80_FR_66139 80 FR 65931 - Amendments to Existing Validated End-User Authorizations in the People's Republic of China

80 FR 65931 - Amendments to Existing Validated End-User Authorizations in the People's Republic of China

DEPARTMENT OF COMMERCE
Bureau of Industry and Security

Federal Register Volume 80, Issue 208 (October 28, 2015)

Page Range65931-65934
FR Document2015-27442

In this rule, the Bureau of Industry and Security (BIS) amends the Export Administration Regulations (EAR) to revise the existing authorizations for Validated End Users Advanced Micro-Fabrication Equipment, Inc., China (AMEC) and Applied Materials (China), Inc. (AMC) in the People's Republic of China (PRC). Specifically, BIS amends Supplement No. 7 to Part 748 of the EAR to add one item to AMEC's list of eligible items that may be exported, reexported or transferred (in country) to the company's eligible facility in the PRC, and to add a facility and an item to Validated End User AMC's list of eligible destinations and eligible items.

Federal Register, Volume 80 Issue 208 (Wednesday, October 28, 2015)
[Federal Register Volume 80, Number 208 (Wednesday, October 28, 2015)]
[Rules and Regulations]
[Pages 65931-65934]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-27442]


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DEPARTMENT OF COMMERCE

Bureau of Industry and Security

15 CFR Part 748

[Docket No. 150825776-5776-01]
RIN 0694-AG69


Amendments to Existing Validated End-User Authorizations in the 
People's Republic of China

AGENCY: Bureau of Industry and Security, Commerce.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: In this rule, the Bureau of Industry and Security (BIS) amends 
the Export Administration Regulations (EAR) to revise the existing 
authorizations for Validated End Users Advanced Micro-Fabrication 
Equipment, Inc., China (AMEC) and Applied Materials (China), Inc. (AMC) 
in the People's Republic of China (PRC). Specifically, BIS amends 
Supplement No. 7 to Part 748 of the EAR to add one item to AMEC's list 
of eligible items that may be exported, reexported or transferred (in 
country) to the company's eligible facility in the PRC, and to add a 
facility and an item to Validated End User AMC's list of eligible 
destinations and eligible items.

DATES: This rule is effective October 28, 2015.

FOR FURTHER INFORMATION CONTACT: End-User Review Committee, Office of 
the Assistant Secretary, Export Administration, Bureau of Industry and 
Security, U.S. Department of Commerce, Phone: 202-482-5991; Fax: 202-
482-3911; Email: [email protected].

SUPPLEMENTARY INFORMATION:

Background

Authorization Validated End-User

    Validated End-Users (VEUs) are designated entities located in 
eligible destinations to which eligible items may be exported, 
reexported, or transferred (in-country) under a general authorization 
instead of a license. The names of the VEUs, as well as the dates they 
were so designated, and their respective eligible destinations and 
items are identified in Supplement No. 7 to part 748 of the EAR. Under 
the terms described in that supplement, VEUs may obtain eligible items 
without an export license from BIS, in conformity with Section 748.15 
of the EAR. Eligible items vary between VEUs and may include 
commodities, software, and technology, except those controlled for 
missile technology or crime control reasons on the Commerce Control 
List (CCL) (part 774 of the EAR).
    VEUs are reviewed and approved by the U.S. Government in accordance 
with the provisions of Section 748.15 and Supplement Nos. 8 and 9 to 
part 748 of the EAR. The End-User Review Committee (ERC), composed of 
representatives from the Departments of State, Defense, Energy, and 
Commerce, and other agencies, as appropriate, is responsible for 
administering the VEU program. BIS amended the EAR in a final rule 
published on June 19, 2007 (72 FR 33646), to create Authorization VEU.

Amendments to Existing VEU Authorization for Advanced Micro-Fabrication 
Equipment Inc. China (AMEC) and Applied Materials (China) Inc. (AMC) in 
the People's Republic of China

Revision to the List of ``Eligible Items (by ECCN)'' for AMEC

    In this final rule, BIS amends Supplement No. 7 to Part 748 to add 
one Export Control Classification Number (ECCN), 3B001.a.2, to the list 
of items that may be exported, reexported or transferred (in country) 
to AMEC's facility in the PRC under Authorization VEU. This amendment 
is made in response to a request from AMEC and upon the ERC's 
determination that adding the additional ECCN is authorized under 
Section 748.15 of the EAR. The revised list of eligible items for AMEC 
is as follows:

Eligible Items (by ECCN) That May Be Exported, Reexported or 
Transferred (In Country) to the Eligible Destination Identified Under 
AMEC's Validated End-User Authorization

    2B230, 3B001.a.2, 3B001.c and 3B001.e (items classified under ECCNs 
3B001.a.2, 3B001.c, and 3B001.e are limited to components and 
accessories).

Revision to the List of ``Eligible Items (by ECCN)'' and List of 
``Eligible Destinations'' for AMC

    In this rule, BIS also amends Supplement No. 7 to Part 748 to add 
an eligible facility, Applied Materials (China), Inc.--Headquarters, to 
AMC's authorized list of ``Eligible Destinations.'' Further, BIS 
authorizes one ECCN, 3E001 (limited to ``technology'' according to the 
General Technology Note for the ``development,'' or ``production'' of 
items controlled by ECCN 3B001), for the list of items which may be 
exported, reexported or transferred (in country) to that facility in 
the PRC under AMC's Authorization VEU. These amendments are made in 
response to a request from AMC and upon the ERC's determination that 
adding the additional facility and additional ECCN is authorized under 
Section 748.15 of the EAR. The new eligible facility and related 
eligible items, identified by three asterisks in Supplement No. 7 to 
Part 748, for AMC are as follows:

New Eligible Destination, Applied Materials (China), Inc.--
Headquarters, 1388 Zhangdong Road, Bldg. 22, Zhangiang Hi-Tech Park, 
Pudong, Shanghai, 201203, China
Eligible Item (by ECCN) That May Be Exported, Reexported or Transferred 
(In Country) to the Applied Materials (China), Inc.--Headquarters 
Eligible Destination Identified Under AMCs Validated End-User 
Authorization, 3E001 (limited to ``technology'' according to the 
General Technology Note for the ``development'' or ``production'' of 
items controlled by ECCN 3B001)

Export Administration Act

    Although the Export Administration Act expired on August 20, 2001, 
the President, through Executive Order 13222 of August 17, 2001, 3 CFR, 
2001 Comp., p. 783 (2002), as amended by Executive Order 13637 of March 
8, 2013, 78 FR 16129 (March 13, 2013) and as extended by the Notice of 
August 7, 2015, 80 FR 48233 (August 11, 2015), has continued the Export 
Administration Regulations in effect under the International Emergency 
Economic Powers Act. BIS continues to

[[Page 65932]]

carry out the provisions of the Export Administration Act, as 
appropriate and to the extent permitted by law, pursuant to Executive 
Order 13222 as amended by Executive Order 13637.

Rulemaking Requirements

    1. Executive Orders 13563 and 12866 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, reducing costs, harmonizing rules, and promoting flexibility. 
This rule has been determined to be not significant for purposes of 
Executive Order 12866.
    2. This rule involves collections previously approved by the Office 
of Management and Budget (OMB) under Control Number 0694-0088, ``Multi-
Purpose Application,'' which carries a burden hour estimate of 43.8 
minutes to prepare and submit form BIS-748; and for recordkeeping, 
reporting and review requirements in connection with Authorization VEU, 
which carries an estimated burden of 30 minutes per submission. This 
rule is expected to result in a decrease in license applications 
submitted to BIS. Total burden hours associated with the Paperwork 
Reduction Act of 1995 (44 U.S.C. 3501 et seq.) (PRA) and OMB Control 
Number 0694-0088 are not expected to increase significantly as a result 
of this rule. Notwithstanding any other provisions of law, no person is 
required to respond to, nor be subject to a penalty for failure to 
comply with a collection of information subject to the requirements of 
the PRA, unless that collection of information displays a currently 
valid OMB Control Number.
    3. This rule does not contain policies with Federalism implications 
as that term is defined under Executive Order 13132.
    4. Pursuant to the Administrative Procedure Act (APA), 5 U.S.C. 
553(b)(B), BIS finds good cause to waive requirements that this rule be 
subject to notice and the opportunity for public comment because they 
are unnecessary. In determining whether to grant VEU designations, a 
committee of U.S. Government agencies evaluates information about and 
commitments made by candidate companies, the nature and terms of which 
are set forth in 15 CFR part 748, Supplement No. 8. The criteria for 
evaluation by the committee are set forth in 15 CFR 748.15(a)(2). The 
information, commitments, and criteria for this extensive review were 
all established through the notice of proposed rulemaking and public 
comment process (71 FR 38313 (July 6, 2006) (proposed rule), and 72 FR 
33646 (June 19, 2007) (final rule)). Given the similarities between the 
authorizations provided under the VEU program and export licenses (as 
discussed further below), the publication of this information does not 
establish new policy. In publishing this final rule, BIS adds eligible 
destinations and items to two existing eligible VEUs. These changes 
have been made within the established regulatory framework of the VEU 
program. Further, this rule does not abridge the rights of the public 
or eliminate the public's option to export under any of the forms of 
authorization set forth in the EAR.
    Publication of this rule in other than final form is unnecessary 
because the authorizations granted in the rule are consistent with the 
authorizations granted to exporters for individual licenses (and 
amendments or revisions thereof), which do not undergo public review. 
In addition, as with license applications, VEU authorization 
applications contain confidential business information, which is 
necessary for the extensive review conducted by the U.S. Government in 
assessing such applications. This information is extensively reviewed 
according to the criteria for VEU authorizations, as set out in 15 CFR 
748.15(a)(2). Additionally, just as the interagency reviews license 
applications, the authorizations granted under the VEU program involve 
interagency deliberation and result from review of public and non-
public sources, including licensing data, and the measurement of such 
information against the VEU authorization criteria. Given the nature of 
the review, and in light of the parallels between the VEU application 
review process and the review of license applications, public comment 
on this authorization and subsequent amendments prior to publication is 
unnecessary. Moreover, because, as noted above, the criteria and 
process for authorizing and administering VEUs were developed with 
public comments, allowing additional public comment on this amendment 
to individual VEU authorizations, which was determined according to 
those criteria, is unnecessary.
    Section 553(d) of the APA generally provides that rules may not 
take effect earlier than thirty (30) days after they are published in 
the Federal Register. However, BIS finds good cause to waive the 30-day 
delay in effectiveness for this rule pursuant to 5 U.S.C. 553(d)(3) 
because the delay would be contrary to the public interest. BIS is 
simply amending the authorization of two existing VEUs by adding an 
ECCN and a facility for one and an ECCN for the other to the list of 
eligible items that may be sent to them, consistent with established 
objectives and parameters administered and enforced by the responsible 
designated departmental representatives to the End-User Review 
Committee. Delaying this action's effectiveness would likely cause 
confusion regarding which items are authorized by the U.S. Government 
and in turn stifle the purpose of the VEU Program. Accordingly, it is 
contrary to the public interest to delay this rule's effectiveness.
    No other law requires that a notice of proposed rulemaking and an 
opportunity for public comment be given for this final rule. Because a 
notice of proposed rulemaking and an opportunity for public comment are 
not required under the APA or by any other law, the analytical 
requirements of the Regulatory Flexibility Act (5 U.S.C. 601 et seq.) 
are not applicable. As a result, no final regulatory flexibility 
analysis is required and none has been prepared.

List of Subjects in 15 CFR Part 748

    Administrative practice and procedure, Exports, Reporting and 
recordkeeping requirements.

    Accordingly, part 748 of the EAR (15 CFR parts 730-774) is amended 
as follows:

PART 748--[AMENDED]

0
1. The authority citation for Part 748 continues to read as follows:

    Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.; 
E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 
FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of August 7, 2015, 80 FR 
48233 (August 11, 2015).


0
2. Amend Supplement No. 7 to part 748, under ``China (People's Republic 
of),'' by revising the entries for ``Advanced Micro-Fabrication 
Equipment, Inc., China'' and ``Applied Materials (China), Inc.'' to 
read as follows:

[[Page 65933]]



  Supplement No. 7 to Part 748--Authorization Validated End-User (VEU): List of Validated End-Users, Respective
                   Items Eligible for Export, Reexport and Transfer, and Eligible Destinations
----------------------------------------------------------------------------------------------------------------
                                    Validated  end-   Eligible items (by       Eligible        Federal Register
             Country                     user                ECCN)            destination          citation
----------------------------------------------------------------------------------------------------------------
 Nothing in this Supplement shall be deemed to supersede other provisions in the EAR, including but not limited
                                              to Sec.   748.15(c).
----------------------------------------------------------------------------------------------------------------
 
                                                  * * * * * * *
                                  Advanced Micro-     2B230, 3B001.a.2,   Advanced Micro-     78 FR 41291, 7/10/
                                   Fabrication         3B001.c and         Fabrication         13. 80 FR [INSERT
                                   Equipment, Inc.,    3B001.e (items      Equipment, Inc.,    PAGE NUMBER], 10/
                                   China.              classified under    188 Taihua Road,    28/15.
                                                       ECCNs 3B001.a.2,    Jinqiao Export
                                                       3B001.c and         Processing Zone
                                                       3B001.e are         (South Area),
                                                       limited to          Pudong, Shanghai
                                                       components and      201201, China.
                                                       accessories).
                                  Applied Materials   These Items         * Applied           72 FR 59164, 10/19/
                                   (China), Inc.       Authorized for      Materials South     07. 74 FR 19382,
                                                       those Applied       East Asia Pte.      4/29/09. 75 FR
                                                       Materials           Ltd.--Shanghai      27185, 5/14/10.
                                                       Destinations        Depot, c/o          77 FR 10953, 2/24/
                                                       Identified by one   Shanghai Applied    12. 80 FR,
                                                       asterisk (*):,      Materials           [INSERT PAGE
                                                       2B006.b, 2B230,     Technical Service   NUMBER], 10/28/
                                                       2B350.g.3,          Center, No. 2667    15.
                                                       2B350.i, 3B001.a,   Zuchongzhi Road,
                                                       3B001.b, 3B001.c,   Shanghai, China
                                                       3B001.e, 3B001.f,   201203.
                                                       3C001, 3C002,      * Applied
                                                       3D002 (limited to   Materials South
                                                       ``software''        East Asia Pte.
                                                       specially           Ltd.--Beijing
                                                       designed for the    Depot, c/o
                                                       ``use'' of stored   Beijing Applied
                                                       program             Materials
                                                       controlled items    Technical Service
                                                       classified under    Center, No. 1
                                                       ECCN 3B001).        North Di Sheng
                                                                           Street, BDA,
                                                                           Beijing, China
                                                                           100176..
                                                                          * Applied
                                                                           Materials South
                                                                           East Asia Pte.
                                                                           Ltd.--Wuxi Depot,
                                                                           c/o Sinotrans
                                                                           Jiangsu Fuchang
                                                                           Logistics Co.,
                                                                           Ltd., 1 Xi Qin
                                                                           Road, Wuxi Export
                                                                           Processing Zone,
                                                                           Wuxi, Jiangsu,
                                                                           China 214028.
                                                                          * Applied
                                                                           Materials South
                                                                           East Asia Pte.
                                                                           Ltd.--Wuhan
                                                                           Depot, c/o Wuhan
                                                                           Optics Valley
                                                                           Import & Export
                                                                           Co., Ltd., No.
                                                                           101 Guanggu Road,
                                                                           East Lake High-
                                                                           Tec Development
                                                                           Zone, Wuhan,
                                                                           Hubei, China
                                                                           430074.
                                                                          * Applied
                                                                           Materials
                                                                           (China), Inc.--
                                                                           Shanghai Depot,
                                                                           No. 2667,
                                                                           Zuchongzhi Road,
                                                                           Shanghai, China
                                                                           201203.
                                                                          * Applied
                                                                           Materials
                                                                           (China), Inc.--
                                                                           Beijing Depot,
                                                                           No. 1 North Di
                                                                           Sheng Street,
                                                                           BDA, Beijing,
                                                                           China 100176.
                                                      These Items         ** Applied
                                                       Authorized for      Materials (Xi'an)
                                                       the Applied         Ltd., No. 28 Xin
                                                       Materials           Xi Ave., Xi'an
                                                       Destination         High Tech Park,
                                                       Identified by two   Export Processing
                                                       asterisks (**):     Zone, Xi'an,
                                                       2B006.b, 2B230,     Shaanxi, China
                                                       2B350.g.3,          710075.
                                                       2B350.i, 3B001.a,
                                                       3B001.b, 3B001.c,
                                                       3B001.e, 3B001.f,
                                                       3C001, 3C002,
                                                       3D002 (limited to
                                                       ``software''
                                                       specially
                                                       designed for the
                                                       ``use'' of stored
                                                       program
                                                       controlled items
                                                       classified under
                                                       ECCN 3B001), and
                                                       3E001 (limited to
                                                       ``technology''
                                                       according to the
                                                       General
                                                       Technology Note
                                                       for the
                                                       ``development''
                                                       or ``production''
                                                       of items
                                                       controlled by
                                                       ECCN 3B001).

[[Page 65934]]

 
                                                      This item is        *** Applied
                                                       authorized for      Materials
                                                       those Applied       (China), Inc.--
                                                       Materials           Headquarters,
                                                       Destination         1388 Zhangdong
                                                       Identified by       Road, Bldg. 22,
                                                       three asterisks     Zhangjiang Hi-
                                                       (***): 3E001        Tech Park,
                                                       (limited to         Pudong, Shanghai,
                                                       ``technology''      201203, China.
                                                       according to the
                                                       General
                                                       Technology Note
                                                       for the
                                                       ``development''
                                                       or ``production''
                                                       of items
                                                       controlled by
                                                       ECCN 3B001).
 
                                                  * * * * * * *
----------------------------------------------------------------------------------------------------------------


    Dated: October 21, 2015.
Matthew S. Borman,
Deputy Assistant Secretary for Export Administration.
[FR Doc. 2015-27442 Filed 10-27-15; 8:45 am]
 BILLING CODE 3510-33-P



                                                            Federal Register / Vol. 80, No. 208 / Wednesday, October 28, 2015 / Rules and Regulations                                         65931

                                              (5) For service information identified in             Security, U.S. Department of Commerce,                Eligible Items (by ECCN) That May Be
                                           this AD, contact Boeing Commercial                       Phone: 202–482–5991; Fax: 202–482–                    Exported, Reexported or Transferred (In
                                           Airplanes, Attention: Data & Services                    3911; Email: ERC@bis.doc.gov.                         Country) to the Eligible Destination
                                           Management, P.O. Box 3707, MC 2H–65,                                                                           Identified Under AMEC’s Validated
                                           Seattle, WA 98124–2207; telephone 206–                   SUPPLEMENTARY INFORMATION:
                                           544–5000, extension 1; fax 206–766–5680;
                                                                                                                                                          End-User Authorization
                                           Internet https://www.myboeingfleet.com.                  Background                                              2B230, 3B001.a.2, 3B001.c and
                                              (6) You may view this service information                                                                   3B001.e (items classified under ECCNs
                                           at the FAA, Transport Airplane Directorate,              Authorization Validated End-User
                                                                                                                                                          3B001.a.2, 3B001.c, and 3B001.e are
                                           1601 Lind Avenue SW., Renton, WA. For                                                                          limited to components and accessories).
                                                                                                       Validated End-Users (VEUs) are
                                           information on the availability of this
                                           material at the FAA, call 425–227–1221.                  designated entities located in eligible               Revision to the List of ‘‘Eligible Items (by
                                              (7) You may view this service information             destinations to which eligible items may              ECCN)’’ and List of ‘‘Eligible
                                           that is incorporated by reference at the                 be exported, reexported, or transferred               Destinations’’ for AMC
                                           National Archives and Records                            (in-country) under a general
                                           Administration (NARA). For information on                authorization instead of a license. The                  In this rule, BIS also amends
                                           the availability of this material at NARA, call          names of the VEUs, as well as the dates               Supplement No. 7 to Part 748 to add an
                                           202–741–6030, or go to: http://                          they were so designated, and their                    eligible facility, Applied Materials
                                           www.archives.gov/federal-register/cfr/ibr-                                                                     (China), Inc.—Headquarters, to AMC’s
                                           locations.html.
                                                                                                    respective eligible destinations and
                                                                                                    items are identified in Supplement No.                authorized list of ‘‘Eligible
                                             Issued in Renton, Washington, on October               7 to part 748 of the EAR. Under the                   Destinations.’’ Further, BIS authorizes
                                           16, 2015.                                                terms described in that supplement,                   one ECCN, 3E001 (limited to
                                           Jeffrey E. Duven,                                        VEUs may obtain eligible items without                ‘‘technology’’ according to the General
                                           Manager,Transport Airplane Directorate,                  an export license from BIS, in                        Technology Note for the
                                           Aircraft Certification Service.                          conformity with Section 748.15 of the                 ‘‘development,’’ or ‘‘production’’ of
                                           [FR Doc. 2015–27190 Filed 10–27–15; 8:45 am]             EAR. Eligible items vary between VEUs                 items controlled by ECCN 3B001), for
                                           BILLING CODE 4910–13–P                                   and may include commodities, software,                the list of items which may be exported,
                                                                                                    and technology, except those controlled               reexported or transferred (in country) to
                                                                                                    for missile technology or crime control               that facility in the PRC under AMC’s
                                                                                                                                                          Authorization VEU. These amendments
                                           DEPARTMENT OF COMMERCE                                   reasons on the Commerce Control List
                                                                                                                                                          are made in response to a request from
                                                                                                    (CCL) (part 774 of the EAR).
                                           Bureau of Industry and Security                                                                                AMC and upon the ERC’s determination
                                                                                                       VEUs are reviewed and approved by                  that adding the additional facility and
                                           15 CFR Part 748                                          the U.S. Government in accordance with                additional ECCN is authorized under
                                                                                                    the provisions of Section 748.15 and                  Section 748.15 of the EAR. The new
                                           [Docket No. 150825776–5776–01]                           Supplement Nos. 8 and 9 to part 748 of                eligible facility and related eligible
                                           RIN 0694–AG69
                                                                                                    the EAR. The End-User Review                          items, identified by three asterisks in
                                                                                                    Committee (ERC), composed of                          Supplement No. 7 to Part 748, for AMC
                                           Amendments to Existing Validated                         representatives from the Departments of               are as follows:
                                           End-User Authorizations in the                           State, Defense, Energy, and Commerce,                 New Eligible Destination, Applied
                                           People’s Republic of China                               and other agencies, as appropriate, is                   Materials (China), Inc.—Headquarters,
                                                                                                    responsible for administering the VEU                    1388 Zhangdong Road, Bldg. 22,
                                           AGENCY:  Bureau of Industry and                          program. BIS amended the EAR in a                        Zhangiang Hi-Tech Park, Pudong,
                                           Security, Commerce.                                      final rule published on June 19, 2007                    Shanghai, 201203, China
                                           ACTION: Final rule.                                      (72 FR 33646), to create Authorization                Eligible Item (by ECCN) That May Be
                                                                                                    VEU.                                                     Exported, Reexported or Transferred
                                           SUMMARY:   In this rule, the Bureau of
                                                                                                    Amendments to Existing VEU                               (In Country) to the Applied Materials
                                           Industry and Security (BIS) amends the
                                                                                                    Authorization for Advanced Micro-                        (China), Inc.—Headquarters Eligible
                                           Export Administration Regulations
                                                                                                    Fabrication Equipment Inc. China                         Destination Identified Under AMCs
                                           (EAR) to revise the existing
                                                                                                    (AMEC) and Applied Materials (China)                     Validated End-User Authorization,
                                           authorizations for Validated End Users
                                                                                                    Inc. (AMC) in the People’s Republic of                   3E001 (limited to ‘‘technology’’
                                           Advanced Micro-Fabrication
                                                                                                    China                                                    according to the General Technology
                                           Equipment, Inc., China (AMEC) and
                                                                                                                                                             Note for the ‘‘development’’ or
                                           Applied Materials (China), Inc. (AMC)
                                                                                                    Revision to the List of ‘‘Eligible Items (by             ‘‘production’’ of items controlled by
                                           in the People’s Republic of China (PRC).
                                                                                                    ECCN)’’ for AMEC                                         ECCN 3B001)
                                           Specifically, BIS amends Supplement
                                           No. 7 to Part 748 of the EAR to add one                     In this final rule, BIS amends                     Export Administration Act
                                           item to AMEC’s list of eligible items that               Supplement No. 7 to Part 748 to add one                 Although the Export Administration
                                           may be exported, reexported or                           Export Control Classification Number                  Act expired on August 20, 2001, the
                                           transferred (in country) to the                          (ECCN), 3B001.a.2, to the list of items               President, through Executive Order
                                           company’s eligible facility in the PRC,                  that may be exported, reexported or                   13222 of August 17, 2001, 3 CFR, 2001
                                           and to add a facility and an item to                     transferred (in country) to AMEC’s                    Comp., p. 783 (2002), as amended by
                                           Validated End User AMC’s list of                         facility in the PRC under Authorization               Executive Order 13637 of March 8,
                                           eligible destinations and eligible items.                VEU. This amendment is made in                        2013, 78 FR 16129 (March 13, 2013) and
Lhorne on DSK5TPTVN1PROD with RULES




                                           DATES: This rule is effective October 28,                response to a request from AMEC and                   as extended by the Notice of August 7,
                                           2015.                                                    upon the ERC’s determination that                     2015, 80 FR 48233 (August 11, 2015),
                                           FOR FURTHER INFORMATION CONTACT: End-                    adding the additional ECCN is                         has continued the Export
                                           User Review Committee, Office of the                     authorized under Section 748.15 of the                Administration Regulations in effect
                                           Assistant Secretary, Export                              EAR. The revised list of eligible items               under the International Emergency
                                           Administration, Bureau of Industry and                   for AMEC is as follows:                               Economic Powers Act. BIS continues to


                                      VerDate Sep<11>2014    15:03 Oct 27, 2015   Jkt 238001   PO 00000   Frm 00051   Fmt 4700   Sfmt 4700   E:\FR\FM\28OCR1.SGM   28OCR1


                                           65932            Federal Register / Vol. 80, No. 208 / Wednesday, October 28, 2015 / Rules and Regulations

                                           carry out the provisions of the Export                   The criteria for evaluation by the                    according to those criteria, is
                                           Administration Act, as appropriate and                   committee are set forth in 15 CFR                     unnecessary.
                                           to the extent permitted by law, pursuant                 748.15(a)(2). The information,                           Section 553(d) of the APA generally
                                           to Executive Order 13222 as amended                      commitments, and criteria for this                    provides that rules may not take effect
                                           by Executive Order 13637.                                extensive review were all established                 earlier than thirty (30) days after they
                                           Rulemaking Requirements                                  through the notice of proposed                        are published in the Federal Register.
                                                                                                    rulemaking and public comment                         However, BIS finds good cause to waive
                                              1. Executive Orders 13563 and 12866                   process (71 FR 38313 (July 6, 2006)                   the 30-day delay in effectiveness for this
                                           direct agencies to assess all costs and                  (proposed rule), and 72 FR 33646 (June                rule pursuant to 5 U.S.C. 553(d)(3)
                                           benefits of available regulatory                         19, 2007) (final rule)). Given the                    because the delay would be contrary to
                                           alternatives and, if regulation is                                                                             the public interest. BIS is simply
                                                                                                    similarities between the authorizations
                                           necessary, to select regulatory                                                                                amending the authorization of two
                                                                                                    provided under the VEU program and
                                           approaches that maximize net benefits                                                                          existing VEUs by adding an ECCN and
                                                                                                    export licenses (as discussed further
                                           (including potential economic,                                                                                 a facility for one and an ECCN for the
                                           environmental, public health and safety                  below), the publication of this
                                                                                                    information does not establish new                    other to the list of eligible items that
                                           effects, distributive impacts, and                                                                             may be sent to them, consistent with
                                           equity). Executive Order 13563                           policy. In publishing this final rule, BIS
                                                                                                    adds eligible destinations and items to               established objectives and parameters
                                           emphasizes the importance of                                                                                   administered and enforced by the
                                           quantifying both costs and benefits,                     two existing eligible VEUs. These
                                                                                                    changes have been made within the                     responsible designated departmental
                                           reducing costs, harmonizing rules, and                                                                         representatives to the End-User Review
                                           promoting flexibility. This rule has been                established regulatory framework of the
                                                                                                    VEU program. Further, this rule does                  Committee. Delaying this action’s
                                           determined to be not significant for                                                                           effectiveness would likely cause
                                           purposes of Executive Order 12866.                       not abridge the rights of the public or
                                                                                                    eliminate the public’s option to export               confusion regarding which items are
                                              2. This rule involves collections
                                                                                                                                                          authorized by the U.S. Government and
                                           previously approved by the Office of                     under any of the forms of authorization
                                                                                                                                                          in turn stifle the purpose of the VEU
                                           Management and Budget (OMB) under                        set forth in the EAR.
                                                                                                                                                          Program. Accordingly, it is contrary to
                                           Control Number 0694–0088, ‘‘Multi-                          Publication of this rule in other than             the public interest to delay this rule’s
                                           Purpose Application,’’ which carries a                   final form is unnecessary because the                 effectiveness.
                                           burden hour estimate of 43.8 minutes to                  authorizations granted in the rule are                   No other law requires that a notice of
                                           prepare and submit form BIS–748; and                     consistent with the authorizations
                                           for recordkeeping, reporting and review                                                                        proposed rulemaking and an
                                                                                                    granted to exporters for individual                   opportunity for public comment be
                                           requirements in connection with                          licenses (and amendments or revisions
                                           Authorization VEU, which carries an                                                                            given for this final rule. Because a
                                                                                                    thereof), which do not undergo public                 notice of proposed rulemaking and an
                                           estimated burden of 30 minutes per                       review. In addition, as with license
                                           submission. This rule is expected to                                                                           opportunity for public comment are not
                                                                                                    applications, VEU authorization                       required under the APA or by any other
                                           result in a decrease in license
                                                                                                    applications contain confidential                     law, the analytical requirements of the
                                           applications submitted to BIS. Total
                                                                                                    business information, which is                        Regulatory Flexibility Act (5 U.S.C. 601
                                           burden hours associated with the
                                                                                                    necessary for the extensive review                    et seq.) are not applicable. As a result,
                                           Paperwork Reduction Act of 1995 (44
                                                                                                    conducted by the U.S. Government in                   no final regulatory flexibility analysis is
                                           U.S.C. 3501 et seq.) (PRA) and OMB
                                           Control Number 0694–0088 are not                         assessing such applications. This                     required and none has been prepared.
                                           expected to increase significantly as a                  information is extensively reviewed
                                                                                                    according to the criteria for VEU                     List of Subjects in 15 CFR Part 748
                                           result of this rule. Notwithstanding any
                                           other provisions of law, no person is                    authorizations, as set out in 15 CFR                    Administrative practice and
                                           required to respond to, nor be subject to                748.15(a)(2). Additionally, just as the               procedure, Exports, Reporting and
                                           a penalty for failure to comply with a                   interagency reviews license                           recordkeeping requirements.
                                           collection of information subject to the                 applications, the authorizations granted                Accordingly, part 748 of the EAR (15
                                           requirements of the PRA, unless that                     under the VEU program involve                         CFR parts 730–774) is amended as
                                           collection of information displays a                     interagency deliberation and result from              follows:
                                           currently valid OMB Control Number.                      review of public and non-public
                                              3. This rule does not contain policies                sources, including licensing data, and                PART 748—[AMENDED]
                                           with Federalism implications as that                     the measurement of such information
                                                                                                    against the VEU authorization criteria.               ■ 1. The authority citation for Part 748
                                           term is defined under Executive Order
                                                                                                    Given the nature of the review, and in                continues to read as follows:
                                           13132.
                                              4. Pursuant to the Administrative                     light of the parallels between the VEU                  Authority: 50 U.S.C. app. 2401 et seq.; 50
                                           Procedure Act (APA), 5 U.S.C.                            application review process and the                    U.S.C. 1701 et seq.; E.O. 13026, 61 FR 58767,
                                           553(b)(B), BIS finds good cause to waive                 review of license applications, public                3 CFR, 1996 Comp., p. 228; E.O. 13222, 66
                                                                                                    comment on this authorization and                     FR 44025, 3 CFR, 2001 Comp., p. 783; Notice
                                           requirements that this rule be subject to
                                                                                                                                                          of August 7, 2015, 80 FR 48233 (August 11,
                                           notice and the opportunity for public                    subsequent amendments prior to
                                                                                                                                                          2015).
                                           comment because they are unnecessary.                    publication is unnecessary. Moreover,
                                           In determining whether to grant VEU                      because, as noted above, the criteria and             ■ 2. Amend Supplement No. 7 to part
                                           designations, a committee of U.S.                        process for authorizing and                           748, under ‘‘China (People’s Republic
                                           Government agencies evaluates                            administering VEUs were developed                     of),’’ by revising the entries for
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                                           information about and commitments                        with public comments, allowing                        ‘‘Advanced Micro-Fabrication
                                           made by candidate companies, the                         additional public comment on this                     Equipment, Inc., China’’ and ‘‘Applied
                                           nature and terms of which are set forth                  amendment to individual VEU                           Materials (China), Inc.’’ to read as
                                           in 15 CFR part 748, Supplement No. 8.                    authorizations, which was determined                  follows:




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                                                            Federal Register / Vol. 80, No. 208 / Wednesday, October 28, 2015 / Rules and Regulations                                            65933

                                               SUPPLEMENT NO. 7 TO PART 748—AUTHORIZATION VALIDATED END-USER (VEU): LIST OF VALIDATED END-USERS,
                                                     RESPECTIVE ITEMS ELIGIBLE FOR EXPORT, REEXPORT AND TRANSFER, AND ELIGIBLE DESTINATIONS
                                                                       Validated                     Eligible items
                                                Country                                                                                      Eligible destination            Federal Register citation
                                                                       end-user                       (by ECCN)

                                                     Nothing in this Supplement shall be deemed to supersede other provisions in the EAR, including but not limited to § 748.15(c).


                                                     *                      *                       *                    *                           *                  *                  *
                                                                  Advanced Micro-        2B230, 3B001.a.2, 3B001.c and            Advanced          Micro-Fabrication 78 FR 41291, 7/10/13. 80 FR
                                                                    Fabrication            3B001.e (items classified under           Equipment, Inc., 188 Taihua        [INSERT PAGE NUMBER], 10/
                                                                    Equipment,             ECCNs 3B001.a.2, 3B001.c                  Road, Jinqiao Export Proc-         28/15.
                                                                    Inc., China.           and 3B001.e are limited to                essing Zone (South Area),
                                                                                           components and accessories).              Pudong, Shanghai 201201,
                                                                                                                                     China.
                                                                  Applied Mate-          These Items Authorized for those         * Applied Materials South East 72 FR 59164, 10/19/07. 74 FR
                                                                    rials (China),         Applied Materials Destinations            Asia     Pte.    Ltd.—Shanghai     19382, 4/29/09. 75 FR 27185,
                                                                    Inc.                   Identified by one asterisk (*):,          Depot, c/o Shanghai Applied        5/14/10. 77 FR 10953, 2/24/12.
                                                                                           2B006.b, 2B230, 2B350.g.3,                Materials Technical Service        80 FR, [INSERT PAGE NUM-
                                                                                           2B350.i, 3B001.a, 3B001.b,                Center, No. 2667 Zuchongzhi        BER], 10/28/15.
                                                                                           3B001.c, 3B001.e, 3B001.f,                Road, Shanghai, China 201203.
                                                                                           3C001, 3C002, 3D002 (limited           * Applied Materials South East
                                                                                           to ‘‘software’’ specially de-             Asia Pte. Ltd.—Beijing Depot,
                                                                                           signed for the ‘‘use’’ of stored          c/o Beijing Applied Materials
                                                                                           program controlled items clas-            Technical Service Center, No.
                                                                                           sified under ECCN 3B001).                 1 North Di Sheng Street, BDA,
                                                                                                                                     Beijing, China 100176.
                                                                                                                                  * Applied Materials South East
                                                                                                                                     Asia Pte. Ltd.—Wuxi Depot, c/
                                                                                                                                     o Sinotrans Jiangsu Fuchang
                                                                                                                                     Logistics Co., Ltd., 1 Xi Qin
                                                                                                                                     Road, Wuxi Export Processing
                                                                                                                                     Zone, Wuxi, Jiangsu, China
                                                                                                                                     214028.
                                                                                                                                  * Applied Materials South East
                                                                                                                                     Asia Pte. Ltd.—Wuhan Depot,
                                                                                                                                     c/o Wuhan Optics Valley Im-
                                                                                                                                     port & Export Co., Ltd., No.
                                                                                                                                     101 Guanggu Road, East Lake
                                                                                                                                     High-Tec Development Zone,
                                                                                                                                     Wuhan, Hubei, China 430074.
                                                                                                                                  * Applied Materials (China), Inc.—
                                                                                                                                     Shanghai Depot, No. 2667,
                                                                                                                                     Zuchongzhi Road, Shanghai,
                                                                                                                                     China 201203.
                                                                                                                                  * Applied Materials (China), Inc.—
                                                                                                                                     Beijing Depot, No. 1 North Di
                                                                                                                                     Sheng Street, BDA, Beijing,
                                                                                                                                     China 100176.
                                                                                         These Items Authorized for the           ** Applied Materials (Xi’an) Ltd.,
                                                                                           Applied Materials Destination             No. 28 Xin Xi Ave., Xi’an High
                                                                                           Identified by two asterisks (**):         Tech Park, Export Processing
                                                                                           2B006.b, 2B230, 2B350.g.3,                Zone, Xi’an, Shaanxi, China
                                                                                           2B350.i, 3B001.a, 3B001.b,                710075.
                                                                                           3B001.c, 3B001.e, 3B001.f,
                                                                                           3C001, 3C002, 3D002 (limited
                                                                                           to ‘‘software’’ specially de-
                                                                                           signed for the ‘‘use’’ of stored
                                                                                           program controlled items clas-
                                                                                           sified under ECCN 3B001),
                                                                                           and 3E001 (limited to ‘‘tech-
                                                                                           nology’’ according to the Gen-
                                                                                           eral Technology Note for the
                                                                                           ‘‘development’’ or ‘‘production’’
                                                                                           of items controlled by ECCN
                                                                                           3B001).
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                                           65934            Federal Register / Vol. 80, No. 208 / Wednesday, October 28, 2015 / Rules and Regulations

                                               SUPPLEMENT NO. 7 TO PART 748—AUTHORIZATION VALIDATED END-USER (VEU): LIST OF VALIDATED END-USERS,
                                                RESPECTIVE ITEMS ELIGIBLE FOR EXPORT, REEXPORT AND TRANSFER, AND ELIGIBLE DESTINATIONS—Continued
                                                                       Validated                     Eligible items
                                                Country                                                                                          Eligible destination                Federal Register citation
                                                                       end-user                       (by ECCN)

                                                                                         This item is authorized for those            *** Applied Materials (China),
                                                                                           Applied Materials Destination                 Inc.—Headquarters,    1388
                                                                                           Identified by three asterisks                 Zhangdong Road, Bldg. 22,
                                                                                           (***): 3E001 (limited to ‘‘tech-              Zhangjiang  Hi-Tech  Park,
                                                                                           nology’’ according to the Gen-                Pudong, Shanghai, 201203,
                                                                                           eral Technology Note for the                  China.
                                                                                           ‘‘development’’ or ‘‘production’’
                                                                                           of items controlled by ECCN
                                                                                           3B001).

                                                     *                        *                       *                          *                         *                     *                     *



                                             Dated: October 21, 2015.                               of the Secretary of Defense and the OSD                      and outlines for official researchers of
                                           Matthew S. Borman,                                       Components. The purpose of this rule is                      the DOS to access information within
                                           Deputy Assistant Secretary for Export                    to provide such guidance to former                           OSD Files.
                                           Administration.                                          Cabinet level officials and former                             5. Procedures for Historical
                                           [FR Doc. 2015–27442 Filed 10–27–15; 8:45 am]             Presidential appointees (FPAs),                              Researchers Not Permanently Assigned
                                           BILLING CODE 3510–33–P                                   including their personnel, aides, and                        to the Executive Branch: Updates and
                                                                                                    official researchers.                                        outlines procedures for Non DoD and
                                                                                                      b. In accordance with Title 5 of the                       executive branch personnel to access
                                           DEPARTMENT OF DEFENSE                                    United States Code, ‘‘Government                             information within OSD files for
                                                                                                    Organization and Employees,’’ this rule                      historical research.
                                           Office of the Secretary                                  updates procedures for the programs                            6. Procedures for Document Review
                                                                                                    that permit authorized personnel to                          for the FRUS Series: Updates and
                                           32 CFR Part 197                                          perform historical research in records                       outlines procedures for reviewing FRUS
                                                                                                    created by or in the custody of Office of                    information within OSD files for
                                           [Docket ID: DoD–2013–OS–0108]                            the Secretary of Defense and its                             historical research.
                                           RIN 0790–AJ07                                            components consistent with federal                             7. Procedures for Copying Documents:
                                                                                                    regulations.                                                 Updates and outlines procedures for
                                           Historical Research in the Files of the                                                                               copying information within OSD files
                                                                                                    B. Summary of the Major Provisions of
                                           Office of the Secretary of Defense                                                                                    for historical research.
                                                                                                    the Regulatory Action In Question
                                           (OSD)                                                                                                                   8. General Guidelines for Researching
                                                                                                      This final rule updates and clarifies
                                           AGENCY:    Department of Defense.                                                                                     OSD Records: Updates and outlines
                                                                                                    procedures regarding the review and
                                                                                                                                                                 procedures for researching information
                                           ACTION:   Final rule.                                    accessibility to records and information
                                                                                                                                                                 within OSD files for historical research.
                                                                                                    in the custody of the Secretary of
                                           SUMMARY:    This final rule updates and                                                                                 9. General Guidelines for Researching
                                                                                                    Defense and the OSD Components. The
                                           clarifies procedures regarding the                                                                                    OSD Records: Updates and outlines
                                                                                                    purpose of this rule is to provide such
                                           review and accessibility to records and                                                                               guidelines applicable to researchers
                                                                                                    guidance to former Cabinet level
                                           information in the custody of the                                                                                     while reviewing OSD files.
                                                                                                    officials and former Presidential
                                           Secretary of Defense and the OSD                         appointees (FPAs), including their                           C. Costs and Benefits
                                           Components. The purpose of this rule is                  personnel, aides, and official
                                           to provide such guidance to former                                                                                       Annual yearly cost vary and are
                                                                                                    researchers.                                                 dependent on the number of researchers
                                           Cabinet level officials and former                         1. Explanation of FOIA Exemptions
                                           Presidential appointees (FPAs),                                                                                       requesting access to DoD owned
                                                                                                    and Classification Categories:
                                           including their personnel, aides, and                                                                                 information, the volume of information
                                                                                                    Explanation of restrictions applicable to
                                           official researchers.                                                                                                 requiring review and/or declassification
                                                                                                    the public’s request for information
                                                                                                                                                                 and other operational constraints within
                                           DATES: This rule is effective November                   within OSD files.
                                                                                                      2. Responsibilities: Outlines the                          a given FY.
                                           27, 2015.
                                                                                                    responsibilities of Director of                                 Cost: Cost estimates use actual data
                                           FOR FURTHER INFORMATION CONTACT: Mr.                                                                                  for 2012 per hour. Cost is aggregated
                                           Ronald R. McCully, 571–372–0473.                         Administration and Management
                                                                                                    (D&AM); OSD Records Administrator,                           based on average rank (military), grade
                                           SUPPLEMENTARY INFORMATION:                                                                                            (civilian) and time in service for
                                                                                                    and the OSD Components.
                                           I. Executive Summary                                       3. Procedures for Historical                               personnel qualified for oversight of
                                                                                                    Researchers Permanently Assigned                             researchers within the Washington-
                                           A. Purpose of the Regulatory Action                                                                                   Baltimore-Northern Virginia, DC-MD-
                                                                                                    Within the Executive Branch Working
                                             a. The Office of the Secretary of                      on Official Projects: Updates and                            VA-WV-PA area.
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                                           Defense (OSD) is issuing a final rule that               outlines procedures for access to                            Military = Rank 05 with 10+ years of
                                           would update Part 197.5 of Title 32,                     information held within OSD files for                           time in service
                                           Code of Federal Regulations. This final                  historical research.                                         Civilian = Grade GS–13, Step 5+ with
                                           rule updates and clarifies procedures                      4. Procedures for the Department of                           minimum 5 years of time in service
                                           regarding the review and accessibility to                State (DoS) Foreign Relations of the                         Military = $39.77 per hour
                                           records and information in the custody                   United States (FRUS) Series: Updates                         Civilian = $48.51 per hour


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Document Created: 2018-02-27 08:57:54
Document Modified: 2018-02-27 08:57:54
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective October 28, 2015.
ContactEnd-User Review Committee, Office of the Assistant Secretary, Export Administration, Bureau of Industry and Security, U.S. Department of Commerce, Phone: 202-482-5991; Fax: 202- 482-3911; Email: [email protected]
FR Citation80 FR 65931 
RIN Number0694-AG69
CFR AssociatedAdministrative Practice and Procedure; Exports and Reporting and Recordkeeping Requirements

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