80_FR_54077 80 FR 53904 - SEC Advisory Committee on Small and Emerging Companies

80 FR 53904 - SEC Advisory Committee on Small and Emerging Companies

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 173 (September 8, 2015)

Page Range53904-53905
FR Document2015-22533

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Wednesday, September 23, 2015, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.

Federal Register, Volume 80 Issue 173 (Tuesday, September 8, 2015) 
[Federal Register Volume 80, Number 173 (Tuesday, September 8, 2015)]
[Notices]
[Pages 53904-53905]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-22533]


=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-9899; 34-75812; File No. 265-27]


SEC Advisory Committee on Small and Emerging Companies

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission Advisory Committee on 
Small and Emerging Companies is providing notice that it will hold a 
public meeting on Wednesday, September 23, 2015, in Multi-Purpose Room 
LL-006 at the Commission's headquarters, 100 F Street NE., Washington, 
DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the 
public. The meeting will be webcast on the Commission's Web site at 
www.sec.gov. Persons needing special accommodations to take part 
because of a disability should notify the contact person listed below. 
The public is invited to submit written statements to the Committee. 
The agenda for the meeting includes matters relating to rules and 
regulations affecting small and

[[Page 53905]]

emerging companies under the federal securities laws.

DATES: The public meeting will be held on Wednesday, September 23, 
2015. Written statements should be received on or before September 21, 
2015.

ADDRESSES: The meeting will be held at the Commission's headquarters, 
100 F Street NE., Washington, DC. Written statements may be submitted 
by any of the following methods:

Electronic Statements

     Use the Commission's Internet submission form (http://
www.sec.gov/
    info/smallbus/acsec.shtml); or
     Send an email message to rule-comments@sec.gov. Please 
include File Number 265-27 on the subject line; or

Paper Statements

     Send paper statements to Brent J. Fields, Federal Advisory 
Committee Management Officer, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-1090.

All submissions should refer to File No. 265-27. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method. The Commission will post all statements on the Advisory 
Committee's Web site (http://www.sec.gov/spotlight/acsec-spotlight.shtml).
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549, on official business days between the hours of 10 
a.m. and 3 p.m. All statements received will be posted without change; 
we do not edit personal identifying information from submissions. You 
should submit only information that you wish to make available 
publicly.

FOR FURTHER INFORMATION CONTACT: Julie Z. Davis, Senior Special 
Counsel, at (202) 551-3460, Office of Small Business Policy, Division 
of Corporation Finance, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-3628.

SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the 
Federal Advisory Committee Act, 5 U.S.C.-App. 1, and the regulations 
thereunder, Keith Higgins, Designated Federal Officer of the Committee, 
has ordered publication of this notice.

    Dated: September 2, 2015.
Brent J. Fields,
Committee Management Officer.
[FR Doc. 2015-22533 Filed 9-4-15; 8:45 am]
BILLING CODE 8011-01-P

53904 Federal Register / Vol. 80, No. 173 / Tuesday, September 8, 2015 / Notices comments electronically should contact By the Commission. The Commission invites comments on the person identified in the FOR FURTHER Shoshana M. Grove, whether the Postal Service’s filing is INFORMATION CONTACT section by Secretary. consistent with 39 U.S.C. 3632, 3633, or telephone for advice on filing [FR Doc. 2015–22506 Filed 9–4–15; 8:45 am] 3642, 39 CFR part 3015, and 39 CFR alternatives. BILLING CODE 7710–FW–P part 3020, subpart B. Comments are due FOR FURTHER INFORMATION CONTACT: no later than September 9, 2015. The David A. Trissell, General Counsel, at public portions of the filing can be 202–789–6820. POSTAL REGULATORY COMMISSION accessed via the Commission’s Web site (http://www.prc.gov). SUPPLEMENTARY INFORMATION: [Docket No. CP2015–132; Order No. 2691] The Commission appoints JP Table of Contents New Postal Product Klingenberg to serve as Public I. Introduction Representative in this docket. II. Notice of Commission Action AGENCY: Postal Regulatory Commission. III. Ordering Paragraphs III. Ordering Paragraphs ACTION: Notice. It is ordered: I. Introduction SUMMARY: The Commission is noticing a 1. The Commission establishes Docket On August 31, 2015, the Postal recent Postal Service filing concerning No. CP2015–132 for consideration of the Service filed notice that it has entered an additional Global Expedited Package matters raised by the Postal Service’s into an additional Global Expedited Services 3 negotiated service agreement. Notice. Package Services 3 (GEPS 3) negotiated This notice informs the public of the 2. Pursuant to 39 U.S.C. 505, JP service agreement (Agreement).1 filing, invites public comment, and Klingenberg is appointed to serve as an To support its Notice, the Postal takes other administrative steps. officer of the Commission to represent Service filed a copy of the Agreement, DATES: Comments are due: September 9, the interests of the general public in this a copy of the Governors’ Decision 2015. proceeding (Public Representative). authorizing the product, a certification ADDRESSES: Submit comments 3. Comments are due no later than of compliance with 39 U.S.C. 3633(a), electronically via the Commission’s September 9, 2015. and an application for non-public Filing Online system at http:// 4. The Secretary shall arrange for treatment of certain materials. It also www.prc.gov. Those who cannot submit publication of this order in the Federal filed supporting financial workpapers. comments electronically should contact Register. II. Notice of Commission Action the person identified in the FOR FURTHER By the Commission. INFORMATION CONTACT section by Shoshana M. Grove, The Commission establishes Docket telephone for advice on filing Secretary. No. CP2015–133 for consideration of alternatives. [FR Doc. 2015–22505 Filed 9–4–15; 8:45 am] matters raised by the Notice. The Commission invites comments on FOR FURTHER INFORMATION CONTACT: BILLING CODE 7710–FW–P whether the Postal Service’s filing is David A. Trissell, General Counsel, at consistent with 39 U.S.C. 3632, 3633, or 202–789–6820. 3642, 39 CFR part 3015, and 39 CFR SUPPLEMENTARY INFORMATION: SECURITIES AND EXCHANGE part 3020, subpart B. Comments are due COMMISSION no later than September 9, 2015. The Table of Contents [Release Nos. 33–9899; 34–75812; File No. public portions of the filing can be I. Introduction 265–27] accessed via the Commission’s Web site II. Notice of Commission Action (http://www.prc.gov). III. Ordering Paragraphs SEC Advisory Committee on Small and The Commission appoints Kenneth R. I. Introduction Emerging Companies Moeller to serve as Public Representative in this docket. On August 31, 2015, the Postal AGENCY: Securities and Exchange Service filed notice that it has entered Commission. III. Ordering Paragraphs into an additional Global Expedited ACTION: Notice of meeting. It is ordered: Package Services 3 (GEPS 3) negotiated 1. The Commission establishes Docket service agreement (Agreement).1 SUMMARY: The Securities and Exchange No. CP2015–133 for consideration of the To support its Notice, the Postal Commission Advisory Committee on matters raised by the Postal Service’s Service filed a copy of the Agreement, Small and Emerging Companies is Notice. a copy of the Governors’ Decision providing notice that it will hold a 2. Pursuant to 39 U.S.C. 505, Kenneth authorizing the product, a certification public meeting on Wednesday, R. Moeller is appointed to serve as an of compliance with 39 U.S.C. 3633(a), September 23, 2015, in Multi-Purpose officer of the Commission to represent and an application for non-public Room LL–006 at the Commission’s the interests of the general public in this treatment of certain materials. It also headquarters, 100 F Street NE., proceeding (Public Representative). filed supporting financial workpapers. Washington, DC. The meeting will begin 3. Comments are due no later than at 9:30 a.m. (EDT) and will be open to September 9, 2015. II. Notice of Commission Action the public. The meeting will be webcast 4. The Secretary shall arrange for The Commission establishes Docket on the Commission’s Web site at asabaliauskas on DSK5VPTVN1PROD with NOTICES publication of this order in the Federal No. CP2015–132 for consideration of www.sec.gov. Persons needing special Register. matters raised by the Notice. accommodations to take part because of a disability should notify the contact 1 Notice of United States Postal Service of Filing 1 Notice of United States Postal Service of Filing person listed below. The public is a Functionally Equivalent Global Expedited a Functionally Equivalent Global Expedited invited to submit written statements to Package Services 3 Negotiated Service Agreement Package Services 3 Negotiated Service Agreement and Application for Non-Public Treatment of and Application for Non-Public Treatment of the Committee. The agenda for the Materials Filed Under Seal, August 31, 2015 Materials Filed Under Seal, August 31, 2015 meeting includes matters relating to (Notice). (Notice). rules and regulations affecting small and VerDate Sep<11>2014 19:04 Sep 04, 2015 Jkt 235001 PO 00000 Frm 00146 Fmt 4703 Sfmt 4703 E:\FR\FM\08SEN1.SGM 08SEN1

Federal Register / Vol. 80, No. 173 / Tuesday, September 8, 2015 / Notices 53905 emerging companies under the federal SECURITIES AND EXCHANGE disapprove, the proposed rule change securities laws. COMMISSION (File No. SR–NYSEARCA–2015–56). DATES: The public meeting will be held For the Commission, by the Division of on Wednesday, September 23, 2015. [Release No. 34–75801; File No. SR– Trading and Markets, pursuant to delegated Written statements should be received NYSEARCA–2015–56] authority.6 on or before September 21, 2015. Robert W. Errett, ADDRESSES: The meeting will be held at Self-Regulatory Organizations; NYSE Deputy Secretary. the Commission’s headquarters, 100 F Arca, Inc.; Notice of Designation of a [FR Doc. 2015–22491 Filed 9–4–15; 8:45 am] Street NE., Washington, DC. Written Longer Period for Commission Action BILLING CODE 8011–01–P statements may be submitted by any of on Proposed Rule Change Adopting the following methods: New Equity Trading Rules Relating to Orders and Modifiers and the Retail SECURITIES AND EXCHANGE Electronic Statements Liquidity Program To Reflect the COMMISSION • Use the Commission’s Internet Implementation of Pillar, the Exchange’s New Trading Technology [Release No. 34–75803; File No. TP 15–14] submission form (http://www.sec.gov/ info/smallbus/acsec.shtml); or Platform Order Granting Greenbacker • Send an email message to rule- Renewable Energy Company LLC a September 1, 2015. comments@sec.gov. Please include File Limited Exemption Number 265–27 on the subject line; or On July 7, 2015, NYSE Arca, Inc. (the ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with September 1, 2015. Paper Statements the Securities and Exchange By letter dated September 1, 2015 (the • Send paper statements to Brent J. Commission (‘‘Commission’’), pursuant ‘‘Letter’’), as supplemented by Fields, Federal Advisory Committee to section 19(b)(1) of the Securities conversations with the staff of the Management Officer, Securities and Exchange Act of 1934 (‘‘Act’’) 1 and Rule Division of Trading and Markets, Exchange Commission, 100 F Street NE., 19b–4 thereunder,2 a proposed rule counsel for Greenbacker Renewable Washington, DC 20549–1090. change adopting new equity trading Energy Company LLC (the ‘‘Company’’) All submissions should refer to File No. rules relating to orders and modifiers requested that the Commission grant an 265–27. This file number should be and the Retail Liquidity Program to exemption from Rule 102(a) of included on the subject line if email is reflect the implementation of Pillar, the Regulation M to permit the Company to used. To help us process and review Exchange’s new trading technology effect repurchases of shares of its your statement more efficiently, please platform. The proposed rule change was common stock pursuant to its proposed use only one method. The Commission published for comment in the Federal share repurchase program (the will post all statements on the Advisory Register on July 28, 2015.3 ‘‘Repurchase Program’’). Committee’s Web site (http:// Section 19(b)(2) of the Act 4 provides As a consequence of the continuous www.sec.gov/spotlight/acsec- that within 45 days of the publication of offering of the Company’s shares, the spotlight.shtml). notice of the filing of a proposed rule Company will be engaged in a Statements also will be available for change, or within such longer period up distribution of shares of its common Web site viewing and printing in the to 90 days as the Commission may stock pursuant to Rule 102 of Regulation Commission’s Public Reference Room, designate if it finds such longer period M. As a result, bids for or purchases of 100 F Street NE., Washington, DC to be appropriate and publishes its shares of its common stock or any 20549, on official business days reasons for so finding or as to which the reference security by the Company or between the hours of 10 a.m. and 3 p.m. self-regulatory organization consents, any affiliated purchaser of the Company All statements received will be posted the Commission shall either approve the are prohibited during the restricted without change; we do not edit personal proposed rule change, disapprove the period specified in Rule 102, unless identifying information from proposed rule change, or institute specifically excepted by or exempted submissions. You should submit only proceedings to determine whether the from Rule 102. information that you wish to make proposed rule change should be Based on the representations and facts available publicly. disapproved. The 45th day for this filing presented in its Letter, we find that it is FOR FURTHER INFORMATION CONTACT: Julie is September 11, 2015. The Commission appropriate in the public interest and Z. Davis, Senior Special Counsel, at is extending this 45-day time period. consistent with the protection of (202) 551–3460, Office of Small The Commission finds it appropriate investors to grant a conditional Business Policy, Division of Corporation to designate a longer period within exemption from Rule 102 of Regulation Finance, Securities and Exchange which to take action on the proposed M to permit the Company to repurchase Commission, 100 F Street NE., rule change, so that it has sufficient time shares of its common stock under its Washington, DC 20549–3628. to consider this proposed rule change. Repurchase Program while the SUPPLEMENTARY INFORMATION: In Company is engaged in a distribution of Accordingly, the Commission, accordance with Section 10(a) of the shares of its common stock. In granting pursuant to section 19(b)(2) of the Act,5 Federal Advisory Committee Act, 5 this exemption, we considered the designates October 26, 2015, as the date U.S.C.-App. 1, and the regulations following representations and facts, by which the Commission should either among others: asabaliauskas on DSK5VPTVN1PROD with NOTICES thereunder, Keith Higgins, Designated approve or disapprove, or institute Federal Officer of the Committee, has • There is no trading market for the proceedings to determine whether to ordered publication of this notice. Company’s common stock; • The Company will terminate its Dated: September 2, 2015. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. Repurchase Program in the event a Brent J. Fields, secondary market for its common stock 3 See Securities Exchange Act Release No. 75497 Committee Management Officer. (July 21, 2015), 80 FR 45022. develops; [FR Doc. 2015–22533 Filed 9–4–15; 8:45 am] 4 15 U.S.C. 78s(b)(2). BILLING CODE 8011–01–P 5 15 U.S.C. 78s(b)(2). 6 17 CFR 200.30–3(a)(31). VerDate Sep<11>2014 17:18 Sep 04, 2015 Jkt 235001 PO 00000 Frm 00147 Fmt 4703 Sfmt 4703 E:\FR\FM\08SEN1.SGM 08SEN1


Document Created: 2018-02-26 10:13:50
Document Modified: 2018-02-26 10:13:50
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of meeting.
DatesThe public meeting will be held on Wednesday, September 23, 2015. Written statements should be received on or before September 21, 2015.
ContactJulie Z. Davis, Senior Special Counsel, at (202) 551-3460, Office of Small Business Policy, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.
FR Citation80 FR 53904 
2024 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR