80_FR_68798 80 FR 68584 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

80 FR 68584 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 214 (November 5, 2015)

Page Range68584-68585
FR Document2015-28149

Applicant seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on September 28, 2015. Applicant's Address: 2 Morrissey Boulevard, Dorchester, Massachusetts 02125.

Federal Register, Volume 80 Issue 214 (Thursday, November 5, 2015) 
[Federal Register Volume 80, Number 214 (Thursday, November 5, 2015)]
[Notices]
[Pages 68584-68585]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-28149]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-31887]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

October 30, 2015.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
October 2015. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on November 20, 2015, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES:  The Commission: Brent J. Fields, Secretary, U.S. Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT:  Chief Counsel's Office at (202) 551-
6821, SEC, Division of Investment

[[Page 68585]]

Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 
20549-8010.

Santander AM Funds Trust [File No. 811-22890]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has never made a public offering of 
its securities and does not propose to make a public offering or engage 
in business of any kind.
    Filing Dates: The application was filed on September 28, 2015.
    Applicant's Address: 2 Morrissey Boulevard, Dorchester, 
Massachusetts 02125.

Eudora Funds [File No. 811-22729]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On September 10, 2015, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $7,750 incurred in connection with the liquidation were 
paid by applicant's investment adviser.
    Filing Dates: The application was filed on September 30, 2015.
    Applicant's Address: 8000 Town Centre Drive, Suite 400, Broadview 
Heights, Ohio 44147.

Russell Exchange Traded Funds Trust [File No. 811-22320]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On January 30, 2015, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $41,223 incurred in connection with the liquidation were 
paid by applicant's investment adviser.
    Filing Dates: The application was filed on October 5, 2015.
    Applicant's Address: 1301 Second Avenue, 18th Floor, Seattle, 
Washington 98101.

HCIM Trust [File No. 811-22871]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant transferred its assets to Hatteras 
Disciplined Opportunity Fund, a series of Hatteras Alternative Mutual 
Funds Trust, and on July 10, 2015, made a final distribution to its 
shareholders based on net asset value. Expenses of $16,987.50 incurred 
in connection with the reorganization were paid by the investment 
adviser of the applicant and the acquiring fund.
    Filing Dates: The application was filed on October 6, 2015.
    Applicant's Address: 6601 Six Forks Road, Suite 340, Raleigh, North 
Carolina 27615.

Franklin Mutual Recovery Fund [File No. 811-21306]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
transferred its assets to Franklin Mutual Quest Fund of the Franklin 
Mutual Series Funds, and on August 27, 2015, made a final distribution 
to its shareholders based on net asset value. Expenses of approximately 
$116,653 incurred in connection with the reorganization were paid by 
the acquiring fund and the investment adviser of the applicant and the 
acquiring fund.
    Filing Dates: The application was filed on October 23, 2015.
    Applicant's Address: 101 John F. Kennedy Parkway, Short Hills, New 
Jersey 07078-2702

Master Basic Value LLC [File No. 811-10179]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On February 9, 2015, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of approximately $135,046 incurred in connection with the 
liquidation were paid by applicant's investment adviser.
    Filing Dates: The application was filed on October 28, 2015.
    Applicant's Address: 100 Bellevue Parkway, Wilmington, Delaware 
19809

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-28149 Filed 11-4-15; 8:45 am]
 BILLING CODE 8011-01-P

68584 Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices the Exchange to directly compete with shorter time as designated by the the Commission does not edit personal these exchanges for order flow. Commission. identifying information from At any time within 60 days of the submissions. You should submit only B. Self-Regulatory Organization’s filing of the proposed rule change, the information that you wish to make Statement on Burden on Competition Commission summarily may available publicly. All submissions The Exchange does not believe that temporarily suspend such rule change if should refer to File No. SR–EDGX– it appears to the Commission that such 2015–50, and should be submitted on or the proposed rule change will impose action is: (1) Necessary or appropriate in before November 27, 2015. any burden on competition that is not the public interest; (2) for the protection necessary or appropriate in furtherance For the Commission, by the Division of of investors; or (3) otherwise in Trading and Markets, pursuant to delegated of the purposes of the Act. To the furtherance of the purposes of the Act. authority.16 contrary, the proposed rule change is a If the Commission takes such action, the competitive change that is designed to Jill M. Peterson, Commission shall institute proceedings Assistant Secretary. attract additional order flow to the to determine whether the proposed rule Exchange.13 The proposed rule change should be approved or disapproved. [FR Doc. 2015–28146 Filed 11–4–15; 8:45 am] would, therefore, increase competition BILLING CODE 8011–01–P by enabling the Exchange to accept IV. Solicitation of Comments orders starting at 7:30 a.m. Eastern Time Interested persons are invited to like its competitors. For all the reasons submit written data, views, and SECURITIES AND EXCHANGE stated above, the Exchange does not arguments concerning the foregoing, COMMISSION believe that the proposed rule changes including whether the proposed rule [Release No. IC–31887] will impose any burden on competition change is consistent with the Act. not necessary or appropriate in Comments may be submitted by any of Notice of Applications for furtherance of the purposes of the Act, the following methods: Deregistration Under Section 8(f) of the and believes the proposed change will Investment Company Act of 1940 enhance competition. Electronic Comments • Use the Commission’s Internet October 30, 2015. C. Self-Regulatory Organization’s comment form (http://www.sec.gov/ The following is a notice of Statement on Comments on the rules/sro.shtml); or applications for deregistration under Proposed Rule Change Received From • Send an email to rule-comments@ section 8(f) of the Investment Company Members, Participants, or Others sec.gov. Please include File No. SR– Act of 1940 for the month of October EDGX–2015–50 on the subject line. 2015. A copy of each application may be The Exchange has neither solicited obtained via the Commission’s Web site nor received written comments on the Paper Comments by searching for the file number, or for proposed rule change. The Exchange • Send paper comments in triplicate an applicant using the Company name has not received any written comments to Secretary, Securities and Exchange box, at http://www.sec.gov/search/ from members or other interested Commission, 100 F Street NE., search.htm or by calling (202) 551– parties. Washington, DC 20549–1090. 8090. An order granting each III. Date of Effectiveness of the All submissions should refer to File No. application will be issued unless the Proposed Rule Change and Timing for SR–EDGX–2015–50. This file number SEC orders a hearing. Interested persons Commission Action should be included on the subject line may request a hearing on any if email is used. To help the application by writing to the SEC’s Because the foregoing proposed rule Commission process and review your Secretary at the address below and change does not: (A) significantly affect comments more efficiently, please use serving the relevant applicant with a the protection of investors or the public only one method. The Commission will copy of the request, personally or by interest; (B) impose any significant post all comments on the Commission’s mail. Hearing requests should be burden on competition; and (C) by its Internet Web site (http://www.sec.gov/ received by the SEC by 5:30 p.m. on terms, become operative for 30 days rules/sro.shtml). Copies of the November 20, 2015, and should be from the date on which it was filed or submission, all subsequent accompanied by proof of service on such shorter time as the Commission amendments, all written statements applicants, in the form of an affidavit or, may designate it has become effective with respect to the proposed rule for lawyers, a certificate of service. pursuant to Section 19(b)(3)(A) of the change that are filed with the Pursuant to Rule 0–5 under the Act, Act 14 and paragraph (f)(6) of Rule 19b– Commission, and all written hearing requests should state the nature 4 thereunder,15 the Exchange has communications relating to the of the writer’s interest, any facts bearing designated this rule filing as non- proposed rule change between the upon the desirability of a hearing on the controversial. The Exchange has given Commission and any person, other than matter, the reason for the request, and the Commission written notice of its those that may be withheld from the the issues contested. Persons who wish intent to file the proposed rule change, public in accordance with the to be notified of a hearing may request along with a brief description and text provisions of 5 U.S.C. 552, will be notification by writing to the of the proposed rule change at least five available for Web site viewing and Commission’s Secretary. business days prior to the date of filing printing in the Commission’s Public ADDRESSES: The Commission: Brent J. of the proposed rule change, or such Reference Room, 100 F Street NE., Fields, Secretary, U.S. Securities and jstallworth on DSK7TPTVN1PROD with NOTICES Washington, DC 20549 on official Exchange Commission, 100 F Street NE., www.miaxoptions.com/hours-operation-miax- business days between the hours of Washington, DC 20549–1090. options-exchange (stating that firms can connect 10:00 a.m. and 3:00 p.m. Copies of such FOR FURTHER INFORMATION CONTACT: and conduct pre-market activity starting at 7:30 a.m.). filing also will be available for Chief Counsel’s Office at (202) 551– 13 Id. inspection and copying at the principal 6821, SEC, Division of Investment 14 15 U.S.C. 78s(b)(3)(A). office of the Exchange. All comments 15 17 CFR 240.19b–4. received will be posted without change; 16 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 15:06 Nov 04, 2015 Jkt 238001 PO 00000 Frm 00093 Fmt 4703 Sfmt 4703 E:\FR\FM\05NON1.SGM 05NON1

Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices 68585 Management, Chief Counsel’s Office, Applicant’s Address: 6601 Six Forks SECURITIES AND EXCHANGE 100 F Street NE., Washington, DC Road, Suite 340, Raleigh, North Carolina COMMISSION 20549–8010. 27615. [Release No. 34–76323; File No. SR–NYSE– Santander AM Funds Trust [File No. Franklin Mutual Recovery Fund [File 2015–02] 811–22890] No. 811–21306] Self-Regulatory Organizations; New Summary: Applicant seeks an order York Stock Exchange LLC; Notice of Summary: Applicant, a closed-end declaring that it has ceased to be an Designation of Longer Period for investment company, seeks an order investment company. Applicant has Commission Action on Proceedings To declaring that it has ceased to be an never made a public offering of its Determine Whether To Disapprove securities and does not propose to make investment company. Applicant transferred its assets to Franklin Mutual Proposed Rule Change, as Modified by a public offering or engage in business Amendment No. 1, Amending Sections of any kind. Quest Fund of the Franklin Mutual 312.03(b) and 312.04 of the NYSE Filing Dates: The application was Series Funds, and on August 27, 2015, Listed Company Manual to Exempt filed on September 28, 2015. made a final distribution to its Early Stage Companies From Having Applicant’s Address: 2 Morrissey shareholders based on net asset value. To Obtain Shareholder Approval Boulevard, Dorchester, Massachusetts Expenses of approximately $116,653 Before Issuing Shares for Cash to 02125. incurred in connection with the Related Parties, Affiliates of Related reorganization were paid by the Parties or Entities in Which a Related Eudora Funds [File No. 811–22729] acquiring fund and the investment Party Has a Substantial Interest Summary: Applicant seeks an order adviser of the applicant and the acquiring fund. October 30, 2015. declaring that it has ceased to be an investment company. On September 10, On April 16, 2015, New York Stock Filing Dates: The application was Exchange (‘‘NYSE’’) filed with the 2015, applicant made a liquidating filed on October 23, 2015. distribution to its shareholders, based Securities and Exchange Commission on net asset value. Expenses of $7,750 Applicant’s Address: 101 John F. (‘‘Commission’’), pursuant to Section incurred in connection with the Kennedy Parkway, Short Hills, New 19(b)(1) of the Securities Exchange Act liquidation were paid by applicant’s Jersey 07078–2702 of 1934 (‘‘Act’’) 1 and Rule 19b–4 investment adviser. thereunder,2 a proposed rule change to Master Basic Value LLC [File No. 811– amend Sections 312.03(b) and 312.04 of Filing Dates: The application was 10179] the NYSE Listed Company Manual to filed on September 30, 2015. exempt early stage companies from Applicant’s Address: 8000 Town Summary: Applicant seeks an order having to obtain shareholder approval Centre Drive, Suite 400, Broadview declaring that it has ceased to be an before issuing shares for cash to related Heights, Ohio 44147. investment company. On February 9, parties, affiliates of related parties or Russell Exchange Traded Funds Trust 2015, applicant made a liquidating entities in which a related party has a [File No. 811–22320] distribution to its shareholders, based substantial interest. The proposed rule on net asset value. Expenses of change was published for comment in Summary: Applicant seeks an order approximately $135,046 incurred in the Federal Register on May 6, 2015.3 declaring that it has ceased to be an connection with the liquidation were The Commission received no comment investment company. On January 30, paid by applicant’s investment adviser. letters in response to the publication of 2015, applicant made a liquidating the Notice. On June 18, 2015, the distribution to its shareholders, based Filing Dates: The application was filed on October 28, 2015. Commission designated a longer period on net asset value. Expenses of $41,223 for Commission action on the proposed incurred in connection with the Applicant’s Address: 100 Bellevue rule change, until August 4, 2015.4 On liquidation were paid by applicant’s Parkway, Wilmington, Delaware 19809 August 4, 2014, the Commission investment adviser. For the Commission, by the Division of initiated proceedings under Section Filing Dates: The application was Investment Management, pursuant to 19(b)(2)(B) of the Act 5 to determine filed on October 5, 2015. delegated authority. whether to approve or disapprove the Applicant’s Address: 1301 Second Jill M. Peterson, proposed rule change.6 On August 31, Avenue, 18th Floor, Seattle, Washington 2015, in response to the Order 98101. Assistant Secretary. [FR Doc. 2015–28149 Filed 11–4–15; 8:45 am] Instituting Proceedings, the Commission HCIM Trust [File No. 811–22871] received a comment letter from the BILLING CODE 8011–01–P Exchange as well as an Amendment No. Summary: Applicant seeks an order 1 to the proposed rule change.7 The declaring that it has ceased to be an investment company. Applicant 1 15 U.S.C. 78s(b)(1). transferred its assets to Hatteras 2 17 CFR 240.19b–4. Disciplined Opportunity Fund, a series 3 See Securities Exchange Act Release No. 74849 of Hatteras Alternative Mutual Funds (April 30, 2015), 80 FR 26118 (‘‘Notice’’). 4 See Securities Exchange Act Release No. 75248 Trust, and on July 10, 2015, made a final (June 18, 2015), 80 FR 36385 (June 24, 2015). distribution to its shareholders based on jstallworth on DSK7TPTVN1PROD with NOTICES 5 15 U.S.C. 78s(b)(2)(B). net asset value. Expenses of $16,987.50 6 See Securities Exchange Act Release No. 75599 incurred in connection with the (August 4, 2015), 80 FR 47978 (August 10, 2015) reorganization were paid by the (‘‘Order Instituting Proceedings’’). 7 See letter to Brent J. Fields, Secretary, investment adviser of the applicant and Commission from Clare F. Saperstein, Associate the acquiring fund. General Counsel, New York Stock Exchange, dated Filing Dates: The application was August 31, 2015 and Amendment No. 1 to the filed on October 6, 2015. Continued VerDate Sep<11>2014 15:06 Nov 04, 2015 Jkt 238001 PO 00000 Frm 00094 Fmt 4703 Sfmt 4703 E:\FR\FM\05NON1.SGM 05NON1


Document Created: 2015-12-14 15:03:50
Document Modified: 2015-12-14 15:03:50
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on September 28, 2015.
ContactChief Counsel's Office at (202) 551- 6821, SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation80 FR 68584 
2024 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR