80 FR 61246 - Equity Market Structure Advisory Committee
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 80, Issue 196 (October 9, 2015)
Federal Register Volume 80, Issue 196 (October 9, 2015)
| Page Range | 61246-61246 | |
| FR Document | 2015-25759 |
[Federal Register Volume 80, Number 196 (Friday, October 9, 2015)] [Notices] [Page 61246] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-25759] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-76081; File No. 265-29] Equity Market Structure Advisory Committee AGENCY: Securities and Exchange Commission. ACTION: Notice of meeting. ----------------------------------------------------------------------- SUMMARY: The Securities and Exchange Commission Equity Market Structure Advisory Committee is providing notice that it will hold a public meeting on Tuesday, October 27, 2015, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC The meeting will begin at 9:30 a.m. (EDT) and will be open to the public, except for a period of approximately 60 minutes when the Committee will meet in an administrative work session during lunch. The public portions of the meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The meeting will focus on Rule 610 of SEC Regulation NMS and the regulatory structure of trading venues. DATES: The public meeting will be held on Tuesday, October 27, 2015. Written statements should be received on or before October 22, 2015. ADDRESSES: The meeting will be held at the Commission's headquarters, 100 F Street NE., Washington, DC. Written statements may be submitted by any of the following methods: Electronic StatementsUse the Commission's Internet submission form (http://www.sec.gov/rules/other.shtml); or Send an email message to [email protected]. Please include File Number 265-29 on the subject line; or Paper Statements Send paper statements in triplicate to Brent J. Fields, Federal Advisory Committee Management Officer, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File No. 265-29. This file number should be included on the subject line if email is used. To help us process and review your statement more efficiently, please use only one method. The Commission will post all statements on the Commission's Internet Web site at SEC Web site at (http://www.sec.gov/comments/265-29/265-29.shtml). Statements also will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Room 1580, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. All statements received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. FOR FURTHER INFORMATION CONTACT: Arisa Tinaves Kettig, Special Counsel, at (202) 551-5676, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-7010. SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the Federal Advisory Committee Act, 5 U.S.C.-App. 1, and the regulations thereunder, Stephen Luparello, Designated Federal Officer of the Committee, has ordered publication of this notice. Dated: October 6, 2015. Brent J. Fields, Committee Management Officer. [FR Doc. 2015-25759 Filed 10-8-15; 8:45 am] BILLING CODE 8011-01-P
![61246 Federal Register / Vol. 80, No. 196 / Friday, October 9, 2015 / Notices
default of a member on NSCC’s Watch be open to the public, except for a Commission, 100 F Street NE.,
List with family-issued securities under period of approximately 60 minutes Washington, DC 20549–7010.
normal market conditions. As such, the when the Committee will meet in an SUPPLEMENTARY INFORMATION: In
Commission believes that the proposal administrative work session during accordance with Section 10(a) of the
is consistent with Rule 17Ad–22(b)(1). lunch. The public portions of the Federal Advisory Committee Act, 5
Consistency with Rule 17Ad–22(b)(2). meeting will be webcast on the U.S.C.–App. 1, and the regulations
Rule 17Ad–22(b)(2) 23 under the Commission’s Web site at www.sec.gov. thereunder, Stephen Luparello,
Exchange Act requires a CCP, such as Persons needing special Designated Federal Officer of the
NSCC, to ‘‘establish, implement, accommodations to take part because of Committee, has ordered publication of
maintain and enforce written policies a disability should notify the contact this notice.
and procedures reasonably designed to person listed below. The public is Dated: October 6, 2015.
. . . [u]se margin requirements to limit invited to submit written statements to
its credit exposures to participants Brent J. Fields,
the Committee. The meeting will focus
under normal market conditions and Committee Management Officer.
on Rule 610 of SEC Regulation NMS and
use risk-based models and parameters to [FR Doc. 2015–25759 Filed 10–8–15; 8:45 am]
the regulatory structure of trading
set margin requirements . . . .’’ By venues. BILLING CODE 8011–01–P
enhancing the margin methodology
applied to family-issued securities of DATES: The public meeting will be held
NSCC’s members that are on its Watch on Tuesday, October 27, 2015. Written SECURITIES AND EXCHANGE
List, the proposal will better account for statements should be received on or COMMISSION
and cover NSCC’s credit exposure to before October 22, 2015.
[Release No. 34–76078: File No. SR–FINRA–
less creditworthy members. In addition, ADDRESSES: The meeting will be held at 2015–020]
by taking into account specific wrong- the Commission’s headquarters, 100 F
way risk arising from family-issued Street NE., Washington, DC. Written Self-Regulatory Organizations;
securities submitted to NSCC, the statements may be submitted by any of Financial Industry Regulatory
proposal is consistent with using risk the following methods: Authority, Inc.; Order Approving a
based models and parameters to set Proposed Rule Change, as Amended
Electronic Statements by Amendment No. 1, To Expand
margin requirements. As such, the
Commission believes that the proposal • Use the Commission’s Internet FINRA’s Alternative Trading System
is consistent with Rule 17Ad–22(b)(2). submission form (http://www.sec.gov/ Transparency Initiative by Publishing
rules/other.shtml); or OTC Equity Volume Executed Outside
III. Conclusion
• Send an email message to rule- ATSs
It is therefore noticed, pursuant to comments@sec.gov. Please include File
Section 806(e)(1)(I) of the Payment, October 5, 2015.
Number 265–29 on the subject line; or
Clearing and Settlement Supervision I. Introduction
Act,24 that the Commission does not Paper Statements
On June 23, 2015, the Financial
object to Advance Notice and that NSCC • Send paper statements in triplicate Industry Regulatory Authority, Inc.
is authorized to implement the to Brent J. Fields, Federal Advisory
proposal. (‘‘FINRA’’) filed with the Securities and
Committee Management Officer, Exchange Commission (‘‘Commission’’),
By the Commission. Securities and Exchange Commission, pursuant to Section 19(b)(1) of the
Robert W. Errett, 100 F Street NE., Washington, DC Securities Exchange Act of 1934
Deputy Secretary. 20549–1090. (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
[FR Doc. 2015–25700 Filed 10–8–15; 8:45 am] All submissions should refer to File No. proposed rule change to amend Rule
BILLING CODE 8011–01–P 265–29. This file number should be 6110, Trading Otherwise than on an
included on the subject line if email is Exchange and 6610 regarding the OTC
used. To help us process and review Reporting Facility to expand FINRA’s
SECURITIES AND EXCHANGE your statement more efficiently, please alternative trading system (‘‘ATS’’)
COMMISSION use only one method. The Commission transparency initiative. The changes
[Release No. 34–76081; File No. 265–29]
will post all statements on the would provide for publication of the
Commission’s Internet Web site at SEC remaining equity volume executed over-
Equity Market Structure Advisory Web site at (http://www.sec.gov/ the-counter (‘‘OTC’’) by FINRA
Committee comments/265–29/265–29.shtml). members, including activity in non-ATS
Statements also will be available for electronic trading systems and
AGENCY: Securities and Exchange Web site viewing and printing in the internalized trades. The proposed rule
Commission. Commission’s Public Reference Room, change was published for comment in
ACTION: Notice of meeting. 100 F Street NE., Room 1580, the Federal Register on July 9, 2015.3
SUMMARY: The Securities and Exchange Washington, DC 20549, on official The Commission received two
Commission Equity Market Structure business days between the hours of comments on the proposal.4 FINRA
Advisory Committee is providing notice 10:00 a.m. and 3:00 p.m. All statements
that it will hold a public meeting on received will be posted without change; 1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
Tuesday, October 27, 2015, in Multi- we do not edit personal identifying
3 See Securities Exchange Act Release No. 75356
information from submissions. You
tkelley on DSK3SPTVN1PROD with NOTICES
Purpose Room LL–006 at the (July 2, 2015), 80 FR 39463 (‘‘Notice’’). The Notice
Commission’s headquarters, 100 F should submit only information that contains a detailed description of the proposal.
Street NE., Washington, DC The meeting you wish to make available publicly. 4 See letter from Kerry Baker Relf, Head of
FOR FURTHER INFORMATION CONTACT: Content Acquisition and Rights Management,
will begin at 9:30 a.m. (EDT) and will Thomson Reuters to Brent J. Fields, Secretary,
Arisa Tinaves Kettig, Special Counsel, at Commission, dated July 20, 2015, (‘‘Thomson
23 17 CFR 240.17Ad–22(b)(2). (202) 551–5676, Division of Trading and Reuters Letter’’) and letter from Theodore R. Lazo,
24 12 U.S.C. 5465(e)(1)(I). Markets, Securities and Exchange Managing Director and Associate General Counsel,
VerDate Sep<11>2014 17:44 Oct 08, 2015 Jkt 238001 PO 00000 Frm 00092 Fmt 4703 Sfmt 4703 E:\FR\FM\09OCN1.SGM 09OCN1](https://thefederalregister.org/doc/80_FR_61442/page/1.svg)
Document Created: 2015-12-15 08:34:25
Document Modified: 2015-12-15 08:34:25
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Notice of meeting. | |
| Dates | The public meeting will be held on Tuesday, October 27, 2015. Written statements should be received on or before October 22, 2015. | |
| Contact | Arisa Tinaves Kettig, Special Counsel, at (202) 551-5676, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-7010. | |
| FR Citation | 80 FR 61246 |
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