80_FR_57749 80 FR 57564 - Retrospective Regulatory Review-State Safety Plan Development and Reporting

80 FR 57564 - Retrospective Regulatory Review-State Safety Plan Development and Reporting

DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
National Highway Traffic Safety Administration

Federal Register Volume 80, Issue 185 (September 24, 2015)

Page Range57564-57566
FR Document2015-24154

Consistent with Executive Order 13563, Improving Regulation and Regulatory Review, and in particular its emphasis on burden- reduction and on retrospective analysis of existing rules, a Request for Comments was published on November 28, 2014, to solicit input on State highway safety plan development and reporting requirements, which specifically refers to the development of the State Highway Safety Plan (HSP) and Strategic Highway Safety Plan (SHSP), and the reporting requirements of the Highway Safety Improvement Program (HSIP) and HSP. Thirty-eight unique letters were received and this document provides a summary of the input from these letters. Given the lack of support for any significant changes in the highway safety plan development and reporting requirements, neither the FHWA nor NHTSA will change the HSP or SHSP development requirements nor change the HSIP or HSP reporting requirements at this time. However, the FHWA and NHTSA will consider the valuable information offered in the responses to inform the agencies' decisions on their respective highway safety programs.

Federal Register, Volume 80 Issue 185 (Thursday, September 24, 2015)
[Federal Register Volume 80, Number 185 (Thursday, September 24, 2015)]
[Proposed Rules]
[Pages 57564-57566]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-24154]


=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF TRANSPORTATION

Federal Highway Administration

23 CFR Part 924

National Highway Traffic Safety Administration

23 CFR Part 1200

[FHWA Docket No. FHWA-2014-0032]


Retrospective Regulatory Review--State Safety Plan Development 
and Reporting

AGENCY: Federal Highway Administration (FHWA), National Highway Traffic 
Safety Administration (NHTSA), Department of Transportation (DOT).

ACTION: Notice of regulatory review.

-----------------------------------------------------------------------

SUMMARY: Consistent with Executive Order 13563, Improving Regulation 
and Regulatory Review, and in particular its emphasis on burden-
reduction and on retrospective analysis of existing rules, a Request 
for Comments was published on November 28, 2014, to solicit input on 
State highway safety plan development and reporting requirements, which 
specifically refers to the development of the State Highway Safety Plan 
(HSP) and Strategic Highway Safety Plan (SHSP), and the reporting 
requirements of the Highway Safety Improvement Program (HSIP) and HSP. 
Thirty-eight unique letters were received and this document provides a 
summary of the input from these letters. Given the lack of support for 
any significant changes in the highway safety plan development and 
reporting requirements, neither the FHWA nor NHTSA will change the HSP 
or SHSP development requirements nor change the HSIP or HSP reporting 
requirements at this time. However, the FHWA and NHTSA will consider 
the valuable information offered in the responses to inform the 
agencies' decisions on their respective highway safety programs.

DATES: September 24, 2015.

FOR FURTHER INFORMATION CONTACT: For questions about the program 
discussed herein, contact Melonie Barrington, FHWA Office of Safety, 
(202) 366-8029, or via email at [email protected]; or Barbara 
Sauers, NHTSA Office of Regional Operations and Program Delivery, (202) 
366-0144, or via email at [email protected]. For legal questions, 
please contact Mr. William Winne, Attorney-Advisor, FHWA Office of the 
Chief Counsel, (202) 366-1397, or via email at [email protected]; 
or Jin H. Kim, Attorney-Advisor, NHTSA Office of the Chief Counsel, 
(202) 366-1834, or via email at [email protected]. Office hours are from 
8 a.m. to 4:30 p.m., e.t., Monday through Friday, except Federal 
holidays.

SUPPLEMENTARY INFORMATION:

Electronic Access and Filing

    This document, all comments, and the request for comments notice 
may be viewed on line through the Federal eRulemaking portal at: http://www.regulations.gov. The docket identification number is FHWA-2014-
0032. The Web site is available 24 hours each day, 365 days each year. 
Anyone is able to search the electronic form of all comments in any of 
our dockets by the name of the individual submitting the comment (or 
signing the comment, if submitted on behalf of an association, 
business, or labor union). You may review DOT's complete Privacy Act 
Statement in the Federal Register published on April 11, 2000 (65 FR 
19476), or you may visit http://DocketsInfo.dot.gov.

Request for Comments

    On November 28, 2014, FHWA and NHTSA published a Request for 
Comments at 79 FR 70914 soliciting input on actions FHWA and NHTSA 
could take to address potentially duplicative State highway safety 
planning and reporting requirements in order to streamline and 
harmonize these programs, to the extent possible, in view of the 
separate statutory authority and focus of the two programs.
    The FHWA's HSIP and NHTSA's State Highway Safety Grant Programs 
share a common goal--to save lives on our Nation's roadways--and have 
three common performance measures. These programs have complementary 
but distinctly different focus areas and administrative and operational 
procedures and requirements. The FHWA's HSIP primarily addresses 
infrastructure-related projects and strategies. The NHTSA's State 
Highway Safety Grant Programs primarily focus on driver behavior 
projects and strategies. One notable distinction is that the statute 
governing the NHTSA grant program requires State highway safety 
activities to be under the direct auspices of the Governor. In contrast 
to the NHTSA grant program, the HSIP is administered by the State 
Department of Transportation.
    Both the HSIP projects and the HSP must be coordinated with the 
SHSP and both programs contribute to the goals and objectives of the 
SHSP, but they do so in different ways based on different statutory 
authority.
    The funding for individual project and strategy implementation is 
contained in the Statewide Transportation Improvement Program for the 
HSIP and the annual HSP for NHTSA's State Highway Safety Grant 
Programs. Following the implementation period, the State then reports 
on progress to implement the projects and strategies and the extent to 
which they contribute to achieving the State's safety goals and 
targets. The HSIP report is submitted to FHWA by August 31st each year, 
while the HSP report is submitted to NHTSA by the end of each calendar 
year.

Summary of Responses

    The FHWA received comments from 28 State DOT representatives, 7 
State Offices of Highway Safety (or similar-named agencies), and 5 
associations. The following sections indicate the specific question as 
stated in the Request for Comments and provide a summary of the 
associated docket comments.

How do State offices currently collect and report data to FHWA and 
NHTSA? Are any elements of those information collections or reports 
duplicative? If yes, what are those duplicative requirements and are 
there ways to streamline them?

    The responses indicated that the means for collecting and reporting 
data are unique and often tailored by each State. Several States use a 
combination of national reporting databases, such as the Fatality 
Analysis Reporting System (FARS), and their own database(s) 
specifically developed for their State. According to the Governor's 
Highway Safety Association (GHSA), most States have created 
comprehensive, tailored, complex programs that capture the most 
reliable, relevant data for their own requirements. Many States 
indicated that data was collected by various departments, yet was 
available to other

[[Page 57565]]

State agencies as part of the coordination efforts to use the same data 
for reporting efforts. Michigan DOT, for example, stated that the 
departments responsible for data collection and reporting have 
structured themselves so efforts for FHWA and NHTSA are not 
duplicative. Ten State DOTs (Arizona, Delaware, Kentucky, Missouri, New 
Hampshire, North Dakota, Oregon, Tennessee, Vermont, and Wisconsin) and 
the GHSA acknowledged that there is some duplication between the base 
data and crash trend analysis requirements for HSIP and HSP reporting 
purposes, yet they indicated that it was not significant and therefore 
was not a reason to change the reporting requirements.
    Connecticut, Maine, Pennsylvania, and Rhode Island DOTs, as well as 
the Minnesota and Washington State Highway Safety Offices stated that 
reporting on three safety performance measures (number and rate of 
fatalities, number of severe injuries) was potentially duplicative. 
Those three performance measures are currently part of the HSP and are 
proposed for inclusion in the HSIP as noted in NPRM RIN 2125-AF56. 
Though there is some duplication in reporting, several States, 
including Missouri and Oregon DOTs, the Arizona Governor's Office of 
Highway Safety, the California Office of Traffic Safety, and the 
American Association of State Highway and Transportation Officials 
(AASHTO) indicated that each report serves a different purpose, and 
therefore should remain separate. While each report focuses on the 
efforts of its program, these reports support the overall safety 
efforts described in the SHSP.
    Alaska and Washington State DOTs indicated that behavioral 
questions on the HSIP online reporting tool are duplicative of HSP 
reporting requirements. The FHWA would like to clarify that only funds 
programed and obligated for HSIP projects should be reported in the 
HSIP online reporting tool.
    Regarding streamlining, Delaware, Kentucky, Montana, Oregon, 
Pennsylvania, and Wisconsin DOT as well as the GHSA specifically stated 
that streamlining efforts should not be pursued, because duplication is 
minimal and efforts to change the reporting process would likely 
increase costs and administrative burden. Some States did offer 
suggestions for streamlining; the AASHTO, Maine, New Jersey, Rhode 
Island, and Texas DOTs suggested aligning the reporting periods and 
submission deadlines for HSIP and HSP reports. The HSP is by statute 
due to NHTSA by July 1 of each year and a report due December 31. The 
HSIP annual report is, by regulation, due August 31. The Connecticut 
DOT, Utah Highway Safety Office, and Washington Traffic Safety 
Commission suggested that there be a common performance measure 
reporting tool for both agencies.
    As indicated by the responses, data collection is unique to each 
State. States have developed partnerships and working agreements that 
allow the collection of data necessary for State highway safety 
planning. Although a few States indicate there is some repetition in 
reporting, the majority believe the reports should remain separate. 
Changes to this process would not provide efficiencies or improve the 
current practices.

Are there any changes FHWA and NHTSA should make to the HSIP and the 
HSP reporting processes to reduce burdens from duplicative reporting 
requirements, improve safety outcomes, and promote greater coordination 
among State agencies responsible for highway safety, consistent with 
the underlying statutory authority of these two grant programs?

    Fourteen State DOTs, four State Offices of Highway Safety, and one 
association suggested that the existing processes remain unchanged. 
Only Vermont DOT supported consolidating the HSP for NHTSA and the HSIP 
for FHWA into a single report. Although Vermont DOT's comment does not 
specify, FHWA and NHTSA assume that Vermont is referring to the HSP 
report and the HSIP report. The remainder of the comments on this 
question suggested minor modifications to the existing processes. New 
York's State DOT and Governor's Traffic Safety Committee suggested that 
the plans be combined, yet the reporting remains separate. Eight 
commenters, including AASHTO, GHSA, Connecticut, Montana, New Jersey, 
North Dakota, Oregon, and Pennsylvania DOTs suggested that the reports 
be submitted biannually (every 2 years) rather than annually. Alaska, 
Rhode Island, Tennessee, and Texas DOTs suggested that the reporting 
periods and deadlines be aligned between the two reports to reduce 
burdens and conserve resources.
    Rhode Island DOT further suggested that the submission requirements 
for the HSIP report, HSP and HSP report be the same and that the HSP 
and HSP report be consolidated. Wisconsin DOT also suggested 
eliminating duplicate information between the previous fiscal year 
report and the upcoming fiscal year application for the HSP and HSP 
report. Rhode Island and Texas DOT suggested improvements related to 
the HSIP online reporting tools, and creating an online reporting tool 
for the HSP. Pennsylvania recommended a uniform online reporting format 
for common performance measures.
    To ensure that the HSIP and HSP are being implemented as intended 
and their programs are achieving their purpose, FHWA and NHTSA will 
continue to require yearly reporting. However, due to the limited 
interest in aligning the deadlines of these two reports, the FHWA and 
NHTSA will not pursue that action. The FHWA and NHTSA will continue to 
identify opportunities to streamline the reporting and planning process 
and explore providing additional guidance to assist States in 
coordinating their safety plans. The FHWA realizes the importance of 
the online reporting tool and will continue to solicit input on system 
enhancements from users. The NHTSA is considering developing an online 
tool for the HSP and HSP report in the future.

Would States prefer to combine plans and reports for the HSIP and HSP 
into a single report for FHWA and NHTSA? Would States find a single 
report useful for these complementary but distinctly different 
programs?

    Only Vermont suggested combining the HSIP and HSP reports. Twenty-
five State DOTs, five State offices of Highway Safety, and three 
associations (92 percent of the responders) expressed disagreement with 
combining the plans and reports for HSIP and HSP into a single report. 
Commenters indicated that combining the reports would lead to 
increasing the burdens on the States due to more layers of review and 
approval, thus increasing cost and additional time requirements for 
coordination above and beyond what is needed. Some States indicated 
that a combined document would be more difficult to interpret by the 
intended audiences and that it would also likely increase the review 
time by FHWA and NHTSA thus potentially delaying program funding and 
implementation. Based on the overwhelming response against combining 
the plans and reports, the current planning and reporting structure 
will be maintained.

[[Page 57566]]

Are there any State legal or organizational barriers to combining plans 
and reports for the HSIP and HSP to FHWA and NHTSA? To what extent does 
the location of the State recipient of the Federal funds from FHWA and 
NHTSA, within the State's organizational structure, add to or reduce 
the burdens of consolidated plan development or reporting?

    While there was quite strong opposition to combining the HSIP and 
HSP reports, only eight commenters (Michigan, Minnesota, and Washington 
State DOTs and California, Minnesota, and Washington Offices of Highway 
Safety, AASHTO and GHSA) indicated that there were organizational 
barriers to combining the plans and reports. Washington Traffic Safety 
Commission indicated that combining more reports with Washington State 
DOT would be an additional burden due to the differences in 
organizational structure between the two independent agencies. 
California Office of Traffic Safety indicated that California's 
organizational structure would make it difficult to combine the plans. 
Five State DOTs and three State offices of Highway Safety did not 
specifically state that there were legal or organizational barriers, 
yet some provided comments indicating how the agencies within the State 
already work together or comments against combining the plans due to 
the additional coordination/approval process that would be required 
beyond what is already being done. Wisconsin DOT stated that ``efforts 
to combine reporting would be cumbersome, time-consuming, disruptive, 
and costly.'' Fourteen State DOTs and one State Office of Highway 
Safety specifically indicated that there were no legal or 
organizational barriers to combining the plans and reports. However, 
several commenters, including Alaska, New Hampshire, North Dakota, and 
Missouri DOTs acknowledged combining plans or reports would be 
burdensome and not add any efficiencies or improvements to the process. 
Furthermore, combining plans would also be unproductive as the SHSP is 
the State's comprehensive highway safety plan and already coordinates 
highway safety efforts and builds consensus on safety goals and 
strategies. These efforts are then implemented though the HSIP and HSP. 
The responses on organizational or State legal barriers to combining 
plans or reports further indicates there is not support or a strong 
desire for a change to the current processes.

Are there SHSP requirements with higher costs than benefits? If so, 
what are those requirements and are there ways to improve them or 
should they be eliminated?

    Nineteen State DOTs and 4 State Offices of Highway Safety indicated 
that the SHSP costs do not outweigh the benefits. Responding to ways to 
improve or eliminate requirements, the Arizona Governor's Office of 
Highway Safety indicated that requirements related to data collection 
in general have higher costs than benefits which can essentially reduce 
the State's ability to satisfy other requirements under MAP-21.
    Oregon DOT suggested that FHWA consider eliminating the individual 
strategy evaluation requirement, and instead focus on data collection 
to evaluate overall performance on key transportation safety metrics 
such as fatal and injury crashes over an extended period. The FHWA 
would like to clarify that evaluation of individual SHSP strategies is 
not an SHSP requirement; rather State's should assess whether the 
strategies are being implemented as planned, and review their progress 
in meeting SHSP goals and objectives, such as reductions in the number 
of fatalities and serious injuries. Both AASHTO, through its 
discussions with member States, and GHSA indicated that over time the 
SHSP principles and process have been embraced and integrated by the 
State DOTs and Highway Safety Offices, resulting in a safety culture 
through the planning and programming processes. The AASHTO cautioned 
against the promulgation of additional guidance on reporting that could 
disrupt the existing working arrangements and reporting systems 
currently in place. Similarly, GHSA indicated that because the SHSP 
process has been incorporated into the planning process already, there 
were not likely to be improvements that would greatly reduce costs.

Are there changes FHWA should make to the SHSP guidance to promote 
coordination among State agencies responsible for highway safety?

    Very few commenters provided input related to changes that FHWA 
should make to the SHSP guidance to promote coordination among State 
agencies responsible for highway safety. The AASHTO indicated that it 
would not object to guidance that may encourage State agencies to 
collaborate and coordinate in the further development of their safety 
plans, but that any additional mandates to require the collaboration 
and coordination is unwarranted. Iowa DOT suggested FHWA provide a 
template for a memorandum of understanding or other type of agreement 
to institutionalize the collaborative process which outlines the shared 
and separate responsibilities included in the development of a State's 
SHSP. Oregon DOT indicated that the current requirements are 
sufficient, yet there is no enforcement mechanism in place requiring 
all parties to participate with the FHWA and NHTSA funded State 
agencies, which are compelled by financing to work together. Rhode 
Island DOT suggested that FHWA mandate States to designate a full-time 
employee as the State's SHSP Program Coordinator. The FHWA in 
coordination with NHTSA will promote noteworthy practices on 
collaboration and coordination of safety stakeholders in the 
development and implementation of the SHSP. The FHWA will continue to 
endorse flexibility in how the States choose to develop their SHSP and 
HSIP in accordance with MAP-21.

Conclusion

    Given the lack of support from State DOTs and Offices of Highway 
Safety for significant change in the highway safety plan development 
and reporting requirements process, FHWA and NHTSA will retain the 
current State highway safety plan development and reporting 
requirements. The DOT will use the valuable information offered in the 
responses to streamline and harmonize FHWA and NHTSA highway safety 
programs.

    Issued on: September 8, 2015.
Gregory G. Nadeau,
Administrator, Federal Highway Administration.
Mark R. Rosekind,
Administrator, National Highway Traffic Safety Administration.
[FR Doc. 2015-24154 Filed 9-23-15; 8:45 am]
 BILLING CODE 4910-22-P



                                                57564              Federal Register / Vol. 80, No. 185 / Thursday, September 24, 2015 / Proposed Rules

                                                the requester must file a written notice                responses to inform the agencies’                     FHWA’s HSIP primarily addresses
                                                with the Commission.                                    decisions on their respective highway                 infrastructure-related projects and
                                                  (5) The Commission shall institute an                 safety programs.                                      strategies. The NHTSA’s State Highway
                                                advisory proceeding by publication of a                 DATES: September 24, 2015.                            Safety Grant Programs primarily focus
                                                notice in the Federal Register. The                     FOR FURTHER INFORMATION CONTACT: For                  on driver behavior projects and
                                                notice will define the scope of the                     questions about the program discussed                 strategies. One notable distinction is
                                                advisory opinion and may be amended                     herein, contact Melonie Barrington,                   that the statute governing the NHTSA
                                                by leave of the Commission.                             FHWA Office of Safety, (202) 366–8029,                grant program requires State highway
                                                *     *     *    *     *                                or via email at Melonie.Barrington@                   safety activities to be under the direct
                                                                                                        dot.gov; or Barbara Sauers, NHTSA                     auspices of the Governor. In contrast to
                                                  Issued: September 16, 2015.
                                                                                                        Office of Regional Operations and                     the NHTSA grant program, the HSIP is
                                                  By order of the Commission.                                                                                 administered by the State Department of
                                                Lisa R. Barton,                                         Program Delivery, (202) 366–0144, or
                                                                                                        via email at Barbara.Sauers@dot.gov.                  Transportation.
                                                Secretary to the Commission.                                                                                     Both the HSIP projects and the HSP
                                                                                                        For legal questions, please contact Mr.
                                                [FR Doc. 2015–23597 Filed 9–23–15; 8:45 am]                                                                   must be coordinated with the SHSP and
                                                                                                        William Winne, Attorney-Advisor,
                                                BILLING CODE 7020–02–P                                                                                        both programs contribute to the goals
                                                                                                        FHWA Office of the Chief Counsel,                     and objectives of the SHSP, but they do
                                                                                                        (202) 366–1397, or via email at                       so in different ways based on different
                                                                                                        william.winne@dot.gov; or Jin H. Kim,                 statutory authority.
                                                DEPARTMENT OF TRANSPORTATION                            Attorney-Advisor, NHTSA Office of the                    The funding for individual project
                                                Federal Highway Administration                          Chief Counsel, (202) 366–1834, or via                 and strategy implementation is
                                                                                                        email at Jin.Kim@dot.gov. Office hours                contained in the Statewide
                                                23 CFR Part 924                                         are from 8 a.m. to 4:30 p.m., e.t.,                   Transportation Improvement Program
                                                                                                        Monday through Friday, except Federal                 for the HSIP and the annual HSP for
                                                National Highway Traffic Safety                         holidays.                                             NHTSA’s State Highway Safety Grant
                                                Administration                                          SUPPLEMENTARY INFORMATION:                            Programs. Following the
                                                                                                        Electronic Access and Filing                          implementation period, the State then
                                                23 CFR Part 1200                                                                                              reports on progress to implement the
                                                                                                           This document, all comments, and the               projects and strategies and the extent to
                                                [FHWA Docket No. FHWA–2014–0032]                        request for comments notice may be                    which they contribute to achieving the
                                                                                                        viewed on line through the Federal                    State’s safety goals and targets. The
                                                Retrospective Regulatory Review—                        eRulemaking portal at: http://
                                                State Safety Plan Development and                                                                             HSIP report is submitted to FHWA by
                                                                                                        www.regulations.gov. The docket                       August 31st each year, while the HSP
                                                Reporting                                               identification number is FHWA–2014–                   report is submitted to NHTSA by the
                                                AGENCY: Federal Highway                                 0032. The Web site is available 24 hours              end of each calendar year.
                                                Administration (FHWA), National                         each day, 365 days each year. Anyone
                                                Highway Traffic Safety Administration                   is able to search the electronic form of              Summary of Responses
                                                (NHTSA), Department of Transportation                   all comments in any of our dockets by                   The FHWA received comments from
                                                (DOT).                                                  the name of the individual submitting                 28 State DOT representatives, 7 State
                                                ACTION: Notice of regulatory review.                    the comment (or signing the comment,                  Offices of Highway Safety (or similar-
                                                                                                        if submitted on behalf of an association,             named agencies), and 5 associations.
                                                SUMMARY:   Consistent with Executive                    business, or labor union). You may                    The following sections indicate the
                                                Order 13563, Improving Regulation and                   review DOT’s complete Privacy Act                     specific question as stated in the
                                                Regulatory Review, and in particular its                Statement in the Federal Register                     Request for Comments and provide a
                                                emphasis on burden-reduction and on                     published on April 11, 2000 (65 FR                    summary of the associated docket
                                                retrospective analysis of existing rules,               19476), or you may visit http://                      comments.
                                                a Request for Comments was published                    DocketsInfo.dot.gov.
                                                on November 28, 2014, to solicit input                                                                        How do State offices currently collect
                                                on State highway safety plan                            Request for Comments                                  and report data to FHWA and NHTSA?
                                                development and reporting                                 On November 28, 2014, FHWA and                      Are any elements of those information
                                                requirements, which specifically refers                 NHTSA published a Request for                         collections or reports duplicative? If yes,
                                                to the development of the State                         Comments at 79 FR 70914 soliciting                    what are those duplicative requirements
                                                Highway Safety Plan (HSP) and                           input on actions FHWA and NHTSA                       and are there ways to streamline them?
                                                Strategic Highway Safety Plan (SHSP),                   could take to address potentially                       The responses indicated that the
                                                and the reporting requirements of the                   duplicative State highway safety                      means for collecting and reporting data
                                                Highway Safety Improvement Program                      planning and reporting requirements in                are unique and often tailored by each
                                                (HSIP) and HSP. Thirty-eight unique                     order to streamline and harmonize these               State. Several States use a combination
                                                letters were received and this document                 programs, to the extent possible, in view             of national reporting databases, such as
                                                provides a summary of the input from                    of the separate statutory authority and               the Fatality Analysis Reporting System
                                                these letters. Given the lack of support                focus of the two programs.                            (FARS), and their own database(s)
                                                for any significant changes in the                        The FHWA’s HSIP and NHTSA’s                         specifically developed for their State.
tkelley on DSK3SPTVN1PROD with PROPOSALS




                                                highway safety plan development and                     State Highway Safety Grant Programs                   According to the Governor’s Highway
                                                reporting requirements, neither the                     share a common goal—to save lives on                  Safety Association (GHSA), most States
                                                FHWA nor NHTSA will change the HSP                      our Nation’s roadways—and have three                  have created comprehensive, tailored,
                                                or SHSP development requirements nor                    common performance measures. These                    complex programs that capture the most
                                                change the HSIP or HSP reporting                        programs have complementary but                       reliable, relevant data for their own
                                                requirements at this time. However, the                 distinctly different focus areas and                  requirements. Many States indicated
                                                FHWA and NHTSA will consider the                        administrative and operational                        that data was collected by various
                                                valuable information offered in the                     procedures and requirements. The                      departments, yet was available to other


                                           VerDate Sep<11>2014   16:29 Sep 23, 2015   Jkt 235001   PO 00000   Frm 00022   Fmt 4702   Sfmt 4702   E:\FR\FM\24SEP1.SGM   24SEP1


                                                                   Federal Register / Vol. 80, No. 185 / Thursday, September 24, 2015 / Proposed Rules                                         57565

                                                State agencies as part of the                           report due December 31. The HSIP                      improvements related to the HSIP
                                                coordination efforts to use the same data               annual report is, by regulation, due                  online reporting tools, and creating an
                                                for reporting efforts. Michigan DOT, for                August 31. The Connecticut DOT, Utah                  online reporting tool for the HSP.
                                                example, stated that the departments                    Highway Safety Office, and Washington                 Pennsylvania recommended a uniform
                                                responsible for data collection and                     Traffic Safety Commission suggested                   online reporting format for common
                                                reporting have structured themselves so                 that there be a common performance                    performance measures.
                                                efforts for FHWA and NHTSA are not                      measure reporting tool for both
                                                duplicative. Ten State DOTs (Arizona,                   agencies.                                                To ensure that the HSIP and HSP are
                                                Delaware, Kentucky, Missouri, New                         As indicated by the responses, data                 being implemented as intended and
                                                Hampshire, North Dakota, Oregon,                        collection is unique to each State. States            their programs are achieving their
                                                Tennessee, Vermont, and Wisconsin)                      have developed partnerships and                       purpose, FHWA and NHTSA will
                                                and the GHSA acknowledged that there                    working agreements that allow the                     continue to require yearly reporting.
                                                is some duplication between the base                    collection of data necessary for State                However, due to the limited interest in
                                                data and crash trend analysis                           highway safety planning. Although a                   aligning the deadlines of these two
                                                requirements for HSIP and HSP                           few States indicate there is some                     reports, the FHWA and NHTSA will not
                                                reporting purposes, yet they indicated                  repetition in reporting, the majority                 pursue that action. The FHWA and
                                                that it was not significant and therefore               believe the reports should remain                     NHTSA will continue to identify
                                                was not a reason to change the reporting                separate. Changes to this process would               opportunities to streamline the
                                                requirements.                                           not provide efficiencies or improve the               reporting and planning process and
                                                   Connecticut, Maine, Pennsylvania,                    current practices.                                    explore providing additional guidance
                                                and Rhode Island DOTs, as well as the                                                                         to assist States in coordinating their
                                                                                                        Are there any changes FHWA and
                                                Minnesota and Washington State                                                                                safety plans. The FHWA realizes the
                                                                                                        NHTSA should make to the HSIP and
                                                Highway Safety Offices stated that                                                                            importance of the online reporting tool
                                                                                                        the HSP reporting processes to reduce
                                                reporting on three safety performance
                                                                                                        burdens from duplicative reporting                    and will continue to solicit input on
                                                measures (number and rate of fatalities,
                                                                                                        requirements, improve safety outcomes,                system enhancements from users. The
                                                number of severe injuries) was
                                                                                                        and promote greater coordination                      NHTSA is considering developing an
                                                potentially duplicative. Those three
                                                                                                        among State agencies responsible for                  online tool for the HSP and HSP report
                                                performance measures are currently part
                                                                                                        highway safety, consistent with the                   in the future.
                                                of the HSP and are proposed for
                                                                                                        underlying statutory authority of these
                                                inclusion in the HSIP as noted in NPRM                                                                        Would States prefer to combine plans
                                                                                                        two grant programs?
                                                RIN 2125–AF56. Though there is some                                                                           and reports for the HSIP and HSP into
                                                duplication in reporting, several States,                 Fourteen State DOTs, four State
                                                                                                                                                              a single report for FHWA and NHTSA?
                                                including Missouri and Oregon DOTs,                     Offices of Highway Safety, and one
                                                                                                        association suggested that the existing               Would States find a single report useful
                                                the Arizona Governor’s Office of
                                                                                                        processes remain unchanged. Only                      for these complementary but distinctly
                                                Highway Safety, the California Office of
                                                                                                        Vermont DOT supported consolidating                   different programs?
                                                Traffic Safety, and the American
                                                Association of State Highway and                        the HSP for NHTSA and the HSIP for                       Only Vermont suggested combining
                                                Transportation Officials (AASHTO)                       FHWA into a single report. Although
                                                                                                                                                              the HSIP and HSP reports. Twenty-five
                                                indicated that each report serves a                     Vermont DOT’s comment does not
                                                                                                                                                              State DOTs, five State offices of
                                                different purpose, and therefore should                 specify, FHWA and NHTSA assume that
                                                                                                        Vermont is referring to the HSP report                Highway Safety, and three associations
                                                remain separate. While each report                                                                            (92 percent of the responders) expressed
                                                focuses on the efforts of its program,                  and the HSIP report. The remainder of
                                                                                                        the comments on this question                         disagreement with combining the plans
                                                these reports support the overall safety
                                                efforts described in the SHSP.                          suggested minor modifications to the                  and reports for HSIP and HSP into a
                                                   Alaska and Washington State DOTs                     existing processes. New York’s State                  single report. Commenters indicated
                                                indicated that behavioral questions on                  DOT and Governor’s Traffic Safety                     that combining the reports would lead
                                                the HSIP online reporting tool are                      Committee suggested that the plans be                 to increasing the burdens on the States
                                                duplicative of HSP reporting                            combined, yet the reporting remains                   due to more layers of review and
                                                requirements. The FHWA would like to                    separate. Eight commenters, including                 approval, thus increasing cost and
                                                clarify that only funds programed and                   AASHTO, GHSA, Connecticut,                            additional time requirements for
                                                obligated for HSIP projects should be                   Montana, New Jersey, North Dakota,                    coordination above and beyond what is
                                                reported in the HSIP online reporting                   Oregon, and Pennsylvania DOTs                         needed. Some States indicated that a
                                                tool.                                                   suggested that the reports be submitted               combined document would be more
                                                   Regarding streamlining, Delaware,                    biannually (every 2 years) rather than                difficult to interpret by the intended
                                                Kentucky, Montana, Oregon,                              annually. Alaska, Rhode Island,                       audiences and that it would also likely
                                                Pennsylvania, and Wisconsin DOT as                      Tennessee, and Texas DOTs suggested                   increase the review time by FHWA and
                                                well as the GHSA specifically stated                    that the reporting periods and deadlines              NHTSA thus potentially delaying
                                                that streamlining efforts should not be                 be aligned between the two reports to                 program funding and implementation.
                                                pursued, because duplication is                         reduce burdens and conserve resources.                Based on the overwhelming response
                                                minimal and efforts to change the                         Rhode Island DOT further suggested
                                                                                                                                                              against combining the plans and reports,
                                                reporting process would likely increase                 that the submission requirements for the
                                                                                                                                                              the current planning and reporting
tkelley on DSK3SPTVN1PROD with PROPOSALS




                                                costs and administrative burden. Some                   HSIP report, HSP and HSP report be the
                                                States did offer suggestions for                        same and that the HSP and HSP report                  structure will be maintained.
                                                streamlining; the AASHTO, Maine, New                    be consolidated. Wisconsin DOT also
                                                Jersey, Rhode Island, and Texas DOTs                    suggested eliminating duplicate
                                                suggested aligning the reporting periods                information between the previous fiscal
                                                and submission deadlines for HSIP and                   year report and the upcoming fiscal year
                                                HSP reports. The HSP is by statute due                  application for the HSP and HSP report.
                                                to NHTSA by July 1 of each year and a                   Rhode Island and Texas DOT suggested


                                           VerDate Sep<11>2014   16:29 Sep 23, 2015   Jkt 235001   PO 00000   Frm 00023   Fmt 4702   Sfmt 4702   E:\FR\FM\24SEP1.SGM   24SEP1


                                                57566              Federal Register / Vol. 80, No. 185 / Thursday, September 24, 2015 / Proposed Rules

                                                Are there any State legal or                            legal barriers to combining plans or                  make to the SHSP guidance to promote
                                                organizational barriers to combining                    reports further indicates there is not                coordination among State agencies
                                                plans and reports for the HSIP and HSP                  support or a strong desire for a change               responsible for highway safety. The
                                                to FHWA and NHTSA? To what extent                       to the current processes.                             AASHTO indicated that it would not
                                                does the location of the State recipient                                                                      object to guidance that may encourage
                                                                                                        Are there SHSP requirements with
                                                of the Federal funds from FHWA and                                                                            State agencies to collaborate and
                                                                                                        higher costs than benefits? If so, what
                                                NHTSA, within the State’s                                                                                     coordinate in the further development
                                                                                                        are those requirements and are there
                                                organizational structure, add to or                                                                           of their safety plans, but that any
                                                                                                        ways to improve them or should they be
                                                reduce the burdens of consolidated plan                                                                       additional mandates to require the
                                                                                                        eliminated?
                                                development or reporting?
                                                                                                           Nineteen State DOTs and 4 State                    collaboration and coordination is
                                                   While there was quite strong                                                                               unwarranted. Iowa DOT suggested
                                                                                                        Offices of Highway Safety indicated that
                                                opposition to combining the HSIP and                                                                          FHWA provide a template for a
                                                                                                        the SHSP costs do not outweigh the
                                                HSP reports, only eight commenters                                                                            memorandum of understanding or other
                                                                                                        benefits. Responding to ways to improve
                                                (Michigan, Minnesota, and Washington                                                                          type of agreement to institutionalize the
                                                                                                        or eliminate requirements, the Arizona
                                                State DOTs and California, Minnesota,                                                                         collaborative process which outlines the
                                                                                                        Governor’s Office of Highway Safety
                                                and Washington Offices of Highway                                                                             shared and separate responsibilities
                                                                                                        indicated that requirements related to
                                                Safety, AASHTO and GHSA) indicated                                                                            included in the development of a State’s
                                                                                                        data collection in general have higher
                                                that there were organizational barriers to
                                                                                                        costs than benefits which can                         SHSP. Oregon DOT indicated that the
                                                combining the plans and reports.
                                                                                                        essentially reduce the State’s ability to             current requirements are sufficient, yet
                                                Washington Traffic Safety Commission
                                                                                                        satisfy other requirements under MAP–                 there is no enforcement mechanism in
                                                indicated that combining more reports
                                                                                                        21.                                                   place requiring all parties to participate
                                                with Washington State DOT would be                         Oregon DOT suggested that FHWA
                                                an additional burden due to the                                                                               with the FHWA and NHTSA funded
                                                                                                        consider eliminating the individual                   State agencies, which are compelled by
                                                differences in organizational structure                 strategy evaluation requirement, and
                                                between the two independent agencies.                                                                         financing to work together. Rhode
                                                                                                        instead focus on data collection to                   Island DOT suggested that FHWA
                                                California Office of Traffic Safety                     evaluate overall performance on key
                                                indicated that California’s                                                                                   mandate States to designate a full-time
                                                                                                        transportation safety metrics such as                 employee as the State’s SHSP Program
                                                organizational structure would make it                  fatal and injury crashes over an
                                                difficult to combine the plans. Five                                                                          Coordinator. The FHWA in coordination
                                                                                                        extended period. The FHWA would like
                                                State DOTs and three State offices of                                                                         with NHTSA will promote noteworthy
                                                                                                        to clarify that evaluation of individual
                                                Highway Safety did not specifically                                                                           practices on collaboration and
                                                                                                        SHSP strategies is not an SHSP
                                                state that there were legal or                          requirement; rather State’s should assess             coordination of safety stakeholders in
                                                organizational barriers, yet some                       whether the strategies are being                      the development and implementation of
                                                provided comments indicating how the                    implemented as planned, and review                    the SHSP. The FHWA will continue to
                                                agencies within the State already work                  their progress in meeting SHSP goals                  endorse flexibility in how the States
                                                together or comments against combining                  and objectives, such as reductions in the             choose to develop their SHSP and HSIP
                                                the plans due to the additional                         number of fatalities and serious injuries.            in accordance with MAP–21.
                                                coordination/approval process that                      Both AASHTO, through its discussions
                                                would be required beyond what is                                                                              Conclusion
                                                                                                        with member States, and GHSA
                                                already being done. Wisconsin DOT                       indicated that over time the SHSP                       Given the lack of support from State
                                                stated that ‘‘efforts to combine reporting              principles and process have been                      DOTs and Offices of Highway Safety for
                                                would be cumbersome, time-consuming,                    embraced and integrated by the State                  significant change in the highway safety
                                                disruptive, and costly.’’ Fourteen State                DOTs and Highway Safety Offices,                      plan development and reporting
                                                DOTs and one State Office of Highway                    resulting in a safety culture through the             requirements process, FHWA and
                                                Safety specifically indicated that there                planning and programming processes.
                                                were no legal or organizational barriers                                                                      NHTSA will retain the current State
                                                                                                        The AASHTO cautioned against the                      highway safety plan development and
                                                to combining the plans and reports.                     promulgation of additional guidance on
                                                However, several commenters,                                                                                  reporting requirements. The DOT will
                                                                                                        reporting that could disrupt the existing             use the valuable information offered in
                                                including Alaska, New Hampshire,                        working arrangements and reporting
                                                North Dakota, and Missouri DOTs                                                                               the responses to streamline and
                                                                                                        systems currently in place. Similarly,
                                                acknowledged combining plans or                                                                               harmonize FHWA and NHTSA highway
                                                                                                        GHSA indicated that because the SHSP
                                                reports would be burdensome and not                                                                           safety programs.
                                                                                                        process has been incorporated into the
                                                add any efficiencies or improvements to                 planning process already, there were not                Issued on: September 8, 2015.
                                                the process. Furthermore, combining                     likely to be improvements that would                  Gregory G. Nadeau,
                                                plans would also be unproductive as the                 greatly reduce costs.                                 Administrator, Federal Highway
                                                SHSP is the State’s comprehensive                                                                             Administration.
                                                highway safety plan and already                         Are there changes FHWA should make
                                                coordinates highway safety efforts and                  to the SHSP guidance to promote                       Mark R. Rosekind,
                                                builds consensus on safety goals and                    coordination among State agencies                     Administrator, National Highway Traffic
                                                strategies. These efforts are then                      responsible for highway safety?                       Safety Administration.
                                                implemented though the HSIP and HSP.                      Very few commenters provided input                  [FR Doc. 2015–24154 Filed 9–23–15; 8:45 am]
tkelley on DSK3SPTVN1PROD with PROPOSALS




                                                The responses on organizational or State                related to changes that FHWA should                   BILLING CODE 4910–22–P




                                           VerDate Sep<11>2014   16:29 Sep 23, 2015   Jkt 235001   PO 00000   Frm 00024   Fmt 4702   Sfmt 9990   E:\FR\FM\24SEP1.SGM   24SEP1



Document Created: 2018-02-26 10:18:14
Document Modified: 2018-02-26 10:18:14
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of regulatory review.
DatesSeptember 24, 2015.
ContactFor questions about the program discussed herein, contact Melonie Barrington, FHWA Office of Safety, (202) 366-8029, or via email at [email protected]; or Barbara Sauers, NHTSA Office of Regional Operations and Program Delivery, (202) 366-0144, or via email at [email protected] For legal questions, please contact Mr. William Winne, Attorney-Advisor, FHWA Office of the Chief Counsel, (202) 366-1397, or via email at [email protected]; or Jin H. Kim, Attorney-Advisor, NHTSA Office of the Chief Counsel, (202) 366-1834, or via email at [email protected] Office hours are from 8 a.m. to 4:30 p.m., e.t., Monday through Friday, except Federal holidays.
FR Citation80 FR 57564 
CFR Citation23 CFR 1200
23 CFR 924

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR