto the working
                                                      should be specific, and include                         provide an exception for a miner who is               section. Miners could then don a miner-
                                                      alternatives, rationale for suggested                   in an on-board operator’s compartment.                wearable component before entering the
                                                      alternatives, safety benefits to miners,                Machines with an on-board operator                    working section.
                                                      technological and economic feasibility                  would not function if the proximity                      MSHA solicits comments on the
                                                      considerations, and supporting data.                    detection system prevents machine                     exclusion zone for the on-board


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00059   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                      53078              Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules

                                                      operator. MSHA also requests                            machines. Early research suggests that                stop before contacting a miner; provide
                                                      information on issues related to the use                providing warnings at varying distances               audible and visual warning signals,
                                                      of coal hauling machines or scoops,                     may be appropriate dependent on the                   distinguishable from other signals, that
                                                      equipped with proximity detection                       machine speed. (Sanders and Kelly,                    alert miners, including the machine
                                                      systems, to transport miners to the                     1981.) Machine operators often need to                operator, before causing the machine to
                                                      working section. Comments should be                     redirect their attention from the front to            stop; provide the required warning
                                                      specific, and include alternatives,                     the rear of the machine, and in some                  signals on the machine; and prevent
                                                      rationale for suggested alternatives,                   cases, must switch seats when changing                movement of the machine, except for
                                                      safety benefits to miners, technological                directions. As a result, a visual warning             purposes of repair, if any machine-
                                                      and economic feasibility considerations,                signal on the machine may not always                  mounted component is not working as
                                                      and supporting data.                                    be in the operator’s direct line of sight.            intended.
                                                         Proposed § 75.1733(b)(2) would                          MSHA solicits comments on whether                     MSHA solicits comments on the
                                                      require the proximity detection system                  requiring audible warning signals in                  proposed requirement. Comments
                                                      to provide warning signals,                             addition to visual warning signals on                 should be specific and include
                                                      distinguishable from other signals, that                the machine would help assure that                    alternatives, rationale for suggested
                                                      alert miners before the system causes a                 miners, including the machine operator,               alternatives, safety benefits to miners,
                                                      machine to stop: an audible and visual                  know that a miner is in the warning                   technological and economic feasibility
                                                      warning signal on any miner-wearable                    zone and the machine is about to stop.                considerations, and supporting data.
                                                      component and a visual warning signal                   MSHA also solicits comments on                           Proposed § 75.1733(b)(4) would
                                                      on the machine.                                         whether requiring the use of a specific               require that a proximity detection
                                                         In the RFI, MSHA asked for                           visual warning on the machine, e.g.,                  system prevent movement of the
                                                      information on the most effective                       strobe lights, clustered light-emitting               machine if any machine-mounted
                                                      protection that proximity detection                     diode (LED) lights, or other types of                 component of the system is not
                                                      systems could provide. In response,                     visual signals, would help assure that                functioning properly. However, a
                                                      some commenters stated that a                           the visual warning alerts miners near                 system may allow machine movement if
                                                      proximity detection system should                       the machine, including the machine                    an audible or visual warning signal,
                                                      include a warning prior to causing the                  operator. Comments should be specific                 distinguishable from other signals, is
                                                      machine to stop movement. One                           and include alternatives, rationale for               provided during movement. Such
                                                      commenter stated that proximity                         suggested alternatives, address how the               movement would be permitted only for
                                                      detection systems should include a                      alternatives would practically and                    purposes of relocating the machine from
                                                      range of escalating alerts depending on                 effectively be implemented, safety                    a location that is unsafe for the miner
                                                      the proximity to a hazard.                              benefits to miners, technological and                 conducting repairs.
                                                         MSHA-approved proximity detection                    economic feasibility considerations, and                 Commenters in response to the RFI
                                                      systems alert miners before causing                     supporting data.                                      had different opinions on whether
                                                      machine movement to stop. The                              Proposed § 75.1733(b)(3) would                     MSHA should permit an operator to
                                                      proposal would require audible and                      require that a proximity detection                    override the shutdown feature of a
                                                      visual warning signals on any miner-                    system provide a visual signal on the                 proximity detection system to allow
                                                      wearable component and a visual                         machine that indicates the machine-                   machine movement in a particular
                                                      warning signal on the machine before                    mounted components are functioning                    circumstance. One commenter stated
                                                      the system causes the machine to stop.                  properly.                                             that a proximity detection system must
                                                      The audible and visual warnings                            Commenters, in response to the RFI,                provide a continuous self-check
                                                      provided by miner-wearable                              generally stated that a proximity                     capability so that if the system is not
                                                      components allow the miner wearing                      detection system should include system                functioning properly, the machine
                                                      the component to move away from the                     diagnostics and indicate that the system              cannot be operated. This same
                                                      machine before the proximity detection                  is functioning properly. In its comments              commenter stated that only an
                                                      system causes the machine to stop. The                  on the RFI, NIOSH stated that each                    appointed person should have the
                                                      visual warning provided on the machine                  proximity detection system should                     authority to override a proximity
                                                      would be required to alert the on-board                 perform self-diagnostics to identify                  detection system. Several commenters
                                                      operator.                                               software or hardware problems.                        stated that a proximity detection system
                                                         Two proximity detection systems                         In MSHA’s experience, proximity                    should allow for temporary
                                                      currently approved for use on mobile                    detection systems used on coal hauling                deactivation, such as an emergency
                                                      machines in the United States provide                   machines and scoops provide a visual                  override, in case a system is not
                                                      an audible and visual warning signal                    signal to indicate the system is                      functioning properly while a machine is
                                                      from a miner-wearable component and                     functioning properly. This provides an                under unsupported roof. Another
                                                      a visual warning signal from the                        added margin of safety and is consistent              commenter, however, stated that a
                                                      machine before causing a machine to                     with standard safety practices. The                   proximity detection system should not
                                                      stop. In MSHA’s experience, providing                   visual signal allows miners to readily                have an override feature.
                                                      warning signals before causing the                      determine that a proximity detection                     MSHA intends that proximity
                                                      machine to stop provides a margin of                    system is functioning properly. MSHA                  detection systems would prevent all
                                                      safety to allow a miner near the moving                 believes that an unobstructed visual                  machine movement if any machine-
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      machine an opportunity to be proactive                  signal is preferable to an audible signal             mounted component is not functioning
                                                      and move away from the machine to                       for providing feedback to miners                      properly. This prevention of movement
                                                      avoid danger.                                           because a visual signal cannot be                     includes tramming, conveyor chain
                                                         MSHA solicits comments on the                        obscured by surrounding noise. An LED                 movement, raising or lowering the
                                                      proposed requirement that the                           may be an acceptable visual signal.                   bucket of a scoop, and any movements
                                                      proximity detection system provide                         MSHA considers the proximity                       that could cause the machine to contact
                                                      audible and visual warning signals on                   detection system to be functioning                    a miner. A coal hauling machine or
                                                      miner-wearable components and a                         properly when the system is working as                scoop equipped with a proximity
                                                      visual warning signal on the mobile                     designed and will cause the machine to                detection system that is malfunctioning


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00060   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                                         Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules                                         53079

                                                      could expose miners to pinning,                         associated with the approximately 583                 performance. Another commenter said
                                                      crushing, and striking hazards. When                    proximity detection systems in use in                 that a few hours of classroom
                                                      any machine-mounted component of the                    underground coal mines. However,                      instruction and approximately one hour
                                                      system is not functioning properly,                     there have been instances of adverse                  of underground training for machine
                                                      preventing all machine movement helps                   performance of a remote controlled                    operators has proven adequate and that
                                                      to assure that miners are protected.                    system, an atmospheric monitoring                     maintenance training requires about
                                                         The proposed rule would allow the                    system, and a machine-mounted                         four hours.
                                                      machine’s proximity detection system to                 methane monitoring system when a                         Based on MSHA’s experience with
                                                      be overridden or bypassed to move the                   hand-held radio was in use near the                   proximity detection systems, proper
                                                      machine from an unsafe location to                      affected systems. Electromagnetic                     functioning of a proximity detection
                                                      protect miners. Overriding or bypassing                 output of approved proximity detection                system is directly related to the quality
                                                      the proximity detection system should                   systemsis substantially lower and uses                of the installation and maintenance of
                                                      only occur for the time necessary to                    different frequencies than other mine                 the system. This proposed training
                                                      move the machine to a safe repair                       electrical systems, such as                           requirement for installing and
                                                      location. The proposed provision to                     communication and atmospheric                         maintaining a proximity detection
                                                      allow the machine to be moved would                     monitoring systems. It is less likely for             system is in addition to training
                                                      require an audible or visual warning                    a proximity detection system to                       required under existing 30 CFR part 48.
                                                      signal during the movement. In MSHA’s                   encounter interference, even in low                   The new training requirement would
                                                      experience, either type of warning                      seam mines. Under the proposal, the                   help assure that the person performing
                                                      signal is sufficient to warn miners that                mine operator would be required to                    installation and maintenance of a
                                                      the machine-mounted component of the                    evaluate a proximity detection system                 proximity detection system understands
                                                      proximity detection system is not                       used on coal hauling machines and                     the system and can perform the work
                                                      functioning properly.                                   scoops for interference that adversely                necessary to assure that the system
                                                         MSHA solicits comments on the                        affects other electrical systems,                     operates properly. Appropriate training
                                                      proposed requirements. MSHA requests                    including blasting circuits and other                 could include adjusting detection zones,
                                                      comments addressing whether requiring                   proximity detection systems, in the                   trouble-shooting electrical connections,
                                                      both an audible and visual warning                      mine and take adequate steps to prevent               and replacing and adjusting machine-
                                                      signal is needed to assure that all miners              adverse interference. Steps could                     mounted and miner-wearable
                                                      on the working section know that the                    include design considerations, such as                components.
                                                      machine-mounted component is not                        the addition of shielding, or providing                  MSHA anticipates that mine operators
                                                      functioning properly. Comments should                   adequate separation between electrical                would assign miners to perform most
                                                      be specific and include alternatives,                   systems.                                              maintenance activities, but
                                                      rationale for suggested alternatives,                      MSHA solicits comments on the                      representatives of the manufacturer may
                                                      safety benefits to miners, technological                proposed requirement that a proximity                 perform some maintenance. Based on
                                                      and economic feasibility considerations,                detection system be installed in a                    Agency experience, mine operators
                                                      and supporting data.                                    manner that prevents interference that                would generally arrange for proximity
                                                         Proposed § 75.1733(b)(5) would                       adversely affects performance of any                  detection system manufacturers to
                                                      require that a proximity detection                      electrical system. MSHA also solicits                 provide appropriate training to miners
                                                      system be installed to prevent                          comments on any experience or issues                  for installation and maintenance.
                                                      interference that adversely affects                     related to the use of proximity detection             Miners receiving training from
                                                      performance of any electrical system.                   systems from different manufacturers on               manufacturers’ representatives would,
                                                         Some commenters in response to the                   the same working section. MSHA                        in most cases, provide training for other
                                                      RFI stated that interference of proximity               requests comments on any experience or                miners who may undertake installation
                                                      detection systems with other mine                       issues related to the use of a single                 and maintenance duties at the mine. In
                                                      electrical systems is a concern.                        miner-wearable component with                         MSHA’s experience, many mines use
                                                      However, manufacturers of the                           proximity detection systems from                      the train-the-trainer concept for
                                                      approved proximity detection systems                    different manufacturers or with different             installation and maintenance activities
                                                      stated that their systems do not have                   models from the same manufacturer.                    related to certain mining equipment.
                                                      interference issues. A commenter stated                 Comments should be specific and                          A system must operate properly to
                                                      that electromagnetic interference may                   include alternatives, rationale for                   protect miners near the machine. This
                                                      prevent these systems from providing                    suggested alternatives, safety benefits to            includes the machine-mounted
                                                      complete protection to miners. Several                  miners, technological and economic                    components and the miner-wearable
                                                      commenters stated that systems must be                  feasibility considerations, and                       components. MSHA would expect the
                                                      designed and tested for possible and                    supporting data.                                      mine operator to demonstrate that a
                                                      known sources of interference before a                     Proposed § 75.1733(b)(6) would                     proximity detection system in use at
                                                      requirement for proximity detection is                  require that a proximity detection                    their mine, on a coal hauling machine
                                                      issued. A commenter expressed concern                   system be installed and maintained in                 or scoop, is installed and maintained in
                                                      that a proximity detection system may                   proper operating condition by a person                proper operating condition. Mine
                                                      detonate explosives due to                              trained in the installation and                       operators could determine if the system
                                                      electromagnetic field interference.                     maintenance of the system.                            is maintained in proper operating
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                         Electrical systems used in the mine,                    A commenter in response to the RFI                 condition using the procedures
                                                      including proximity detection systems,                  stated that maintenance personnel and                 described in the system manufacturer’s
                                                      can adversely affect the function of                    machine operators will need training to               instructions.
                                                      other electrical systems through the                    assure that they understand how the                      When determining whether the
                                                      generation of electromagnetic                           proximity detection system functions                  proximity detection system is installed
                                                      interference, which includes radio                      and any maintenance requirements.                     and maintained in proper operating
                                                      frequency interference. MSHA has not                    This commenter also stated that proper                condition, the position of the miner-
                                                      received reports of adverse interference,               installation of a proximity detection                 wearable component on the miner and
                                                      with or from other electrical systems,                  system is critical for reliable                       the distance from the closest surface of


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00061   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                      53080              Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules

                                                      the machine to the miner-wearable                       miners’ exposure to pinning, crushing,                technological and economic feasibility
                                                      component should be considered. Mine-                   and striking hazards.                                 considerations, and supporting data.
                                                      and machine-specific conditions,                           The check of the machine-mounted                      Proposed § 75.1733(c)(2) would
                                                      including steep or slippery roadways,                   components would supplement the                       require that miner-wearable components
                                                      tramming speed of machinery, location                   design requirement in proposed                        be checked for proper operation at the
                                                      of the miner-wearable component, and                    paragraph (b)(4) that the systems                     beginning of each shift that the
                                                      the accuracy of the proximity detection                 prevent movement of the machine if any                component is to be used and that
                                                      system, should also be considered.                      machine-mounted component is not                      defects be corrected before the
                                                         MSHA solicits comments on mine                       functioning properly. For example, the                components are used.
                                                      operators’ experiences with maintaining                 system may not be able to detect a                       Several commenters on the RFI stated
                                                      proximity detection systems in proper                   displaced field generator, which could                that the miner-wearable component
                                                      operating condition. Comments should                    affect proper function. The check would               should be checked at the beginning of
                                                      be specific and include alternatives,                   help assure that machine-mounted                      each shift and that minimal training is
                                                      rationale for suggested alternatives,                   components are positioned correctly                   necessary for miners to learn this task.
                                                      safety benefits to miners, technological                and mounted properly on the machine                      The proposed requirement that miner-
                                                      and economic feasibility considerations,                and that the system will warn miners                  wearable components be checked for
                                                      and supporting data.                                    and stop machine movement                             proper operation at the beginning of
                                                                                                              appropriately.                                        each shift that the component is to be
                                                      C. § 75.1733(c) Proximity Detection                                                                           used would help assure that the miner
                                                                                                                 Under existing § 48.7, miners who
                                                      System Checks                                                                                                 is protected before getting near a
                                                                                                              perform the required check must receive
                                                         Proposed § 75.1733(c) would address                                                                        machine. MSHA anticipates that each
                                                                                                              training in the health and safety aspects
                                                      requirements for proximity detection                                                                          miner equipped with a miner-wearable
                                                                                                              and safe operating procedures for work
                                                      system checks.                                                                                                component would check the component
                                                                                                              tasks, equipment, and machinery. In
                                                                                                                                                                    to see that it is not damaged and has
                                                         Proposed § 75.1733(c)(1) would                       most cases, MSHA anticipates that the
                                                                                                                                                                    sufficient power. The proximity
                                                      require that mine operators designate a                 mine operator will designate the person
                                                                                                                                                                    detection systems that use these
                                                      person to perform a check of machine-                   operating a coal hauling machine or
                                                                                                                                                                    components can only function properly
                                                      mounted components of the proximity                     scoop to make the check of the
                                                                                                                                                                    if the miner-wearable components have
                                                      detection system to verify that                         proximity detection system.
                                                                                                                                                                    sufficient power.
                                                      components are intact and the system is                    The check in proposed § 75.1733(c)(1)                 MSHA intends that this check would
                                                      functioning properly, and to take action                would help assure that proximity                      be similar to the check that a miner
                                                      to correct defects: (1) Before the                      detection systems function properly                   performs on a cap lamp prior to the
                                                      machine is operated at the beginning of                 between the weekly examinations                       beginning of a shift. A mine operator,
                                                      each shift when the machine is to be                    required under existing §§ 75.512 and                 however, could also designate a person
                                                      used; (2) immediately prior to the time                 75.1914. The examination of electric                  to check miner-wearable components
                                                      the machine is to be operated if not in                 machines under existing § 75.512 must                 before they are used. Mine operators
                                                      use at the beginning of a shift; or (3)                 include the machine-mounted                           must provide new task training, under
                                                      within one hour of a shift change if the                components of a proximity detection                   30 CFR part 48, for miners who will be
                                                      shift change occurs without an                          system. Existing § 75.512 requires                    checking the miner-wearable
                                                      interruption in production. For (1) and                 electric equipment, including the                     components. If any defect is found, the
                                                      (2), MSHA anticipates that the check                    machine-mounted components of                         proposal would require it to be
                                                      would occur before the machine is                       proximity detection systems, to be                    corrected before using the component.
                                                      permitted to enter the working section.                 examined, tested, and properly                        This helps assure that the miner-
                                                         In response to the RFI, several                      maintained by a qualified person at least             wearable component functions properly
                                                      commenters stated that a proximity                      weekly to assure safe operating                       and helps prevent miners’ exposure to
                                                      detection system should be checked at                   conditions. When the qualified person                 pinning, crushing, and striking hazards.
                                                      the beginning of each shift to verify that              finds a potentially dangerous condition               If a miner-wearable component
                                                      it is functioning properly. NIOSH                       on electric equipment, such equipment                 malfunctions during the shift, the miner
                                                      commented that the machine operator                     must be removed from service until                    wearing the component would have to
                                                      should have a set of procedures to                      such condition is corrected. Under                    leave the section until provided with a
                                                      evaluate the system at the start of each                existing § 75.1725, mobile and                        properly functioning miner-wearable
                                                      shift.                                                  stationary machinery and equipment,                   component.
                                                         The person designated to perform the                 which includes coal hauling machines                     MSHA solicits comments on the
                                                      check would verify that machine-                        and scoops, must be maintained in safe                proposed requirements. Comments
                                                      mounted components are intact and the                   operating condition or removed from                   should be specific and include
                                                      system is functioning properly.                         service. In addition, existing                        alternatives, rationale for suggested
                                                      Machine-mounted components                              § 75.1914(a) requires that diesel-                    alternatives, safety benefits to miners,
                                                      mounted on the outer surfaces of a                      powered equipment be maintained in                    technological and economic feasibility
                                                      machine could be damaged when the                       approved and safe condition or removed                considerations, and supporting data.
                                                      machine contacts a rib or heavy material                from service. Under existing
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      falls against the machine. The check                    § 75.1914(f), machine-mounted                         D. § 75.1733(d) Certification and
                                                      would also include observation of                       components of proximity detection                     Records
                                                      appropriate audible and visual warning                  systems on diesel-powered machines                      Proposed § 75.1733(d) would address
                                                      signals. If any defect is found, the                    must be examined weekly.                              certification and records requirements
                                                      proposal would require it to be                            MSHA solicits comments on the                      for proximity detection systems.
                                                      corrected before using the machine.                     proposed requirement. Comments                          Proposed § 75.1733(d)(1) would
                                                      Correcting defects before the machine is                should be specific and include                        require, at the completion of the check
                                                      used helps assure that the system                       alternatives, rationale for suggested                 under proposed paragraph (c)(1), that a
                                                      functions properly and helps prevent                    alternatives, safety benefits to miners,              certified person under existing § 75.100


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00062   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                                         Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules                                         53081

                                                      certify by initials, date, and time that                defined by existing § 75.153, to install              of miners, mine management,
                                                      the check was conducted. Defects found                  and perform maintenance on proximity                  manufacturers, and MSHA of recurring
                                                      as a result of the check, including                     detections systems; but the mine                      problems and ways to correct problems.
                                                      corrective actions and date of corrective               operator may train another miner who is                 MSHA solicits comments on the
                                                      action, would be required to be                         not included on the list of certified and             recordkeeping requirements in proposed
                                                      recorded.                                               qualified persons required by existing                § 75.1733(d). Comments should be
                                                         The certification that would be                      § 75.159. A mine operator may make                    specific and include alternatives,
                                                      required under proposed paragraph                       this record of the persons trained using              rationale for suggested alternatives,
                                                      (d)(1) would help assure compliance                     existing MSHA Form 5000–23.                           safety benefits to miners, technological
                                                      and provide miners on the section a                     Consistent with existing practice, mine               and economic feasibility considerations,
                                                      means to confirm that the required                      operators would not need to make and                  and supporting data.
                                                      check under proposed (c)(1) was made.                   retain records of training for proximity
                                                      MSHA anticipates that, in most cases,                   detection system manufacturers’                       III. Preliminary Regulatory Economic
                                                      the person making the certification of                  employees who install or perform                      Analysis
                                                      the on-shift examination under existing                 maintenance on the systems.                           A. Executive Orders (E.O.) 12866 and
                                                      § 75.362(g)(2) would also make the                         Proposed § 75.1733(d)(4) would
                                                                                                                                                                    13563
                                                      certification of this check at the same                 require that the mine operator maintain
                                                      time. The person making the check                       records under proposed § 75.1733(d)(1),                  Executive Orders 12866 and 13563
                                                      could communicate to a certified person                 (d)(2), and (d)(3) in a secure book or                direct agencies to assess all costs and
                                                      that the check was performed.                           electronically in a secure computer                   benefits of available regulatory
                                                         The record of defects and corrective                 system not susceptible to alteration.                 alternatives and, if regulation is
                                                      actions as a result of the check required               Based on MSHA’s experience with other                 necessary, to select regulatory
                                                      under proposed paragraph (c)(1) of this                 safety and health records, the Agency                 approaches that maximize net benefits
                                                      section would be made by the                            believes that records should be                       (including potential economic,
                                                      completion of the shift, which is                       maintained so that they cannot be                     environmental, public health and safety
                                                      consistent with the requirements for                    altered. In addition, electronic storage of           effects, distributive impacts, and
                                                      records of hazardous conditions in                      information and access through                        equity). Executive Order 13563
                                                      existing § 75.363(b). If no defect is                   computers is an increasingly common                   emphasizes the importance of
                                                      found, no record is needed. The                         business practice in the mining                       quantifying both costs and benefits, of
                                                      requirement in proposed paragraph                       industry. This proposed provision                     reducing costs, of harmonizing rules,
                                                      (d)(1) of this section would require a                  would permit the use of electronically                and of promoting flexibility. To comply
                                                      record of defects and corrective actions.               stored records provided they are secure,              with these Executive Orders, MSHA has
                                                      Records of defects and corrective                       are not susceptible to alteration, are able           prepared a Preliminary Regulatory
                                                      actions can be used to show a history of                to capture the information and                        Economic Analysis (PREA) for the
                                                      machine-mounted component defects at                    signatures required, and are accessible               proposed rule. The PREA contains
                                                      the mine and alert miners,                              to the representative of miners and                   supporting data and explanation, which
                                                      representatives of miners, mine                         MSHA.                                                 is summarized in this preamble,
                                                      management, manufacturers, and MSHA                        Care must be taken in the use of                   including the covered mining industry,
                                                      of recurring problems and ways to                       electronic records to assure that the
                                                                                                                                                                    costs and benefits, feasibility, small
                                                      address problems.                                       secure computer system will not allow
                                                                                                                                                                    business impacts, and information
                                                         Proposed § 75.1733(d)(2) would                       information to be overwritten or deleted
                                                      require the operator to record defects                                                                        collection requirements. The PREA can
                                                                                                              after being entered. MSHA believes that
                                                      found as a result of the check of miner-                                                                      be accessed electronically at http://
                                                                                                              electronic records meeting these criteria
                                                      wearable components in proposed                                                                               www.msha.gov/REGSINF5.HTM. A copy
                                                                                                              are practical and as reliable as paper
                                                      paragraph (c)(2) of this section,                                                                             of the PREA can be obtained from
                                                                                                              records. MSHA also believes that once
                                                      including corrective actions and date of                                                                      MSHA’s Office of Standards,
                                                                                                              records are properly completed and
                                                      corrective action. This record can be                                                                         Regulations and Variances at the
                                                                                                              reviewed, mine management can use
                                                      used to show a history of miner-                                                                              address in the ADDRESSES section of this
                                                                                                              them to evaluate whether the same
                                                      wearable component defects that can be                  conditions or problems, if any, are                   preamble. MSHA is seeking robust
                                                      used to alert miners, representatives of                recurring, and whether corrective                     comments on the validity of the
                                                      miners, mine management,                                measures are effective. The proposal                  Agency’s costs and benefits estimates
                                                      manufacturers, and MSHA of recurring                    provides mine operators flexibility to                presented in this preamble and in the
                                                      problems and ways to address problems.                  maintain the records in a secure book or              PREA, and on the supporting data and
                                                      For miner-wearable components, no                       electronically in a secure computer                   assumptions the Agency used to
                                                      record would be needed unless a defect                  system that they already use to satisfy               develop these estimates.
                                                      is found. A certification of the check for              existing recordkeeping requirements.                     Under E.O. 12866, a significant
                                                      proper operation of miner-wearable                         Proposed § 75.1733(d)(5) would                     regulatory action is one meeting any of
                                                      components that would be required                       require that the mine operator retain                 a number of specified conditions,
                                                      under proposed paragraph (c)(2) is not                  records under proposed § 75.1733(d)(1),               including the following: Having an
                                                      necessary because miners can readily                    (d)(2), and (d)(3) for at least one year              annual effect on the economy of $100
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      check to confirm that the component is                  and make them available for inspection                million or more, creating a serious
                                                      working.                                                by authorized representatives of the                  inconsistency or interfering with an
                                                         Proposed § 75.1733(d)(3) would                       Secretary and representatives of miners.              action of another agency, materially
                                                      require that the operator make and                      The operator may provide access                       altering the budgetary impact of
                                                      retain records of the persons trained in                electronically or by providing paper                  entitlements or the rights of entitlement
                                                      the installation and maintenance of                     copies of records. MSHA believes that                 recipients, or raising novel legal or
                                                      proximity detection systems. MSHA                       keeping records for one year provides a               policy issues. The Office of Management
                                                      anticipates that many mine operators                    history of the conditions documented at               and Budget (OMB) has determined that
                                                      would train qualified persons, as                       the mine to alert miners, representatives             the proposed rule is a significant


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00063   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                      53082              Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules

                                                      regulatory action because it raises novel               haulage and machinery accidents that                  rule over 10 years would be $182.6
                                                      legal and policy issues.                                occurred from 1984 through 2014 (31                   million at a 0 percent discount rate,
                                                                                                              years) and determined that the use of                 $151.5 million at a 3 percent discount
                                                      B. Population at Risk
                                                                                                              proximity detection systems could have                rate, and $120.0 million at a 7 percent
                                                        The proposed rule would apply to all                  prevented 42 fatalities and 179 nonfatal              discount rate. The total annualized
                                                      underground coal mines in the United                    injuries involving pinning, crushing, or              benefits over 10 years would be
                                                      States. In 2014, there were                             striking accidents with coal hauling                  approximately $18.3 million at a 0
                                                      approximately 300 active underground                    machines and scoops (since these                      percent discount rate, $17.2 million at a
                                                      coal mines using mobile machines on                     miners were located in a proximity                    3 percent discount rate, and $16.0
                                                      the working section. These mines                        detection system warning/stopping                     million at a 7 percent discount rate.
                                                      employ approximately 39,870 miners                      zone). This count excludes fatalities and
                                                      (excluding office workers).                                                                                   E. Compliance Costs
                                                                                                              injuries that would not have been
                                                                                                              prevented by proximity detection                         This section presents MSHA’s
                                                      C. Net Benefits
                                                                                                              systems on mobile machines, such as                   estimates of the total costs to
                                                         Under the Mine Act, MSHA is not                      when a roof or rib fall pins a miner                  underground coal mine operators to
                                                      required to use estimated net benefits as               against a mobile machine or a mobile                  comply with the proposed rule over a
                                                      the basis for its decision. At a 0 percent              machine strikes and pushes another                    10-year period. MSHA based the cost
                                                      discount rate over 10 years, the                        machine into a miner.                                 estimates on the likely actions that the
                                                      estimated annualized values for net                        To estimate the number of injuries                 Agency believes would be necessary to
                                                      benefits of the proposed rule would be                  and fatalities that the proposed rule                 comply with the proposed rule. MSHA
                                                      $2.1 million. At a 3 percent discount                   would prevent, MSHA projected the                     estimates that the total costs of the
                                                      rate over 10 years, the estimated                       number of injuries and fatalities that                proposed rule over a 10-year period
                                                      annualized values for net benefits of the               proximity detection systems installed                 would be approximately $161 million at
                                                      proposed rule would be $0.3 million. At                 on mobile machines would prevent over                 a 0 percent discount rate, $149 million
                                                      a 7 percent discount rate over 10 years,                the next 10 years. This projection was                at a 3 percent discount rate, and $135
                                                      the estimated annualized values for net                 based on MSHA’s review of the                         million at a 7 percent discount rate. The
                                                      benefits of the proposed rule would be                  historical data involving injuries and                total cost annualized over 10 years
                                                      ¥$2.0 million.                                          fatalities occurring from 1984 through                would be approximately $16.1 million
                                                         MSHA anticipates the proposed rule                   2014. Based on the review of the                      per year at a 0 percent discount rate,
                                                      would provide several benefits that                     historical data, MSHA projects that the               $16.9 million per year at a 3 percent
                                                      were not quantified due to a lack of                    proposed rule’s requirements would                    discount rate, and $17.9 million per
                                                      definitive information. For example, the                prevent approximately 70 injuries and                 year at a 7 percent discount rate.
                                                      proposed rule would result in                           15 fatalities over the next 10 years.                    As noted earlier, more detailed
                                                      additional savings to mine operators                       To estimate the monetary values of                 information about how MSHA estimated
                                                      who would be able to avoid production                   the reductions in deaths and nonfatal                 benefits and costs are available in the
                                                      delays typically associated with mine                   injuries, MSHA uses an analysis of the                Preliminary Regulatory Economic
                                                      accidents. Pinning, crushing, and                       imputed values based on a Willingness-                Analysis (PREA) supporting this
                                                      striking accidents can disrupt                          to-Pay approach. This approach relies                 proposed rule. The PREA is available on
                                                      production at a mine during the time it                 on the theory of compensating wage                    MSHA’s Web site, at http://
                                                      takes to remove the injured miners,                     differentials (i.e., the wage premiums                www.msha.gov/REGSINF5.HTM.
                                                      investigate the cause of the accident,                  paid to workers to accept the risk
                                                      and clean up the accident site. Such                    associated with various jobs) in the                  IV. Feasibility
                                                      delays can last for a shift or more.                    labor market. A number of studies have                  MSHA has concluded that the
                                                      Factors such as lost production,                        shown a correlation between higher job                requirements of the proposed rule
                                                      damaged equipment, and other                            risk and higher wages, suggesting that                would be both technologically and
                                                      miscellaneous expenses could result in                  employees demand monetary                             economically feasible, and that the 36-
                                                      significant costs to mine operators;                    compensation in return for incurring                  month phase-in period would facilitate
                                                      however, MSHA has not quantified                        greater risk. The benefit of preventing a             implementation of the proposed rule.
                                                      these savings due to the imprecision of                 fatality is measured by what is
                                                                                                              conventionally called the Value of a                  A. Technological Feasibility
                                                      the data.
                                                         The dollar estimate of benefits and                  Statistical Life (VSL), defined as the                  MSHA has concluded that the
                                                      costs are explained further in the                      additional cost that individuals would                proposal is technologically feasible.
                                                      Benefits (D) and Compliance Costs (E)                   be willing to bear for improvements in                Mine operators are capable of equipping
                                                      sections.                                               safety (that is, reductions in risks) that,           coal hauling machines and scoops with
                                                                                                              in the aggregate, reduce the expected                 proximity detection systems in
                                                      D. Benefits                                             number of fatalities by one. MSHA                     accordance with the proposed
                                                         The proposed rule would significantly                emphasizes that the VSL is a statistical              compliance dates. Proximity detection
                                                      improve safety protections for                          concept for comparing risk reduction                  systems required under the proposal
                                                      underground coal miners by reducing                     and not the value of an individual’s life.            already exist and are commercially
                                                      their risk of being crushed, pinned, or                 For the primary estimate, MSHA used a                 available for use in underground coal
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      struck by mobile machines. MSHA                         VSL of $9.4 million (2014 dollars), 40                mines.
                                                      projects that the benefits of the                       percent of the VSL for permanent                        MSHA has experience with
                                                      proposed rule would gradually increase                  disabilities, and approximately 1                     manufacturers of proximity detection
                                                      over time as the number of proximity                    percent of the VSL for non-disabling                  systems and mine operators who have
                                                      detection systems in operation increases                injuries. Detailed information about                  installed proximity detection systems
                                                      during the first 36 months after the                    how MSHA estimated the benefits are                   on coal hauling machines and scoops.
                                                      effective date of a final rule.                         available in the PREA supporting this                 MSHA has approved two proximity
                                                         MSHA reviewed the Agency’s                           proposed rule. MSHA estimates the total               detection systems for permissibility
                                                      investigation reports for all powered                   undiscounted benefit of the proposed                  under existing regulations in 30 CFR


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00064   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                                         Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules                                          53083

                                                      part 18, which can be installed on coal                 suggested alternatives, safety benefits to            fewer than 20 employees, which MSHA
                                                      hauling machines and scoops. As of                      miners, and supporting data.                          and the mining community have
                                                      January 2015, at least 79 coal hauling                                                                        traditionally referred to as small mines.
                                                                                                              B. Economic Feasibility
                                                      machines and 50 scoops equipped with                                                                          These small mines differ from larger
                                                      a proximity detection system are                          MSHA has traditionally used a                       mines not only in the number of
                                                      operating in underground coal mines in                  revenue screening test—whether the                    employees, but also in economies of
                                                      the United States. MSHA observed these                  yearly compliance costs of a regulation               scale in material produced, in the type
                                                      systems provide warnings and stop coal                  are less than one percent of revenues, or             and amount of production equipment,
                                                      hauling machines and scoops                             are negative (e.g., provide net cost                  and in supply inventory. Therefore,
                                                      appropriately. MSHA also observed                       savings)—to establish presumptively                   their costs of complying with MSHA’s
                                                      these coal hauling machines function                    that compliance with the regulation is                rules and the impact of the Agency’s
                                                      properly while interacting with a                       economically feasible for the mining                  rules on them will also tend to be
                                                      continuous mining machine equipped                      industry. Based on this test, MSHA has                different.
                                                      with a proximity detection system.                      concluded that the requirements of the                   This analysis complies with the
                                                      There were approximately eight people                   proposed rule are economically feasible.              requirements of the RFA for an analysis
                                                      equipped with miner-wearable                              The annualized cost of the proposed                 of the impact on small entities while
                                                      components during this demonstration.                   rule to underground coal mine                         continuing MSHA’s traditional
                                                         MSHA also observed mobile                            operators, discounted at 7 percent over               definition of small mines.
                                                      machines, including coal hauling                        10 years, is $17.9 million. This
                                                                                                                                                                    B. Factual Basis for Certification
                                                      machines, scoops, and continuous                        represents approximately 0.08 percent
                                                      mining machines, equipped with                          of total annual revenue of $21.2 billion                 MSHA’s analysis of the economic
                                                      proximity detection systems operate in                  ($17.9 million cost/$21.2 billion                     impact on small entities begins with a
                                                      South Africa. MSHA observed                             revenue) for all underground coal                     screening analysis. The screening
                                                      proximity detection systems from                        mines. Since the estimated compliance                 compares the estimated costs of the
                                                      several manufacturers provide warnings                  cost is below one percent of estimated                proposed rule for small entities to their
                                                      and slow and stop machines at                           annual revenue, MSHA concludes no                     estimated revenues. When estimated
                                                      appropriate distances.                                  further analysis is required. Compliance              costs are less than one percent of
                                                         Based on MSHA’s experience with                      with the provisions of the proposed rule              estimated revenues (for the size
                                                      approving four proximity detection                      would be economically feasible for the                categories considered), MSHA believes
                                                      systems under 30 CFR part 18 as                         coal industry.                                        it is generally appropriate to conclude
                                                      permissible for use on continuous                                                                             that no further analysis is required to
                                                      mining machines and its observations in                 V. Regulatory Flexibility Act and Small               conclude that there is no significant
                                                      South Africa, the Agency anticipates                    Business Regulatory Enforcement                       economic impact on a substantial
                                                      that other manufacturers may develop                    Fairness Act                                          number of small entities. If estimated
                                                      proximity detection systems for use                        Pursuant to the Regulatory Flexibility             costs are equal to or exceed one percent
                                                      with coal hauling machines and scoops                   Act (RFA) of 1980, as amended by the                  of revenues, further analysis may be
                                                      in the United States.                                   Small Business Regulatory Enforcement                 warranted.
                                                         Continuous haulage systems consist                   Fairness Act (SBREFA), MSHA has                          Revenue for underground coal mines
                                                      of multiple interconnected mobile and                   analyzed the compliance cost impact of                is derived from data on coal prices and
                                                      bridge units. Although MSHA has no                      the proposed rule on small entities.                  tonnage. The average open market U.S.
                                                      experience with continuous haulage                      Based on that analysis, MSHA certifies                sales price of underground coal for 2013
                                                      systems equipped with a proximity                       that the proposed rule would not have                 was $60.98 per ton. This average price
                                                      detection system, MSHA anticipates                      a significant economic impact on a                    of underground coal for 2013 is from the
                                                      that existing proximity detection                       substantial number of small entities in               Department of Energy (DOE), Energy
                                                      systems can be adapted to continuous                    terms of compliance costs. Therefore,                 Information Administration (EIA),
                                                      haulage systems to provide complete                     the Agency is not required to develop an              Annual Coal Report 2013, January 2015,
                                                      proximity detection coverage on each of                 initial regulatory flexibility analysis.              p. 47. The actual 2014 price is not yet
                                                      the interconnected units. By connecting                    The factual basis for this certification           available. Based on EIA reports in 2014
                                                      the proximity detection system with the                 is presented in full in Chapter VII of the            and 2015 showing little change in the
                                                      electrical circuitry of the continuous                  PREA and in summary form below.                       price for underground coal since 2013,
                                                      haulage system, the proximity detection                                                                       MSHA used the 2013 price of $60.98 per
                                                      system can de-energize the entire                       A. Definition of a Small Mine                         ton.
                                                      continuous haulage system or stop all                      Under the RFA, in analyzing the                       Total underground coal production in
                                                      tram motors. As stated previously                       impact of a rule on small entities,                   2014 was approximately 3.1 million
                                                      MSHA anticipates challenges with                        MSHA must use the Small Business                      tons for mines with 1–19 employees.
                                                      adapting proximity detection systems to                 Administration’s (SBA’s) definition for a             Multiplying tons by the 2013 price per
                                                      continuous haulage systems due to the                   small entity, or after consultation with              ton, 2014 underground coal revenue
                                                      length of these machines and the unique                 the SBA Office of Advocacy, establish                 was $189 million for mines with 1–19
                                                      interaction with continuous mining                      an alternative definition for the mining              employees. Total underground coal
                                                      machines.                                               industry by publishing that definition in             production in 2014 was approximately
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                         MSHA solicits comments on the                        the Federal Register for notice and                   240.1 million short tons for mines with
                                                      technological feasibility of equipping                  comment. MSHA has not established an                  1–500 employees. Multiplying tons by
                                                      coal hauling machines and scoops with                   alternative definition, and is required to            the 2013 price per ton, 2014
                                                      proximity detection systems. MSHA                       use SBA’s definition. The SBA defines                 underground coal revenue was $14.6
                                                      specifically solicits comments on                       a small entity in the mining industry as              billion for mines with 1–500 employees.
                                                      equipping continuous haulage systems                    an establishment with 500 or fewer                    Total underground coal production in
                                                      with proximity detection systems.                       employees.                                            2014 was approximately 348.4 million
                                                      Comments should be specific and                            MSHA has also examined the impact                  tons. Multiplying tons by the 2013 price
                                                      include alternatives, rationale for                     of the proposed rule on mines with                    per ton, total estimated revenue in 2014


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00065   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                      53084              Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules

                                                      for underground coal production was                     information collection package of                     obtained at the final rule stage. MSHA
                                                      $21.2 billion.                                          approximately $114,565.                               displays the OMB control numbers for
                                                        The estimated yearly cost of the                                                                            the information collection requirements
                                                                                                              B. Procedural Details
                                                      proposed rule for underground coal                                                                            in its regulations in 30 CFR part 3.
                                                      mines with 1–19 employees is                              The information collection package                    The proposed total information
                                                      approximately $1.7 million which                        for this proposed rule has been                       collection burden is summarized as
                                                      represents approximately 0.90 percent                   submitted to OMB for review under 44                  follows:
                                                      of annual revenues. MSHA estimates                      U.S.C. 3504, paragraph (h) of the                       Title of Collection: Permissible
                                                      that some mines might experience costs                  Paperwork Reduction Act of 1995                       Equipment Testing.
                                                      somewhat higher than the average per                    (PRA), as amended. The methodology                      • OMB Control Numbers: 1219–0066.
                                                      mine in their size category while others                for estimating burden hours and related                 • Affected Public: Private Sector-
                                                      might experience lower costs.                           costs are in the Preliminary Regulatory               Businesses or other for-profits.
                                                        When applying SBA’s definition of a
                                                                                                              Economic Analysis (PREA) for the                        • Estimated Number of Respondents:
                                                                                                              proposed rule. The PREA can be                        300 respondents.
                                                      small mine, the estimated yearly cost of
                                                      the proposed rule for underground coal
                                                                                                              accessed electronically at http://                      • Estimated Number of Responses:
                                                                                                              www.msha.gov/REGSINF5.HTM. For a                      222 responses.
                                                      mines with 1–500 employees is                           detailed summary of the burden hours                    • Estimated Annual Burden Hours:
                                                      approximately $13.1 million which                       and related costs by provision, see the               792 hours.
                                                      represents approximately 0.10 percent                   information collection package                          • Estimated Annual Cost Related to
                                                      of annual revenue.                                      accompanying this proposed rule. A                    Burden Hours: $80,356.
                                                        Based on this analysis, MSHA has                      copy of the information collection                      • Estimated Other Annual Costs
                                                      determined that no further analysis is                  package can be obtained from http://                  Related to the Information Collection
                                                      required to conclude that the proposed                  www.msha.gov/regspwork.htm or http://                 Package: $114,565.
                                                      rule would not have a significant                       www.regulations.gov on the day                          Title of Collection: Proximity
                                                      economic impact in terms of                             following publication of this document                Detection Systems for Mining Machines
                                                      compliance costs on a substantial                       in the Federal Register or from the                   in Underground Coal Mines.
                                                      number of small underground coal                        Department of Labor by electronic mail                  • OMB Control Numbers: 1219–0148.
                                                      mines, as defined by SBA. MSHA has                      request to Michel Smyth at                              • Affected Public: Private Sector-
                                                      provided, in the PREA accompanying                      smyth.michel@dol.gov (email) or (202)                 Businesses or other for-profits.
                                                      this proposed rule, a complete analysis                 693–4129 (voice) or Sheila McConnell at                 • Estimated Number of Respondents:
                                                      of the cost impact on this category of                  mcconnell.sheila.a@dol.gov or (202)                   300 respondents.
                                                      mines.                                                  693–9440 (voice).                                       • Estimated Number of Responses:
                                                      VI. Paperwork Reduction Act of 1995                       MSHA requests comments to:                          811,497 responses.
                                                                                                                • Evaluate whether the proposed                       • Estimated Annual Burden Hours:
                                                      A. Summary                                              collection of information is necessary                2,302 hours.
                                                                                                              for the proper performance of the                       • Estimated Annual Cost Related to
                                                         The Paperwork Reduction Act (PRA)
                                                                                                              functions of the Agency, including                    Burden Hours: $232,998.
                                                      provides for the Federal government’s
                                                                                                              whether the information will have                       • Estimated Other Annual Costs
                                                      collection, use, and dissemination of
                                                                                                              practical utility;                                    Related to the Information Collection
                                                      information. The goals of the PRA                         • Evaluate the accuracy of the
                                                      include minimizing paperwork and                                                                              Package: $0.
                                                                                                              Agency’s estimate of the burden of the
                                                      reporting burdens and ensuring the                      proposed collection of information,                   VII. Other Regulatory Considerations
                                                      maximum possible utility from the                       including the validity of the
                                                      information that is collected (44 U.S.C.                                                                      A. The Unfunded Mandates Reform Act
                                                                                                              methodology and assumptions used;
                                                      3501). The proposed information                           • Enhance the quality, utility, and                 of 1995
                                                      collections contained in this proposed                  clarity of the information to be                        MSHA has reviewed the proposed
                                                      rule are submitted for review under the                 collected; and                                        rule under the Unfunded Mandates
                                                      PRA to the Office of Management and                       • Minimize the burden of the                        Reform Act of 1995 (2 U.S.C. 1501 et
                                                      Budget (OMB), OMB Control Number                        collection of information on those who                seq.). MSHA has determined that this
                                                      1219–0148. The proposal contains                        are to respond, including through the                 proposed rule does not include any
                                                      minor adjustments to burden hours for                   use of appropriate automated,                         federal mandate that may result in
                                                      an existing paperwork package with                      electronic, mechanical, or other                      increased expenditures by State, local,
                                                      OMB Control Number 1219–0066.                           technological collection techniques or                or tribal governments; nor would it
                                                      MSHA does not include estimated                         other forms of information technology,                increase private sector expenditures by
                                                      burden hours and the cost of revising                   e.g., permitting electronic submission of             more than $100 million (adjusted for
                                                      training plans on an annual basis                       responses.                                            inflation) in any one year or
                                                      because this burden would be                              Comments on the information                         significantly or uniquely affect small
                                                      accounted for under the OMB Control                     collection requirements should be sent                governments. Accordingly, the
                                                      Number 1219–0009. Underground coal                      to both OMB and MSHA. Addresses for                   Unfunded Mandates Reform Act of 1995
                                                      mine operators routinely revise their                   both offices can be found in the                      requires no further Agency action or
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      training plan at least yearly in                        ADDRESSES section of this preamble. The               analysis. Since the proposed rule does
                                                      accordance with 30 CFR part 48.                         Department of Labor notes that, under                 not cost over $100 million in any one
                                                         In the first three years the proposed                the PRA, affected parties do not have to              year, the proposed rule is not a major
                                                      rule is in effect, the mining community                 comply with the information collection                rule under the Unfunded Mandates
                                                      would incur 3,094 annual burden hours                   requirements in this proposed rule until              Reform Act of 1995.
                                                      with related annual burden costs of                     they have been approved by the Office
                                                      approximately $313,354, and other                       of Management and Budget (OMB). The                   B. Executive Order 13132: Federalism
                                                      annual administrative costs (office                     Department of Labor will inform the                      The proposed rule does not have
                                                      supplies and postage) related to the                    public of OMB’s approval when it is                   ‘‘federalism implications’’ because it


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00066   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                                         Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules                                               53085

                                                      would not ‘‘have substantial direct                     government and Indian tribes, or on the               U.S. Department of Labor, Mine Safety and
                                                      effects on the States, on the relationship              distribution of power and                                 Health Administration, ‘‘Program Policy
                                                      between the national government and                     responsibilities between the Federal                      Manual, Vol. V—Coal Mines, Criteria—
                                                                                                                                                                        Mantrips,’’ October 2003 (Release V–34),
                                                      the States, or on the distribution of                   government and Indian tribes.’’                           pp. 126 and 127.
                                                      power and responsibilities among the                    Accordingly, under E.O. 13175, no                     U.S. Department of Labor, Mine Safety and
                                                      various levels of government.’’                         further Agency action or analysis is                      Health Administration, ‘‘Proximity
                                                      Accordingly, under E.O. 13132, no                       required.                                                 Protection System Specification.’’
                                                      further Agency action or analysis is                                                                              October 4, 2004.
                                                                                                              H. Executive Order 13211: Actions                     U.S. Department of Labor, Mine Safety and
                                                      required.
                                                                                                              Concerning Regulations That                               Health Administration, Request for
                                                      C. The Treasury and General                             Significantly Affect Energy Supply,                       Information. ‘‘Proximity Detection
                                                      Government Appropriations Act of                        Distribution, or Use                                      Systems for Underground Mines,’’
                                                      1999: Assessment of Federal                                                                                       Federal Register, Vol. 75, pg. 2009,
                                                                                                                 Executive Order 13211 requires                         February 1, 2010.
                                                      Regulations and Policies on Families                    agencies to publish a statement of                    U.S. Department of Labor, Mine Safety and
                                                         Section 654 of the Treasury and                      energy effects when a rule has a                          Health Administration. ‘‘Preliminary
                                                      General Government Appropriations                       significant energy action that adversely                  Regulatory Economic Analysis for
                                                      Act of 1999 (5 U.S.C. 601 note) requires                affects energy supply, distribution or                    Proximity Detection Systems for Mobile
                                                      agencies to assess the impact of Agency                 use. MSHA has reviewed this proposed                      Machines in Underground Mines,’’
                                                      action on family well-being. MSHA has                   rule for its energy effects because the                   Proposed Rule (RIN 1219–AB78), http://
                                                      determined that the proposed rule                       proposed rule applies to the                              www.msha.gov/prea.HTM, August 2011.
                                                                                                                                                                    Viscusi, W. and J. Aldy. ‘‘The Value of a
                                                      would have no effect on family stability                underground mining sector. Because
                                                                                                                                                                        Statistical Life: A Critical Review of
                                                      or safety, marital commitment, parental                 this proposed rule would result in                        Market Estimates Throughout the
                                                      rights and authority, or income or                      annualized costs of approximately $17.9                   World,’’ Journal of Risk and Uncertainty,
                                                      poverty of families and children.                       million to the underground coal mining                    27:5–76, 2003.
                                                      Accordingly, MSHA certifies that this                   industry, relative to annual revenues of
                                                      proposed rule would not impact family                   $21.2 billion in 2014, MSHA has                       List of Subjects in 30 CFR Part 75
                                                      well-being.                                             concluded that it is not a significant                  Mine safety and health, Reporting and
                                                                                                              energy action because it is not likely to             recordkeeping requirements,
                                                      D. Executive Order 12630: Government                                                                          Underground coal mines.
                                                                                                              have a significant adverse effect on the
                                                      Actions and Interference With
                                                                                                              supply, distribution, or use of energy.               Joseph A. Main,
                                                      Constitutionally Protected Property
                                                                                                              Accordingly, under this analysis, no
                                                      Rights                                                                                                        Assistant Secretary of Labor for Mine Safety
                                                                                                              further Agency action or analysis is                  and Health.
                                                        The proposed rule does not                            required.
                                                      implement a policy with takings                                                                                 For the reasons set out in the
                                                      implications. Accordingly, under E.O.                   I. Executive Order 13272: Proper                      preamble and under the authority of the
                                                      12630, no further Agency action or                      Consideration of Small Entities in                    Federal Mine Safety and Health Act of
                                                      analysis is required.                                   Agency Rulemaking                                     1977, as amended, MSHA is proposing
                                                                                                                 MSHA has thoroughly reviewed the                   to amend chapter I of title 30 of the
                                                      E. Executive Order 12988: Civil Justice                 proposed rule to assess and take                      Code of Federal Regulations as follows:
                                                      Reform                                                  appropriate account of its potential
                                                         The proposed rule was written to                     impact on small businesses, small                     PART 75—MANDATORY SAFETY
                                                      provide a clear legal standard for                      governmental jurisdictions, and small                 STANDARDS—UNDERGROUND COAL
                                                      affected conduct and was carefully                      organizations. MSHA has determined                    MINES
                                                      reviewed to eliminate drafting errors                   and certified that the proposed rule does             ■ 1. The authority citation for part 75
                                                      and ambiguities, so as to minimize                      not have a significant economic impact                continues to read as follows:
                                                      litigation and undue burden on the                      on a substantial number of small
                                                      Federal court system. Accordingly, the                  entities.                                                 Authority: 30 U.S.C. 811, 813(h), 957.
                                                      proposed rule would meet the                                                                                  ■   2. Add § 75.1733 to read as follows:
                                                      applicable standards provided in                        VIII. References
                                                      section 3 of E.O. 12988, Civil Justice                  Dransite, Jerry, G. Clark, B. Warnock, D.             § 75.1733 Proximity detection systems;
                                                      Reform.                                                     Wease. ‘‘Remotely Controlled Mining               other mobile machines.
                                                                                                                  Machinery Study,’’ MSHA Approval and                (a) Machines covered. Operators must
                                                      F. Executive Order 13045: Protection of                     Certification Center, August 3, 1998.             equip coal hauling machines and scoops
                                                      Children From Environmental Health                      Hintermann, Beat, Anna Alberini, and Anil             on working sections, except longwall
                                                      Risks and Safety Risks                                      Markandya. ‘‘Estimating the Value of              working sections, with machine-
                                                                                                                  Safety with Labour Market Data: Are the
                                                        The proposed rule would have no                           Results Trustworthy?,’’ Applied
                                                                                                                                                                    mounted components of a proximity
                                                      adverse impact on children.                                 Economics, 42(9):1085–1100, 2010. First           detection system in accordance with the
                                                      Accordingly, under E.O. 13045, no                           published on July 18, 2008. URL: http://          following dates. For proximity detection
                                                      further Agency action or analysis is                        dx.doi.org/10.1080/00036840802260940.             systems with miner-wearable
                                                      required.                                               Magat, W., W. Viscusi, and J. Huber. ‘‘A              components, the mine operator must
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                                                                                  Reference Lottery Metric for Valuing              provide a miner-wearable component to
                                                      G. Executive Order 13175: Consultation                      Health’’, Management Science,                     be worn by each miner on the working
                                                      and Coordination With Indian Tribal                         42(8):1118–1130m, 1996.                           sections, except longwall working
                                                      Governments                                             Sanders, M.S., and G.R. Kelly. ‘‘Visual
                                                                                                                                                                    sections, by the following dates.
                                                                                                                  Attention Locations for Operating
                                                         This proposed rule does not have                         Continuous Miners, Shuttle Cars, and
                                                                                                                                                                      (1) Coal hauling machines and scoops
                                                      ‘‘tribal implications’’ because it would                    Scoops—Volume 1 (contract J0387213,               manufactured after [INSERT
                                                      not ‘‘have substantial direct effects on                    Canyon Research Group, Inc.)’’, USBM              EFFECTIVE DATE OF THE FINAL
                                                      one or more Indian tribes, on the                           OFR 29(1)–82, 1981. NTIS PB 82–                   RULE] must meet the requirements in
                                                      relationship between the Federal                            187964.                                           this section no later than [INSERT


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00067   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1


                                                      53086              Federal Register / Vol. 80, No. 170 / Wednesday, September 2, 2015 / Proposed Rules

                                                      DATE 8 MONTHS AFTER THE                                 from other signals, is provided during                ENVIRONMENTAL PROTECTION
                                                      EFFECTIVE DATE OF THE FINAL                             movement. Such movement is permitted                  AGENCY
                                                      RULE]. These machines must meet the                     only for purposes of relocating the
                                                      requirements in this section when                       machine from an unsafe location for                   40 CFR Part 52
                                                      placed in service with a proximity                      repair;                                               [EPA–R09–OAR–2014–0256; FRL–9927–13–
                                                      detection system.                                          (5) Be installed to prevent interference           Region 9]
                                                         (2) Coal hauling machines or scoops                  that adversely affects performance of
                                                      manufactured and equipped with a                        any electrical system; and                            Approval and Promulgation of
                                                      proximity detection system on or before                    (6) Be installed and maintained in                 Implementation Plans; Arizona;
                                                      [INSERT EFFECTIVE DATE OF THE                           proper operating condition by a person                Phased Discontinuation of Stage II
                                                      FINAL RULE] must:                                       trained in the installation and                       Vapor Recovery Program
                                                         (i) Meet the requirements in this                    maintenance of the system.
                                                      section no later than [INSERT DATE 8                       (c) Proximity detection system checks.             AGENCY:  Environmental Protection
                                                      MONTHS AFTER THE EFFECTIVE                              Operators must:                                       Agency (EPA).
                                                      DATE OF THE FINAL RULE] if                                 (1) Designate a person who must                    ACTION: Proposed rule.
                                                      modifications to the existing proximity                 perform a check of machine-mounted                    SUMMARY:    The Environmental Protection
                                                      detection system can be made                            components of the proximity detection                 Agency (EPA) is proposing to approve a
                                                      underground; or                                         system to verify that components are
                                                         (ii) Meet the requirement in this                                                                          state implementation plan (SIP) revision
                                                                                                              intact and the system is functioning                  from the Arizona Department of
                                                      section no later than [INSERT DATE 36                   properly, and to take action to correct
                                                      MONTHS AFTER THE EFFECTIVE                                                                                    Environmental Quality related to the
                                                                                                              defects:                                              removal of ‘‘Stage II’’ vapor recovery
                                                      DATE OF THE FINAL RULE] if the                             (i) At the beginning of each shift when
                                                      existing proximity detection system                                                                           equipment at gasoline dispensing
                                                                                                              the machine is to be used; or                         facilities in the Phoenix-Mesa area.
                                                      cannot be modified underground or                          (ii) Immediately prior to the time the
                                                      needs to be replaced with a new                                                                               Specifically, the EPA is proposing to
                                                                                                              machine is to be operated if not in use               approve a SIP revision that eliminates
                                                      proximity detection system.                             at the beginning of a shift; or
                                                         (3) Coal hauling machines and scoops                                                                       the requirement to install and operate
                                                                                                                 (iii) Within 1 hour of a shift change              such equipment at new gasoline
                                                      manufactured and not equipped with a                    if the shift change occurs without an
                                                      proximity detection system on or before                                                                       dispensing facilities, and that provides
                                                                                                              interruption in production.                           for the phased removal of such
                                                      [INSERT EFFECTIVE DATE OF THE                              (2) Check for proper operation of each
                                                      FINAL RULE] must meet the                                                                                     equipment at existing gasoline
                                                                                                              miner-wearable component at the                       dispensing facilities from October 2016
                                                      requirements in this section no later                   beginning of each shift that the
                                                      than [INSERT DATE 36 MONTHS                                                                                   through September 2018. The EPA has
                                                                                                              component is to be used. Defects must                 previously determined that onboard
                                                      AFTER THE EFFECTIVE DATE OF THE                         be corrected before the component is
                                                      FINAL RULE]. These machines must                                                                              refueling vapor recovery is in
                                                                                                              used.                                                 widespread use nationally and waived
                                                      meet the requirements in this section                      (d) Certifications and records. The
                                                      when placed in service with a proximity                                                                       the stage II vapor recovery requirement.
                                                                                                              operator must make and retain                         The EPA is proposing to approve this
                                                      detection system.                                       certifications and records as follows:
                                                         (b) Requirements for proximity                                                                             SIP revision because the resultant short-
                                                                                                                 (1) At the completion of the check of              term incremental increase in emissions
                                                      detection systems. If a proximity                       machine-mounted components required
                                                      detection system includes miner-                                                                              would not interfere with attainment or
                                                                                                              under paragraph (c)(1) of this section, a             maintenance of the national ambient air
                                                      wearable components, both the                           certified person under § 75.100 must
                                                      machine-mounted components and                                                                                quality standards or any other
                                                                                                              certify by initials, date, and time that              requirement of the Clean Air Act and
                                                      miner-wearable components constitute                    the check was conducted. Defects found
                                                      the proximity detection system. The                                                                           because it would avoid longer-term
                                                                                                              as a result of the check in paragraph                 increases in emissions from the
                                                      system must:                                            (c)(1), including corrective actions and
                                                         (1) Cause a machine to stop before                                                                         continued operation of stage II vapor
                                                                                                              dates of corrective actions, must be                  recovery equipment at gasoline
                                                      contacting a miner except for a miner
                                                                                                              recorded before the end of the shift;                 dispensing facilities in the Phoenix-
                                                      who is in the on-board operator’s
                                                                                                                 (2) Make a record of the defects found             Mesa area.
                                                      compartment;
                                                                                                              as a result of the check of miner-
                                                         (2) Provide warning signals,                                                                               DATES: Comments must be received by
                                                                                                              wearable components under paragraph
                                                      distinguishable from other signals, that                                                                      October 2, 2015.
                                                                                                              (c)(2) of this section, including
                                                      alert miners before the system causes a                                                                       ADDRESSES: Submit your comments,
                                                                                                              corrective actions and dates of
                                                      machine to stop: An audible and visual                                                                        identified by Docket No. EPA–R09–
                                                                                                              corrective actions;
                                                      warning signal on any miner-wearable                                                                          OAR–2014–0256, by one of the
                                                                                                                 (3) Make a record of the persons
                                                      component and a visual warning signal                                                                         following methods:
                                                                                                              trained in the installation and
                                                      on the machine;                                                                                                 1. Federal Rulemaking Portal: http://
                                                         (3) Provide a visual signal on the                   maintenance of proximity detection
                                                                                                              systems required under paragraph (b)(6)               www.regulations.gov. Follow the on-line
                                                      machine that indicates the machine-                                                                           instructions for submitting comments.
                                                      mounted components are functioning                      of this section;
                                                                                                                                                                       2. Email: Jeffrey Buss at buss.jeffrey@
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      properly;                                                  (4) Maintain records in a secure book
                                                                                                                                                                    epa.gov.
                                                         (4) Prevent movement of the machine                  or electronically in a secure computer                   3. Fax: Jeffrey Buss, Air Planning
                                                      if any machine-mounted component of                     system not susceptible to alteration; and             Office (AIR–2), at fax number 415–947–
                                                      the system is not functioning properly.                    (5) Retain records for at least one year           3579.
                                                      However, a system with any machine-                     and make them available for inspection                   4. Mail: Jeffrey Buss, Air Planning
                                                      mounted component that is not                           by authorized representatives of the                  Office (AIR–2), U.S. Environmental
                                                      functioning properly may allow                          Secretary and representatives of miners.              Protection Agency, Region IX, 75
                                                      machine movement if an audible or                       [FR Doc. 2015–21573 Filed 9–1–15; 8:45 am]            Hawthorne, San Francisco, California
                                                      visual warning signal, distinguishable                  BILLING CODE 4510–43–P                                94105.


                                                 VerDate Sep<11>2014   18:00 Sep 01, 2015   Jkt 235001   PO 00000   Frm 00068   Fmt 4702   Sfmt 4702   E:\FR\FM\02SEP1.SGM   02SEP1



Document Created: 2018-02-26 10:10:34
Document Modified: 2018-02-26 10:10:34
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments must be received or postmarked by midnight Eastern Daylight Saving Time on December 1, 2015.
ContactSheila McConnell, Acting Director, Office of Standards, Regulations, and Variances, MSHA, at [email protected] (email), 202-693-9440 (voice), or 202-693- 9441 (facsimile).
FR Citation80 FR 53070 
RIN Number1219-AB78
CFR AssociatedMine Safety and Health; Reporting and Recordkeeping Requirements and Underground Coal Mines

2024 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR