80_FR_66817 80 FR 66608 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change Relating to Rules 6.74A and 6.74B

80 FR 66608 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change Relating to Rules 6.74A and 6.74B

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 209 (October 29, 2015)

Page Range66608-66609
FR Document2015-27520

Federal Register, Volume 80 Issue 209 (Thursday, October 29, 2015)
[Federal Register Volume 80, Number 209 (Thursday, October 29, 2015)]
[Notices]
[Pages 66608-66609]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-27520]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-76251; File No. SR-CBOE-2015-026]


Self-Regulatory Organizations; Chicago Board Options Exchange, 
Incorporated; Notice of Withdrawal of a Proposed Rule Change Relating 
to Rules 6.74A and 6.74B

October 23, 2015.
    On March 6, 2015, the Chicago Board Options Exchange, Incorporated 
(the ``Exchange'' or ``CBOE'') filed with the Securities and Exchange 
Commission (``Commission''), pursuant to Section 19(b)(1) of the 
Securities Exchange Act of 1934 \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to amend its rules regarding the solicitation of 
Market-Makers as the contra party to an agency order entered into the 
Exchange's Automated Improvement Mechanism and Solicitation Auction 
Mechanism auctions. The proposed rule change was published for comment 
in the Federal Register on March 23, 2015.\3\ On May 4, 2015, the 
Commission extended the time period within which to approve the 
proposed rule change, disapprove the proposed rule change, or institute 
proceedings to determine whether to disapprove the proposed rule 
change, to June 21, 2015.\4\ On June 18, 2015, the Commission 
instituted proceedings to determine whether to approve or disapprove 
the proposed rule change.\5\ On July 21, 2015, the Commission received 
a letter from the Exchange responding to the Order Instituting 
Proceedings.\6\ Subsequently, the Commission received two other comment 
letters on the proposed rule change.\7\ On September 14, 2015, the 
Commission issued a notice of designation of a longer period for 
Commission action on proceedings to determine whether to approve or

[[Page 66609]]

disapprove the proposed rule change.\8\ On October 22, 2015, CBOE 
withdrew the proposed rule change (SR-CBOE-2015-026).
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 74519 (March 17, 
2015), 80 FR 15264.
    \4\ See Securities Exchange Act Release No. 74862 (May 4, 2015), 
80 FR 26599 (May 8, 2015).
    \5\ See Securities Exchange Act Release No. 75245 (June 18, 
2015), 80 FR 36386 (June 24, 2015) (``Order Instituting 
Proceedings'').
    \6\ See Letter to Brent J. Fields, Secretary, Commission, from 
Kyle Edwards, Attorney, CBOE, dated July 21, 2015.
    \7\ See Letter to Brent J. Fields, Secretary, Commission, from 
Gavin Rowe, Senior Director, Dash Financial LLC, dated August 11, 
2015; Letter to Brent J. Fields, Secretary, Commission, from 
Benjamin Londergan, Executive Managing Director, Convergex Execution 
Solutions, dated September 15, 2015.
    \8\ See Securities Exchange Act Release No. 75908 (September 14, 
2015), 80 FR 56525 (September 18, 2015).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\9\
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    \9\ 17 CFR 200.30-3(a)(12).
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Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-27520 Filed 10-28-15; 8:45 am]
 BILLING CODE 8011-01-P



                                                    66608                         Federal Register / Vol. 80, No. 209 / Thursday, October 29, 2015 / Notices

                                                    by FINRA and which is being filed in                        • Send an email to rule-comments@                   SECURITIES AND EXCHANGE
                                                    conjunction with similar filings by the                   sec.gov Please include File Number SR–                COMMISSION
                                                    other national securities exchanges, will                 CBOE–2015–094 on the subject line..
                                                    reduce the regulatory burden placed on                                                                          [Release No. 34–76251; File No. SR–CBOE–
                                                    market participants engaged in trading                    Paper Comments
                                                                                                                                                                    2015–026]
                                                    activities across different markets. The                    • Send paper comments in triplicate
                                                    Exchange believes that the                                                                                      Self-Regulatory Organizations;
                                                                                                              to Secretary, Securities and Exchange
                                                    harmonization of these registration                                                                             Chicago Board Options Exchange,
                                                                                                              Commission, 100 F Street NE.,
                                                    requirements across the various markets                                                                         Incorporated; Notice of Withdrawal of
                                                    will reduce burdens on competition by                     Washington, DC 20549–1090.
                                                                                                                                                                    a Proposed Rule Change Relating to
                                                    removing impediments to participation                     All submissions should refer to File                  Rules 6.74A and 6.74B
                                                    in the national market system and                         Number SR–CBOE-2015–094. This file
                                                    promoting competition among                               number should be included on the                      October 23, 2015.
                                                    participants across the multiple national                 subject line if email is used. To help the               On March 6, 2015, the Chicago Board
                                                    securities exchanges.                                     Commission process and review your                    Options Exchange, Incorporated (the
                                                    C. Self-Regulatory Organization’s                         comments more efficiently, please use                 ‘‘Exchange’’ or ‘‘CBOE’’) filed with the
                                                    Statement on Comments on the                              only one method. The Commission will                  Securities and Exchange Commission
                                                    Proposed Rule Change Received From                        post all comments on the Commission’s                 (‘‘Commission’’), pursuant to Section
                                                    Members, Participants, or Others                          Internet Web site (http://www.sec.gov/                19(b)(1) of the Securities Exchange Act
                                                      The Exchange neither solicited nor                      rules/sro.shtml). Copies of the                       of 1934 1 and Rule 19b–4 thereunder,2 a
                                                    received written comments on the                          submission, all subsequent                            proposed rule change to amend its rules
                                                    proposed rule change.                                     amendments, all written statements                    regarding the solicitation of Market-
                                                                                                              with respect to the proposed rule                     Makers as the contra party to an agency
                                                    III. Date of Effectiveness of the
                                                                                                              change that are filed with the                        order entered into the Exchange’s
                                                    Proposed Rule Change and Timing for
                                                                                                              Commission, and all written                           Automated Improvement Mechanism
                                                    Commission Action
                                                                                                              communications relating to the                        and Solicitation Auction Mechanism
                                                       Because the foregoing proposed rule                    proposed rule change between the                      auctions. The proposed rule change was
                                                    change does not:                                          Commission and any person, other than                 published for comment in the Federal
                                                       A. Significantly affect the protection                 those that may be withheld from the                   Register on March 23, 2015.3 On May 4,
                                                    of investors or the public interest;                                                                            2015, the Commission extended the
                                                       B. impose any significant burden on                    public in accordance with the
                                                                                                              provisions of 5 U.S.C. 552, will be                   time period within which to approve
                                                    competition; and
                                                       C. become operative for 30 days from                   available for Web site viewing and                    the proposed rule change, disapprove
                                                    the date on which it was filed, or such                   printing in the Commission’s Public                   the proposed rule change, or institute
                                                    shorter time as the Commission may                        Reference Room, 100 F Street NE.,                     proceedings to determine whether to
                                                    designate, it has become effective                        Washington, DC 20549 on official                      disapprove the proposed rule change, to
                                                    pursuant to Section 19(b)(3)(A) of the                    business days between the hours of                    June 21, 2015.4 On June 18, 2015, the
                                                    Act 20 and Rule 19b–4(f)(6) 21                            10:00 a.m. and 3:00 p.m. Copies of the                Commission instituted proceedings to
                                                    thereunder. At any time within 60 days                    filing also will be available for                     determine whether to approve or
                                                    of the filing of the proposed rule change,                inspection and copying at the principal               disapprove the proposed rule change.5
                                                    the Commission summarily may                              office of the Exchange. All comments                  On July 21, 2015, the Commission
                                                    temporarily suspend such rule change if                   received will be posted without change;               received a letter from the Exchange
                                                    it appears to the Commission that such                    the Commission does not edit personal                 responding to the Order Instituting
                                                    action is necessary or appropriate in the                 identifying information from                          Proceedings.6 Subsequently, the
                                                    public interest, for the protection of                    submissions. You should submit only                   Commission received two other
                                                    investors, or otherwise in furtherance of                 information that you wish to make                     comment letters on the proposed rule
                                                    the purposes of the Act. If the                                                                                 change.7 On September 14, 2015, the
                                                                                                              available publicly. All submissions
                                                    Commission takes such action, the                                                                               Commission issued a notice of
                                                                                                              should refer to File Number SR–CBOE–
                                                    Commission will institute proceedings                                                                           designation of a longer period for
                                                    to determine whether the proposed rule                    2015–094 and should be submitted on
                                                                                                                                                                    Commission action on proceedings to
                                                    change should be approved or                              or before November 19, 2015.
                                                                                                                                                                    determine whether to approve or
                                                    disapproved.                                                For the Commission, by the Division of
                                                                                                              Trading and Markets, pursuant to delegated              1 15  U.S.C. 78s(b)(1).
                                                    IV. Solicitation of Comments
                                                                                                              authority.22                                            2 17  CFR 240.19b–4.
                                                      Interested persons are invited to                       Robert W. Errett,                                        3 See Securities Exchange Act Release No. 74519

                                                    submit written data, views, and                                                                                 (March 17, 2015), 80 FR 15264.
                                                                                                              Deputy Secretary.
                                                    arguments concerning the foregoing,                                                                                4 See Securities Exchange Act Release No. 74862
                                                                                                              [FR Doc. 2015–27517 Filed 10–28–15; 8:45 am]          (May 4, 2015), 80 FR 26599 (May 8, 2015).
                                                    including whether the proposed rule
                                                                                                                                                                       5 See Securities Exchange Act Release No. 75245
                                                    change is consistent with the Act.                        BILLING CODE 8011–01–P
                                                                                                                                                                    (June 18, 2015), 80 FR 36386 (June 24, 2015)
                                                    Comments may be submitted by any of                                                                             (‘‘Order Instituting Proceedings’’).
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                                                    the following methods:                                                                                             6 See Letter to Brent J. Fields, Secretary,

                                                                                                                                                                    Commission, from Kyle Edwards, Attorney, CBOE,
                                                    Electronic Comments                                                                                             dated July 21, 2015.
                                                      • Use the Commission’s Internet                                                                                  7 See Letter to Brent J. Fields, Secretary,

                                                    comment form (http://www.sec.gov/                                                                               Commission, from Gavin Rowe, Senior Director,
                                                                                                                                                                    Dash Financial LLC, dated August 11, 2015; Letter
                                                    rules/sro.shtml); or                                                                                            to Brent J. Fields, Secretary, Commission, from
                                                                                                                                                                    Benjamin Londergan, Executive Managing Director,
                                                      20 15   U.S.C. 78s(b)(3)(A).                                                                                  Convergex Execution Solutions, dated September
                                                      21 17   CFR 240.19b–4(f)(6).                              22 17   CFR 200.30–3(a)(12).                        15, 2015.



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                                                                                Federal Register / Vol. 80, No. 209 / Thursday, October 29, 2015 / Notices                                               66609

                                                    disapprove the proposed rule change.8                   modified by Amendment No. 1.6 The                     be contacted via email at DCUNESCO@
                                                    On October 22, 2015, CBOE withdrew                      Commission received no comments on                    state.gov, or via phone at (202) 663–
                                                    the proposed rule change (SR–CBOE–                      the proposed rule change, as modified                 0026. The Web site can be accessed at:
                                                    2015–026).                                              by Amendment No. 1. On September 8,                   http://www.state.gov/p/io/unesco/.
                                                      For the Commission, by the Division of                2015, CBOE withdrew the proposed rule                    Personal information regarding
                                                    Trading and Markets, pursuant to delegated              change (SR–CBOE–2015–045).                            attendees is requested pursuant to
                                                    authority.9                                               For the Commission, by the Division of              Public Law 99–399 (Omnibus
                                                    Robert W. Errett,                                       Trading and Markets, pursuant to delegated            Diplomatic Security and Antiterrorism
                                                    Deputy Secretary.                                       authority.7                                           Act of 1986), as amended; Public Law
                                                                                                            Robert W. Errett                                      107–56 (USA PATRIOT Act); and
                                                    [FR Doc. 2015–27520 Filed 10–28–15; 8:45 am]
                                                                                                            Deputy Secretary.                                     Executive Order 13356. The purpose of
                                                    BILLING CODE 8011–01–P
                                                                                                                                                                  the collection is to validate the identity
                                                                                                            [FR Doc. 2015–27521 Filed 10–28–15; 8:45 am]
                                                                                                                                                                  of individuals who enter Department
                                                                                                            BILLING CODE 8011–01–P
                                                    SECURITIES AND EXCHANGE                                                                                       facilities. The data will be entered into
                                                    COMMISSION                                                                                                    the Visitor Access Control System
                                                                                                                                                                  (VACS–D) database. Please see the
                                                    [Release No. 34–76254; File No. SR–CBOE–                DEPARTMENT OF STATE                                   Security Records System of Records
                                                    2015–045]                                               [Public Notice: 9335]                                 Notice (State-36) at http://
                                                                                                                                                                  www.state.gov/documents/organization/
                                                    Self-Regulatory Organizations;                          U.S. National Commission for                          103419.pdf for additional information.
                                                    Chicago Board Options Exchange,                         UNESCO; Notice of Meeting
                                                    Incorporated; Notice of Withdrawal of                                                                           Dated: October 22, 2015.
                                                    Proposed Rule Change, as Modified by                       The 2015 Annual Meeting of the U.S.                Allison Wright,
                                                    Amendment No. 1, Relating to Rule                       National Commission for the United                    Executive Director, U.S. National Commission
                                                    6.53C and Complex Orders on the                         Nations Educational, Scientific, and                  for UNESCO, Department of State.
                                                    Hybrid System                                           Cultural Organization (UNESCO) will                   [FR Doc. 2015–27614 Filed 10–28–15; 8:45 am]
                                                                                                            take place on Friday, December 11,                    BILLING CODE 4710–19–P
                                                    October 23, 2015.                                       2015, at the U.S. Department of State in
                                                       On May 12, 2015, the Chicago Board                   Washington, DC (2201 C Street NW.).
                                                    Options Exchange, Incorporated                          The Commission will hold a series of                  DEPARTMENT OF STATE
                                                    (‘‘CBOE’’) filed with the Securities and                informational plenary sessions, subject-              [Public Notice 9334]
                                                    Exchange Commission (‘‘Commission’’),                   specific committee and thematic
                                                    pursuant to Section 19(b)(1) of the                     breakout sessions and discuss final                   30-Day Notice of Proposed Information
                                                    Securities Exchange Act of 1934 1 and                   recommendations, which will be open                   Collection: Contact Information and
                                                    Rule 19b–4 thereunder,2 a proposed rule                 to the public 9:30 a.m. to 12:30 p.m. and             Work History for Nonimmigrant Visa
                                                    change to modify CBOE Rule 6.53C,                       from 2:00 p.m. to approximately 4:30                  Applicant
                                                    Complex Orders on the Hybrid System,                    p.m.
                                                    regarding eligibility for participation in                 Members of the public who wish to                  ACTION:Notice of request for public
                                                    the Complex Order Book and the                          attend any of these meetings or who                   comment and submission to OMB of
                                                    Complex Order Auction (‘‘COA’’). The                    need reasonable accommodation should                  proposed collection of information.
                                                    proposed rule change was published for                  contact the U.S. National Commission
                                                    comment in the Federal Register on                                                                            SUMMARY:    The Department of State has
                                                                                                            for UNESCO at the email address below
                                                    May 27, 2015.3 On June 3, 2015, CBOE                                                                          submitted the information collection
                                                                                                            no later than Monday, December 7, 2015
                                                    filed Amendment No.1 to the proposed                                                                          described below to the Office of
                                                                                                            for further information about admission,
                                                    rule change.4 On July 6, 2015, the                                                                            Management and Budget (OMB) for
                                                                                                            as seating is limited. Those who wish to
                                                    Commission extended the time period                                                                           approval. In accordance with the
                                                                                                            make oral comments during the public
                                                    within which to approve the proposed                                                                          Paperwork Reduction Act of 1995 we
                                                                                                            comment section held during the
                                                    rule change, disapprove the proposed                                                                          are requesting comments on this
                                                                                                            afternoon session should request to be
                                                    rule change, or institute proceedings to                                                                      collection from all interested
                                                                                                            scheduled by Friday, December 4, 2015.
                                                    determine whether to disapprove the                                                                           individuals and organizations. The
                                                                                                            Each individual will be limited to five
                                                    proposed rule change, to August 25,                                                                           purpose of this Notice is to allow 30
                                                                                                            minutes, with the total oral comment
                                                    2015.5 On August 19, 2015, the                                                                                days for public comment.
                                                                                                            period not exceeding thirty minutes.
                                                    Commission instituted proceedings to                                                                          DATES: Submit comments directly to the
                                                                                                               Access to the building is strictly
                                                    determine whether to approve or                         controlled. For pre-clearance purposes,               Office of Management and Budget
                                                    disapprove the proposed rule change, as                 those planning to attend will need to                 (OMB) up to November 30, 2015.
                                                                                                            provide full name, address, date of                   ADDRESSES: Direct comments to the
                                                       8 See Securities Exchange Act Release No. 75908
                                                                                                            birth, citizenship, driver’s license or               Department of State Desk Officer in the
                                                    (September 14, 2015), 80 FR 56525 (September 18,
                                                                                                            passport number, and email address.                   Office of Information and Regulatory
                                                    2015).                                                                                                        Affairs at the Office of Management and
                                                       9 17 CFR 200.30–3(a)(12).                            This information will greatly facilitate
                                                       1 15 U.S.C. 78s(b)(1).                               entry into the building.                              Budget (OMB). You may submit
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                       2 17 CFR 240.19b–4.                                     Written comments should be                         comments by the following methods:
                                                       3 See Securities Exchange Act Release No. 75003      submitted by Friday, December 4, 2015                   • Email:
                                                    (May 20, 2015), 80 FR 30306.                            to allow time for distribution to the                 oira_submission@omb.eop.gov. You
                                                       4 Amendment No. 1 to the proposed rule change
                                                                                                            Commission members prior to the                       must include the DS form number,
                                                    amended the statutory basis and burden on                                                                     information collection title, and the
                                                    competition sections regarding distinguishing           meeting. The National Commission may
                                                    between Professional and non-Professional orders
                                                                                                                                                                  OMB control number in the subject line
                                                    for purposes of determining eligibility for COA.          6 See Securities Exchange Act Release No. 75736     of your message.
                                                       5 See Securities Exchange Act Release No. 75359      (August 19, 2015), 80 FR 51642.                         • Fax: 202–395–5806. Attention: Desk
                                                    (July 6, 2015), 80 FR 39821.                              7 17 CFR 200.30–3(a)(12).                           Officer for Department of State.


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Document Created: 2015-12-14 15:21:02
Document Modified: 2015-12-14 15:21:02
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation80 FR 66608 

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