80_FR_60707 80 FR 60513 - Revisions to the Petition for Rulemaking Process

80 FR 60513 - Revisions to the Petition for Rulemaking Process

NUCLEAR REGULATORY COMMISSION

Federal Register Volume 80, Issue 194 (October 7, 2015)

Page Range60513-60528
FR Document2015-25563

The U.S. Nuclear Regulatory Commission (NRC) is amending its regulations to clarify and streamline its process for addressing petitions for rulemaking (PRMs). These amendments are intended to improve transparency and to make the PRM process more efficient and effective.

Federal Register, Volume 80 Issue 194 (Wednesday, October 7, 2015)
[Federal Register Volume 80, Number 194 (Wednesday, October 7, 2015)]
[Rules and Regulations]
[Pages 60513-60528]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-25563]



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Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / 
Rules and Regulations

[[Page 60513]]



NUCLEAR REGULATORY COMMISSION

10 CFR Part 2

RIN 3150-AI30
[NRC-2009-0044]


Revisions to the Petition for Rulemaking Process

AGENCY: Nuclear Regulatory Commission.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is amending its 
regulations to clarify and streamline its process for addressing 
petitions for rulemaking (PRMs). These amendments are intended to 
improve transparency and to make the PRM process more efficient and 
effective.

DATES: This final rule is effective on November 6, 2015.

ADDRESSES: Please refer to Docket ID NRC-2009-0044 when contacting the 
NRC about the availability of information for this action. You may 
obtain publicly-available information related to this action by any of 
the following methods:
     Federal Rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2009-0044. Address 
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected]. For technical questions, contact 
the individuals listed in the FOR FURTHER INFORMATION CONTACT section 
of this document.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to [email protected]. For 
the convenience of the reader, instructions about obtaining materials 
referenced in this document are provided in the ``Availability of 
Documents'' section.
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

FOR FURTHER INFORMATION CONTACT: Cindy Bladey, Chief, Rules, 
Announcements, and Directives Branch (RADB), Office of Administration 
(ADM), telephone: 301-415-3280, email: [email protected]; or Anthony 
de Jes[uacute]s, Senior Regulations Specialist, RADB, ADM, telephone: 
301-415-1106, email: [email protected]; or Jennifer Borges, 
Regulations Specialist, RADB, ADM, telephone: 301-415-3647, email: 
[email protected]; U.S. Nuclear Regulatory Commission, 
Washington, DC 20555-0001.

SUPPLEMENTARY INFORMATION:

Table of Contents

I. Background
II. Discussion
III. Public Comment Analysis
IV. Section-by-Section Analysis
V. Summary of the NRC's Petition for Rulemaking Process
VI. Regulatory Analysis
VII. Regulatory Flexibility Certification
VIII. Backfitting and Issue Finality
IX. Plain Writing
X. Environmental Impact: Categorical Exclusion
XI. Paperwork Reduction Act Statement
XII. Congressional Review Act
XIII. Voluntary Consensus Standards
XIV. Availability of Documents

I. Background

    The NRC's requirements, policies, and practices governing the PRM 
process have remained substantially unchanged since their initial 
issuance in 1979 (44 FR 61322; October 25, 1979). During the past 20 
years, the NRC has received an average of nine PRMs per year and plans 
its budget and assigns resources based on this average. In recent 
years, however, the NRC has experienced a substantial increase in the 
number of PRMs submitted for consideration and docketed 25 PRMS in 
fiscal year (FY) 2011 alone. This increase in PRMs has presented a 
significant resource challenge to the NRC.
    In a memorandum to the other Commissioners entitled, ``Streamlining 
the NRR [Office of Nuclear Reactor Regulation] Rulemaking Process'' 
(COMNJD-06-0004/COMEXM-06-0006), dated April 7, 2006 (ADAMS Accession 
No. ML060970295), then-Chairman Nils J. Diaz and then-Commissioner 
Edward McGaffigan, Jr., proposed that, because of the general increase 
in rulemaking activities, the NRC staff should streamline its 
rulemaking process by removing unnecessary constraints, while 
simultaneously enhancing the transparency of and public participation 
in the process. The memorandum also invited the development of 
additional mechanisms for ``streamlining and increasing the 
transparency of the rulemaking process, thus allocating the appropriate 
level of resources for the most important rulemaking actions and 
ensuring that the staff's hands are not tied by perceived or real 
procedural prerequisites that are necessary for a given rulemaking.''
    In a staff requirements memorandum (SRM) dated May 31, 2006 (ADAMS 
Accession No. ML061510316), responding to COMNJD-06-0004/COMEXM-06-
0006, the Commission directed the NRC staff to undertake numerous 
measures to streamline the rulemaking process, including an evaluation 
of the overall effectiveness of the interoffice Rulemaking Process 
Improvement Implementation Plan (ADAMS Accession No. ML031360205), and 
to ``further seek to identify any other potential options that could 
streamline the rulemaking process.'' The Commission also instructed the 
NRC staff to identify other potential options that could streamline the 
rulemaking process for all program offices.
    In response to the Commission's directives, the NRC staff provided 
its recommendations to the Commission in SECY-07-0134, ``Evaluation of 
the Overall Effectiveness of the Rulemaking Process Improvement 
Implementation Plan,'' dated August 10, 2007 (ADAMS Accession No. 
ML071780644). The NRC staff included in SECY-07-0134 a recommendation 
to review the NRC's PRM process with the objective to reduce the time 
needed to complete an action. The NRC staff also recommended in SECY-
07-0134 that

[[Page 60514]]

the NRC review the procedures used by other Federal agencies to process 
PRMs in order to identify best practices that could make the NRC's PRM 
process more timely and responsive, while also ensuring that PRMs are 
handled in a manner that is open, transparent, and compliant with the 
Administrative Procedure Act (APA), Title 5 of the United States Code 
(U.S.C.), Section 551 et seq. In an SRM responding to SECY-07-0134, 
dated October 25, 2007 (ADAMS Accession No. ML072980427), the 
Commission indicated support for the NRC staff's recommended review of 
the PRM process: ``The Petition for Rulemaking process needs some 
increased attention and improvement. The staff's overall effort to 
improve the [PRM] process should focus on provisions that would make 
the NRC's process more efficient while improving the process' 
transparency and consistency.''
    Concurrently, in an SRM responding to COMGBJ-07-0002, ``Closing Out 
Task Re: Rulemaking on [part 51 of Title 10 of the Code of Federal 
Regulations (10 CFR)] Tables S-3 and S-4,'' dated August 6, 2007 (ADAMS 
Accession No. ML072180094), the Commission directed the NRC staff to 
``consider developing a process for dispositioning a petition in a more 
effective and efficient manner so that existing petitions that are 
deemed old can be closed out in a more timely manner and prevent future 
petitions from remaining open for periods longer than necessary.''
    In response to the Commission's directives, the NRC staff examined 
the regulations, policies, procedures, and practices that govern the 
NRC's PRM process, as well as the practices and processes used by 
several other Federal agencies to resolve PRMs.
    Consequently, the NRC published a proposed rule to amend the PRM 
process in the Federal Register on May 3, 2013 (78 FR 25886). The 
public comment period for the proposed rule closed on July 17, 2013. 
This final rule has been informed by public comments and reflects the 
NRC's goal to make its PRM process more efficient and effective, while 
enhancing transparency and public understanding of the PRM process.

II. Discussion

A. The NRC's Framework for Dispositioning a PRM

    The administrative procedures that a Federal agency must follow 
with respect to PRMs are codified in the APA, 5 U.S.C. 553. Paragraph 
553(e) provides that ``[e]ach agency shall give an interested person 
the right to petition for the issuance, amendment, or repeal of a 
rule.'' In addition, 5 U.S.C. 555(e) provides that ``[p]rompt notice 
shall be given of the denial in whole or in part of a written 
application, petition, or other request of an interested person made in 
connection with any agency proceeding'' and that ``[e]xcept in 
affirming a prior denial or when the denial is self-explanatory, the 
notice shall be accompanied by a brief statement of the grounds for 
denial.'' However, the APA does not provide further detail on how 
agencies should disposition a PRM or what constitutes ``prompt'' 
notice. A brief survey of other Federal agencies' practices showed that 
the NRC has a robust and active PRM program; most agencies do not 
include requirements in the CFR for processing PRMs.
    The NRC's requirements governing the rulemaking process are set 
forth in 10 CFR part 2, ``Agency Rules of Practice and Procedure,'' 
subpart H, ``Rulemaking.'' In particular, 10 CFR 2.802, ``Petition for 
rulemaking,'' and 10 CFR 2.803, ``Determination of petition,'' 
establish the NRC's framework for disposition of a PRM concerning the 
NRC's regulations. The NRC's requirements for PRMs have remained 
substantially unchanged since their initial issuance in 1979, and the 
NRC's processes and procedures for PRMs historically have been 
established by and implemented through internal NRC policies and 
practices. To improve the PRM process, the NRC has reviewed both its 
regulatory framework associated with the PRM process and its internal 
policies, procedures, and practices.

B. Changes to the PRM Process

    This final rule clarifies and refines the NRC's long-standing 
practices for processing PRMs. The NRC believes that these amendments 
improve our current policies and practices for evaluating PRMs and 
communicating information on the status of PRMs and rulemaking 
activities to the petitioners and the public. By establishing a clearly 
defined administrative process to reflect agency action on a PRM, the 
NRC has enhanced the consistency, timeliness, and transparency of our 
actions and increased the efficient use of NRC resources.
NRC Consultation Assistance to Petitioners
    A significant change in this final rule expands the consultation 
assistance that the NRC staff may provide to the petitioner. Currently, 
consultation on a PRM is limited to the pre-filing stage; the NRC has 
revised its requirements to allow petitioners to consult directly with 
the NRC staff before and after filing a PRM with the NRC and to clarify 
what consultation assistance the NRC is permitted to provide. This 
change provides an opportunity for additional interaction with the 
petitioner after filing and will increase communication on issues of 
concern to the petitioner and improve the transparency of the petition 
process.
Content of a Petition
    This final rule also clarifies and expands the description of the 
kind of information that must be included in a petition. At times, a 
submitter may fail to include in the petition adequate information for 
the NRC to process the request, which creates the potential for 
processing delays and the need for the NRC to request additional 
information. In particular, this final rule adds a cross-reference to 
existing NRC requirements for the inclusion of an environmental report 
with those PRMs under 10 CFR 51.68, ``Environmental report--
rulemaking,'' that seek exemption from licensing and regulatory 
requirements for authorizing general licenses for any equipment, 
device, commodity or other product containing byproduct material, 
source material or special nuclear material. This change increases the 
likelihood that the NRC will have complete information at the time a 
petition is filed, which will assist the NRC in processing the petition 
in a timely manner.
Changes in Deadlines
    This final rule removes the implied and actual deadlines for 
docketing, for both the NRC and for the public. The NRC's internal goal 
to docket a new petition has not changed; the NRC will continue its 
current practice to docket a new petition within 30 days of receipt. 
However, based on the increased number and complexity of PRMs the NRC 
has been receiving, this final rule will not include this target so as 
to avoid setting unrealistic expectations in instances where NRC staff 
requires more than 30 days to deliberate and decide the appropriate 
course of action. The NRC staff may require more time to make initial 
decisions when a PRM includes complex issues or there are competing 
priorities.
    This final rule also removes the deadline for a petitioner to 
resubmit a PRM returned by the NRC because it did not meet the NRC's 
docketing requirements. Formerly, the NRC would advise the petitioner 
when a PRM did not meet the docketing requirements and hold the PRM for 
90 days to allow the petitioner to submit a revised petition, before 
formally rejecting the

[[Page 60515]]

PRM. Under the docketing process in this final rule, the NRC will 
simply return the PRM to the petitioner with an explanation why the 
petition was not docketed, with no time period specified by which the 
PRM must be resubmitted. A resubmitted PRM will be considered by the 
NRC ``without prejudice;'' that is, the NRC will not consider the 
petition as having been previously denied on the merits solely because 
the initial submission was returned due to procedural deficiencies. 
This change clarifies that there is no deadline for resubmission of a 
PRM.
Suspension Requests
    The NRC's proposed rule would have established two separate paths 
for obtaining suspension of an adjudication involving licensing 
proceedings (``adjudicatory licensing proceeding''), in order to 
provide clarity to the way in which a petitioner could request 
suspension. The NRC received several comments that, for a variety of 
reasons discussed later in this final rule, did not support the 
proposed revisions. After considering the comments on the proposed 
rule, the NRC has determined that there are a number of additional 
factors for the NRC to consider with respect to requests for suspension 
of adjudicatory proceedings based on PRMs. The NRC intends to gather 
additional stakeholder input on those factors before developing a final 
NRC provision on suspension requests; therefore, to facilitate timely 
adoption of the clarifications and process improvements presented in 
the proposed PRM rule, the NRC has decided to retain, in unchanged 
form, the suspension language formerly located in Sec.  2.802(d); to 
re-designate it as Sec.  2.802(e) in this final rule; and to evaluate 
these types of suspensions in a subsequent rulemaking. However, in 
response to public comments, the NRC's new title for this paragraph 
(the former paragraph (d) did not contain a title) indicates that the 
suspension is with respect to an ``adjudication involving licensing.'' 
Neither the addition of the title to this paragraph nor its re-
designation from paragraph (d) to (e) of Sec.  2.802 is intended to 
suggest any change in the applicable NRC law governing suspensions or 
the application of this provision to individual suspension requests in 
PRMs.
Minor Re-Structuring From Proposed Rule
    This final rule has been restructured slightly from the proposed 
rule; for clarity, all PRM provisions that address the requirements 
applicable to the petitioner are in one section (Sec.  2.802), and the 
NRC's actions on a PRM are in a separate section (Sec.  2.803). An 
overview of the revised docketing process follows, and a detailed 
discussion of all changes, including the reorganization of Sec. Sec.  
2.802 and 2.803 and conforming changes, is provided in Section IV, 
``Section-by-Section Analysis,'' of this final rule.
    This final rule codifies the NRC's historical PRM docketing review 
policy and practice of notifying the petitioner that the NRC has 
received the PRM, evaluating the PRM information according to specified 
docketing criteria, and posting the petition online. At its discretion, 
the NRC may request public comment on a docketed petition through a 
notice published in the Federal Register.
NRC's Docketing Review of a PRM
    The NRC describes the process and criteria it uses to determine if 
a PRM may be docketed in Sec.  2.803. In the proposed rule, the NRC 
referred to this step as ``acceptance.'' In this final rule, the NRC 
uses the term ``docketing,'' and no longer uses the term 
``acceptance.'' The NRC is making this change to prevent any potential 
misunderstanding that ``acceptance'' means that the NRC has agreed with 
the substance of the PRM and has decided that a rule should be 
developed and adopted as suggested by the petitioner in the PRM. After 
the close of the public comment period on this proposed rule, the NRC 
noted an example of possible misunderstanding in connection with public 
media reports on the NRC's notice of docketing for PRM-51-31, 
``Environmental Impacts of Spent Fuel Storage During Reactor 
Operation'' (79 FR 24595; May 1, 2014). The NRC recognizes that it uses 
the terms, ``acceptance review'' and ``acceptance'' to refer to the 
NRC's process for evaluating a license application to determine if it 
meets the NRC's minimum standards for docketing. The NRC's recent 
experience suggests that the general public may be misled by the use of 
the term, ``acceptance,'' in the context of PRMs. Accordingly, the NRC 
is not using this term in paragraphs (b) or (c) of Sec.  2.803 in this 
final rule.
    Section 2.803 of this final rule describes, without change from the 
proposed rule, the NRC's docketing review process for a PRM, including 
what actions the NRC will take if the NRC determines that the PRM does 
not meet the NRC's requirements for docketing. This section also 
contains the criteria that the NRC uses to determine whether a PRM may 
be docketed. These three criteria are: (1) The PRM includes the 
information required by Sec.  2.802(c), (2) the regulatory changes 
requested in the PRM are within the legal authority of the NRC, and (3) 
the PRM raises a potentially valid issue that warrants further detailed 
consideration by the NRC. These criteria are intended to ensure that 
the NRC does not unnecessarily expend rulemaking resources on 
unsupported petitions, petitions that the NRC has no legal authority to 
address through rulemaking, or on matters that are already addressed in 
the NRC's regulations. Including these criteria in the final rule, 
which reflect the NRC's existing practice but were not expressly set 
forth in the former language of 10 CFR part 2, subpart H, is intended 
to increase public understanding of the factors that the NRC uses in 
deciding whether to docket a PRM.
Administrative Closure of the PRM Docket
    The NRC's process for dispositioning a PRM historically had been a 
matter of internal policy. With this final rule, the NRC is including a 
description of the dispositioning process in its regulations in order 
to enhance the transparency of its PRM process. The considerations for 
resolving a PRM are based on the NRC's experience in processing PRMs, 
insights from the NRC's initiative to streamline its PRM process, and 
information from the NRC's review of other Federal agencies' PRM 
regulations and practices. The amendments to the PRM process will allow 
the NRC to examine the merits of a PRM, the immediacy of the concern, 
the availability of NRC resources, whether the NRC is already 
considering the issue in other NRC processes, the relative priority of 
the issue raised in the PRM, any public comment received (if comment is 
requested), and the NRC's past decisions and current policy on the 
issue raised in the PRM. A summary of the NRC's considerations for 
dispositioning PRMs follows.
    Section 2.803 of this final rule outlines the process for 
administrative closure of a PRM docket, once the NRC has determined its 
course of action for the PRM. The requirements provide two outcomes, 
derived from the NRC's recent review of the PRM process, for closing a 
PRM docket once the NRC has determined its course of action: (1) Denial 
of the PRM in its entirety, indicating a determination not to pursue a 
rulemaking action to address the issues raised in the PRM (this will 
also constitute final ``resolution'' of the PRM), or (2) initiation of 
a rulemaking action addressing some or all the requested rule changes 
in the PRM.

[[Page 60516]]

Initiation of a rulemaking action may take one of two forms: (1) 
Initiation of a new, ``standalone'' rulemaking focused on some or all 
of the matters raised in the PRM, or (2) integration of some or all of 
the matters raised in the PRM into an existing or planned rulemaking 
(including the early stages of an NRC effort to decide whether to 
pursue rulemaking, (e.g., when the NRC is considering whether to 
develop a regulatory basis or to issue an advance notice of proposed 
rulemaking)). The NRC will publish a Federal Register notice to inform 
the public of its determined course of action, which will enhance the 
transparency of the NRC's PRM process and better communicate the NRC's 
planned approach to addressing the PRM. Implementing this process will 
enhance the NRC's ability to close PRMs effectively and efficiently.
    With either course of action, the PRM docket will be closed, 
although the PRM itself would not be completely and finally 
``resolved'' until the NRC acts on the last remaining portion of the 
PRM's request. Final NRC action on the PRM (``resolution'') will be a 
final rule addressing all of the petitioner's requested changes, a 
final rule addressing some (but not all) of the petitioner's requested 
changes, or a notice published in the Federal Register of the NRC's 
decision not to address any of the petitioner's requested changes in a 
rulemaking action.
Notification of Petitioners of Closure of a PRM Docket by the NRC
    Paragraph (h)(2) of Sec.  2.803 of this final rule explains how the 
NRC will notify the petitioner on the determination of the petition. 
The NRC sends the petitioner written notification and publishes a 
notice in the Federal Register, describing the NRC's determination to 
consider all or some of the issues in a rulemaking or to deny the 
petition. If the NRC closes a PRM docket under Sec.  2.803(h)(2)(ii) 
but subsequently decides not to carry out the planned rulemaking to 
publication of a final rule, the NRC will notify the petitioner in 
writing of this decision and publish a notice in the Federal Register 
explaining the basis for its decision. These communications explain the 
basis for the NRC's decision not to carry out the planned rulemaking to 
publication and/or not to include the issues raised in the PRM in a 
rulemaking action.
``Resolution'' of a Petition for Rulemaking
    Paragraph (i) of Sec.  2.803 of this final rule addresses how a PRM 
ultimately is resolved and distinguishes final resolution of a PRM from 
administrative closure of a PRM docket, as described in Sec.  
2.803(h)(2). Resolution of one or more elements of a PRM occurs when 
the NRC publishes a Federal Register notice informing the public that 
any planned regulatory action related to one or more elements of the 
PRM has been concluded (i.e., the NRC may resolve an entire PRM, or 
parts of a PRM at different times). For rulemaking actions, resolution 
requires publication in the Federal Register of the final rule related 
to the PRM, which will include a discussion of how the published final 
rule addresses the issues raised in the PRM.
    Also, Sec.  2.803(i) notes that the NRC's denial of the PRM at any 
stage of the regulatory process or the petitioner's withdrawal of the 
PRM before the NRC has entered the rulemaking process will conclude all 
planned regulatory action related to the PRM. As applicable, the 
Federal Register notice resolving the PRM will include a discussion of 
the NRC's grounds for denial or information on the withdrawal that the 
petitioner submitted. This type of resolution represents final agency 
action on those elements of the PRM that are addressed in the Federal 
Register notice.
Other Administrative Changes and Updates
    Finally, several amendments in this final rule reflect routine 
administrative updates to information such as instructions for 
submitting petitions and communicating with the NRC. In recent years, 
the NRC, like many Federal agencies, has been moving away from formal, 
printed publications and making greater use of its Web site and other 
online resources such as the Federal rulemaking Web site 
(www.regulations.gov) to provide the public with more timely 
information on agency actions. The NRC no longer publishes a semiannual 
summary of PRMs, so the final rule explains in detail the various 
methods the public may use to access online status updates and other 
information on NRC rulemakings and PRMs. In addition to making these 
procedural updates, the NRC is providing additional information on its 
Web site to assist members of the public interested in the NRC's PRM 
process.

III. Public Comment Analysis

A. Overview of Public Comments

    The NRC received seven comment letters on the proposed rule from a 
member of the public, a public advocacy group, non-governmental 
organizations, and the nuclear industry.
    The majority of the comments received were in favor of the goals of 
the proposed amendments to the PRM process. However, three nuclear 
industry commenters (Nuclear Energy Institute (NEI), AREVA NP Inc. 
(AREVA), and STARS Alliance LLC. (STARS)) opposed the proposed 
amendments to new paragraphs (b) and (e) of Sec.  2.802 and new 
paragraphs (h) and (i) of Sec.  2.803. One comment from the Executive 
Board of the Organization of Agreement States (OAS) recommended 
enhancements to the availability of information regarding PRM 
activities. Two comments from a member of the public and the public 
advocacy group Three Mile Island Alert (TMIA) were out-of-scope, as 
they did not address the merits of the proposed rule.
    Information about obtaining the comments received on the proposed 
rule is available in Section XIV, ``Availability of Documents,'' of 
this final rule.

B. Public Comments and Overall NRC Responses

    Comments are organized by topics included in the proposed rule, 
followed by the NRC's response.
Licensing Proceedings in the Petition for Rulemaking Process
    1. Comment: The NRC should not adopt the changes in proposed Sec.  
2.802(e)(2) but should return to the language in current Sec.  2.802(d) 
because the proposed changes would effectively allow PRM petitioners to 
``participate in licensing proceedings'' without meeting standing and 
contention admissibility standards applicable to those proceedings. 
NEI, AREVA, STARS.
    NRC Response: The NRC did not intend to allow persons requesting a 
suspension of an adjudication in a licensing proceeding (``adjudicatory 
licensing proceeding'' in the proposed rule) to avoid having to meet 
applicable requirements for participating in the proceeding, such as 
the standing and contention admissibility standards for persons who 
wish to be a party (a person could also participate as an interested 
State, local government body, or Federally-recognized Indian tribe).
    However, after further consideration of the comments, the NRC 
believes there are additional factors that the NRC must consider with 
respect to requests for suspension of adjudicatory proceedings based on 
PRMs. Stakeholder input on those factors would be desirable before 
developing a final NRC provision on these types of suspension requests.
    Therefore, to facilitate the NRC's timely adoption of the 
clarifications and

[[Page 60517]]

process improvements presented in the proposed PRM rule, the NRC has 
decided to retain, in unchanged form, the suspension language formerly 
located in Sec.  2.802(d) and now re-designated as paragraph (e) of 
Sec.  2.802 in this final rule. The NRC will evaluate these suspensions 
in a subsequent rulemaking. However, in response to the issues raised 
in the comment summary, the heading for Sec.  2.802(e) states that the 
suspension is with respect to an ``adjudication involving licensing.'' 
Neither the addition of the heading to this paragraph nor its re-
designation from paragraph (d) to (e) of Sec.  2.802 is intended to 
suggest any change in the applicable NRC law governing suspensions or 
the application of this provision to individual suspension requests in 
PRMs.
    2. Comment: The NRC should not adopt the changes in proposed Sec.  
2.802(e) but should return to the language in current Sec.  2.802(d). 
The proposed rule appears to address extraordinary circumstances that 
occurred following the Fukushima accident, when petitions were filed 
with the NRC to initiate rulemaking to address safety issues associated 
with the accident or to suspend certain licensing proceedings because 
of issues related to the Fukushima accident.
    The NRC has not explained why these petitions were problematic or 
why a rulemaking solution is needed, which itself has created separate 
problems. The Commission has inherent authority to take action in 
individual proceedings as necessary; in support of this comment, 
commenters cited the NRC's Policy Statement on the Conduct of 
Adjudications, 48 NRC 18 (1998). NEI, AREVA, STARS.
    NRC Response: The NRC agrees. The origins of the proposed changes 
in Sec.  2.802(d) were the NRC's procedural and administrative lessons-
learned from dealing with the rulemaking and suspension petitions filed 
with the NRC after the Fukushima accident. The Commission agrees that 
it has inherent authority to take action in individual proceedings as 
it deems necessary, at any time, in response to a suspension request in 
whatever form.
    However, upon consideration, the NRC believes a number of 
additional factors should be considered by the NRC before making 
changes to the suspension provision in former Sec.  2.802(d). 
Stakeholder input on those factors is desirable in developing any final 
NRC provision on suspension requests. Accordingly, the NRC has decided 
to retain, in unchanged form, the suspension language formerly located 
in paragraph (d) and now re-designated as paragraph (e) of Sec.  2.802 
in this final rule. The re-designation of the suspension provision from 
paragraph (d) to paragraph (e) of Sec.  2.802 is an administrative 
change intended to minimize the need for re-designations of paragraphs 
in future revisions to Sec.  2.802. The NRC is not making changes to 
the legal requirements governing a PRM petitioner's request for 
suspension as a result of this re-designation.
Determination and Resolution of Petition for Rulemakings
    1. Comment: The proposed revisions to Sec.  2.803(h) and (i), 
creating a two-part process for closing a PRM, will confuse, rather 
than clarify, the agency's procedure for resolving PRMs. Final 
disposition of the PRM should occur either when the NRC denies the PRM, 
or when the NRC grants the PRM by initiating a rulemaking. There is no 
reason to withhold ``final action'' on a PRM, which has already 
effectively been granted, until resolution of the resultant rulemaking 
proceeding. The NRC's determination of whether to deny a PRM or 
initiate a rulemaking should result in the PRM's closure. At that 
point, a decision has been made on whether the issues raised in the PRM 
are worthy of further review or not. That decision is sufficient to 
close the PRM, even if the PRM's substantive request is still subject 
to deliberation through the rulemaking process. NEI, AREVA, STARS.
    NRC Response: The NRC agrees with the commenters' assertion that 
the NRC's determination whether to deny a PRM or initiate rulemaking 
should result in the PRM's closure. The NRC also agrees with the 
commenters' assertion that the NRC's decision to deny (in full or part) 
a PRM constitutes ``final agency action.''
    However, an NRC decision closing a PRM docket on the basis of the 
NRC's intent to consider the PRM issues in a new or ongoing rulemaking 
is not the ultimate ``resolution'' of the PRM. An NRC decision closing 
a PRM docket and instituting rulemaking as proposed by the PRM would 
not constitute ``final agency action,'' inasmuch as the determination 
to consider the PRM issues in a rulemaking does not represent an NRC 
determination to propose or adopt a final regulation requested in the 
PRM (or alternatively, not to adopt a regulation as requested in the 
PRM). The proposed rule's new terminology was intended to distinguish 
between the NRC's procedures with respect to the closure of the PRM 
docket (``final disposition of the PRM'') versus the NRC's procedures 
for ultimate resolution of the rulemaking requests contained in the 
PRM.
    The NRC recognizes that the statement of considerations for the 
proposed rule may not have been sufficiently clear in explaining the 
NRC's intent that the proposed revisions to Sec.  2.802 are intended to 
(1) clearly indicate that the NRC may ``dispose'' of multiple requests 
for rulemaking in a PRM or portions of a request for rulemaking in a 
PRM, in two or more separate NRC actions, (2) reflect that there is no 
overall agency ``resolution'' of a PRM until there is final agency 
action on all of the rulemaking requests in the petition, and (3) use 
terms that clearly distinguish between the PRM docket (which is an NRC 
administrative process) and agency final action on the substantive 
rulemaking requests in the PRM.
    This statement of considerations includes a more detailed 
explanation of these concepts in Section V, ``Summary of the NRC's 
Revised Petition for Rulemaking Process,'' which describes the PRM 
process and the rule terminology that applies to each stage and action 
of the PRM process. In addition, the NRC staff has developed a diagram 
entitled, ``The Petition for Rulemaking Process'' (Figure 1) (ADAMS 
Accession No. ML14259A474), which is available on the NRC's public Web 
site at http://www.nrc.gov/about-nrc/regulatory/rulemaking/petition-rule.html. This diagram is also reproduced in Section V. of this 
statement of considerations.
    2. Comment: The commenters support the proposed rule language, 
which indicates that, if a PRM is ``granted,'' then the NRC will track 
the PRM through the rulemaking process. The commenters stated that the 
Federal Register notice for any resulting final rule should make clear 
its origin in (or relationship to) the previously ``granted'' PRM. The 
commenters also agreed that, if the NRC initiates a rulemaking in 
response to a PRM but terminates the rulemaking before publication of a 
final rule (either because of withdrawal by the petitioner or 
subsequent decision by the agency), then the NRC should publish a 
Federal Register notice providing a well-reasoned basis for its 
decision that is supported by the administrative record (e.g., a 
regulatory/technical basis or a proposed rule and response to public 
comments). NEI, AREVA, STARS.
    NRC Response: The NRC agrees with the commenters' assertion that if 
a PRM is ``granted,'' then the NRC should track a PRM through the 
rulemaking process, as suggested by the proposed rule. No

[[Page 60518]]

change was made to the final rule in response to this comment.
    3. Comment: The Federal Register notice, which ensures that a PRM 
is administratively tracked throughout the rulemaking process, supports 
``closing'' of a PRM upon the NRC's initial determination that the PRM 
should be denied or granted via initiation of a rulemaking. NEI, AREVA, 
STARS.
    NRC Response: The NRC disagrees. The provisions in the proposed 
rule for ``tracking'' a PRM throughout the rulemaking process supported 
the ``closing'' of the PRM docket upon the NRC's initial determination 
that a PRM should be denied (in part), or granted. As discussed in 
response to an earlier comment, the final rule distinguishes between 
the closing of a PRM docket versus final agency action on all or a part 
of the substantive rulemaking requests in the PRM. Furthermore, this 
final rule clarifies that the NRC may ``dispose of'' and/or finally 
determine multiple requests for rulemakings in a PRM or portions of a 
request for rulemaking in a PRM, in two or more separate NRC actions. 
If there will be multiple NRC actions for a single PRM, the NRC must 
keep the PRM docket ``open'' until there is a final ``determination'' 
of the last remaining aspects of the rulemaking request in a PRM. At 
that point, the PRM docket may be closed as the NRC has completed its 
determination of how to ``treat'' the rulemaking requests. That 
``treatment'' may be denial of that last remaining aspect (which would 
also ``resolve'' the PRM) or it may be a determination that the 
rulemaking request should be addressed in a rulemaking activity (either 
through a newly initiated rulemaking activity or included in an 
existing rulemaking). This determination, however, is not 
``resolution'' of the PRM. Resolution only occurs when the agency 
either adopts a final rule as requested in the PRM, or declines to 
adopt a final rule as requested in the PRM.
    Given the NRC's desire to have the flexibility to act on portions 
of rulemaking requests in a PRM, the NRC concludes that the PRM process 
must reflect procedures and terminology that clearly distinguish 
between NRC actions with respect to the PRM docket and NRC actions on 
the substance of the rulemaking. The commenter's proposal would, in the 
NRC's view, blur this distinction and would not facilitate clear 
understanding by all stakeholders on the NRC's PRM process. However, as 
discussed in response to Comment 1 of this section, the NRC has in this 
statement of considerations clarified the NRC's actions when making a 
determination on and resolving a PRM.
    4. Comment: The NRC should not remove the language in Sec.  
2.802(f), which states that a determination of the adequacy of a PRM 
will ordinarily be made within 30 days of the NRC's receipt of the PRM. 
The use of the term ``ordinarily'' in the existing rule appears to 
provide the NRC with the same flexibility with respect to the 30-day 
target that the proposed rule states is the basis for the removal of 
the 30-day language. Therefore, given that the NRC apparently intends 
to continue its current practice of ordinarily issuing determinations 
within 30 days and the current rule language allows the NRC flexibility 
with respect to this timeframe, the rationale provided in the proposed 
rule does not support removal of the 30-day timeframe. Further, 
removing this timeframe from the rule increases regulatory uncertainty 
and decreases transparency, which is contrary to the purpose of this 
rulemaking. The rule should continue to provide petitioners with a 
reasonable degree of clarity with respect to the timeframes involved in 
the evaluation of PRMs. AREVA, NEI, STARS.
    NRC Response: The NRC confirms the commenters' supposition that the 
NRC intends to continue its current practice to perform a docketing 
review and notify the petitioner in writing of the docketing of the PRM 
or the deficiencies found in the PRM within a 30-day period. However, 
the NRC disagrees with the commenter's recommendation to continue to 
include the 30-day timeframe. As the NRC stated in the proposed rule's 
statement of considerations, past experience has shown that lengthy and 
complex PRMs may require more than 30 days for a thorough docketing 
review. Furthermore, the number of lengthy and complex PRMs being 
received by the NRC each year is increasing. The NRC believes that 
including the 30-day timeframe in the final rule sets unrealistic 
expectations in instances where NRC staff requires more than 30 days to 
deliberate and decide the appropriate course of action.
    No change was made to this final rule in response to these 
comments.
Petition for Rulemaking Activities
    1. Comment: The NRC should publish a list of PRM activities and 
make it available in an easily identified location on the agency's Web 
site. The locations identified in proposed Sec.  2.803(j)(1) and (3) 
are hard to find on the NRC's Web site and ``may cause confusion to the 
public.'' OAS.
    NRC Response: The NRC agrees. The NRC's public Web site was 
modified to include a list of PRM activities in an easily identified 
location. The NRC Web site has a new Web page that lists all ``open'' 
petitions (http://www.nrc.gov/reading-rm/doc-collections/rulemaking-ruleforum/petitions-by-year/open-petitions-all-years.html). This Web 
page, which supplements the Web pages listed in new paragraphs (j)(1) 
and (3) of Sec.  2.803, may be accessed from the Petition for 
Rulemaking Dockets Web site (http://www.nrc.gov/reading-rm/doc-collections/rulemaking-ruleforum/petitions-by-year.html). This list 
contains the year when a particular PRM was docketed, the Docket ID, 
the PRM docket number, and the title of all ``open'' petitions. The 
Docket IDs listed in the new Web page are linked to regulations.gov, 
which provides publicly available documents such as NRC-issued Federal 
Register notices, supporting documents, public comments, and other 
related documents. From this new Web page, the public can also 
subscribe to GovDelivery to receive notifications each time the Web 
page is updated. GovDelivery allows the NRC's Web site visitors to 
subscribe, via email, to agency social media content. Subscribers can 
customize their subscription list and choose settings for notification 
of added or changed information.
    In addition, the NRC will continue publishing on the agency's Web 
site the Rulemaking Activities by Fiscal Year report, which includes 
descriptions of agency actions on PRMs. This report may be accessed 
from the Rulemaking Documents Web site at http://www.nrc.gov/about-nrc/regulatory/rulemaking.html.
    No change was made to this final rule in response to these 
comments.
Comments in Support of Amendments
    1. Comment: The commenter supports the NRC's proposed amendments to 
revise the PRM process. The commenter agrees that the proposed 
revisions would streamline the NRC rulemaking process, remove 
unnecessary constraints, enhance transparency, and clarify and improve 
communications with the petitioners who submit a PRM. Health Physics 
Society.
    NRC Response: No response necessary.
    No change was made to this final rule in response to these 
comments.
    2. Comment: The commenter commends the NRC staff on its willingness 
to confer informally with PRM applicants.

[[Page 60519]]

    NRC Response: No response necessary.
    No change was made to this final rule in response to these 
comments.
Out-of-Scope Comments
    1. Comment: The comment, ``The NRC completely failed us (TMIA) at 
every level of the rulemaking process,'' and an attachment, dated 
October 31, 2008, set forth the commenter's views as to the adequacy of 
the NRC's resolution of a PRM submitted by the commenter (PRM-73-11) 
and the commenter's views about the NRC's statements regarding public 
outreach at a public meeting. TMIA.
    NRC Response: The NRC considers this comment to be out of the scope 
because it does not address the proposed requirements governing the PRM 
process changes in the proposed rule.
    2. Comment: The comment describes the commenter's interactions with 
the NRC staff regarding concerns the commenter has raised related to 
the TMI accident and regarding upgrades to filters and vents at nuclear 
power plants. TMIA.
    NRC Response: The NRC considers this comment to be out of the scope 
because it does not address the proposed requirements governing the PRM 
process changes in the proposed rule.
    No change was made to this final rule in response to these 
comments.

IV. Section-by-Section Analysis

    The NRC is amending its regulations to streamline its process for 
addressing PRMs. Additionally, the NRC is amending its regulations in 
Sec. Sec.  2.802, 2.803, and 2.811 to make miscellaneous corrections 
and conforming changes. These changes include the reorganization of 
Sec. Sec.  2.802 and 2.803, the addition of paragraph headings, updates 
to the PRM filing process, and editorial changes to the language for 
clarity and consistency.

A. Section 2.802, Petition for Rulemaking--Requirements for Filing

Paragraph (a), Filing a Petition for Rulemaking
    Paragraph (a) of Sec.  2.802, which informs petitioners how to 
submit a PRM, is revised to clarify and update the PRM filing process. 
Paragraph (a) specifies the regulations subject to a PRM by indicating 
that the NRC's regulations are contained under chapter I of 10 CFR.
Paragraph (b), Consultation With the NRC
    Paragraph (b) of Sec.  2.802, which provides the process by which a 
prospective petitioner may consult with the NRC before filing a PRM, 
now permits consultation with the NRC both before and after filing a 
PRM.
    Paragraph (b)(1)(i), which establishes that petitioners may consult 
with the NRC staff about the process of filing and responding to a PRM, 
now includes other stages of the PRM process during which consultation 
may occur. Paragraph (b)(1)(i) limits NRC staff consultation on a PRM 
to describing the process for filing, docketing, tracking, closing, 
amending, withdrawing, and resolving a PRM. These limitations are 
consistent with the existing limitations on NRC participation in the 
filing of PRMs.
    New paragraph (b)(3) is added to clearly specify that the NRC staff 
will not advise a petitioner on whether a PRM should be amended or 
withdrawn.
Paragraph (c), Content of Petition
    Paragraph (c) of Sec.  2.802, which generally describes the content 
requirements of a PRM, is restructured and revised. Paragraph (c)(1) 
establishes that a petitioner must clearly and concisely articulate in 
a PRM the information required under new paragraphs (c)(1)(i) through 
(c)(1)(viii). In paragraph (c)(1), the terms ``clearly and concisely'' 
are added to convey the NRC's expectation that PRMs be ``clear'' (i.e., 
do not contain ambiguous or confusing arguments, terminology, or 
phraseology) and ``concise'' (i.e., do not present the perceived 
problem or proposed solution with a description that is longer than 
necessary).
    Paragraphs (c)(1)(i) through (c)(1)(viii) specify information that 
must be provided in each PRM. The former text of paragraph (c)(1), 
which required that a PRM set forth a general solution to a problem or 
specify the regulation that is to be revoked or amended, is revised and 
redesignated as new paragraph (c)(1)(v). The additional text under 
paragraphs (c)(1)(i) through (c)(1)(viii) describes the specific 
information required to be included in a PRM. Most of the requirements 
are similar to the information required in the existing rule, except 
that each topic is listed separately for increased clarity.
    New paragraph (c)(1)(i) requires all petitioners to specify contact 
information--including a name, telephone number, mailing address, and 
email address (if available)--that the NRC may use to contact the 
petitioner. New paragraph (c)(1)(ii) specifies additional information 
for petitioners who are organizations or corporations to submit: The 
petitioner's organizational status, the petitioner's State of 
incorporation, the petitioner's registered agent, and the name and 
authority of the individual signing the PRM on behalf of the 
corporation or organization. By adding this paragraph, the NRC is 
reducing the likelihood of misleading the public about the 
organizational or corporate status and identity of a petitioner.
    New paragraph (c)(1)(iii) includes information from existing 
paragraph (c)(3) and requires a petitioner to present the problem or 
issue that the petitioner believes the NRC should address through 
rulemaking. This added paragraph clarifies that a petitioner must 
specifically state the problem or issue that the requested rulemaking 
would address, including any specific circumstance in which the NRC's 
codified requirements are incorrect, incomplete, inadequate, or 
unnecessarily burdensome. Paragraph (c)(1)(iii) clarifies that the 
submittal of specific examples of incompleteness or unnecessary burden 
to support the petitioner's assertion that a problem or issue exists 
that the NRC should address through rulemaking would be of interest to 
the NRC when reviewing the PRM. Providing this information in the PRM 
will result in a clearer argument for the problems or issues being 
presented by a petitioner and will increase the efficiency of the NRC's 
review of the PRM.
    New paragraph (c)(1)(iv) requires the petitioner to cite, enclose, 
or reference any publicly available data used to support the 
petitioner's assertion of a problem or issue. This requirement was in 
former paragraph (c)(3) but is now modified to add the phrase ``Cite, 
enclose, or reference'' to provide options to the petitioner for 
providing the supporting data. Paragraph (c)(1)(iv) specifies that the 
citations, enclosures, or references to technical, scientific, or other 
data must be submitted to support the petitioner's assertion that a 
problem or issue exists and that all submitted data must be publicly 
available; consequently the word ``relevant'' and the phrase 
``reasonably available to the petitioner'' in former paragraph (c)(3) 
are removed.
    New paragraph (c)(1)(v) includes information from former paragraph 
(c)(1) and requires a petitioner to present a proposed solution to the 
problems or issues identified in the PRM; this proposed solution may 
include revision or removal of specific regulations under 10 CFR 
chapter I. Rather than providing a ``general

[[Page 60520]]

solution'' as required by the former paragraph (c)(1), paragraph 
(c)(1)(v) now requires a petitioner to present a ``proposed solution'' 
to clarify that the solution is only a proposal for the NRC to 
consider. Paragraph (c)(1)(v) also provides an example--including 
``specific regulations or regulatory language to add, amend, or delete 
in 10 CFR Chapter I''--to guide petitioners in preparing a proposed 
solution to the problem or issue identified in the PRM.
    New paragraph (c)(1)(vi) requires a petitioner to provide an 
analysis, discussion, or argument linking the problem or issue 
identified in the PRM with the proposed solution. The requirement to 
provide supporting information was already included in former paragraph 
(c)(3). The requirement to explain through an analysis, discussion, or 
argument how the proposed solution would solve the problem or issue 
raised in the PRM is new.
    New paragraph (c)(1)(vii) includes information from former 
paragraph (c)(1) and requires the petitioner to cite, enclose, or 
reference any other publicly available data or information that the 
petitioner deems necessary to support the proposed solution and 
otherwise prepare the PRM for the NRC's docketing review under Sec.  
2.803(b). Similar to paragraph (c)(1)(iv), the phrase ``Cite, enclose, 
or reference'' is added to provide options to the petitioner for 
providing the supporting data.
    Text from former paragraph (c)(1) is revised and incorporated into 
new paragraph (c)(1)(v), as previously described. As a result, the 
former paragraph (c)(1) is removed.
    Text from former paragraph (c)(2) is removed because it is 
generally incorporated into new paragraphs (c)(1)(i) through 
(c)(1)(iii), making the former paragraph (c)(2) unnecessary.
    Text from former paragraph (c)(3), which required a petitioner to 
include various kinds of supporting information, is revised and 
incorporated into new paragraphs (c)(1)(iii), (c)(1)(iv), (c)(1)(vi), 
and (c)(1)(vii), as previously described. As a result, the former 
paragraph (c)(3) is removed.
    In addition to the requirements in Sec.  2.802(c)(1)(i)-(vii), new 
paragraph (c)(2) encourages the petitioner to consider the two other 
review criteria listed in new paragraph (b) of Sec.  2.803 when 
preparing a PRM. The NRC does not intend to require specialized 
explanations that discourage potential petitioners from submitting 
PRMs. Paragraphs (c)(2)(i) and (ii) are intended to provide petitioners 
the opportunity to include information that will assist the NRC in its 
evaluation of the PRM under Sec.  2.803(b). However, the NRC will not 
deny a petition solely on the basis that the petition did not provide 
information addressing paragraphs (c)(2)(i) and (ii).
    New paragraph (c)(3) requires the PRM to designate a lead 
petitioner if the petition is signed by multiple petitioners. The NRC's 
former practice was to treat the first signature listed on a petition 
as that of the lead petitioner. New paragraph (c)(3) requires that a 
lead petitioner be designated in a PRM and codifies the NRC's practice 
of sending communications about the petition to the lead petitioner. 
New paragraph (c)(3) also alerts the public of the lead petitioner's 
responsibility to disseminate communications received from the NRC to 
all petitioners.
    Paragraph (c)(1)(viii) adds a cross-reference to the environmental 
assessment requirements that apply to PRMs at 10 CFR 51.68.
Paragraph (d), [RESERVED]
    Paragraph (d) of Sec.  2.802 is reserved, and the subject matter 
addressed in former paragraph (d), on requests for suspension of 
adjudications involving licensing (``licensing proceedings'' in former 
paragraph (d)), is addressed without substantive change in paragraph 
(e).
Paragraph (e), Request for Suspension of an Adjudication Involving 
Licensing
    Paragraph (e) of Sec.  2.802 describes how a PRM petitioner may 
request a suspension of an adjudication in a licensing proceeding in 
which the PRM petitioner is a ``participant,'' on the basis of the 
matters addressed in the petitioner's PRM. The re-designation of the 
suspension provision from paragraph (d) to paragraph (e) is an 
administrative change intended to minimize the need for re-designations 
of paragraphs in future revisions to Sec.  2.802. The NRC is not making 
changes to the legal requirements governing a PRM petitioner's request 
for suspension as a result of this re-designation.
    Former paragraphs (e), (f), and (g) in Sec.  2.802 are moved to 
Sec.  2.803.
Paragraph (f), Amendment; Withdrawal
    New paragraph (f) of Sec.  2.802, which discusses amendment or 
withdrawal of a PRM by a petitioner, is added to inform petitioners 
where and how to submit these filings and what information should be 
included.

B. Section 2.803, Petition for Rulemaking--NRC Action

    Section 2.803 describes how the NRC will process, consider, and 
make a determination on a PRM.
Paragraph (a), Notification of Receipt
    New paragraph (a) of Sec.  2.803 has no counterpart in the 
superseded version of Sec.  2.803. New paragraph (a) of Sec.  2.803 
indicates that the NRC shall notify the petitioner that the NRC has 
received the PRM.
Paragraph (b), Docketing Review
    New paragraph (b) of Sec.  2.803 addresses docketing review--a 
matter that was formerly addressed in the superseded version of Sec.  
2.802(f). Paragraph (b) differs from former Sec.  2.802(f) by stating 
clearly that the NRC will deny the PRM if it does not include the 
information required by Sec.  2.802(c). It also differs from former 
Sec.  2.802(f) by adding two new docketing criteria. Under the new 
docketing review process, the NRC will determine not only if the 
rulemaking changes requested in the petition are within the legal 
authority of the NRC but also that the PRM raises a potentially valid 
issue that warrants further detailed consideration by the NRC (e.g., 
confirm that the NRC's regulations do not already provide what the PRM 
is requesting).
    Paragraph (b) does not include the restriction in former Sec.  
2.802(f) limiting the docketing decision to the Executive Director for 
Operations, and is silent on which NRC official may make the docketing 
determination. Therefore, the Executive Director for Operations may 
delegate the docketing decision to the appropriate organizational level 
within the NRC staff.
    Finally, paragraph (b) describes the process the NRC will use if 
the NRC determines that a PRM does not meet the requirements for 
docketing (i.e., an ``insufficient'' PRM). Paragraph (b) differs from 
former Sec.  2.802(f) by removing a 90-day period for a petitioner to 
fix and resubmit an insufficient PRM, with the deficiencies corrected. 
Under paragraph (b) a deficient PRM may now be resubmitted, with 
deficiencies addressed, at any time without prejudice or time 
limitation.
Paragraph (c), Docketing
    New paragraph (c) of Sec.  2.803 addresses docketing, which was 
addressed in former Sec.  2.802(e). Paragraph (c)(1) lists three 
criteria, each of which must be met in order for the NRC to docket a 
PRM. That paragraph also expressly states that the NRC will assign a 
docket number to a PRM that is docketed. Paragraph (c)(2) describes how 
the NRC will make a docketed PRM available to the public, that is, by 
posting the document in ADAMS (the NRC's official records management

[[Page 60521]]

system), on the NRC's public Web site, and on the Federal rulemaking 
Web site (regulations.gov); and by publishing a notice of docketing in 
the Federal Register.
Paragraph (d), NRC Communication With Petitioners
    New paragraph (d) of Sec.  2.803 notifies the public that the NRC 
will send all communications to the lead petitioner identified in the 
petition, according to new paragraph Sec.  2.802(c)(3), and that this 
communication will constitute notification to all petitioners. 
Therefore, any NRC obligation to inform a petitioner is satisfied when 
the NRC sends the required notification to the lead petitioner.
Paragraphs (e) Through (f), [RESERVED].
    Newly designated paragraphs (e) through (f) of Sec.  2.803 are 
marked ``Reserved.''
Paragraph (g), Public Comment on a Petition for Rulemaking; Hearings
    New paragraph (g)(1) of Sec.  2.803 incorporates information from 
former Sec.  2.802(e) text pertaining to the NRC's discretion to 
request public comment on a docketed PRM. Information in the former 
Sec.  2.802(e) that specified how a PRM may be published for public 
comment in the Federal Register is replaced by a concise statement 
specifying that the NRC, at its discretion, may solicit public comment 
on a docketed PRM.
    When the NRC publishes a Federal Register notice (FRN) requesting 
public comment on a PRM, the NRC's current practice is to include 
standard language in the FRN cautioning the public not to include 
identifying or contact information that they do not want to be publicly 
disclosed in their comment submission. This new cautionary language is 
incorporated into this final rule. Paragraph (g)(2) includes this 
caveat so that affected stakeholders will be aware of this practice.
    Paragraph (g)(3) denotes that no hearing will be held on a PRM 
unless the Commission determines to hold a hearing as a matter of its 
discretion. This rule of practice, formerly in Sec.  2.803, is moved to 
paragraph 2.803(g)(3) and amended for clarity. The text ``the 
Commission deems it advisable'' is replaced with ``the Commission 
determines to do so, at its discretion.'' This amendment clarifies that 
the NRC has discretionary authority to hold a hearing on a docketed 
PRM.
Paragraph (h), Determination on a Petition for Rulemaking; Closure of 
Docket on a Petition for Rulemaking
    Existing regulations in Sec.  2.803 require the NRC to resolve PRMs 
by either issuing a notice of proposed rulemaking or denying the 
petition. New paragraph (h)(1) of Sec.  2.803 codifies a nonexclusive 
list of the methods and criteria that the NRC may use to determine a 
course of action for a PRM. These methods and criteria include 
consideration of the issues raised in the PRM about its merits, the 
immediacy of an identified safety or security concern, the relative 
availability of resources, the relative issue priority compared to 
other NRC rulemaking activities, whether the NRC is already considering 
the issues in other NRC processes, the substance of public comments 
received, if requested, and the NRC's past decisions and current 
policy.
    Paragraph (h)(1)(i) establishes that the NRC will determine whether 
a PRM will be granted based upon the merits of the PRM. For the purpose 
of this final rule, the term ``merits'' includes the completeness and 
technical accuracy of the documents, logic associated with the 
petitioner's desired rule change, and the appropriateness or worthiness 
of the desired change compared to the current regulatory structure 
(e.g., existing regulation, associated regulatory guidance, and 
inspection program guidance).
    Paragraph (h)(1)(ii) states that the NRC may determine whether a 
PRM will be docketed based upon the immediacy of the safety or security 
concerns raised in the PRM. By adding this paragraph, the NRC intends 
to first determine whether immediate regulatory action (e.g., an order) 
is needed.
    Paragraph (h)(1)(iii) states that the NRC may determine whether a 
PRM will be docketed based upon the availability of NRC resources and 
the priority of the issues raised in the PRM compared with other NRC 
rulemaking activities. By adding this paragraph, the NRC will establish 
that if immediate action is not necessary, the NRC will consider the 
availability of resources and compare the issues raised in the PRM to 
other NRC rulemaking issues to determine the PRM's priority relative to 
other rulemaking activities.
    Paragraph (h)(1)(iv) states that the NRC may determine whether a 
PRM will be docketed based on whether the NRC is already considering 
the issues raised in the PRM in other NRC processes. The NRC has 
multiple processes for considering potential issues related to its 
mission: For example, the allegation process, formal and informal 
hearings, and Commission deliberation to determine appropriate action 
on issues not related to rulemaking. One resulting action could be to 
initiate a rulemaking, but the Commission has other options available, 
such as addressing the issue through an order, guidance, or an internal 
management directive. The NRC will use the most efficient process to 
resolve issues raised by a petitioner.
    Paragraph (h)(1)(v) states that the NRC may determine a course of 
action on a PRM based on the substance of any public comments received, 
if public comments are requested. Although the NRC may decide not to 
request public comments on a PRM, if public comment is requested, the 
NRC will consider the information commenters provide when determining a 
course of action for a PRM.
    Paragraph (h)(1)(vi) states that the NRC may determine what action 
will be taken on a PRM based on the NRC's past decisions and current 
policy related to the issues raised in the PRM. This paragraph will 
inform the public that the NRC could consider past Commission decisions 
when determining a course of action for a PRM.
    Paragraph (h)(2) establishes a process for administrative closure 
of a PRM docket once the NRC has determined its course of action for 
the PRM using the methodology and criteria in paragraph (h)(1). 
Paragraph (h)(2) establishes that a PRM docket will be administratively 
closed when the NRC responds to the PRM by taking a regulatory action 
and publishing a document in the Federal Register that describes this 
action. New paragraphs (h)(2)(i) and (ii) provide two specific 
categories for administrative closure of a PRM docket. Paragraph (h)(2) 
states that the NRC will administratively close a PRM docket by taking 
a regulatory action in response to the PRM that establishes a course of 
action for the PRM. In this situation, the NRC will publish a notice in 
the Federal Register describing the determined regulatory action, 
including the related Docket ID, as applicable. Paragraph (h)(2)(i) 
explains that the NRC may administratively close a PRM docket by 
deciding not to undertake a rulemaking to address the issues that the 
PRM raised, effectively denying the PRM, and notifying the petitioner 
in writing why the PRM was denied. Paragraph (h)(2)(ii) explains that 
the NRC may administratively close a PRM docket by initiating a 
rulemaking action, such as addressing the PRM in an ongoing or planned 
rulemaking or initiating a new rulemaking activity. The NRC will

[[Page 60522]]

inform the petitioner in writing of its determination and the 
associated Docket ID of the rulemaking action.
    Paragraph (h)(2)(i) provides that the NRC may administratively 
close a PRM docket if the NRC decides not to engage in rulemaking to 
address the issues in the PRM. The NRC will publish a notice in the 
Federal Register informing the public that the petition has been denied 
and the grounds for the denial. This notice will address the 
petitioner's request and any public comments received by the NRC. The 
PRM docket will be closed by this method when the NRC concludes that 
rulemaking should not be conducted in response to the PRM. In certain 
cases, the NRC may deny some of the issues raised in a PRM but also 
decide to address the remaining issues by initiating a rulemaking 
action, as described in paragraph (h)(2)(ii). In these instances, the 
Federal Register notice will identify the rulemaking Docket ID for the 
related rulemaking.
    With regard to new rulemakings, paragraph (h)(2)(ii) provides that 
the NRC may administratively close a PRM docket if the NRC decides to 
address the subject matter of the PRM in a new rulemaking. The NRC will 
publish a notice in the Federal Register explaining the NRC's decision 
to initiate the new rulemaking and informing the public of the Docket 
ID of the new rulemaking. The NRC will also add a description of the 
new rulemaking in the Government-wide Unified Agenda of Federal 
Regulatory and Deregulatory Actions (the Unified Agenda). The PRM 
docket will be closed by this method when the NRC determines that 
issues raised in the PRM merit consideration in a rulemaking and that 
there is currently no other rulemaking (ongoing or planned) into which 
the petitioner's requested rulemaking could be incorporated.
    With regard to planned rulemakings, paragraph (h)(2)(ii) provides 
that a PRM docket may be administratively closed if the NRC is 
currently planning a rulemaking related to the subject of the PRM and 
the NRC decides to address the PRM in that planned rulemaking. The NRC 
will publish a notice in the Federal Register explaining the NRC's 
decision to address the PRM in a planned rulemaking and informing the 
public of the Docket ID of the planned rulemaking. A PRM docket will be 
closed by this method when the NRC determines that issues raised in the 
PRM merit consideration in a rulemaking and a planned rulemaking exists 
in which the issues raised in the PRM could be addressed.
    With regard to ongoing rulemakings, paragraph (h)(2)(ii) provides 
that a PRM docket may be administratively closed if the NRC has a 
rulemaking in progress that is related to the issues raised in the PRM. 
The NRC will publish a notice in the Federal Register notifying the 
public that the subject of the PRM will be addressed as part of the 
ongoing rulemaking. The PRM docket will be closed by this method when 
the NRC determines that issues raised in the PRM merit consideration in 
a rulemaking and an ongoing rulemaking exists in which the issues in 
the PRM can be addressed.
    The list of potential rulemaking actions in new paragraph 
(h)(2)(ii) is not intended to be exhaustive because the NRC may 
initiate other rulemaking actions, at its discretion, on issues raised 
in the PRM. For example, the NRC could extend the comment period for a 
proposed rule that addresses the subject matter of the PRM to allow it 
to be addressed in the ongoing rulemaking.
    For all PRM dockets that are closed by initiating a rulemaking 
action, as described in paragraph (h)(2), the NRC will include 
supplementary information in the published proposed and final rule 
discussing how the NRC decided to address the issues raised in the PRM.
    As further discussed in new paragraph (i)(2) of Sec.  2.803, if the 
NRC closes a PRM docket under paragraph (h)(2)(ii) by initiating a 
rulemaking action, resolution will require the ultimate publication of 
a final rule discussing how the PRM is addressed in the published final 
rule. However, if later in the rulemaking process the NRC decides to 
terminate the associated rulemaking, termination of that rulemaking 
also constitutes denial of the PRM. The NRC will describe the agency's 
grounds for denial in a Federal Register notice, which will include the 
reason for the NRC's decision not to publish a final rule on the 
rulemaking associated with the PRM. The Federal Register notice also 
will address the issues raised in the PRM and significant public 
comments, if public comments were solicited. As with denials earlier in 
the PRM process, the NRC will notify the petitioner of the denial of 
the PRM.
Paragraph (i), Petition for Rulemaking Resolution
    Under the former text in Sec.  2.803, the NRC was required to 
resolve PRMs either by addressing the PRM issues in a final rule or by 
denying the petition. New paragraph (i) of Sec.  2.803, Petition for 
rulemaking resolution, expands and clarifies how a PRM is resolved. 
Resolution of a PRM requires the NRC to conclude all planned regulatory 
action on the issues presented by the PRM and to publish a Federal 
Register notice to inform the public that all planned regulatory action 
on the PRM is concluded. Resolution of a PRM may occur in whole or in 
part; however, complete resolution of a PRM does not occur until all 
PRM issues are addressed in final by the NRC. New paragraph (i) of 
Sec.  2.803 describes three methods for resolving a PRM: (1) 
Publication of a final rule, (2) withdrawal of the PRM by the 
petitioner before the NRC has entered into the rulemaking process, or 
(3) denial of the PRM by the NRC at any stage of the process. For 
resolution of a PRM through publication of a final rule, the NRC will 
include a discussion in the SUPPLEMENTARY INFORMATION section of the 
published final rule of how the regulatory action addresses the issues 
raised by the petitioner. For resolution of a PRM through denial by the 
NRC at any stage of the regulatory process, the NRC will publish a 
Federal Register notice discussing the grounds for denial of the PRM. 
For resolution of a PRM through withdrawal by the petitioner, the NRC 
will publish a notice in the Federal Register to inform the public that 
the petitioner has withdrawn the docketed PRM. Although the NRC expects 
that withdrawal would occur infrequently, paragraph (i) explains the 
means for the NRC to resolve the petition and inform members of the 
public of the withdrawal and resolution of the PRM.
    The former text in paragraph (g) of Sec.  2.802 indicated that a 
semiannual summary of PRMs before the Commission will be publicly 
available for inspection and copying. This statement is removed from 
this final rule because the NRC no longer publishes this semiannual 
summary. Instead, members of the public can find updates on the status 
of PRMs by the means described in paragraph (j) of Sec.  2.803.
Paragraph (j), Status of Petitions for Rulemakings and Rulemakings
    New paragraph (j) of Sec.  2.803 explains where the public can view 
the status of PRMs and adds the heading, Status of petitions for 
rulemakings and rulemakings, to indicate the subject of the paragraph. 
Paragraph (j)(1) provides the Web site addresses for the most current 
information on PRMs and on active rulemakings. Paragraph (j)(2) 
indicates that the NRC will provide a summary of planned and existing 
rulemakings in the Government-wide Unified Agenda. Paragraph (j)(3) 
explains that information on all docketed PRMs, rulemakings, and public 
comments is available online in ADAMS and in the Federal rulemaking Web 
site at http://www.regulations.gov.

[[Page 60523]]

    As previously discussed, if the NRC closes a PRM docket by 
initiating a rulemaking action under new paragraph (h)(2)(ii) of Sec.  
2.803 but later determines that a final rule should not be published, 
the NRC will publish a notice in the Federal Register explaining the 
grounds for its denial of the PRM, including the reason for the NRC's 
decision not to issue a final rule. The notice will be added into the 
previously closed PRM docket, and the status of the PRM will be updated 
and made available to the public as described in paragraphs (j)(1) 
through (j)(3).

C. Section 2.811, Filing of Standard Design Certification Application; 
Required Copies

    Paragraph (e), Pre-application consultation, of Sec.  2.811 
explains the pre-application consultation process for standard design 
certification applications and is revised by correcting references and 
updating the email address for pre-application consultation. 
Corrections to paragraph (e) consist of removing the references to 
``Sec.  2.802(a)(1)(i) through (iii)'' and replacing them with ``Sec.  
2.802(b)(1),'' with respect to the subject matters permitted for pre-
application consultation, correcting the term ``petitioner'' to 
``applicant''; replacing the reference ``Sec.  2.802(a)(2)'' with 
``Sec.  2.802(b)(2),'' regarding limitations on pre-application 
consultations; and removing the unnecessary capitalization of the word 
``before.'' In addition, the email address for pre-application 
consultation is updated by replacing ``[email protected]'' with 
``[email protected].''

V. Summary of the NRC's Revised Petition for Rulemaking Process

    Any person may submit a PRM to the NRC, requesting that the NRC 
adopt a new regulation, amend (revise the language of) an existing 
regulation, or revoke (withdraw) an existing regulation. A ``person'' 
may be an individual or an entity such as an organization, company 
(corporation), a governmental body (e.g., a State or a municipality), 
or a Federally-recognized Indian tribe.
    When a PRM is received by the NRC, the NRC acknowledges the receipt 
of the petition by sending correspondence to the petitioner informing 
the petitioner of the NRC's receipt. The NRC then assigns the PRM for 
consideration to the NRC technical staff.
    If the PRM does not include the information required by Sec.  
2.802, or the information provided is insufficient for the NRC to 
docket the petition, then the NRC sends a letter to the petitioner 
explaining the reasons why the NRC cannot docket the petition and begin 
to consider the requests in the petition. The NRC identifies what 
information is not included in the petition, or why the information 
provided is insufficient, and includes a reference to the corresponding 
paragraph in Sec.  2.802(c) requiring the information.
    The petitioner may resubmit the petition, with deficiencies 
addressed, at any time without prejudice or time limitation. If the 
petitioner provides the requested information and the information 
provided is determined by the NRC to be complete and meet the 
requirements in Sec.  2.802(c), then the NRC dockets the petition and 
publishes a notice in the Federal Register announcing that the NRC has 
docketed the petition. The notice may or may not include an opportunity 
for members of the public to provide comments. In general, the NRC 
determines whether to provide an opportunity for public comment based 
upon a balancing of several factors, including whether the NRC needs 
additional information to help resolve the petition. Finally, the 
notice explains how members of the public can stay informed regarding 
any future NRC action that addresses the issues raised in the PRM.
    The NRC's resolution of a PRM may occur, in whole or in part, by 
one or more of the following actions: (1) The NRC decides to adopt a 
final rule addressing the problem raised in the PRM (``granting'' the 
PRM); (2) the NRC decides not to adopt a new regulation or change an 
existing regulation as requested in the PRM (``denying'' the PRM); or 
(3) the petitioner decides to withdraw the request before the NRC has 
entered the rulemaking process. Complete resolution of the PRM does not 
occur until all portions of the PRM are addressed by the NRC in one of 
the three ways previously described. It is possible that the 
petitioner's concerns may not be addressed exactly as requested in the 
PRM. In this situation, the NRC would consider the PRM to be 
``partially granted and partially denied,'' and the statement of 
considerations will explain how the final rule addresses the problem 
raised in the PRM, but why the NRC decided to adopt a regulatory 
approach, which is different than that described in the PRM.
    If the PRM is denied by the NRC, or if the petition is withdrawn by 
the petitioner, the NRC will publish a notice in the Federal Register 
stating the grounds for the denial or informing the public that the 
petitioner has withdrawn the petition.
    The NRC staff has developed a diagram entitled, ``The Petition for 
Rulemaking Process'' (Figure 1) (ADAMS Accession No. ML14259A474), 
which provides a visual representation of the NRC's PRM process under 
Sec. Sec.  2.802 and 2.803, as amended in this final rule. This diagram 
is also available as a separate document on the NRC's public Web site 
at http://www.nrc.gov/about-nrc/regulatory/rulemaking.html.

[[Page 60524]]

[GRAPHIC] [TIFF OMITTED] TR07OC15.200


[[Page 60525]]



VI. Regulatory Analysis

    This rule clarifies and streamlines the NRC's process for 
addressing PRMs. The amendments in this rule improve transparency and 
make the PRM process more efficient and effective. These amendments do 
not result in a cost to the NRC or to petitioners in this process, and 
a benefit accrues to the extent that potential confusion over the 
meaning of the NRC's regulations is removed.
    The more substantive changes in this rule do not impose costs upon 
either the NRC or petitioners but instead benefit both. The process 
improvements for evaluating PRMs and activities addressing PRMs and 
establishing an administrative process for closing a PRM docket to 
reflect agency action on a PRM reduce burdens on petitioners, the NRC, 
and participants in the process.
    The option of preserving the status quo is not preferred. Failing 
to correct errors and clarify ambiguities would result in continuing 
confusion over the meaning of the petition for rulemaking rules, which 
could lead to the unnecessary waste of resources. The NRC believes that 
this rule improves the consistency, timeliness, efficiency, and 
openness of the NRC's actions and increases the efficient use of the 
NRC's resources in its PRM process.

VII. Regulatory Flexibility Certification

    In accordance with the Regulatory Flexibility Act of 1980 (5 U.S.C. 
605(b)), the NRC certifies that this final rule will not have a 
significant economic impact on a substantial number of small entities.

VIII. Backfitting and Issue Finality

    The NRC has determined that the backfit rule does not apply to this 
final rule because these amendments are administrative in nature and do 
not involve any changes that impose backfitting as defined in 10 CFR 
chapter 1, or are inconsistent with any of the issue finality 
provisions in 10 CFR part 52.

IX. Plain Writing

    The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal 
agencies to write documents in a clear, concise, and well-organized 
manner. The NRC has written this document to be consistent with the 
Plain Writing Act, as well as the Presidential Memorandum, ``Plain 
Language in Government Writing,'' published June 10, 1998 (63 FR 
31883).

X. Environmental Impact: Categorical Exclusion

    The NRC has determined that this final rule is the type of action 
that is a categorical exclusion under 10 CFR 51.22(c)(1). Therefore, 
neither an environmental impact statement nor an environmental 
assessment has been prepared for this final rule.

XI. Paperwork Reduction Act Statement

    This final rule does not contain information collection 
requirements and, therefore, is not subject to the requirements of the 
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.).

Public Protection Notification

    The NRC may not conduct or sponsor, and a person is not required to 
respond to, a request for information or an information collection 
requirement unless the requesting document displays a currently valid 
Office of Management and Budget (OMB) control number.

XII. Congressional Review Act

    This final rule is a rule as define in the Congressional Review Act 
(5 U.S.C. 801-808). However, OMB has not found it to be a major rule as 
defined in the Congressional Review Act.

XIII. Voluntary Consensus Standards

    The National Technology Transfer and Advancement Act of 1995 (Pub. 
L. 104-113) requires Federal agencies to use technical standards that 
are developed or adopted by voluntary consensus standards bodies unless 
the use of such a standard is inconsistent with applicable law or 
otherwise impractical. In this final rule, the NRC has revised its 
regulations to streamline the process the NRC uses when it receives a 
PRM. This action concerns the NRC's procedures governing its 
consideration and resolution of PRMs. These procedures do not 
constitute a ``government unique standard'' within the meaning and 
intention of the National Technology Transfer and Advancement Act of 
1995.

XIV. Availability of Documents

    The documents identified in the following table are available to 
interested persons through the methods indicated.

------------------------------------------------------------------------
             Document                       ADAMS Accession No.
------------------------------------------------------------------------
COMNJD-06-0004/COMEXM-06-0006,     ML060970295.
 ``Streamlining the NRR
 Rulemaking Process''.
SRM-COMNJD-06-0004/COMEXM-06-      ML061510316.
 0006, ``Streamlining the NRR
 Rulemaking Process''.
SECY-03-0131, ``Rulemaking         ML031360205.
 Process Improvement
 Implementation Plan''.
SECY-07-0134, ``Evaluation of the  ML071780644.
 Overall Effectiveness of the
 Rulemaking Process Improvement
 Implementation Plan''.
SRM-SECY-07-0134, ``Evaluation of  ML072980427.
 the Overall Effectiveness of the
 Rulemaking Process Improvement
 Implementation Plan''.
SRM-COMGBJ-07-0002, ``Closing out  ML072180094.
 Task Re: Rulemaking on Tables S-
 3 and S-4''.
Proposed Rule: Revisions to the    ML13107B459.
 Petition for Rulemaking Process.
Comments on PR-10 CFR Part 2--     ML14149A306 (package).
 Revisions to the Petition for
 Rulemaking Process.
Comment (01) of Scott Portzline    ML13140A166.
 on PR-10 CFR Part 2--Revisions
 to the Petition for Rulemaking
 Process.
Comment (02) of Marvin I. Lewis    ML13178A162.
 re PR-10 CFR Part 2--Revisions
 to the Petition for Rulemaking
 Process.
Comment (03) of Richard Vetter re  ML13186A240.
 PR-10 CFR Part 2--Revisions to
 the Petition for Rulemaking
 Process.
Comment (04) of Alan Jacobson,     ML13198A587.
 Chair--Organization of Agreement
 States, regarding PR-10 CFR Part
 2--Revisions to the Petition for
 Rulemaking Process.
Comment (05) of Pedro Salas,       ML13198A588.
 Director--Regulatory Affairs,
 AREVA NP Inc., regarding PR-10
 CFR Part 2--Revisions to the
 Petition for Rulemaking Process.
Comment (06) of Ellen Ginsburg on  ML13200A079.
 behalf of Nuclear Energy
 Institute (NEI) re PR-10 CFR
 Part 2--Revisions to the
 Petition for Rulemaking Process.
Comment (07) of Scott Bauer on     ML13231A046.
 behalf of STARS Alliance re PR-
 10 CFR Part 2--Revisions to the
 Petition for Rulemaking Process.
The Petition for Rulemaking        ML14259A474.
 Process (diagram).
------------------------------------------------------------------------


[[Page 60526]]

List of Subjects in 10 CFR Part 2

    Administrative practice and procedure, Antitrust, Byproduct 
material, Classified information, Confidential business information; 
Freedom of information, Environmental protection, Hazardous waste, 
Nuclear energy, Nuclear materials, Nuclear power plants and reactors, 
Penalties, Reporting and recordkeeping requirements, Sex 
discrimination, Source material, Special nuclear material, Waste 
treatment and disposal.

    For the reasons set out in the preamble and under the authority of 
the Atomic Energy Act of 1954, as amended; the Energy Reorganization 
Act of 1974, as amended; and 5 U.S.C. 552 and 553, the NRC is adopting 
the following amendments to 10 CFR part 2.

PART 2--AGENCY RULES OF PRACTICE AND PROCEDURE

0
1. The authority citation for part 2 continues to read as follows:

    Authority: Atomic Energy Act of 1954, secs. 29, 53, 62, 63, 81, 
102, 103, 104, 105, 161, 181, 182, 183, 184, 186, 189, 191, 234 (42 
U.S.C. 2039, 2073, 2092, 2093, 2111, 2132, 2133, 2134, 2135, 2201, 
2231, 2232, 2233, 2234, 2236, 2239, 2241, 2282); Energy 
Reorganization Act of 1974, secs. 201, 206 (42 U.S.C. 5841, 5846); 
Nuclear Waste Policy Act of 1982, secs. 114(f), 134, 135, 141 (42 
U.S.C. 10134(f), 10154, 10155, 10161); Administrative Procedure Act 
(5 U.S.C. 552, 553, 554, 557, 558); National Environmental Policy 
Act of 1969 (42 U.S.C. 4332); 44 U.S.C. 3504 note. Section 2.205(j) 
also issued under Sec. 31001(s), Pub. L. 104-134, 110 Stat. 1321-373 
(28 U.S.C. 2461 note).


0
2. Revise Sec.  2.802 to read as follows:


Sec.  2.802  Petition for rulemaking--requirements for filing.

    (a) Filing a petition for rulemaking. Any person may petition the 
Commission to issue, amend, or rescind any regulation in 10 CFR chapter 
I. The petition for rulemaking should be addressed to the Secretary, 
Attention: Rulemakings and Adjudications Staff, and sent by mail 
addressed to the U.S. Nuclear Regulatory Commission, Washington, DC 
20555-0001; by email to [email protected]; or by hand 
delivery to 11555 Rockville Pike, Rockville, Maryland 20852, between 
7:30 a.m. and 4:15 p.m. (Eastern time) on Federal workdays.
    (b) Consultation with the NRC. A petitioner may consult with the 
NRC staff before and after filing a petition for rulemaking by 
contacting the Chief, Rules, Announcements, and Directives Branch, 
Office of Administration, U.S. Nuclear Regulatory Commission, 
Washington, DC 20555-0001; telephone: 1-800-368-5642.
    (1) In any consultation regarding the drafting or amendment of a 
petition for rulemaking, the assistance that the NRC staff may provide 
is limited to the following:
    (i) Describing the process for filing, docketing, tracking, 
closing, amending, withdrawing, and resolving a petition for 
rulemaking;
    (ii) Clarifying an existing NRC regulation and the basis for the 
regulation; and
    (iii) Assisting the petitioner to clarify a petition for rulemaking 
so that the Commission is able to understand the issues of concern to 
the petitioner.
    (2) In any consultation regarding the drafting or amendment of a 
petition for rulemaking, in providing the assistance permitted in 
paragraph (b)(1) of this section, the NRC staff will not draft or 
develop text or alternative approaches to address matters in the 
petition for rulemaking.
    (3) In any consultation regarding a petition for rulemaking, the 
NRC staff will not advise a petitioner on whether a petition should be 
amended or withdrawn.
    (c) Content of petition. (1) Each petition for rulemaking filed 
under this section must clearly and concisely:
    (i) Specify the name of the petitioner, a telephone number, a 
mailing address, and an email address (if available) that the NRC may 
use to communicate with the petitioner;
    (ii) If the petitioner is an organization, provide additional 
identifying information (as applicable) including the petitioner's 
organizational or corporate status, the petitioner's State of 
incorporation, the petitioner's registered agent, and the name and 
authority of the individual who signed the petition on behalf of the 
organizational or corporate petitioner.
    (iii) Present the specific problems or issues that the petitioner 
believes should be addressed through rulemaking, including any specific 
circumstances in which the NRC's codified requirements are incorrect, 
incomplete, inadequate, or unnecessarily burdensome;
    (iv) Cite, enclose, or reference publicly-available technical, 
scientific, or other data or information supporting the petitioner's 
assertion of the problems or issues;
    (v) Present the petitioner's proposed solution to the problems or 
issues raised in the petition for rulemaking (e.g., a proposed solution 
may include specific regulations or regulatory language to add to, 
amend in, or delete from 10 CFR chapter I);
    (vi) Provide an analysis, discussion, or argument that explains how 
the petitioner's proposed solution solves the problems or issues 
identified by the petitioner; and
    (vii) Cite, enclose, or reference any other publicly-available data 
or information supporting the petitioner's proposed solution; and
    (viii) If required by 10 CFR 51.68 of this chapter, submit a 
separate document entitled ``Petitioner's Environmental Report,'' which 
contains the information specified in 10 CFR 51.45.
    (2) To assist the NRC in its evaluation of the petition for 
rulemaking, the petitioner should clearly and concisely:
    (i) Explain why the proposed rulemaking solution is within the 
authority of the NRC to adopt; and
    (ii) Explain why rulemaking is the most favorable approach to 
address the problem or issue, as opposed to other NRC actions such as 
licensing, issuance of an order, or referral to another Federal or 
State agency.
    (3) If the petition is signed by multiple petitioners, the petition 
must designate a lead petitioner who is responsible for disseminating 
communications received from the NRC to co-petitioners.
    (d) [Reserved]
    (e) Request for suspension of an adjudication involving licensing. 
The petitioner may request the Commission to suspend all or any part of 
any licensing proceeding to which the petitioner is a participant 
pending disposition of the petition for rulemaking.
    (f) Amendment; withdrawal. If the petitioner wants to amend or 
withdraw a docketed petition for rulemaking, then the petitioner should 
include the docket number and the date that the original petition for 
rulemaking was submitted in a filing addressed to the Secretary, 
Attention: Rulemakings and Adjudications Staff, and sent by mail 
addressed to the U.S. Nuclear Regulatory Commission, Washington, DC 
20555-0001; or by email to [email protected].

0
3. Revise Sec.  2.803 to read as follows:


Sec.  2.803  Petition for rulemaking--NRC action.

    (a) Notification of receipt. Following receipt of a petition for 
rulemaking, the NRC will acknowledge its receipt to the petitioner.
    (b) Docketing review. (1) The NRC will evaluate the petition for 
rulemaking, including supporting data or information submitted under 
Sec.  2.802(c), for sufficiency according to the review criteria in 
Sec.  2.803(b).
    (2) If the NRC determines that the petition for rulemaking does not 
include

[[Page 60527]]

the information set out in Sec.  2.802(c), that the regulatory change 
sought by the petitioner is not within the legal authority of the NRC, 
or that the petition for rulemaking does not raise a potentially valid 
issue that warrants further consideration, then the NRC will notify the 
petitioner in writing and explain the deficiencies in the petition for 
rulemaking.
    (3) The petitioner may resubmit the petition for rulemaking without 
prejudice.
    (c) Docketing. (1) The NRC will docket a petition for rulemaking 
and assign a docket number to the petition if the NRC determines the 
following:
    (i) The petition for rulemaking includes the information required 
by paragraph Sec.  2.802(c),
    (ii) The regulatory change sought by the petitioner is within the 
NRC's legal authority, and
    (iii) The petition for rulemaking raises a potentially valid issue 
that warrants further consideration.
    (2) A copy of the docketed petition for rulemaking will be posted 
in the NRC's Agencywide Documents Access and Management System (ADAMS) 
and on the Federal rulemaking Web site at: http://www.regulations.gov. 
The NRC will publish a notice of docketing in the Federal Register 
informing the public that the NRC is reviewing the merits of the 
petition for rulemaking. The notice of docketing will include the 
docket number and explain how the public may track the status of the 
petition for rulemaking.
    (d) NRC communication with petitioners. If the petition is signed 
by multiple petitioners, any NRC obligation to inform a petitioner (as 
may be required under 10 CFR part 2, subpart H) is satisfied, with 
respect to all petitioners, when the NRC transmits the required 
notification to the lead petitioner.
    (e) [Reserved]
    (f) [Reserved]
    (g) Public comment on a petition for rulemaking; hearings. (1) At 
its discretion, the NRC may request public comment on a docketed 
petition for rulemaking.
    (2) The NRC will post all comment submissions at http://www.regulations.gov and enter the comment submissions into ADAMS, 
without removing identifying or contact information from comment 
submissions. Anyone requesting or aggregating comments from other 
persons for submission to the NRC is responsible for informing those 
persons not to include identifying or contact information that they do 
not want to be publicly disclosed in their comment submissions.
    (3) No adjudicatory or legislative hearing under the procedures of 
10 CFR part 2 will be held on a petition for rulemaking unless the 
Commission determines to do so, at its discretion.
    (h) Determination on a petition for rulemaking; Closure of docket 
on a petition for rulemaking. (1) Determination. Following docketing of 
a petition for rulemaking, the NRC's determination on the petition for 
rulemaking may be based upon, but is not limited to, the following 
considerations:
    (i) The merits of the petition;
    (ii) The immediacy of the safety, environmental, or security 
concern raised;
    (iii) The availability of NRC resources and the priority of the 
issues raised in relation to other NRC rulemaking issues;
    (iv) Whether the problems or issues are already under consideration 
by the NRC in other NRC processes;
    (v) The substance of any public comment received, if comment is 
requested; and
    (vi) The NRC's relevant past decisions and current policies.
    (2) Petition for rulemaking docket closure. After the NRC 
determines the appropriate regulatory action in response to the 
petition for rulemaking, the NRC will administratively close the docket 
for the petition. The NRC will publish a notice describing that action 
with any related Docket Identification number (Docket ID), as 
applicable, in the Federal Register. The NRC may make a determination 
on a petition for rulemaking and administratively close the docket for 
the petition for rulemaking by:
    (i) Deciding not to undertake a rulemaking to address the issue 
raised by the petition for rulemaking, and informing the petitioner in 
writing of the grounds for denial.
    (ii) Initiating a rulemaking action (e.g., initiating a new 
rulemaking, addressing the petition for rulemaking in an ongoing 
rulemaking, addressing the petition for rulemaking in a planned 
rulemaking) that considers the issues raised by a petition for 
rulemaking, and informing the petitioner in writing of this decision 
and the associated Docket ID of the rulemaking action, if applicable.
    (i) Petition for rulemaking resolution. (1) Petition for rulemaking 
resolution published in the Federal Register. The NRC will publish a 
Federal Register notice informing the public that it has concluded all 
planned regulatory action with respect to some or all of the issues 
presented in a petition for rulemaking. This may occur by adoption of a 
final rule related to the petition for rulemaking, denial by the NRC of 
the petition for rulemaking at any stage of the regulatory process, or 
the petitioner's withdrawal of the petition for rulemaking before the 
NRC has entered the rulemaking process. As applicable, the Federal 
Register notice will include a discussion of how the regulatory action 
addresses the issue raised by the petitioner, the NRC's grounds for 
denial of the petition for rulemaking, or information on the 
withdrawal. The notice will normally include the NRC's response to any 
public comment received (if comment is requested), unless the NRC has 
indicated that it will not be providing a formal written response to 
each comment received.
    (2) NRC decision not to proceed with rulemaking after closure of a 
petition for rulemaking docket. If the NRC closes a petition for 
rulemaking docket under paragraph (h)(2)(ii) of this section but 
subsequently decides not to carry out the planned rulemaking to 
publication of a final rule, the NRC will notify the petitioner in 
writing of this decision and publish a notice in the Federal Register 
explaining the basis for its decision. The decision not to complete the 
rulemaking action will be documented as denial of the petition for 
rulemaking in the docket of the closed petition for rulemaking, in the 
Web sites, in the Government-wide Unified Agenda of Federal Regulatory 
and Deregulatory Actions, online in ADAMS, and at http://www.regulations.gov as described in paragraph (j) of this section.
    (j) Status of petitions for rulemaking and rulemakings. (1) The NRC 
provides current information on rulemakings and petitions for 
rulemaking in the NRC Library at http://www.nrc.gov/about-nrc/regulatory/rulemaking.html.
    (2) The NRC includes a summary of the NRC's planned and ongoing 
rulemakings in the Government-wide Unified Agenda of Federal Regulatory 
and Deregulatory Actions (the Unified Agenda), published semiannually. 
This Unified Agenda is available at http://www.reginfo.gov/public/do/eAgendaMain/.
    (3) All docketed petitions, rulemakings, and public comments are 
posted online in ADAMS and at http://www.regulations.gov.
0
4. In Sec.  2.811, revise paragraph (e) to read as follows:


Sec.  2.811  Filing of standard design certification application; 
required copies.

* * * * *
    (e) Pre-application consultation. A prospective applicant for a 
standard

[[Page 60528]]

design certification may consult with NRC staff before filing an 
application by writing to the Director, Division of New Reactor 
Licensing, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, with respect to the subject matters listed in Sec.  2.802(b)(1). 
A prospective applicant also may telephone the Rules, Announcements, 
and Directives Branch, toll free on 1-800-368-5642, or send an email to 
[email protected] on these subject matters. In addition, a 
prospective applicant may confer informally with NRC staff before 
filing an application for a standard design certification, and the 
limitations on consultation in Sec.  2.802(b)(2) do not apply.

    Dated at Rockville, Maryland, this 1st day of October, 2015.

    For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 2015-25563 Filed 10-6-15; 8:45 am]
 BILLING CODE 7590-01-P



                                                                                                                                                                                                  60513

                                                  Rules and Regulations                                                                                         Federal Register
                                                                                                                                                                Vol. 80, No. 194

                                                                                                                                                                Wednesday, October 7, 2015



                                                  This section of the FEDERAL REGISTER                    Search.’’ For problems with ADAMS,                    presented a significant resource
                                                  contains regulatory documents having general            please contact the NRC’s Public                       challenge to the NRC.
                                                  applicability and legal effect, most of which           Document Room (PDR) reference staff at                   In a memorandum to the other
                                                  are keyed to and codified in the Code of                1–800–397–4209, 301–415–4737, or by                   Commissioners entitled, ‘‘Streamlining
                                                  Federal Regulations, which is published under           email to pdr.resource@nrc.gov. For the                the NRR [Office of Nuclear Reactor
                                                  50 titles pursuant to 44 U.S.C. 1510.
                                                                                                          convenience of the reader, instructions               Regulation] Rulemaking Process’’
                                                  The Code of Federal Regulations is sold by              about obtaining materials referenced in               (COMNJD–06–0004/COMEXM–06–
                                                  the Superintendent of Documents. Prices of              this document are provided in the                     0006), dated April 7, 2006 (ADAMS
                                                  new books are listed in the first FEDERAL               ‘‘Availability of Documents’’ section.                Accession No. ML060970295), then-
                                                  REGISTER issue of each week.                               • NRC’s PDR: You may examine and                   Chairman Nils J. Diaz and then-
                                                                                                          purchase copies of public documents at                Commissioner Edward McGaffigan, Jr.,
                                                                                                          the NRC’s PDR, Room O1–F21, One                       proposed that, because of the general
                                                  NUCLEAR REGULATORY                                      White Flint North, 11555 Rockville                    increase in rulemaking activities, the
                                                  COMMISSION                                              Pike, Rockville, Maryland 20852.                      NRC staff should streamline its
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      rulemaking process by removing
                                                  10 CFR Part 2                                           Cindy Bladey, Chief, Rules,                           unnecessary constraints, while
                                                  RIN 3150–AI30                                           Announcements, and Directives Branch                  simultaneously enhancing the
                                                                                                          (RADB), Office of Administration                      transparency of and public participation
                                                  [NRC–2009–0044]
                                                                                                          (ADM), telephone: 301–415–3280,                       in the process. The memorandum also
                                                  Revisions to the Petition for                           email: Cindy.Bladey@nrc.gov; or                       invited the development of additional
                                                  Rulemaking Process                                      Anthony de Jesús, Senior Regulations                 mechanisms for ‘‘streamlining and
                                                                                                          Specialist, RADB, ADM, telephone:                     increasing the transparency of the
                                                  AGENCY:  Nuclear Regulatory                             301–415–1106, email:                                  rulemaking process, thus allocating the
                                                  Commission.                                             Anthony.deJesus@nrc.gov; or Jennifer                  appropriate level of resources for the
                                                  ACTION: Final rule.                                     Borges, Regulations Specialist, RADB,                 most important rulemaking actions and
                                                                                                          ADM, telephone: 301–415–3647, email:                  ensuring that the staff’s hands are not
                                                  SUMMARY:   The U.S. Nuclear Regulatory                  Jennifer.Borges@nrc.gov; U.S. Nuclear                 tied by perceived or real procedural
                                                  Commission (NRC) is amending its                        Regulatory Commission, Washington,                    prerequisites that are necessary for a
                                                  regulations to clarify and streamline its               DC 20555–0001.                                        given rulemaking.’’
                                                  process for addressing petitions for                    SUPPLEMENTARY INFORMATION:                               In a staff requirements memorandum
                                                  rulemaking (PRMs). These amendments                                                                           (SRM) dated May 31, 2006 (ADAMS
                                                  are intended to improve transparency                    Table of Contents                                     Accession No. ML061510316),
                                                  and to make the PRM process more                        I. Background                                         responding to COMNJD–06–0004/
                                                  efficient and effective.                                II. Discussion                                        COMEXM–06–0006, the Commission
                                                  DATES: This final rule is effective on                  III. Public Comment Analysis                          directed the NRC staff to undertake
                                                  November 6, 2015.                                       IV. Section-by-Section Analysis                       numerous measures to streamline the
                                                                                                          V. Summary of the NRC’s Petition for
                                                  ADDRESSES: Please refer to Docket ID                          Rulemaking Process
                                                                                                                                                                rulemaking process, including an
                                                  NRC–2009–0044 when contacting the                       VI. Regulatory Analysis                               evaluation of the overall effectiveness of
                                                  NRC about the availability of                           VII. Regulatory Flexibility Certification             the interoffice Rulemaking Process
                                                  information for this action. You may                    VIII. Backfitting and Issue Finality                  Improvement Implementation Plan
                                                  obtain publicly-available information                   IX. Plain Writing                                     (ADAMS Accession No. ML031360205),
                                                  related to this action by any of the                    X. Environmental Impact: Categorical                  and to ‘‘further seek to identify any
                                                  following methods:                                            Exclusion                                       other potential options that could
                                                                                                          XI. Paperwork Reduction Act Statement
                                                     • Federal Rulemaking Web site: Go to                 XII. Congressional Review Act
                                                                                                                                                                streamline the rulemaking process.’’ The
                                                  http://www.regulations.gov and search                   XIII. Voluntary Consensus Standards                   Commission also instructed the NRC
                                                  for Docket ID NRC–2009–0044. Address                    XIV. Availability of Documents                        staff to identify other potential options
                                                  questions about NRC dockets to Carol                                                                          that could streamline the rulemaking
                                                  Gallagher; telephone: 301–415–3463;                     I. Background                                         process for all program offices.
                                                  email: Carol.Gallagher@nrc.gov. For                        The NRC’s requirements, policies, and                 In response to the Commission’s
                                                  technical questions, contact the                        practices governing the PRM process                   directives, the NRC staff provided its
                                                  individuals listed in the FOR FURTHER                   have remained substantially unchanged                 recommendations to the Commission in
                                                  INFORMATION CONTACT section of this                     since their initial issuance in 1979 (44              SECY–07–0134, ‘‘Evaluation of the
                                                  document.                                               FR 61322; October 25, 1979). During the               Overall Effectiveness of the Rulemaking
                                                     • NRC’s Agencywide Documents                         past 20 years, the NRC has received an                Process Improvement Implementation
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                                                  Access and Management System                            average of nine PRMs per year and plans               Plan,’’ dated August 10, 2007 (ADAMS
                                                  (ADAMS): You may obtain publicly-                       its budget and assigns resources based                Accession No. ML071780644). The NRC
                                                  available documents online in the                       on this average. In recent years,                     staff included in SECY–07–0134 a
                                                  ADAMS Public Documents collection at                    however, the NRC has experienced a                    recommendation to review the NRC’s
                                                  http://www.nrc.gov/reading-rm/                          substantial increase in the number of                 PRM process with the objective to
                                                  adams.html. To begin the search, select                 PRMs submitted for consideration and                  reduce the time needed to complete an
                                                  ‘‘ADAMS Public Documents’’ and then                     docketed 25 PRMS in fiscal year (FY)                  action. The NRC staff also
                                                  select ‘‘Begin Web-based ADAMS                          2011 alone. This increase in PRMs has                 recommended in SECY–07–0134 that


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                                                  60514            Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations

                                                  the NRC review the procedures used by                   for the issuance, amendment, or repeal                with the NRC staff before and after filing
                                                  other Federal agencies to process PRMs                  of a rule.’’ In addition, 5 U.S.C. 555(e)             a PRM with the NRC and to clarify what
                                                  in order to identify best practices that                provides that ‘‘[p]rompt notice shall be              consultation assistance the NRC is
                                                  could make the NRC’s PRM process                        given of the denial in whole or in part               permitted to provide. This change
                                                  more timely and responsive, while also                  of a written application, petition, or                provides an opportunity for additional
                                                  ensuring that PRMs are handled in a                     other request of an interested person                 interaction with the petitioner after
                                                  manner that is open, transparent, and                   made in connection with any agency                    filing and will increase communication
                                                  compliant with the Administrative                       proceeding’’ and that ‘‘[e]xcept in                   on issues of concern to the petitioner
                                                  Procedure Act (APA), Title 5 of the                     affirming a prior denial or when the                  and improve the transparency of the
                                                  United States Code (U.S.C.), Section 551                denial is self-explanatory, the notice                petition process.
                                                  et seq. In an SRM responding to SECY–                   shall be accompanied by a brief
                                                                                                                                                                Content of a Petition
                                                  07–0134, dated October 25, 2007                         statement of the grounds for denial.’’
                                                  (ADAMS Accession No. ML072980427),                      However, the APA does not provide                        This final rule also clarifies and
                                                  the Commission indicated support for                    further detail on how agencies should                 expands the description of the kind of
                                                  the NRC staff’s recommended review of                   disposition a PRM or what constitutes                 information that must be included in a
                                                  the PRM process: ‘‘The Petition for                     ‘‘prompt’’ notice. A brief survey of other            petition. At times, a submitter may fail
                                                  Rulemaking process needs some                           Federal agencies’ practices showed that               to include in the petition adequate
                                                  increased attention and improvement.                    the NRC has a robust and active PRM                   information for the NRC to process the
                                                  The staff’s overall effort to improve the               program; most agencies do not include                 request, which creates the potential for
                                                  [PRM] process should focus on                           requirements in the CFR for processing                processing delays and the need for the
                                                  provisions that would make the NRC’s                    PRMs.                                                 NRC to request additional information.
                                                  process more efficient while improving                     The NRC’s requirements governing                   In particular, this final rule adds a cross-
                                                  the process’ transparency and                           the rulemaking process are set forth in               reference to existing NRC requirements
                                                  consistency.’’                                          10 CFR part 2, ‘‘Agency Rules of                      for the inclusion of an environmental
                                                     Concurrently, in an SRM responding                   Practice and Procedure,’’ subpart H,                  report with those PRMs under 10 CFR
                                                  to COMGBJ–07–0002, ‘‘Closing Out                        ‘‘Rulemaking.’’ In particular, 10 CFR                 51.68, ‘‘Environmental report—
                                                  Task Re: Rulemaking on [part 51 of Title                2.802, ‘‘Petition for rulemaking,’’ and 10            rulemaking,’’ that seek exemption from
                                                  10 of the Code of Federal Regulations                   CFR 2.803, ‘‘Determination of petition,’’             licensing and regulatory requirements
                                                  (10 CFR)] Tables S–3 and S–4,’’ dated                   establish the NRC’s framework for                     for authorizing general licenses for any
                                                  August 6, 2007 (ADAMS Accession No.                     disposition of a PRM concerning the                   equipment, device, commodity or other
                                                  ML072180094), the Commission                            NRC’s regulations. The NRC’s                          product containing byproduct material,
                                                  directed the NRC staff to ‘‘consider                    requirements for PRMs have remained                   source material or special nuclear
                                                  developing a process for dispositioning                 substantially unchanged since their                   material. This change increases the
                                                                                                          initial issuance in 1979, and the NRC’s               likelihood that the NRC will have
                                                  a petition in a more effective and
                                                                                                          processes and procedures for PRMs                     complete information at the time a
                                                  efficient manner so that existing
                                                                                                          historically have been established by                 petition is filed, which will assist the
                                                  petitions that are deemed old can be
                                                                                                          and implemented through internal NRC                  NRC in processing the petition in a
                                                  closed out in a more timely manner and
                                                                                                          policies and practices. To improve the                timely manner.
                                                  prevent future petitions from remaining
                                                  open for periods longer than necessary.’’               PRM process, the NRC has reviewed                     Changes in Deadlines
                                                     In response to the Commission’s                      both its regulatory framework associated
                                                                                                          with the PRM process and its internal                   This final rule removes the implied
                                                  directives, the NRC staff examined the                                                                        and actual deadlines for docketing, for
                                                  regulations, policies, procedures, and                  policies, procedures, and practices.
                                                                                                                                                                both the NRC and for the public. The
                                                  practices that govern the NRC’s PRM                     B. Changes to the PRM Process                         NRC’s internal goal to docket a new
                                                  process, as well as the practices and                                                                         petition has not changed; the NRC will
                                                                                                             This final rule clarifies and refines the
                                                  processes used by several other Federal                                                                       continue its current practice to docket a
                                                                                                          NRC’s long-standing practices for
                                                  agencies to resolve PRMs.                                                                                     new petition within 30 days of receipt.
                                                                                                          processing PRMs. The NRC believes that
                                                     Consequently, the NRC published a                                                                          However, based on the increased
                                                                                                          these amendments improve our current
                                                  proposed rule to amend the PRM                                                                                number and complexity of PRMs the
                                                                                                          policies and practices for evaluating
                                                  process in the Federal Register on May                                                                        NRC has been receiving, this final rule
                                                                                                          PRMs and communicating information
                                                  3, 2013 (78 FR 25886). The public                                                                             will not include this target so as to
                                                                                                          on the status of PRMs and rulemaking
                                                  comment period for the proposed rule                                                                          avoid setting unrealistic expectations in
                                                                                                          activities to the petitioners and the
                                                  closed on July 17, 2013. This final rule                                                                      instances where NRC staff requires more
                                                                                                          public. By establishing a clearly defined
                                                  has been informed by public comments                                                                          than 30 days to deliberate and decide
                                                                                                          administrative process to reflect agency
                                                  and reflects the NRC’s goal to make its                                                                       the appropriate course of action. The
                                                                                                          action on a PRM, the NRC has enhanced
                                                  PRM process more efficient and                                                                                NRC staff may require more time to
                                                                                                          the consistency, timeliness, and
                                                  effective, while enhancing transparency                                                                       make initial decisions when a PRM
                                                                                                          transparency of our actions and
                                                  and public understanding of the PRM                                                                           includes complex issues or there are
                                                                                                          increased the efficient use of NRC
                                                  process.                                                                                                      competing priorities.
                                                                                                          resources.
                                                  II. Discussion                                                                                                  This final rule also removes the
                                                                                                          NRC Consultation Assistance to                        deadline for a petitioner to resubmit a
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                                                  A. The NRC’s Framework for                              Petitioners                                           PRM returned by the NRC because it did
                                                  Dispositioning a PRM                                       A significant change in this final rule            not meet the NRC’s docketing
                                                    The administrative procedures that a                  expands the consultation assistance that              requirements. Formerly, the NRC would
                                                  Federal agency must follow with respect                 the NRC staff may provide to the                      advise the petitioner when a PRM did
                                                  to PRMs are codified in the APA, 5                      petitioner. Currently, consultation on a              not meet the docketing requirements
                                                  U.S.C. 553. Paragraph 553(e) provides                   PRM is limited to the pre-filing stage;               and hold the PRM for 90 days to allow
                                                  that ‘‘[e]ach agency shall give an                      the NRC has revised its requirements to               the petitioner to submit a revised
                                                  interested person the right to petition                 allow petitioners to consult directly                 petition, before formally rejecting the


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                                                                   Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations                                       60515

                                                  PRM. Under the docketing process in                     petitioner are in one section (§ 2.802),              the information required by § 2.802(c),
                                                  this final rule, the NRC will simply                    and the NRC’s actions on a PRM are in                 (2) the regulatory changes requested in
                                                  return the PRM to the petitioner with an                a separate section (§ 2.803). An                      the PRM are within the legal authority
                                                  explanation why the petition was not                    overview of the revised docketing                     of the NRC, and (3) the PRM raises a
                                                  docketed, with no time period specified                 process follows, and a detailed                       potentially valid issue that warrants
                                                  by which the PRM must be resubmitted.                   discussion of all changes, including the              further detailed consideration by the
                                                  A resubmitted PRM will be considered                    reorganization of §§ 2.802 and 2.803 and              NRC. These criteria are intended to
                                                  by the NRC ‘‘without prejudice;’’ that is,              conforming changes, is provided in                    ensure that the NRC does not
                                                  the NRC will not consider the petition                  Section IV, ‘‘Section-by-Section                      unnecessarily expend rulemaking
                                                  as having been previously denied on the                 Analysis,’’ of this final rule.                       resources on unsupported petitions,
                                                  merits solely because the initial                          This final rule codifies the NRC’s                 petitions that the NRC has no legal
                                                  submission was returned due to                          historical PRM docketing review policy                authority to address through
                                                  procedural deficiencies. This change                    and practice of notifying the petitioner              rulemaking, or on matters that are
                                                  clarifies that there is no deadline for                 that the NRC has received the PRM,                    already addressed in the NRC’s
                                                  resubmission of a PRM.                                  evaluating the PRM information                        regulations. Including these criteria in
                                                                                                          according to specified docketing                      the final rule, which reflect the NRC’s
                                                  Suspension Requests                                     criteria, and posting the petition online.            existing practice but were not expressly
                                                     The NRC’s proposed rule would have                   At its discretion, the NRC may request                set forth in the former language of 10
                                                  established two separate paths for                      public comment on a docketed petition                 CFR part 2, subpart H, is intended to
                                                  obtaining suspension of an adjudication                 through a notice published in the                     increase public understanding of the
                                                  involving licensing proceedings                         Federal Register.                                     factors that the NRC uses in deciding
                                                  (‘‘adjudicatory licensing proceeding’’),                                                                      whether to docket a PRM.
                                                  in order to provide clarity to the way in               NRC’s Docketing Review of a PRM
                                                  which a petitioner could request                           The NRC describes the process and                  Administrative Closure of the PRM
                                                  suspension. The NRC received several                    criteria it uses to determine if a PRM                Docket
                                                  comments that, for a variety of reasons                 may be docketed in § 2.803. In the                       The NRC’s process for dispositioning
                                                  discussed later in this final rule, did not             proposed rule, the NRC referred to this               a PRM historically had been a matter of
                                                  support the proposed revisions. After                   step as ‘‘acceptance.’’ In this final rule,           internal policy. With this final rule, the
                                                  considering the comments on the                         the NRC uses the term ‘‘docketing,’’ and              NRC is including a description of the
                                                  proposed rule, the NRC has determined                   no longer uses the term ‘‘acceptance.’’               dispositioning process in its regulations
                                                  that there are a number of additional                   The NRC is making this change to                      in order to enhance the transparency of
                                                  factors for the NRC to consider with                    prevent any potential misunderstanding                its PRM process. The considerations for
                                                  respect to requests for suspension of                   that ‘‘acceptance’’ means that the NRC                resolving a PRM are based on the NRC’s
                                                  adjudicatory proceedings based on                       has agreed with the substance of the                  experience in processing PRMs, insights
                                                  PRMs. The NRC intends to gather                         PRM and has decided that a rule should                from the NRC’s initiative to streamline
                                                  additional stakeholder input on those                   be developed and adopted as suggested                 its PRM process, and information from
                                                  factors before developing a final NRC                   by the petitioner in the PRM. After the               the NRC’s review of other Federal
                                                  provision on suspension requests;                       close of the public comment period on                 agencies’ PRM regulations and
                                                  therefore, to facilitate timely adoption of             this proposed rule, the NRC noted an                  practices. The amendments to the PRM
                                                  the clarifications and process                          example of possible misunderstanding                  process will allow the NRC to examine
                                                  improvements presented in the                           in connection with public media reports               the merits of a PRM, the immediacy of
                                                  proposed PRM rule, the NRC has                          on the NRC’s notice of docketing for                  the concern, the availability of NRC
                                                  decided to retain, in unchanged form,                   PRM–51–31, ‘‘Environmental Impacts of                 resources, whether the NRC is already
                                                  the suspension language formerly                        Spent Fuel Storage During Reactor                     considering the issue in other NRC
                                                  located in § 2.802(d); to re-designate it               Operation’’ (79 FR 24595; May 1, 2014).               processes, the relative priority of the
                                                  as § 2.802(e) in this final rule; and to                The NRC recognizes that it uses the                   issue raised in the PRM, any public
                                                  evaluate these types of suspensions in a                terms, ‘‘acceptance review’’ and                      comment received (if comment is
                                                  subsequent rulemaking. However, in                      ‘‘acceptance’’ to refer to the NRC’s                  requested), and the NRC’s past decisions
                                                  response to public comments, the NRC’s                  process for evaluating a license                      and current policy on the issue raised in
                                                  new title for this paragraph (the former                application to determine if it meets the              the PRM. A summary of the NRC’s
                                                  paragraph (d) did not contain a title)                  NRC’s minimum standards for                           considerations for dispositioning PRMs
                                                  indicates that the suspension is with                   docketing. The NRC’s recent experience                follows.
                                                  respect to an ‘‘adjudication involving                  suggests that the general public may be                  Section 2.803 of this final rule
                                                  licensing.’’ Neither the addition of the                misled by the use of the term,                        outlines the process for administrative
                                                  title to this paragraph nor its re-                     ‘‘acceptance,’’ in the context of PRMs.               closure of a PRM docket, once the NRC
                                                  designation from paragraph (d) to (e) of                Accordingly, the NRC is not using this                has determined its course of action for
                                                  § 2.802 is intended to suggest any                      term in paragraphs (b) or (c) of § 2.803              the PRM. The requirements provide two
                                                  change in the applicable NRC law                        in this final rule.                                   outcomes, derived from the NRC’s
                                                  governing suspensions or the                               Section 2.803 of this final rule                   recent review of the PRM process, for
                                                  application of this provision to                        describes, without change from the                    closing a PRM docket once the NRC has
                                                  individual suspension requests in                       proposed rule, the NRC’s docketing                    determined its course of action: (1)
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                                                  PRMs.                                                   review process for a PRM, including                   Denial of the PRM in its entirety,
                                                                                                          what actions the NRC will take if the                 indicating a determination not to pursue
                                                  Minor Re-Structuring From Proposed                      NRC determines that the PRM does not                  a rulemaking action to address the
                                                  Rule                                                    meet the NRC’s requirements for                       issues raised in the PRM (this will also
                                                     This final rule has been restructured                docketing. This section also contains the             constitute final ‘‘resolution’’ of the
                                                  slightly from the proposed rule; for                    criteria that the NRC uses to determine               PRM), or (2) initiation of a rulemaking
                                                  clarity, all PRM provisions that address                whether a PRM may be docketed. These                  action addressing some or all the
                                                  the requirements applicable to the                      three criteria are: (1) The PRM includes              requested rule changes in the PRM.


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                                                  60516            Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations

                                                  Initiation of a rulemaking action may                   resolution of a PRM from administrative                  The majority of the comments
                                                  take one of two forms: (1) Initiation of                closure of a PRM docket, as described in              received were in favor of the goals of the
                                                  a new, ‘‘standalone’’ rulemaking                        § 2.803(h)(2). Resolution of one or more              proposed amendments to the PRM
                                                  focused on some or all of the matters                   elements of a PRM occurs when the                     process. However, three nuclear
                                                  raised in the PRM, or (2) integration of                NRC publishes a Federal Register notice               industry commenters (Nuclear Energy
                                                  some or all of the matters raised in the                informing the public that any planned                 Institute (NEI), AREVA NP Inc.
                                                  PRM into an existing or planned                         regulatory action related to one or more              (AREVA), and STARS Alliance LLC.
                                                  rulemaking (including the early stages                  elements of the PRM has been                          (STARS)) opposed the proposed
                                                  of an NRC effort to decide whether to                   concluded (i.e., the NRC may resolve an               amendments to new paragraphs (b) and
                                                  pursue rulemaking, (e.g., when the NRC                  entire PRM, or parts of a PRM at                      (e) of § 2.802 and new paragraphs (h)
                                                  is considering whether to develop a                     different times). For rulemaking actions,             and (i) of § 2.803. One comment from
                                                  regulatory basis or to issue an advance                 resolution requires publication in the                the Executive Board of the Organization
                                                  notice of proposed rulemaking)). The                    Federal Register of the final rule related            of Agreement States (OAS)
                                                  NRC will publish a Federal Register                     to the PRM, which will include a                      recommended enhancements to the
                                                  notice to inform the public of its                      discussion of how the published final                 availability of information regarding
                                                  determined course of action, which will                 rule addresses the issues raised in the               PRM activities. Two comments from a
                                                  enhance the transparency of the NRC’s                   PRM.                                                  member of the public and the public
                                                  PRM process and better communicate                        Also, § 2.803(i) notes that the NRC’s               advocacy group Three Mile Island Alert
                                                  the NRC’s planned approach to                           denial of the PRM at any stage of the                 (TMIA) were out-of-scope, as they did
                                                  addressing the PRM. Implementing this                   regulatory process or the petitioner’s                not address the merits of the proposed
                                                  process will enhance the NRC’s ability                  withdrawal of the PRM before the NRC                  rule.
                                                  to close PRMs effectively and                           has entered the rulemaking process will                  Information about obtaining the
                                                  efficiently.                                            conclude all planned regulatory action                comments received on the proposed
                                                     With either course of action, the PRM                related to the PRM. As applicable, the                rule is available in Section XIV,
                                                  docket will be closed, although the PRM                 Federal Register notice resolving the                 ‘‘Availability of Documents,’’ of this
                                                  itself would not be completely and                      PRM will include a discussion of the                  final rule.
                                                  finally ‘‘resolved’’ until the NRC acts on              NRC’s grounds for denial or information
                                                  the last remaining portion of the PRM’s                                                                       B. Public Comments and Overall NRC
                                                                                                          on the withdrawal that the petitioner                 Responses
                                                  request. Final NRC action on the PRM                    submitted. This type of resolution
                                                  (‘‘resolution’’) will be a final rule                   represents final agency action on those                 Comments are organized by topics
                                                  addressing all of the petitioner’s                      elements of the PRM that are addressed                included in the proposed rule, followed
                                                  requested changes, a final rule                         in the Federal Register notice.                       by the NRC’s response.
                                                  addressing some (but not all) of the
                                                                                                          Other Administrative Changes and                      Licensing Proceedings in the Petition for
                                                  petitioner’s requested changes, or a
                                                                                                          Updates                                               Rulemaking Process
                                                  notice published in the Federal Register
                                                  of the NRC’s decision not to address any                   Finally, several amendments in this                   1. Comment: The NRC should not
                                                  of the petitioner’s requested changes in                final rule reflect routine administrative             adopt the changes in proposed
                                                  a rulemaking action.                                    updates to information such as                        § 2.802(e)(2) but should return to the
                                                                                                          instructions for submitting petitions and             language in current § 2.802(d) because
                                                  Notification of Petitioners of Closure of                                                                     the proposed changes would effectively
                                                  a PRM Docket by the NRC                                 communicating with the NRC. In recent
                                                                                                          years, the NRC, like many Federal                     allow PRM petitioners to ‘‘participate in
                                                    Paragraph (h)(2) of § 2.803 of this final             agencies, has been moving away from                   licensing proceedings’’ without meeting
                                                  rule explains how the NRC will notify                   formal, printed publications and making               standing and contention admissibility
                                                  the petitioner on the determination of                  greater use of its Web site and other                 standards applicable to those
                                                  the petition. The NRC sends the                         online resources such as the Federal                  proceedings. NEI, AREVA, STARS.
                                                  petitioner written notification and                                                                              NRC Response: The NRC did not
                                                                                                          rulemaking Web site
                                                  publishes a notice in the Federal                                                                             intend to allow persons requesting a
                                                                                                          (www.regulations.gov) to provide the
                                                  Register, describing the NRC’s                                                                                suspension of an adjudication in a
                                                                                                          public with more timely information on
                                                  determination to consider all or some of                                                                      licensing proceeding (‘‘adjudicatory
                                                                                                          agency actions. The NRC no longer
                                                  the issues in a rulemaking or to deny the                                                                     licensing proceeding’’ in the proposed
                                                                                                          publishes a semiannual summary of
                                                  petition. If the NRC closes a PRM docket                                                                      rule) to avoid having to meet applicable
                                                                                                          PRMs, so the final rule explains in
                                                  under § 2.803(h)(2)(ii) but subsequently                                                                      requirements for participating in the
                                                                                                          detail the various methods the public
                                                  decides not to carry out the planned                                                                          proceeding, such as the standing and
                                                                                                          may use to access online status updates
                                                  rulemaking to publication of a final rule,                                                                    contention admissibility standards for
                                                                                                          and other information on NRC
                                                  the NRC will notify the petitioner in                                                                         persons who wish to be a party (a
                                                                                                          rulemakings and PRMs. In addition to
                                                  writing of this decision and publish a                                                                        person could also participate as an
                                                                                                          making these procedural updates, the
                                                  notice in the Federal Register                                                                                interested State, local government body,
                                                                                                          NRC is providing additional information
                                                  explaining the basis for its decision.                                                                        or Federally-recognized Indian tribe).
                                                                                                          on its Web site to assist members of the                 However, after further consideration
                                                  These communications explain the basis                  public interested in the NRC’s PRM
                                                  for the NRC’s decision not to carry out                                                                       of the comments, the NRC believes there
                                                                                                          process.                                              are additional factors that the NRC must
                                                  the planned rulemaking to publication
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                                                  and/or not to include the issues raised                 III. Public Comment Analysis                          consider with respect to requests for
                                                  in the PRM in a rulemaking action.                                                                            suspension of adjudicatory proceedings
                                                                                                          A. Overview of Public Comments                        based on PRMs. Stakeholder input on
                                                  ‘‘Resolution’’ of a Petition for                           The NRC received seven comment                     those factors would be desirable before
                                                  Rulemaking                                              letters on the proposed rule from a                   developing a final NRC provision on
                                                     Paragraph (i) of § 2.803 of this final               member of the public, a public advocacy               these types of suspension requests.
                                                  rule addresses how a PRM ultimately is                  group, non-governmental organizations,                   Therefore, to facilitate the NRC’s
                                                  resolved and distinguishes final                        and the nuclear industry.                             timely adoption of the clarifications and


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                                                                   Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations                                      60517

                                                  process improvements presented in the                   designated as paragraph (e) of § 2.802 in             resolution of the rulemaking requests
                                                  proposed PRM rule, the NRC has                          this final rule. The re-designation of the            contained in the PRM.
                                                  decided to retain, in unchanged form,                   suspension provision from paragraph                      The NRC recognizes that the
                                                  the suspension language formerly                        (d) to paragraph (e) of § 2.802 is an                 statement of considerations for the
                                                  located in § 2.802(d) and now re-                       administrative change intended to                     proposed rule may not have been
                                                  designated as paragraph (e) of § 2.802 in               minimize the need for re-designations of              sufficiently clear in explaining the
                                                  this final rule. The NRC will evaluate                  paragraphs in future revisions to                     NRC’s intent that the proposed revisions
                                                  these suspensions in a subsequent                       § 2.802. The NRC is not making changes                to § 2.802 are intended to (1) clearly
                                                  rulemaking. However, in response to the                 to the legal requirements governing a                 indicate that the NRC may ‘‘dispose’’ of
                                                  issues raised in the comment summary,                   PRM petitioner’s request for suspension               multiple requests for rulemaking in a
                                                  the heading for § 2.802(e) states that the              as a result of this re-designation.                   PRM or portions of a request for
                                                  suspension is with respect to an                                                                              rulemaking in a PRM, in two or more
                                                  ‘‘adjudication involving licensing.’’                   Determination and Resolution of
                                                                                                                                                                separate NRC actions, (2) reflect that
                                                  Neither the addition of the heading to                  Petition for Rulemakings
                                                                                                                                                                there is no overall agency ‘‘resolution’’
                                                  this paragraph nor its re-designation                      1. Comment: The proposed revisions                 of a PRM until there is final agency
                                                  from paragraph (d) to (e) of § 2.802 is                 to § 2.803(h) and (i), creating a two-part            action on all of the rulemaking requests
                                                  intended to suggest any change in the                   process for closing a PRM, will confuse,              in the petition, and (3) use terms that
                                                  applicable NRC law governing                            rather than clarify, the agency’s                     clearly distinguish between the PRM
                                                  suspensions or the application of this                  procedure for resolving PRMs. Final                   docket (which is an NRC administrative
                                                  provision to individual suspension                      disposition of the PRM should occur                   process) and agency final action on the
                                                  requests in PRMs.                                       either when the NRC denies the PRM,                   substantive rulemaking requests in the
                                                     2. Comment: The NRC should not                       or when the NRC grants the PRM by                     PRM.
                                                  adopt the changes in proposed                           initiating a rulemaking. There is no                     This statement of considerations
                                                  § 2.802(e) but should return to the                     reason to withhold ‘‘final action’’ on a              includes a more detailed explanation of
                                                  language in current § 2.802(d). The                     PRM, which has already effectively been               these concepts in Section V, ‘‘Summary
                                                  proposed rule appears to address                        granted, until resolution of the resultant            of the NRC’s Revised Petition for
                                                  extraordinary circumstances that                        rulemaking proceeding. The NRC’s                      Rulemaking Process,’’ which describes
                                                  occurred following the Fukushima                        determination of whether to deny a                    the PRM process and the rule
                                                  accident, when petitions were filed with                PRM or initiate a rulemaking should                   terminology that applies to each stage
                                                  the NRC to initiate rulemaking to                       result in the PRM’s closure. At that                  and action of the PRM process. In
                                                  address safety issues associated with the               point, a decision has been made on                    addition, the NRC staff has developed a
                                                  accident or to suspend certain licensing                whether the issues raised in the PRM                  diagram entitled, ‘‘The Petition for
                                                  proceedings because of issues related to                are worthy of further review or not. That             Rulemaking Process’’ (Figure 1)
                                                  the Fukushima accident.                                 decision is sufficient to close the PRM,
                                                     The NRC has not explained why these                                                                        (ADAMS Accession No. ML14259A474),
                                                                                                          even if the PRM’s substantive request is              which is available on the NRC’s public
                                                  petitions were problematic or why a
                                                                                                          still subject to deliberation through the             Web site at http://www.nrc.gov/about-
                                                  rulemaking solution is needed, which
                                                                                                          rulemaking process. NEI, AREVA,                       nrc/regulatory/rulemaking/petition-
                                                  itself has created separate problems. The
                                                                                                          STARS.                                                rule.html. This diagram is also
                                                  Commission has inherent authority to
                                                  take action in individual proceedings as                   NRC Response: The NRC agrees with                  reproduced in Section V. of this
                                                  necessary; in support of this comment,                  the commenters’ assertion that the                    statement of considerations.
                                                  commenters cited the NRC’s Policy                       NRC’s determination whether to deny a                    2. Comment: The commenters support
                                                  Statement on the Conduct of                             PRM or initiate rulemaking should                     the proposed rule language, which
                                                  Adjudications, 48 NRC 18 (1998). NEI,                   result in the PRM’s closure. The NRC                  indicates that, if a PRM is ‘‘granted,’’
                                                  AREVA, STARS.                                           also agrees with the commenters’                      then the NRC will track the PRM
                                                     NRC Response: The NRC agrees. The                    assertion that the NRC’s decision to                  through the rulemaking process. The
                                                  origins of the proposed changes in                      deny (in full or part) a PRM constitutes              commenters stated that the Federal
                                                  § 2.802(d) were the NRC’s procedural                    ‘‘final agency action.’’                              Register notice for any resulting final
                                                  and administrative lessons-learned from                    However, an NRC decision closing a                 rule should make clear its origin in (or
                                                  dealing with the rulemaking and                         PRM docket on the basis of the NRC’s                  relationship to) the previously
                                                  suspension petitions filed with the NRC                 intent to consider the PRM issues in a                ‘‘granted’’ PRM. The commenters also
                                                  after the Fukushima accident. The                       new or ongoing rulemaking is not the                  agreed that, if the NRC initiates a
                                                  Commission agrees that it has inherent                  ultimate ‘‘resolution’’ of the PRM. An                rulemaking in response to a PRM but
                                                  authority to take action in individual                  NRC decision closing a PRM docket and                 terminates the rulemaking before
                                                  proceedings as it deems necessary, at                   instituting rulemaking as proposed by                 publication of a final rule (either
                                                  any time, in response to a suspension                   the PRM would not constitute ‘‘final                  because of withdrawal by the petitioner
                                                  request in whatever form.                               agency action,’’ inasmuch as the                      or subsequent decision by the agency),
                                                     However, upon consideration, the                     determination to consider the PRM                     then the NRC should publish a Federal
                                                  NRC believes a number of additional                     issues in a rulemaking does not                       Register notice providing a well-
                                                  factors should be considered by the NRC                 represent an NRC determination to                     reasoned basis for its decision that is
                                                  before making changes to the                            propose or adopt a final regulation                   supported by the administrative record
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                                                  suspension provision in former                          requested in the PRM (or alternatively,               (e.g., a regulatory/technical basis or a
                                                  § 2.802(d). Stakeholder input on those                  not to adopt a regulation as requested in             proposed rule and response to public
                                                  factors is desirable in developing any                  the PRM). The proposed rule’s new                     comments). NEI, AREVA, STARS.
                                                  final NRC provision on suspension                       terminology was intended to distinguish                  NRC Response: The NRC agrees with
                                                  requests. Accordingly, the NRC has                      between the NRC’s procedures with                     the commenters’ assertion that if a PRM
                                                  decided to retain, in unchanged form,                   respect to the closure of the PRM docket              is ‘‘granted,’’ then the NRC should track
                                                  the suspension language formerly                        (‘‘final disposition of the PRM’’) versus             a PRM through the rulemaking process,
                                                  located in paragraph (d) and now re-                    the NRC’s procedures for ultimate                     as suggested by the proposed rule. No


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                                                  60518            Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations

                                                  change was made to the final rule in                    NRC’s actions when making a                              NRC Response: The NRC agrees. The
                                                  response to this comment.                               determination on and resolving a PRM.                 NRC’s public Web site was modified to
                                                     3. Comment: The Federal Register                        4. Comment: The NRC should not                     include a list of PRM activities in an
                                                  notice, which ensures that a PRM is                     remove the language in § 2.802(f), which              easily identified location. The NRC Web
                                                  administratively tracked throughout the                 states that a determination of the                    site has a new Web page that lists all
                                                  rulemaking process, supports ‘‘closing’’                adequacy of a PRM will ordinarily be                  ‘‘open’’ petitions (http://www.nrc.gov/
                                                  of a PRM upon the NRC’s initial                         made within 30 days of the NRC’s                      reading-rm/doc-collections/rulemaking-
                                                  determination that the PRM should be                    receipt of the PRM. The use of the term               ruleforum/petitions-by-year/open-
                                                  denied or granted via initiation of a                   ‘‘ordinarily’’ in the existing rule appears           petitions-all-years.html). This Web page,
                                                  rulemaking. NEI, AREVA, STARS.                          to provide the NRC with the same                      which supplements the Web pages
                                                     NRC Response: The NRC disagrees.                     flexibility with respect to the 30-day                listed in new paragraphs (j)(1) and (3) of
                                                  The provisions in the proposed rule for                 target that the proposed rule states is the           § 2.803, may be accessed from the
                                                  ‘‘tracking’’ a PRM throughout the                       basis for the removal of the 30-day                   Petition for Rulemaking Dockets Web
                                                  rulemaking process supported the                        language. Therefore, given that the NRC               site (http://www.nrc.gov/reading-rm/
                                                  ‘‘closing’’ of the PRM docket upon the                  apparently intends to continue its                    doc-collections/rulemaking-ruleforum/
                                                  NRC’s initial determination that a PRM                  current practice of ordinarily issuing                petitions-by-year.html). This list
                                                  should be denied (in part), or granted.                 determinations within 30 days and the                 contains the year when a particular
                                                  As discussed in response to an earlier                  current rule language allows the NRC                  PRM was docketed, the Docket ID, the
                                                  comment, the final rule distinguishes                   flexibility with respect to this                      PRM docket number, and the title of all
                                                  between the closing of a PRM docket                     timeframe, the rationale provided in the              ‘‘open’’ petitions. The Docket IDs listed
                                                  versus final agency action on all or a                  proposed rule does not support removal                in the new Web page are linked to
                                                  part of the substantive rulemaking                      of the 30-day timeframe. Further,                     regulations.gov, which provides
                                                  requests in the PRM. Furthermore, this                  removing this timeframe from the rule                 publicly available documents such as
                                                  final rule clarifies that the NRC may                   increases regulatory uncertainty and                  NRC-issued Federal Register notices,
                                                  ‘‘dispose of’’ and/or finally determine                 decreases transparency, which is                      supporting documents, public
                                                  multiple requests for rulemakings in a                  contrary to the purpose of this                       comments, and other related
                                                  PRM or portions of a request for                        rulemaking. The rule should continue to               documents. From this new Web page,
                                                  rulemaking in a PRM, in two or more                     provide petitioners with a reasonable                 the public can also subscribe to
                                                  separate NRC actions. If there will be                  degree of clarity with respect to the                 GovDelivery to receive notifications
                                                  multiple NRC actions for a single PRM,                  timeframes involved in the evaluation of              each time the Web page is updated.
                                                  the NRC must keep the PRM docket                        PRMs. AREVA, NEI, STARS.                              GovDelivery allows the NRC’s Web site
                                                  ‘‘open’’ until there is a final                            NRC Response: The NRC confirms the                 visitors to subscribe, via email, to
                                                  ‘‘determination’’ of the last remaining                 commenters’ supposition that the NRC                  agency social media content.
                                                  aspects of the rulemaking request in a                  intends to continue its current practice              Subscribers can customize their
                                                  PRM. At that point, the PRM docket                      to perform a docketing review and                     subscription list and choose settings for
                                                  may be closed as the NRC has                            notify the petitioner in writing of the               notification of added or changed
                                                  completed its determination of how to                   docketing of the PRM or the deficiencies              information.
                                                  ‘‘treat’’ the rulemaking requests. That                 found in the PRM within a 30-day                         In addition, the NRC will continue
                                                  ‘‘treatment’’ may be denial of that last                period. However, the NRC disagrees                    publishing on the agency’s Web site the
                                                  remaining aspect (which would also                      with the commenter’s recommendation                   Rulemaking Activities by Fiscal Year
                                                  ‘‘resolve’’ the PRM) or it may be a                     to continue to include the 30-day                     report, which includes descriptions of
                                                  determination that the rulemaking                       timeframe. As the NRC stated in the                   agency actions on PRMs. This report
                                                  request should be addressed in a                        proposed rule’s statement of                          may be accessed from the Rulemaking
                                                  rulemaking activity (either through a                   considerations, past experience has                   Documents Web site at http://
                                                  newly initiated rulemaking activity or                  shown that lengthy and complex PRMs                   www.nrc.gov/about-nrc/regulatory/
                                                  included in an existing rulemaking).                    may require more than 30 days for a                   rulemaking.html.
                                                  This determination, however, is not                     thorough docketing review.                               No change was made to this final rule
                                                  ‘‘resolution’’ of the PRM. Resolution                   Furthermore, the number of lengthy and                in response to these comments.
                                                  only occurs when the agency either                      complex PRMs being received by the                    Comments in Support of Amendments
                                                  adopts a final rule as requested in the                 NRC each year is increasing. The NRC
                                                  PRM, or declines to adopt a final rule                  believes that including the 30-day                      1. Comment: The commenter supports
                                                  as requested in the PRM.                                timeframe in the final rule sets                      the NRC’s proposed amendments to
                                                     Given the NRC’s desire to have the                   unrealistic expectations in instances                 revise the PRM process. The commenter
                                                  flexibility to act on portions of                       where NRC staff requires more than 30                 agrees that the proposed revisions
                                                  rulemaking requests in a PRM, the NRC                   days to deliberate and decide the                     would streamline the NRC rulemaking
                                                  concludes that the PRM process must                     appropriate course of action.                         process, remove unnecessary
                                                  reflect procedures and terminology that                    No change was made to this final rule              constraints, enhance transparency, and
                                                  clearly distinguish between NRC actions                 in response to these comments.                        clarify and improve communications
                                                  with respect to the PRM docket and                                                                            with the petitioners who submit a PRM.
                                                                                                          Petition for Rulemaking Activities                    Health Physics Society.
                                                  NRC actions on the substance of the
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                                                  rulemaking. The commenter’s proposal                       1. Comment: The NRC should publish                   NRC Response: No response
                                                  would, in the NRC’s view, blur this                     a list of PRM activities and make it                  necessary.
                                                  distinction and would not facilitate                    available in an easily identified location              No change was made to this final rule
                                                  clear understanding by all stakeholders                 on the agency’s Web site. The locations               in response to these comments.
                                                  on the NRC’s PRM process. However, as                   identified in proposed § 2.803(j)(1) and                2. Comment: The commenter
                                                  discussed in response to Comment 1 of                   (3) are hard to find on the NRC’s Web                 commends the NRC staff on its
                                                  this section, the NRC has in this                       site and ‘‘may cause confusion to the                 willingness to confer informally with
                                                  statement of considerations clarified the               public.’’ OAS.                                        PRM applicants.


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                                                                   Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations                                        60519

                                                    NRC Response: No response                             Paragraph (b), Consultation With the                  additional information for petitioners
                                                  necessary.                                              NRC                                                   who are organizations or corporations to
                                                    No change was made to this final rule                   Paragraph (b) of § 2.802, which                     submit: The petitioner’s organizational
                                                  in response to these comments.                          provides the process by which a                       status, the petitioner’s State of
                                                                                                          prospective petitioner may consult with               incorporation, the petitioner’s registered
                                                  Out-of-Scope Comments                                                                                         agent, and the name and authority of the
                                                                                                          the NRC before filing a PRM, now
                                                                                                          permits consultation with the NRC both                individual signing the PRM on behalf of
                                                     1. Comment: The comment, ‘‘The                                                                             the corporation or organization. By
                                                  NRC completely failed us (TMIA) at                      before and after filing a PRM.
                                                                                                            Paragraph (b)(1)(i), which establishes              adding this paragraph, the NRC is
                                                  every level of the rulemaking process,’’                                                                      reducing the likelihood of misleading
                                                  and an attachment, dated October 31,                    that petitioners may consult with the
                                                                                                                                                                the public about the organizational or
                                                  2008, set forth the commenter’s views as                NRC staff about the process of filing and
                                                                                                                                                                corporate status and identity of a
                                                  to the adequacy of the NRC’s resolution                 responding to a PRM, now includes
                                                                                                                                                                petitioner.
                                                  of a PRM submitted by the commenter                     other stages of the PRM process during                   New paragraph (c)(1)(iii) includes
                                                  (PRM–73–11) and the commenter’s                         which consultation may occur.                         information from existing paragraph
                                                  views about the NRC’s statements                        Paragraph (b)(1)(i) limits NRC staff                  (c)(3) and requires a petitioner to
                                                  regarding public outreach at a public                   consultation on a PRM to describing the               present the problem or issue that the
                                                  meeting. TMIA.                                          process for filing, docketing, tracking,              petitioner believes the NRC should
                                                                                                          closing, amending, withdrawing, and                   address through rulemaking. This added
                                                     NRC Response: The NRC considers                      resolving a PRM. These limitations are
                                                  this comment to be out of the scope                                                                           paragraph clarifies that a petitioner
                                                                                                          consistent with the existing limitations              must specifically state the problem or
                                                  because it does not address the                         on NRC participation in the filing of
                                                  proposed requirements governing the                                                                           issue that the requested rulemaking
                                                                                                          PRMs.                                                 would address, including any specific
                                                  PRM process changes in the proposed                       New paragraph (b)(3) is added to
                                                  rule.                                                                                                         circumstance in which the NRC’s
                                                                                                          clearly specify that the NRC staff will               codified requirements are incorrect,
                                                     2. Comment: The comment describes                    not advise a petitioner on whether a                  incomplete, inadequate, or
                                                  the commenter’s interactions with the                   PRM should be amended or withdrawn.                   unnecessarily burdensome. Paragraph
                                                  NRC staff regarding concerns the                                                                              (c)(1)(iii) clarifies that the submittal of
                                                                                                          Paragraph (c), Content of Petition
                                                  commenter has raised related to the TMI                                                                       specific examples of incompleteness or
                                                  accident and regarding upgrades to                         Paragraph (c) of § 2.802, which                    unnecessary burden to support the
                                                  filters and vents at nuclear power                      generally describes the content                       petitioner’s assertion that a problem or
                                                  plants. TMIA.                                           requirements of a PRM, is restructured                issue exists that the NRC should address
                                                                                                          and revised. Paragraph (c)(1) establishes             through rulemaking would be of interest
                                                     NRC Response: The NRC considers
                                                                                                          that a petitioner must clearly and                    to the NRC when reviewing the PRM.
                                                  this comment to be out of the scope
                                                                                                          concisely articulate in a PRM the                     Providing this information in the PRM
                                                  because it does not address the
                                                                                                          information required under new                        will result in a clearer argument for the
                                                  proposed requirements governing the
                                                                                                          paragraphs (c)(1)(i) through (c)(1)(viii).            problems or issues being presented by a
                                                  PRM process changes in the proposed
                                                                                                          In paragraph (c)(1), the terms ‘‘clearly              petitioner and will increase the
                                                  rule.
                                                                                                          and concisely’’ are added to convey the               efficiency of the NRC’s review of the
                                                     No change was made to this final rule                NRC’s expectation that PRMs be ‘‘clear’’              PRM.
                                                  in response to these comments.                          (i.e., do not contain ambiguous or                       New paragraph (c)(1)(iv) requires the
                                                  IV. Section-by-Section Analysis                         confusing arguments, terminology, or                  petitioner to cite, enclose, or reference
                                                                                                          phraseology) and ‘‘concise’’ (i.e., do not            any publicly available data used to
                                                    The NRC is amending its regulations                   present the perceived problem or                      support the petitioner’s assertion of a
                                                  to streamline its process for addressing                proposed solution with a description                  problem or issue. This requirement was
                                                  PRMs. Additionally, the NRC is                          that is longer than necessary).                       in former paragraph (c)(3) but is now
                                                  amending its regulations in §§ 2.802,                      Paragraphs (c)(1)(i) through (c)(1)(viii)          modified to add the phrase ‘‘Cite,
                                                  2.803, and 2.811 to make miscellaneous                  specify information that must be                      enclose, or reference’’ to provide
                                                  corrections and conforming changes.                     provided in each PRM. The former text                 options to the petitioner for providing
                                                  These changes include the                               of paragraph (c)(1), which required that              the supporting data. Paragraph (c)(1)(iv)
                                                  reorganization of §§ 2.802 and 2.803, the               a PRM set forth a general solution to a               specifies that the citations, enclosures,
                                                  addition of paragraph headings, updates                 problem or specify the regulation that is             or references to technical, scientific, or
                                                  to the PRM filing process, and editorial                to be revoked or amended, is revised                  other data must be submitted to support
                                                  changes to the language for clarity and                 and redesignated as new paragraph                     the petitioner’s assertion that a problem
                                                  consistency.                                            (c)(1)(v). The additional text under                  or issue exists and that all submitted
                                                                                                          paragraphs (c)(1)(i) through (c)(1)(viii)             data must be publicly available;
                                                  A. Section 2.802, Petition for                          describes the specific information                    consequently the word ‘‘relevant’’ and
                                                  Rulemaking—Requirements for Filing                      required to be included in a PRM. Most                the phrase ‘‘reasonably available to the
                                                  Paragraph (a), Filing a Petition for                    of the requirements are similar to the                petitioner’’ in former paragraph (c)(3)
                                                  Rulemaking                                              information required in the existing                  are removed.
                                                                                                          rule, except that each topic is listed                   New paragraph (c)(1)(v) includes
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                                                     Paragraph (a) of § 2.802, which                      separately for increased clarity.                     information from former paragraph
                                                  informs petitioners how to submit a                        New paragraph (c)(1)(i) requires all               (c)(1) and requires a petitioner to
                                                  PRM, is revised to clarify and update                   petitioners to specify contact                        present a proposed solution to the
                                                  the PRM filing process. Paragraph (a)                   information—including a name,                         problems or issues identified in the
                                                  specifies the regulations subject to a                  telephone number, mailing address, and                PRM; this proposed solution may
                                                  PRM by indicating that the NRC’s                        email address (if available)—that the                 include revision or removal of specific
                                                  regulations are contained under chapter                 NRC may use to contact the petitioner.                regulations under 10 CFR chapter I.
                                                  I of 10 CFR.                                            New paragraph (c)(1)(ii) specifies                    Rather than providing a ‘‘general


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                                                  60520            Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations

                                                  solution’’ as required by the former                    NRC in its evaluation of the PRM under                Paragraph (a), Notification of Receipt
                                                  paragraph (c)(1), paragraph (c)(1)(v) now               § 2.803(b). However, the NRC will not                   New paragraph (a) of § 2.803 has no
                                                  requires a petitioner to present a                      deny a petition solely on the basis that              counterpart in the superseded version of
                                                  ‘‘proposed solution’’ to clarify that the               the petition did not provide information              § 2.803. New paragraph (a) of § 2.803
                                                  solution is only a proposal for the NRC                 addressing paragraphs (c)(2)(i) and (ii).             indicates that the NRC shall notify the
                                                  to consider. Paragraph (c)(1)(v) also                     New paragraph (c)(3) requires the
                                                                                                                                                                petitioner that the NRC has received the
                                                  provides an example—including                           PRM to designate a lead petitioner if the
                                                                                                                                                                PRM.
                                                  ‘‘specific regulations or regulatory                    petition is signed by multiple
                                                  language to add, amend, or delete in 10                 petitioners. The NRC’s former practice                Paragraph (b), Docketing Review
                                                  CFR Chapter I’’—to guide petitioners in                 was to treat the first signature listed on               New paragraph (b) of § 2.803
                                                  preparing a proposed solution to the                    a petition as that of the lead petitioner.            addresses docketing review—a matter
                                                  problem or issue identified in the PRM.                 New paragraph (c)(3) requires that a                  that was formerly addressed in the
                                                     New paragraph (c)(1)(vi) requires a                  lead petitioner be designated in a PRM                superseded version of § 2.802(f).
                                                  petitioner to provide an analysis,                      and codifies the NRC’s practice of                    Paragraph (b) differs from former
                                                  discussion, or argument linking the                     sending communications about the                      § 2.802(f) by stating clearly that the NRC
                                                  problem or issue identified in the PRM                  petition to the lead petitioner. New                  will deny the PRM if it does not include
                                                  with the proposed solution. The                         paragraph (c)(3) also alerts the public of            the information required by § 2.802(c). It
                                                  requirement to provide supporting                       the lead petitioner’s responsibility to               also differs from former § 2.802(f) by
                                                  information was already included in                     disseminate communications received                   adding two new docketing criteria.
                                                  former paragraph (c)(3). The                            from the NRC to all petitioners.
                                                  requirement to explain through an                                                                             Under the new docketing review
                                                                                                            Paragraph (c)(1)(viii) adds a cross-                process, the NRC will determine not
                                                  analysis, discussion, or argument how                   reference to the environmental
                                                  the proposed solution would solve the                                                                         only if the rulemaking changes
                                                                                                          assessment requirements that apply to                 requested in the petition are within the
                                                  problem or issue raised in the PRM is                   PRMs at 10 CFR 51.68.
                                                  new.                                                                                                          legal authority of the NRC but also that
                                                     New paragraph (c)(1)(vii) includes                   Paragraph (d), [RESERVED]                             the PRM raises a potentially valid issue
                                                  information from former paragraph                          Paragraph (d) of § 2.802 is reserved,              that warrants further detailed
                                                  (c)(1) and requires the petitioner to cite,             and the subject matter addressed in                   consideration by the NRC (e.g., confirm
                                                  enclose, or reference any other publicly                former paragraph (d), on requests for                 that the NRC’s regulations do not
                                                  available data or information that the                  suspension of adjudications involving                 already provide what the PRM is
                                                  petitioner deems necessary to support                   licensing (‘‘licensing proceedings’’ in               requesting).
                                                  the proposed solution and otherwise                     former paragraph (d)), is addressed                      Paragraph (b) does not include the
                                                  prepare the PRM for the NRC’s                           without substantive change in                         restriction in former § 2.802(f) limiting
                                                  docketing review under § 2.803(b).                      paragraph (e).                                        the docketing decision to the Executive
                                                  Similar to paragraph (c)(1)(iv), the                                                                          Director for Operations, and is silent on
                                                  phrase ‘‘Cite, enclose, or reference’’ is               Paragraph (e), Request for Suspension of              which NRC official may make the
                                                  added to provide options to the                         an Adjudication Involving Licensing                   docketing determination. Therefore, the
                                                  petitioner for providing the supporting                    Paragraph (e) of § 2.802 describes how             Executive Director for Operations may
                                                  data.                                                   a PRM petitioner may request a                        delegate the docketing decision to the
                                                     Text from former paragraph (c)(1) is                 suspension of an adjudication in a                    appropriate organizational level within
                                                  revised and incorporated into new                       licensing proceeding in which the PRM                 the NRC staff.
                                                  paragraph (c)(1)(v), as previously                      petitioner is a ‘‘participant,’’ on the                  Finally, paragraph (b) describes the
                                                  described. As a result, the former                      basis of the matters addressed in the                 process the NRC will use if the NRC
                                                  paragraph (c)(1) is removed.                            petitioner’s PRM. The re-designation of               determines that a PRM does not meet
                                                     Text from former paragraph (c)(2) is                 the suspension provision from                         the requirements for docketing (i.e., an
                                                  removed because it is generally                         paragraph (d) to paragraph (e) is an                  ‘‘insufficient’’ PRM). Paragraph (b)
                                                  incorporated into new paragraphs                        administrative change intended to                     differs from former § 2.802(f) by
                                                  (c)(1)(i) through (c)(1)(iii), making the               minimize the need for re-designations of              removing a 90-day period for a
                                                  former paragraph (c)(2) unnecessary.                    paragraphs in future revisions to                     petitioner to fix and resubmit an
                                                     Text from former paragraph (c)(3),                   § 2.802. The NRC is not making changes                insufficient PRM, with the deficiencies
                                                  which required a petitioner to include                  to the legal requirements governing a                 corrected. Under paragraph (b) a
                                                  various kinds of supporting information,                PRM petitioner’s request for suspension               deficient PRM may now be resubmitted,
                                                  is revised and incorporated into new                    as a result of this re-designation.                   with deficiencies addressed, at any time
                                                  paragraphs (c)(1)(iii), (c)(1)(iv), (c)(1)(vi),            Former paragraphs (e), (f), and (g) in             without prejudice or time limitation.
                                                  and (c)(1)(vii), as previously described.               § 2.802 are moved to § 2.803.                         Paragraph (c), Docketing
                                                  As a result, the former paragraph (c)(3)
                                                  is removed.                                             Paragraph (f), Amendment; Withdrawal                     New paragraph (c) of § 2.803
                                                     In addition to the requirements in                     New paragraph (f) of § 2.802, which                 addresses docketing, which was
                                                  § 2.802(c)(1)(i)–(vii), new paragraph                   discusses amendment or withdrawal of                  addressed in former § 2.802(e).
                                                  (c)(2) encourages the petitioner to                     a PRM by a petitioner, is added to                    Paragraph (c)(1) lists three criteria, each
                                                  consider the two other review criteria                  inform petitioners where and how to                   of which must be met in order for the
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                                                  listed in new paragraph (b) of § 2.803                  submit these filings and what                         NRC to docket a PRM. That paragraph
                                                  when preparing a PRM. The NRC does                      information should be included.                       also expressly states that the NRC will
                                                  not intend to require specialized                                                                             assign a docket number to a PRM that
                                                  explanations that discourage potential                  B. Section 2.803, Petition for                        is docketed. Paragraph (c)(2) describes
                                                  petitioners from submitting PRMs.                       Rulemaking—NRC Action                                 how the NRC will make a docketed PRM
                                                  Paragraphs (c)(2)(i) and (ii) are intended                Section 2.803 describes how the NRC                 available to the public, that is, by
                                                  to provide petitioners the opportunity to               will process, consider, and make a                    posting the document in ADAMS (the
                                                  include information that will assist the                determination on a PRM.                               NRC’s official records management


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                                                                   Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations                                        60521

                                                  system), on the NRC’s public Web site,                  Paragraph (h), Determination on a                     example, the allegation process, formal
                                                  and on the Federal rulemaking Web site                  Petition for Rulemaking; Closure of                   and informal hearings, and Commission
                                                  (regulations.gov); and by publishing a                  Docket on a Petition for Rulemaking                   deliberation to determine appropriate
                                                  notice of docketing in the Federal                         Existing regulations in § 2.803 require            action on issues not related to
                                                  Register.                                               the NRC to resolve PRMs by either                     rulemaking. One resulting action could
                                                                                                          issuing a notice of proposed rulemaking               be to initiate a rulemaking, but the
                                                  Paragraph (d), NRC Communication                                                                              Commission has other options available,
                                                  With Petitioners                                        or denying the petition. New paragraph
                                                                                                          (h)(1) of § 2.803 codifies a nonexclusive             such as addressing the issue through an
                                                                                                          list of the methods and criteria that the             order, guidance, or an internal
                                                    New paragraph (d) of § 2.803 notifies
                                                                                                                                                                management directive. The NRC will
                                                  the public that the NRC will send all                   NRC may use to determine a course of
                                                                                                                                                                use the most efficient process to resolve
                                                  communications to the lead petitioner                   action for a PRM. These methods and
                                                                                                                                                                issues raised by a petitioner.
                                                  identified in the petition, according to                criteria include consideration of the                    Paragraph (h)(1)(v) states that the NRC
                                                  new paragraph § 2.802(c)(3), and that                   issues raised in the PRM about its                    may determine a course of action on a
                                                  this communication will constitute                      merits, the immediacy of an identified                PRM based on the substance of any
                                                  notification to all petitioners. Therefore,             safety or security concern, the relative              public comments received, if public
                                                  any NRC obligation to inform a                          availability of resources, the relative               comments are requested. Although the
                                                  petitioner is satisfied when the NRC                    issue priority compared to other NRC                  NRC may decide not to request public
                                                  sends the required notification to the                  rulemaking activities, whether the NRC                comments on a PRM, if public comment
                                                  lead petitioner.                                        is already considering the issues in                  is requested, the NRC will consider the
                                                                                                          other NRC processes, the substance of                 information commenters provide when
                                                  Paragraphs (e) Through (f),                             public comments received, if requested,               determining a course of action for a
                                                  [RESERVED].                                             and the NRC’s past decisions and                      PRM.
                                                                                                          current policy.                                          Paragraph (h)(1)(vi) states that the
                                                     Newly designated paragraphs (e)                         Paragraph (h)(1)(i) establishes that the
                                                  through (f) of § 2.803 are marked                                                                             NRC may determine what action will be
                                                                                                          NRC will determine whether a PRM will                 taken on a PRM based on the NRC’s past
                                                  ‘‘Reserved.’’                                           be granted based upon the merits of the               decisions and current policy related to
                                                  Paragraph (g), Public Comment on a                      PRM. For the purpose of this final rule,              the issues raised in the PRM. This
                                                  Petition for Rulemaking; Hearings                       the term ‘‘merits’’ includes the                      paragraph will inform the public that
                                                                                                          completeness and technical accuracy of                the NRC could consider past
                                                    New paragraph (g)(1) of § 2.803                       the documents, logic associated with the              Commission decisions when
                                                  incorporates information from former                    petitioner’s desired rule change, and the             determining a course of action for a
                                                  § 2.802(e) text pertaining to the NRC’s                 appropriateness or worthiness of the                  PRM.
                                                  discretion to request public comment on                 desired change compared to the current                   Paragraph (h)(2) establishes a process
                                                  a docketed PRM. Information in the                      regulatory structure (e.g., existing                  for administrative closure of a PRM
                                                  former § 2.802(e) that specified how a                  regulation, associated regulatory                     docket once the NRC has determined its
                                                  PRM may be published for public                         guidance, and inspection program                      course of action for the PRM using the
                                                  comment in the Federal Register is                      guidance).                                            methodology and criteria in paragraph
                                                  replaced by a concise statement                            Paragraph (h)(1)(ii) states that the               (h)(1). Paragraph (h)(2) establishes that a
                                                  specifying that the NRC, at its                         NRC may determine whether a PRM                       PRM docket will be administratively
                                                  discretion, may solicit public comment                  will be docketed based upon the                       closed when the NRC responds to the
                                                  on a docketed PRM.                                      immediacy of the safety or security                   PRM by taking a regulatory action and
                                                    When the NRC publishes a Federal                      concerns raised in the PRM. By adding                 publishing a document in the Federal
                                                  Register notice (FRN) requesting public                 this paragraph, the NRC intends to first              Register that describes this action. New
                                                  comment on a PRM, the NRC’s current                     determine whether immediate                           paragraphs (h)(2)(i) and (ii) provide two
                                                  practice is to include standard language                regulatory action (e.g., an order) is                 specific categories for administrative
                                                  in the FRN cautioning the public not to                 needed.                                               closure of a PRM docket. Paragraph
                                                                                                             Paragraph (h)(1)(iii) states that the              (h)(2) states that the NRC will
                                                  include identifying or contact
                                                                                                          NRC may determine whether a PRM                       administratively close a PRM docket by
                                                  information that they do not want to be
                                                                                                          will be docketed based upon the                       taking a regulatory action in response to
                                                  publicly disclosed in their comment
                                                                                                          availability of NRC resources and the                 the PRM that establishes a course of
                                                  submission. This new cautionary
                                                                                                          priority of the issues raised in the PRM              action for the PRM. In this situation, the
                                                  language is incorporated into this final
                                                                                                          compared with other NRC rulemaking                    NRC will publish a notice in the Federal
                                                  rule. Paragraph (g)(2) includes this
                                                                                                          activities. By adding this paragraph, the             Register describing the determined
                                                  caveat so that affected stakeholders will
                                                                                                          NRC will establish that if immediate                  regulatory action, including the related
                                                  be aware of this practice.
                                                                                                          action is not necessary, the NRC will                 Docket ID, as applicable. Paragraph
                                                    Paragraph (g)(3) denotes that no                      consider the availability of resources                (h)(2)(i) explains that the NRC may
                                                  hearing will be held on a PRM unless                    and compare the issues raised in the                  administratively close a PRM docket by
                                                  the Commission determines to hold a                     PRM to other NRC rulemaking issues to                 deciding not to undertake a rulemaking
                                                  hearing as a matter of its discretion.                  determine the PRM’s priority relative to              to address the issues that the PRM
                                                  This rule of practice, formerly in                      other rulemaking activities.                          raised, effectively denying the PRM, and
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                                                  § 2.803, is moved to paragraph                             Paragraph (h)(1)(iv) states that the               notifying the petitioner in writing why
                                                  2.803(g)(3) and amended for clarity. The                NRC may determine whether a PRM                       the PRM was denied. Paragraph
                                                  text ‘‘the Commission deems it                          will be docketed based on whether the                 (h)(2)(ii) explains that the NRC may
                                                  advisable’’ is replaced with ‘‘the                      NRC is already considering the issues                 administratively close a PRM docket by
                                                  Commission determines to do so, at its                  raised in the PRM in other NRC                        initiating a rulemaking action, such as
                                                  discretion.’’ This amendment clarifies                  processes. The NRC has multiple                       addressing the PRM in an ongoing or
                                                  that the NRC has discretionary authority                processes for considering potential                   planned rulemaking or initiating a new
                                                  to hold a hearing on a docketed PRM.                    issues related to its mission: For                    rulemaking activity. The NRC will


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                                                  60522            Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations

                                                  inform the petitioner in writing of its                 docket may be administratively closed if              notice to inform the public that all
                                                  determination and the associated Docket                 the NRC has a rulemaking in progress                  planned regulatory action on the PRM is
                                                  ID of the rulemaking action.                            that is related to the issues raised in the           concluded. Resolution of a PRM may
                                                     Paragraph (h)(2)(i) provides that the                PRM. The NRC will publish a notice in                 occur in whole or in part; however,
                                                  NRC may administratively close a PRM                    the Federal Register notifying the                    complete resolution of a PRM does not
                                                  docket if the NRC decides not to engage                 public that the subject of the PRM will               occur until all PRM issues are addressed
                                                  in rulemaking to address the issues in                  be addressed as part of the ongoing                   in final by the NRC. New paragraph (i)
                                                  the PRM. The NRC will publish a notice                  rulemaking. The PRM docket will be                    of § 2.803 describes three methods for
                                                  in the Federal Register informing the                   closed by this method when the NRC                    resolving a PRM: (1) Publication of a
                                                  public that the petition has been denied                determines that issues raised in the                  final rule, (2) withdrawal of the PRM by
                                                  and the grounds for the denial. This                    PRM merit consideration in a                          the petitioner before the NRC has
                                                  notice will address the petitioner’s                    rulemaking and an ongoing rulemaking                  entered into the rulemaking process, or
                                                  request and any public comments                         exists in which the issues in the PRM                 (3) denial of the PRM by the NRC at any
                                                  received by the NRC. The PRM docket                     can be addressed.                                     stage of the process. For resolution of a
                                                  will be closed by this method when the                     The list of potential rulemaking                   PRM through publication of a final rule,
                                                  NRC concludes that rulemaking should                    actions in new paragraph (h)(2)(ii) is not            the NRC will include a discussion in the
                                                  not be conducted in response to the                     intended to be exhaustive because the                 SUPPLEMENTARY INFORMATION section of
                                                  PRM. In certain cases, the NRC may                      NRC may initiate other rulemaking                     the published final rule of how the
                                                  deny some of the issues raised in a PRM                 actions, at its discretion, on issues                 regulatory action addresses the issues
                                                  but also decide to address the remaining                raised in the PRM. For example, the                   raised by the petitioner. For resolution
                                                  issues by initiating a rulemaking action,               NRC could extend the comment period                   of a PRM through denial by the NRC at
                                                  as described in paragraph (h)(2)(ii). In                for a proposed rule that addresses the                any stage of the regulatory process, the
                                                  these instances, the Federal Register                   subject matter of the PRM to allow it to              NRC will publish a Federal Register
                                                  notice will identify the rulemaking                     be addressed in the ongoing rulemaking.               notice discussing the grounds for denial
                                                  Docket ID for the related rulemaking.                      For all PRM dockets that are closed by             of the PRM. For resolution of a PRM
                                                     With regard to new rulemakings,                      initiating a rulemaking action, as                    through withdrawal by the petitioner,
                                                  paragraph (h)(2)(ii) provides that the                  described in paragraph (h)(2), the NRC                the NRC will publish a notice in the
                                                  NRC may administratively close a PRM                    will include supplementary information                Federal Register to inform the public
                                                  docket if the NRC decides to address the                in the published proposed and final rule              that the petitioner has withdrawn the
                                                  subject matter of the PRM in a new                      discussing how the NRC decided to                     docketed PRM. Although the NRC
                                                  rulemaking. The NRC will publish a                      address the issues raised in the PRM.                 expects that withdrawal would occur
                                                  notice in the Federal Register                             As further discussed in new                        infrequently, paragraph (i) explains the
                                                  explaining the NRC’s decision to initiate               paragraph (i)(2) of § 2.803, if the NRC               means for the NRC to resolve the
                                                  the new rulemaking and informing the                    closes a PRM docket under paragraph                   petition and inform members of the
                                                  public of the Docket ID of the new                      (h)(2)(ii) by initiating a rulemaking                 public of the withdrawal and resolution
                                                  rulemaking. The NRC will also add a                     action, resolution will require the                   of the PRM.
                                                  description of the new rulemaking in                    ultimate publication of a final rule                     The former text in paragraph (g) of
                                                  the Government-wide Unified Agenda                      discussing how the PRM is addressed in                § 2.802 indicated that a semiannual
                                                  of Federal Regulatory and Deregulatory                  the published final rule. However, if                 summary of PRMs before the
                                                  Actions (the Unified Agenda). The PRM                   later in the rulemaking process the NRC               Commission will be publicly available
                                                  docket will be closed by this method                    decides to terminate the associated                   for inspection and copying. This
                                                  when the NRC determines that issues                     rulemaking, termination of that                       statement is removed from this final
                                                  raised in the PRM merit consideration                   rulemaking also constitutes denial of the             rule because the NRC no longer
                                                  in a rulemaking and that there is                       PRM. The NRC will describe the                        publishes this semiannual summary.
                                                  currently no other rulemaking (ongoing                  agency’s grounds for denial in a Federal              Instead, members of the public can find
                                                  or planned) into which the petitioner’s                 Register notice, which will include the               updates on the status of PRMs by the
                                                  requested rulemaking could be                           reason for the NRC’s decision not to                  means described in paragraph (j) of
                                                  incorporated.                                           publish a final rule on the rulemaking                § 2.803.
                                                     With regard to planned rulemakings,                  associated with the PRM. The Federal
                                                  paragraph (h)(2)(ii) provides that a PRM                                                                      Paragraph (j), Status of Petitions for
                                                                                                          Register notice also will address the
                                                  docket may be administratively closed if                                                                      Rulemakings and Rulemakings
                                                                                                          issues raised in the PRM and significant
                                                  the NRC is currently planning a                         public comments, if public comments                     New paragraph (j) of § 2.803 explains
                                                  rulemaking related to the subject of the                were solicited. As with denials earlier in            where the public can view the status of
                                                  PRM and the NRC decides to address                      the PRM process, the NRC will notify                  PRMs and adds the heading, Status of
                                                  the PRM in that planned rulemaking.                     the petitioner of the denial of the PRM.              petitions for rulemakings and
                                                  The NRC will publish a notice in the                                                                          rulemakings, to indicate the subject of
                                                  Federal Register explaining the NRC’s                   Paragraph (i), Petition for Rulemaking                the paragraph. Paragraph (j)(1) provides
                                                  decision to address the PRM in a                        Resolution                                            the Web site addresses for the most
                                                  planned rulemaking and informing the                       Under the former text in § 2.803, the              current information on PRMs and on
                                                  public of the Docket ID of the planned                  NRC was required to resolve PRMs                      active rulemakings. Paragraph (j)(2)
                                                  rulemaking. A PRM docket will be                        either by addressing the PRM issues in                indicates that the NRC will provide a
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                                                  closed by this method when the NRC                      a final rule or by denying the petition.              summary of planned and existing
                                                  determines that issues raised in the                    New paragraph (i) of § 2.803, Petition for            rulemakings in the Government-wide
                                                  PRM merit consideration in a                            rulemaking resolution, expands and                    Unified Agenda. Paragraph (j)(3)
                                                  rulemaking and a planned rulemaking                     clarifies how a PRM is resolved.                      explains that information on all
                                                  exists in which the issues raised in the                Resolution of a PRM requires the NRC                  docketed PRMs, rulemakings, and
                                                  PRM could be addressed.                                 to conclude all planned regulatory                    public comments is available online in
                                                     With regard to ongoing rulemakings,                  action on the issues presented by the                 ADAMS and in the Federal rulemaking
                                                  paragraph (h)(2)(ii) provides that a PRM                PRM and to publish a Federal Register                 Web site at http://www.regulations.gov.


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                                                                   Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations                                        60523

                                                     As previously discussed, if the NRC                  language of) an existing regulation, or               notice explains how members of the
                                                  closes a PRM docket by initiating a                     revoke (withdraw) an existing                         public can stay informed regarding any
                                                  rulemaking action under new paragraph                   regulation. A ‘‘person’’ may be an                    future NRC action that addresses the
                                                  (h)(2)(ii) of § 2.803 but later determines              individual or an entity such as an                    issues raised in the PRM.
                                                  that a final rule should not be                         organization, company (corporation), a                   The NRC’s resolution of a PRM may
                                                  published, the NRC will publish a                       governmental body (e.g., a State or a                 occur, in whole or in part, by one or
                                                  notice in the Federal Register                          municipality), or a Federally-recognized              more of the following actions: (1) The
                                                  explaining the grounds for its denial of                Indian tribe.                                         NRC decides to adopt a final rule
                                                  the PRM, including the reason for the                     When a PRM is received by the NRC,                  addressing the problem raised in the
                                                  NRC’s decision not to issue a final rule.               the NRC acknowledges the receipt of the               PRM (‘‘granting’’ the PRM); (2) the NRC
                                                  The notice will be added into the                       petition by sending correspondence to                 decides not to adopt a new regulation or
                                                  previously closed PRM docket, and the                   the petitioner informing the petitioner               change an existing regulation as
                                                  status of the PRM will be updated and                   of the NRC’s receipt. The NRC then                    requested in the PRM (‘‘denying’’ the
                                                  made available to the public as                         assigns the PRM for consideration to the              PRM); or (3) the petitioner decides to
                                                  described in paragraphs (j)(1) through                  NRC technical staff.                                  withdraw the request before the NRC
                                                  (j)(3).                                                   If the PRM does not include the                     has entered the rulemaking process.
                                                  C. Section 2.811, Filing of Standard                    information required by § 2.802, or the               Complete resolution of the PRM does
                                                  Design Certification Application;                       information provided is insufficient for              not occur until all portions of the PRM
                                                  Required Copies                                         the NRC to docket the petition, then the              are addressed by the NRC in one of the
                                                                                                          NRC sends a letter to the petitioner                  three ways previously described. It is
                                                     Paragraph (e), Pre-application
                                                                                                          explaining the reasons why the NRC                    possible that the petitioner’s concerns
                                                  consultation, of § 2.811 explains the pre-
                                                                                                          cannot docket the petition and begin to               may not be addressed exactly as
                                                  application consultation process for
                                                                                                          consider the requests in the petition.                requested in the PRM. In this situation,
                                                  standard design certification
                                                                                                          The NRC identifies what information is                the NRC would consider the PRM to be
                                                  applications and is revised by correcting
                                                                                                          not included in the petition, or why the              ‘‘partially granted and partially denied,’’
                                                  references and updating the email
                                                                                                          information provided is insufficient,                 and the statement of considerations will
                                                  address for pre-application consultation.
                                                                                                          and includes a reference to the                       explain how the final rule addresses the
                                                  Corrections to paragraph (e) consist of
                                                                                                          corresponding paragraph in § 2.802(c)                 problem raised in the PRM, but why the
                                                  removing the references to
                                                                                                          requiring the information.                            NRC decided to adopt a regulatory
                                                  ‘‘§ 2.802(a)(1)(i) through (iii)’’ and
                                                  replacing them with ‘‘§ 2.802(b)(1),’’                    The petitioner may resubmit the                     approach, which is different than that
                                                  with respect to the subject matters                     petition, with deficiencies addressed, at             described in the PRM.
                                                  permitted for pre-application                           any time without prejudice or time                       If the PRM is denied by the NRC, or
                                                  consultation, correcting the term                       limitation. If the petitioner provides the            if the petition is withdrawn by the
                                                  ‘‘petitioner’’ to ‘‘applicant’’; replacing              requested information and the                         petitioner, the NRC will publish a notice
                                                  the reference ‘‘§ 2.802(a)(2)’’ with                    information provided is determined by                 in the Federal Register stating the
                                                  ‘‘§ 2.802(b)(2),’’ regarding limitations on             the NRC to be complete and meet the                   grounds for the denial or informing the
                                                  pre-application consultations; and                      requirements in § 2.802(c), then the NRC              public that the petitioner has withdrawn
                                                  removing the unnecessary capitalization                 dockets the petition and publishes a                  the petition.
                                                  of the word ‘‘before.’’ In addition, the                notice in the Federal Register                           The NRC staff has developed a
                                                  email address for pre-application                       announcing that the NRC has docketed                  diagram entitled, ‘‘The Petition for
                                                  consultation is updated by replacing                    the petition. The notice may or may not               Rulemaking Process’’ (Figure 1)
                                                  ‘‘NRCREP@nrc.gov’’ with                                 include an opportunity for members of                 (ADAMS Accession No. ML14259A474),
                                                  ‘‘Rulemaking.Comments@nrc.gov.’’                        the public to provide comments. In                    which provides a visual representation
                                                                                                          general, the NRC determines whether to                of the NRC’s PRM process under
                                                  V. Summary of the NRC’s Revised                         provide an opportunity for public                     §§ 2.802 and 2.803, as amended in this
                                                  Petition for Rulemaking Process                         comment based upon a balancing of                     final rule. This diagram is also available
                                                    Any person may submit a PRM to the                    several factors, including whether the                as a separate document on the NRC’s
                                                  NRC, requesting that the NRC adopt a                    NRC needs additional information to                   public Web site at http://www.nrc.gov/
                                                  new regulation, amend (revise the                       help resolve the petition. Finally, the               about-nrc/regulatory/rulemaking.html.
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60524            Federal Register/ Vol. 80, No. 194 /Wednesday, October 7, 2015 /Rules and Regulations




                              Letter
                         acknowledging               Petition meets
                         receiptsent to                 criteria in .
                           petifioner.                § 2.802(¢)7?


                                                                                                  Supplemental                                 Petition as                                 Docketing lettersent to
     NRC receives                                                                                  information                               supplemented                                          petitioner.
                                                                                                  receivedby                                 meets criteria                                   Notice of docketing
                                                                                                   the NRC?                                  in §2.802(0)7                             |         published in
                                                      Letter sentto
                                                   petitioner explaining                                                                                                               Federal Registerand posted
                                                       deficiencies.                                                                                                                     to Cederal rulemaking Weh
                                                                                                                                                                                         site (wwwrequlations.gov)
                                                                                                                                                                                          with or withoutrequestfor
                                                                                                                                  Interact with petitioner to                                     public comment.
                                                                                                NRC takes no                           ensure comman
                                                                                              additional action.                   understanding of issues
                                                                                                                                     with request and §
                                                                                                                                              802(c) criteria




                                                                                                                  — Consideration
   etter sent to petitioner                                                                                      Issues considered in                                                mnee.,      V
                                          Petition Review                                                          current of futur                                           |                ols      ce          les   |
  notifying of comments                                                            WWill issues
                                         Board determines                                                             fl;g?g%g;géwg                            |.              | Lelter senttopelitioner natifying of |
  eceived. fif requested)               NRC‘s action on the                         raised be |
                                                                                  considered in
                                                                                                                  ontinrnmemnamemimommnccmmnmnminnismnsnizinen ..             | determination anddocket closure. |
                                      \       petition .
                                                                                  a rulemaking?
                                                                                                            | PartialConsideration |.                                         | Determination and docket closure
                                                                                                                                                                              :               notice published in the     |
                                                                                                                        Some Issues                     _                                       Federal Register. _
                                                                 Petition                                   _ considered in current |
                     NRC analyzes issues
                     raised by petition and                   Determination                                   orfuture rulemaking. |
                          ‘anypublic                           and Petition                                                                                                     mimr sent to petitioner notifying of
                              comments.                       Docket Closure                                                                                                  | «determination anddocket closure.. |
                                                                                                                              Denlal                                        _\| Determination and docketclosure
                                                                                                                  (Petition Resoived)                                       =>            notice published in the:
                                                                                                                                                                                             Federal Register.




                                                                                                                                              Final regulatoryaction published
                                                                                                  Regulatory Action                                in the Federal Register.
                                                                    Will the NRC
                                                                   address issues                   NRC carriesout                             Notice will include discussion in
                                     Regulatory                     raised in the                 plannedregulatory                           the rulemaking‘s SOC indicating
                                          Action                      PRMin a:                      action to resolve                             how the regqulatory action
                                                                     requlatory                    issues in whole or                           addresses the issues raised by
                                                                        action?                          in part.                                                  the petitioner.

                                                                                                                                                                        "                                      Resolved

                                                                                                        Denial                                         Final regulatoryaction
                                                                                                                                                             published in the
                                                                                                    NRCtakes no                                      Federal Register.
                                                                                                   regulatory action
                                                                                                  after PRMdocket                             Notice will dissuss the basis for
                                                                                                       closure.
                                                                                                                                                     denying the PRM.


                                                                     Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations                                                                  60525

                                                  VI. Regulatory Analysis                                          VIII. Backfitting and Issue Finality                              Public Protection Notification
                                                     This rule clarifies and streamlines the                          The NRC has determined that the                                  The NRC may not conduct or sponsor,
                                                  NRC’s process for addressing PRMs. The                           backfit rule does not apply to this final                         and a person is not required to respond
                                                  amendments in this rule improve                                  rule because these amendments are                                 to, a request for information or an
                                                  transparency and make the PRM process                            administrative in nature and do not                               information collection requirement
                                                  more efficient and effective. These                                                                                                unless the requesting document
                                                                                                                   involve any changes that impose
                                                  amendments do not result in a cost to                                                                                              displays a currently valid Office of
                                                                                                                   backfitting as defined in 10 CFR chapter
                                                  the NRC or to petitioners in this process,                                                                                         Management and Budget (OMB) control
                                                                                                                   1, or are inconsistent with any of the                            number.
                                                  and a benefit accrues to the extent that                         issue finality provisions in 10 CFR part
                                                  potential confusion over the meaning of                          52.                                                               XII. Congressional Review Act
                                                  the NRC’s regulations is removed.
                                                                                                                   IX. Plain Writing                                                    This final rule is a rule as define in
                                                     The more substantive changes in this
                                                                                                                                                                                     the Congressional Review Act (5 U.S.C.
                                                  rule do not impose costs upon either the
                                                                                                                     The Plain Writing Act of 2010 (Pub.                             801–808). However, OMB has not found
                                                  NRC or petitioners but instead benefit
                                                                                                                   L. 111–274) requires Federal agencies to                          it to be a major rule as defined in the
                                                  both. The process improvements for
                                                                                                                   write documents in a clear, concise, and                          Congressional Review Act.
                                                  evaluating PRMs and activities
                                                  addressing PRMs and establishing an                              well-organized manner. The NRC has                                XIII. Voluntary Consensus Standards
                                                  administrative process for closing a                             written this document to be consistent
                                                                                                                   with the Plain Writing Act, as well as                               The National Technology Transfer
                                                  PRM docket to reflect agency action on                                                                                             and Advancement Act of 1995 (Pub. L.
                                                  a PRM reduce burdens on petitioners,                             the Presidential Memorandum, ‘‘Plain
                                                                                                                   Language in Government Writing,’’                                 104–113) requires Federal agencies to
                                                  the NRC, and participants in the                                                                                                   use technical standards that are
                                                  process.                                                         published June 10, 1998 (63 FR 31883).
                                                                                                                                                                                     developed or adopted by voluntary
                                                     The option of preserving the status                           X. Environmental Impact: Categorical                              consensus standards bodies unless the
                                                  quo is not preferred. Failing to correct                         Exclusion                                                         use of such a standard is inconsistent
                                                  errors and clarify ambiguities would                                                                                               with applicable law or otherwise
                                                  result in continuing confusion over the                             The NRC has determined that this                               impractical. In this final rule, the NRC
                                                  meaning of the petition for rulemaking                           final rule is the type of action that is a                        has revised its regulations to streamline
                                                  rules, which could lead to the                                   categorical exclusion under 10 CFR                                the process the NRC uses when it
                                                  unnecessary waste of resources. The                              51.22(c)(1). Therefore, neither an                                receives a PRM. This action concerns
                                                  NRC believes that this rule improves the                         environmental impact statement nor an                             the NRC’s procedures governing its
                                                  consistency, timeliness, efficiency, and                         environmental assessment has been                                 consideration and resolution of PRMs.
                                                  openness of the NRC’s actions and                                prepared for this final rule.                                     These procedures do not constitute a
                                                  increases the efficient use of the NRC’s                                                                                           ‘‘government unique standard’’ within
                                                  resources in its PRM process.                                    XI. Paperwork Reduction Act                                       the meaning and intention of the
                                                                                                                   Statement                                                         National Technology Transfer and
                                                  VII. Regulatory Flexibility Certification
                                                                                                                      This final rule does not contain                               Advancement Act of 1995.
                                                    In accordance with the Regulatory
                                                                                                                   information collection requirements                               XIV. Availability of Documents
                                                  Flexibility Act of 1980 (5 U.S.C. 605(b)),
                                                  the NRC certifies that this final rule will                      and, therefore, is not subject to the                               The documents identified in the
                                                  not have a significant economic impact                           requirements of the Paperwork                                     following table are available to
                                                  on a substantial number of small                                 Reduction Act of 1995 (44 U.S.C. 3501                             interested persons through the methods
                                                  entities.                                                        et seq.).                                                         indicated.

                                                                                                                        Document                                                                                 ADAMS Accession No.

                                                  COMNJD–06–0004/COMEXM–06–0006, ‘‘Streamlining the NRR Rulemaking Process’’ ............................................                                      ML060970295.
                                                  SRM–COMNJD–06–0004/COMEXM–06–0006, ‘‘Streamlining the NRR Rulemaking Process’’ ..................................                                            ML061510316.
                                                  SECY–03–0131, ‘‘Rulemaking Process Improvement Implementation Plan’’ ...............................................................                         ML031360205.
                                                  SECY–07–0134, ‘‘Evaluation of the Overall Effectiveness of the Rulemaking Process Improvement Implementation                                                 ML071780644.
                                                    Plan’’.
                                                  SRM–SECY–07–0134, ‘‘Evaluation of the Overall Effectiveness of the Rulemaking Process Improvement Imple-                                                     ML072980427.
                                                    mentation Plan’’.
                                                  SRM–COMGBJ–07–0002, ‘‘Closing out Task Re: Rulemaking on Tables S–3 and S–4’’ ...........................................                                    ML072180094.
                                                  Proposed Rule: Revisions to the Petition for Rulemaking Process ...............................................................................              ML13107B459.
                                                  Comments on PR–10 CFR Part 2—Revisions to the Petition for Rulemaking Process ...............................................                                ML14149A306 (package).
                                                  Comment (01) of Scott Portzline on PR–10 CFR Part 2—Revisions to the Petition for Rulemaking Process ............                                            ML13140A166.
                                                  Comment (02) of Marvin I. Lewis re PR–10 CFR Part 2—Revisions to the Petition for Rulemaking Process ............                                            ML13178A162.
                                                  Comment (03) of Richard Vetter re PR–10 CFR Part 2—Revisions to the Petition for Rulemaking Process .............                                            ML13186A240.
                                                  Comment (04) of Alan Jacobson, Chair—Organization of Agreement States, regarding PR–10 CFR Part 2—Revi-                                                      ML13198A587.
                                                    sions to the Petition for Rulemaking Process.
                                                  Comment (05) of Pedro Salas, Director—Regulatory Affairs, AREVA NP Inc., regarding PR–10 CFR Part 2—Revi-                                                    ML13198A588.
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                                                    sions to the Petition for Rulemaking Process.
                                                  Comment (06) of Ellen Ginsburg on behalf of Nuclear Energy Institute (NEI) re PR–10 CFR Part 2—Revisions to                                                  ML13200A079.
                                                    the Petition for Rulemaking Process.
                                                  Comment (07) of Scott Bauer on behalf of STARS Alliance re PR–10 CFR Part 2—Revisions to the Petition for                                                    ML13231A046.
                                                    Rulemaking Process.
                                                  The Petition for Rulemaking Process (diagram) ............................................................................................................   ML14259A474.




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                                                  60526            Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations

                                                  List of Subjects in 10 CFR Part 2                          (1) In any consultation regarding the              petitioner’s proposed solution solves the
                                                    Administrative practice and                           drafting or amendment of a petition for               problems or issues identified by the
                                                  procedure, Antitrust, Byproduct                         rulemaking, the assistance that the NRC               petitioner; and
                                                  material, Classified information,                       staff may provide is limited to the                      (vii) Cite, enclose, or reference any
                                                  Confidential business information;                      following:                                            other publicly-available data or
                                                  Freedom of information, Environmental                      (i) Describing the process for filing,             information supporting the petitioner’s
                                                  protection, Hazardous waste, Nuclear                    docketing, tracking, closing, amending,               proposed solution; and
                                                  energy, Nuclear materials, Nuclear                      withdrawing, and resolving a petition                    (viii) If required by 10 CFR 51.68 of
                                                  power plants and reactors, Penalties,                   for rulemaking;                                       this chapter, submit a separate
                                                  Reporting and recordkeeping                                (ii) Clarifying an existing NRC                    document entitled ‘‘Petitioner’s
                                                  requirements, Sex discrimination,                       regulation and the basis for the                      Environmental Report,’’ which contains
                                                  Source material, Special nuclear                        regulation; and                                       the information specified in 10 CFR
                                                                                                             (iii) Assisting the petitioner to clarify          51.45.
                                                  material, Waste treatment and disposal.
                                                                                                          a petition for rulemaking so that the                    (2) To assist the NRC in its evaluation
                                                    For the reasons set out in the                        Commission is able to understand the                  of the petition for rulemaking, the
                                                  preamble and under the authority of the                 issues of concern to the petitioner.                  petitioner should clearly and concisely:
                                                  Atomic Energy Act of 1954, as amended;                     (2) In any consultation regarding the                 (i) Explain why the proposed
                                                  the Energy Reorganization Act of 1974,                  drafting or amendment of a petition for               rulemaking solution is within the
                                                  as amended; and 5 U.S.C. 552 and 553,                   rulemaking, in providing the assistance               authority of the NRC to adopt; and
                                                  the NRC is adopting the following                       permitted in paragraph (b)(1) of this                    (ii) Explain why rulemaking is the
                                                  amendments to 10 CFR part 2.                            section, the NRC staff will not draft or              most favorable approach to address the
                                                                                                          develop text or alternative approaches                problem or issue, as opposed to other
                                                  PART 2—AGENCY RULES OF
                                                                                                          to address matters in the petition for                NRC actions such as licensing, issuance
                                                  PRACTICE AND PROCEDURE
                                                                                                          rulemaking.                                           of an order, or referral to another
                                                  ■ 1. The authority citation for part 2                     (3) In any consultation regarding a                Federal or State agency.
                                                  continues to read as follows:                           petition for rulemaking, the NRC staff                   (3) If the petition is signed by
                                                                                                          will not advise a petitioner on whether               multiple petitioners, the petition must
                                                    Authority: Atomic Energy Act of 1954,
                                                  secs. 29, 53, 62, 63, 81, 102, 103, 104, 105,           a petition should be amended or                       designate a lead petitioner who is
                                                  161, 181, 182, 183, 184, 186, 189, 191, 234             withdrawn.                                            responsible for disseminating
                                                  (42 U.S.C. 2039, 2073, 2092, 2093, 2111,                   (c) Content of petition. (1) Each                  communications received from the NRC
                                                  2132, 2133, 2134, 2135, 2201, 2231, 2232,               petition for rulemaking filed under this              to co-petitioners.
                                                  2233, 2234, 2236, 2239, 2241, 2282); Energy             section must clearly and concisely:                      (d) [Reserved]
                                                  Reorganization Act of 1974, secs. 201, 206                 (i) Specify the name of the petitioner,               (e) Request for suspension of an
                                                  (42 U.S.C. 5841, 5846); Nuclear Waste Policy            a telephone number, a mailing address,                adjudication involving licensing. The
                                                  Act of 1982, secs. 114(f), 134, 135, 141 (42            and an email address (if available) that              petitioner may request the Commission
                                                  U.S.C. 10134(f), 10154, 10155, 10161);
                                                                                                          the NRC may use to communicate with                   to suspend all or any part of any
                                                  Administrative Procedure Act (5 U.S.C. 552,
                                                  553, 554, 557, 558); National Environmental             the petitioner;                                       licensing proceeding to which the
                                                  Policy Act of 1969 (42 U.S.C. 4332); 44 U.S.C.             (ii) If the petitioner is an organization,         petitioner is a participant pending
                                                  3504 note. Section 2.205(j) also issued under           provide additional identifying                        disposition of the petition for
                                                  Sec. 31001(s), Pub. L. 104–134, 110 Stat.               information (as applicable) including                 rulemaking.
                                                  1321–373 (28 U.S.C. 2461 note).                         the petitioner’s organizational or                       (f) Amendment; withdrawal. If the
                                                  ■   2. Revise § 2.802 to read as follows:               corporate status, the petitioner’s State of           petitioner wants to amend or withdraw
                                                                                                          incorporation, the petitioner’s registered            a docketed petition for rulemaking, then
                                                  § 2.802 Petition for rulemaking—                        agent, and the name and authority of the              the petitioner should include the docket
                                                  requirements for filing.                                individual who signed the petition on                 number and the date that the original
                                                    (a) Filing a petition for rulemaking.                 behalf of the organizational or corporate             petition for rulemaking was submitted
                                                  Any person may petition the                             petitioner.                                           in a filing addressed to the Secretary,
                                                  Commission to issue, amend, or rescind                     (iii) Present the specific problems or             Attention: Rulemakings and
                                                  any regulation in 10 CFR chapter I. The                 issues that the petitioner believes                   Adjudications Staff, and sent by mail
                                                  petition for rulemaking should be                       should be addressed through                           addressed to the U.S. Nuclear
                                                  addressed to the Secretary, Attention:                  rulemaking, including any specific                    Regulatory Commission, Washington,
                                                  Rulemakings and Adjudications Staff,                    circumstances in which the NRC’s                      DC 20555–0001; or by email to
                                                  and sent by mail addressed to the U.S.                  codified requirements are incorrect,                  Rulemaking.Comments@nrc.gov.
                                                  Nuclear Regulatory Commission,                          incomplete, inadequate, or                            ■ 3. Revise § 2.803 to read as follows:
                                                  Washington, DC 20555–0001; by email                     unnecessarily burdensome;
                                                  to Rulemaking.Comments@nrc.gov; or                         (iv) Cite, enclose, or reference                   § 2.803    Petition for rulemaking—NRC
                                                  by hand delivery to 11555 Rockville                     publicly-available technical, scientific,             action.
                                                  Pike, Rockville, Maryland 20852,                        or other data or information supporting                 (a) Notification of receipt. Following
                                                  between 7:30 a.m. and 4:15 p.m.                         the petitioner’s assertion of the                     receipt of a petition for rulemaking, the
                                                  (Eastern time) on Federal workdays.                     problems or issues;                                   NRC will acknowledge its receipt to the
                                                    (b) Consultation with the NRC. A                         (v) Present the petitioner’s proposed              petitioner.
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                                                  petitioner may consult with the NRC                     solution to the problems or issues raised               (b) Docketing review. (1) The NRC will
                                                  staff before and after filing a petition for            in the petition for rulemaking (e.g., a               evaluate the petition for rulemaking,
                                                  rulemaking by contacting the Chief,                     proposed solution may include specific                including supporting data or
                                                  Rules, Announcements, and Directives                    regulations or regulatory language to                 information submitted under § 2.802(c),
                                                  Branch, Office of Administration, U.S.                  add to, amend in, or delete from 10 CFR               for sufficiency according to the review
                                                  Nuclear Regulatory Commission,                          chapter I);                                           criteria in § 2.803(b).
                                                  Washington, DC 20555–0001; telephone:                      (vi) Provide an analysis, discussion,                (2) If the NRC determines that the
                                                  1–800–368–5642.                                         or argument that explains how the                     petition for rulemaking does not include


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                                                                   Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations                                          60527

                                                  the information set out in § 2.802(c),                  disclosed in their comment                            This may occur by adoption of a final
                                                  that the regulatory change sought by the                submissions.                                          rule related to the petition for
                                                  petitioner is not within the legal                        (3) No adjudicatory or legislative                  rulemaking, denial by the NRC of the
                                                  authority of the NRC, or that the petition              hearing under the procedures of 10 CFR                petition for rulemaking at any stage of
                                                  for rulemaking does not raise a                         part 2 will be held on a petition for                 the regulatory process, or the
                                                  potentially valid issue that warrants                   rulemaking unless the Commission                      petitioner’s withdrawal of the petition
                                                  further consideration, then the NRC will                determines to do so, at its discretion.               for rulemaking before the NRC has
                                                  notify the petitioner in writing and                      (h) Determination on a petition for                 entered the rulemaking process. As
                                                  explain the deficiencies in the petition                rulemaking; Closure of docket on a                    applicable, the Federal Register notice
                                                  for rulemaking.                                         petition for rulemaking. (1)                          will include a discussion of how the
                                                     (3) The petitioner may resubmit the                  Determination. Following docketing of a               regulatory action addresses the issue
                                                  petition for rulemaking without                         petition for rulemaking, the NRC’s                    raised by the petitioner, the NRC’s
                                                  prejudice.                                              determination on the petition for                     grounds for denial of the petition for
                                                     (c) Docketing. (1) The NRC will                      rulemaking may be based upon, but is                  rulemaking, or information on the
                                                  docket a petition for rulemaking and                    not limited to, the following                         withdrawal. The notice will normally
                                                  assign a docket number to the petition                  considerations:                                       include the NRC’s response to any
                                                  if the NRC determines the following:                      (i) The merits of the petition;                     public comment received (if comment is
                                                     (i) The petition for rulemaking                        (ii) The immediacy of the safety,                   requested), unless the NRC has
                                                  includes the information required by                    environmental, or security concern                    indicated that it will not be providing a
                                                  paragraph § 2.802(c),                                   raised;                                               formal written response to each
                                                     (ii) The regulatory change sought by                   (iii) The availability of NRC resources             comment received.
                                                  the petitioner is within the NRC’s legal                and the priority of the issues raised in                (2) NRC decision not to proceed with
                                                  authority, and                                          relation to other NRC rulemaking issues;              rulemaking after closure of a petition for
                                                                                                            (iv) Whether the problems or issues                 rulemaking docket. If the NRC closes a
                                                     (iii) The petition for rulemaking raises
                                                                                                          are already under consideration by the                petition for rulemaking docket under
                                                  a potentially valid issue that warrants
                                                                                                          NRC in other NRC processes;                           paragraph (h)(2)(ii) of this section but
                                                  further consideration.                                    (v) The substance of any public
                                                     (2) A copy of the docketed petition for                                                                    subsequently decides not to carry out
                                                                                                          comment received, if comment is                       the planned rulemaking to publication
                                                  rulemaking will be posted in the NRC’s                  requested; and
                                                  Agencywide Documents Access and                                                                               of a final rule, the NRC will notify the
                                                                                                            (vi) The NRC’s relevant past decisions
                                                  Management System (ADAMS) and on                                                                              petitioner in writing of this decision and
                                                                                                          and current policies.
                                                  the Federal rulemaking Web site at:                                                                           publish a notice in the Federal Register
                                                                                                            (2) Petition for rulemaking docket
                                                  http://www.regulations.gov. The NRC                                                                           explaining the basis for its decision. The
                                                                                                          closure. After the NRC determines the
                                                  will publish a notice of docketing in the                                                                     decision not to complete the rulemaking
                                                                                                          appropriate regulatory action in
                                                  Federal Register informing the public                                                                         action will be documented as denial of
                                                                                                          response to the petition for rulemaking,
                                                  that the NRC is reviewing the merits of                                                                       the petition for rulemaking in the docket
                                                                                                          the NRC will administratively close the
                                                  the petition for rulemaking. The notice                                                                       of the closed petition for rulemaking, in
                                                                                                          docket for the petition. The NRC will
                                                  of docketing will include the docket                                                                          the Web sites, in the Government-wide
                                                                                                          publish a notice describing that action
                                                  number and explain how the public                                                                             Unified Agenda of Federal Regulatory
                                                                                                          with any related Docket Identification
                                                  may track the status of the petition for                                                                      and Deregulatory Actions, online in
                                                                                                          number (Docket ID), as applicable, in
                                                  rulemaking.                                                                                                   ADAMS, and at http://
                                                                                                          the Federal Register. The NRC may
                                                     (d) NRC communication with                                                                                 www.regulations.gov as described in
                                                                                                          make a determination on a petition for
                                                  petitioners. If the petition is signed by                                                                     paragraph (j) of this section.
                                                                                                          rulemaking and administratively close
                                                  multiple petitioners, any NRC obligation                                                                        (j) Status of petitions for rulemaking
                                                                                                          the docket for the petition for
                                                  to inform a petitioner (as may be                                                                             and rulemakings. (1) The NRC provides
                                                                                                          rulemaking by:
                                                  required under 10 CFR part 2, subpart                                                                         current information on rulemakings and
                                                                                                            (i) Deciding not to undertake a
                                                  H) is satisfied, with respect to all                                                                          petitions for rulemaking in the NRC
                                                                                                          rulemaking to address the issue raised
                                                  petitioners, when the NRC transmits the                                                                       Library at http://www.nrc.gov/about-
                                                                                                          by the petition for rulemaking, and
                                                  required notification to the lead                                                                             nrc/regulatory/rulemaking.html.
                                                                                                          informing the petitioner in writing of                  (2) The NRC includes a summary of
                                                  petitioner.                                             the grounds for denial.
                                                     (e) [Reserved]                                                                                             the NRC’s planned and ongoing
                                                                                                            (ii) Initiating a rulemaking action (e.g.,
                                                     (f) [Reserved]                                                                                             rulemakings in the Government-wide
                                                                                                          initiating a new rulemaking, addressing
                                                     (g) Public comment on a petition for                                                                       Unified Agenda of Federal Regulatory
                                                                                                          the petition for rulemaking in an
                                                  rulemaking; hearings. (1) At its                                                                              and Deregulatory Actions (the Unified
                                                                                                          ongoing rulemaking, addressing the
                                                  discretion, the NRC may request public                                                                        Agenda), published semiannually. This
                                                                                                          petition for rulemaking in a planned
                                                  comment on a docketed petition for                                                                            Unified Agenda is available at http://
                                                                                                          rulemaking) that considers the issues
                                                  rulemaking.                                                                                                   www.reginfo.gov/public/do/
                                                                                                          raised by a petition for rulemaking, and
                                                                                                                                                                eAgendaMain/.
                                                     (2) The NRC will post all comment                    informing the petitioner in writing of                  (3) All docketed petitions,
                                                  submissions at http://                                  this decision and the associated Docket               rulemakings, and public comments are
                                                  www.regulations.gov and enter the                       ID of the rulemaking action, if                       posted online in ADAMS and at http://
                                                  comment submissions into ADAMS,                         applicable.                                           www.regulations.gov.
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                                                  without removing identifying or contact                   (i) Petition for rulemaking resolution.             ■ 4. In § 2.811, revise paragraph (e) to
                                                  information from comment submissions.                   (1) Petition for rulemaking resolution                read as follows:
                                                  Anyone requesting or aggregating                        published in the Federal Register. The
                                                  comments from other persons for                         NRC will publish a Federal Register                   § 2.811 Filing of standard design
                                                  submission to the NRC is responsible for                notice informing the public that it has               certification application; required copies.
                                                  informing those persons not to include                  concluded all planned regulatory action               *     *    *     *     *
                                                  identifying or contact information that                 with respect to some or all of the issues               (e) Pre-application consultation. A
                                                  they do not want to be publicly                         presented in a petition for rulemaking.               prospective applicant for a standard


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                                                  60528            Federal Register / Vol. 80, No. 194 / Wednesday, October 7, 2015 / Rules and Regulations

                                                  design certification may consult with                   match the restricted areas using agency               the restricted area boundaries. The
                                                  NRC staff before filing an application by               information.                                          railroad track was removed years ago
                                                  writing to the Director, Division of New                DATES: Effective date 0901 UTC,                       and portions of the railroad right-of-way
                                                  Reactor Licensing, U.S. Nuclear                         December 10, 2015.                                    is mostly obscured by trees or has been
                                                  Regulatory Commission, Washington,                      FOR FURTHER INFORMATION CONTACT:                      plowed under for agriculture. Satellite
                                                  DC 20555–0001, with respect to the                      Colby Abbott, Airspace Policy Group,                  imagery was used to confirm that the
                                                  subject matters listed in § 2.802(b)(1). A              Office of Airspace Services, Federal                  railroad right-of-way is no longer clearly
                                                  prospective applicant also may                          Aviation Administration, 800                          visible and is of little use to Visual
                                                  telephone the Rules, Announcements,                     Independence Avenue SW.,                              Flight Rules (VFR) aircraft trying to
                                                  and Directives Branch, toll free on 1–                  Washington, DC 20591; telephone: (202)                navigate by ground reference in the
                                                  800–368–5642, or send an email to                       267–8783.                                             Salina, KS, local area.
                                                  Rulemaking.Comments@nrc.gov on                                                                                   The FAA worked with the USAF to
                                                                                                          SUPPLEMENTARY INFORMATION:
                                                  these subject matters. In addition, a                                                                         re-define the affected boundary
                                                  prospective applicant may confer                        Authority for This Rulemaking                         segments using geographic (latitude/
                                                  informally with NRC staff before filing                    The FAA’s authority to issue rules                 longitude) coordinates only. The new
                                                  an application for a standard design                    regarding aviation safety is found in                 restricted area boundary descriptions
                                                  certification, and the limitations on                   Title 49 of the United States Code.                   overlay the boundaries previously
                                                  consultation in § 2.802(b)(2) do not                    Subtitle I, Section 106 describes the                 identified by the visual landmarks that
                                                  apply.                                                  authority of the FAA Administrator.                   no longer exist. As a result of amending
                                                    Dated at Rockville, Maryland, this 1st day            Subtitle VII, Aviation Programs,                      the restricted area boundaries,
                                                  of October, 2015.                                       describes in more detail the scope of the             corresponding amendments to the
                                                    For the Nuclear Regulatory Commission.                agency’s authority.                                   Smoky and Smoky High MOAs
                                                  Annette L. Vietti-Cook,                                    This rulemaking is promulgated                     boundaries are also necessary to retain
                                                  Secretary of the Commission.                            under the authority described in                      shared boundary segments between the
                                                                                                          Subtitle VII, Part A, Subpart I, Section              restricted areas and the MOAs.
                                                  [FR Doc. 2015–25563 Filed 10–6–15; 8:45 am]
                                                                                                          40103. Under that section, the FAA is                    Additionally, the R–3601A and R–
                                                  BILLING CODE 7590–01–P
                                                                                                          charged with prescribing regulations to               3601B using agency information does
                                                                                                          assign the use of the airspace necessary              not reflect the military service of the
                                                                                                          to ensure the safety of aircraft and the              using agency listed. To correct this
                                                  DEPARTMENT OF TRANSPORTATION                                                                                  absence of information, the using
                                                                                                          efficient use of airspace. This regulation
                                                  Federal Aviation Administration                         is within the scope of that authority as              agency information for the restricted
                                                                                                          it makes administrative changes to the                areas is being updated. To ensure
                                                  14 CFR Part 73                                          descriptions of restricted areas R–3601A              standard using agency information for
                                                                                                          and R–3601B, Brookville, KS.                          the restricted areas and MOAs
                                                  [Docket No. FAA–2015–3780; Airspace                                                                           supporting the Smoky Hill Air National
                                                  Docket No. 15–ACE–5]                                    Background                                            Guard Range, the Smoky and Smoky
                                                                                                             In August 1970, the FAA published a                High MOAs using agency information is
                                                  Modification to Restricted Areas R–
                                                                                                          rule in the Federal Register (35 FR                   also being updated.
                                                  3601A & R–3601B; Brookville, KS
                                                                                                          10107, June 19, 1970) establishing the
                                                                                                                                                                Military Operations Areas (MOA)
                                                  AGENCY:  Federal Aviation                               Brookville, KS, restricted areas R–3601A
                                                  Administration (FAA), DOT.                              and R–3601B in support of U.S. Air                       MOAs are established to separate or
                                                  ACTION: Final rule, technical                           Force (USAF) weapons delivery training                segregate non-hazardous military flight
                                                  amendment.                                              requirements. The two restricted areas                activities from aircraft operating in
                                                                                                          were originally established laterally                 accordance with instrument flight rules
                                                  SUMMARY:    This action amends Restricted               adjacent to each other with different                 (IFR), and to advise pilots flying under
                                                  Areas R–3601A and R–3601B,                              ceilings to be activated for use                      VFR where these activities are
                                                  Brookville, KS, to re-define the                        individually, as required. Then, in July              conducted. IFR aircraft may be routed
                                                  restricted area boundary segments                       2007, the FAA published another rule in               through an active MOA only by
                                                  described using the Missouri Pacific                    the Federal Register (72 FR 35917, July               agreement with the using agency and
                                                  Railroad Track visual landmark. The                     2, 2007) that combined the restricted                 only when air traffic control can provide
                                                  restricted areas using agency                           areas lateral boundaries, divided the                 approved separation from the MOA
                                                  information is also updated to include                  combined areas vertically instead of                  activity. VFR pilots are not restricted
                                                  the military service of the using agency.               laterally, and expanded the vertical                  from flying in an active MOA, but are
                                                  This action does not affect the overall                 limits to flight level 230 (FL230). The               advised to exercise caution while doing
                                                  restricted area boundaries, designated                  lower portion of the combined area                    so. MOAs are nonregulatory airspace
                                                  altitudes, times of designation, or                     (surface to but not including FL180) was              areas that are established or amended
                                                  activities conducted within the                         re-designated as R–3601A and the upper                administratively and published in the
                                                  restricted areas. Additionally, boundary                portion (FL180 to FL230) as R–3601B.                  National Flight Data Digest (NFDD)
                                                  segment amendments of the Smoky and                     The new configuration supported USAF                  rather than through rulemaking
                                                  Smoky High military operations areas                    high altitude release bomb training                   procedures. When a nonrulemaking
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                                                  (MOA), ancillary to the restricted areas                requirements for fighter aircraft and new             action is ancillary to a rulemaking
                                                  amendments, are being made. Since R–                    medium-to-high altitude release bomb                  action, FAA procedures allow for the
                                                  3601A and R–3601B share boundaries                      training requirement for bombers.                     nonrulemaking changes to be included
                                                  with the Smoky and Smoky High                              When the restricted areas lateral                  in the rulemaking action. Since the
                                                  MOAs, the FAA included discussion of                    boundaries were combined in 2007, the                 Smoky and Smoky High MOAs
                                                  the Smoky and Smoky High MOAs                           boundaries descriptions for R–3601A                   amendments are ancillary to the R–
                                                  amendments in this rule. Lastly, the                    and R–3601B used the Missouri Pacific                 3601A and R–3601B amendments being
                                                  MOAs using agency is being amended to                   Railroad Track to identify a segment of               made, the MOA changes are addressed


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Document Created: 2015-12-15 08:49:33
Document Modified: 2015-12-15 08:49:33
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective on November 6, 2015.
ContactCindy Bladey, Chief, Rules, Announcements, and Directives Branch (RADB), Office of Administration (ADM), telephone: 301-415-3280, email: [email protected]; or Anthony de Jes[uacute]s, Senior Regulations Specialist, RADB, ADM, telephone: 301-415-1106, email: [email protected]; or Jennifer Borges, Regulations Specialist, RADB, ADM, telephone: 301-415-3647, email: [email protected]; U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
FR Citation80 FR 60513 
RIN Number3150-AI30
CFR AssociatedAdministrative Practice and Procedure; Antitrust; Byproduct Material; Classified Information; Confidential Business Information; Freedom of Information; Environmental Protection; Hazardous Waste; Nuclear Energy; Nuclear Materials; Nuclear Power Plants and Reactors; Penalties; Reporting and Recordkeeping Requirements; Sex Discrimination; Source Material; Special Nuclear Material and Waste Treatment and Disposal

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