80_FR_57808 80 FR 57623 - Use of Investigational Tobacco Products; Draft Guidance for Industry and Investigators; Availability

80 FR 57623 - Use of Investigational Tobacco Products; Draft Guidance for Industry and Investigators; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 185 (September 24, 2015)

Page Range57623-57627
FR Document2015-24218

The Food and Drug Administration (FDA) is announcing the availability of a draft guidance for industry and investigators entitled ``Use of Investigational Tobacco Products.'' The draft guidance, when finalized, will describe FDA's current thinking regarding the definition of ``investigational tobacco product'' and will discuss the kind of information FDA intends to consider in making enforcement decisions regarding the use of investigational tobacco products until regulations governing the use of investigational tobacco products become effective or FDA provides written notice of its intent to change its enforcement policy.

Federal Register, Volume 80 Issue 185 (Thursday, September 24, 2015)
[Federal Register Volume 80, Number 185 (Thursday, September 24, 2015)]
[Notices]
[Pages 57623-57627]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-24218]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2014-D-1939]


Use of Investigational Tobacco Products; Draft Guidance for 
Industry and Investigators; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing the 
availability of a draft guidance for industry and investigators 
entitled ``Use of Investigational Tobacco Products.'' The draft 
guidance, when finalized, will describe FDA's current thinking 
regarding the definition of ``investigational tobacco product'' and 
will discuss the kind of information FDA intends to consider in making 
enforcement decisions regarding the use of investigational tobacco 
products until regulations governing the use of investigational tobacco 
products become effective or FDA provides written notice of its intent 
to change its enforcement policy.

DATES: Although you can comment on any guidance at any time (see 21 CFR 
10.115(g)(5)), to ensure that the Agency considers your comment on this 
draft guidance before it begins work on the final version of the 
guidance, submit either electronic or written comments on the draft by 
November 23, 2015. Submit either electronic or written comments on the 
proposed collection of information by November 23, 2015.

ADDRESSES: Submit written requests for single copies of the draft 
guidance to the Center for Tobacco Products, Food and Drug 
Administration, 10903 New Hampshire Ave., Silver Spring, MD 20993. Send 
one self-addressed adhesive label to assist that office in processing 
your request or include a fax number to which the draft guidance may be 
sent. See the SUPPLEMENTARY INFORMATION section for electronic access 
to the draft guidance document.
    Submit electronic comments on the draft guidance, including 
comments on the proposed collection of information, to http://www.regulations.gov. Submit written comments on the draft guidance, 
including comments on the proposed collection of information, to the 
Division of Dockets Management (HFA-305), Food and Drug Administration, 
5630 Fishers Lane, Rm. 1061, Rockville, MD 20852. All comments should 
be identified with the docket number found in brackets in the heading 
of this document.

FOR FURTHER INFORMATION CONTACT: 
    With regard to the draft guidance: Laura Rich or Deirdre Jurand, 
Center for Tobacco Products, Food and Drug Administration, 10903 New 
Hampshire Ave., Silver Spring, MD 20993-0002, 1-877-287-1373, 
[email protected], [email protected], or 
[email protected].
    With regard to the proposed collection of information: FDA PRA 
Staff, Office of Operations, Food and Drug Administration, 8455 
Colesville Rd., COLE-14526, Silver Spring, MD 20993-0002, 
[email protected].

SUPPLEMENTARY INFORMATION:

I. Background

    FDA is announcing the availability of a draft guidance for industry 
and investigators entitled ``Use of Investigational Tobacco Products.'' 
This draft guidance, when finalized, will describe FDA's current 
thinking regarding the definition of ``investigational tobacco 
product'' and will discuss the kind of information FDA intends to 
consider in making enforcement decisions regarding the use of 
investigational tobacco products until regulations governing the use of 
investigational tobacco products become effective or FDA provides 
written notice of its intent to change its enforcement policy. It is 
intended to provide guidance not only to persons who currently intend 
to submit study information to FDA, but to all persons who conduct 
``nonclinical laboratory studies,'' as that term is used in the draft 
guidance, and ``clinical investigations,'' as that term is used in the 
draft guidance, using investigational tobacco products.
    The draft guidance also discusses that for clinical investigations, 
a sponsor (as defined in the guidance) may submit information regarding 
a proposed use of an investigational tobacco product to FDA for review 
prior to enrolling subjects. As discussed in the guidance, FDA 
encourages this type of voluntary submission because it will allow FDA 
to work with a sponsor to help ensure that the factors FDA considers in 
making enforcement decisions are appropriately accounted for. FDA has 
created a form to assist sponsors in submitting information. While use 
of the form is voluntary, it will help ensure that complete information 
is provided for FDA's consideration and will facilitate FDA's 
processing and review. A copy of the form is attached as Appendix A to 
this guidance.
    On June 22, 2009, the President signed the Family Smoking 
Prevention and Tobacco Control Act (Pub. L. 111-31) (Tobacco Control 
Act) into law. The Tobacco Control Act amends the Federal Food, Drug, 
and Cosmetic Act (the FD&C Act) and grants FDA authority to regulate 
the manufacture, marketing, and distribution of tobacco products to 
protect public health generally and to reduce tobacco use by minors.
    To introduce or deliver for introduction into interstate commerce a 
new tobacco product, there must be in effect a marketing authorization 
order issued by FDA for the tobacco product under section 
910(c)(1)(A)(i) of the FD&C Act (21 U.S.C. 387j(c)(1)(A)(i)) unless, in 
brief:
     A substantial equivalence order under section 
910(a)(2)(A)(i) of the FD&C Act is in effect for the tobacco product;
     FDA has granted a request for an exemption of the tobacco 
product from the requirement to obtain a substantial equivalence order 
and the manufacturer has made the required submission under section 
905(j)(1)(A)(ii) of the FD&C Act and waited 90 days before introducing 
its product to the market; or
     The manufacturer has submitted a substantial equivalence 
report in accordance with section 910(a)(2)(B) of the FD&C Act and 
there is no order finding that the tobacco product is not substantially 
equivalent.
    To introduce or deliver for introduction into interstate commerce a 
modified risk tobacco product, there must be in effect an order under 
section 911(g) of the FD&C Act (21 U.S.C. 387k(g)) and the applicant 
must satisfy any applicable premarket review requirements under section 
910 of the FD&C Act.
    Further, a tobacco product must conform in all respects with 
applicable tobacco product standards established under section 907 of 
the FD&C Act (21 U.S.C. 387g).
    Persons intending to file submissions with FDA to demonstrate that 
a tobacco product meets the criteria for marketing set forth in section 
910 or 911 of the FD&C Act, and other researchers seeking to study 
tobacco products, may need to conduct or sponsor studies involving 
tobacco products that do not have marketing authorization or that do 
not comply with an applicable tobacco product standard.

[[Page 57624]]

    Section 910(g) of the FD&C Act gives FDA the authority to issue 
regulations to exempt tobacco products intended for investigational use 
from the provisions of chapter IX of the FD&C Act, including premarket 
submission requirements. FDA intends to propose regulations 
establishing conditions for exempting investigational tobacco products 
from certain FD&C Act requirements. Until then, investigational tobacco 
products are not exempt from applicable FD&C Act requirements, 
including premarket submission requirements and tobacco product 
standards. This draft guidance discusses the factors FDA intends to 
consider in making enforcement decisions regarding the use of 
investigational tobacco products in both nonclinical laboratory studies 
and clinical investigations until regulations become effective or FDA 
provides written notice of its intent to change its enforcement policy.
    This draft guidance is being issued consistent with FDA's good 
guidance practices regulation (21 CFR 10.115). The draft guidance, when 
finalized, will represent the Agency's current thinking on ``Use of 
Investigational Tobacco Products.'' It does not create or confer any 
rights for or on any person and does not operate to bind FDA or the 
public. An alternative approach may be used if such approach satisfies 
the requirements of the applicable statute and regulations.

II. Paperwork Reduction Act of 1995

    Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501-
3520), Federal Agencies must obtain approval from the Office of 
Management and Budget (OMB) for each collection of information they 
conduct or sponsor. ``Collection of information'' is defined in 44 
U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes Agency requests or 
requirements that members of the public submit reports, keep records, 
or provide information to a third party. Section 3506(c)(2)(A) of the 
PRA (44 U.S.C. 3506(c)(2)(A)) requires Federal Agencies to provide a 
60-day notice in the Federal Register concerning each proposed 
collection of information before submitting the collection to OMB for 
approval. To comply with this requirement, FDA is publishing notice of 
the proposed collection of information set forth in this document.
    With respect to the following collection of information, FDA 
invites comments on these topics: (1) Whether the proposed collection 
of information is necessary for the proper performance of FDA's 
functions, including whether the information will have practical 
utility; (2) the accuracy of FDA's estimate of the burden of the 
proposed collection of information, including the validity of the 
methodology and assumptions used; (3) ways to enhance the quality, 
utility, and clarity of the information to be collected; and (4) ways 
to minimize the burden of the collection of information on respondents, 
including through the use of automated collection techniques, when 
appropriate, and other forms of information technology.

Use of Investigational Tobacco Products (OMB Control Number 0910--NEW)

    FDA is announcing the availability of the draft guidance entitled 
``Use of Investigational Tobacco Products.'' This guidance, when 
finalized, will describe FDA's current thinking regarding the 
definition of ``investigational tobacco product'' and discuss the kind 
of information FDA intends to consider in making enforcement decisions 
regarding the use of investigational tobacco products until regulations 
become effective or FDA provides written notice of its intent to change 
its enforcement policy. When finalized, it is intended to provide 
guidance, not only to persons who currently intend to submit study 
information to FDA, but to all persons who conduct nonclinical 
laboratory studies and clinical investigations using investigational 
tobacco products. Such persons may include sponsors, investigators, 
sponsor-investigators, contract research organizations (CROs),\1\ and 
committees or groups formally designated to oversee research involving 
human subjects (e.g., institutional review boards (IRBs)) involved in 
investigations using investigational tobacco products.
---------------------------------------------------------------------------

    \1\ The term ``contract research organization'' (CRO) as used in 
this draft guidance means a person that assumes, as an independent 
contractor with the sponsor, one or more of the obligations of the 
sponsor (e.g., design of a protocol).
---------------------------------------------------------------------------

    We have identified the following recommendations in the draft 
guidance as collections of information.
    In the draft guidance, FDA provides examples of information that 
may help FDA to evaluate specific proposed uses of investigational 
tobacco products, and encourages persons who intend to study 
investigational tobacco products to meet with FDA to discuss certain 
topics in connection with nonclinical laboratory studies and clinical 
investigations.
    For clinical investigations, FDA encourages sponsors to submit 
information regarding a proposed use of an investigational tobacco 
product to FDA for review prior to enrolling subjects in the planned 
investigation. FDA has created a form to assist sponsors in submitting 
information. While use of this form is voluntary, its use will likely 
reduce the burden hours and will help ensure that sponsors provide 
complete information for FDA's consideration, processing, and review.
    Furthermore, to ensure that studies are conducted in a manner that 
protects human subjects, the draft guidance contains recommendations as 
to how sponsors should put procedures in place to keep FDA and the 
committee or group formally designated to oversee research involving 
human subjects informed about any changes relating to the conduct of, 
and issues that arise during, the study. In the draft guidance, FDA 
further recommends that sponsors, CROs, sponsor-investigators, and 
clinical investigators maintain documentation to permit evaluation of 
the conduct of a clinical investigation, including assessing the 
quality and integrity of the study data and protection of human 
subjects.
    In the draft guidance, FDA also recommends that sponsors consult 
with the Agency, clinical investigators, and any committee or group 
formally designated to oversee research involving human subjects when 
certain events occur during the conduct of a clinical investigation, 
including adverse experiences. In addition, FDA recommends that 
sponsors notify FDA if they choose to terminate a study (or withdraw or 
inactivate a protocol or want to withdraw all studies of a product) 
before completion and in the notification include certain information. 
Moreover, in the draft guidance, FDA recommends that under certain 
circumstances, sponsors also should inform any clinical investigators 
who participated in the discontinued investigation of the reason(s) for 
discontinuing the clinical investigation.
    FDA also makes recommendations related to nonclinical laboratory 
studies and clinical investigations of using investigational tobacco 
products conducted outside of the United States (U.S.), but intended 
for submission to FDA, and refers to section 801(e) of the FD&C Act 
with respect to exported tobacco products intended for investigational 
use. The guidance also recommends that sponsors should prepare and 
maintain certain records and reports, for studies conducted outside of 
the U.S. but intended for submission to FDA to permit FDA to evaluate 
the conduct of a clinical investigation, including assessing the 
quality and integrity of the study data and protection of human 
subjects.

[[Page 57625]]

    FDA estimates the burden of this collection of information as 
follows:

                                                       Table 1--Estimated Annual Reporting Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                            Capital and
                                           Number of      Number of     Total annual                                                       operating and
        Activity/FDA form 3934            respondents   responses per    responses        Average burden per response       Total hours     maintenance
                                                          respondent                                                                           costs
--------------------------------------------------------------------------------------------------------------------------------------------------------
Initial Submission....................              30            1             30    40.................................       1,200     ..............
Protocol Submission...................              10            1             10    20.................................         200     ..............
Protocol Amendments...................               5            1              5    0.50 (30 minutes)..................           2.5   ..............
Information Amendments................               4            1              4    15.................................          60     ..............
Administrative Amendments.............               1            1.5            1.5  0.50 (30 minutes)..................           0.75  ..............
Other Information.....................               3            1              3    0.50 (30 minutes)..................           1.5   ..............
Serious or Unexpected Adverse                        4            3             12    2..................................          24     ..............
 Experience Reports.
First year, electronic set-up safety                 4            1              4    0.33 (20 minutes)..................           1.3   ..............
 reporting portal.
First year, Electronic Gateway setup                30            1             30    42 \1\.............................       1,260             37,800
 and verification certificate (One
 time burden).
Electronic Gateway Submission                       30            1             30    3..................................          90              2,700
 (recurring).
                                       ----------------------------------------------                                     ------------------------------
    Total Reporting Burden Hours......  ..............  .............  .............  ...................................       2,840             40,500
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Respondent may already have a valid WebTrader account established for other FDA electronic submissions.

    Table 1 describes the annual reporting burden as a result of 
respondents submitting information regarding the use of investigational 
tobacco products in certain clinical investigations. FDA estimates that 
30 respondents will submit study information to FDA annually. FDA 
estimates that it will take each respondent approximately 40 hours to 
prepare the study information necessary for FDA to issue a response to 
the proposed use of an investigational tobacco product in these 
clinical investigations. FDA's estimate includes the anticipated burden 
for completing the form for the initial submission, which will include 
the initial protocol, time for intra-company edits and approvals, as 
well as the burden for assembling additional information, as described 
in the draft guidance.
    The initial submission should include an initial study protocol, 
which should in turn include certain information and call for 
recordkeeping or other steps that may involve the submission of 
information to others. In addition, sponsors may wish to provide 
protocol amendments to reflect certain changes to a protocol. FDA 
estimates that 10 respondents will submit a new protocol. The estimated 
time for submitting a new protocol is 20 hours per response. Only 4 
respondents are estimated to submit information amendments. Since this 
may take a little less than half the time of an initial submission, FDA 
estimates information amendments taking around 15 hours.
    FDA estimates that it could take respondents 30 minutes to prepare 
protocol amendments and that about 5 respondents submitting study 
information will submit protocol amendments.
    FDA estimates that respondents will infrequently need to report 
administrative amendments. The total number of respondents of this type 
of information is estimated to be 1. FDA estimates that this submission 
is estimated to take 30 minutes per respondent.
    FDA estimates that approximately 3 respondents will report other 
types of submissions. This submission is estimated to take 30 minutes 
per response.
    FDA estimates that 4 respondents will report serious or unexpected 
adverse experiences. This submission will take an average of 2 hours 
per respondent. FDA estimates that setting up an account in safety 
reporting portal for submission of serious or unexpected experiences 
will take 20 minutes per response.
    As referenced in the guidance, FDA allows for three ways of 
submission but strongly encourages the use of electronic format for 
submission. The submitter should first set up an account with WebTrader 
to go through the Electronic Submissions Gateway (ESG). FDA estimates 
from past experience with the ESG system, WebTrader, that the first 
year to set up the account and to receive the verification certificate 
takes approximately 40 hours. This burden may be minimized if the 
respondent already has an established account in WebTrader for other 
electronic submissions to FDA, but FDA is assuming that all respondents 
for these products will be setting up a WebTrader account for the first 
time in the first year. In subsequent years, the burden hours are 
estimated at 1 hour to renew the yearly required Verification 
Certification.
    FDA further estimates that the gathering, scanning, and submission 
of information and related correspondence would take approximately 2 
hours utilizing the eSubmitter system.
    Therefore, the first year will include 40 hours for the WebTrader 
system plus 2 hours for the eSubmitter submission process, resulting in 
42 hours per response for the first year. For subsequent years, it is 
estimated that only 1 hour will be necessary for the WebTrader system 
plus the 2 hours for the eSubmitter submission process, resulting in 3 
hours per response each year thereafter.
    Additionally, there are capital and operating or maintenance costs 
associated with this information collection. The costs are $30 per year 
to establish and maintain the ESG verification certificate. The total 
cost may be lower if the respondents already have a verification 
certificate for that year for other electronic submissions to FDA. 
However, for purposes of this estimate, FDA is assuming that all 
respondents for these products will be

[[Page 57626]]

incurring this cost. The total costs are estimated to be $40,500.
    The total reporting burden for this collection of information is 
estimated to be 2,840 hours. These burden estimates were computed using 
FDA staff expertise and by reviewing comments received from recent FDA 
information collections for other tobacco-related initiatives.

                               Table 2--Estimated Annual Recordkeeping Burden \1\
----------------------------------------------------------------------------------------------------------------
                                                     Number of                    Average burden
   Activity records maintained       Number of      records per    Total annual         per         Total hours
                                   recordkeepers   recordkeeper       records      recordkeeping
----------------------------------------------------------------------------------------------------------------
Records by Sponsors.............              50               1              50              10             500
Records By Sponsor-Investigators              20               1              20              20             400
Records by Investigators and                  50               1              50              15             750
 CROs...........................
                                 -------------------------------------------------------------------------------
    Total Recordkeeping Burden    ..............  ..............  ..............  ..............           1,650
     Hours......................
----------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of
  information.

    Table 2 describes the annual recordkeeping burden of maintaining 
records relating to the investigational use of tobacco products. FDA 
anticipates that 50 sponsors will maintain records relating to the use 
of investigational tobacco products in clinical investigations. FDA 
estimates that it will take each of them approximately 10 hours 
annually to maintain these records. FDA anticipates that there will 
generally be one investigator per investigation. FDA anticipates there 
will be a total of 120 sponsors, sponsor-investigators, investigators, 
and CROs who will maintain records relating to the use of 
investigational tobacco products in clinical investigations. FDA 
estimates that it will take each sponsor approximately 10 hours 
annually to maintain these records. FDA estimates that it will take 
each sponsor-investigator approximately 20 hours annually to maintain 
these records. FDA estimates that it will take each of these 
investigators and CROs approximately 15 hours annually to maintain 
these records. The total reporting burden for recordkeeping is 
estimated to be 1,650 hours (500 hours for sponsors + 400 hours for 
sponsor-investigators + 750 for investigators and CROs.)

                                               Table 3--Estimated Annual Third-Party Disclosure Burden \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                 Number of
                  Activity                       Number of      disclosures    Total annual          Average burden per disclosure          Total hours
                                                respondents   per respondent    disclosures
--------------------------------------------------------------------------------------------------------------------------------------------------------
Disclosures to Investigators................              30               1              30  1.........................................              30
Disclosures to any Committee or Group.......              30               1              30  0.17 (10 minutes).........................               5
Disclosure to Study Subjects................              30               2              60  0.50 (30 minutes).........................              30
                                             ------------------------------------------------                                            ---------------
    Total...................................  ..............  ..............  ..............  ..........................................              65
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of information.

    Table 3 describes the annual third party disclosure burden.
    FDA estimates that disclosing information to investigators will 
take 1 hour per disclosure. FDA estimates that disclosing information 
to any committee or group formally designated to oversee research 
involving human subjects will average 10 minutes per disclosure.
    The guidance also references examples of disclosing information to 
study subjects such as informed consent. On average, two disclosures 
per respondent will be provided to study subjects. FDA estimates this 
will take 30 minutes per disclosure.
    The total burden for the collection of information under this draft 
guidance is estimated to be 4,455 hours.
    This draft guidance also refers to previously approved collections 
of information. The draft guidance includes a recommendation that 
persons who intend to study tobacco products meet with FDA to discuss 
research plans. Additional information about how to request meetings 
with FDA's Center for Tobacco Products can be found in FDA's guidance: 
``Meetings with Industry and Investigators on the Research and 
Development of Tobacco Products.'' The collections of information in 
the guidance referenced have been approved under OMB control number 
0910-0731. The collections of information in section 801(e) of the FD&C 
Act and 21 CFR 1.101(b) have been approved under OMB control number 
0910-0482; the collections of information for the Safety Reporting 
Portal have been approved under OMB control number 0910-0645; the 
collections of information in section 905(j) of the FD&C Act have been 
approved under OMB control number 0910-0673.

III. Request for Comments

A. General Information About Submitting Comments

    Interested persons may submit either electronic comments regarding 
this document to http://www.regulations.gov or written comments to the 
Division of Dockets Management (see ADDRESSES). It is only necessary to 
send one set of comments. Identify comments with the docket number 
found in brackets in the heading of this document.

B. Public Availability of Comments

    Received comments may be seen in the Division of Dockets Management 
between 9 a.m. and 4 p.m., Monday through Friday, and will be posted to 
the docket at http://www.regulations.gov. As a matter of Agency 
practice, FDA generally does not post comments submitted by individuals 
in their individual capacity on http://www.regulations.gov. This is

[[Page 57627]]

determined by information indicating that the submission is written by 
an individual, for example, the comment is identified with the category 
``Individual Consumer'' under the field titled ``Category (Required),'' 
on the ``Your Information'' page on www.regulations.gov. For this 
docket, however, FDA will not be following this general practice. 
Instead, FDA will post on http://www.regulations.gov comments to this 
docket that have been submitted by individuals in their individual 
capacity. If you wish to submit any information under a claim of 
confidentiality, please refer to 21 CFR 10.20.

C. Information Identifying the Person Submitting the Comment

    Please note that your name, contact information, and other 
information identifying you will be posted on http://www.regulations.gov if you include that information in the body of your 
comments. For electronic comments submitted to http://www.regulations.gov, FDA will post the body of your comment on http://www.regulations.gov along with your state/province and country (if 
provided), the name of your representative (if any), and the category 
identifying you (e.g., individual, consumer, academic, industry). For 
written submissions submitted to the Division of Dockets Management, 
FDA will post the body of your comments on http://www.regulations.gov, 
but you can put your name and/or contact information on a separate 
cover sheet and not in the body of your comments.

IV. Electronic Access

    Persons with access to the Internet may obtain an electronic 
version of this guidance document at http://www.fda.gov/TobaccoProducts/Labeling/RulesRegulationsGuidance/ucm281147.htm or 
http://www.regulations.gov.

    Dated: September 16, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-24218 Filed 9-23-15; 8:45 am]
BILLING CODE 4164-01-P



                                                                       Federal Register / Vol. 80, No. 185 / Thursday, September 24, 2015 / Notices                                          57623

                                                Dated: September 17, 2015.                            collection of information, to the                     complete information is provided for
                                              Leslie Kux,                                             Division of Dockets Management (HFA–                  FDA’s consideration and will facilitate
                                              Associate Commissioner for Policy.                      305), Food and Drug Administration,                   FDA’s processing and review. A copy of
                                              [FR Doc. 2015–24228 Filed 9–23–15; 8:45 am]             5630 Fishers Lane, Rm. 1061, Rockville,               the form is attached as Appendix A to
                                              BILLING CODE 4164–01–P
                                                                                                      MD 20852. All comments should be                      this guidance.
                                                                                                      identified with the docket number                        On June 22, 2009, the President
                                                                                                      found in brackets in the heading of this              signed the Family Smoking Prevention
                                              DEPARTMENT OF HEALTH AND                                document.                                             and Tobacco Control Act (Pub. L. 111–
                                              HUMAN SERVICES                                          FOR FURTHER INFORMATION CONTACT:                      31) (Tobacco Control Act) into law. The
                                                                                                        With regard to the draft guidance:                  Tobacco Control Act amends the
                                              Food and Drug Administration                            Laura Rich or Deirdre Jurand, Center for              Federal Food, Drug, and Cosmetic Act
                                              [Docket No. FDA–2014–D–1939]                            Tobacco Products, Food and Drug                       (the FD&C Act) and grants FDA
                                                                                                      Administration, 10903 New Hampshire                   authority to regulate the manufacture,
                                              Use of Investigational Tobacco                          Ave., Silver Spring, MD 20993–0002, 1–                marketing, and distribution of tobacco
                                              Products; Draft Guidance for Industry                   877–287–1373, CTPRegulations@                         products to protect public health
                                              and Investigators; Availability                         fda.hhs.gov, laura.rich@fda.hhs.gov, or               generally and to reduce tobacco use by
                                                                                                      Deirdre.Jurand@fda.hhs.gov.                           minors.
                                              AGENCY:    Food and Drug Administration,                  With regard to the proposed collection                 To introduce or deliver for
                                              HHS.                                                    of information: FDA PRA Staff, Office of              introduction into interstate commerce a
                                              ACTION:   Notice.                                       Operations, Food and Drug                             new tobacco product, there must be in
                                                                                                      Administration, 8455 Colesville Rd.,                  effect a marketing authorization order
                                              SUMMARY:    The Food and Drug                                                                                 issued by FDA for the tobacco product
                                                                                                      COLE–14526, Silver Spring, MD 20993–
                                              Administration (FDA) is announcing the                                                                        under section 910(c)(1)(A)(i) of the
                                                                                                      0002, PRAStaff@fda.hhs.gov.
                                              availability of a draft guidance for                                                                          FD&C Act (21 U.S.C. 387j(c)(1)(A)(i))
                                              industry and investigators entitled ‘‘Use               SUPPLEMENTARY INFORMATION:
                                                                                                                                                            unless, in brief:
                                              of Investigational Tobacco Products.’’                  I. Background                                            • A substantial equivalence order
                                              The draft guidance, when finalized, will                                                                      under section 910(a)(2)(A)(i) of the
                                              describe FDA’s current thinking                            FDA is announcing the availability of
                                                                                                      a draft guidance for industry and                     FD&C Act is in effect for the tobacco
                                              regarding the definition of                                                                                   product;
                                              ‘‘investigational tobacco product’’ and                 investigators entitled ‘‘Use of
                                                                                                      Investigational Tobacco Products.’’ This                 • FDA has granted a request for an
                                              will discuss the kind of information
                                                                                                      draft guidance, when finalized, will                  exemption of the tobacco product from
                                              FDA intends to consider in making
                                                                                                      describe FDA’s current thinking                       the requirement to obtain a substantial
                                              enforcement decisions regarding the use
                                                                                                      regarding the definition of                           equivalence order and the manufacturer
                                              of investigational tobacco products until
                                                                                                      ‘‘investigational tobacco product’’ and               has made the required submission
                                              regulations governing the use of
                                                                                                      will discuss the kind of information                  under section 905(j)(1)(A)(ii) of the
                                              investigational tobacco products become
                                                                                                      FDA intends to consider in making                     FD&C Act and waited 90 days before
                                              effective or FDA provides written notice
                                                                                                      enforcement decisions regarding the use               introducing its product to the market; or
                                              of its intent to change its enforcement
                                                                                                      of investigational tobacco products until                • The manufacturer has submitted a
                                              policy.
                                                                                                      regulations governing the use of                      substantial equivalence report in
                                              DATES:  Although you can comment on                     investigational tobacco products become               accordance with section 910(a)(2)(B) of
                                              any guidance at any time (see 21 CFR                    effective or FDA provides written notice              the FD&C Act and there is no order
                                              10.115(g)(5)), to ensure that the Agency                of its intent to change its enforcement               finding that the tobacco product is not
                                              considers your comment on this draft                    policy. It is intended to provide                     substantially equivalent.
                                              guidance before it begins work on the                   guidance not only to persons who                         To introduce or deliver for
                                              final version of the guidance, submit                   currently intend to submit study                      introduction into interstate commerce a
                                              either electronic or written comments                   information to FDA, but to all persons                modified risk tobacco product, there
                                              on the draft by November 23, 2015.                      who conduct ‘‘nonclinical laboratory                  must be in effect an order under section
                                              Submit either electronic or written                     studies,’’ as that term is used in the draft          911(g) of the FD&C Act (21 U.S.C.
                                              comments on the proposed collection of                  guidance, and ‘‘clinical investigations,’’            387k(g)) and the applicant must satisfy
                                              information by November 23, 2015.                       as that term is used in the draft                     any applicable premarket review
                                              ADDRESSES: Submit written requests for                  guidance, using investigational tobacco               requirements under section 910 of the
                                              single copies of the draft guidance to the              products.                                             FD&C Act.
                                              Center for Tobacco Products, Food and                      The draft guidance also discusses that                Further, a tobacco product must
                                              Drug Administration, 10903 New                          for clinical investigations, a sponsor (as            conform in all respects with applicable
                                              Hampshire Ave., Silver Spring, MD                       defined in the guidance) may submit                   tobacco product standards established
                                              20993. Send one self-addressed                          information regarding a proposed use of               under section 907 of the FD&C Act (21
                                              adhesive label to assist that office in                 an investigational tobacco product to                 U.S.C. 387g).
                                              processing your request or include a fax                FDA for review prior to enrolling                        Persons intending to file submissions
                                              number to which the draft guidance                      subjects. As discussed in the guidance,               with FDA to demonstrate that a tobacco
                                              may be sent. See the SUPPLEMENTARY                      FDA encourages this type of voluntary                 product meets the criteria for marketing
                                              INFORMATION section for electronic                      submission because it will allow FDA to               set forth in section 910 or 911 of the
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                                              access to the draft guidance document.                  work with a sponsor to help ensure that               FD&C Act, and other researchers seeking
                                                 Submit electronic comments on the                    the factors FDA considers in making                   to study tobacco products, may need to
                                              draft guidance, including comments on                   enforcement decisions are appropriately               conduct or sponsor studies involving
                                              the proposed collection of information,                 accounted for. FDA has created a form                 tobacco products that do not have
                                              to http://www.regulations.gov. Submit                   to assist sponsors in submitting                      marketing authorization or that do not
                                              written comments on the draft guidance,                 information. While use of the form is                 comply with an applicable tobacco
                                              including comments on the proposed                      voluntary, it will help ensure that                   product standard.


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                                              57624                    Federal Register / Vol. 80, No. 185 / Thursday, September 24, 2015 / Notices

                                                 Section 910(g) of the FD&C Act gives                 of FDA’s functions, including whether                 sponsors in submitting information.
                                              FDA the authority to issue regulations to               the information will have practical                   While use of this form is voluntary, its
                                              exempt tobacco products intended for                    utility; (2) the accuracy of FDA’s                    use will likely reduce the burden hours
                                              investigational use from the provisions                 estimate of the burden of the proposed                and will help ensure that sponsors
                                              of chapter IX of the FD&C Act, including                collection of information, including the              provide complete information for FDA’s
                                              premarket submission requirements.                      validity of the methodology and                       consideration, processing, and review.
                                              FDA intends to propose regulations                      assumptions used; (3) ways to enhance                    Furthermore, to ensure that studies
                                              establishing conditions for exempting                   the quality, utility, and clarity of the              are conducted in a manner that protects
                                              investigational tobacco products from                   information to be collected; and (4)                  human subjects, the draft guidance
                                              certain FD&C Act requirements. Until                    ways to minimize the burden of the                    contains recommendations as to how
                                              then, investigational tobacco products                  collection of information on                          sponsors should put procedures in place
                                              are not exempt from applicable FD&C                     respondents, including through the use                to keep FDA and the committee or
                                              Act requirements, including premarket                   of automated collection techniques,                   group formally designated to oversee
                                              submission requirements and tobacco                     when appropriate, and other forms of                  research involving human subjects
                                              product standards. This draft guidance                  information technology.                               informed about any changes relating to
                                              discusses the factors FDA intends to                                                                          the conduct of, and issues that arise
                                              consider in making enforcement                          Use of Investigational Tobacco Products               during, the study. In the draft guidance,
                                              decisions regarding the use of                          (OMB Control Number 0910—NEW)                         FDA further recommends that sponsors,
                                              investigational tobacco products in both                   FDA is announcing the availability of              CROs, sponsor-investigators, and
                                              nonclinical laboratory studies and                      the draft guidance entitled ‘‘Use of                  clinical investigators maintain
                                              clinical investigations until regulations               Investigational Tobacco Products.’’ This              documentation to permit evaluation of
                                              become effective or FDA provides                        guidance, when finalized, will describe               the conduct of a clinical investigation,
                                              written notice of its intent to change its              FDA’s current thinking regarding the                  including assessing the quality and
                                              enforcement policy.                                     definition of ‘‘investigational tobacco               integrity of the study data and
                                                 This draft guidance is being issued                  product’’ and discuss the kind of                     protection of human subjects.
                                              consistent with FDA’s good guidance                     information FDA intends to consider in                   In the draft guidance, FDA also
                                              practices regulation (21 CFR 10.115).                   making enforcement decisions regarding                recommends that sponsors consult with
                                              The draft guidance, when finalized, will                the use of investigational tobacco                    the Agency, clinical investigators, and
                                              represent the Agency’s current thinking                 products until regulations become                     any committee or group formally
                                              on ‘‘Use of Investigational Tobacco                     effective or FDA provides written notice              designated to oversee research involving
                                              Products.’’ It does not create or confer                of its intent to change its enforcement               human subjects when certain events
                                              any rights for or on any person and does                policy. When finalized, it is intended to             occur during the conduct of a clinical
                                              not operate to bind FDA or the public.                  provide guidance, not only to persons                 investigation, including adverse
                                              An alternative approach may be used if                  who currently intend to submit study                  experiences. In addition, FDA
                                              such approach satisfies the                             information to FDA, but to all persons                recommends that sponsors notify FDA if
                                              requirements of the applicable statute                  who conduct nonclinical laboratory                    they choose to terminate a study (or
                                              and regulations.                                        studies and clinical investigations using             withdraw or inactivate a protocol or
                                                                                                      investigational tobacco products. Such                want to withdraw all studies of a
                                              II. Paperwork Reduction Act of 1995                                                                           product) before completion and in the
                                                                                                      persons may include sponsors,
                                                 Under the Paperwork Reduction Act                    investigators, sponsor-investigators,                 notification include certain information.
                                              of 1995 (PRA) (44 U.S.C. 3501–3520),                    contract research organizations (CROs),1              Moreover, in the draft guidance, FDA
                                              Federal Agencies must obtain approval                   and committees or groups formally                     recommends that under certain
                                              from the Office of Management and                       designated to oversee research involving              circumstances, sponsors also should
                                              Budget (OMB) for each collection of                     human subjects (e.g., institutional                   inform any clinical investigators who
                                              information they conduct or sponsor.                    review boards (IRBs)) involved in                     participated in the discontinued
                                              ‘‘Collection of information’’ is defined                investigations using investigational                  investigation of the reason(s) for
                                              in 44 U.S.C. 3502(3) and 5 CFR                          tobacco products.                                     discontinuing the clinical investigation.
                                              1320.3(c) and includes Agency requests                     We have identified the following                      FDA also makes recommendations
                                              or requirements that members of the                     recommendations in the draft guidance                 related to nonclinical laboratory studies
                                              public submit reports, keep records, or                 as collections of information.                        and clinical investigations of using
                                              provide information to a third party.                      In the draft guidance, FDA provides                investigational tobacco products
                                              Section 3506(c)(2)(A) of the PRA (44                    examples of information that may help                 conducted outside of the United States
                                              U.S.C. 3506(c)(2)(A)) requires Federal                  FDA to evaluate specific proposed uses                (U.S.), but intended for submission to
                                              Agencies to provide a 60-day notice in                  of investigational tobacco products, and              FDA, and refers to section 801(e) of the
                                              the Federal Register concerning each                    encourages persons who intend to study                FD&C Act with respect to exported
                                              proposed collection of information                      investigational tobacco products to meet              tobacco products intended for
                                              before submitting the collection to OMB                 with FDA to discuss certain topics in                 investigational use. The guidance also
                                              for approval. To comply with this                       connection with nonclinical laboratory                recommends that sponsors should
                                              requirement, FDA is publishing notice                   studies and clinical investigations.                  prepare and maintain certain records
                                              of the proposed collection of                              For clinical investigations, FDA                   and reports, for studies conducted
                                              information set forth in this document.                 encourages sponsors to submit                         outside of the U.S. but intended for
                                                 With respect to the following                        information regarding a proposed use of               submission to FDA to permit FDA to
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                                              collection of information, FDA invites                  an investigational tobacco product to                 evaluate the conduct of a clinical
                                              comments on these topics: (1) Whether                   FDA for review prior to enrolling                     investigation, including assessing the
                                              the proposed collection of information                  subjects in the planned investigation.                quality and integrity of the study data
                                              is necessary for the proper performance                 FDA has created a form to assist                      and protection of human subjects.
                                                1 The term ‘‘contract research organization’’         that assumes, as an independent contractor with the   sponsor, one or more of the obligations of the
                                              (CRO) as used in this draft guidance means a person                                                           sponsor (e.g., design of a protocol).



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                                                                           Federal Register / Vol. 80, No. 185 / Thursday, September 24, 2015 / Notices                                                                                       57625

                                                FDA estimates the burden of this
                                              collection of information as follows:

                                                                                                     TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN
                                                                                                                                                                                                                                     Capital and
                                                                                                                          Number of
                                                                                               Number of                                            Total annual               Average burden per                                   operating and
                                                     Activity/FDA form 3934                                             responses per                                                                                Total hours
                                                                                              respondents                                            responses                      response                                        maintenance
                                                                                                                          respondent                                                                                                    costs

                                              Initial Submission .........................                       30                        1                        30        40 ..............................          1,200      ........................
                                              Protocol Submission ....................                           10                        1                        10        20 ..............................            200      ........................
                                              Protocol Amendments ..................                              5                        1                         5        0.50 (30 minutes) ......                       2.5    ........................
                                              Information Amendments .............                                4                        1                         4        15 ..............................             60      ........................
                                              Administrative Amendments ........                                  1                        1.5                       1.5      0.50 (30 minutes) ......                       0.75   ........................
                                              Other Information .........................                         3                        1                         3        0.50 (30 minutes) ......                       1.5    ........................
                                              Serious or Unexpected Adverse                                       4                        3                        12        2 ................................            24      ........................
                                                 Experience Reports.
                                              First year, electronic set-up safety                                 4                       1                          4       0.33 (20 minutes) ......                       1.3    ........................
                                                 reporting portal.
                                              First year, Electronic Gateway                                     30                        1                        30        42 1 ............................          1,260                   37,800
                                                 setup and verification certificate
                                                 (One time burden).
                                              Electronic Gateway Submission                                      30                        1                        30        3 ................................            90                    2,700
                                                 (recurring).

                                                   Total    Reporting           Burden       ........................   ........................   ........................   ....................................       2,840                  40,500
                                                     Hours.
                                                 1 Respondent     may already have a valid WebTrader account established for other FDA electronic submissions.


                                                Table 1 describes the annual reporting                              FDA estimates that it could take                                          may be minimized if the respondent
                                              burden as a result of respondents                                  respondents 30 minutes to prepare                                            already has an established account in
                                              submitting information regarding the                               protocol amendments and that about 5                                         WebTrader for other electronic
                                              use of investigational tobacco products                            respondents submitting study                                                 submissions to FDA, but FDA is
                                              in certain clinical investigations. FDA                            information will submit protocol                                             assuming that all respondents for these
                                              estimates that 30 respondents will                                 amendments.                                                                  products will be setting up a WebTrader
                                              submit study information to FDA                                       FDA estimates that respondents will                                       account for the first time in the first
                                              annually. FDA estimates that it will take                          infrequently need to report                                                  year. In subsequent years, the burden
                                              each respondent approximately 40                                   administrative amendments. The total                                         hours are estimated at 1 hour to renew
                                              hours to prepare the study information                             number of respondents of this type of                                        the yearly required Verification
                                              necessary for FDA to issue a response to                           information is estimated to be 1. FDA                                        Certification.
                                              the proposed use of an investigational                             estimates that this submission is                                              FDA further estimates that the
                                              tobacco product in these clinical                                  estimated to take 30 minutes per                                             gathering, scanning, and submission of
                                              investigations. FDA’s estimate includes                            respondent.                                                                  information and related correspondence
                                              the anticipated burden for completing                                 FDA estimates that approximately 3                                        would take approximately 2 hours
                                              the form for the initial submission,                               respondents will report other types of                                       utilizing the eSubmitter system.
                                              which will include the initial protocol,                           submissions. This submission is
                                                                                                                 estimated to take 30 minutes per                                               Therefore, the first year will include
                                              time for intra-company edits and                                                                                                                40 hours for the WebTrader system plus
                                              approvals, as well as the burden for                               response.
                                                                                                                    FDA estimates that 4 respondents will                                     2 hours for the eSubmitter submission
                                              assembling additional information, as                                                                                                           process, resulting in 42 hours per
                                                                                                                 report serious or unexpected adverse
                                              described in the draft guidance.                                                                                                                response for the first year. For
                                                                                                                 experiences. This submission will take
                                                The initial submission should include                            an average of 2 hours per respondent.                                        subsequent years, it is estimated that
                                              an initial study protocol, which should                            FDA estimates that setting up an                                             only 1 hour will be necessary for the
                                              in turn include certain information and                            account in safety reporting portal for                                       WebTrader system plus the 2 hours for
                                              call for recordkeeping or other steps that                         submission of serious or unexpected                                          the eSubmitter submission process,
                                              may involve the submission of                                      experiences will take 20 minutes per                                         resulting in 3 hours per response each
                                              information to others. In addition,                                response.                                                                    year thereafter.
                                              sponsors may wish to provide protocol                                 As referenced in the guidance, FDA                                          Additionally, there are capital and
                                              amendments to reflect certain changes                              allows for three ways of submission but                                      operating or maintenance costs
                                              to a protocol. FDA estimates that 10                               strongly encourages the use of electronic                                    associated with this information
                                              respondents will submit a new protocol.                            format for submission. The submitter                                         collection. The costs are $30 per year to
                                              The estimated time for submitting a new                            should first set up an account with                                          establish and maintain the ESG
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                                              protocol is 20 hours per response. Only                            WebTrader to go through the Electronic                                       verification certificate. The total cost
                                              4 respondents are estimated to submit                              Submissions Gateway (ESG). FDA                                               may be lower if the respondents already
                                              information amendments. Since this                                 estimates from past experience with the                                      have a verification certificate for that
                                              may take a little less than half the time                          ESG system, WebTrader, that the first                                        year for other electronic submissions to
                                              of an initial submission, FDA estimates                            year to set up the account and to receive                                    FDA. However, for purposes of this
                                              information amendments taking around                               the verification certificate takes                                           estimate, FDA is assuming that all
                                              15 hours.                                                          approximately 40 hours. This burden                                          respondents for these products will be


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                                              57626                            Federal Register / Vol. 80, No. 185 / Thursday, September 24, 2015 / Notices

                                              incurring this cost. The total costs are                                 be 2,840 hours. These burden estimates                                       received from recent FDA information
                                              estimated to be $40,500.                                                 were computed using FDA staff                                                collections for other tobacco-related
                                                The total reporting burden for this                                    expertise and by reviewing comments                                          initiatives.
                                              collection of information is estimated to

                                                                                                      TABLE 2—ESTIMATED ANNUAL RECORDKEEPING BURDEN 1
                                                                                                                                                                        Number of                                             Average
                                                                                                                                            Number of                                            Total annual
                                                                    Activity records maintained                                                                        records per                                           burden per               Total hours
                                                                                                                                          recordkeepers                                            records
                                                                                                                                                                      recordkeeper                                         recordkeeping

                                              Records by Sponsors ..........................................................                                 50                           1                        50                          10              500
                                              Records By Sponsor-Investigators ......................................                                        20                           1                        20                          20              400
                                              Records by Investigators and CROs ...................................                                          50                           1                        50                          15              750

                                                   Total Recordkeeping Burden Hours .............................                        ........................   ........................   ........................    ........................          1,650
                                                 1 There   are no capital costs or operating and maintenance costs associated with this collection of information.


                                                 Table 2 describes the annual                                          that there will generally be one                                             that it will take each sponsor-
                                              recordkeeping burden of maintaining                                      investigator per investigation. FDA                                          investigator approximately 20 hours
                                              records relating to the investigational                                  anticipates there will be a total of 120                                     annually to maintain these records. FDA
                                              use of tobacco products. FDA                                             sponsors, sponsor-investigators,                                             estimates that it will take each of these
                                              anticipates that 50 sponsors will                                        investigators, and CROs who will                                             investigators and CROs approximately
                                              maintain records relating to the use of                                  maintain records relating to the use of                                      15 hours annually to maintain these
                                              investigational tobacco products in                                      investigational tobacco products in                                          records. The total reporting burden for
                                              clinical investigations. FDA estimates                                   clinical investigations. FDA estimates                                       recordkeeping is estimated to be 1,650
                                              that it will take each of them                                           that it will take each sponsor                                               hours (500 hours for sponsors + 400
                                              approximately 10 hours annually to                                       approximately 10 hours annually to                                           hours for sponsor-investigators + 750 for
                                              maintain these records. FDA anticipates                                  maintain these records. FDA estimates                                        investigators and CROs.)

                                                                                             TABLE 3—ESTIMATED ANNUAL THIRD-PARTY DISCLOSURE BURDEN 1
                                                                                                                                                           Number of
                                                                                                                                Number of                  disclosures               Total annual               Average burden per
                                                                              Activity                                                                                                                                                                Total hours
                                                                                                                               respondents                per respond-               disclosures                    disclosure
                                                                                                                                                               ent

                                              Disclosures to Investigators .....................................                                  30                          1                         30     1 ................................               30
                                              Disclosures to any Committee or Group .................                                             30                          1                         30     0.17 (10 minutes) ......                          5
                                              Disclosure to Study Subjects ...................................                                    30                          2                         60     0.50 (30 minutes) ......                         30

                                                   Total ..................................................................   ........................   ........................   ........................   ....................................             65
                                                 1 There   are no capital costs or operating and maintenance costs associated with this collection of information.


                                                Table 3 describes the annual third                                     plans. Additional information about                                          III. Request for Comments
                                              party disclosure burden.                                                 how to request meetings with FDA’s
                                                                                                                                                                                                    A. General Information About
                                                FDA estimates that disclosing                                          Center for Tobacco Products can be                                           Submitting Comments
                                              information to investigators will take 1                                 found in FDA’s guidance: ‘‘Meetings
                                              hour per disclosure. FDA estimates that                                  with Industry and Investigators on the                                          Interested persons may submit either
                                              disclosing information to any committee                                  Research and Development of Tobacco                                          electronic comments regarding this
                                              or group formally designated to oversee                                  Products.’’ The collections of                                               document to http://www.regulations.gov
                                              research involving human subjects will                                   information in the guidance referenced                                       or written comments to the Division of
                                              average 10 minutes per disclosure.                                       have been approved under OMB control                                         Dockets Management (see ADDRESSES). It
                                                The guidance also references                                           number 0910–0731. The collections of                                         is only necessary to send one set of
                                              examples of disclosing information to                                    information in section 801(e) of the                                         comments. Identify comments with the
                                              study subjects such as informed                                                                                                                       docket number found in brackets in the
                                                                                                                       FD&C Act and 21 CFR 1.101(b) have
                                              consent. On average, two disclosures                                                                                                                  heading of this document.
                                                                                                                       been approved under OMB control
                                              per respondent will be provided to
                                                                                                                       number 0910–0482; the collections of                                         B. Public Availability of Comments
                                              study subjects. FDA estimates this will
                                              take 30 minutes per disclosure.                                          information for the Safety Reporting                                           Received comments may be seen in
                                                The total burden for the collection of                                 Portal have been approved under OMB                                          the Division of Dockets Management
                                              information under this draft guidance is                                 control number 0910–0645; the                                                between 9 a.m. and 4 p.m., Monday
                                                                                                                       collections of information in section
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                                              estimated to be 4,455 hours.                                                                                                                          through Friday, and will be posted to
                                                This draft guidance also refers to                                     905(j) of the FD&C Act have been                                             the docket at http://
                                              previously approved collections of                                       approved under OMB control number                                            www.regulations.gov. As a matter of
                                              information. The draft guidance                                          0910–0673.                                                                   Agency practice, FDA generally does
                                              includes a recommendation that persons                                                                                                                not post comments submitted by
                                              who intend to study tobacco products                                                                                                                  individuals in their individual capacity
                                              meet with FDA to discuss research                                                                                                                     on http://www.regulations.gov. This is


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                                                                       Federal Register / Vol. 80, No. 185 / Thursday, September 24, 2015 / Notices                                                 57627

                                              determined by information indicating                    ACTION:   Notice.                                     would benefit from harmonization,
                                              that the submission is written by an                                                                          consistency, clarity, simplification and/
                                              individual, for example, the comment is                 SUMMARY:   Pursuant to Section 10(a) of               or coordination.
                                              identified with the category ‘‘Individual               the Federal Advisory Committee Act, 5
                                                                                                                                                               The meeting will adjourn at 4:30 p.m.
                                              Consumer’’ under the field titled                       U.S.C. App 2, notice is hereby given that
                                                                                                                                                            October 22, 2015. Time for public
                                              ‘‘Category (Required),’’ on the ‘‘Your                  the Secretary’s Advisory Committee on
                                                                                                                                                            comment sessions will be allotted both
                                              Information’’ page on                                   Human Research Protections (SACHRP)
                                                                                                                                                            days.
                                              www.regulations.gov. For this docket,                   will hold a meeting that will be open to
                                                                                                      the public. Information about SACHRP                     Public attendance at the meeting is
                                              however, FDA will not be following this
                                                                                                      and the full meeting agenda will be                   limited to space available. Individuals
                                              general practice. Instead, FDA will post
                                                                                                      posted on the SACHRP Web site at:                     who plan to attend and need special
                                              on http://www.regulations.gov
                                                                                                      http://www.dhhs.gov/ohrp/sachrp/                      assistance, such as sign language
                                              comments to this docket that have been
                                              submitted by individuals in their                       mtgings/index.html.                                   interpretation or other reasonable
                                              individual capacity. If you wish to                     DATES: The meeting will be held on
                                                                                                                                                            accommodations, should notify one of
                                              submit any information under a claim of                 Wednesday, October 21, 2015, from 8:30                the designated SACHRP points of
                                              confidentiality, please refer to 21 CFR                 a.m. until 5:00 p.m. and Thursday,                    contact at the address/phone number
                                              10.20.                                                  October 22, 2015, from 8:30 a.m. until                listed above at least one week prior to
                                                                                                      4:30 p.m.                                             the meeting. Pre-registration is required
                                              C. Information Identifying the Person                                                                         for participation in the on-site public
                                              Submitting the Comment                                  ADDRESSES: Fishers Lane Conference
                                                                                                                                                            comment session; individuals may pre-
                                                                                                      Center, Terrace Level, 5635 Fishers                   register the day of the meeting.
                                                Please note that your name, contact                   Lane, Rockville, Maryland 20852.
                                              information, and other information                                                                            Individuals who would like to submit
                                                                                                      FOR FURTHER INFORMATION CONTACT: Jerry                written statements should email or fax
                                              identifying you will be posted on http://
                                                                                                      Menikoff, M.D., J.D., Director, Office for            their comments to SACHRP at
                                              www.regulations.gov if you include that
                                                                                                      Human Research Protections (OHRP), or                 SACHRP@hhs.gov at least five business
                                              information in the body of your
                                                                                                      Julia Gorey, J.D., Executive Director,                days prior to the meeting.
                                              comments. For electronic comments
                                                                                                      SACHRP; U.S. Department of Health
                                              submitted to http://                                                                                            Dated: September 18, 2015.
                                                                                                      and Human Services, 1101 Wootton
                                              www.regulations.gov, FDA will post the                                                                        Jerry Menikoff,
                                                                                                      Parkway, Suite 200, Rockville,
                                              body of your comment on http://                                                                               Executive Secretary, Secretary’s Advisory
                                                                                                      Maryland 20852; telephone: 240–453–
                                              www.regulations.gov along with your                                                                           Committee on Human Research Protections,
                                                                                                      8141; fax: 240–453–6909; email address:
                                              state/province and country (if                                                                                Director, Office for Human Research
                                                                                                      SACHRP@hhs.gov.
                                              provided), the name of your                                                                                   Protections.
                                              representative (if any), and the category               SUPPLEMENTARY INFORMATION: Under the
                                                                                                                                                            [FR Doc. 2015–24264 Filed 9–23–15; 8:45 am]
                                              identifying you (e.g., individual,                      authority of 42 U.S.C. 217a, Section 222
                                                                                                                                                            BILLING CODE 4150–36–P
                                              consumer, academic, industry). For                      of the Public Health Service Act, as
                                              written submissions submitted to the                    amended, SACHRP was established to
                                              Division of Dockets Management, FDA                     provide expert advice and                             DEPARTMENT OF HEALTH AND
                                              will post the body of your comments on                  recommendations to the Secretary of                   HUMAN SERVICES
                                              http://www.regulations.gov, but you can                 Health and Human Services, through
                                              put your name and/or contact                            the Assistant Secretary for Health, on                Substance Abuse and Mental Health
                                              information on a separate cover sheet                   issues and topics pertaining to or                    Services Administration
                                              and not in the body of your comments.                   associated with the protection of human
                                                                                                      research subjects.                                    Agency Information Collection
                                              IV. Electronic Access                                      The meeting will open to the public                Activities: Submission for OMB
                                                Persons with access to the Internet                   at 8:30 a.m., on Wednesday, October 21,               Review; Comment Request
                                              may obtain an electronic version of this                followed by opening remarks from Dr.
                                              guidance document at http://                            Jerry Menikoff, Executive Secretary of                  Periodically, the Substance Abuse and
                                              www.fda.gov/TobaccoProducts/                            SACHRP and OHRP Director, and Dr.                     Mental Health Services Administration
                                              Labeling/RulesRegulationsGuidance/                      Jeffrey Botkin, SACHRP Chair. The                     (SAMHSA) will publish a summary of
                                              ucm281147.htm or http://                                Committee will hear the Subpart A                     information collection requests under
                                              www.regulations.gov.                                    Subcommittee (SAS) and Subcommittee                   OMB review, in compliance with the
                                                                                                      on Harmonization (SOH) reports on the                 Paperwork Reduction Act (44 U.S.C.
                                                Dated: September 16, 2015.                                                                                  Chapter 35). To request a copy of these
                                                                                                      recent Notice of Proposed Rulemaking
                                              Leslie Kux,                                                                                                   documents, call the SAMHSA Reports
                                                                                                      (NPRM) titled Federal Policy for the
                                              Associate Commissioner for Policy.                      Protection of Human Subjects (80 FR                   Clearance Officer on (240) 276–1243.
                                              [FR Doc. 2015–24218 Filed 9–23–15; 8:45 am]             53933, Sep. 8, 2015). Both days will be               Project: Hospital Data Abstraction
                                              BILLING CODE 4164–01–P                                  devoted to the discussion of the NPRM.                Form, Formerly Entitled Evaluation of
                                                                                                         SAS was established by SACHRP in                   Emergency Department Crisis Center
                                                                                                      October 2006 and is charged with                      Follow-Up—(OMB No. 0930–0337)—
                                              DEPARTMENT OF HEALTH AND                                developing recommendations for
                                              HUMAN SERVICES                                                                                                Revision
                                                                                                      consideration by SACHRP regarding the
                                                                                                      application of subpart A of 45 CFR part                 The Substance Abuse and Mental
                                              Meeting of the Secretary’s Advisory
tkelley on DSK3SPTVN1PROD with NOTICES




                                                                                                      46 in the current research environment.               Health Services Administration’s
                                              Committee on Human Research
                                                                                                         SOH was established by SACHRP at                   (SAMHSA), Center for Mental Health
                                              Protections
                                                                                                      its July 2009 meeting and charged with                Services (CMHS) will conduct an
                                              AGENCY:  Office of the Assistant                        identifying and prioritizing areas in                 evaluation to assess the impact of crisis
                                              Secretary for Health, Office of the                     which regulations and/or guidelines for               center follow-up with patients admitted
                                              Secretary, Department of Health and                     human subjects research adopted by                    to emergency departments following a
                                              Human Services.                                         various agencies or offices within HHS                suicide attempt.


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Document Created: 2018-02-26 10:17:47
Document Modified: 2018-02-26 10:17:47
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesAlthough you can comment on any guidance at any time (see 21 CFR 10.115(g)(5)), to ensure that the Agency considers your comment on this draft guidance before it begins work on the final version of the guidance, submit either electronic or written comments on the draft by November 23, 2015. Submit either electronic or written comments on the proposed collection of information by November 23, 2015.
ContactWith regard to the draft guidance: Laura Rich or Deirdre Jurand, Center for Tobacco Products, Food and Drug Administration, 10903 New Hampshire Ave., Silver Spring, MD 20993-0002, 1-877-287-1373, [email protected], [email protected], or D[email protected]
FR Citation80 FR 57623 

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