80_FR_61004 80 FR 60809 - General Hospital and Personal Use Devices: Renaming of Pediatric Hospital Bed Classification and Designation of Special Controls for Pediatric Medical Crib; Classification of Medical Bassinet

80 FR 60809 - General Hospital and Personal Use Devices: Renaming of Pediatric Hospital Bed Classification and Designation of Special Controls for Pediatric Medical Crib; Classification of Medical Bassinet

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 195 (October 8, 2015)

Page Range60809-60817
FR Document2015-25627

The Food and Drug Administration (FDA) is proposing to rename pediatric hospital beds as pediatric medical cribs and establish special controls for these devices. FDA is also proposing to establish a separate classification regulation for medical bassinets, previously under the pediatric hospital bed classification regulation, as a class II (special controls) device. The proposed regulation for both pediatric medical cribs and medical bassinets would also include the Consumer Product Safety Commission's (CPSC) mattress flammability standards for the mattresses intended for use with these devices. In addition, this proposed rule would require prescription use of pediatric medical cribs and bassinets.

Federal Register, Volume 80 Issue 195 (Thursday, October 8, 2015)
[Federal Register Volume 80, Number 195 (Thursday, October 8, 2015)]
[Proposed Rules]
[Pages 60809-60817]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-25627]


========================================================================
Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

========================================================================


Federal Register / Vol. 80, No. 195 / Thursday, October 8, 2015 / 
Proposed Rules

[[Page 60809]]



DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 880

[Docket No. FDA-2015-N-0701]


General Hospital and Personal Use Devices: Renaming of Pediatric 
Hospital Bed Classification and Designation of Special Controls for 
Pediatric Medical Crib; Classification of Medical Bassinet

AGENCY: Food and Drug Administration, HHS.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is proposing to rename 
pediatric hospital beds as pediatric medical cribs and establish 
special controls for these devices. FDA is also proposing to establish 
a separate classification regulation for medical bassinets, previously 
under the pediatric hospital bed classification regulation, as a class 
II (special controls) device. The proposed regulation for both 
pediatric medical cribs and medical bassinets would also include the 
Consumer Product Safety Commission's (CPSC) mattress flammability 
standards for the mattresses intended for use with these devices. In 
addition, this proposed rule would require prescription use of 
pediatric medical cribs and bassinets.

DATES: Submit either electronic or written comments by December 7, 
2015. See section VII of this document for the proposed effective date 
of a final rule based on this proposed rule.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2015-N-0701 for ``General Hospital and Personal Use Devices: 
Renaming of Pediatric Hospital Bed Classification and Designation of 
Special Controls for Pediatric Medical Crib; Classification of Medical 
Bassinet.'' Received comments will be placed in the docket and, except 
for those submitted as ``Confidential Submissions,'' publicly viewable 
at http://www.regulations.gov or at the Division of Dockets Management 
between 9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION''. The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: Michael J. Ryan, Center for Devices 
and Radiological Health, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 66, Rm. 1615, Silver Spring, MD 20993-0002, 301-
796-6283.

SUPPLEMENTARY INFORMATION: 

I. Regulatory Authorities

    The Federal Food, Drug, and Cosmetic Act (the FD&C Act) (21 U.S.C. 
301 et seq.), as amended by the Medical Device Amendments of 1976 (the 
1976 amendments) (Pub. L. 94-295), the Safe Medical Device Amendments 
of 1990 (SMDA) (Pub. L. 101-629), the Food and Drug Administration 
Modernization Act of 1997 (Pub. L. 105-115), the Food and Drug 
Administration Amendments Act of 2007 (Pub. L. 110-85), and the FDA 
Safety and Innovation Act (Pub. L. 112-

[[Page 60810]]

144), among other amendments, establishes a comprehensive system for 
the regulation of medical devices intended for human use. Section 513 
of the FD&C Act (21 U.S.C. 360c) establishes three categories (classes) 
of devices, based on the regulatory controls needed to provide 
reasonable assurance of their safety and effectiveness. The three 
categories of devices are class I (general controls), class II (special 
controls), and class III (premarket approval).
    Most generic types of devices that were on the market before May 
28, 1976, the date of the 1976 amendments (generally referred to as 
preamendments devices), have been classified by FDA through the 
issuance of regulations in accordance with the procedures set forth in 
section 513(c) and (d) of the FD&C Act into one of these three 
regulatory classes. Devices introduced into interstate commerce for the 
first time on or after May 28, 1976 (generally referred to as post-
amendments devices), are classified automatically by statute (section 
513(f) of the FD&C Act) into class III without any FDA rulemaking 
process. These devices remain in class III and require premarket 
approval, unless FDA initiates one of the following procedures: (1) FDA 
reclassifies the device into class I or II; (2) FDA issues an order 
classifying the device into class I or II in accordance with section 
513(f)(2) of the FD&C Act; or (3) FDA issues an order finding the 
device to be substantially equivalent, under section 513(i), to a 
predicate device that is already legally marketed. The Agency 
determines whether new devices are substantially equivalent to 
predicate devices through review of premarket notifications under 
section 510(k) of the FD&C Act (21 U.S.C. 360(k)). Section 510(k) of 
the FD&C Act and its implementing regulations, codified in Title 21 of 
the Code of Federal Regulations (21 CFR part 807, subpart E), require 
persons who intend to market a new device that does not require a 
premarket approval application under section 515 of the FD&C Act (21 
U.S.C. 360e) to submit a premarket notification report (510(k)) 
containing information that allows FDA to determine whether the new 
device is ``substantially equivalent'' within the meaning of section 
513(i) of the FD&C Act to a legally marketed device that does not 
require premarket approval.
    Section 513(a)(1)(B) of the FD&C Act defines class II devices as 
those devices for which the general controls in section 513(a)(1)(A) by 
themselves are insufficient to provide reasonable assurance of safety 
and effectiveness, but for which there is sufficient information to 
establish special controls to provide such assurance, including the 
issuance of performance standards, postmarket surveillance, patient 
registries, development and dissemination of guidelines, 
recommendations, and any other appropriate actions the Agency deems 
necessary to provide such assurance (see also 21 CFR 860.3(c)(2)).
    Section 510(m)(2) of the FD&C Act provides that FDA may exempt a 
class II device from the premarket notification requirements on its own 
initiative or upon petition of an interested person, if FDA determines 
that a 510(k) is not necessary to provide reasonable assurance of the 
safety and effectiveness of the device. Devices under the pediatric 
hospital bed classification regulation were exempted from premarket 
notification, subject to certain limitations, in accordance with 
section 510(m) of the FD&C Act (63 FR 59222 at 59229, November 3, 
1998).

II. Regulatory History and Description of the Devices

    FDA classified pediatric hospital beds (21 CFR 880.5140) as class 
II devices (45 FR 69678 at 69694, October 21, 1980), and later exempted 
them from premarket notification (510(k)), in a final rule published in 
the Federal Register of November 3, 1998 (63 FR 59222 at 59229). In 
Sec.  880.5140, a pediatric hospital bed is defined as ``a device 
intended for medical purposes that consists of a bed or crib designed 
for the use of a pediatric patient, with fixed end rails and movable 
and latchable side rails. The contour of the bed surface may be 
adjustable.''
    A medical bassinet is a non-powered device that consists of two 
components: (1) A basket, the sleep or bed component, which is 
typically made of plastic and (2) a durable frame with wheels, which 
holds the basket or bed component (FDA refers to this component as a 
``basket or bed component'' in this proposed rule). The basket or bed 
component is a box-like structure, generally made of a clear, high-
impact resistant plastic material, with an open top and four stationary 
walls to keep the baby in place. Medical bassinets are typically used 
in hospital settings for infants up to 5 months in age. Medical 
bassinets currently fall under the pediatric hospital bed 
classification regulation.

III. Proposed Regulation

    Pediatric medical cribs that meet the definition of a device in 
section 201(h) of the FD&C Act (21 U.S.C. 321(h)) are regulated by FDA 
(referred to as pediatric medical cribs or cribs intended for medical 
purposes) (product code FMS) and, if this rule is finalized, will have 
to comply with the special controls identified in the final regulation 
for pediatric medical cribs. Cribs outside of the device definition 
(referred to as cribs for non-medical purposes) must meet the CPSC's 
regulations and guidelines. A crib designed for the use of a pediatric 
patient may meet the medical device definition if it is intended for 
use in the cure, mitigation or treatment of disease (see section 201(h) 
of the FD&C Act).
    In the Federal Register of December 28, 2010 (75 FR 81766), the 
CPSC issued a final rule prohibiting the use of the drop-side rail 
design for non-medical cribs in consumer households as of June 28, 
2011. Child care facilities, family child care homes, and places of 
public accommodation (e.g., hotels and motels) had to comply with the 
rule as of December 28, 2012. CPSC's rule establishes new standards for 
full-size and non-full-size cribs used for non-medical purposes, which 
effectively prohibit the manufacture or sale of cribs for non-medical 
purposes with a drop-side rail design in households, child care 
facilities, family child care homes, and places of public 
accommodation. This rule did not affect pediatric medical cribs 
regulated by FDA, which may contain a drop-side rail design that 
includes movable and latchable side and end rails.
    Because drop-side rail cribs for non-medical purposes and pediatric 
medical cribs are regulated by different agencies, CPSC consulted with 
FDA about the impact their final rule could have on settings, such as 
nursery schools and day care centers, where pediatric medical cribs 
with drop-side rails are often used for pediatric patients after they 
have been discharged from a health care facility. CPSC, which regulates 
consumer products, including drop-side rail cribs not intended for 
medical purposes, received reports of deaths of children attributable 
to entrapment and/or strangulation caused by the malfunctioning of 
drop-side rail cribs.
    Although drop-side cribs for non-medical purposes are now 
prohibited, there is still a need for pediatric medical cribs with 
drop-side rails inside and outside of traditional health care settings. 
CPSC and FDA have heard from medical device consumers and health care 
providers that pediatric medical cribs with drop-side rails are 
extremely helpful for patient care in hospital settings and even 
outside of traditional health care settings, such as day care centers 
caring for infants and children with disabilities, because they allow 
parents and care givers easy

[[Page 60811]]

access to children to perform routine and emergency medical procedures, 
including, but not limited to, CPR, blood collection, IV insertion, 
respiratory care, and skin care. These drop-side rail cribs also make 
it easier for hospital staff to facilitate safe patient transport and 
reduce the chance of caregiver injury. Health care workers have stated 
that they need to have continued access to these medical cribs with 
drop-side rails (Ref. 1). Therefore, FDA is proposing to permit 
manufacturers to continue to manufacture and sell medical cribs with 
the drop-side rail design in traditional health care settings and to 
permit the use of pediatric medical cribs with drop-side rail designs 
outside of traditional health care settings through prescription use 
only (it is noted that State child care licensing agencies are 
generally responsible for overseeing day care providers while FDA is 
responsible for medical devices).
    FDA is proposing to revise the identification in Sec.  880.5140 to 
include only pediatric medical cribs, establish special controls for 
this device, and change the name of the classification regulation from 
``pediatric hospital bed'' to ``pediatric medical crib.'' The Agency is 
taking these actions to clarify the devices that fall under this 
particular classification regulation and establish special controls the 
Agency believes are necessary for a reasonable assurance of safety and 
effectiveness. In addition, FDA is proposing that use of a pediatric 
medical crib be restricted to prescription use in accordance with 21 
CFR 801.109. In order to use or administer use of pediatric medical 
cribs, authorization must be made by a practitioner licensed by law 
through a prescription for the device.
    This rule also proposes to create a separate regulation for medical 
bassinets and establish special controls for this device type to 
provide a reasonable assurance of safety and effectiveness. In 
addition, FDA is proposing that use of medical bassinets be restricted 
to prescription use in accordance with 21 CFR 801.109. In order to use 
or administer use of medical bassinets, authorization must be made by a 
practitioner licensed by law through a prescription for the device. FDA 
proposes not to change the 510(k) exempt status of pediatric medical 
cribs and medical bassinets.
    Devices currently under the pediatric hospital bed classification 
regulation include: Open pediatric medical cribs, medical bassinets, 
pediatric cribs with integrated air mattresses, youth beds, pediatric 
stretchers, crib enclosure beds, and cuddle-carrier infant beds. If 
this proposed rule is finalized, devices that do not meet the 
definition of ``pediatric medical crib'' will be administratively moved 
to more appropriate class II regulations, and no longer be under the 
revised pediatric hospital bed classification regulation. At that time, 
FDA proposes to send manufacturers of the remaining pediatric hospital 
beds notices identifying the new classification regulation and product 
code under which the device will be classified.
    If this proposed rule is finalized, FDA intends to move the 
following medical devices listed under Sec.  880.5140 to devices with 
similar intended uses and class II regulations: Pediatric cribs with 
integrated air mattresses to 21 CFR 890.5170, ``Powered flotation 
therapy bed;'' youth beds to either 21 CFR 880.5100, ``AC powered 
adjustable hospital bed,'' or 21 CFR 880.5120, ``Manual adjustable 
hospital bed,'' depending on whether they are powered or not; pediatric 
stretchers to 21 CFR 880.6910, ``Wheeled stretchers;'' and crib 
enclosure beds to 21 CFR 880.6760, ``Protective restraint.'' This 
action would not have any substantive effect on the current marketing 
status of the devices. However, manufacturers of these devices would 
need to refer to the new regulation classification and product code 
provided by the Agency in future interactions with FDA.
    As discussed in section IV, an analysis of Medical Device Reports 
(MDRs) submitted to the Manufacturer and User Facility Device 
Experience (MAUDE) database from January 1, 2005, to September 1, 2015, 
indicated 516 adverse events associated with pediatric medical cribs 
including 15 serious injuries. The adverse events associated with 
pediatric medical cribs were assessed to better understand the risks 
and establish the proposed special controls for this device. FDA 
believes that sufficient information is available to establish special 
controls to provide a reasonable assurance of the safety and 
effectiveness of the device.
    As discussed further in section VI, FDA believes risks to health 
resulting from use of these cribs would be effectively mitigated by the 
special controls proposed in this rule, and that these controls, in 
combination with the general controls, would provide a reasonable 
assurance of safety and effectiveness for pediatric medical cribs for 
their intended use. Therefore, FDA is proposing new safety requirements 
and allowing medical cribs in homes and day cares only when medically 
necessary.
    FDA is also taking this opportunity to address adverse event 
reports pertaining to medical bassinets by proposing to establish 
special controls for these devices to provide a reasonable assurance of 
safety and effectiveness. FDA has received adverse events from 
hospitals regarding incidents of medical bassinet tipping and improper 
cleaning of the basket or bed component that caused cracks and crazing, 
which have resulted in patient injury. The Agency is proposing to 
separate medical bassinets from other types of pediatric hospital beds 
to allow for more targeted postmarket surveillance of these devices. 
FDA believes the special controls it is proposing here, in combination 
with the general controls, would provide a reasonable assurance of 
safety and effectiveness for medical bassinets.

IV. Risks to Health

A. Pediatric Medical Crib

    Between January 1, 2005, and September 1, 2015, FDA received 516 
adverse event reports, or MDRs, associated with open pediatric medical 
cribs, through the Agency's MAUDE database. There were 15 adverse event 
reports of serious injuries including 6 reports of entrapment, which 
were predominantly extremity entrapments of legs or arms. The majority 
of MDRs for medical cribs were for malfunctions such as drop-side rails 
not latching or lowering, brakes not holding, wheels or casters 
breaking, and where applicable, scales not reading correct weights. 
These malfunctions (501 reports) were not associated with any adverse 
health effects. After considering available information, FDA determined 
that the following risks to health are associated with the use of 
pediatric medical cribs:
     Injury resulting from mechanical or structural failure of 
the device--Mechanical or structural failure of the crib can result in 
failure of load-bearing components such as the wheels or casters, or 
failure of the latches or other locking mechanisms that secure the 
sides of the crib. These failures can result in injuries, as 
demonstrated by the MDRs received in FDA's database.
     Pinching, laceration, splinters, and foreign body 
ingestion--Depending on the material of the pediatric crib, certain 
cribs may peel or crack and may expose pediatric patients to substances 
or materials that may be toxic or may cause abrasions or lacerations if 
the surface of the crib material is compromised.
     Entrapment, falls, and strangulation--Pediatric medical 
cribs may cause entrapment of patient limbs if the width of the side 
rails are not correct and if there are gaps between the mattress and 
crib frame that are larger

[[Page 60812]]

than the width of two fingers. Depending on the height requirements of 
the rails a pediatric patient may escape or fall from the crib. The 
term ``entrapment'' refers to circumstances where a patient is caught, 
trapped, or entangled in the space in or about the bed rail, mattress, 
or hospital bed frame.
     Burns--Certain flammable materials used in the 
construction of pediatric medical cribs may allow for the spread of 
fire, which may result in serious injuries. Fires can spread easily in 
hospital rooms with a patient using oxygen. The free-flowing oxygen can 
intensify a fire, which can rapidly spread to flammable objects in the 
room, including crib mattresses.
     Use error--Use error may contribute to or exacerbate any 
of the previously mentioned adverse events. For example, a user may be 
unaware that a side rail did not latch, or may fail to properly 
maintain a pediatric medical crib. Therefore, adequate instructions for 
use and user education are essential to safe device operation.

B. Medical Bassinet

    Between January 1, 2005, and September 1, 2015, FDA received 40 
adverse event reports associated with this device type. The most common 
MDRs for medical bassinets include reports of malfunctions such as 
casters or wheels not working, which have caused tipping, and broken 
bassinet base components, such as doors and drawers, or collapse or 
breakage of utility shelves or chart holders. There are also reports of 
the plastic sleep basket or bed component crazing (cracking), resulting 
in sharp edges and cuts to hospital personnel.
    FDA has considered the available information and determined that 
the following risks to health are associated with medical bassinets:
     Injury resulting from mechanical or structural failure of 
the device--Mechanical or structural failure of the bassinet can result 
in failure of load-bearing components such as the wheels or casters, or 
failure of the latches or other locking mechanisms that secure the 
drawers of the bassinet. These failures can result in injuries, 
particularly if the bassinet tips over, as demonstrated by the MDRs 
received in FDA's database.
     Burns--Certain flammable materials used in the 
construction of pediatric medical bassinets may allow for the spread of 
fire, which may result in serious injuries. Fires can spread easily in 
hospital rooms with a patient using oxygen. The free-flowing oxygen can 
intensify a fire, which can rapidly spread to flammable objects in the 
room, including bassinet mattresses.
     Crazing or cracking of basket or bed component--The basket 
or bed component of the bassinet that the pediatric patient is placed 
in may craze or crack due to improper care or handling, such as 
cleaning the plastic material of the basket or bed component with 
inappropriate cleaning solutions. Crazing or cracking may result in 
injuries such as cuts.
     Use error--Use error may contribute to, or exacerbate, any 
of the previously mentioned risks. For example, a user may accidentally 
leave a door or drawer in the base component of the bassinet open or 
place too much weight in a drawer or on a shelf, which may present a 
tipping hazard. Also, a user may fail to properly maintain a medical 
bassinet.

V. Establishment of Special Controls

    Under section 513(a)(1)(B) of the FD&C Act, as amended by the SMDA, 
class II devices are defined as devices for which general controls by 
themselves are insufficient to provide reasonable assurance of safety 
and effectiveness, but for which there is sufficient information to 
establish special controls to provide such assurance. Special controls 
may include the issuance of performance standards, postmarket 
surveillance, patient registries, development and dissemination of 
guidelines, recommendations, and other appropriate actions the Agency 
deems necessary to provide such assurance (see also Sec.  860.3(c)(2)).
    Under this authority, FDA is proposing to establish special 
controls for pediatric medical cribs (Sec.  880.5140) and pediatric 
medical bassinets (Sec.  880. 5145). The Agency believes that the 
applicable special controls, together with the general controls, would 
provide reasonable assurance of the safety and effectiveness of these 
devices.

VI. Proposed Special Controls

A. Pediatric Medical Crib

    FDA consulted with health care providers in children's hospitals, 
registered nurses in pediatric units, biomedical engineers, and 
technicians, and analyzed the associated adverse events with pediatric 
medical cribs. Specifically, FDA consulted with MedSun hospitals 
regarding their 2011 survey on clinicians' experiences with pediatric 
medical cribs with drop-side rails used in MedSun's hospitals (Ref. 1). 
The MedSun survey summary highlights the clinical perspective and the 
importance of this device in medical and health care settings. The most 
common issues and concerns in the survey were the lack of understanding 
of side rail operation and the need for reinforcing patient safety when 
the side rails are raised or lowered. Many respondents of the survey 
suggested further improvements for pediatric medical cribs, for 
instance, improved labeling, specific distance between slats and 
emergency releases on side rails for faster access to pediatric 
patients. The adverse events identified in the MedSun survey are 
similar to the MDRs FDA has received on this device. FDA believes that 
the special controls proposed in this proposed rule, in combination 
with the general controls, would provide a reasonable assurance of 
safety and effectiveness for pediatric medical cribs their intended 
use.

Table 1--Health Risks and Mitigation Measures for Pediatric Medical Crib
------------------------------------------------------------------------
       Identified risks to health              Mitigation measures
------------------------------------------------------------------------
Injury Resulting from Mechanical or      Performance Testing.
 Structural Failure of the Device.       Design Testing.
Pinching, Lacerations, Splinters, and    Appropriate Materials Free From
 Foreign Body Ingestion.                  Surface Defects.
                                         Labeling.
Entrapment, Falls, and Strangulation...  Performance Testing.
                                         Rail and End Panel Design.
                                         Side Rail Spacing and Safety
                                          Features.
                                         Appropriate Fitting of
                                          Mattress.
Burns..................................  CPSC's Mattress Flammability
                                          Standard.
Use Error..............................  Labeling.
------------------------------------------------------------------------


[[Page 60813]]

    As provided in Table 1, the Agency believes the following special 
controls, in combination with the general controls, would effectively 
mitigate the identified risks to health and provide reasonable 
assurance of the safety and effectiveness of the device:
    1. Design and performance testing must be conducted to ensure the 
mechanical and structural stability of the crib under expected 
conditions of use, including the security of latches and other locking 
mechanisms when engaged. These requirements are derived from sections 
6.2 and 6.3 of ASTM (formerly the American Society for Testing and 
Materials) International Standard F1169-13, entitled ``Standard 
Consumer Safety Specification for Full-Size Baby Cribs'' (Ref. 2) and 
sections 5.7 and 6.3 of ASTM International Standard F2710-13, entitled 
``Standard Consumer Safety Performance Specification for Commercial 
Cribs'' (Ref. 3), which was developed with input from crib 
manufacturers.
    2. To reduce possible injury of pinching, lacerations, and 
crushing, the crib shall be designed and constructed in a manner that 
eliminates hardware accessible to a child within the crib. This 
requirement is derived from section 5.10 of ASTM International Standard 
F1169-13, entitled ``Standard Consumer Safety Specification for Full-
Size Baby Cribs'' (Ref. 2), which was developed with input from crib 
manufacturers. Also, materials used shall be appropriate for the 
conditions of use, allow for proper sanitation, and free from surface 
defects of the device that could result in injuries.
    3. To reduce the risk of head and limb entrapment, the distance 
between side rail components (such as slats, spindles, corner posts, 
and rods) shall be designed to reduce potential entrapment of pediatric 
patients and the distance between such components shall not exceed 2\3/
8\ inches (6 centimeters) apart. In addition, the rails and end panels 
of a crib must be of a height to mitigate the possibility of falls and/
or escapes by the patient. These requirements are derived from sections 
5.7.2 and 5.8.1 of ASTM International Standard F1169-13, entitled 
``Standard Consumer Safety Specification for Full-Size Baby Cribs'' 
(Ref. 2), which was developed with input from crib manufacturers.
    4. To reduce the risk of head and limb entrapment, no gap shall 
exist between the edge of the bottom rail and the top of the mattress 
surface and the mattress must fit tightly around all four sides of the 
crib. These requirements are derived from section 5.9 of ASTM 
International Standard F1169-13, entitled ``Standard Consumer Safety 
Specification for Full-Size Baby Cribs'' (Ref. 2), which was developed 
with input from crib manufacturers.
    5. To reduce flammability and the risk of burns, the mattress for 
the crib shall meet the CPSC Standard for the Flammability of 
Mattresses and Mattress Pads and its Standard for the Flammability 
(Open Flame) of Mattress Sets, 16 CFR parts 1632 and 1633, 
respectively. This proposed special control would clarify for 
manufacturers the standards necessary for mattresses intended to be 
used with pediatric medical cribs to prevent the spread of fires that 
can easily occur in hospital rooms with a patient using oxygen. The 
free-flowing oxygen can intensify a fire, which can rapidly spread to 
most of the flammable objects in the room especially mattresses. The 
consumer standards for flammability of mattresses in 16 CFR parts 1632 
and 1633 are also accepted by the Joint Commission (formerly the Joint 
Commission on Accreditation of Healthcare Organizations). CPSC's 
mattress and mattress pad flammability standard under 16 CFR part 1632 
addresses mattress fires ignited by open flame sources, including 
matches, candles, lighters, and other related scenarios. It prescribes 
a test to determine the ignition resistance of a mattress or a mattress 
pad when exposed to a lighted cigarette. CPSC's standard for the 
flammability of mattress sets under 16 CFR part 1633 is a broader 
standard designed to reduce deaths and injuries caused by mattress 
fires, particularly those fires ignited by, among others things, oxygen 
use or electrical equipment sources that may occur in a patient's room. 
In addition, CPSC's regulations require that manufacturers meet an 
established fire safety performance standard, based on ASTM E2187-09, 
entitled ``International's Standard Test Method for Measuring the 
Ignition Strength of Cigarettes'' (Ref. 4), which was developed with 
input from crib manufacturers.
    6. To reduce flammability and the risk of burns, the labeling must 
bear all information required pursuant to the CPSC Standard for the 
Flammability of Mattresses and Mattress Pads and its Standard for the 
Flammability (Open Flame) of Mattress Sets, 16 CFR parts 1632 and 1633, 
respectively.
    7. To reduce the risk of use error, which may result in mechanical 
or structural failure of the crib due to inadequate care or 
maintenance, pediatric medical crib labeling must include adequate 
instructions for users to care for and maintain their crib. These 
requirements are derived from sections 5.18 of ASTM International 
Standard F1169-13, entitled ``Standard Consumer Safety Specification 
for Full-Size Baby Cribs'' (Ref. 2).
    FDA believes that the special controls proposed in this rule would 
provide a reasonable assurance of safety and effectiveness of pediatric 
medical cribs in their intended use. The ASTM and CPSC standards noted 
above apply to all mattresses and mattress pads intended or promoted 
for sleeping upon, as defined in 16 CFR 1632.1(a), including medical 
mattresses that are regulated by FDA as an accessory to medical beds. 
Therefore, FDA anticipates that manufacturers would be able to meet the 
requirements imposed by the proposed special controls in this proposed 
rule without undue burden. FDA invites comments on this conclusion, 
including comments regarding the types of performance testing 
manufacturers conduct for pediatric medical cribs, particularly to 
ensure the performance of medical crib latches on drop-side rails.
    In addition, FDA is proposing to restrict these devices to 
prescription use under section 520(e) of the FD&C Act (see Sec.  
801.109 (prescription devices)). In order to use or administer use of 
pediatric medical cribs, authorization must be made by a practitioner 
licensed by law.

B. Medical Bassinet

    Table 2 lists the risks to health FDA has identified for Medical 
Bassinets, as described in the Risks to Health, section IV of this 
proposed rule, along with the corresponding proposed mitigation 
measures for each risk.

   Table 2--Health Risks and Mitigation Measures for Medical Bassinet
------------------------------------------------------------------------
       Identified risks to health              Mitigation measures
------------------------------------------------------------------------
Injury Resulting from Mechanical or      Performance Testing.
 Structural Failure of the Device.
                                         Labeling.
Burns..................................  CPSC's Mattress Flammability
                                          Standard.

[[Page 60814]]

 
Crazing or Cracking of Basket or Bed     Performance Testing.
 Component.
                                         Labeling.
Use Error..............................  Labeling.
------------------------------------------------------------------------

    The Agency believes the following special controls, in combination 
with the general controls, would effectively mitigate the identified 
risks to health and provide reasonable assurance of the safety and 
effectiveness of medical bassinets:
    1. To mitigate crazing, cracking, and deterioration of the basket 
or bed component of the device, the manufacturer must conduct 
performance testing to determine material compatibility with cleansing 
products labeled to clean the device.
    2. To reduce flammability and the risk of burns, the bassinet shall 
meet CPSC's Standard for the Flammability of Mattresses and Mattress 
Pads and its Standard for the Flammability (Open Flame) of Mattress 
Sets, 16 CFR parts 1632 and 1633, respectively.
    3. To reduce the risk of injury resulting from mechanical or 
structural failure of the device, and particularly, device tipping that 
can result from those failures; manufacturers shall conduct performance 
testing to ensure the mechanical and structural stability of the 
bassinet under expected use conditions, including transport of patients 
in the bassinet.
    4. To reduce the risk of use error, specifically error that may 
result in bassinet tipping, FDA proposes that manufacturers shall have 
a label on the front of the bassinet cabinet with the following warning 
statement:

    WARNING: To avoid tipping hazards of this device, make sure that 
the basket or bed component sits firmly in the base and that all 
doors, drawers, and casters are secure.

    The label must be affixed to the front of the bassinet base cabinet 
and the text shall be in letters not less than 10 millimeters in 
height.
    FDA believes this warning is necessary because even if performance 
testing demonstrates that a bassinet does not present a tipping hazard 
under expected use conditions, users may exceed these expected use 
conditions, particularly during transport of a patient in the bassinet.
    5. To reduce the risk of use error, which may result in mechanical 
or structural failure of the bassinet due to inadequate care or 
maintenance, medical bassinet labeling must include adequate 
instructions for users to care for and maintain the bassinet.
    FDA believes that the special controls proposed in this rule would 
provide a reasonable assurance of safety and effectiveness of medical 
bassinets in their intended use. The CPSC standards noted previously 
apply to all mattresses and mattress pads intended or promoted for 
sleeping upon, as defined in 16 CFR 1632.1(a), including medical 
mattresses that are regulated by FDA as an accessory to medical beds. 
Therefore, FDA believes most manufacturers are already complying with 
the proposed special control for mattress flammability set forth in 
this proposed rule. FDA invites comments on the types of performance 
testing manufacturers conduct for medical bassinets.
    In addition, FDA is proposing to restrict these devices to 
prescription use under section 520(e) of the FD&C Act (see Sec.  
801.109 (Prescription devices)). In order to use or administer use of 
medical bassinets, authorization must be made by a practitioner 
licensed by law.

VII. Proposed Effective Date

    FDA proposes that any final rule based on this proposal become 
effective 60 days after its publication in the Federal Register.

VIII. Environmental Impact, No Significant Impact

    The Agency has determined under 21 CFR 25.34(b) that this action is 
of a type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

IX. Economic Analysis of Impacts

    FDA has examined the impacts of the proposed rule under Executive 
Order 12866, Executive Order 13563, the Regulatory Flexibility Act (5 
U.S.C. 601-612) and the Unfunded Mandates Reform Act of 1995 (Pub. L. 
104-4). Executive Orders 12866 and 13563 direct Agencies to assess all 
costs and benefits of available regulatory alternatives and, when 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety, and other advantages; distributive impacts; and 
equity). The Agency believes that this proposed rule is not a 
significant regulatory action as defined by Executive Order 12866.
    The Regulatory Flexibility Act requires Agencies to analyze 
regulatory options that would minimize any significant impact of a rule 
on small entities. Because the expected costs associated with this rule 
are expected to be modest, we propose to certify that this rule would 
not have a significant economic impact on a substantial number of small 
entities.
    Section 202(a) of the Unfunded Mandates Reform Act of 1995 requires 
that Agencies prepare a written statement, which includes an assessment 
of anticipated costs and benefits, before proposing ``any rule that 
includes any Federal mandate that may result in the expenditure by 
State, local, and tribal governments, in the aggregate, or by the 
private sector, of $100,000,000 or more (adjusted annually for 
inflation) in any one year.'' The current threshold after adjustment 
for inflation is $144 million, using the most current (2014) Implicit 
Price Deflator for the Gross Domestic Product. We do not expect this 
proposed rule to result in any 1-year expenditure that would meet or 
exceed this amount.

A. Objective of the Rule

    Pediatric hospital beds are classified as class II, 510(k) exempt 
medical devices intended for the treatment, care, or diagnosis of 
diseases or illnesses of pediatric patients. In this proposed rule, FDA 
proposes to amend Sec.  880.5140 by revising the identification and 
establishing special controls for pediatric medical cribs. This rule 
would also change the name of the classification regulation from 
``pediatric hospital bed'' to ``pediatric medical crib,'' and place 
medical bassinets, previously under the pediatric hospital beds 
classification regulation, as a separate class II, 510(k) exempt 
device, subject to its own special controls.
    Pediatric medical cribs used in health care settings contain a 
drop-side rail design that includes movable and latchable side and end 
rails. As stated previously, the CPSC issued a final rule prohibiting 
the use of the drop-side rail design for non-medical cribs in consumer 
households as of June 28,

[[Page 60815]]

2011 (December 28, 2010, 75 FR 81766). CPSC's rule establishes new 
standards for full-size and non-full-size cribs used for non-medical 
purposes, which effectively prohibit the manufacture or sale of cribs 
for non-medical purposes with a drop-side rail design in households, 
child care facilities, family child care homes, and places of public 
accommodation. The compliance date for this same rule for child care 
facilities, family child care homes, and places of public accommodation 
was December 28, 2012 (75 FR 81766). CPSC's rule was established in 
response to infant deaths that occurred when the side rail of a crib 
used for non-medical purposes detached or disengaged. In contrast, 
there have been no deaths and a few serious injuries reported to FDA 
associated with pediatric medical cribs, which are made of more durable 
materials and construction in comparison to cribs used for non-medical 
purposes. Additionally, FDA has determined that drop-side rails are 
essential for patient care in hospital settings and even outside of 
traditional health care settings to allow parents and care givers easy 
access to their patients in order to perform both routine and emergency 
medical procedures. To address concerns raised by CPSC's reports on 
consumer drop-side rail cribs and account for the medical need of this 
device, FDA is proposing to establish special controls and require a 
prescription for this device when used outside of traditional health 
care setting. Thus, FDA has determined that cribs with drop-side rail 
designs may remain on the market when intended for medical use, and can 
be used outside of traditional health care settings through 
prescription use only. In addition, this proposed rule adds specific 
special controls for medical bassinets to mitigate health risks such as 
tipping of the device and crazing of the plastic basket or bed 
component. Regulation of this device under a separate regulation would 
also allow for more targeted post market surveillance for this device.

B. Benefits

    FDA's Registration and Listing database identifies 38 manufacturers 
of medical cribs and bassinets. FDA has reviewed the safety standards 
of several large pediatric crib and bassinet manufacturers in order to 
determine the compliance burden associated with the proposed special 
controls. The Agency concludes that many of the special controls 
proposed by this rule are consistent with current industry practice 
among many medical crib and bassinet manufacturers. The proposed 
special control that is not currently practiced is the warning labeling 
requirements for medical bassinets. For new pediatric medical crib and 
bassinet manufacturers entering the market or manufacturers that may 
not be currently following the practices required by the proposed 
special controls, if this proposed rule is finalized, its special 
controls will clarify safety standards and minimize the risk of injury 
to pediatric patients.
    The beneficial features of medical bassinets are portability, ease 
of cleaning, and, when it is made of a clear material, the ability to 
see the baby from all sides. The proposed special controls would 
require bassinet manufacturers to place labels on their devices warning 
against device tipping. This requirement would apply to new bassinets; 
bassinets that have already been sold would not be required to add the 
new labels to their devices. The warning label is intended to prevent 
tipping of the device, which may be caused by unlatched drawers, 
dislodged wheels, or too much weight on the shelves. The Agency has not 
received any reports of death or serious injury related to medical 
bassinets, although there have been a small number of reports of 
malfunctioning casters, which may cause device tipping. The benefits of 
the new warning label are not readily quantifiable, but it is expected 
to reduce the risk of the bassinet from tipping and thus, reduce 
potential injury to pediatric patients.
    The provision allowing for the medical cribs outside of traditional 
health care settings would benefit pediatric patients who require the 
specialized care provided by these devices outside of traditional 
health care settings. Due to the CPSC rule regarding cribs used for 
non-medical purposes, discussed previously, consumers and child care 
facilities are restricted from using cribs with a drop-side rail 
design. If this proposed rule is finalized, it will allow consumers and 
child care facilities to utilize the pediatric medical cribs if they 
are prescribed by a health care professional.
    The special controls regarding the mechanical structure of 
pediatric medical cribs are intended to minimize the risk of injury, 
including entrapment or strangulation of pediatric patients. The 
spacing specifications of the side rail components are designed to 
prevent head or neck entrapment and strangulation incidents in which 
infants may slip between the openings of the slats, and the performance 
testing requirements are designed to ensure the side rail latches of 
pediatric medical cribs will perform as intended and remain secure when 
the latches are engaged. The special control requiring specific height 
of the rails and end panels may prevent falls and/or escapes by the 
patient. Also, by having pediatric medical crib manufacturers use 
materials that are appropriate for the conditions of use and allow for 
proper sanitation, these special controls may help mitigate surface 
defects that can cause injury to the patient.
    Additionally, the mattress size standards for cribs and bassinets 
are intended to reduce the risk of significant gaps between the 
mattress and the device structure, which could potentially create an 
entrapment hazard. The flammability standard is intended to reduce 
deaths and injuries related to mattress fires, particularly those 
initially ignited by open flame sources such as lighters, candles, and 
matches. Although the practices proposed in these special controls are 
believed to be followed by almost all manufacturers of products 
currently on the market, the proposed special controls would reinforce 
safety standards for such manufacturers and ensure that other 
manufacturers and manufacturers of new products adhere to the same 
safety standards.

C. Costs

    The economic impact of the proposed regulation is determined 
primarily by whether manufacturers currently comply with the proposed 
special controls. As stated previously, the special controls that are 
not currently practiced by industry, of which FDA is aware, are the 
bassinet warning labeling and the performance testing requirements. FDA 
is also aware that many manufacturers of pediatric medical cribs and 
medical bassinets registered with the FDA currently conform to the risk 
mitigations and structural requirements that are being proposed as 
special controls, and thus conforming to these special controls, if 
finalized, would not result in an increase in cost to pediatric medical 
crib manufacturers and only cause a small increase in cost for medical 
bassinet manufactures. Additionally, the renaming of pediatric medical 
cribs and redesignation in the CFR for medical bassinets and the 
remaining devices under the pediatric hospital bed classification are 
administrative in nature, and are not expected to result in any cost 
burdens.
    The new warning labeling requirements for medical bassinets will 
apply to manufacturers of new bassinets only. FDA does not expect 
bassinets that are currently on the market to be relabeled. If 
manufacturers of new bassinets add labels to the devices at the

[[Page 60816]]

time of production, the cost burden to manufacturers would be 
minimized. Although we do not have direct estimates of labeling costs 
for these devices, the best estimate of these costs is derived from 
FDA's labeling cost model. Because FDA would require specific language 
and format of the labels, we consider this to be a minor labeling 
change that would not require label design, market tests, or analytical 
tests. Labeling costs would include labor and material, and are 
estimated to be, on average, approximately $140 per unit. Then we use 
the number of live births per year as reported by the Center for 
Disease Control and Prevention in order to determine the number of 
bassinets produced per year for medical use (Ref. 5). Using an estimate 
of 4 million births per year and 11,000 births per day, we estimate 
that each birth requires an average hospital stay of 3 days. This 
yields a total supply of approximately 33,000 medical bassinets in the 
United States. Given an average yearly replacement rate of 20 percent 
for all medical bassinets, we estimate that approximately 6,600 new 
bassinets will be produced annually. Applying the $140 per unit 
labeling cost yields a total yearly cost of $924,000 associated with 
the new bassinet warning label requirement.
    The special controls require performance testing for medical 
bassinets to reduce the risk of crazing of the plastic basket or bed 
component. We assume that the performance testing may be conducted as 
an extension to current product testing and may be performed at the 
same testing facilities currently utilized by bassinet manufacturers. 
FDA projects that a maximum of an additional week of testing would be 
required. The costs associated with the performance testing include the 
labor costs of mechanical engineers, who typically perform these tests. 
The mean 2012 hourly wage for mechanical engineers is $40.75, as 
reported by the Occupational Employment Statistics provided by the 
Bureau of Labor Statistics (Ref. 6). Applying a multiplier of 1.45 to 
adjust for benefits, hourly labor costs are estimated to be 
approximately $59. Assuming a 40-hour work week, the total maximum 
estimated cost for each manufacturer to perform these additional tests 
is approximately $2,360. It is uncertain the exact number of 
manufacturers that do not currently conduct performance testing and 
would therefore be required to extend current testing practices. 
However, given the relatively small number of medical bassinet 
manufacturers, FDA anticipates that even the upper-bound total cost 
would be modest.
    The prescription use of pediatric medical cribs outside of 
traditional health care settings may potentially increase Medicaid 
spending for eligible pediatric patients. According to our review of 
Healthcare Common Procedure Coding System billing codes for the 
Medicaid program, currently, States typically offer Medicaid coverage 
for prescribed rental or purchase of hospital beds and pediatric cribs 
(Ref. 7). We estimate the number of additional prescriptions for 
pediatric medical cribs to be filled annually as a result of this 
proposed rule would be less than 100. Medicaid expenditure on pediatric 
medical cribs is estimated to be on average $2,500 per device. This 
yields a maximum annual total cost of $250,000.
    Although it is unlikely that these devices would require physical 
modification to meet the standards proposed by the special controls in 
this proposed rule, there may be manufacturers on the market of which 
we are unaware that do not conform to the requirements proposed in the 
special controls. The proposed special controls could have a 
significant impact on firms that are not currently in compliance with 
the special controls, as their products may require modifications. The 
special control that may cause additional costs for manufacturers is 
the special control concerning the mechanical structure of pediatric 
medical cribs. We are not able to estimate the actual compliance costs 
for manufacturers of pediatric medical cribs because such costs may 
vary by firm size and the amount of modification required. 
Alternatively, we provide an estimate of the modification cost by using 
aggregate industry market price information and cost data. The costs 
associated with these modifications may include the costs associated 
with product design and testing, labor, material, and production. We 
use data from the Annual Survey of Manufacturers to calculate aggregate 
labor and materials costs as a percentage of total sales for 
manufacturers represented by North American Industry Classification 
System code 339113 (Ref. 8). The data indicate that labor and materials 
represent approximately 45 percent of total sales. Allowing market 
price to represent per unit revenue at the firm level, we estimate the 
cost of modification to be approximately 45 percent of the average 
price of a pediatric medical crib. After surveying market prices of 
pediatric medical cribs, we estimate an average per unit price of 
$2,500. This yields an average cost of approximately $1,125 to modify a 
pediatric medical crib to be in compliance with the proposed special 
controls.
    FDA invites comments on the compliance of manufacturers with the 
special controls, including the performance testing, mechanical 
structure, flammability requirements, and bassinet labeling 
requirements, as well as cost information if modifications are 
required.

X. Paperwork Reduction Act of 1995

    The proposed rule refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of Management Budget (OMB) and the 
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The collections 
of information, regarding premarket notification submissions (21 CFR 
part 807, subpart E), are approved under OMB control number 0910-0120. 
The collections of information, regarding labeling (21 CFR part 801), 
including prescription device labeling and adequate directions for use, 
are approved under OMB control number 0910-0485. The collections of 
information regarding current good manufacturing practice quality 
systems (21 CFR part 820), including design controls (as referenced in 
proposed Sec.  880.5140(b)(1) and proposed Sec.  880.5145(b)(1) and 
(b)(3) of this document), are approved under OMB control number 0910-
0073. The collections of information in 16 CFR 1632 and 1633, regarding 
mattress flammability, are approved under OMB control number 3041-0014.
    In addition, FDA concludes that the warning label for bassinets 
does not constitute a ``collection of information'' under the PRA. 
Rather, the labeling statement is ``public disclosure(s) of information 
originally supplied by the Federal government to the recipient for the 
purpose of disclosure to the public.'' (5 CFR 1320.3(c)(2)).

XI. References

    The following references have been placed on display in the 
Division of Dockets Management (see ADDRESSES) and may be seen by 
interested persons between 9 a.m. and 4 p.m., Monday through Friday, 
and are available electronically at http://www.regulations.gov. (FDA 
has verified the Web site addresses, but FDA is not responsible for any 
subsequent changes to the Web sites after this document publishes in 
the Federal Register.)

1. MedSun: Newsletter #66: ``Pediatric Hospital Cribs: MedSun Small 
Sample Survey Summary'' (November 2011),

[[Page 60817]]

available at http://www.fda.gov/downloads/MedicalDevices/Safety/MedSunMedicalProductSafetyNetwork/Newsletters/UCM422131.pdf.
2. ASTM International (formerly the American Society for Testing and 
Materials), ``Standard Consumer Safety Specifications for Full-Size 
Baby Cribs,'' Designation: F1169-13, available at http://www.astm.org/Standards/F1169.htm, 2013.
3. ASTM International (formerly the American Society for Testing and 
Materials), ``Standard Consumer Safety Performance Specification for 
Commercial Cribs,'' Designation: F2710-13, available at http://www.astm.org/Standards/F2710.htm, 2013.
4. ASTM International, ``Standard Test Method for Measuring the 
Ignition Strength of Cigarettes,'' Designation: E2187-09 Standard, 
available at http://www.astm.org/Standards/E2187.htm.
5. Centers for Disease Control and Prevention (CDC), National Vital 
Statistics System, Birth Data, available at http://www.cdc.gov/nchs/births.htm.
6. Occupational Employment Statistics provided by the Bureau of 
Labor Statistics, May 2012 Occupational Employment Statistics, 
available at http://www.bls.gov/oes/2012/may/oes_stru.htm.
7. Centers for Medicare & Medicaid Services, HCPCS 2015 Code: E0300, 
available at http://www.cms.gov/Medicare/Coding/MedHCPCSGenInfo/index.html?redirect=/medhcpcsgeninfo/.
8. U.S. Census Bureau, 2013 Annual Survey of Manufacturers, 
available at http://www.census.gov/manufacturing/asm/index.html.

List of Subjects in 21 CFR Part 880

    Medical devices.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, it is 
proposed that 21 CFR part 880 be amended as follows:

PART 880--GENERAL HOSPITAL AND PERSONAL USE DEVICES

0
1. The authority citation for 21 CFR part 880 continues to read as 
follows:

    Authority:  21 U.S.C. 351, 360, 360c, 360e, 360j, 371.

0
2. Revise Sec.  880.5140 to read as follows:


Sec.  880.5140  Pediatric medical crib.

    (a) Identification. A pediatric medical crib is a prescription 
device intended for medical purposes for use with a pediatric patient 
that consists of an open crib, fixed-end rails, movable and latchable 
side rail components, and possibly an accompanying mattress. The 
contour of the crib surface may be adjustable.
    (b) Classification. Class II (special controls). The device is 
exempt from the premarket notification procedures in subpart E of part 
807 of this chapter subject to Sec.  880.9. The special controls for 
this device are:
    (1) Crib design and performance testing shall demonstrate the 
mechanical and structural stability of the crib under expected 
conditions of use, including the security of latches and other locking 
mechanisms when engaged;
    (2) Materials used shall be appropriate for the conditions of use, 
allow for proper sanitation and free from surface defects that could 
result in injuries;
    (3) Rails and end panels shall be designed taking into account the 
crib's height at its lowest point to the top of the mattress to prevent 
patient falls and/or escape. Hardware and fasteners shall be designed 
and constructed to eliminate mechanical hazards to the patient;
    (4) The distance between components of the side rail (such as 
slats, spindles, and corner posts) shall not be greater than 2\3/8\ 
inches (6 centimeters (cm)) apart at any point. Side rails shall 
contain safety features for locking and adjust the lowest position of 
the crib to a height that shall be 20 inches (51 cm) above the top of 
the mattress;
    (5) The device shall not have a gap between the bottom of the rail 
and the top surface of the mattress and the mattress pad must fit 
tightly around all four sides of the crib;
    (6) The mattress for the crib shall meet the Consumer Product 
Safety Commission (CPSC) Standard for the Flammability of Mattresses 
and Mattress Pads and Standard for the Flammability (Open Flame) of 
Mattress Sets, 16 CFR parts 1632 and 1633, respectively;
    (7) The labeling must bear all information required pursuant to the 
CPSC Standard for the Flammability of Mattresses and Mattress Pads and 
Standard for the Flammability (Open Flame) of Mattress Sets, 16 CFR 
parts 1632 and 1633, respectively; and
    (8) Pediatric medical crib labeling must include adequate 
instructions for users to care for and maintain their crib.
0
3. Add Sec.  880.5145 to subpart F to read as follows:


Sec.  880.5145  Medical bassinet.

    (a) Identification. A medical bassinet is a prescription device 
that is a small bed intended for use with pediatric patients, generally 
from birth to approximately 5 months of age. It is intended for medical 
purposes for use in a nursery, labor and delivery unit, or patient 
room, but may also be used outside of traditional health care settings. 
A medical bassinet is a non-powered device that consists of two 
components: The plastic basket or bed component and a durable frame 
with wheels, which holds the basket or bed component. The basket or bed 
component is a box-like structure, generally made of a clear, high 
impact-resistant plastic material, with an open top and four stationary 
walls to hold the pediatric patient. The frame can include drawers, 
shelving or cabinetry that provides space to hold baby care items. The 
wheels or casters allow the bassinet to transport the baby throughout 
the care setting.
    (b) Classification. Class II (special controls). The device is 
exempt from the premarket notification procedures in subpart E of part 
807 of this chapter subject to Sec.  880.9. The special controls for 
this device are:
    (1) The manufacturer must conduct performance testing to determine 
material compatibility with cleansing products labeled to clean the 
device. Testing must demonstrate that the cleaning instructions 
provided by the manufacturer do not cause crazing, cracking, or 
deterioration of the device;
    (2) The mattress for the device shall meet the Consumer Product 
Safety Commission Standard for the Flammability of Mattresses and 
Mattress Pads and Standard for the Flammability (Open Flame) of 
Mattress Sets, 16 CFR parts 1632 and 1633, respectively;
    (3) Manufacturers shall conduct performance testing to ensure the 
mechanical and structural stability of the bassinet under expected use 
conditions, including transport of patients in the bassinet. Testing 
must demonstrate that failures such as wheel or caster breakage do not 
occur, and that the device does not present a tipping hazard due to any 
mechanical failures, under expected use conditions;
    (4) Each device must have affixed a label on the front of the 
bassinet cabinet with the following language in text of at least 10 
millimeters in height:

    WARNING: To avoid tipping hazards of this device, make sure that 
the basket or bed component sits firmly in the base and that all 
doors, drawers, and casters are secure.

    (5) Labeling must include adequate instructions for users to care 
for and maintain their bassinet.

    Dated: October 2, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-25627 Filed 10-7-15; 8:45 a.m.]
 BILLING CODE 4164-01-P



                                                                                                                                                                                             60809

                                               Proposed Rules                                                                                                Federal Register
                                                                                                                                                             Vol. 80, No. 195

                                                                                                                                                             Thursday, October 8, 2015



                                               This section of the FEDERAL REGISTER                    including attachments, to http://                     information you claim to be confidential
                                               contains notices to the public of the proposed          www.regulations.gov will be posted to                 with a heading or cover note that states
                                               issuance of rules and regulations. The                  the docket unchanged. Because your                    ‘‘THIS DOCUMENT CONTAINS
                                               purpose of these notices is to give interested          comment will be made public, you are                  CONFIDENTIAL INFORMATION’’. The
                                               persons an opportunity to participate in the            solely responsible for ensuring that your             Agency will review this copy, including
                                               rule making prior to the adoption of the final
                                                                                                       comment does not include any                          the claimed confidential information, in
                                               rules.
                                                                                                       confidential information that you or a                its consideration of comments. The
                                                                                                       third party may not wish to be posted,                second copy, which will have the
                                               DEPARTMENT OF HEALTH AND                                such as medical information, your or                  claimed confidential information
                                               HUMAN SERVICES                                          anyone else’s Social Security number, or              redacted/blacked out, will be available
                                                                                                       confidential business information, such               for public viewing and posted on
                                               Food and Drug Administration                            as a manufacturing process. Please note               http://www.regulations.gov. Submit
                                                                                                       that if you include your name, contact                both copies to the Division of Dockets
                                               21 CFR Part 880                                         information, or other information that                Management. If you do not wish your
                                                                                                       identifies you in the body of your                    name and contact information to be
                                               [Docket No. FDA–2015–N–0701]
                                                                                                       comments, that information will be                    made publicly available, you can
                                               General Hospital and Personal Use                       posted on http://www.regulations.gov.                 provide this information on the cover
                                                                                                         • If you want to submit a comment                   sheet and not in the body of your
                                               Devices: Renaming of Pediatric
                                                                                                       with confidential information that you                comments and you must identify this
                                               Hospital Bed Classification and
                                                                                                       do not wish to be made available to the               information as ‘‘confidential.’’ Any
                                               Designation of Special Controls for
                                                                                                       public, submit the comment as a                       information marked as ‘‘confidential’’
                                               Pediatric Medical Crib; Classification
                                                                                                       written/paper submission and in the                   will not be disclosed except in
                                               of Medical Bassinet
                                                                                                       manner detailed (see ‘‘Written/Paper                  accordance with 21 CFR 10.20 and other
                                               AGENCY:    Food and Drug Administration,                Submissions’’ and ‘‘Instructions’’).                  applicable disclosure law. For more
                                               HHS.                                                    Written/Paper Submissions                             information about FDA’s posting of
                                               ACTION:   Proposed rule.                                                                                      comments to public dockets, see 80 FR
                                                                                                          Submit written/paper submissions as
                                                                                                                                                             56469, September 18, 2015, or access
                                               SUMMARY:    The Food and Drug                           follows:
                                                                                                          • Mail/Hand delivery/Courier (for                  the information at: http://www.fda.gov/
                                               Administration (FDA) is proposing to                                                                          regulatoryinformation/dockets/
                                               rename pediatric hospital beds as                       written/paper submissions): Division of
                                                                                                       Dockets Management (HFA–305), Food                    default.htm.
                                               pediatric medical cribs and establish                                                                            Docket: For access to the docket to
                                               special controls for these devices. FDA                 and Drug Administration, 5630 Fishers
                                                                                                                                                             read background documents or the
                                               is also proposing to establish a separate               Lane, Rm. 1061, Rockville, MD 20852.
                                                                                                          • For written/paper comments                       electronic and written/paper comments
                                               classification regulation for medical                                                                         received, go to http://
                                                                                                       submitted to the Division of Dockets
                                               bassinets, previously under the                                                                               www.regulations.gov and insert the
                                                                                                       Management, FDA will post your
                                               pediatric hospital bed classification                                                                         docket number, found in brackets in the
                                                                                                       comment, as well as any attachments,
                                               regulation, as a class II (special controls)                                                                  heading of this document, into the
                                                                                                       except for information submitted,
                                               device. The proposed regulation for                                                                           ‘‘Search’’ box and follow the prompts
                                                                                                       marked and identified, as confidential,
                                               both pediatric medical cribs and                                                                              and/or go to the Division of Dockets
                                                                                                       if submitted as detailed in
                                               medical bassinets would also include                                                                          Management, 5630 Fishers Lane, Rm.
                                                                                                       ‘‘Instructions.’’
                                               the Consumer Product Safety                                Instructions: All submissions received             1061, Rockville, MD 20852.
                                               Commission’s (CPSC) mattress                            must include the Docket No. FDA–                      FOR FURTHER INFORMATION CONTACT:
                                               flammability standards for the                          2015–N–0701 for ‘‘General Hospital and                Michael J. Ryan, Center for Devices and
                                               mattresses intended for use with these                  Personal Use Devices: Renaming of                     Radiological Health, Food and Drug
                                               devices. In addition, this proposed rule                Pediatric Hospital Bed Classification                 Administration, 10903 New Hampshire
                                               would require prescription use of                       and Designation of Special Controls for               Ave., Bldg. 66, Rm. 1615, Silver Spring,
                                               pediatric medical cribs and bassinets.                  Pediatric Medical Crib; Classification of             MD 20993–0002, 301–796–6283.
                                               DATES: Submit either electronic or                      Medical Bassinet.’’ Received comments                 SUPPLEMENTARY INFORMATION:
                                               written comments by December 7, 2015.                   will be placed in the docket and, except
                                               See section VII of this document for the                for those submitted as ‘‘Confidential                 I. Regulatory Authorities
                                               proposed effective date of a final rule                 Submissions,’’ publicly viewable at                      The Federal Food, Drug, and Cosmetic
                                               based on this proposed rule.                            http://www.regulations.gov or at the                  Act (the FD&C Act) (21 U.S.C. 301 et
                                               ADDRESSES: You may submit comments                      Division of Dockets Management                        seq.), as amended by the Medical Device
                                               as follows:                                             between 9 a.m. and 4 p.m., Monday                     Amendments of 1976 (the 1976
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                                                                                       through Friday.                                       amendments) (Pub. L. 94–295), the Safe
                                               Electronic Submissions                                     • Confidential Submissions—To                      Medical Device Amendments of 1990
                                                 Submit electronic comments in the                     submit a comment with confidential                    (SMDA) (Pub. L. 101–629), the Food and
                                               following way:                                          information that you do not wish to be                Drug Administration Modernization Act
                                                 • Federal eRulemaking Portal: http://                 made publicly available, submit your                  of 1997 (Pub. L. 105–115), the Food and
                                               www.regulations.gov. Follow the                         comments only as a written/paper                      Drug Administration Amendments Act
                                               instructions for submitting comments.                   submission. You should submit two                     of 2007 (Pub. L. 110–85), and the FDA
                                               Comments submitted electronically,                      copies total. One copy will include the               Safety and Innovation Act (Pub. L. 112–


                                          VerDate Sep<11>2014   14:48 Oct 07, 2015   Jkt 238001   PO 00000   Frm 00001   Fmt 4702   Sfmt 4702   E:\FR\FM\08OCP1.SGM   08OCP1


                                               60810                 Federal Register / Vol. 80, No. 195 / Thursday, October 8, 2015 / Proposed Rules

                                               144), among other amendments,                           but for which there is sufficient                     pediatric medical cribs or cribs intended
                                               establishes a comprehensive system for                  information to establish special controls             for medical purposes) (product code
                                               the regulation of medical devices                       to provide such assurance, including the              FMS) and, if this rule is finalized, will
                                               intended for human use. Section 513 of                  issuance of performance standards,                    have to comply with the special controls
                                               the FD&C Act (21 U.S.C. 360c)                           postmarket surveillance, patient                      identified in the final regulation for
                                               establishes three categories (classes) of               registries, development and                           pediatric medical cribs. Cribs outside of
                                               devices, based on the regulatory                        dissemination of guidelines,                          the device definition (referred to as cribs
                                               controls needed to provide reasonable                   recommendations, and any other                        for non-medical purposes) must meet
                                               assurance of their safety and                           appropriate actions the Agency deems                  the CPSC’s regulations and guidelines.
                                               effectiveness. The three categories of                  necessary to provide such assurance                   A crib designed for the use of a pediatric
                                               devices are class I (general controls),                 (see also 21 CFR 860.3(c)(2)).                        patient may meet the medical device
                                               class II (special controls), and class III                 Section 510(m)(2) of the FD&C Act                  definition if it is intended for use in the
                                               (premarket approval).                                   provides that FDA may exempt a class                  cure, mitigation or treatment of disease
                                                  Most generic types of devices that                   II device from the premarket notification             (see section 201(h) of the FD&C Act).
                                               were on the market before May 28, 1976,                 requirements on its own initiative or                    In the Federal Register of December
                                               the date of the 1976 amendments                         upon petition of an interested person, if             28, 2010 (75 FR 81766), the CPSC issued
                                               (generally referred to as preamendments                 FDA determines that a 510(k) is not                   a final rule prohibiting the use of the
                                               devices), have been classified by FDA                   necessary to provide reasonable                       drop-side rail design for non-medical
                                               through the issuance of regulations in                  assurance of the safety and effectiveness             cribs in consumer households as of June
                                               accordance with the procedures set                      of the device. Devices under the                      28, 2011. Child care facilities, family
                                               forth in section 513(c) and (d) of the                  pediatric hospital bed classification                 child care homes, and places of public
                                               FD&C Act into one of these three                        regulation were exempted from                         accommodation (e.g., hotels and motels)
                                               regulatory classes. Devices introduced                  premarket notification, subject to certain            had to comply with the rule as of
                                               into interstate commerce for the first                  limitations, in accordance with section               December 28, 2012. CPSC’s rule
                                               time on or after May 28, 1976 (generally                510(m) of the FD&C Act (63 FR 59222                   establishes new standards for full-size
                                               referred to as post-amendments                          at 59229, November 3, 1998).                          and non-full-size cribs used for non-
                                               devices), are classified automatically by                                                                     medical purposes, which effectively
                                                                                                       II. Regulatory History and Description
                                               statute (section 513(f) of the FD&C Act)                                                                      prohibit the manufacture or sale of cribs
                                                                                                       of the Devices
                                               into class III without any FDA                                                                                for non-medical purposes with a drop-
                                               rulemaking process. These devices                          FDA classified pediatric hospital beds             side rail design in households, child
                                               remain in class III and require                         (21 CFR 880.5140) as class II devices (45             care facilities, family child care homes,
                                               premarket approval, unless FDA                          FR 69678 at 69694, October 21, 1980),                 and places of public accommodation.
                                               initiates one of the following                          and later exempted them from                          This rule did not affect pediatric
                                               procedures: (1) FDA reclassifies the                    premarket notification (510(k)), in a                 medical cribs regulated by FDA, which
                                               device into class I or II; (2) FDA issues               final rule published in the Federal                   may contain a drop-side rail design that
                                               an order classifying the device into class              Register of November 3, 1998 (63 FR                   includes movable and latchable side
                                               I or II in accordance with section                      59222 at 59229). In § 880.5140, a                     and end rails.
                                               513(f)(2) of the FD&C Act; or (3) FDA                   pediatric hospital bed is defined as ‘‘a                 Because drop-side rail cribs for non-
                                               issues an order finding the device to be                device intended for medical purposes                  medical purposes and pediatric medical
                                               substantially equivalent, under section                 that consists of a bed or crib designed               cribs are regulated by different agencies,
                                               513(i), to a predicate device that is                   for the use of a pediatric patient, with              CPSC consulted with FDA about the
                                               already legally marketed. The Agency                    fixed end rails and movable and                       impact their final rule could have on
                                               determines whether new devices are                      latchable side rails. The contour of the              settings, such as nursery schools and
                                               substantially equivalent to predicate                   bed surface may be adjustable.’’                      day care centers, where pediatric
                                               devices through review of premarket                        A medical bassinet is a non-powered                medical cribs with drop-side rails are
                                               notifications under section 510(k) of the               device that consists of two components:               often used for pediatric patients after
                                               FD&C Act (21 U.S.C. 360(k)). Section                    (1) A basket, the sleep or bed                        they have been discharged from a health
                                               510(k) of the FD&C Act and its                          component, which is typically made of                 care facility. CPSC, which regulates
                                               implementing regulations, codified in                   plastic and (2) a durable frame with                  consumer products, including drop-side
                                               Title 21 of the Code of Federal                         wheels, which holds the basket or bed                 rail cribs not intended for medical
                                               Regulations (21 CFR part 807, subpart                   component (FDA refers to this                         purposes, received reports of deaths of
                                               E), require persons who intend to                       component as a ‘‘basket or bed                        children attributable to entrapment and/
                                               market a new device that does not                       component’’ in this proposed rule). The               or strangulation caused by the
                                               require a premarket approval                            basket or bed component is a box-like                 malfunctioning of drop-side rail cribs.
                                               application under section 515 of the                    structure, generally made of a clear,                    Although drop-side cribs for non-
                                               FD&C Act (21 U.S.C. 360e) to submit a                   high-impact resistant plastic material,               medical purposes are now prohibited,
                                               premarket notification report (510(k))                  with an open top and four stationary                  there is still a need for pediatric medical
                                               containing information that allows FDA                  walls to keep the baby in place. Medical              cribs with drop-side rails inside and
                                               to determine whether the new device is                  bassinets are typically used in hospital              outside of traditional health care
                                               ‘‘substantially equivalent’’ within the                 settings for infants up to 5 months in                settings. CPSC and FDA have heard
                                               meaning of section 513(i) of the FD&C                   age. Medical bassinets currently fall                 from medical device consumers and
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                               Act to a legally marketed device that                   under the pediatric hospital bed                      health care providers that pediatric
                                               does not require premarket approval.                    classification regulation.                            medical cribs with drop-side rails are
                                                  Section 513(a)(1)(B) of the FD&C Act                                                                       extremely helpful for patient care in
                                               defines class II devices as those devices               III. Proposed Regulation                              hospital settings and even outside of
                                               for which the general controls in section                  Pediatric medical cribs that meet the              traditional health care settings, such as
                                               513(a)(1)(A) by themselves are                          definition of a device in section 201(h)              day care centers caring for infants and
                                               insufficient to provide reasonable                      of the FD&C Act (21 U.S.C. 321(h)) are                children with disabilities, because they
                                               assurance of safety and effectiveness,                  regulated by FDA (referred to as                      allow parents and care givers easy


                                          VerDate Sep<11>2014   14:48 Oct 07, 2015   Jkt 238001   PO 00000   Frm 00002   Fmt 4702   Sfmt 4702   E:\FR\FM\08OCP1.SGM   08OCP1


                                                                     Federal Register / Vol. 80, No. 195 / Thursday, October 8, 2015 / Proposed Rules                                           60811

                                               access to children to perform routine                   proposed rule is finalized, devices that              to medical bassinets by proposing to
                                               and emergency medical procedures,                       do not meet the definition of ‘‘pediatric             establish special controls for these
                                               including, but not limited to, CPR,                     medical crib’’ will be administratively               devices to provide a reasonable
                                               blood collection, IV insertion,                         moved to more appropriate class II                    assurance of safety and effectiveness.
                                               respiratory care, and skin care. These                  regulations, and no longer be under the               FDA has received adverse events from
                                               drop-side rail cribs also make it easier                revised pediatric hospital bed                        hospitals regarding incidents of medical
                                               for hospital staff to facilitate safe patient           classification regulation. At that time,              bassinet tipping and improper cleaning
                                               transport and reduce the chance of                      FDA proposes to send manufacturers of                 of the basket or bed component that
                                               caregiver injury. Health care workers                   the remaining pediatric hospital beds                 caused cracks and crazing, which have
                                               have stated that they need to have                      notices identifying the new                           resulted in patient injury. The Agency is
                                               continued access to these medical cribs                 classification regulation and product                 proposing to separate medical bassinets
                                               with drop-side rails (Ref. 1). Therefore,               code under which the device will be                   from other types of pediatric hospital
                                               FDA is proposing to permit                              classified.                                           beds to allow for more targeted
                                               manufacturers to continue to                               If this proposed rule is finalized, FDA            postmarket surveillance of these
                                               manufacture and sell medical cribs with                 intends to move the following medical                 devices. FDA believes the special
                                               the drop-side rail design in traditional                devices listed under § 880.5140 to                    controls it is proposing here, in
                                               health care settings and to permit the                  devices with similar intended uses and                combination with the general controls,
                                               use of pediatric medical cribs with                     class II regulations: Pediatric cribs with            would provide a reasonable assurance of
                                               drop-side rail designs outside of                       integrated air mattresses to 21 CFR                   safety and effectiveness for medical
                                               traditional health care settings through                890.5170, ‘‘Powered flotation therapy                 bassinets.
                                               prescription use only (it is noted that                 bed;’’ youth beds to either 21 CFR
                                               State child care licensing agencies are                 880.5100, ‘‘AC powered adjustable                     IV. Risks to Health
                                               generally responsible for overseeing day                hospital bed,’’ or 21 CFR 880.5120,                   A. Pediatric Medical Crib
                                               care providers while FDA is responsible                 ‘‘Manual adjustable hospital bed,’’
                                               for medical devices).                                   depending on whether they are powered                    Between January 1, 2005, and
                                                  FDA is proposing to revise the                       or not; pediatric stretchers to 21 CFR                September 1, 2015, FDA received 516
                                               identification in § 880.5140 to include                 880.6910, ‘‘Wheeled stretchers;’’ and                 adverse event reports, or MDRs,
                                               only pediatric medical cribs, establish                 crib enclosure beds to 21 CFR 880.6760,               associated with open pediatric medical
                                               special controls for this device, and                   ‘‘Protective restraint.’’ This action                 cribs, through the Agency’s MAUDE
                                               change the name of the classification                   would not have any substantive effect                 database. There were 15 adverse event
                                               regulation from ‘‘pediatric hospital bed’’              on the current marketing status of the                reports of serious injuries including 6
                                               to ‘‘pediatric medical crib.’’ The Agency               devices. However, manufacturers of                    reports of entrapment, which were
                                               is taking these actions to clarify the                  these devices would need to refer to the              predominantly extremity entrapments of
                                               devices that fall under this particular                 new regulation classification and                     legs or arms. The majority of MDRs for
                                               classification regulation and establish                 product code provided by the Agency in                medical cribs were for malfunctions
                                               special controls the Agency believes are                future interactions with FDA.                         such as drop-side rails not latching or
                                               necessary for a reasonable assurance of                    As discussed in section IV, an                     lowering, brakes not holding, wheels or
                                               safety and effectiveness. In addition,                  analysis of Medical Device Reports                    casters breaking, and where applicable,
                                               FDA is proposing that use of a pediatric                (MDRs) submitted to the Manufacturer                  scales not reading correct weights.
                                               medical crib be restricted to                           and User Facility Device Experience                   These malfunctions (501 reports) were
                                               prescription use in accordance with 21                  (MAUDE) database from January 1,                      not associated with any adverse health
                                               CFR 801.109. In order to use or                         2005, to September 1, 2015, indicated                 effects. After considering available
                                               administer use of pediatric medical                     516 adverse events associated with                    information, FDA determined that the
                                               cribs, authorization must be made by a                  pediatric medical cribs including 15                  following risks to health are associated
                                               practitioner licensed by law through a                  serious injuries. The adverse events                  with the use of pediatric medical cribs:
                                               prescription for the device.                            associated with pediatric medical cribs                  • Injury resulting from mechanical or
                                                  This rule also proposes to create a                  were assessed to better understand the                structural failure of the device—
                                               separate regulation for medical bassinets               risks and establish the proposed special              Mechanical or structural failure of the
                                               and establish special controls for this                 controls for this device. FDA believes                crib can result in failure of load-bearing
                                               device type to provide a reasonable                     that sufficient information is available              components such as the wheels or
                                               assurance of safety and effectiveness. In               to establish special controls to provide              casters, or failure of the latches or other
                                               addition, FDA is proposing that use of                  a reasonable assurance of the safety and              locking mechanisms that secure the
                                               medical bassinets be restricted to                      effectiveness of the device.                          sides of the crib. These failures can
                                               prescription use in accordance with 21                     As discussed further in section VI,                result in injuries, as demonstrated by
                                               CFR 801.109. In order to use or                         FDA believes risks to health resulting                the MDRs received in FDA’s database.
                                               administer use of medical bassinets,                    from use of these cribs would be                         • Pinching, laceration, splinters, and
                                               authorization must be made by a                         effectively mitigated by the special                  foreign body ingestion—Depending on
                                               practitioner licensed by law through a                  controls proposed in this rule, and that              the material of the pediatric crib, certain
                                               prescription for the device. FDA                        these controls, in combination with the               cribs may peel or crack and may expose
                                               proposes not to change the 510(k)                       general controls, would provide a                     pediatric patients to substances or
                                               exempt status of pediatric medical cribs                reasonable assurance of safety and                    materials that may be toxic or may cause
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                               and medical bassinets.                                  effectiveness for pediatric medical cribs             abrasions or lacerations if the surface of
                                                  Devices currently under the pediatric                for their intended use. Therefore, FDA                the crib material is compromised.
                                               hospital bed classification regulation                  is proposing new safety requirements                     • Entrapment, falls, and
                                               include: Open pediatric medical cribs,                  and allowing medical cribs in homes                   strangulation—Pediatric medical cribs
                                               medical bassinets, pediatric cribs with                 and day cares only when medically                     may cause entrapment of patient limbs
                                               integrated air mattresses, youth beds,                  necessary.                                            if the width of the side rails are not
                                               pediatric stretchers, crib enclosure beds,                 FDA is also taking this opportunity to             correct and if there are gaps between the
                                               and cuddle-carrier infant beds. If this                 address adverse event reports pertaining              mattress and crib frame that are larger


                                          VerDate Sep<11>2014   14:48 Oct 07, 2015   Jkt 238001   PO 00000   Frm 00003   Fmt 4702   Sfmt 4702   E:\FR\FM\08OCP1.SGM   08OCP1


                                               60812                          Federal Register / Vol. 80, No. 195 / Thursday, October 8, 2015 / Proposed Rules

                                               than the width of two fingers.                                             or casters, or failure of the latches or                       recommendations, and other
                                               Depending on the height requirements                                       other locking mechanisms that secure                           appropriate actions the Agency deems
                                               of the rails a pediatric patient may                                       the drawers of the bassinet. These                             necessary to provide such assurance
                                               escape or fall from the crib. The term                                     failures can result in injuries,                               (see also § 860.3(c)(2)).
                                               ‘‘entrapment’’ refers to circumstances                                     particularly if the bassinet tips over, as                       Under this authority, FDA is
                                               where a patient is caught, trapped, or                                     demonstrated by the MDRs received in                           proposing to establish special controls
                                               entangled in the space in or about the                                     FDA’s database.                                                for pediatric medical cribs (§ 880.5140)
                                               bed rail, mattress, or hospital bed frame.                                    • Burns—Certain flammable materials                         and pediatric medical bassinets (§ 880.
                                                  • Burns—Certain flammable materials                                     used in the construction of pediatric                          5145). The Agency believes that the
                                               used in the construction of pediatric                                      medical bassinets may allow for the                            applicable special controls, together
                                               medical cribs may allow for the spread                                     spread of fire, which may result in                            with the general controls, would
                                               of fire, which may result in serious                                       serious injuries. Fires can spread easily                      provide reasonable assurance of the
                                               injuries. Fires can spread easily in                                       in hospital rooms with a patient using                         safety and effectiveness of these devices.
                                               hospital rooms with a patient using                                        oxygen. The free-flowing oxygen can
                                               oxygen. The free-flowing oxygen can                                        intensify a fire, which can rapidly                            VI. Proposed Special Controls
                                               intensify a fire, which can rapidly                                        spread to flammable objects in the room,
                                               spread to flammable objects in the room,                                                                                                  A. Pediatric Medical Crib
                                                                                                                          including bassinet mattresses.
                                               including crib mattresses.                                                    • Crazing or cracking of basket or bed                         FDA consulted with health care
                                                  • Use error—Use error may contribute                                    component—The basket or bed                                    providers in children’s hospitals,
                                               to or exacerbate any of the previously                                     component of the bassinet that the                             registered nurses in pediatric units,
                                               mentioned adverse events. For example,                                     pediatric patient is placed in may craze                       biomedical engineers, and technicians,
                                               a user may be unaware that a side rail                                     or crack due to improper care or                               and analyzed the associated adverse
                                               did not latch, or may fail to properly                                     handling, such as cleaning the plastic                         events with pediatric medical cribs.
                                               maintain a pediatric medical crib.                                         material of the basket or bed component                        Specifically, FDA consulted with
                                               Therefore, adequate instructions for use                                                                                                  MedSun hospitals regarding their 2011
                                                                                                                          with inappropriate cleaning solutions.
                                               and user education are essential to safe                                                                                                  survey on clinicians’ experiences with
                                                                                                                          Crazing or cracking may result in
                                               device operation.
                                                                                                                          injuries such as cuts.                                         pediatric medical cribs with drop-side
                                               B. Medical Bassinet                                                           • Use error—Use error may contribute                        rails used in MedSun’s hospitals (Ref.
                                                  Between January 1, 2005, and                                            to, or exacerbate, any of the previously                       1). The MedSun survey summary
                                               September 1, 2015, FDA received 40                                         mentioned risks. For example, a user                           highlights the clinical perspective and
                                               adverse event reports associated with                                      may accidentally leave a door or drawer                        the importance of this device in medical
                                               this device type. The most common                                          in the base component of the bassinet                          and health care settings. The most
                                               MDRs for medical bassinets include                                         open or place too much weight in a                             common issues and concerns in the
                                               reports of malfunctions such as casters                                    drawer or on a shelf, which may present                        survey were the lack of understanding
                                               or wheels not working, which have                                          a tipping hazard. Also, a user may fail                        of side rail operation and the need for
                                               caused tipping, and broken bassinet                                        to properly maintain a medical bassinet.                       reinforcing patient safety when the side
                                               base components, such as doors and                                                                                                        rails are raised or lowered. Many
                                                                                                                          V. Establishment of Special Controls                           respondents of the survey suggested
                                               drawers, or collapse or breakage of
                                               utility shelves or chart holders. There                                       Under section 513(a)(1)(B) of the                           further improvements for pediatric
                                               are also reports of the plastic sleep                                      FD&C Act, as amended by the SMDA,                              medical cribs, for instance, improved
                                               basket or bed component crazing                                            class II devices are defined as devices                        labeling, specific distance between slats
                                               (cracking), resulting in sharp edges and                                   for which general controls by                                  and emergency releases on side rails for
                                               cuts to hospital personnel.                                                themselves are insufficient to provide                         faster access to pediatric patients. The
                                                  FDA has considered the available                                        reasonable assurance of safety and                             adverse events identified in the MedSun
                                               information and determined that the                                        effectiveness, but for which there is                          survey are similar to the MDRs FDA has
                                               following risks to health are associated                                   sufficient information to establish                            received on this device. FDA believes
                                               with medical bassinets:                                                    special controls to provide such                               that the special controls proposed in
                                                  • Injury resulting from mechanical or                                   assurance. Special controls may include                        this proposed rule, in combination with
                                               structural failure of the device—                                          the issuance of performance standards,                         the general controls, would provide a
                                               Mechanical or structural failure of the                                    postmarket surveillance, patient                               reasonable assurance of safety and
                                               bassinet can result in failure of load-                                    registries, development and                                    effectiveness for pediatric medical cribs
                                               bearing components such as the wheels                                      dissemination of guidelines,                                   their intended use.

                                                                                 TABLE 1—HEALTH RISKS AND MITIGATION MEASURES FOR PEDIATRIC MEDICAL CRIB
                                                                                   Identified risks to health                                                                             Mitigation measures

                                               Injury Resulting from Mechanical or Structural Failure of the Device .....                                       Performance Testing.
                                                                                                                                                                Design Testing.
                                               Pinching, Lacerations, Splinters, and Foreign Body Ingestion ................                                    Appropriate Materials Free From Surface Defects.
                                                                                                                                                                Labeling.
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                               Entrapment, Falls, and Strangulation .......................................................                     Performance Testing.
                                                                                                                                                                Rail and End Panel Design.
                                                                                                                                                                Side Rail Spacing and Safety Features.
                                                                                                                                                                Appropriate Fitting of Mattress.
                                               Burns ........................................................................................................   CPSC’s Mattress Flammability Standard.
                                               Use Error ..................................................................................................     Labeling.




                                          VerDate Sep<11>2014         14:48 Oct 07, 2015         Jkt 238001      PO 00000        Frm 00004       Fmt 4702       Sfmt 4702   E:\FR\FM\08OCP1.SGM   08OCP1


                                                                              Federal Register / Vol. 80, No. 195 / Thursday, October 8, 2015 / Proposed Rules                                                             60813

                                                  As provided in Table 1, the Agency                                         4. To reduce the risk of head and limb                         6. To reduce flammability and the risk
                                               believes the following special controls,                                   entrapment, no gap shall exist between                         of burns, the labeling must bear all
                                               in combination with the general                                            the edge of the bottom rail and the top                        information required pursuant to the
                                               controls, would effectively mitigate the                                   of the mattress surface and the mattress                       CPSC Standard for the Flammability of
                                               identified risks to health and provide                                     must fit tightly around all four sides of                      Mattresses and Mattress Pads and its
                                               reasonable assurance of the safety and                                     the crib. These requirements are derived                       Standard for the Flammability (Open
                                               effectiveness of the device:                                               from section 5.9 of ASTM International                         Flame) of Mattress Sets, 16 CFR parts
                                                  1. Design and performance testing                                       Standard F1169–13, entitled ‘‘Standard                         1632 and 1633, respectively.
                                               must be conducted to ensure the                                            Consumer Safety Specification for Full-
                                                                                                                                                                                            7. To reduce the risk of use error,
                                               mechanical and structural stability of                                     Size Baby Cribs’’ (Ref. 2), which was
                                                                                                                                                                                         which may result in mechanical or
                                               the crib under expected conditions of                                      developed with input from crib
                                                                                                                                                                                         structural failure of the crib due to
                                               use, including the security of latches                                     manufacturers.
                                                                                                                             5. To reduce flammability and the risk                      inadequate care or maintenance,
                                               and other locking mechanisms when                                                                                                         pediatric medical crib labeling must
                                               engaged. These requirements are                                            of burns, the mattress for the crib shall
                                                                                                                          meet the CPSC Standard for the                                 include adequate instructions for users
                                               derived from sections 6.2 and 6.3 of                                                                                                      to care for and maintain their crib.
                                               ASTM (formerly the American Society                                        Flammability of Mattresses and Mattress
                                                                                                                          Pads and its Standard for the                                  These requirements are derived from
                                               for Testing and Materials) International                                                                                                  sections 5.18 of ASTM International
                                               Standard F1169–13, entitled ‘‘Standard                                     Flammability (Open Flame) of Mattress
                                                                                                                          Sets, 16 CFR parts 1632 and 1633,                              Standard F1169–13, entitled ‘‘Standard
                                               Consumer Safety Specification for Full-                                                                                                   Consumer Safety Specification for Full-
                                               Size Baby Cribs’’ (Ref. 2) and sections                                    respectively. This proposed special
                                                                                                                          control would clarify for manufacturers                        Size Baby Cribs’’ (Ref. 2).
                                               5.7 and 6.3 of ASTM International
                                               Standard F2710–13, entitled ‘‘Standard                                     the standards necessary for mattresses                            FDA believes that the special controls
                                               Consumer Safety Performance                                                intended to be used with pediatric                             proposed in this rule would provide a
                                               Specification for Commercial Cribs’’                                       medical cribs to prevent the spread of                         reasonable assurance of safety and
                                               (Ref. 3), which was developed with                                         fires that can easily occur in hospital                        effectiveness of pediatric medical cribs
                                               input from crib manufacturers.                                             rooms with a patient using oxygen. The                         in their intended use. The ASTM and
                                                                                                                          free-flowing oxygen can intensify a fire,                      CPSC standards noted above apply to all
                                                  2. To reduce possible injury of                                         which can rapidly spread to most of the                        mattresses and mattress pads intended
                                               pinching, lacerations, and crushing, the                                   flammable objects in the room                                  or promoted for sleeping upon, as
                                               crib shall be designed and constructed                                     especially mattresses. The consumer                            defined in 16 CFR 1632.1(a), including
                                               in a manner that eliminates hardware                                       standards for flammability of mattresses                       medical mattresses that are regulated by
                                               accessible to a child within the crib.                                     in 16 CFR parts 1632 and 1633 are also                         FDA as an accessory to medical beds.
                                               This requirement is derived from                                           accepted by the Joint Commission                               Therefore, FDA anticipates that
                                               section 5.10 of ASTM International                                         (formerly the Joint Commission on                              manufacturers would be able to meet
                                               Standard F1169–13, entitled ‘‘Standard                                     Accreditation of Healthcare                                    the requirements imposed by the
                                               Consumer Safety Specification for Full-                                    Organizations). CPSC’s mattress and                            proposed special controls in this
                                               Size Baby Cribs’’ (Ref. 2), which was                                      mattress pad flammability standard                             proposed rule without undue burden.
                                               developed with input from crib                                             under 16 CFR part 1632 addresses                               FDA invites comments on this
                                               manufacturers. Also, materials used                                        mattress fires ignited by open flame                           conclusion, including comments
                                               shall be appropriate for the conditions                                    sources, including matches, candles,                           regarding the types of performance
                                               of use, allow for proper sanitation, and                                   lighters, and other related scenarios. It                      testing manufacturers conduct for
                                               free from surface defects of the device                                    prescribes a test to determine the                             pediatric medical cribs, particularly to
                                               that could result in injuries.                                             ignition resistance of a mattress or a                         ensure the performance of medical crib
                                                  3. To reduce the risk of head and limb                                  mattress pad when exposed to a lighted                         latches on drop-side rails.
                                               entrapment, the distance between side                                      cigarette. CPSC’s standard for the
                                               rail components (such as slats, spindles,                                  flammability of mattress sets under 16                            In addition, FDA is proposing to
                                               corner posts, and rods) shall be                                           CFR part 1633 is a broader standard                            restrict these devices to prescription use
                                               designed to reduce potential entrapment                                    designed to reduce deaths and injuries                         under section 520(e) of the FD&C Act
                                               of pediatric patients and the distance                                     caused by mattress fires, particularly                         (see § 801.109 (prescription devices)). In
                                               between such components shall not                                          those fires ignited by, among others                           order to use or administer use of
                                               exceed 23⁄8 inches (6 centimeters) apart.                                  things, oxygen use or electrical                               pediatric medical cribs, authorization
                                               In addition, the rails and end panels of                                   equipment sources that may occur in a                          must be made by a practitioner licensed
                                               a crib must be of a height to mitigate the                                 patient’s room. In addition, CPSC’s                            by law.
                                               possibility of falls and/or escapes by the                                 regulations require that manufacturers                         B. Medical Bassinet
                                               patient. These requirements are derived                                    meet an established fire safety
                                               from sections 5.7.2 and 5.8.1 of ASTM                                      performance standard, based on ASTM                              Table 2 lists the risks to health FDA
                                               International Standard F1169–13,                                           E2187–09, entitled ‘‘International’s                           has identified for Medical Bassinets, as
                                               entitled ‘‘Standard Consumer Safety                                        Standard Test Method for Measuring the                         described in the Risks to Health, section
                                               Specification for Full-Size Baby Cribs’’                                   Ignition Strength of Cigarettes’’ (Ref. 4),                    IV of this proposed rule, along with the
                                               (Ref. 2), which was developed with                                         which was developed with input from                            corresponding proposed mitigation
                                               input from crib manufacturers.                                             crib manufacturers.                                            measures for each risk.
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                                                                       TABLE 2—HEALTH RISKS AND MITIGATION MEASURES FOR MEDICAL BASSINET
                                                                                   Identified risks to health                                                                             Mitigation measures

                                               Injury Resulting from Mechanical or Structural Failure of the Device .....                                       Performance Testing.
                                                                                                                                                                Labeling.
                                               Burns ........................................................................................................   CPSC’s Mattress Flammability Standard.



                                          VerDate Sep<11>2014         14:48 Oct 07, 2015         Jkt 238001      PO 00000        Frm 00005       Fmt 4702       Sfmt 4702   E:\FR\FM\08OCP1.SGM   08OCP1


                                               60814                         Federal Register / Vol. 80, No. 195 / Thursday, October 8, 2015 / Proposed Rules

                                                                          TABLE 2—HEALTH RISKS AND MITIGATION MEASURES FOR MEDICAL BASSINET—Continued
                                                                                   Identified risks to health                                                                           Mitigation measures

                                               Crazing or Cracking of Basket or Bed Component .................................                               Performance Testing.
                                                                                                                                                              Labeling.
                                               Use Error ..................................................................................................   Labeling.



                                                  The Agency believes the following                                         FDA believes that the special controls                     impacts; and equity). The Agency
                                               special controls, in combination with                                     proposed in this rule would provide a                         believes that this proposed rule is not a
                                               the general controls, would effectively                                   reasonable assurance of safety and                            significant regulatory action as defined
                                               mitigate the identified risks to health                                   effectiveness of medical bassinets in                         by Executive Order 12866.
                                               and provide reasonable assurance of the                                   their intended use. The CPSC standards                           The Regulatory Flexibility Act
                                               safety and effectiveness of medical                                       noted previously apply to all mattresses                      requires Agencies to analyze regulatory
                                               bassinets:                                                                and mattress pads intended or promoted                        options that would minimize any
                                                  1. To mitigate crazing, cracking, and                                  for sleeping upon, as defined in 16 CFR                       significant impact of a rule on small
                                               deterioration of the basket or bed                                        1632.1(a), including medical mattresses                       entities. Because the expected costs
                                               component of the device, the                                              that are regulated by FDA as an                               associated with this rule are expected to
                                               manufacturer must conduct                                                 accessory to medical beds. Therefore,                         be modest, we propose to certify that
                                               performance testing to determine                                          FDA believes most manufacturers are                           this rule would not have a significant
                                               material compatibility with cleansing                                     already complying with the proposed                           economic impact on a substantial
                                               products labeled to clean the device.                                     special control for mattress flammability                     number of small entities.
                                                  2. To reduce flammability and the risk                                 set forth in this proposed rule. FDA                             Section 202(a) of the Unfunded
                                               of burns, the bassinet shall meet CPSC’s                                  invites comments on the types of                              Mandates Reform Act of 1995 requires
                                               Standard for the Flammability of                                          performance testing manufacturers                             that Agencies prepare a written
                                               Mattresses and Mattress Pads and its                                      conduct for medical bassinets.                                statement, which includes an
                                               Standard for the Flammability (Open                                          In addition, FDA is proposing to                           assessment of anticipated costs and
                                               Flame) of Mattress Sets, 16 CFR parts                                     restrict these devices to prescription use                    benefits, before proposing ‘‘any rule that
                                               1632 and 1633, respectively.                                              under section 520(e) of the FD&C Act                          includes any Federal mandate that may
                                                  3. To reduce the risk of injury                                        (see § 801.109 (Prescription devices)). In                    result in the expenditure by State, local,
                                               resulting from mechanical or structural                                   order to use or administer use of                             and tribal governments, in the aggregate,
                                               failure of the device, and particularly,                                  medical bassinets, authorization must                         or by the private sector, of $100,000,000
                                               device tipping that can result from those                                 be made by a practitioner licensed by                         or more (adjusted annually for inflation)
                                               failures; manufacturers shall conduct                                     law.                                                          in any one year.’’ The current threshold
                                               performance testing to ensure the                                                                                                       after adjustment for inflation is $144
                                               mechanical and structural stability of                                    VII. Proposed Effective Date                                  million, using the most current (2014)
                                               the bassinet under expected use                                             FDA proposes that any final rule                            Implicit Price Deflator for the Gross
                                               conditions, including transport of                                        based on this proposal become effective                       Domestic Product. We do not expect
                                               patients in the bassinet.                                                 60 days after its publication in the                          this proposed rule to result in any 1-
                                                  4. To reduce the risk of use error,                                    Federal Register.                                             year expenditure that would meet or
                                               specifically error that may result in                                                                                                   exceed this amount.
                                               bassinet tipping, FDA proposes that                                       VIII. Environmental Impact, No
                                               manufacturers shall have a label on the                                   Significant Impact                                            A. Objective of the Rule
                                               front of the bassinet cabinet with the                                       The Agency has determined under 21                            Pediatric hospital beds are classified
                                               following warning statement:                                              CFR 25.34(b) that this action is of a type                    as class II, 510(k) exempt medical
                                                 WARNING: To avoid tipping hazards of                                    that does not individually or                                 devices intended for the treatment, care,
                                               this device, make sure that the basket or bed                             cumulatively have a significant effect on                     or diagnosis of diseases or illnesses of
                                               component sits firmly in the base and that all                            the human environment. Therefore,                             pediatric patients. In this proposed rule,
                                               doors, drawers, and casters are secure.                                   neither an environmental assessment                           FDA proposes to amend § 880.5140 by
                                                  The label must be affixed to the front                                 nor an environmental impact statement                         revising the identification and
                                               of the bassinet base cabinet and the text                                 is required.                                                  establishing special controls for
                                               shall be in letters not less than 10                                                                                                    pediatric medical cribs. This rule would
                                                                                                                         IX. Economic Analysis of Impacts                              also change the name of the
                                               millimeters in height.
                                                  FDA believes this warning is                                              FDA has examined the impacts of the                        classification regulation from ‘‘pediatric
                                               necessary because even if performance                                     proposed rule under Executive Order                           hospital bed’’ to ‘‘pediatric medical
                                               testing demonstrates that a bassinet does                                 12866, Executive Order 13563, the                             crib,’’ and place medical bassinets,
                                               not present a tipping hazard under                                        Regulatory Flexibility Act (5 U.S.C.                          previously under the pediatric hospital
                                               expected use conditions, users may                                        601–612) and the Unfunded Mandates                            beds classification regulation, as a
                                               exceed these expected use conditions,                                     Reform Act of 1995 (Pub. L. 104–4).                           separate class II, 510(k) exempt device,
                                               particularly during transport of a patient                                Executive Orders 12866 and 13563                              subject to its own special controls.
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                               in the bassinet.                                                          direct Agencies to assess all costs and                          Pediatric medical cribs used in health
                                                  5. To reduce the risk of use error,                                    benefits of available regulatory                              care settings contain a drop-side rail
                                               which may result in mechanical or                                         alternatives and, when regulation is                          design that includes movable and
                                               structural failure of the bassinet due to                                 necessary, to select regulatory                               latchable side and end rails. As stated
                                               inadequate care or maintenance,                                           approaches that maximize net benefits                         previously, the CPSC issued a final rule
                                               medical bassinet labeling must include                                    (including potential economic,                                prohibiting the use of the drop-side rail
                                               adequate instructions for users to care                                   environmental, public health and safety,                      design for non-medical cribs in
                                               for and maintain the bassinet.                                            and other advantages; distributive                            consumer households as of June 28,


                                          VerDate Sep<11>2014         14:48 Oct 07, 2015        Jkt 238001      PO 00000       Frm 00006        Fmt 4702      Sfmt 4702   E:\FR\FM\08OCP1.SGM   08OCP1


                                                                     Federal Register / Vol. 80, No. 195 / Thursday, October 8, 2015 / Proposed Rules                                          60815

                                               2011 (December 28, 2010, 75 FR 81766).                  practiced is the warning labeling                     engaged. The special control requiring
                                               CPSC’s rule establishes new standards                   requirements for medical bassinets. For               specific height of the rails and end
                                               for full-size and non-full-size cribs used              new pediatric medical crib and bassinet               panels may prevent falls and/or escapes
                                               for non-medical purposes, which                         manufacturers entering the market or                  by the patient. Also, by having pediatric
                                               effectively prohibit the manufacture or                 manufacturers that may not be currently               medical crib manufacturers use
                                               sale of cribs for non-medical purposes                  following the practices required by the               materials that are appropriate for the
                                               with a drop-side rail design in                         proposed special controls, if this                    conditions of use and allow for proper
                                               households, child care facilities, family               proposed rule is finalized, its special               sanitation, these special controls may
                                               child care homes, and places of public                  controls will clarify safety standards                help mitigate surface defects that can
                                               accommodation. The compliance date                      and minimize the risk of injury to                    cause injury to the patient.
                                               for this same rule for child care                       pediatric patients.                                     Additionally, the mattress size
                                               facilities, family child care homes, and                   The beneficial features of medical                 standards for cribs and bassinets are
                                               places of public accommodation was                      bassinets are portability, ease of                    intended to reduce the risk of significant
                                               December 28, 2012 (75 FR 81766).                        cleaning, and, when it is made of a clear             gaps between the mattress and the
                                               CPSC’s rule was established in response                 material, the ability to see the baby from            device structure, which could
                                               to infant deaths that occurred when the                 all sides. The proposed special controls              potentially create an entrapment hazard.
                                               side rail of a crib used for non-medical                would require bassinet manufacturers to               The flammability standard is intended
                                               purposes detached or disengaged. In                     place labels on their devices warning                 to reduce deaths and injuries related to
                                               contrast, there have been no deaths and                 against device tipping. This requirement              mattress fires, particularly those
                                               a few serious injuries reported to FDA                  would apply to new bassinets; bassinets               initially ignited by open flame sources
                                               associated with pediatric medical cribs,                that have already been sold would not                 such as lighters, candles, and matches.
                                               which are made of more durable                          be required to add the new labels to                  Although the practices proposed in
                                               materials and construction in                           their devices. The warning label is                   these special controls are believed to be
                                               comparison to cribs used for non-                       intended to prevent tipping of the                    followed by almost all manufacturers of
                                               medical purposes. Additionally, FDA                     device, which may be caused by                        products currently on the market, the
                                               has determined that drop-side rails are                 unlatched drawers, dislodged wheels, or               proposed special controls would
                                               essential for patient care in hospital                  too much weight on the shelves. The                   reinforce safety standards for such
                                               settings and even outside of traditional                Agency has not received any reports of                manufacturers and ensure that other
                                               health care settings to allow parents and               death or serious injury related to                    manufacturers and manufacturers of
                                               care givers easy access to their patients               medical bassinets, although there have                new products adhere to the same safety
                                               in order to perform both routine and                    been a small number of reports of                     standards.
                                               emergency medical procedures. To                        malfunctioning casters, which may
                                                                                                                                                             C. Costs
                                               address concerns raised by CPSC’s                       cause device tipping. The benefits of the
                                               reports on consumer drop-side rail cribs                new warning label are not readily                        The economic impact of the proposed
                                               and account for the medical need of this                quantifiable, but it is expected to reduce            regulation is determined primarily by
                                               device, FDA is proposing to establish                   the risk of the bassinet from tipping and             whether manufacturers currently
                                               special controls and require a                          thus, reduce potential injury to pediatric            comply with the proposed special
                                               prescription for this device when used                  patients.                                             controls. As stated previously, the
                                               outside of traditional health care setting.                The provision allowing for the                     special controls that are not currently
                                               Thus, FDA has determined that cribs                     medical cribs outside of traditional                  practiced by industry, of which FDA is
                                               with drop-side rail designs may remain                  health care settings would benefit                    aware, are the bassinet warning labeling
                                               on the market when intended for                         pediatric patients who require the                    and the performance testing
                                               medical use, and can be used outside of                 specialized care provided by these                    requirements. FDA is also aware that
                                               traditional health care settings through                devices outside of traditional health                 many manufacturers of pediatric
                                               prescription use only. In addition, this                care settings. Due to the CPSC rule                   medical cribs and medical bassinets
                                               proposed rule adds specific special                     regarding cribs used for non-medical                  registered with the FDA currently
                                               controls for medical bassinets to                       purposes, discussed previously,                       conform to the risk mitigations and
                                               mitigate health risks such as tipping of                consumers and child care facilities are               structural requirements that are being
                                               the device and crazing of the plastic                   restricted from using cribs with a drop-              proposed as special controls, and thus
                                               basket or bed component. Regulation of                  side rail design. If this proposed rule is            conforming to these special controls, if
                                               this device under a separate regulation                 finalized, it will allow consumers and                finalized, would not result in an
                                               would also allow for more targeted post                 child care facilities to utilize the                  increase in cost to pediatric medical crib
                                               market surveillance for this device.                    pediatric medical cribs if they are                   manufacturers and only cause a small
                                                                                                       prescribed by a health care professional.             increase in cost for medical bassinet
                                               B. Benefits                                                The special controls regarding the                 manufactures. Additionally, the
                                                 FDA’s Registration and Listing                        mechanical structure of pediatric                     renaming of pediatric medical cribs and
                                               database identifies 38 manufacturers of                 medical cribs are intended to minimize                redesignation in the CFR for medical
                                               medical cribs and bassinets. FDA has                    the risk of injury, including entrapment              bassinets and the remaining devices
                                               reviewed the safety standards of several                or strangulation of pediatric patients.               under the pediatric hospital bed
                                               large pediatric crib and bassinet                       The spacing specifications of the side                classification are administrative in
                                               manufacturers in order to determine the                 rail components are designed to prevent               nature, and are not expected to result in
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                               compliance burden associated with the                   head or neck entrapment and                           any cost burdens.
                                               proposed special controls. The Agency                   strangulation incidents in which infants                 The new warning labeling
                                               concludes that many of the special                      may slip between the openings of the                  requirements for medical bassinets will
                                               controls proposed by this rule are                      slats, and the performance testing                    apply to manufacturers of new bassinets
                                               consistent with current industry                        requirements are designed to ensure the               only. FDA does not expect bassinets that
                                               practice among many medical crib and                    side rail latches of pediatric medical                are currently on the market to be
                                               bassinet manufacturers. The proposed                    cribs will perform as intended and                    relabeled. If manufacturers of new
                                               special control that is not currently                   remain secure when the latches are                    bassinets add labels to the devices at the


                                          VerDate Sep<11>2014   14:48 Oct 07, 2015   Jkt 238001   PO 00000   Frm 00007   Fmt 4702   Sfmt 4702   E:\FR\FM\08OCP1.SGM   08OCP1


                                               60816                 Federal Register / Vol. 80, No. 195 / Thursday, October 8, 2015 / Proposed Rules

                                               time of production, the cost burden to                  that even the upper-bound total cost                  approximately $1,125 to modify a
                                               manufacturers would be minimized.                       would be modest.                                      pediatric medical crib to be in
                                               Although we do not have direct                             The prescription use of pediatric                  compliance with the proposed special
                                               estimates of labeling costs for these                   medical cribs outside of traditional                  controls.
                                               devices, the best estimate of these costs               health care settings may potentially                     FDA invites comments on the
                                               is derived from FDA’s labeling cost                     increase Medicaid spending for eligible               compliance of manufacturers with the
                                               model. Because FDA would require                        pediatric patients. According to our                  special controls, including the
                                               specific language and format of the                     review of Healthcare Common                           performance testing, mechanical
                                               labels, we consider this to be a minor                  Procedure Coding System billing codes                 structure, flammability requirements,
                                               labeling change that would not require                  for the Medicaid program, currently,                  and bassinet labeling requirements, as
                                               label design, market tests, or analytical               States typically offer Medicaid coverage              well as cost information if modifications
                                               tests. Labeling costs would include                     for prescribed rental or purchase of                  are required.
                                               labor and material, and are estimated to                hospital beds and pediatric cribs (Ref.
                                                                                                                                                             X. Paperwork Reduction Act of 1995
                                               be, on average, approximately $140 per                  7). We estimate the number of
                                               unit. Then we use the number of live                    additional prescriptions for pediatric                   The proposed rule refers to previously
                                               births per year as reported by the Center               medical cribs to be filled annually as a              approved collections of information
                                               for Disease Control and Prevention in                   result of this proposed rule would be                 found in FDA regulations. These
                                               order to determine the number of                        less than 100. Medicaid expenditure on                collections of information are subject to
                                               bassinets produced per year for medical                 pediatric medical cribs is estimated to               review by the Office of Management
                                               use (Ref. 5). Using an estimate of 4                    be on average $2,500 per device. This                 Budget (OMB) and the Paperwork
                                               million births per year and 11,000 births               yields a maximum annual total cost of                 Reduction Act of 1995 (44 U.S.C. 3501–
                                                                                                       $250,000.                                             3520). The collections of information,
                                               per day, we estimate that each birth
                                                                                                          Although it is unlikely that these                 regarding premarket notification
                                               requires an average hospital stay of 3
                                                                                                       devices would require physical                        submissions (21 CFR part 807, subpart
                                               days. This yields a total supply of
                                                                                                       modification to meet the standards                    E), are approved under OMB control
                                               approximately 33,000 medical bassinets
                                                                                                       proposed by the special controls in this              number 0910–0120. The collections of
                                               in the United States. Given an average
                                                                                                       proposed rule, there may be                           information, regarding labeling (21 CFR
                                               yearly replacement rate of 20 percent for
                                                                                                       manufacturers on the market of which                  part 801), including prescription device
                                               all medical bassinets, we estimate that
                                                                                                       we are unaware that do not conform to                 labeling and adequate directions for use,
                                               approximately 6,600 new bassinets will
                                                                                                       the requirements proposed in the                      are approved under OMB control
                                               be produced annually. Applying the
                                                                                                       special controls. The proposed special                number 0910–0485. The collections of
                                               $140 per unit labeling cost yields a total                                                                    information regarding current good
                                                                                                       controls could have a significant impact
                                               yearly cost of $924,000 associated with                                                                       manufacturing practice quality systems
                                                                                                       on firms that are not currently in
                                               the new bassinet warning label                                                                                (21 CFR part 820), including design
                                                                                                       compliance with the special controls, as
                                               requirement.                                                                                                  controls (as referenced in proposed
                                                                                                       their products may require
                                                  The special controls require                         modifications. The special control that               § 880.5140(b)(1) and proposed
                                               performance testing for medical                         may cause additional costs for                        § 880.5145(b)(1) and (b)(3) of this
                                               bassinets to reduce the risk of crazing of              manufacturers is the special control                  document), are approved under OMB
                                               the plastic basket or bed component. We                 concerning the mechanical structure of                control number 0910–0073. The
                                               assume that the performance testing                     pediatric medical cribs. We are not able              collections of information in 16 CFR
                                               may be conducted as an extension to                     to estimate the actual compliance costs               1632 and 1633, regarding mattress
                                               current product testing and may be                      for manufacturers of pediatric medical                flammability, are approved under OMB
                                               performed at the same testing facilities                cribs because such costs may vary by                  control number 3041–0014.
                                               currently utilized by bassinet                          firm size and the amount of                              In addition, FDA concludes that the
                                               manufacturers. FDA projects that a                      modification required. Alternatively, we              warning label for bassinets does not
                                               maximum of an additional week of                        provide an estimate of the modification               constitute a ‘‘collection of information’’
                                               testing would be required. The costs                    cost by using aggregate industry market               under the PRA. Rather, the labeling
                                               associated with the performance testing                 price information and cost data. The                  statement is ‘‘public disclosure(s) of
                                               include the labor costs of mechanical                   costs associated with these                           information originally supplied by the
                                               engineers, who typically perform these                  modifications may include the costs                   Federal government to the recipient for
                                               tests. The mean 2012 hourly wage for                    associated with product design and                    the purpose of disclosure to the public.’’
                                               mechanical engineers is $40.75, as                      testing, labor, material, and production.             (5 CFR 1320.3(c)(2)).
                                               reported by the Occupational                            We use data from the Annual Survey of
                                               Employment Statistics provided by the                                                                         XI. References
                                                                                                       Manufacturers to calculate aggregate
                                               Bureau of Labor Statistics (Ref. 6).                    labor and materials costs as a percentage               The following references have been
                                               Applying a multiplier of 1.45 to adjust                 of total sales for manufacturers                      placed on display in the Division of
                                               for benefits, hourly labor costs are                    represented by North American Industry                Dockets Management (see ADDRESSES)
                                               estimated to be approximately $59.                      Classification System code 339113 (Ref.               and may be seen by interested persons
                                               Assuming a 40-hour work week, the                       8). The data indicate that labor and                  between 9 a.m. and 4 p.m., Monday
                                               total maximum estimated cost for each                   materials represent approximately 45                  through Friday, and are available
                                               manufacturer to perform these                           percent of total sales. Allowing market               electronically at http://
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                               additional tests is approximately $2,360.               price to represent per unit revenue at                www.regulations.gov. (FDA has verified
                                               It is uncertain the exact number of                     the firm level, we estimate the cost of               the Web site addresses, but FDA is not
                                               manufacturers that do not currently                     modification to be approximately 45                   responsible for any subsequent changes
                                               conduct performance testing and would                   percent of the average price of a                     to the Web sites after this document
                                               therefore be required to extend current                 pediatric medical crib. After surveying               publishes in the Federal Register.)
                                               testing practices. However, given the                   market prices of pediatric medical cribs,             1. MedSun: Newsletter #66: ‘‘Pediatric
                                               relatively small number of medical                      we estimate an average per unit price of                  Hospital Cribs: MedSun Small Sample
                                               bassinet manufacturers, FDA anticipates                 $2,500. This yields an average cost of                    Survey Summary’’ (November 2011),



                                          VerDate Sep<11>2014   14:48 Oct 07, 2015   Jkt 238001   PO 00000   Frm 00008   Fmt 4702   Sfmt 4702   E:\FR\FM\08OCP1.SGM   08OCP1


                                                                       Federal Register / Vol. 80, No. 195 / Thursday, October 8, 2015 / Proposed Rules                                                 60817

                                                   available at http://www.fda.gov/                      premarket notification procedures in                   components: The plastic basket or bed
                                                   downloads/MedicalDevices/Safety/                      subpart E of part 807 of this chapter                  component and a durable frame with
                                                   MedSunMedicalProductSafetyNetwork/                    subject to § 880.9. The special controls               wheels, which holds the basket or bed
                                                   Newsletters/UCM422131.pdf.
                                                                                                         for this device are:                                   component. The basket or bed
                                               2. ASTM International (formerly the
                                                   American Society for Testing and
                                                                                                            (1) Crib design and performance                     component is a box-like structure,
                                                   Materials), ‘‘Standard Consumer Safety                testing shall demonstrate the                          generally made of a clear, high impact-
                                                   Specifications for Full-Size Baby Cribs,’’            mechanical and structural stability of                 resistant plastic material, with an open
                                                   Designation: F1169–13, available at                   the crib under expected conditions of                  top and four stationary walls to hold the
                                                   http://www.astm.org/Standards/                        use, including the security of latches                 pediatric patient. The frame can include
                                                   F1169.htm, 2013.                                      and other locking mechanisms when
                                               3. ASTM International (formerly the                                                                              drawers, shelving or cabinetry that
                                                                                                         engaged;
                                                   American Society for Testing and                                                                             provides space to hold baby care items.
                                                                                                            (2) Materials used shall be appropriate
                                                   Materials), ‘‘Standard Consumer Safety
                                                                                                         for the conditions of use, allow for                   The wheels or casters allow the bassinet
                                                   Performance Specification for                                                                                to transport the baby throughout the
                                                   Commercial Cribs,’’ Designation: F2710–               proper sanitation and free from surface
                                                                                                         defects that could result in injuries;                 care setting.
                                                   13, available at http://www.astm.org/
                                                   Standards/F2710.htm, 2013.                               (3) Rails and end panels shall be                     (b) Classification. Class II (special
                                               4. ASTM International, ‘‘Standard Test                    designed taking into account the crib’s                controls). The device is exempt from the
                                                   Method for Measuring the Ignition                     height at its lowest point to the top of               premarket notification procedures in
                                                   Strength of Cigarettes,’’ Designation:                the mattress to prevent patient falls and/             subpart E of part 807 of this chapter
                                                   E2187–09 Standard, available at http://               or escape. Hardware and fasteners shall                subject to § 880.9. The special controls
                                                   www.astm.org/Standards/E2187.htm.                     be designed and constructed to
                                               5. Centers for Disease Control and Prevention                                                                    for this device are:
                                                                                                         eliminate mechanical hazards to the
                                                   (CDC), National Vital Statistics System,                                                                       (1) The manufacturer must conduct
                                                   Birth Data, available at http://                      patient;
                                                                                                            (4) The distance between components                 performance testing to determine
                                                   www.cdc.gov/nchs/births.htm.                                                                                 material compatibility with cleansing
                                               6. Occupational Employment Statistics                     of the side rail (such as slats, spindles,
                                                   provided by the Bureau of Labor                       and corner posts) shall not be greater                 products labeled to clean the device.
                                                   Statistics, May 2012 Occupational                     than 23⁄8 inches (6 centimeters (cm))                  Testing must demonstrate that the
                                                   Employment Statistics, available at                   apart at any point. Side rails shall                   cleaning instructions provided by the
                                                   http://www.bls.gov/oes/2012/may/oes_                  contain safety features for locking and                manufacturer do not cause crazing,
                                                   stru.htm.                                             adjust the lowest position of the crib to              cracking, or deterioration of the device;
                                               7. Centers for Medicare & Medicaid Services,              a height that shall be 20 inches (51 cm)
                                                   HCPCS 2015 Code: E0300, available at                                                                           (2) The mattress for the device shall
                                                   http://www.cms.gov/Medicare/Coding/
                                                                                                         above the top of the mattress;                         meet the Consumer Product Safety
                                                   MedHCPCSGenInfo/                                        (5) The device shall not have a gap                  Commission Standard for the
                                                   index.html?redirect=/medhcpcsgeninfo/.                between the bottom of the rail and the                 Flammability of Mattresses and Mattress
                                               8. U.S. Census Bureau, 2013 Annual Survey                 top surface of the mattress and the                    Pads and Standard for the Flammability
                                                   of Manufacturers, available at http://                mattress pad must fit tightly around all
                                                                                                                                                                (Open Flame) of Mattress Sets, 16 CFR
                                                   www.census.gov/manufacturing/asm/                     four sides of the crib;
                                                   index.html.                                             (6) The mattress for the crib shall                  parts 1632 and 1633, respectively;
                                                                                                         meet the Consumer Product Safety                         (3) Manufacturers shall conduct
                                               List of Subjects in 21 CFR Part 880
                                                                                                         Commission (CPSC) Standard for the                     performance testing to ensure the
                                                 Medical devices.                                        Flammability of Mattresses and Mattress                mechanical and structural stability of
                                                 Therefore, under the Federal Food,                      Pads and Standard for the Flammability                 the bassinet under expected use
                                               Drug, and Cosmetic Act and under                          (Open Flame) of Mattress Sets, 16 CFR                  conditions, including transport of
                                               authority delegated to the Commissioner                   parts 1632 and 1633, respectively;                     patients in the bassinet. Testing must
                                               of Food and Drugs, it is proposed that                      (7) The labeling must bear all                       demonstrate that failures such as wheel
                                               21 CFR part 880 be amended as follows:                    information required pursuant to the                   or caster breakage do not occur, and that
                                                                                                         CPSC Standard for the Flammability of                  the device does not present a tipping
                                               PART 880—GENERAL HOSPITAL AND                             Mattresses and Mattress Pads and
                                               PERSONAL USE DEVICES                                                                                             hazard due to any mechanical failures,
                                                                                                         Standard for the Flammability (Open                    under expected use conditions;
                                                                                                         Flame) of Mattress Sets, 16 CFR parts
                                               ■ 1. The authority citation for 21 CFR                                                                             (4) Each device must have affixed a
                                                                                                         1632 and 1633, respectively; and
                                               part 880 continues to read as follows:                                                                           label on the front of the bassinet cabinet
                                                                                                           (8) Pediatric medical crib labeling
                                                 Authority: 21 U.S.C. 351, 360, 360c, 360e,              must include adequate instructions for                 with the following language in text of at
                                               360j, 371.                                                users to care for and maintain their crib.             least 10 millimeters in height:
                                               ■ 2. Revise § 880.5140 to read as                         ■ 3. Add § 880.5145 to subpart F to read                 WARNING: To avoid tipping hazards of
                                               follows:                                                  as follows:                                            this device, make sure that the basket or bed
                                                                                                         § 880.5145        Medical bassinet.                    component sits firmly in the base and that all
                                               § 880.5140       Pediatric medical crib.
                                                                                                                                                                doors, drawers, and casters are secure.
                                                 (a) Identification. A pediatric medical                    (a) Identification. A medical bassinet
                                               crib is a prescription device intended                    is a prescription device that is a small                 (5) Labeling must include adequate
                                               for medical purposes for use with a                       bed intended for use with pediatric                    instructions for users to care for and
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                               pediatric patient that consists of an                     patients, generally from birth to                      maintain their bassinet.
                                               open crib, fixed-end rails, movable and                   approximately 5 months of age. It is
                                                                                                         intended for medical purposes for use in                 Dated: October 2, 2015.
                                               latchable side rail components, and
                                               possibly an accompanying mattress. The                    a nursery, labor and delivery unit, or                 Leslie Kux,
                                               contour of the crib surface may be                        patient room, but may also be used                     Associate Commissioner for Policy.
                                               adjustable.                                               outside of traditional health care                     [FR Doc. 2015–25627 Filed 10–7–15; 8:45 a.m.]
                                                  (b) Classification. Class II (special                  settings. A medical bassinet is a non-                 BILLING CODE 4164–01–P
                                               controls). The device is exempt from the                  powered device that consists of two


                                          VerDate Sep<11>2014     14:48 Oct 07, 2015   Jkt 238001   PO 00000   Frm 00009    Fmt 4702   Sfmt 9990   E:\FR\FM\08OCP1.SGM   08OCP1



Document Created: 2015-12-15 08:42:38
Document Modified: 2015-12-15 08:42:38
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesSubmit either electronic or written comments by December 7, 2015. See section VII of this document for the proposed effective date of a final rule based on this proposed rule.
ContactMichael J. Ryan, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. 1615, Silver Spring, MD 20993-0002, 301- 796-6283.
FR Citation80 FR 60809 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR