80_FR_68818 80 FR 68604 - New Car Assessment Program (NCAP)

80 FR 68604 - New Car Assessment Program (NCAP)

DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration

Federal Register Volume 80, Issue 214 (November 5, 2015)

Page Range68604-68618
FR Document2015-28052

On January 28, 2015, NHTSA published a notice requesting comments on the agency's intention to recommend various vehicle models that are equipped with automatic emergency braking (AEB) systems that meet the agency's performance criteria to consumers through the agency's New Car Assessment Program (NCAP) and its Web site, www.safercar.gov. These systems can enhance the driver's ability to avoid or mitigate rear-end crashes. This notice announces NHTSA's decision to include AEB technologies as part of NCAP Recommended Advanced Technology Features, if the technologies meet NCAP performance criteria. The specific technologies included are crash imminent braking (CIB) and dynamic brake support (DBS).

Federal Register, Volume 80 Issue 214 (Thursday, November 5, 2015)
[Federal Register Volume 80, Number 214 (Thursday, November 5, 2015)]
[Notices]
[Pages 68604-68618]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-28052]


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DEPARTMENT OF TRANSPORTATION

National Highway Traffic Safety Administration

[Docket No. NHTSA-2015-0006]


New Car Assessment Program (NCAP)

AGENCY: National Highway Traffic Safety Administration (NHTSA), 
Department of Transportation (DOT).

ACTION: Final decision.

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SUMMARY: On January 28, 2015, NHTSA published a notice requesting 
comments on the agency's intention to recommend various vehicle models 
that are equipped with automatic emergency braking (AEB) systems that 
meet the agency's performance criteria to consumers through the 
agency's New Car Assessment Program (NCAP) and its Web site, 
www.safercar.gov. These systems can enhance the driver's ability to 
avoid or mitigate rear-end crashes. This notice announces NHTSA's 
decision to include AEB technologies as part of NCAP Recommended 
Advanced Technology Features, if the technologies meet NCAP performance 
criteria. The specific technologies included are crash imminent braking 
(CIB) and dynamic brake support (DBS).

DATES: These changes to the New Car Assessment Program are effective 
for the 2018 Model Year vehicles.

FOR FURTHER INFORMATION CONTACT: For technical issues: Dr. Abigail 
Morgan, Office of Crash Avoidance Standards, Telephone: 202-366-1810, 
Facsimile: 202-366-5930, NVS-122. For NCAP issues: Mr. Clarke Harper, 
Office of Crash Avoidance Standards, email: Clarke.Harper@DOT.GOV, 
Telephone: 202-366-1810, Facsimile: 202-366-5930, NVS-120.
    The mailing address for these officials is as follows: National 
Highway Traffic Safety Administration, 1200 New Jersey Avenue SE., 
Washington, DC 20590.

SUPPLEMENTARY INFORMATION:

I. Executive Summary
II. Background
III. Summary of Request for Comments
IV. Response to Comments and Agency Decision
    A. Harmonization
    B. Rating System for Crash Avoidance Technologies in NCAP
    C. Draft Test Procedures
    D. Proposed Additions to Test Procedures
    E. Proposed Additions to Test Procedures
    F. Other Issues
V. Conclusion

I. Executive Summary

    This notice announces the agency's decision to update the U.S. New 
Car Assessment Program (NCAP) to include a recommendation to motor 
vehicle consumers on vehicle models that have automatic emergency 
braking (AEB) systems that can substantially enhance the driver's 
ability to avoid rear-end crashes. NCAP recommends crash avoidance 
technologies, in addition to providing crashworthiness, rollover, and 
overall star ratings. Today, 3 crash avoidance technologies--forward 
collision warning, lane departure warning, and rearview video systems--
are recommended by the agency if they meet NHTSA's performance 
specifications.
    NHTSA is adding AEB as a recommended technology, which means that 
we now have tests for AEB. AEB refers to either crash imminent braking 
(CIB), dynamic brake support (DBS), or both on the same vehicle. CIB 
automatically applies vehicle brakes if the vehicle sensing system 
anticipates a potential rear impact with the vehicle in front of it. 
DBS applies more brake power if the sensing system determines that the 
driver has applied the brakes prior to a rear-end crash but estimates 
that the amount of braking is not sufficient to avoid the crash. NHTSA 
is also removing rearview video systems (RVS) as a recommended 
technology in Model Year 2019, because RVS is going to be required on 
all new vehicles manufactured on or after May 1, 2018, and that 
technology's presence in NCAP will no longer provide comparative 
information for consumers.
    The vehicles that have Advanced Technologies recommended by NHTSA 
may be seen on the agency Web site www.safercar.gov.

II. Background

    The National Highway Traffic Safety Administration's (NHTSA) New 
Car Assessment Program (NCAP) provides comparative safety rating 
information on new vehicles to assist consumers with their vehicle 
purchasing decisions. In addition to issuing star safety ratings based 
on the crashworthiness and rollover resistance of vehicle models, the 
agency also provides additional information to consumers by 
recommending certain advanced crash avoidance technologies on the 
agency's Web site, www.safercar.gov. For each vehicle make/model, the 
Web site currently shows the vehicle's 5-star crashworthiness and 
rollover resistance ratings and whether the vehicle model is equipped 
with and meets NHTSA's performance criteria for any of the three 
advanced crash avoidance safety technologies that the agency currently 
recommends to consumers. NHTSA began recommending advanced crash 
avoidance technologies to consumers

[[Page 68605]]

starting with the 2011 model year.\1\ NHTSA has under consideration 
other ways of incorporating crash avoidance technologies into its NCAP 
program, but those changes are not a part of this notice.
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    \1\ See 73 FR 40016.
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    The agency first included recommended advanced technologies as part 
of the NCAP upgrade that occurred as of the 2011 model year. These 
first technologies were electronic stability control (ESC), forward 
collision warning (FCW), and lane departure warning (LDW). 
Subsequently, in 2014, NHTSA replaced ESC, which is now mandatory for 
all new light vehicles, with another technology, rearview video systems 
(RVS).\2\ FCW uses forward looking sensors to detect other vehicles 
ahead. If the vehicle is getting too close to another vehicle at too 
high of a speed, it warns the driver of an impending crash so the 
driver can brake or steer to avoid or mitigate the crash. LDW monitors 
lane markings on the road and cautions a driver of unintentional lane 
drift. RVS assists the driver in seeing whether there are any 
obstructions, particularly a person or people, in the area immediately 
behind the vehicle. RVS is typically installed in the rear of the 
vehicle and connected to a video screen visible to the driver.
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    \2\ On April 7, 2014, NHTSA published a final rule (79 FR 19177) 
requiring rearview video systems (RVS). The rule provides a phase-in 
period that begins on May 1, 2016 and ends on May 1, 2018 when all 
new light vehicles will be required to be equipped with RVS. As was 
done with electronic stability control, RVS will no longer be an 
NCAP recommended technology after May 1, 2018, once RVS is required 
on all new light vehicles.
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    The agency may recommend vehicle technologies to consumers as part 
of NCAP if the technology: (1) Addresses a major crash problem, (2) is 
supported by information that corroborates its potential or actual 
safety benefit, and (3) is able to be tested by repeatable performance 
tests and procedures to ensure a certain level of performance.
    Rear-end crashes constitute a significant vehicle safety problem. 
In a detailed analysis of 2006-2008 crash data,\3\ NHTSA determined 
that approximately 1,700,000 rear-end crashes involving passenger 
vehicles occur each year.\4\ These crashes result in approximately 
1,000 deaths and 700,000 injuries annually. The size of the safety 
problem has remained consistent since then. In 2012, the most recent 
year for which complete data are available, there were a total of 
1,663,000 rear-end crashes. These rear-end crashes in 2012 resulted in 
1,172 deaths and 706,000 injuries, which represent 3 percent of all 
fatalities and 30 percent of all injuries from motor vehicle crashes in 
2012.5 6
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    \3\ These estimates were derived from NHTSA's 2006-2008 Fatality 
Analysis Reporting System (FARS) data and non-fatal cases in NHTSA's 
2006-2008 National Automotive Sampling System General Estimates 
System (NASS/GES) data.
    \4\ The 1,700,000 total cited in the two NHTSA reports reflects 
only crashes in which the front of a passenger vehicle impacts the 
rear of another vehicle.
    \5\ See NHTSA's Traffic Safety Facts 2012, Page 70, http://www-nrd.nhtsa.dot.gov/Pubs/812032.pdf.
    \6\ The approximately 1,000 deaths per year in 2006-2008 were 
limited to two-vehicle crashes, as fatal crash data at the time did 
not contain detailed information on crashes involving three or more 
vehicles. This information was added starting with the 2010 data 
year, and the 1,172 deaths in 2012 occurred in crashes involving any 
number of vehicles.
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    Collectively, NHTSA refers to CIB and DBS systems as automatic 
emergency braking (AEB) systems. Prior to the development of AEB 
systems, vehicles were equipped with forward collision warning systems, 
to warn drivers of pending frontal impacts. These FCW systems sensed 
vehicles in front, using radar, cameras or both. These CIB and DBS 
systems can use information from an FCW system's sensors to go beyond 
the warning and potentially help avoid or mitigate rear-end crashes. 
CIB systems provide automatic braking when forward-looking sensors 
indicate that a crash is imminent and the driver is not braking. DBS 
systems provide supplemental braking when sensors determine that 
driver-applied braking is insufficient to avoid an imminent crash. As 
part of its rear-end crash analysis, the agency concluded that AEB 
systems would have had a favorable impact on a little more than one-
half of rear-end crashes.\7\ The remaining crashes, which involved 
circumstances such as high speed crashes resulting in a fatality in the 
lead vehicle or one vehicle suddenly cutting in front of another 
vehicle, were not crashes that current AEB systems would be able to 
address.
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    \7\ See ``Forward-Looking Advanced Braking Technologies Research 
Report'' (June 2012). (http://www.Regulations.gov, NHTSA 2012-0057-
0001), page 12.
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    The agency has conducted test track research to better understand 
the performance capabilities of these systems. The agency's work is 
documented in three reports, ``Forward-Looking Advanced Braking 
Technologies Research Report'' (June 2012) \8\ ``Automatic Emergency 
Braking System Research Report'' (August 2014) \9\ and ``NHTSA's 2014 
Automatic Emergency Braking (AEB) Test Track Evaluations'' (May 
2015).\10\
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    \8\ See http://www.Regulations.gov, NHTSA 2012-0057-0001.
    \9\ See http://www.Regulations.gov, NHTSA 2012-0057-0037.
    \10\ DOT HS 812 166.
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    AEB technologies were among the topics included in an April 5, 2013 
request for comments notice on a variety of potential areas for 
improvement of NCAP.\11\ All of those commenting on the subject 
supported including CIB and DBS in NCAP. None of those submitting 
comments in response to the request for comments opposed adding CIB and 
DBS to NCAP. Some commenters stated generally that available research 
supports the agency's conclusion that these technologies are effective 
at reducing rear-end crashes, with some of those commenters citing 
relevant research they had conducted. No one was specifically opposed 
to including CIB and DBS in NCAP.
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    \11\ See http://www.Regulations.gov, NHTSA 2012-0180.
_____________________________________-

    The agency found that CIB and DBS systems are commercially 
available on a number of different production vehicles and these 
systems can be tested successfully to defined performance measures. 
NHTSA has developed performance measures that address real-world 
situations to ensure that CIB and DBS systems address the rear-end 
crash safety. The agency believes that systems meeting these 
performance measures have the potential to help reduce the number of 
rear-end crashes as well as deaths and injuries that result from these 
crashes. Therefore, the agency is including CIB and DBS systems in NCAP 
as recommended crash avoidance technologies on www.safercar.gov.

III. Summary of Request for Comments

    The January 28, 2015 request for comments notice that preceded this 
document sought public comment in the following four areas.
    Draft test procedures:
     General response to the draft test procedures;
     Whether or not the draft test procedures' combination of 
test scenarios and test speeds provide an accurate representation of 
real-world CIB and DBS system performance;
     Whether or not any of the scenarios in the draft test 
procedures can be removed while still ensuring that the procedures 
still reflect an appropriate level of system performance--if so, which 
scenarios and why they can be removed;
     Whether or not the number of test trials per scenario can 
be reduced--if so, why and how; and
     How the draft test procedures can be improved--if so, 
which specific improvements are needed.
    The strikeable surrogate vehicle (SSV) designed by NHTSA and 
planned for use in CIB and DBS testing:

[[Page 68606]]

     Whether or not there are specific elements of the SSV that 
would make it inappropriate for use in the agency's CIB and DBS 
performance evaluations--if so, what those elements are and why they 
represent a problem; and
     Whether or not the SSV will meet the needs for CIB and DBS 
evaluation for the foreseeable future--if not, why not, and what 
alternatives should be considered and why.
    The planned DBS brake application strategy:
     Whether the two brake application methods defined in the 
DBS test procedure, those based on displacement or hybrid control, 
provide NHTSA with enough flexibility to accurately assess the 
performance of all DBS systems; and
     What specific refinements, if any, are needed to either 
application method?
    CIB and DBS research:
     The agency wanted to know whether there is any recent 
research concerning CIB and DBS systems that is not reflected in the 
agency's research to date and, if so, what is that research
    Twenty-one comments were received.\12\ Most of the comments were 
from the automobile industry--vehicle manufacturers, associations of 
vehicle manufacturers, suppliers, and associations of suppliers. In 
addition, comments were received from another Federal government 
entity, an organization of insurance companies, and an association of 
motorcycle interests. Those in support included Advocates, Alliance, 
AGA, ASC, Bosch, CU, Continental, DENSO, Ford, Infineon, IIHS, Malik, 
MBUSA, MEMA, NADA, NTSB, Tesla, and TRW. Advocates supported using NCAP 
to encourage vehicle safety technologies, but indicated its preference 
for requiring AEB systems on new vehicles by regulation. Honda 
expressed its support for NCAP generally, but did not specifically 
support the addition of AEB systems to NCAP. Honda stated that it would 
like these systems to be rated. IIHS said that its research on the 
effectiveness of Volvo's City Safety system and Subaru's Eyesight 
system indicates that NHTSA may have ``vastly underestimated the 
benefit of AEB.'' Bosch said a 2009 study it conducted indicated DBS 
``may be effective'' in reducing injury-related rear-end crashes by 58 
percent and CIB by 74 percent.
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    \12\ See http://www.Regulations.gov, NHTSA-2015-0006 for 
complete copies of comments submitted. Those submitting comments 
were: Advocates for Highway and Auto Safety (Advocates), Alliance of 
Automobile Manufacturers (Alliance), American Honda Motor Co., Inc. 
(Honda), American Motorcyclist Association (AMA), Association of 
Global Automakers, Inc. (AGA), Automotive Safety Council, Inc. 
(ASC), Consumers Union (CU), Continental Automotive Systems, Inc. 
(Continental), DENSO International America, Inc. (DENSO), Ford Motor 
Company (Ford), Infineon Technologies (Infineon), Insurance 
Institute for Highway Safety (IIHS), Malik Engineering Corp. 
(Malik), Mercedes-Benz USA, LLC (MBUSA), Motor and Equipment 
Manufacturers Association (MEMA), National Automobile Dealers 
Association (NADA), National Transportation Safety Board (NTSB), 
Robert Bosch, LLC (Bosch), Subaru of America (Subaru), Tesla, and 
TRW Automotive (TRW).
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    The ASC, Bosch, IIHS, MEMA, and, TRW addressed the desirability of 
NHTSA harmonizing its AEB NCAP test procedures and other evaluation 
criteria with other consumer information/rating programs, particularly 
Euro NCAP. Other commenters urged harmonization with Euro NCAP with 
respect to specific details.
    Many commenters (Alliance, AGA, ASC, Continental, Ford, Honda, 
IIHS, MEMA) stated that they would like NHTSA to harmonize the SSV used 
in NCAP with the target vehicle used in Euro NCAP Advanced Emergency 
Braking System (AEBS) tests. Commenters also asked for harmonization 
with specific technical areas such as brake application magnitude and 
rate, brake burnishing and test speeds.
    NHTSA plans to establish minimum performance criteria in the two 
test procedures for CIB and DBS to be recommended to consumers in NCAP. 
Comments on these test procedures were broad and very detailed. 
Advocates suggested stronger criteria. Manufacturers suggested changes 
to various parts of the test procedures.
    Several commenters argued against the introduction of another SSV 
to the vehicle testing landscape and urged NHTSA to adopt a preexisting 
SSV instead to avoid imposing added vehicle testing costs on the 
vehicle manufacturing industry. Specifically, AGA, ASC, Continental, 
Ford, Honda, IIHS, and Tesla asked NHTSA to specify the Allgemeiner 
Deutscher Automobil-Club e.V. (ADAC) target vehicle that is used by 
Euro NCAP and IIHS. Bosch supported harmonization of surrogate test 
vehicles generally.
    The Alliance asked for further development of the SSV equipment and 
tow frame structure to eliminate the use of the lateral restraint 
track. The association asked that NHTSA harmonize the SSV propulsion 
system with that of the ADAC propulsion system used by Euro NCAP.
    The Alliance said that since the new SSV is not readily available, 
its members have not been able to conduct a full set of tests to assess 
the repeatability and reproducibility of the SSV relative to the ADAC 
barrier or other commercially available test targets.
    The Alliance requested additional clarification about the SSV 
initial test set-up to maintain the intended accuracy and repeatability 
of tests. Members of the Alliance also requested clarification 
regarding the definition of the target ``Zero Position'' coupled with 
the use of deformable foam at the rear bumper. Other SSV concerns 
raised by AGA were that the energy absorption of the SSV should be 
increased to minimize potential damage to the subject vehicle in the 
event of an impact, that the color of the lateral restraint track used 
in conjunction with the SSV be changed to avoid its being interpreted 
as being a lane marking by camera-based classification of lanes, that 
the possibility that the SSV could be biased toward radar systems, and 
how the SSV may appear to camera systems in various lighting 
conditions.
    Some of the comments went beyond the changes discussed in the 
January 2015 notice. The AMA said that all AEB systems included in NCAP 
should be able to detect and register a motorcycle. If not, vehicle 
operators may become dependent on these new technologies and cause a 
crash, because the system did not detect and identify a smaller 
vehicle. Advocates, AGA, Bosch, CU, Continental, Honda, IIHS, MEMA, and 
NTSB said they would like a rating system for advanced crash avoidance 
technologies, including CIB and DBS, which reflects systems' 
effectiveness. Honda urged NHTSA to include pedestrian and head-on 
crashes among the types of crashes that are covered by NCAP evaluation 
of AEB systems in the future.

IV. Response to Comments and Agency Decisions

    The majority of comments received were from the automobile 
industry. No commenter opposed including AEB systems in NCAP.
    By including CIB and DBS systems in NCAP as Recommended Advanced 
Technologies, we will be providing consumers with information 
concerning advanced safety systems on new vehicles offered for sale in 
the United States. The vehicle models that meet the NCAP performance 
tests offer effective countermeasures to assist the driver in avoiding 
or mitigating rear-end crashes. In addition, the agency believes 
recognizing CIB and DBS systems that meet NCAP's performance measures 
will encourage consumers to purchase vehicles that are equipped with 
these systems and manufacturers will have an incentive to offer more 
vehicles with these systems.

[[Page 68607]]

    Comments focused on the details of how the inclusion of AEB systems 
into NCAP should be administered. The agency's responses to the 
comments received are below.

A. Harmonization

    The Alliance, AGA, ASC, Continental, Ford, Honda, IIHS, and MEMA 
stated that they would like NHTSA to harmonize the SSV used in NCAP 
with the target vehicle used in Euro NCAP. Some commenters requested 
that NHTSA use the Euro NCAP towing system. They also wanted similar 
performance criteria, such as identical test scenarios, identical 
speeds, and identical tolerances.
    NHTSA has carefully examined Euro NCAP specification and procedures 
for AEB technologies. The agency has decided against redirecting the 
program toward harmonization for several reasons, as discussed in more 
detail below.
    For AEB systems and their application to the U.S. market, NHTSA's 
benefit estimation and test track performance evaluations began five 
years ago. This work is documented in three reports, ``Forward-Looking 
Advanced Braking Technologies Research Report'' (June 2012), 
``Automatic Emergency Braking System Research Report'' (August 2014), 
and ``NHTSA's 2014 Automatic Emergency Braking (AEB) Test Track 
Evaluations'' (May 2015) with accompanying draft CIB and DBS test 
procedures.
    Early into its test track AEB evaluations, NHTSA staff members met 
with representatives of Euro NCAP. Among the matters discussed at that 
time was the need for a realistic-appearing, robust test target that 
accurately emulated an actual vehicle. Specific attributes included a 
need to (1) be ``realistic'' (i.e., be interpreted the same as an 
actual vehicle) to systems using radar, lidar, cameras, and/or infrared 
sensors to assess the potential threat of a rear-end crash; (2) be 
robust (able to withstand repeated impacts with little to no change in 
shape over time); (3) not impose harm to the test driver(s) or damage 
to the test vehicle under evaluation; and (4) be capable of being 
accurately and repeatably constructed.
    Euro NCAP, as of 2014, included AEB systems in the technologies it 
rates in its ``Safety Assist'' assessments. The ratings for ``Safety 
Assist'' systems are in turn combined with ratings for adult occupant 
protection, child occupant protection, and pedestrian protection to 
determine a vehicle's overall rating. Euro NCAP assessments of AEB 
systems adopted the use of a target vehicle developed by ADAC. Known as 
the Euro NCAP Vehicle Target (EVT), this target is comprised of an 
inflatable and foam-based frame with PVC cover. The outside of the 
cover features a rear-aspect image of an actual car and retro-
reflective film over the taillights. Internally, the EVT includes a 
combination of shapes and materials selected to be provide realistic 
radar return characteristics. To provide longitudinal motion, the EVT 
is towed.
    At the time of its initial AEB evaluations, NHTSA attempted to 
evaluate the EVT device. We attempted to purchase an EVT from ADAC, but 
we were ultimately unable to obtain the device and its propulsion 
system. To avoid research program delays, NHTSA decided to develop and 
manufacturer its own strikeable surrogate vehicle. Like the EVT, the 
design goal of the NHTSA equipment was to be as safe, realistic, and 
functional as possible. The NHTSA SSV and tow equipment are both 
commercially available, and the drawings for the equipment are publicly 
available.
    NHTSA has developed a carbon fiber strikeable surrogate vehicle 
(SSV) that uses original equipment taillights, reflectors, brake lights 
and a simulated license plate. These features help define the SSV so 
that it will be interpreted by a vehicle's AEB sensing system as being 
an actual vehicle. We believe that the SSV is a target vehicle that 
better mimics real vehicles than other target vehicles because its 
radar signature more closely resembles that of an actual vehicle. We 
will be using the SSV in the AEB validation testing to confirm that AEB 
systems meet the agency's performance criteria.
    Manufacturers do not need to use the SSV to generate and submit 
data in support of their AEB systems that are recommended to consumers 
on www.safercar.gov. However, if the vehicle cannot satisfy the minimum 
performance criteria of the AEB NCAP program when tested by, the 
vehicle will not be able to retain its credit for the recommendation of 
AEB system by NCAP.
    We will continue to look for ways in which U.S. NCAP and other 
consumer vehicle safety information programs around the world, 
particularly Australasian NCAP, Euro NCAP and the Insurance Institute 
for Highway Safety can harmonize and complement each other. We expect 
one of the benefits of the U.S. NCAP and other NCAP programs having 
different test procedures will be that these programs will eventually 
have data that could support how best to modify these programs 
harmonize some elements of the programs while retaining other elements 
that are unique and necessary to each programs.

B. Rating System for Cash Avoidance Technologies in NCAP

    Advocates, AGA, Bosch, CU, Continental, Honda, IIHS, MEMA, and NTSB 
said they would like a rating system for advanced technologies, 
including CIB and DBS, which reflects systems' effectiveness. AGA said 
CIB and DBS should each be rated separately. AGA pointed out that some 
CIB and DBS systems already in the marketplace would not pass the NCAP 
performance criteria, but would still provide safety benefits. AGA 
stated that information regarding these safety benefits would not reach 
consumers under the current pass/fail approach. AGA further noted that 
Euro NCAP gives credit to vehicles for the tests they do pass.
    In the January 28, 2015 request for comments, the agency sought 
comment on our plans to add AEB to the list of Recommended Advanced 
Technologies, a feature which appears on the agency's Web site 
www.safercar.gov, but did not seek comments on whether such a rating 
should appear on motor vehicles.
    The agency fully recognizes that published requests for comments 
provide an opportunity for the public to address not only issues 
specifically raised in the request for comments, but also to express 
concerns in other areas. We will consider these comments in evaluating 
future changes to NCAP.

C. Draft Test Procedures \13\
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    \13\ See http://www.Regulations.gov, NHTSA-2012-0057-0038 for 
copies of the test procedures that were the basis of comments 
received.
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1. AEB Performance Criteria Stringency
    While supporting NHTSA's plan to establish minimum performance 
criteria that AEB systems must meet to be recommended to consumers in 
NCAP, Advocates criticized the planned AEB performance criteria as 
being insufficiently stringent. The Advocates' comments focused on the 
speeds at which Euro NCAP testing is conducted, including:
     Speeds up to 31 mph (50 kilometers per hour (km/h)) such 
that 19 percent of the possible points for Euro NCAP AEB are awarded 
for performance at approach speeds above the planned NHTSA NCAP 
testing.
     Lead vehicle stopped scenarios are tested at subject 
vehicle speeds of a range of 6 to 31 mph (10 to 50 km/h), as compared 
with the planned NHTSA NCAP lead vehicle stopped test which will be 
conducted at a single speed of

[[Page 68608]]

25 mph (40 km/h) and permit impact at speeds up to 15 mph (24 km/h).
    The Advocates further noted that Euro NCAP is proposing to 
incorporate additional, more stringent AEB tests and ratings in its 
star rating system beginning in 2016. These will include:
     Lead vehicle stopped scenarios at subject vehicle (SV) 
speeds up to 50 mph (80 km/h).
     Lead vehicle moving slower tests with a SV speed of 19 to 
50 mph (30 to 80km/h) approaching a principal other vehicle (POV) 
moving at 12 mph (20 km/h), for a closing speed of 7 to 38 mph (11 to 
61 km/h). Advocates noted that the planned NHTSA approach would include 
lead vehicle moving slower tests with SV/POV speeds of 25/10 mph (40/16 
km/h) and 45/20 mph (72/32 km/h), for a maximum closing speed of 25 mph 
(40 km/h).
     Lead vehicle braking tests with SV/POV speeds at 31/31 mph 
(50/50 km/h) with a lead vehicle deceleration of 0.2 to 0.6g (2 and 6 
meters per second squared [m/s\2\]).
    Conversely, the Alliance suggested we reduce the stringency of the 
performance criteria by deleting the lead vehicle stopped scenarios 
entirely.
    The proposed NCAP test scenarios and test speeds are in part based 
on crash statistics, field operational tests, and testing experience. 
In developing the scenarios and test speeds for this test program we 
considered work done to develop the forward collision warning 
performance tests. In reviewing the information concerning crashes, we 
noted that the most common rear-end pre-crash scenario is the Lead-
Vehicle-Stopped, at 16 percent of all light vehicle rear-end crashes 
(975,000 crashes per year).\14\
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    \14\ ``Pre-Crash Scenario Typology for Crash Avoidance 
Research'', DOT HS 810 767, April 2007, Table 13.
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    In evaluating the test speeds we considered the practicality of 
safely performing crash avoidance testing without damaging test 
vehicles and/or equipment should an impact with the test target occur 
during testing. Testing vehicles at speeds over 45 mph (72 km/h) may 
have safety and practicality issues. Testing at speeds over 45 mph (72 
km/h), the speed used in NCAP's forward collision warning test, could 
potentially cause a safety hazard to the test driver and the test 
engineers. The problem arises if the vehicle being tested fails to 
perform as expected. For the FCW tests, warning system failure is not a 
problem because the nature of the test allows the test driver to steer 
away from the principal other vehicle, without any vehicle-to-vehicle 
contact. However, for the AEB tests, there can be no evasive steering. 
At speeds over 45 mph (72 km/h), we believe that the test vehicles in 
the AEB program might experience frontal impact of the subject vehicle 
into the principal other vehicle if there is a system failure or speed 
reduction that does not result in a reduction of velocity of 25 mph (40 
km/h). This may be a hazard to the test drivers and to people around 
the test track. Also potential front end damage at higher speeds, for 
the same reasons, may have unacceptable test program delays or make 
completion of the tests impractical. If front end damage to the test 
vehicle occurs, the agency would have to repair the test vehicle and 
recalibrate its sensing system. This might take weeks to repair and to 
restart the testing.
    Another upper speed limitation is the practicality of running the 
tests. For example, the Lead Vehicle Decelerating test becomes 
difficult. The SSV rides on a 1500-ft (457 m) monorail to constrain its 
lateral position within the test lane, an attribute that helps improve 
the accuracy and repeatability that the slower moving and decelerating 
lead vehicle scenarios may be performed. However, this track length is 
too short to safely accelerate the SSV to 45 mph (72 km/h), establish a 
steady state SV-to-SSV headway (to insure consistent test input 
conditions), then safely decelerate the SSV to a stop at 0.3g; 
conditions like those specified in the FCW NCAP decelerating lead 
vehicle test scenario. These logistic restrictions have prevented NHTSA 
from evaluating the durability of the SSV when subjected to the forces 
of being towed at 45 mph (72 km/h). To address these concerns, the NCAP 
CIB and DBS Decelerating Lead Vehicle tests are designed to be 
performed from 35 mph (56 km/h).
    We believe the test vehicle speeds specified in this program, (25, 
35 and 45 mph) (40, 56 and 72 km/h) represent a large percentage of 
severe injuries and fatalities and represent the upper limit of the 
stringency of currently available test equipment.
    We are therefore retaining the test speeds in the test procedures.
2. Brake Activation in DBS Testing, Profile, Rate and Magnitude
a) Brake Input Profile Selection
    The Alliance suggests that because of the differences in DBS design 
and performance abilities among vehicles (i.e. brake pads and rotors, 
tires, suspension, etc.), the vehicle manufacturers should be allowed 
to specify the brake input. (Brake input does not apply to the CIB test 
because the CIB test does not include brake input in the subject 
vehicle.) Vehicle manufactures thus far have taken several approaches 
to DBS system activation based on brake pedal position, force applied, 
displacement, application rate time-to-collision, or a combination of 
these characteristics. All of these characteristics can represent how a 
driver reacts in a panic stop, versus a routine stop. The Alliance 
suggests the agency should use the same characteristic used by the 
vehicle manufacturer, to assure the system is activated the way the 
manufacturer has intended. Conversely they indicate the agency should 
not dictate a specific application style and create an unrealistic 
triggering condition.
    In the previous version of the DBS test procedures (August 2014), 
commenters pointed out that the brake characterization process used 
would typically result in decelerations that exceeded the allowable 
0.3g. In order to address this concern, NHTSA evaluated a revised 
characterization process that now include a series of iterative steps 
designed to more accurately determine the brake application magnitudes 
capable of achieving the same baseline (braking without the effect of 
DBS) deceleration of 0.4g for all vehicles. This deceleration level is 
very close to the deceleration realized just prior to actual rear-end 
crashes, and is consistent with the application magnitude used by Euro 
NCAP during its test track-based DBS evaluations. This process is 
included, in great detail, in the updated version of the DBS test 
procedure.
(b) Brake Application Rate
    The Alliance pointed out that the brake pedal application rate of 
279 mm/s maximum for DBS activation differs from Euro NCAP, where the 
application rate can be specified by a manufacturer as long as it is 
within a range of 200 to 400 mm/s (8 to 16 in/s). Noting that there 
will always be differences in dynamic abilities between vehicles, the 
Alliance said that specifying the rate to 279 mm/s increases the DBS 
system's sensitivity and can lead to more false activations. The 
Alliance suggested that NCAP harmonize with Euro NCAP to allow 
manufacturers the option to specify a brake pedal application rate 
limit beyond 279 mm/s, up to 400 mm/s.
    MBUSA provided a bit more detail in its comments. MBUSA noted that 
values above 360 mm/s are more representative of emergency braking 
situations and will be addressed in vehicle designs using conventional 
brake assist rather than AEB.

[[Page 68609]]

    In a preliminary version of its DBS test procedure, NHTSA specified 
a brake application rate of 320 mm/s. Feedback from industry suggested 
this was too high, indicating it was at or near the application rate 
used as the trigger for conventional brake assist. This is problematic 
because the agency wants to provide NCAP credit for DBS, not for 
conventional brake assist, if the vehicle is so-equipped. To address 
this problem, the application rate was reduced to 7 in/s (178 mm/s) in 
the June 2012 draft DBS test procedure. Feedback from vehicle 
manufactures was that this reduction to 178 mm/s went too low. A system 
able to activate DBS with such a brake application rate on the test 
track may potentially result in unintended activations during real-
world driving. As an alternative, multiple vehicle manufacturers 
suggested the application rate be increased to 10 in/s (254  25.4 mm/s). This value was implemented in the August 2014 draft 
DBS test procedure.
    The Euro NCAP procedure specifies a range of brake pedal 
application speed of 7.9 to 15.8 in/s (200-400 mm/s). MBUSA noted that 
values significantly above 14.2 in/s (360 mm/s) are more representative 
of emergency braking situations and are addressed by conventional brake 
assist not using forward looking sensor technology.
    Information provided over the course of this program has caused us 
to initially select a value less than 360 mm/s and greater than 178 mm/
s. We recommend 254  25.4 mm/s, and we have no substantive 
basis to change this value again. Moreover, this value is well within 
the range of the Euro NCAP specification. The value of 254 mm/s appears 
a reasonable representation of the activation of DBS in an attempt to 
stop, rather than slow down, but not fast enough to represent an 
aggressive emergency panic stop of greater than 360 mm/s.
    We are retaining the proposed values of 254  25.4 mm/s 
(10 in/s  0.1 in/s) for the brake pedal application rate on 
the DBS test.
(c) Brake Application Magnitude
    The Alliance commented that the braking deceleration threshold 
should be 0.4g (4.0 m/s\2\) or higher. Citing Euro NCAP's specification 
for pedal displacement to generate a deceleration of 0.4g (4.0 m/s\2\), 
The Alliance said using brake performance of at least 0.3g (3 m/s\2\) 
deceleration as a threshold for DBS activation, as in the draft NCAP 
test procedure, will lead to calibrations too sensitive and generate 
excessive false positives or overreliance on the system.
    The Alliance said the threshold for DBS intervention should be 
toward the upper acceptable deceleration rates for adaptive cruise 
control systems. These upper rates are up to 0.5g (5 m/s\2\) at lower 
speeds and up to 0.35g (3.5 m/s\2\) at higher speeds. The Alliance 
believes that a lower position for 0.3g (3 m/s\2\) will lead to 
calibrations too sensitive in the real world and will generate 
excessive false positives or overreliance on the system.
    MBUSA said NHTSA's proposed magnitude of 0.3g (3 m/s\2\) more 
closely resembles standard braking. It recommended brake pedal 
application magnitude of near 0.4g (4 m/s\2\) that truly represents a 
hazard braking situation. MBUSA said that according to its field test 
data, the median brake amplitudes that occur ahead of real-world DBS 
activations are closer to 0.425g (4.3 m/s\2\). MBUSA noted that for 
Euro NCAP DBS testing, a brake magnitude of 0.4g (4 m/s\2\) is used.
    The brake characterization process described in NHTSA's August 2014 
draft DBS test procedure was intended to provide a simple, practical, 
and objective way to determine the application magnitudes used for the 
agency's DBS system evaluations. In this process, a programmable brake 
controller slowly applies the SV brake with a pedal velocity of 1 in/s 
(25 mm/s) from a speed of 45 mph (72 km/h). Linear regression is then 
applied to the deceleration data from 0.25 to 0.55g to determine the 
brake pedal displacement and application force needed to achieve 0.3g. 
These steps are straight-forward and the per-vehicle output is very 
repeatable. However, when these outputs are used in conjunction with 
the brake pedal application rate used to evaluate DBS (i.e., rates ten 
times faster than used for characterization), the actual decelerations 
typically exceed 0.3g. Although this is not undesirable per se (crash 
data suggest the braking realized just prior to a rear-end crash is 
closer to 0.4g), the extent to which these differences exist has been 
shown to depend on the interaction of vehicle, brake application 
method, and test speed.\15\
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    \15\ See http://www.Regulations.gov, NHTSA 2012-0057-0037.
---------------------------------------------------------------------------

    To address this concern, NHTSA has revised the characterization 
process to include a series of iterative steps designed to more 
accurately determine the brake application magnitudes capable of 
achieving the same baseline (braking without the effect of DBS) 
deceleration of 0.4g for all vehicles. The deceleration level is very 
close to the deceleration observed just prior to many actual rear-end 
crashes,\16\ and is consistent with the application magnitude used by 
Euro NCAP during its test track-based DBS evaluations. Vehicle 
manufacturers have told NHTSA that encouraging DBS systems designed to 
activate in response to inputs capable of producing 0.4g, not 0.3g, 
deceleration will reduce the potential for unintended DBS activations 
from occurring during real-world driving.
---------------------------------------------------------------------------

    \16\ See http://www.Regulations.gov, NHTSA 2012-0057-0037.
---------------------------------------------------------------------------

    NHTSA will adopt its revised brake characterization process, and 
include it as part of the DBS procedure. This process will ensure 
baseline braking for each test speed, (25, 35, and 45 mph) will be 
capable of producing 0.4  0.025g.
3. Use of Human Test Driver Versus Braking Robot
    TRW advocated the use of a human driver in DBS testing to reduce 
the test setup time and reduce the testing costs. Bosch supports the 
test procedures as currently written calling for the use of a braking 
robot in both CIB and DBS testing.
    While the NHTSA AEB test procedures can be performed with human 
drivers, satisfying the brake application specifications in the DBS 
test procedures would be challenging for a human driver. The agency 
acknowledges that some test drivers are capable of performing most or 
all of the maneuvers in this program within the specifications in the 
test procedures. However, we believe a programmable (i.e. robotic) 
brake controller can more accurately reproduce the numerous braking 
application specifications debated in this notice. Moreover, as these 
technologies evolve and the algorithms are refined to create earlier, 
more aggressive responses to pending crashes, while at the same time 
avoiding false positives, the specifications for the test parameters 
may become more complex and more precise. The agency will continue to 
conduct all of the DBS NCAP tests using a brake robot.
    Manufacturers, suppliers and test laboratories working for these 
entities may choose not to use a brake robot, nor do they need to 
follow the test procedures exactly. However they should be confident 
their alternative methods demonstrate their systems will pass NHTSA's 
tests because NHTSA will conduct confirmation testing as outlined 
above. If a system fails NHTSA's confirmation testing, the

[[Page 68610]]

vehicle in question will not continue to receive credit for its DBS 
system.
4. Brake Burnishing
    NHTSA indicated we plan to use the brake burnishing procedure from 
Federal Motor Vehicle Safety Standard (FMVSS) No. 135, ``Light vehicle 
brake systems.'' IIHS said this is more pre-test brake applications 
than is needed. IIHS said its research shows that brake performance can 
be stabilized for AEB testing with considerably less effort. It cited a 
test series of its own involving seven vehicle models with brand new 
brakes in which AEB performance stabilized after conducting 60 or fewer 
of the stops prescribed in FMVSS No. 135. IIHS said its AEB test 
results after all 200 brake burnishing stops were not appreciably 
different from those conducted after following the abbreviated 
procedure described in FMVSS No. 126, ``Electronic stability control 
systems.''
    Ford urged NHTSA to adopt the Euro NCAP's brake burnishing 
procedure and tire characterization from the Euro NCAP AEB protocol, 
which it said can be completed in a few hours.
    Tesla said the test procedures' specification for a full FMVSS No. 
135 brake burnish is not clearly explained. They asked about how often 
the burnishing had to be conducted and how the brakes are to be cooled.
    FMVSS No. 135 ``Light vehicle brake systems'' is NHTSA's light 
vehicle brake performance standard. The purpose of the standard is to 
ensure safe braking performance under normal and emergency driving 
conditions. The burnish procedure contained in FMVSS No. 135 is 
designed to ensure the brakes perform at their optimum level for the 
given test condition and to ensure that test result variability is 
minimized. The burnish procedure in FMVSS No. 135 includes 200 stops 
from a speed of 80 km/h (49.7 mph) with sufficient brake pedal force to 
achieve a constant deceleration of 3.0 m/s\2\ (0.3g). It also specifies 
a brake pad temperature range during testing.
    The commenters suggested reducing the burnishing for two reasons. 
First, they want to reduce the testing burden. The IIHS states that 
their research shows that the foundation brake performance can be 
stabilized after considerably less effort. Their testing showed 
performance stabilization after 60 stops. Second, others want the 
procedure to be harmonized with the Euro NCAP. The Euro NCAP brake 
burnish procedure includes 13 stops total and a cool-down and is 
otherwise identical to the brake conditioning in FMVSS No. 126.
    The agency has considered these comments. The agency believes that 
a full 200-stop burnishing procedure is critical to ensuring run-to-run 
repeatability of braking performance during AEB testing and also 
ensures that the vehicle's brakes performance does not change as the 
test progresses. The intent of the 200-stop burnishing is deemed the 
appropriate procedure for ensuring repeatability of brake performance 
in FMVSS No. 135, the agency's light vehicle brake system safety 
standard. The performance measured in these AEB tests relies on the 
vehicle's braking system to reduce speed in order to mitigate or avoid 
a crash with the test target. Since the agency has adopted the 200-stop 
procedure as the benchmark for repeatable brake performance, dropping 
the number of stops might create a repeatability situation for some 
brake system designs and therefore a repeatability situation for some 
AEB systems. Therefore, the agency will test AEB consistently with its 
light vehicle brake system tests in FMVSS No. 135.
    Tesla said the need for a full FMVSS No. 135 brake burnish is not 
clearly explained. They interpreted the test procedure to specify brake 
burnishing before each and every test run.
    Tesla misunderstands the test procedure. NHTSA will perform the 
200-stop brake burnish only one time prior to any testing unless any 
brake system pads, rotors or drums are replaced, in which case the 200-
stop burnish will be repeated. After the initial burnish, additional 
lower-speed brake applications are done only to bring the brake 
temperatures up to the specified temperate range for testing.
    Tesla also suggested that NHTSA should better explain how, and to 
what extent, the agency expects the brakes to be cooled before 
conducting each individual test run and series of runs. Tesla said 
adding these cooling procedures will have test performance 
implications.
    The process of driving the vehicle until the brake cools below a 
temperature between 65 [deg]C (149 [deg]F) and 100 [deg]C (212 [deg]F) 
or drive the vehicle for 1.24 miles (2 km), whichever comes first, has 
been an accepted practice in brake testing such as in FMVSS No. 135 
testing. It is the brake temperature at the time of the test, not how 
that temperature was obtained, that is the reportedly critical 
characteristic in brake performance. Moreover, specifying an overly-
detailed procedure may not result in desired temperature. The amount of 
heating or cooling may be affected by the vehicle design and the 
ambient conditions of the testing. Alterations in the process may be 
needed to achieve the temperature range.
    For the AEB test procedures, NHTSA is maintaining its use of the 
brake burnish procedure and the initial brake temperature range 
currently used in its light vehicle brake standard, FMVSS No. 135.
5. Feasibility and Tolerances
    TRW said the test procedures may not completely cover the control 
and tolerance around the deceleration of the POV during the Lead 
Vehicle Decelerating (LVD) portions of the test. It cited as an 
example, that brakes were applied to a level providing deceleration of 
0.3g with a tolerance of +/- 0.03g, but the ability to control that 
parameter was not among the list of items used for the validity of test 
criteria, nor is it present in the test procedure for how to monitor 
and control that parameter for test validity.
    The agency disagrees with TRW that the parameter was not among the 
list of items used for the validity of a test criteria. The test 
procedure for this parameter is described in the section titled ``POV 
Brake Application. The test procedure provided details of this 
specification, such as the beginning or onset of the deceleration 
period, the nominal constant deceleration, the time to achieve the 0.3g 
deceleration, and the average tolerance of the deceleration after the 
nominal 0.3g deceleration is achieved, and the point at which the 
measurement is finished. We believe TRW is stating that this 
description of the deceleration parameters is not itemized in the list 
of 10 items specified in the section ``SV Approach to the Decelerating 
POV''. This list contains items that must be controlled during the 
entire test, not just during the deceleration period. Since the 
deceleration does not occur during the entire test we will not be 
adding the specification to this list. The fact that the specifications 
are listed makes these deceleration specifications necessary for a 
valid test, even though the word ``valid'' does not appear in the 
section called ``POV Brake Application''.
    TRW states that the test procedures do not specify how the test 
laboratory will monitor the declaration parameters. NHTSA has 
recommended in Table 2 of the test procedures that the contractor will 
need to have an accelerometer to measure the longitudinal deceleration 
of the SV and POV. These instrumentation recommendations include 
specifications for the range, resolution and accuracy of these 
instruments. The test procedure does not specify how the contractor is 
to monitor or control the acceleration

[[Page 68611]]

during this test. As much as possible, the agency specifies performance 
specifications, not design specifications. We depend on the expertise 
of the contractor to achieve these performance goals. We then monitor 
the output of this performance.
6. Lead Vehicle Stopped Tests (Scenarios)
    MEMA supported the planned AEB test scenarios as representative of 
typical, real[hyphen]world driving occurrences. It said the scenarios 
are appropriate ways to evaluate CIB and DBS systems.
    The Alliance said the lead vehicle stopped test should be deleted 
and the agency should only uses the lead vehicle deceleration to a stop 
test because 50 percent of police-reported cases rear-end crashes coded 
as lead stopped vehicle are actually lead vehicle decelerating to a 
stop. They argued such a change would permit more affordable systems 
and would reduce false activations.
    In the August 2014 research report,\17\ we adjusted estimates of 
AEB-relevant rear-end crashes by splitting the estimated number of 
police-reported lead-vehicle-stopped crashes evenly between lead 
vehicle stopped and lead vehicle decelerating to a stop. This change 
was made based on comments to the 2013 AEB request for comments and 
additional analysis of the crash data.
---------------------------------------------------------------------------

    \17\ http://www.Regulations.gov, Docket NHTSA-2012-0057-0037.
---------------------------------------------------------------------------

    The use of the lead stopped vehicle scenarios is very important. 
Even if 50 percent of the lead-vehicle stopped crashes are re-
classified as lead vehicle decelerating to a stop, hundreds of 
thousands of lead-vehicle stopped crashes still occur each year. For 
this reason, and to be consistent with the Euro NCAP tests, NHTSA does 
not believe it is appropriate to exclude the lead-vehicle stopped 
scenario from the CIB and DBS performance evaluation.
    Based on the test track testing we have conducted since 2013, we 
have found that vehicles able to satisfy our LVS evaluation criteria 
also do so for the LVD-S test scenario. However, not all vehicles that 
pass our LVD-S pass the LVS scenarios.
    Therefore we have decided to reduce the test burden by removing the 
lead vehicle deceleration to a stop (LVD-S) test and retaining the lead 
vehicle stopped (LVS) test.
7. False Positive Tests (Scenarios)
    AGA, ASC and TRW said only radar-based AEB systems will react to 
NHTSA's steel trench plate based false positive test, whereas other 
types of systems, camera- and lidar-based for example, will not be 
affected. AGA said that unless a test that could challenge both camera 
and radar systems can be identified, the false positive test should be 
dropped. MEMA also noted that since radar systems are sensitive to the 
steel trench plate false positive test, this may impact the comparative 
nature of radar versus other systems such as camera or lidar sensors. 
MEMA encouraged NHTSA to evaluate the procedure and continue to make 
further improvements to avoid any potential test bias.
    TRW suggested two other possible false positive tests, one that 
would reflect ``the most typically observed false-positive AEB event'' 
a dynamic passing situation and the other in which the test vehicle 
drives between two stationary vehicles. Bosch said there is no single 
test that will fully address the problem of false activations.
    The Crash Avoidance Metrics Partnership (CAMP) Crash Imminent 
Braking (CIB) Consortium endeavored to define minimum performance 
specifications and objective tests for vehicles equipped with FCW and 
CIB systems. While assessing the performance of various system 
configurations and capabilities, the CAMP CIB Consortium also 
identified real-world scenarios capable of eliciting a CIB false 
positive.\18\ Additionally, two scenarios from an ISO 22839 
``Intelligent transport systems--forward vehicle collision mitigation 
systems--Operation, performance, and verification requirements'' 
(draft) were used to evaluate false positive tests, two tests with 
vehicles in an adjacent lane. The CAMP study originally documented real 
world situations that could be used to challenge the performance of the 
systems, such as an object in roadway, an object in a roadway at a 
curve entrance or exit, a roadside stationary object, overhead signs, 
bridges, short radius turns, non-vehicle and vehicle shadows, and 
target vehicles turning away.\19\ NHTSA performed a test program of six 
of the CAMP-identified scenarios that could produce a positive. The 
eight maneuvers selected and tested by NHTSA in considering a false-
positive test were decelerating vehicle in an adjacent lane--straight 
road, decelerating vehicle in an adjacent lane--curved road, driving 
under an overhead bridge, driving over Botts' Dots in the roadway, 
driving over a steel trench plate, a stationary vehicle at a curve 
entrance, a stationary vehicle at a curve exit, and a stationary 
roadside vehicle.
---------------------------------------------------------------------------

    \18\ ``Evaluation of CIB System Susceptibility to Non-
Threatening Driving Scenarios on the Test Track'', July 2013, DOT HS 
811 795.
    \19\ ``Objective Tests for Automatic Crash Imminent Braking 
(CIB) Systems Appendices Volume 2 of 2'', September 2011, DOT HS 811 
521A.
---------------------------------------------------------------------------

    During testing we found that all CIB activations presently known by 
NHTSA are either preceded by or are coincident with FCW alerts. For the 
testing, we use the FCW warning as a surrogate for the CIB and DBS 
activations. Of the maneuvers used in the study, FCW activations were 
observed during the conduct of four scenarios: Object in roadway--steel 
trench plate, stationary vehicle at curve entrance, stationary roadside 
vehicles, and decelerating vehicle in an adjacent lane of a curve. Of 
the maneuvers capable of producing an FCW alert, CIB false positives 
were observed only during certain Object in Roadway--Steel Trench Plate 
tests, and for only one vehicle. The vehicle producing the CIB false-
positives did so for 100 percent of the object in roadway--steel trench 
plate tests trials. No FCW or CIB activations were observed during the 
decelerating vehicle in an adjacent lane (straight), driving under an 
overhead bridge, objects in roadway--Botts' Dots, and stationary 
vehicle at curve exit maneuvers.
    The steel trench plate was the easiest to set up, the least complex 
to perform, and a realistic test because the scenario is encountered 
during real world driving. Also, the steel trench plates are similar to 
some metal gratings found on bridges. The steel trench plate used in 
this program is believed to impose similar demands on the system 
functionality, albeit with better test track practicality (i.e., cost, 
expediency, and availability).
    Both the agency and some commenters believe that a false-positive 
test should be included in this program. Conversely, commenters state 
that the steel trench plate test is biased against radar systems.
    The agency will retain the steel trench plate false-positive test 
in this program and will continue to monitor vehicle owner complaints 
of false positive activations. The agency has received consumer 
complaints of false-positives of these AEB systems. This program should 
make an effort to reduce false-positives in the field. We believe a 
false-positive test is important to be included in the performance 
tests for these technologies. We disagree that the steel trench plate 
is biased against radar systems. The agency establishes performance-
based tests. The purpose of the performance specifications in this 
program is to discern and discourage systems that do not perform 
sufficiently in real-world scenarios. If the steel trench plate 
identifies a notable

[[Page 68612]]

performance weakness in system, that weakness should be pointed out to 
consumers.
    It is impossible to recreate every possible source of false-
positive activations experienced during real-world driving. The steel 
trench plate tests are included as one significant common source of 
false positives during our CIB and DBS test track evaluations. We 
encourage vehicle manufactures to include identified false-positive 
scenarios in system development. If in the future, other scenarios 
become prevalent and are brought to our attention through consumer 
complaints, we will consider including them in our test protocol.
8. Steel Plate Weight
    Noting that the steel trench plate currently specified in the test 
weighs 1.7 tons and is difficult to put in place, AGA urged the agency 
to allow an alternative plate if manufacturers can verify its 
performance. Concerning the weight of the steel trench plate, the test 
procedures do not specify this plate to be positioned on a part of the 
test track used for other tests. The plate is not installed or 
embedded, merely laid on top of a road surface. We do not see a need to 
be concerned with weight or the size of this test item. We are not 
developing a lighter weight version of this plate at this time.
9. DBS False Activation Test Brake Release
    The Alliance requested that the brake application protocol and 
equipment for the DBS steel trench plate scenario test procedure should 
provide specification for a pedal release by the driver during the 
false positive test. The Alliance states that some systems have 
mechanisms that allow the driver to release the DBS response if a false 
activation occurs. One of the simplest and most intuitive mechanisms is 
for the driver to release the brake pedal. This is not in the DBS false 
positive test.
    The agency does not agree with the Alliance's recommendation that a 
way for the driver to override false positives should be provided in 
the test scenario. The purpose of the false-positive test is to ensure 
that they do not occur during this performance test. If the vehicle's 
DBS system activates in reaction to the steel trench plate, then this 
is the kind of false-positive for which the test procedure is designed 
to identify. The agency feels that the potential consequences of a 
false positive are sufficient to warrant a test failure.
    The agency has decided not to add a brake release action to the 
false-positive test procedures.
10. CIB False Activation Test Pass/Fail Criteria
    The Alliance and Bosch commented that the allowable CIB steel plate 
test deceleration threshold of 0.25g was too low. Bosch and the 
Alliance observed that some current state-of-the-art forward collision 
warning (FCW) portion of these AEB systems in the market use a brake 
jerk to warn the driver. The majority of the current brake-jerk 
applications for FCW use a range of 0.3g-0.4g and the maximum speed 
reduction normally does not exceed 3 mph (5 km/h), Bosch said. Bosch 
suggested increasing the threshold of the CIB false activation failure 
to 0.4g or using a maximum speed reduction, rather than peak 
deceleration rate, as the key factor for determining a pass/fail result 
for this test. Setting the fail point of the false activation test at 
0.25g would restrict haptic pedal warning design to below 0.25g.
    The steel plate test is intended to evaluate CIB performance. This 
test is not intended to evaluate a haptic FCW capable of producing a 
peak deceleration of at least 0.25g before completion of the test 
maneuver. To make this distinction clear, we will raise the false 
positive threshold to a peak deceleration of 0.50g for CIB, and 150 
percent of that realized with foundation brakes during baseline braking 
for DBS.
11. Pass/Fail Criteria for the Performance Tests
    The Alliance, Honda, AGA and Ford said that the determination that 
AEB technologies will pass each of the tests in the test procedure 
seven out of eight times should be changed to be consistent with the 
five passes out of seven trials that is specified by the NCAP forward 
collision warning (FCW) test procedures. The Alliance and Ford noted 
that the agency did not provide data to support the seven out of eight 
criterion approach. Ford presented the results of a coin toss 
experiment, which it said indicated that the five out of seven criteria 
covers 93.8 percent of all possible outcomes, a level whose robustness 
compares favorably to the 99.6 percent of all possible outcomes covered 
by the seven out of eight criterion.
    Tesla said the planned test procedures include too many tests.
    NHTSA notes that for the FCW NCAP, the vehicle must pass five out 
of seven trials of a specific test scenario, to pass that scenario. The 
vehicle must pass all scenarios to be recommended.
    The agency believes the current FCW test procedure criterion of 
passing five out of seven tests has successfully discriminated between 
functional systems versus non-functional systems. Allowing two failures 
out of seven attempts affords some flexibility in including emerging 
technologies into the NCAP program. For example, NHTSA test 
laboratories have experienced unpredictable vehicle responses, due to 
the vehicle algorithm designs, rather than the test protocol. Test 
laboratories have seen systems that improve their performance with use, 
systems degrading and shutting down when they do not see other cars, 
and systems failing to re-activate if the vehicle is not cycled through 
an ignition cycle.
    To be in better alignment with the FCW NCAP tests, we are changing 
the pass rate for the CIB and DBS tests used for NCAP to five out of 
seven tests within a scenario.
12. Vehicle Test Weight/Weight-Distribution
    AGA said the current test protocol allows testing a vehicle up to 
the vehicle's gross vehicle weight rating (GVWR). The Alliance noted 
that the Euro NCAP AEB test protocol defines the vehicle weight 
condition as 1% of the sum of the unladen curb mass, plus 
440 lb (200 kg). AGA asked that the test protocol be amended to include 
an upper weight limit, similar to the way that Euro NCAP's AEB test 
specifies the vehicle to be loaded with no more than 440 lb (200 kg). 
Specifically, the Alliance recommended replacing the current language 
in Section 8.3.7 of the current CIB and DBS test procedures with:

    ``7. The vehicle weight shall be within 1% of the sum of the 
unloaded vehicle weight (UVW) plus 200kg comprised of driver, 
instrumentation, experimenter (if required), and ballast as 
required. The front/rear axle load distribution shall be within 5% 
of that of the original UVW plus 100% fuel load. Where required, 
ballast shall be placed on the floor behind the passenger front seat 
or if necessary in the front passenger foot well area. All ballast 
shall be secured in a way that prevents it from becoming dislodged 
during test conduct.''

    The agency inventoried the current loads used at our test 
laboratory. The instrumentation and equipment currently used weighs 
approximately 170 lb (77 kg). Allowing two occupants in the vehicle 
could push the total load over 440 lb (200 kg) upper bound suggested by 
AGA and he Alliance.
    The agency would like to reserve the flexibility of having an 
additional person in the vehicle during testing to assist in the 
testing process, observe the tests and perhaps train on the testing

[[Page 68613]]

process. Also, we measured the effects of our standard load of one 
driver plus the instrumentation and equipment on weight distribution, 
and found that the percentage of weight on the front axle tended to 
increase by about 1 percent, on average. We assume adding a passenger 
in the rear seat would be approximately the same. This is well within 
the 5 percent variance from the unloaded weight as suggested by the 
Alliance.
    We have considered the comments that vehicle weight and weight 
distribution will have a large effect on the performance of CIB 
systems. We believe that this comment concerns both the vehicle sensing 
system alignment and braking performance repeatability. If it is true 
that weight and weight distribution consistent with predictable 
consumer usage have a large effect on the performance of CIB systems, 
this is a concern of the reliability of these systems to consumers.
    The agency will specify a maximum of 610 lb (277 kg) loading in 
these test programs. This will allow some test equipment and personnel 
flexibility, while still maintaining some reasonable cap on the loading 
changes. We also note that we may raise this limit on a case-by-case 
basis and in consultation with the vehicle manufacturer, if there is a 
need for additional equipment or an additional person that we have not 
anticipated at this time.
13. Lateral Offset of SV and SSV; Test Vehicle Yaw Rate
    AGA urged the agency to adopt the +/-1 ft (0.3 m) lateral offset 
and 1 degree per second yaw rate specifications that were in previous 
versions of the test procedures as opposed to the +/-2 ft (0.6 m) in 
the latest version to improve test accuracy and better reflect 
anticipated real world conditions. DENSO agreed that the 1 foot lateral 
offset (0.3 m) and 1 degree per second yaw rate should be restored. 
MEMA also noted the change in yaw and lateral orientation of the SV and 
POV from the 2012 draft test procedures to the 2014 test procedure 
draft and asked for clarification. The Alliance noted that the 
allowable vehicle yaw rate in each test run has been increased to +/-2 
degrees per second from +/-1 degree per second in the previous versions 
of the test procedures. Bosch recommended that NHTSA consider using a 
steering robot or some other means of controlling the lateral offset.
    Confirming this tolerance range may be difficult with the ADAC EVT 
surrogate used by Euro NCAP and other institutions because the 
surrogate's position relative to the road or the subject vehicle is not 
directly measured. The measurement equipment is stored in the tow 
vehicle, not in the ADAC surrogate.
    Review of the NHTSA's 2014 AEB test data indicate that decreasing 
the lateral displacement tolerance from 2 ft to 1 ft (0.6 m to 0.3 m) should not be 
problematic. Of the 491 tests performed, only 13 (2.7 percent) had SV 
lateral deviations greater than 1 ft (0.3 m). Those that did ranged 
from 1.06 to 1.21 ft (0.32 m to 0.37 m). The use of the SSV monorail 
makes conducting the test within the allowable 1-ft lateral 
displacement this feasible because the SSV position is controlled by 
the monorail.
    Through testing conducted by the NCAP contractor, we have 
determined that we should be able to satisfy the tighter tolerance. 
Testing performed by NHTSA's VRTC support this finding. We believe we 
can perform this testing with a human driver steering the vehicle, 
rather than a steering robot.
    For SV yaw rate, we will tighten the test tolerance to 1 deg/sec. For the SV and POV, we will tighten the test tolerance 
to 1 ft (0.3 m) relative to the center of the 
travel lane. The lateral tolerance between the centerline of the SV and 
the centerline of the POV will be tightened to 1 ft (0.3 
m). Additionally, we will be filtering these data channels with a 3 Hz 
digital filter (versus the 6 Hz used previously) to eliminate short 
duration data spikes that would invalidate runs that are otherwise 
valid. We are also eliminating the lateral offset and yaw rate validity 
specifications for the brake characterization (12.2.1.5 and 6) and 
false positive baseline tests (12.6.1.5 and 6) of the DBS test 
procedure. This data is not needed to ensure detection and braking 
repeatability; with no POV in these tests, it is not necessary to be in 
the exact center of the lane, for example.
14. Headway Tolerance
    Subaru recommended in its comment that NHTSA adopt a headway 
tolerance of 5 ft (1.5 m) in the test procedures. No explanation of why 
this is needed was provided in the comments. The headway tolerance is 
the allowable variance in the longitudinal distance between the front 
of the subject vehicle and the rear of the principal other vehicle 
ahead of it as the two vehicles move. The current tolerance is 8 ft (2.4 m).
    A review of our test data reveals a 5 feet (1.5 m) tolerance is too 
tight unless the agency were committed to fully-automated AEB testing 
is conducted. At this time we do not plan to fully automate the two 
test vehicles (the SV and the vehicle towing the POV). The 8 ft (2.4 m) 
tolerance currently specified in our AEB procedures for the LVD tests 
is the same used for FCW NCAP testing. We are not aware of this 
tolerance causing any problems in AEB testing. We will leave the 
tolerance at 8 ft (2.4 m).
15. Speed Range, Upper and Lower Limits
    The Alliance, AGA, Continental, Ford, Honda, IIHS, and MBUSA said 
the activation limits of the test procedures are too high at the upper 
end and too low at the lower end or otherwise took issue with the speed 
parameters of the test procedures.
    AGA objected to specifying systems to operate up to 99.4 mph, 
noting that 80 percent of crashes covered by these systems occur at 
speeds of 50 mph or less. The high speed will preclude systems that are 
very effective and will create safety hazards for test drivers and test 
tracks, AGA added.
    Continental said although it is listed as a definition, the CIB/DBS 
active speed range is described as a performance specification, which 
they said makes it unclear if NHTSA's intent that the definition speed 
range must be met in order to receive the NCAP recommendation. If this 
is the case Continental said it would be necessary to define the 
associated performance criteria to meet the specification that the 
system must remain active, especially at the maximum speed, to achieve 
the balance between effectiveness and false positives at these 
specified higher speeds.
    As suggested by Continental's comments, the upper and lower 
activation limits were intended to define the AEB systems under 
consideration. There is no need to define these systems in the test 
procedure with a reference to their upper and lower activation limits. 
The agency hopes that the systems made available on light vehicles sold 
in the United States will be active at these speeds. However, the 
primary focus is to assure that AEB systems meet the specifications of 
the test procedures and activate at the speeds at which an AEB system 
can reasonably be expected to avoid or mitigate a rear end crash. 
Therefore, the references to the upper and lower activation limits will 
be removed from the NCAP AEB test procedures.
16. DBS Throttle Release Specification
    The Alliance states the current throttle release specification 
within 0.5 seconds from the onset of the FCW warning will result in 
test results that

[[Page 68614]]

are different between manufacturers. This specification in the DBS test 
procedure was established to simulate the human action of removing the 
foot from the throttle and placing it on the brake. In the test setup, 
the test driver releases the throttle at a specific time to collision 
relative to the DBS brake robot braking initiating the brake 
application. System design strategies across manufacturers vary on how 
to ascertain when a driver needs assistance and are often based on 
driver inputs on the steering wheel and pedals. The Alliance suggests 
that to avoid future interference with the optimization of warning 
development, we should consider other options.
    The Alliance requested that the agency consider the following 
options:
    Maintain Throttle Position to the Onset of Brake Application: The 
agency believes this is not possible for vehicles such as the Infiniti 
Q50. For this vehicle, part of the FCW is a haptic throttle pedal that 
pushes back up against the driver's foot. This change in pedal position 
would violate a constant pedal position criterion. While it may be 
possible to hold the throttle pedal position fixed with robotic 
control, NHTSA has not actually evaluated the concept, and the agency 
does not plan to use a robot on subject vehicle throttle applications 
during the FCW and/or AEB performance testing.
    Throttle Release Relative to a Braking Initiation Time to Collision 
(TTC): In this approach the driver monitors the SV-to-POV headway, and 
responds at the correct instant. Although NHTSA has experience with 
this technique,\20\ the agency has concerns about incorporating it into 
the LVS, LVM, and LVD scenarios used to evaluate DBS because the agency 
does not intend to automate SV throttle applications for these tests. 
Since the brake applications specified in NHTSA's DBS test procedure 
are each initiated at a specific TTC, this approach would also cause 
the throttle release to occur at a specific TTC. If this causes the 
commanded throttle release occur after the FCW is presented, it may not 
be possible for the driver to maintain a constant throttle pedal 
position between issuance of the FCW and the commanded throttle release 
point. The driver maintaining a constant throttle may result in the SV-
to-POV headway distance changing and move out of the specified headway 
tolerance. While this may be possible with robotic control of the 
throttle, NHTSA has not actually evaluated the concept.
---------------------------------------------------------------------------

    \20\ NHTSA's false positive DBS tests are performed in the 
presence of the steel trench plate, since this plate does not cause 
the FCW to activate for many light vehicles, the DBS test procedure 
includes a provision for the SV driver to release the throttle at a 
fixed TTC if the FCW does not activate before a TTC = 2.1s.
---------------------------------------------------------------------------

    OEM Defined Throttle Release Timing: NHTSA would like to minimize 
vehicle manufacturers' input on how their vehicles should be evaluated.
    The agency will not make a test procedure change at this time. We 
believe it is possible for the SV driver to repeatably release the 
throttle pedal within 0.5 s of the FCW, and that any reduction of 
vehicle speed between the time of the throttle pedal release and the 
onset of the brake application is within the test procedure 
specifications. Human factors research indicates that when presented 
with an FCW in a rear-end crash scenario, driver's typically (1) 
release the throttle pedal then (2) apply the brakes.\21\ Therefore, 
the speed reduction that occurs between these two points in time has 
strong real-world relevance.
---------------------------------------------------------------------------

    \21\ ``Development of an FCW Algorithm Evaluation Methodology 
With Evaluation of Three Alert Algorithms--Final Report,'' June 2009 
Figure 5. DOT HS 811 145
---------------------------------------------------------------------------

D. Suggested Additions to Test Procedures

1. Accounting for Regenerative Braking
    Tesla expressed concern that the test procedures as currently 
written do not account for totally or partially electric vehicles that 
utilize regenerative braking to recharge batteries. Tesla urged NHTSA 
to clarify protocols for EV and hybrid vehicles, specifically regarding 
regenerative braking.
    Regenerative braking is an energy-preservation system used to 
convert kinetic (movement) energy back to another form, which in the 
case of an electric vehicle, is used to charge the battery. The reason 
it is called ``braking'' is that the vehicle is forced to decelerate by 
this regenerative system, once the driver's foot is taken off of the 
throttle. This system is independent of the standard brake system but 
the result is the same; the vehicle slows down.
    NHTSA's direct experience with testing a vehicle equipped with AEB 
and regenerative braking has been limited to the BMW i3. As expected, 
once the driver released the throttle pedal in response the FCW alert, 
regenerative braking did indeed slow the vehicle at a greater rate than 
for other vehicles not so equipped with regenerative braking. This had 
the effect of reducing maneuver severity since the SV speed at the time 
of AEB intervention was less than for vehicles not so-equipped. This is 
not considered problematic.
    For vehicles where the driver can select the magnitude of the 
vehicle's regenerative braking (e.g., the Tesla Model S), the vehicle's 
AEB system will be evaluated in its default mode (as originally 
configured by the vehicle manufacturer).
2. Customer-Adjustable FCW Settings
    The Alliance noted that in some CIB and DBS applications, system 
performance may take into account the warning timing setting of the FCW 
system when the FCW system allows the consumer to manually set the 
warning threshold. To clarify, the Alliance recommended that the 
following language, which is adapted from the FCW NCAP test procedure 
(Section 12.0), be included in the CIB and DBS NCAP test procedure: 
``If the FCW system provides a warning timing adjustment for the 
driver, at least one setting must meet the criterion of the test 
procedure.''
    In its previous work involving FCW, the agency has allowed vehicle 
manufacturers to configure the systems with multiple performance level 
modes. This provided vehicle manufacturers flexibility in designing 
consumer acceptable configurations. The test procedure allowed an FCW 
mode that provides the earliest alert if the timing can be selected and 
used during agency testing. Additionally, the test procedures do not 
include resetting to the original setting after ignition cycles.
    NHTSA believes that as a consumer information program, we should 
test the vehicles as delivered. We also believe the performance level 
settings of the FCW systems within the AEB test program should now be 
set similar to the AEB. The Alliance requested that we have language in 
the test procedure specifying that if there are adjustments to the FCW 
system, one setting must meet the criterion of the test procedure. 
Vehicle manufacturers may provide multiple settings for the FCW 
systems. However, the agency will only use the factory default setting 
for both the FCW and the AEB systems in the AEB program.
3. Sensor Axis Re-Alignment
    The Alliance commented that when the SV hits the SSV in some 
trials, the impact may misalign the system's sensors. To ensure 
baseline performance in each trial, the Alliance asked that the test 
procedure be modified to allow the vehicle manufacturer representatives 
or test technicians to inspect and, if needed, re-align the sensor axis 
after each instance of contact between the subject vehicle and the SSV.

[[Page 68615]]

    NHTSA has seen two cases of sensor misalignment during the initial 
development of this program. In one case, the subject vehicle had 
visible grill damage because the AEB system did not activate and the 
test vehicle hit the SSV at full speed. In another case, the vehicle 
sensing system shut down after numerous runs; inspection also revealed 
visible grill damage to the subject vehicle. In both cases, the 
vehicles were returned to an authorized dealer, repaired and then 
returned to the test facility.
    The NCAP test program has instituted two new procedural 
improvements to monitor for system damage. First, we began testing with 
less-severe tests, such as the lead vehicle moving test first, to 
determine if the vehicle system is capable of passing any of the tests. 
Second, we have instituted more rigorous visual between-vehicle 
inspections by the contractor during the testing. Based on our 
observations in testing, we believe systems that have sensor damage 
will likely show visible grill damage.
    With the improvements in the AEB systems and refinement of our test 
protocol, we do not believe sensor misalignments will be a significant 
problem. We invite vehicle manufacturer representatives to attend each 
of our tests. We reserve the right to work with the vehicle 
manufacturers on a one-on-one basis if we have problems with the 
vehicles during the tests.
4. Multiple Events--Minimum and Maximum Time Between Events
    The Alliance and Ford asked that the AEB test procedures specify a 
minimum time of 90 seconds and a maximum time of 10 minutes between 
each test run as in Euro NCAP AEBS test procedures. Some AEB systems 
initiate a fail-safe suppression mechanism when multiple activations 
are triggered in a short time. Most systems can be activated again with 
an ignition key cycle. In most cases activation of the suppression 
mechanism can be avoided by including a time interval between 
individual AEB activations or by cycling the ignition. The current test 
procedure addresses this by checking for diagnostic test codes (DTCs) 
to determine if any system suppression or error codes have occurred 
with the sensing system software.
    The agency agrees that there should be a minimum of 90 seconds 
between test runs and will modify the AEB test procedures to state this 
explicitly. We recognize that the algorithms in these vehicles look for 
conditions that are illogical, such as multiple activations in short 
periods of time, and within a single ignition cycle. The time needed to 
allow the subject vehicle brakes to cool and the test equipment to be 
reset between each test trial has always exceeded 90 seconds in the 
agency's testing experience. The agency will also specify in the test 
procedures that the vehicle ignition be cycled after every test run.
    The agency believes a maximum time between test runs of 10 minutes 
is too short to be feasible. The test engineers need sufficient time to 
review data, inspect the test equipment and set up for the next test 
run. Also recall that the test engineers need time to ensure the 
vehicle brake temperatures are within specification and the brake 
system is ready for the next test run. Additionally, it is impractical 
to specify that all of the tests must be completed within 10 minute 
cycles while conversely specify that testing be discontinued if ambient 
conditions are out of specifications. At this time, we are unaware of 
any algorithm-based reason why testing must be resumed in less than 10 
minutes.
5. Time-to-Collision (TTC) Definition
    The Alliance observed that the TTC values used in the test 
procedures are calculated in the same manner as they are in the current 
NCAP FCW test procedure, but noted that the TTC calculation equations 
are not included in the draft CIB and DBS test procedures. The Alliance 
asked that, for clarification purposes, the TTC equations that appear 
in Section 17.0 of the NHTSA NCAP FCW test procedure dated February 
2013 be added to the CIB and DBS test procedures.
    The agency acknowledges that the TTC calculations for the FCW test 
procedure are the same as these test procedures. The TTC calculations 
that are included in the NCAP FCW test procedures will be added to the 
AEB test procedures, as requested in the comments. This will make it 
clear that the TTC equations apply to the AEB test procedures as well.

E. Strikeable Surrogate Vehicle (SSV)

1. Harmonization Urged
    NHTSA's strikeable surrogate vehicle (SSV) was discussed earlier in 
this notice. Multiple commenters encouraged NHTSA to harmonize with 
Euro NCAP and to use the ADAC EVT in lieu of the SSV. The commenters 
had concerns about the use of the SSV. They asked NHTSA to establish a 
maintenance process for the SSV. They questioned whether parts such as 
the MY 2011 Ford Fiesta vehicle's taillights, rear bumper reflectors 
and third brake light can be a part of the SSV indefinitely (i.e., will 
parts continue to be built). The Alliance, Ford, and Continental took a 
moderate position, supporting calls for harmonization but acknowledging 
all the work that went into developing the SSV. Other commenters 
proposed NHTSA could potentially use the SSV target in conjunction with 
the EVT propulsion system used by Euro NCAP. Concern was also expressed 
over the SSV setup, the number of facilities capable of performing the 
actual test maneuvers, the additional test costs, and the problem of 
damage to the subject vehicles.
    AGA said NHTSA could provide an option for manufacturers to use an 
alternative test devices of Euro NCAP or IIHS. Both Euro NCAP and IIHA 
use ADAC EVT.
    Tail light availability is not expected to be a problem for the 
foreseeable future. However, if this should this become an issue, 
simulated taillights, an updated SSV shell, or potentially other 
changes could be made to replace the current model.
    Overall, the AEB system sensors interpret the SSV appears to 
sensors as a genuine vehicle. Nearly all vehicle manufacturers and many 
suppliers have assessed how the SSV appears to the sensors used for 
their AEB systems. The results of these scans have been very favorable.
    Although the SSV has been designed to be as durable as possible, 
its various components may need to be repaired or replaced over time. 
As with all other known surrogate vehicles used for AEB testing, the 
frequency of repair or replacement is strongly dependent on how the 
surrogate is used, particularly the number of high speed impacts 
sustained during testing.
    With regards to availability, the specifications needed to 
construct the SSV are in the public domain.\22\ Multiple sets of the 
SSV and the tow system have been manufactured and sold to vehicle 
manufactures and test facilities. The SSV can be manufactured by anyone 
using these specifications. With regard to other issues like cost and 
convenience of use, we feel the SSV is within the range of practicality 
as a test system. In relation to other motor vehicle test systems, the 
SSV system is reasonably priced and can be moved from test facility to 
test facility.
---------------------------------------------------------------------------

    \22\ http://www.regulations.gov, Docket NHTSA-2012-0057.
---------------------------------------------------------------------------

    While we appreciate the concerns about the SSV expressed in the 
comments, we will continue to specify

[[Page 68616]]

the SSV in the NCAP AEB test procedures that NHTSA will use to confirm 
through spot checks that vehicles with AEB technologies and for which a 
manufacturer has submitted supporting data meet NCAP performance 
criteria. As noted previously this does not require use of the SSV by 
manufacturers for their own testing.
2. Repeatability/Reproducibility
    The Alliance said because the SSV is not readily available, its 
members have not been able to conduct a full set of tests to assess the 
repeatability and reproducibility of the SSV in comparison with other 
commercially available test targets.
    NHTSA is aware that the SSV is a relatively new test device and 
that every interested entity may not have had a chance to perform a 
comprehensive series of SSV evaluations or seen how it is actually 
used. However the specifications needed to construct the SSV are in the 
public domain and multiple SSVs have been manufactured and sold to 
vehicle manufacturers and test facilities. A test report describing the 
SSV repeatability work performed with a Jeep Grand Cherokee has 
recently been released.\23\
---------------------------------------------------------------------------

    \23\ Forkenbrock, GJ & Snyder, AS (2015, May) NHTSA's 2014 
Automatic Emergency Braking (AEB) Test Track Evaluation (Report No. 
DOT HS 812 166). Washington DC, National Highway Traffic Safety 
Administration.
---------------------------------------------------------------------------

3. Lateral Restraint Track (LRT)
    Commenters were concerned with the lateral restraint track (LRT). 
They felt the LRT was not needed. The permanent installation of the LRT 
used up track space and made it hard to move testing activities to 
another test track.
    Some commenters indicated that if the LRT used to keep the SSV 
centered in its travel lane is white, it may affect AEB performance. 
This is because some camera-based AEB systems consider lane width in 
their control algorithms, and these algorithms may not perform 
correctly if the LRT is confused for a solid white lane line. Although 
NHTSA test data does not appear to indicate this is a common problem, 
the NHTSA test contractor is using a black LRT to address this 
potential issue. The black LRT appears more like a uniform tar strip 
that has been used to seal a long crack in the center of the travel 
lane pavement, a feature present on real-world roads.
    NHTSA appreciates these concerns but believes the continued use of 
the LRT is important. LRT is designed to insure several things, 
including that the SSV will be constrained within a tight tolerance to 
optimize test accuracy and repeatability. Using the LRT to absolutely 
keep the path of the SSV within the center of the lane of travel, in 
conjunction with the lateral tolerances defined in the CIB and DBS test 
procedures, will allow the agency to test AEB systems in a situation 
where one vehicle is approached by another vehicle from directly 
behind. To reduce the potential for unnecessary interventions, some AEB 
systems contain algorithms that can adjust onset of the automatic brake 
activation as a function of lateral deviation from the center of the 
POV. This is because it will take less time for the driver to steer 
around the POV if the lateral position of the SV is biased away from 
its centerline. Although this may help to minimize nuisance activations 
in the real-world, the same algorithms may contribute to test 
variability during AEB NCAP evaluations if excessive lateral offset 
exists between the SV and POV. Since the use of the LRT prevents this 
from occurring, it is expected the agency's tests will allow AEB 
systems to best demonstrate their crash avoidance or mitigate 
capabilities.
    Ford suggested that NHTSA use the ADAC EVT propulsion system with 
the SSV to increase feasibility for manufacturers. NHTSA believe the 
inherent design differences between the SSV and ADAC surrogates makes 
using the ADAC EVT propulsion system with the SSV a considerable 
challenge. Design changes to the SSV and/or ADAC EVT rig would be 
needed. It is not possible to simply substitute the SSV for the ADAC 
EVT surrogate on the ADAC rig as Ford suggests. Even if the ADAC EVT 
could be adapted, and even though it appears to track well behind a tow 
vehicle, the precise position of the ADAC EVT is not measured, so the 
lateral offset cannot be quantified.
    Commenters expressed concern on the allowable lateral offset and 
yaw rate tolerance in the AEB test procedures placing considerable 
emphasis on the importance of narrowing the tolerances in these areas. 
AGA said the lateral offset and yaw rate in August 2014 draft test 
procedures (+/- 2 ft (0.3 m) lateral offset and +/- 2 deg/s yaw rate) 
can create a delay in AEB system response that could affect a system's 
performance during and AEB test. DENSO agreed that a higher tolerance 
in lateral offset and yaw rate tends to decrease forward looking sensor 
detection performance. The Alliance too weighed in on this saying, that 
``the variability in lateral offset is expected to have a significant 
impact on test reproducibility and system performance and resultant 
rating,'' adding that the yaw rate should be +/- 1 deg/s to be 
consistent with the FCW test procedure given the fact that AEB systems 
use the same sensors as FCW systems. As discussed earlier, we have 
agreed to tighten the yaw rate and lateral offset tolerance. This makes 
the tight control provided by the LRT even more important to the 
performance of these tests.
    Until the agency has an indication that an alternative approach to 
moving the SSV down a test track can ensure the narrow tolerances for 
lateral offset and yaw rate, the LRT will remain in the AEB test 
procedures. Our contractor has already installed a black LRT. Thought 
this does not completely disguise the restraint track, it is close to 
being masked for a camera-based AEB system.
4. What is the rear of the SSV? (Zero Position)
    NHTSA considers the rearmost portion of the SSV, or the ``zero 
position,'' to be the back of the foam bumper. The Alliance suggested 
the rearmost part of the SSV should be defined by its carbon fiber 
body, not its foam bumper. The Alliance said it has observed SV-to-SSV 
measurement errors of as much as 40 cm (15.7 in), and attributes them 
to their vehicle's sensors not being able to consistently detect the 
reflective panel located between the SSV's bumper foam and its cover.
    It has always been the agency's intention to make the rear of the 
SSV foam bumper detectable to radar while still having its radar return 
characteristics be as realistic as possible. This is the reason NHTSA 
installed a radar-reflective panel between the SSV's 8 in (20.3 cm) 
deep foam bumper and its cover; the panel is specifically used to help 
radar-based systems define the rearmost part of the SSV since the foam 
is essentially invisible to radar. We are presently working to identify 
the extent to which AEB systems have problems determining the overall 
rearmost position of the SSV. NHTSA considers the outside rear surface 
of foam bumper, immediately adjacent to the radar-reflective material 
to be the ``zero position'' in its CIB and DBS tests, and is 
considering ways to better allow AEB systems to identify it.
5. Energy Absorption, Radar System Bias
    Other concerns mentioned by commenters include design changes to 
the SSV: Increasing energy absorption and minimizing a perceived bias 
towards radar systems based on the SSV's appearance in certain lighting 
conditions which may be challenging for camera systems. We believe the 
SSV appears to be a real vehicle to most

[[Page 68617]]

current AEB systems, regardless of what sensor or set of sensors the 
systems uses, and that the SSV elicits AEB responses representative of 
how the systems will perform in real world driving situations. The 
ability of the SSV to withstand SV-to-POV impacts appears to be 
adequate if the subject vehicles being evaluated produces even minimal 
speed reductions to mitigate them. We continue to evaluate SSV 
performance and will consider improvements.
    Some commenters indicated NHTSA should increase the padding to the 
SSV to reduce the likelihood of damage to the test equipment or to the 
SV during an SV-to-POV impact. When designing the SSV, we attempted to 
balance realism, strikeability, and durability. The body structure and 
frame of the SSV are constructed from carbon fiber to make them stiff 
(so that the shape remains constant like a real car), strong, and light 
weight. To enable SV-to-POV impacts, the SSV frame has design elements 
to accommodate severe impact forces and accelerations and an 8 in (20.3 
cm) deep foam bumper to attenuate the initial impact pulse. We are 
concerned that simply adding more padding to the rear of the SSV will 
reduce its realistic appearance, and potentially affect AEB system 
performance. Therefore, to address the potential need for additional 
SSV strikeability, the agency is presently considering an option to 
work with individual vehicle manufacturers to add strategically-placed 
foam to the SV front bumper to supplement the foam installed on the 
rear of the SSV. At this time, no changes to the appearance of the SSV 
are planned. Since temporary padding added to the subject vehicle does 
not alter that characteristics of the SSV nor affect the distance of 
the SSV to the vehicle sensors, we will not be adjust the zeroing 
procedure in the test procedure to compensate for this one-time padding 
addition.
    With regards to sensor bias, the SSV has been designed to be as 
realistic as possible to all known sensors used by AEB systems. While 
it is true that the SSV has a strong radar presence, use of the white 
body color and numerous high-contrast features (e.g., actual tail 
lights and bumper reflectors, simulated license plate, dark rear 
window, etc.) was intended to make it as apparent as possible to camera 
and lidar-based systems as well. Aside from inclement weather and 
driving into the sun, conditions explicitly disallowed by NHTSA's CIB 
and DBS test procedures, sensor limitations capable of adversely 
affecting the real-world detection, classification, and response of a 
SV to actual vehicles during real-world driving may also affect the 
ability of the SV to properly respond to the SSV. The agency considers 
this an AEB system limitation, not an SSV flaw.

F. Other Issues

1. Non-Ideal Conditions--Exclude Away From Sun as Well
    NHTSA's CIB and DBS test procedures both include a set of 
environmental restrictions designed to ensure that proper system 
functionality is realized during a vehicle's evaluation. One such 
restriction prohibits the SV and POV from being oriented into the sun 
when it is oriented 15 degrees or less from horizontal, since this can 
cause inoperability due to ``washout'' (temporary sensor blindness) in 
camera-based systems.
    DENSO commented that, in addition to prohibiting testing with the 
test vehicles oriented toward the sun when the sun is at a very low 
angle (15 degrees or less from horizontal) to avoid camera ``washout'' 
or system inoperability, the test procedures should also prohibit 
testing with vehicles oriented away from the sun (with the sun at low 
angle) which would harmonize this issue with Euro NCAP test procedure. 
MEMA agreed that wash out conditions experienced in low sun angle 
conditions for SV and POV oriented toward the sun may also occur when 
they are oriented away from the sun.
    To date, the agency's testing does not indicate that a low sun 
angle from the rear will adversely affect AEB system performance. 
Moreover, one of the agency's testing contractors indicates that 
restricting the sun angle behind as well as in front of the test 
vehicle will significantly reduce the hours per day that testing may be 
performed. If our ongoing experience suggests that this is a problem 
for vehicles equipped with a particular sensor or sensor set, we will 
consider making adjustments.
2. Multiple Safety Systems
    TRW inquired as to how safety systems other than AEB systems on a 
test vehicle would be configured during AEB testing. The company asked 
whether there would be provisions in the test procedure for turning off 
certain safety features in order to make the testing repeatable. It 
gave as an example some pre-crash systems that may be activated based 
on these tests.
    Due to the complexity and variance of vehicle designs the agency 
will deal with system conflicts on a one-on-one basis. The agency does 
not specify or recommend that vehicle manufacturers design and include 
cut-off provisions for the sole purpose of performing AEB tests.
3. Motorcycles
    The AMA said that all AEB systems included in NCAP should be able 
to detect and register a motorcycle. If not, vehicle operators may 
become dependent on these new technologies and cause a crash, because 
the system did not detect and identify a smaller vehicle, the 
organization said.
    AEB systems, while relatively sophisticated and available in the 
American new vehicle marketplace, are still nonetheless in the early 
stages of their development. Some may be able to detect motorcycles. 
Some may not be able to do so. Eventually, the sensitivity of these 
systems may increase to the point where detecting a motorcycle is 
commonplace among systems.
    The agency believes it would be benefit to highway safety move 
forward with this program at this time, even though it does not include 
motorcycle detection. By including AEB systems among the advanced crash 
avoidance technologies it recommends to consumers in NCAP, the agency 
expects more and more manufacturers to equip more and more new vehicles 
with these systems. As a result, many rear-end crashes and the 
resulting injuries and deaths will be avoided. The agency believes it 
will be beneficial to take this step even if the systems involved are 
not as capable of recognizing motorcycles today.
    We also do not have reason to believe that AEB systems are the type 
of technology likely to encourage over-reliance by drivers. DBS is 
activated based on driver braking input, and CIB is activated when for 
one reason or another, the driver has not begun to apply the brake. We 
do not think that in either scenario the driver is likely to drive 
differently under the assumption that the AEB system will perform the 
driver's task.
    The agency will continue to follow the ongoing development and 
enhancement of AEB systems and look for opportunities to encourage the 
development and deployment of systems that detect motorcycles.
4. How To Account for CIB/DBS Interaction
    Honda asked how the interrelationship between CIB and DBS should be 
treated, in situations in which CIB activates before the driver applies 
the brakes and DBS never activates.
    The brake applications used for DBS evaluations are activated at a 
specific point in time prior to an imminent

[[Page 68618]]

collision with a lead vehicle (time-to-collision) regardless of whether 
CIB has been activated or not. If CIB activates before DBS, the initial 
test speed and, thus, the severity of the test would effectively be 
reduced.
    TRW observed that one potential future trend to watch is that as 
industry confidence and capability to provide CIB functionality 
increases and the amount of vehicle deceleration is allowed to increase 
and be applied earlier in the process, the need for DBS as a separate 
feature may diminish. The potential goal of DBS testing would become 
one of proving a driver intervention during an AEB event does not 
detract from the event's outcome, TRW said.
    At this time, the agency is aware that many light vehicle DBS 
systems supply higher levels of braking at earlier activation times for 
the supplemental brake input compared to the automatic braking of CIB 
systems. Based on this understanding of current system design, our NCAP 
AEB test criteria for DBS evaluates crash avoidance resulting from 
higher levels of deceleration, whereas our CIB test criteria evaluates 
crash mitigation (with the exception of the CIB lead vehicle moving SV: 
25 mph/POV: 10 mph (SV:40 km/h/POV: 16 km/h) scenario, for which crash 
avoidance is required). NHTSA will keep the speed reduction evaluation 
criteria as planned for the CIB and DBS tests.
    Unless the agency uncovers a reason to be concerned about how the 
performance metrics of a test protocol may affect system performance in 
vehicles equipped with both CIB and DBS, the agency will recognize an 
AEB equipped vehicle as long as it passes the criteria of a given 
protocol, whether that occurs as a result of the activation of the 
particular system or a combination of systems.
5. Issues Beyond the Scope of This Notice
    Some commenters raised topics outside the scope of the notice, and 
they will not be addressed here.
    These include: A suggested two-stage approach to adding 
technologies to NCAP, a suggested minimum AEB performance regulation 
that would function in concert with NCAP, conflicts between rating 
systems that could cause consumer confusion, other technologies that 
should be added to NCAP in the future, and a call for flashing brake 
lights to alert trailing drivers that an AEB system has been activated.
    Other topics raised may be addressed as the agency's experience 
with AEB systems expands over time. These topics include: Using 
different equipment, including a different surrogate vehicle; a call to 
study the interaction of the proposed CIB/DBS systems with tests for 
FMVSS Nos. 208 and 214 to assess whether such features should be 
enabled during testing and what the effect may be; a suggestion that 
the agency should consider the role electronic data recorders (EDRs) 
may play in assessing AEB false positive field performance; and concern 
as to how safety systems on a test vehicle other than AEB systems would 
be dealt with during AEB testing, such as some pre-crash systems that 
may be activated based on these tests.
    A suggestion was made that the agency should consider the potential 
interactions of AEB systems with vehicle-to-vehicle (V2V) 
communications technology, both in how AEB tests might be performed and 
what the performance specifications for those tests should be. The 
agency is monitoring the interaction of these capabilities.

V. Conclusion

    For all the reasons stated above, we believe that it is appropriate 
to update NCAP to include crash imminent braking and dynamic brake 
support systems as Recommended Advanced Technologies.
    Starting with Model Year 2018 vehicles, we will include AEB systems 
as a recommended technology and test such systems.

(Authority: 49 U.S.C. 32302, 30111, 30115, 30117, 30166, and 30168, 
and Pub. L. 106-414, 114 Stat. 1800; delegation of authority at 49 
CFR 1.95.)

    Issued in Washington, DC, on: October 21, 2015.

    Under authority delegated in 49 CFR 1.95.
Mark R. Rosekind,
Administrator.
[FR Doc. 2015-28052 Filed 11-4-15; 8:45 am]
 BILLING CODE 4910-59-P



                                                  68604                      Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices

                                                  Materials, 206 Door Locks and Door                      DEPARTMENT OF TRANSPORTATION                          a recommendation to motor vehicle
                                                  Retention Components, 207 Seating                                                                             consumers on vehicle models that have
                                                  Systems, 209 Seat Belt Assemblies,                      National Highway Traffic Safety                       automatic emergency braking (AEB)
                                                  210 Seat Belt Assembly Anchorages,                      Administration                                        systems that can substantially enhance
                                                  212 Windshield Mounting, 214 Side                       [Docket No. NHTSA–2015–0006]                          the driver’s ability to avoid rear-end
                                                  Impact Protection, 216 Roof Crush                                                                             crashes. NCAP recommends crash
                                                  Resistance, 219 Windshield Zone                         New Car Assessment Program (NCAP)                     avoidance technologies, in addition to
                                                  Intrusion, 225 Child Restraint                                                                                providing crashworthiness, rollover,
                                                                                                          AGENCY:  National Highway Traffic                     and overall star ratings. Today, 3 crash
                                                  Anchorage Systems, 301 Fuel System                      Safety Administration (NHTSA),                        avoidance technologies—forward
                                                  Integrity, and 302 Flammability of                      Department of Transportation (DOT).                   collision warning, lane departure
                                                  Interior Materials.
                                                                                                          ACTION: Final decision.                               warning, and rearview video systems—
                                                     The petitioner also contends that the                                                                      are recommended by the agency if they
                                                  vehicles are capable of being readily                   SUMMARY:   On January 28, 2015, NHTSA                 meet NHTSA’s performance
                                                  altered to meet the following standards,                published a notice requesting comments                specifications.
                                                  in the manner indicated:                                on the agency’s intention to recommend                   NHTSA is adding AEB as a
                                                                                                          various vehicle models that are                       recommended technology, which means
                                                     Standard No. 101 Controls and
                                                                                                          equipped with automatic emergency                     that we now have tests for AEB. AEB
                                                  Displays: Replacement of the                            braking (AEB) systems that meet the                   refers to either crash imminent braking
                                                  speedometer with the U.S.-model part,                   agency’s performance criteria to                      (CIB), dynamic brake support (DBS), or
                                                  which includes the BRAKE telltale, and                  consumers through the agency’s New                    both on the same vehicle. CIB
                                                  reprogramming of the speedometer.                       Car Assessment Program (NCAP) and its                 automatically applies vehicle brakes if
                                                     Standard No. 138 Tire Pressure                       Web site, www.safercar.gov. These                     the vehicle sensing system anticipates a
                                                  Monitoring Systems: Verification that                   systems can enhance the driver’s ability              potential rear impact with the vehicle in
                                                  programming matches U.S.-model                          to avoid or mitigate rear-end crashes.                front of it. DBS applies more brake
                                                  programming.                                            This notice announces NHTSA’s                         power if the sensing system determines
                                                     Standard No. 208 Occupant Crash                      decision to include AEB technologies as               that the driver has applied the brakes
                                                                                                          part of NCAP Recommended Advanced                     prior to a rear-end crash but estimates
                                                  Protection: A U.S.-version of the
                                                                                                          Technology Features, if the technologies              that the amount of braking is not
                                                  owner’s manual must be provided with
                                                                                                          meet NCAP performance criteria. The                   sufficient to avoid the crash. NHTSA is
                                                  the vehicle to meet the information                     specific technologies included are crash              also removing rearview video systems
                                                  requirements of the standard.                           imminent braking (CIB) and dynamic                    (RVS) as a recommended technology in
                                                  Verification will be performed that                     brake support (DBS).                                  Model Year 2019, because RVS is going
                                                  programming of automatic restraint                                                                            to be required on all new vehicles
                                                                                                          DATES: These changes to the New Car
                                                  systems matches U.S.-model                                                                                    manufactured on or after May 1, 2018,
                                                                                                          Assessment Program are effective for the
                                                  programming.                                            2018 Model Year vehicles.                             and that technology’s presence in NCAP
                                                     The petitioner additionally states that                                                                    will no longer provide comparative
                                                                                                          FOR FURTHER INFORMATION CONTACT: For
                                                  a vehicle identification plate must be                                                                        information for consumers.
                                                                                                          technical issues: Dr. Abigail Morgan,
                                                  affixed to the vehicle near the left                                                                             The vehicles that have Advanced
                                                                                                          Office of Crash Avoidance Standards,                  Technologies recommended by NHTSA
                                                  windshield post to meet the                             Telephone: 202–366–1810, Facsimile:
                                                  requirements of 49 CFR part 565. The                                                                          may be seen on the agency Web site
                                                                                                          202–366–5930, NVS–122. For NCAP                       www.safercar.gov.
                                                  petitioner also states that each vehicle                issues: Mr. Clarke Harper, Office of
                                                  will be inspected prior to importation                  Crash Avoidance Standards, email:                     II. Background
                                                  for compliance with 49 CFR part 541                     Clarke.Harper@DOT.GOV, Telephone:                        The National Highway Traffic Safety
                                                  and modified if necessary.                              202–366–1810, Facsimile: 202–366–                     Administration’s (NHTSA) New Car
                                                     All comments received before the                     5930, NVS–120.                                        Assessment Program (NCAP) provides
                                                  close of business on the closing date                      The mailing address for these officials            comparative safety rating information
                                                  indicated above will be considered, and                 is as follows: National Highway Traffic               on new vehicles to assist consumers
                                                                                                          Safety Administration, 1200 New Jersey                with their vehicle purchasing decisions.
                                                  will be available for examination in the
                                                                                                          Avenue SE., Washington, DC 20590.                     In addition to issuing star safety ratings
                                                  docket at the above addresses both
                                                  before and after that date. To the extent               SUPPLEMENTARY INFORMATION:                            based on the crashworthiness and
                                                  possible, comments filed after the                      I. Executive Summary                                  rollover resistance of vehicle models,
                                                                                                          II. Background                                        the agency also provides additional
                                                  closing date will also be considered.
                                                                                                          III. Summary of Request for Comments                  information to consumers by
                                                  Notice of final action on the petition
                                                                                                          IV. Response to Comments and Agency                   recommending certain advanced crash
                                                  will be published in the Federal                              Decision                                        avoidance technologies on the agency’s
                                                  Register pursuant to the authority                         A. Harmonization                                   Web site, www.safercar.gov. For each
                                                  indicated below.                                           B. Rating System for Crash Avoidance               vehicle make/model, the Web site
                                                     Authority: 49 U.S.C. 30141(a)(1)(A),                       Technologies in NCAP                            currently shows the vehicle’s 5-star
                                                                                                             C. Draft Test Procedures
                                                  (a)(1)(B), and (b)(1); 49 CFR 593.7; delegation
                                                                                                             D. Proposed Additions to Test Procedures
                                                                                                                                                                crashworthiness and rollover resistance
                                                  of authority at 49 CFR 1.95 and 501.8.                                                                        ratings and whether the vehicle model
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                                                                             E. Proposed Additions to Test Procedures
                                                                                                             F. Other Issues                                    is equipped with and meets NHTSA’s
                                                  Jeffrey M. Giuseppe,
                                                                                                          V. Conclusion                                         performance criteria for any of the three
                                                  Director, Office of Vehicle Safety Compliance.                                                                advanced crash avoidance safety
                                                  [FR Doc. 2015–28129 Filed 11–4–15; 8:45 am]             I. Executive Summary                                  technologies that the agency currently
                                                  BILLING CODE 4910–59–P                                    This notice announces the agency’s                  recommends to consumers. NHTSA
                                                                                                          decision to update the U.S. New Car                   began recommending advanced crash
                                                                                                          Assessment Program (NCAP) to include                  avoidance technologies to consumers


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                                                                             Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices                                                  68605

                                                  starting with the 2011 model year.1                     then. In 2012, the most recent year for                   AEB technologies were among the
                                                  NHTSA has under consideration other                     which complete data are available, there                topics included in an April 5, 2013
                                                  ways of incorporating crash avoidance                   were a total of 1,663,000 rear-end                      request for comments notice on a variety
                                                  technologies into its NCAP program, but                 crashes. These rear-end crashes in 2012                 of potential areas for improvement of
                                                  those changes are not a part of this                    resulted in 1,172 deaths and 706,000                    NCAP.11 All of those commenting on
                                                  notice.                                                 injuries, which represent 3 percent of all              the subject supported including CIB and
                                                     The agency first included                            fatalities and 30 percent of all injuries               DBS in NCAP. None of those submitting
                                                  recommended advanced technologies as                    from motor vehicle crashes in 2012.5 6                  comments in response to the request for
                                                  part of the NCAP upgrade that occurred                     Collectively, NHTSA refers to CIB and                comments opposed adding CIB and DBS
                                                  as of the 2011 model year. These first                  DBS systems as automatic emergency                      to NCAP. Some commenters stated
                                                  technologies were electronic stability                  braking (AEB) systems. Prior to the                     generally that available research
                                                  control (ESC), forward collision warning                development of AEB systems, vehicles                    supports the agency’s conclusion that
                                                  (FCW), and lane departure warning                       were equipped with forward collision                    these technologies are effective at
                                                  (LDW). Subsequently, in 2014, NHTSA                     warning systems, to warn drivers of                     reducing rear-end crashes, with some of
                                                  replaced ESC, which is now mandatory                    pending frontal impacts. These FCW                      those commenters citing relevant
                                                  for all new light vehicles, with another                systems sensed vehicles in front, using                 research they had conducted. No one
                                                  technology, rearview video systems                      radar, cameras or both. These CIB and                   was specifically opposed to including
                                                  (RVS).2 FCW uses forward looking                        DBS systems can use information from                    CIB and DBS in NCAP.
                                                  sensors to detect other vehicles ahead.                 an FCW system’s sensors to go beyond                      The agency found that CIB and DBS
                                                  If the vehicle is getting too close to                  the warning and potentially help avoid                  systems are commercially available on a
                                                  another vehicle at too high of a speed,                 or mitigate rear-end crashes. CIB                       number of different production vehicles
                                                  it warns the driver of an impending                     systems provide automatic braking                       and these systems can be tested
                                                  crash so the driver can brake or steer to               when forward-looking sensors indicate                   successfully to defined performance
                                                  avoid or mitigate the crash. LDW                        that a crash is imminent and the driver                 measures. NHTSA has developed
                                                  monitors lane markings on the road and                  is not braking. DBS systems provide                     performance measures that address real-
                                                  cautions a driver of unintentional lane                 supplemental braking when sensors                       world situations to ensure that CIB and
                                                  drift. RVS assists the driver in seeing                 determine that driver-applied braking is                DBS systems address the rear-end crash
                                                  whether there are any obstructions,                     insufficient to avoid an imminent crash.                safety. The agency believes that systems
                                                  particularly a person or people, in the                 As part of its rear-end crash analysis,                 meeting these performance measures
                                                  area immediately behind the vehicle.                    the agency concluded that AEB systems                   have the potential to help reduce the
                                                  RVS is typically installed in the rear of               would have had a favorable impact on                    number of rear-end crashes as well as
                                                  the vehicle and connected to a video                    a little more than one-half of rear-end                 deaths and injuries that result from
                                                  screen visible to the driver.                           crashes.7 The remaining crashes, which                  these crashes. Therefore, the agency is
                                                     The agency may recommend vehicle                                                                             including CIB and DBS systems in
                                                                                                          involved circumstances such as high
                                                  technologies to consumers as part of                                                                            NCAP as recommended crash avoidance
                                                                                                          speed crashes resulting in a fatality in
                                                  NCAP if the technology: (1) Addresses                                                                           technologies on www.safercar.gov.
                                                                                                          the lead vehicle or one vehicle suddenly
                                                  a major crash problem, (2) is supported
                                                                                                          cutting in front of another vehicle, were               III. Summary of Request for Comments
                                                  by information that corroborates its
                                                                                                          not crashes that current AEB systems
                                                  potential or actual safety benefit, and (3)                                                                        The January 28, 2015 request for
                                                                                                          would be able to address.
                                                  is able to be tested by repeatable                                                                              comments notice that preceded this
                                                  performance tests and procedures to                        The agency has conducted test track
                                                                                                          research to better understand the                       document sought public comment in the
                                                  ensure a certain level of performance.                                                                          following four areas.
                                                     Rear-end crashes constitute a                        performance capabilities of these
                                                                                                                                                                     Draft test procedures:
                                                                                                          systems. The agency’s work is
                                                  significant vehicle safety problem. In a                                                                           • General response to the draft test
                                                  detailed analysis of 2006–2008 crash                    documented in three reports, ‘‘Forward-
                                                                                                                                                                  procedures;
                                                  data,3 NHTSA determined that                            Looking Advanced Braking                                   • Whether or not the draft test
                                                  approximately 1,700,000 rear-end                        Technologies Research Report’’ (June                    procedures’ combination of test
                                                  crashes involving passenger vehicles                    2012) 8 ‘‘Automatic Emergency Braking                   scenarios and test speeds provide an
                                                  occur each year.4 These crashes result in               System Research Report’’ (August                        accurate representation of real-world
                                                  approximately 1,000 deaths and 700,000                  2014) 9 and ‘‘NHTSA’s 2014 Automatic                    CIB and DBS system performance;
                                                  injuries annually. The size of the safety               Emergency Braking (AEB) Test Track                         • Whether or not any of the scenarios
                                                  problem has remained consistent since                   Evaluations’’ (May 2015).10                             in the draft test procedures can be
                                                                                                                                                                  removed while still ensuring that the
                                                                                                             5 See NHTSA’s Traffic Safety Facts 2012, Page 70,
                                                    1 See  73 FR 40016.                                                                                           procedures still reflect an appropriate
                                                    2 On  April 7, 2014, NHTSA published a final rule     http://www-nrd.nhtsa.dot.gov/Pubs/812032.pdf.
                                                                                                             6 The approximately 1,000 deaths per year in         level of system performance—if so,
                                                  (79 FR 19177) requiring rearview video systems
                                                  (RVS). The rule provides a phase-in period that         2006–2008 were limited to two-vehicle crashes, as       which scenarios and why they can be
                                                  begins on May 1, 2016 and ends on May 1, 2018           fatal crash data at the time did not contain detailed   removed;
                                                  when all new light vehicles will be required to be      information on crashes involving three or more             • Whether or not the number of test
                                                  equipped with RVS. As was done with electronic          vehicles. This information was added starting with
                                                                                                          the 2010 data year, and the 1,172 deaths in 2012
                                                                                                                                                                  trials per scenario can be reduced—if so,
                                                  stability control, RVS will no longer be an NCAP
                                                  recommended technology after May 1, 2018, once          occurred in crashes involving any number of             why and how; and
                                                  RVS is required on all new light vehicles.              vehicles.                                                  • How the draft test procedures can
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                    3 These estimates were derived from NHTSA’s              7 See ‘‘Forward-Looking Advanced Braking             be improved—if so, which specific
                                                  2006–2008 Fatality Analysis Reporting System            Technologies Research Report’’ (June 2012).             improvements are needed.
                                                  (FARS) data and non-fatal cases in NHTSA’s 2006–        (http://www.Regulations.gov, NHTSA 2012–0057–
                                                                                                          0001), page 12.
                                                                                                                                                                     The strikeable surrogate vehicle (SSV)
                                                  2008 National Automotive Sampling System
                                                  General Estimates System (NASS/GES) data.                  8 See http://www.Regulations.gov, NHTSA 2012–        designed by NHTSA and planned for
                                                    4 The 1,700,000 total cited in the two NHTSA          0057–0001.                                              use in CIB and DBS testing:
                                                                                                             9 See http://www.Regulations.gov, NHTSA 2012–
                                                  reports reflects only crashes in which the front of
                                                  a passenger vehicle impacts the rear of another         0057–0037.                                                11 See http://www.Regulations.gov, NHTSA 2012–

                                                  vehicle.                                                   10 DOT HS 812 166.                                   0180.



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                                                  68606                      Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices

                                                     • Whether or not there are specific                  would like these systems to be rated.                 other commercially available test
                                                  elements of the SSV that would make it                  IIHS said that its research on the                    targets.
                                                  inappropriate for use in the agency’s                   effectiveness of Volvo’s City Safety                     The Alliance requested additional
                                                  CIB and DBS performance evaluations—                    system and Subaru’s Eyesight system                   clarification about the SSV initial test
                                                  if so, what those elements are and why                  indicates that NHTSA may have ‘‘vastly                set-up to maintain the intended
                                                  they represent a problem; and                           underestimated the benefit of AEB.’’                  accuracy and repeatability of tests.
                                                     • Whether or not the SSV will meet                   Bosch said a 2009 study it conducted                  Members of the Alliance also requested
                                                  the needs for CIB and DBS evaluation                    indicated DBS ‘‘may be effective’’ in                 clarification regarding the definition of
                                                  for the foreseeable future—if not, why                  reducing injury-related rear-end crashes              the target ‘‘Zero Position’’ coupled with
                                                  not, and what alternatives should be                    by 58 percent and CIB by 74 percent.                  the use of deformable foam at the rear
                                                  considered and why.                                        The ASC, Bosch, IIHS, MEMA, and,                   bumper. Other SSV concerns raised by
                                                     The planned DBS brake application                    TRW addressed the desirability of                     AGA were that the energy absorption of
                                                  strategy:                                               NHTSA harmonizing its AEB NCAP test                   the SSV should be increased to
                                                     • Whether the two brake application                  procedures and other evaluation criteria              minimize potential damage to the
                                                  methods defined in the DBS test                         with other consumer information/rating                subject vehicle in the event of an
                                                  procedure, those based on displacement                  programs, particularly Euro NCAP.                     impact, that the color of the lateral
                                                  or hybrid control, provide NHTSA with                   Other commenters urged harmonization                  restraint track used in conjunction with
                                                  enough flexibility to accurately assess                 with Euro NCAP with respect to specific               the SSV be changed to avoid its being
                                                  the performance of all DBS systems; and                 details.                                              interpreted as being a lane marking by
                                                     • What specific refinements, if any,                                                                       camera-based classification of lanes,
                                                  are needed to either application                           Many commenters (Alliance, AGA,
                                                                                                          ASC, Continental, Ford, Honda, IIHS,                  that the possibility that the SSV could
                                                  method?                                                                                                       be biased toward radar systems, and
                                                     CIB and DBS research:                                MEMA) stated that they would like
                                                                                                          NHTSA to harmonize the SSV used in                    how the SSV may appear to camera
                                                     • The agency wanted to know                                                                                systems in various lighting conditions.
                                                  whether there is any recent research                    NCAP with the target vehicle used in
                                                                                                                                                                   Some of the comments went beyond
                                                  concerning CIB and DBS systems that is                  Euro NCAP Advanced Emergency
                                                                                                                                                                the changes discussed in the January
                                                  not reflected in the agency’s research to               Braking System (AEBS) tests.
                                                                                                                                                                2015 notice. The AMA said that all AEB
                                                  date and, if so, what is that research                  Commenters also asked for
                                                                                                                                                                systems included in NCAP should be
                                                     Twenty-one comments were                             harmonization with specific technical
                                                                                                                                                                able to detect and register a motorcycle.
                                                  received.12 Most of the comments were                   areas such as brake application
                                                                                                                                                                If not, vehicle operators may become
                                                  from the automobile industry—vehicle                    magnitude and rate, brake burnishing
                                                                                                                                                                dependent on these new technologies
                                                  manufacturers, associations of vehicle                  and test speeds.
                                                                                                                                                                and cause a crash, because the system
                                                  manufacturers, suppliers, and                              NHTSA plans to establish minimum                   did not detect and identify a smaller
                                                  associations of suppliers. In addition,                 performance criteria in the two test                  vehicle. Advocates, AGA, Bosch, CU,
                                                  comments were received from another                     procedures for CIB and DBS to be                      Continental, Honda, IIHS, MEMA, and
                                                  Federal government entity, an                           recommended to consumers in NCAP.                     NTSB said they would like a rating
                                                  organization of insurance companies,                    Comments on these test procedures                     system for advanced crash avoidance
                                                  and an association of motorcycle                        were broad and very detailed.                         technologies, including CIB and DBS,
                                                  interests. Those in support included                    Advocates suggested stronger criteria.                which reflects systems’ effectiveness.
                                                  Advocates, Alliance, AGA, ASC, Bosch,                   Manufacturers suggested changes to                    Honda urged NHTSA to include
                                                  CU, Continental, DENSO, Ford,                           various parts of the test procedures.                 pedestrian and head-on crashes among
                                                  Infineon, IIHS, Malik, MBUSA, MEMA,                        Several commenters argued against                  the types of crashes that are covered by
                                                  NADA, NTSB, Tesla, and TRW.                             the introduction of another SSV to the                NCAP evaluation of AEB systems in the
                                                  Advocates supported using NCAP to                       vehicle testing landscape and urged                   future.
                                                  encourage vehicle safety technologies,                  NHTSA to adopt a preexisting SSV
                                                  but indicated its preference for requiring              instead to avoid imposing added vehicle               IV. Response to Comments and Agency
                                                  AEB systems on new vehicles by                          testing costs on the vehicle                          Decisions
                                                  regulation. Honda expressed its support                 manufacturing industry. Specifically,                   The majority of comments received
                                                  for NCAP generally, but did not                         AGA, ASC, Continental, Ford, Honda,                   were from the automobile industry. No
                                                  specifically support the addition of AEB                IIHS, and Tesla asked NHTSA to specify                commenter opposed including AEB
                                                  systems to NCAP. Honda stated that it                   the Allgemeiner Deutscher Automobil-                  systems in NCAP.
                                                                                                          Club e.V. (ADAC) target vehicle that is                 By including CIB and DBS systems in
                                                    12 See http://www.Regulations.gov, NHTSA–             used by Euro NCAP and IIHS. Bosch                     NCAP as Recommended Advanced
                                                  2015–0006 for complete copies of comments               supported harmonization of surrogate                  Technologies, we will be providing
                                                  submitted. Those submitting comments were:              test vehicles generally.
                                                  Advocates for Highway and Auto Safety
                                                                                                                                                                consumers with information concerning
                                                  (Advocates), Alliance of Automobile Manufacturers          The Alliance asked for further                     advanced safety systems on new
                                                  (Alliance), American Honda Motor Co., Inc.              development of the SSV equipment and                  vehicles offered for sale in the United
                                                  (Honda), American Motorcyclist Association              tow frame structure to eliminate the use              States. The vehicle models that meet the
                                                  (AMA), Association of Global Automakers, Inc.
                                                  (AGA), Automotive Safety Council, Inc. (ASC),
                                                                                                          of the lateral restraint track. The                   NCAP performance tests offer effective
                                                  Consumers Union (CU), Continental Automotive            association asked that NHTSA                          countermeasures to assist the driver in
                                                  Systems, Inc. (Continental), DENSO International        harmonize the SSV propulsion system                   avoiding or mitigating rear-end crashes.
                                                  America, Inc. (DENSO), Ford Motor Company               with that of the ADAC propulsion                      In addition, the agency believes
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                  (Ford), Infineon Technologies (Infineon), Insurance
                                                  Institute for Highway Safety (IIHS), Malik
                                                                                                          system used by Euro NCAP.                             recognizing CIB and DBS systems that
                                                  Engineering Corp. (Malik), Mercedes-Benz USA,              The Alliance said that since the new               meet NCAP’s performance measures
                                                  LLC (MBUSA), Motor and Equipment                        SSV is not readily available, its                     will encourage consumers to purchase
                                                  Manufacturers Association (MEMA), National              members have not been able to conduct                 vehicles that are equipped with these
                                                  Automobile Dealers Association (NADA), National
                                                  Transportation Safety Board (NTSB), Robert Bosch,
                                                                                                          a full set of tests to assess the                     systems and manufacturers will have an
                                                  LLC (Bosch), Subaru of America (Subaru), Tesla,         repeatability and reproducibility of the              incentive to offer more vehicles with
                                                  and TRW Automotive (TRW).                               SSV relative to the ADAC barrier or                   these systems.


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                                                                             Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices                                                  68607

                                                    Comments focused on the details of                    developed by ADAC. Known as the Euro                  the programs while retaining other
                                                  how the inclusion of AEB systems into                   NCAP Vehicle Target (EVT), this target                elements that are unique and necessary
                                                  NCAP should be administered. The                        is comprised of an inflatable and foam-               to each programs.
                                                  agency’s responses to the comments                      based frame with PVC cover. The
                                                                                                                                                                B. Rating System for Cash Avoidance
                                                  received are below.                                     outside of the cover features a rear-
                                                                                                                                                                Technologies in NCAP
                                                                                                          aspect image of an actual car and retro-
                                                  A. Harmonization                                                                                                 Advocates, AGA, Bosch, CU,
                                                                                                          reflective film over the taillights.
                                                     The Alliance, AGA, ASC, Continental,                 Internally, the EVT includes a                        Continental, Honda, IIHS, MEMA, and
                                                  Ford, Honda, IIHS, and MEMA stated                      combination of shapes and materials                   NTSB said they would like a rating
                                                  that they would like NHTSA to                           selected to be provide realistic radar                system for advanced technologies,
                                                  harmonize the SSV used in NCAP with                     return characteristics. To provide                    including CIB and DBS, which reflects
                                                  the target vehicle used in Euro NCAP.                   longitudinal motion, the EVT is towed.                systems’ effectiveness. AGA said CIB
                                                  Some commenters requested that                             At the time of its initial AEB                     and DBS should each be rated
                                                  NHTSA use the Euro NCAP towing                          evaluations, NHTSA attempted to                       separately. AGA pointed out that some
                                                  system. They also wanted similar                        evaluate the EVT device. We attempted                 CIB and DBS systems already in the
                                                  performance criteria, such as identical                 to purchase an EVT from ADAC, but we                  marketplace would not pass the NCAP
                                                  test scenarios, identical speeds, and                   were ultimately unable to obtain the                  performance criteria, but would still
                                                  identical tolerances.                                   device and its propulsion system. To                  provide safety benefits. AGA stated that
                                                     NHTSA has carefully examined Euro                    avoid research program delays, NHTSA                  information regarding these safety
                                                  NCAP specification and procedures for                   decided to develop and manufacturer its               benefits would not reach consumers
                                                  AEB technologies. The agency has                        own strikeable surrogate vehicle. Like                under the current pass/fail approach.
                                                  decided against redirecting the program                 the EVT, the design goal of the NHTSA                 AGA further noted that Euro NCAP
                                                  toward harmonization for several                        equipment was to be as safe, realistic,               gives credit to vehicles for the tests they
                                                  reasons, as discussed in more detail                    and functional as possible. The NHTSA                 do pass.
                                                  below.                                                  SSV and tow equipment are both                           In the January 28, 2015 request for
                                                     For AEB systems and their                            commercially available, and the                       comments, the agency sought comment
                                                  application to the U.S. market, NHTSA’s                 drawings for the equipment are publicly               on our plans to add AEB to the list of
                                                  benefit estimation and test track                       available.                                            Recommended Advanced Technologies,
                                                  performance evaluations began five                         NHTSA has developed a carbon fiber                 a feature which appears on the agency’s
                                                  years ago. This work is documented in                   strikeable surrogate vehicle (SSV) that               Web site www.safercar.gov, but did not
                                                  three reports, ‘‘Forward-Looking                        uses original equipment taillights,                   seek comments on whether such a rating
                                                  Advanced Braking Technologies                           reflectors, brake lights and a simulated              should appear on motor vehicles.
                                                  Research Report’’ (June 2012),                          license plate. These features help define                The agency fully recognizes that
                                                  ‘‘Automatic Emergency Braking System                    the SSV so that it will be interpreted by             published requests for comments
                                                  Research Report’’ (August 2014), and                    a vehicle’s AEB sensing system as being               provide an opportunity for the public to
                                                  ‘‘NHTSA’s 2014 Automatic Emergency                      an actual vehicle. We believe that the                address not only issues specifically
                                                  Braking (AEB) Test Track Evaluations’’                  SSV is a target vehicle that better                   raised in the request for comments, but
                                                  (May 2015) with accompanying draft                      mimics real vehicles than other target                also to express concerns in other areas.
                                                  CIB and DBS test procedures.                            vehicles because its radar signature                  We will consider these comments in
                                                     Early into its test track AEB                        more closely resembles that of an actual              evaluating future changes to NCAP.
                                                  evaluations, NHTSA staff members met                    vehicle. We will be using the SSV in the
                                                  with representatives of Euro NCAP.                      AEB validation testing to confirm that                C. Draft Test Procedures 13
                                                  Among the matters discussed at that                     AEB systems meet the agency’s                         1. AEB Performance Criteria Stringency
                                                  time was the need for a realistic-                      performance criteria.                                    While supporting NHTSA’s plan to
                                                  appearing, robust test target that                         Manufacturers do not need to use the
                                                                                                                                                                establish minimum performance criteria
                                                  accurately emulated an actual vehicle.                  SSV to generate and submit data in
                                                                                                                                                                that AEB systems must meet to be
                                                  Specific attributes included a need to (1)              support of their AEB systems that are
                                                                                                                                                                recommended to consumers in NCAP,
                                                  be ‘‘realistic’’ (i.e., be interpreted the              recommended to consumers on
                                                                                                                                                                Advocates criticized the planned AEB
                                                  same as an actual vehicle) to systems                   www.safercar.gov. However, if the
                                                                                                                                                                performance criteria as being
                                                  using radar, lidar, cameras, and/or                     vehicle cannot satisfy the minimum
                                                                                                                                                                insufficiently stringent. The Advocates’
                                                  infrared sensors to assess the potential                performance criteria of the AEB NCAP
                                                                                                                                                                comments focused on the speeds at
                                                  threat of a rear-end crash; (2) be robust               program when tested by, the vehicle
                                                                                                                                                                which Euro NCAP testing is conducted,
                                                  (able to withstand repeated impacts                     will not be able to retain its credit for
                                                                                                                                                                including:
                                                  with little to no change in shape over                  the recommendation of AEB system by
                                                                                                                                                                   • Speeds up to 31 mph (50 kilometers
                                                  time); (3) not impose harm to the test                  NCAP.
                                                                                                                                                                per hour (km/h)) such that 19 percent of
                                                  driver(s) or damage to the test vehicle                    We will continue to look for ways in
                                                                                                                                                                the possible points for Euro NCAP AEB
                                                  under evaluation; and (4) be capable of                 which U.S. NCAP and other consumer
                                                                                                                                                                are awarded for performance at
                                                  being accurately and repeatably                         vehicle safety information programs
                                                                                                                                                                approach speeds above the planned
                                                  constructed.                                            around the world, particularly
                                                                                                                                                                NHTSA NCAP testing.
                                                     Euro NCAP, as of 2014, included AEB                  Australasian NCAP, Euro NCAP and the
                                                                                                                                                                   • Lead vehicle stopped scenarios are
                                                  systems in the technologies it rates in its             Insurance Institute for Highway Safety
                                                                                                                                                                tested at subject vehicle speeds of a
                                                  ‘‘Safety Assist’’ assessments. The ratings              can harmonize and complement each
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                                                                                                                                range of 6 to 31 mph (10 to 50 km/h),
                                                  for ‘‘Safety Assist’’ systems are in turn               other. We expect one of the benefits of
                                                                                                                                                                as compared with the planned NHTSA
                                                  combined with ratings for adult                         the U.S. NCAP and other NCAP
                                                                                                                                                                NCAP lead vehicle stopped test which
                                                  occupant protection, child occupant                     programs having different test
                                                                                                                                                                will be conducted at a single speed of
                                                  protection, and pedestrian protection to                procedures will be that these programs
                                                  determine a vehicle’s overall rating.                   will eventually have data that could                    13 See http://www.Regulations.gov, NHTSA–
                                                  Euro NCAP assessments of AEB systems                    support how best to modify these                      2012–0057–0038 for copies of the test procedures
                                                  adopted the use of a target vehicle                     programs harmonize some elements of                   that were the basis of comments received.



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                                                  68608                      Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices

                                                  25 mph (40 km/h) and permit impact at                   However, for the AEB tests, there can be              does not apply to the CIB test because
                                                  speeds up to 15 mph (24 km/h).                          no evasive steering. At speeds over 45                the CIB test does not include brake
                                                     The Advocates further noted that Euro                mph (72 km/h), we believe that the test               input in the subject vehicle.) Vehicle
                                                  NCAP is proposing to incorporate                        vehicles in the AEB program might                     manufactures thus far have taken
                                                  additional, more stringent AEB tests and                experience frontal impact of the subject              several approaches to DBS system
                                                  ratings in its star rating system                       vehicle into the principal other vehicle              activation based on brake pedal
                                                  beginning in 2016. These will include:                  if there is a system failure or speed                 position, force applied, displacement,
                                                     • Lead vehicle stopped scenarios at                  reduction that does not result in a                   application rate time-to-collision, or a
                                                  subject vehicle (SV) speeds up to 50                    reduction of velocity of 25 mph (40 km/               combination of these characteristics. All
                                                  mph (80 km/h).                                          h). This may be a hazard to the test                  of these characteristics can represent
                                                     • Lead vehicle moving slower tests                   drivers and to people around the test                 how a driver reacts in a panic stop,
                                                  with a SV speed of 19 to 50 mph (30 to                  track. Also potential front end damage                versus a routine stop. The Alliance
                                                  80km/h) approaching a principal other                   at higher speeds, for the same reasons,               suggests the agency should use the same
                                                  vehicle (POV) moving at 12 mph (20                      may have unacceptable test program                    characteristic used by the vehicle
                                                  km/h), for a closing speed of 7 to 38                   delays or make completion of the tests                manufacturer, to assure the system is
                                                  mph (11 to 61 km/h). Advocates noted                    impractical. If front end damage to the               activated the way the manufacturer has
                                                  that the planned NHTSA approach                         test vehicle occurs, the agency would                 intended. Conversely they indicate the
                                                  would include lead vehicle moving                       have to repair the test vehicle and                   agency should not dictate a specific
                                                  slower tests with SV/POV speeds of 25/                  recalibrate its sensing system. This                  application style and create an
                                                  10 mph (40/16 km/h) and 45/20 mph                       might take weeks to repair and to restart             unrealistic triggering condition.
                                                  (72/32 km/h), for a maximum closing                     the testing.                                             In the previous version of the DBS test
                                                  speed of 25 mph (40 km/h).                                 Another upper speed limitation is the              procedures (August 2014), commenters
                                                     • Lead vehicle braking tests with SV/                practicality of running the tests. For                pointed out that the brake
                                                  POV speeds at 31/31 mph (50/50 km/h)                    example, the Lead Vehicle Decelerating                characterization process used would
                                                  with a lead vehicle deceleration of 0.2                 test becomes difficult. The SSV rides on              typically result in decelerations that
                                                  to 0.6g (2 and 6 meters per second                      a 1500-ft (457 m) monorail to constrain               exceeded the allowable 0.3g. In order to
                                                  squared [m/s2]).                                        its lateral position within the test lane,            address this concern, NHTSA evaluated
                                                     Conversely, the Alliance suggested we                an attribute that helps improve the                   a revised characterization process that
                                                  reduce the stringency of the                            accuracy and repeatability that the                   now include a series of iterative steps
                                                  performance criteria by deleting the lead               slower moving and decelerating lead                   designed to more accurately determine
                                                  vehicle stopped scenarios entirely.                     vehicle scenarios may be performed.                   the brake application magnitudes
                                                     The proposed NCAP test scenarios                     However, this track length is too short               capable of achieving the same baseline
                                                  and test speeds are in part based on                    to safely accelerate the SSV to 45 mph                (braking without the effect of DBS)
                                                  crash statistics, field operational tests,              (72 km/h), establish a steady state SV-               deceleration of 0.4g for all vehicles. This
                                                  and testing experience. In developing                   to-SSV headway (to insure consistent                  deceleration level is very close to the
                                                  the scenarios and test speeds for this                  test input conditions), then safely                   deceleration realized just prior to actual
                                                  test program we considered work done                    decelerate the SSV to a stop at 0.3g;                 rear-end crashes, and is consistent with
                                                  to develop the forward collision                        conditions like those specified in the                the application magnitude used by Euro
                                                  warning performance tests. In reviewing                 FCW NCAP decelerating lead vehicle                    NCAP during its test track-based DBS
                                                  the information concerning crashes, we                  test scenario. These logistic restrictions            evaluations. This process is included, in
                                                  noted that the most common rear-end                     have prevented NHTSA from evaluating                  great detail, in the updated version of
                                                  pre-crash scenario is the Lead-Vehicle-                                                                       the DBS test procedure.
                                                                                                          the durability of the SSV when
                                                  Stopped, at 16 percent of all light                     subjected to the forces of being towed at             (b) Brake Application Rate
                                                  vehicle rear-end crashes (975,000                       45 mph (72 km/h). To address these
                                                  crashes per year).14                                                                                             The Alliance pointed out that the
                                                                                                          concerns, the NCAP CIB and DBS                        brake pedal application rate of 279
                                                     In evaluating the test speeds we                     Decelerating Lead Vehicle tests are
                                                  considered the practicality of safely                                                                         mm/s maximum for DBS activation
                                                                                                          designed to be performed from 35 mph                  differs from Euro NCAP, where the
                                                  performing crash avoidance testing                      (56 km/h).
                                                  without damaging test vehicles and/or                                                                         application rate can be specified by a
                                                                                                             We believe the test vehicle speeds                 manufacturer as long as it is within a
                                                  equipment should an impact with the                     specified in this program, (25, 35 and 45
                                                  test target occur during testing. Testing                                                                     range of 200 to 400 mm/s (8 to 16
                                                                                                          mph) (40, 56 and 72 km/h) represent a                 in/s). Noting that there will always be
                                                  vehicles at speeds over 45 mph (72 km/                  large percentage of severe injuries and
                                                  h) may have safety and practicality                                                                           differences in dynamic abilities between
                                                                                                          fatalities and represent the upper limit              vehicles, the Alliance said that
                                                  issues. Testing at speeds over 45 mph                   of the stringency of currently available
                                                  (72 km/h), the speed used in NCAP’s                                                                           specifying the rate to 279 mm/s
                                                                                                          test equipment.                                       increases the DBS system’s sensitivity
                                                  forward collision warning test, could                      We are therefore retaining the test
                                                  potentially cause a safety hazard to the                                                                      and can lead to more false activations.
                                                                                                          speeds in the test procedures.                        The Alliance suggested that NCAP
                                                  test driver and the test engineers. The
                                                  problem arises if the vehicle being                     2. Brake Activation in DBS Testing,                   harmonize with Euro NCAP to allow
                                                  tested fails to perform as expected. For                Profile, Rate and Magnitude                           manufacturers the option to specify a
                                                  the FCW tests, warning system failure is                                                                      brake pedal application rate limit
                                                                                                          a) Brake Input Profile Selection
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                                                  not a problem because the nature of the                                                                       beyond 279 mm/s, up to 400 mm/s.
                                                                                                             The Alliance suggests that because of                 MBUSA provided a bit more detail in
                                                  test allows the test driver to steer away
                                                                                                          the differences in DBS design and                     its comments. MBUSA noted that values
                                                  from the principal other vehicle,
                                                                                                          performance abilities among vehicles                  above 360 mm/s are more representative
                                                  without any vehicle-to-vehicle contact.
                                                                                                          (i.e. brake pads and rotors, tires,                   of emergency braking situations and
                                                    14 ‘‘Pre-Crash Scenario Typology for Crash            suspension, etc.), the vehicle                        will be addressed in vehicle designs
                                                  Avoidance Research’’, DOT HS 810 767, April 2007,       manufacturers should be allowed to                    using conventional brake assist rather
                                                  Table 13.                                               specify the brake input. (Brake input                 than AEB.


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                                                                             Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices                                                68609

                                                     In a preliminary version of its DBS                     The Alliance said the threshold for                deceleration observed just prior to many
                                                  test procedure, NHTSA specified a                       DBS intervention should be toward the                 actual rear-end crashes,16 and is
                                                  brake application rate of 320 mm/s.                     upper acceptable deceleration rates for               consistent with the application
                                                  Feedback from industry suggested this                   adaptive cruise control systems. These                magnitude used by Euro NCAP during
                                                  was too high, indicating it was at or near              upper rates are up to 0.5g (5 m/s2) at                its test track-based DBS evaluations.
                                                  the application rate used as the trigger                lower speeds and up to 0.35g (3.5 m/s2)               Vehicle manufacturers have told
                                                  for conventional brake assist. This is                  at higher speeds. The Alliance believes               NHTSA that encouraging DBS systems
                                                  problematic because the agency wants                    that a lower position for 0.3g (3 m/s2)               designed to activate in response to
                                                  to provide NCAP credit for DBS, not for                 will lead to calibrations too sensitive in            inputs capable of producing 0.4g, not
                                                  conventional brake assist, if the vehicle               the real world and will generate                      0.3g, deceleration will reduce the
                                                  is so-equipped. To address this problem,                excessive false positives or overreliance             potential for unintended DBS
                                                  the application rate was reduced to                     on the system.                                        activations from occurring during real-
                                                  7 in/s (178 mm/s) in the June 2012 draft                   MBUSA said NHTSA’s proposed                        world driving.
                                                  DBS test procedure. Feedback from                       magnitude of 0.3g (3 m/s2) more closely                  NHTSA will adopt its revised brake
                                                  vehicle manufactures was that this                      resembles standard braking. It                        characterization process, and include it
                                                  reduction to 178 mm/s went too low. A                   recommended brake pedal application                   as part of the DBS procedure. This
                                                  system able to activate DBS with such                   magnitude of near 0.4g (4 m/s2) that                  process will ensure baseline braking for
                                                  a brake application rate on the test track              truly represents a hazard braking                     each test speed, (25, 35, and 45 mph)
                                                  may potentially result in unintended                    situation. MBUSA said that according to               will be capable of producing 0.4 ±
                                                  activations during real-world driving.                  its field test data, the median brake                 0.025g.
                                                  As an alternative, multiple vehicle                     amplitudes that occur ahead of real-
                                                  manufacturers suggested the application                 world DBS activations are closer to                   3. Use of Human Test Driver Versus
                                                  rate be increased to 10 in/s (254 ± 25.4                0.425g (4.3 m/s2). MBUSA noted that for               Braking Robot
                                                  mm/s). This value was implemented in                    Euro NCAP DBS testing, a brake                           TRW advocated the use of a human
                                                  the August 2014 draft DBS test                          magnitude of 0.4g (4 m/s2) is used.                   driver in DBS testing to reduce the test
                                                  procedure.                                                 The brake characterization process
                                                                                                                                                                setup time and reduce the testing costs.
                                                     The Euro NCAP procedure specifies a                  described in NHTSA’s August 2014
                                                                                                                                                                Bosch supports the test procedures as
                                                  range of brake pedal application speed                  draft DBS test procedure was intended
                                                                                                                                                                currently written calling for the use of
                                                  of 7.9 to 15.8 in/s (200–400 mm/s).                     to provide a simple, practical, and
                                                                                                                                                                a braking robot in both CIB and DBS
                                                  MBUSA noted that values significantly                   objective way to determine the
                                                                                                                                                                testing.
                                                  above 14.2 in/s (360 mm/s) are more                     application magnitudes used for the
                                                  representative of emergency braking                     agency’s DBS system evaluations. In this                 While the NHTSA AEB test
                                                  situations and are addressed by                         process, a programmable brake                         procedures can be performed with
                                                  conventional brake assist not using                     controller slowly applies the SV brake                human drivers, satisfying the brake
                                                  forward looking sensor technology.                      with a pedal velocity of 1 in/s (25                   application specifications in the DBS
                                                     Information provided over the course                 mm/s) from a speed of 45 mph (72                      test procedures would be challenging
                                                  of this program has caused us to                        km/h). Linear regression is then applied              for a human driver. The agency
                                                  initially select a value less than 360                  to the deceleration data from 0.25 to                 acknowledges that some test drivers are
                                                  mm/s and greater than 178 mm/s. We                      0.55g to determine the brake pedal                    capable of performing most or all of the
                                                  recommend 254 ± 25.4 mm/s, and we                       displacement and application force                    maneuvers in this program within the
                                                  have no substantive basis to change this                needed to achieve 0.3g. These steps are               specifications in the test procedures.
                                                  value again. Moreover, this value is well               straight-forward and the per-vehicle                  However, we believe a programmable
                                                  within the range of the Euro NCAP                       output is very repeatable. However,                   (i.e. robotic) brake controller can more
                                                  specification. The value of 254 mm/s                    when these outputs are used in                        accurately reproduce the numerous
                                                  appears a reasonable representation of                  conjunction with the brake pedal                      braking application specifications
                                                  the activation of DBS in an attempt to                  application rate used to evaluate DBS                 debated in this notice. Moreover, as
                                                  stop, rather than slow down, but not fast               (i.e., rates ten times faster than used for           these technologies evolve and the
                                                  enough to represent an aggressive                       characterization), the actual                         algorithms are refined to create earlier,
                                                  emergency panic stop of greater than                    decelerations typically exceed 0.3g.                  more aggressive responses to pending
                                                  360 mm/s.                                               Although this is not undesirable per se               crashes, while at the same time avoiding
                                                     We are retaining the proposed values                 (crash data suggest the braking realized              false positives, the specifications for the
                                                  of 254 ± 25.4 mm/s (10 in/s ± 0.1 in/s)                 just prior to a rear-end crash is closer to           test parameters may become more
                                                  for the brake pedal application rate on                 0.4g), the extent to which these                      complex and more precise. The agency
                                                  the DBS test.                                           differences exist has been shown to                   will continue to conduct all of the DBS
                                                                                                          depend on the interaction of vehicle,                 NCAP tests using a brake robot.
                                                  (c) Brake Application Magnitude                                                                                  Manufacturers, suppliers and test
                                                                                                          brake application method, and test
                                                     The Alliance commented that the                      speed.15                                              laboratories working for these entities
                                                  braking deceleration threshold should                      To address this concern, NHTSA has                 may choose not to use a brake robot, nor
                                                  be 0.4g (4.0 m/s2) or higher. Citing Euro               revised the characterization process to               do they need to follow the test
                                                  NCAP’s specification for pedal                          include a series of iterative steps                   procedures exactly. However they
                                                  displacement to generate a deceleration                 designed to more accurately determine                 should be confident their alternative
                                                  of 0.4g (4.0 m/s2), The Alliance said
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                                                                          the brake application magnitudes                      methods demonstrate their systems will
                                                  using brake performance of at least 0.3g                capable of achieving the same baseline                pass NHTSA’s tests because NHTSA
                                                  (3 m/s2) deceleration as a threshold for                (braking without the effect of DBS)                   will conduct confirmation testing as
                                                  DBS activation, as in the draft NCAP                    deceleration of 0.4g for all vehicles. The            outlined above. If a system fails
                                                  test procedure, will lead to calibrations               deceleration level is very close to the               NHTSA’s confirmation testing, the
                                                  too sensitive and generate excessive
                                                  false positives or overreliance on the                    15 See http://www.Regulations.gov, NHTSA 2012–        16 See http://www.Regulations.gov, NHTSA 2012–

                                                  system.                                                 0057–0037.                                            0057–0037.



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                                                  68610                      Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices

                                                  vehicle in question will not continue to                   The agency has considered these                    Alterations in the process may be
                                                  receive credit for its DBS system.                      comments. The agency believes that a                  needed to achieve the temperature
                                                                                                          full 200-stop burnishing procedure is                 range.
                                                  4. Brake Burnishing                                                                                              For the AEB test procedures, NHTSA
                                                                                                          critical to ensuring run-to-run
                                                     NHTSA indicated we plan to use the                   repeatability of braking performance                  is maintaining its use of the brake
                                                  brake burnishing procedure from                         during AEB testing and also ensures that              burnish procedure and the initial brake
                                                  Federal Motor Vehicle Safety Standard                   the vehicle’s brakes performance does                 temperature range currently used in its
                                                  (FMVSS) No. 135, ‘‘Light vehicle brake                  not change as the test progresses. The                light vehicle brake standard, FMVSS
                                                  systems.’’ IIHS said this is more pre-test              intent of the 200-stop burnishing is                  No. 135.
                                                  brake applications than is needed. IIHS                 deemed the appropriate procedure for
                                                  said its research shows that brake                                                                            5. Feasibility and Tolerances
                                                                                                          ensuring repeatability of brake
                                                  performance can be stabilized for AEB                   performance in FMVSS No. 135, the                        TRW said the test procedures may not
                                                  testing with considerably less effort. It               agency’s light vehicle brake system                   completely cover the control and
                                                  cited a test series of its own involving                safety standard. The performance                      tolerance around the deceleration of the
                                                  seven vehicle models with brand new                     measured in these AEB tests relies on                 POV during the Lead Vehicle
                                                  brakes in which AEB performance                         the vehicle’s braking system to reduce                Decelerating (LVD) portions of the test.
                                                  stabilized after conducting 60 or fewer                 speed in order to mitigate or avoid a                 It cited as an example, that brakes were
                                                  of the stops prescribed in FMVSS No.                    crash with the test target. Since the                 applied to a level providing deceleration
                                                  135. IIHS said its AEB test results after               agency has adopted the 200-stop                       of 0.3g with a tolerance of +/¥ 0.03g,
                                                  all 200 brake burnishing stops were not                 procedure as the benchmark for                        but the ability to control that parameter
                                                  appreciably different from those                        repeatable brake performance, dropping                was not among the list of items used for
                                                  conducted after following the                           the number of stops might create a                    the validity of test criteria, nor is it
                                                  abbreviated procedure described in                      repeatability situation for some brake                present in the test procedure for how to
                                                  FMVSS No. 126, ‘‘Electronic stability                   system designs and therefore a                        monitor and control that parameter for
                                                  control systems.’’                                      repeatability situation for some AEB                  test validity.
                                                     Ford urged NHTSA to adopt the Euro                   systems. Therefore, the agency will test                 The agency disagrees with TRW that
                                                  NCAP’s brake burnishing procedure and                   AEB consistently with its light vehicle               the parameter was not among the list of
                                                  tire characterization from the Euro                     brake system tests in FMVSS No. 135.                  items used for the validity of a test
                                                  NCAP AEB protocol, which it said can                       Tesla said the need for a full FMVSS               criteria. The test procedure for this
                                                  be completed in a few hours.                            No. 135 brake burnish is not clearly                  parameter is described in the section
                                                     Tesla said the test procedures’                      explained. They interpreted the test                  titled ‘‘POV Brake Application. The test
                                                  specification for a full FMVSS No. 135                  procedure to specify brake burnishing                 procedure provided details of this
                                                  brake burnish is not clearly explained.                 before each and every test run.                       specification, such as the beginning or
                                                  They asked about how often the                             Tesla misunderstands the test                      onset of the deceleration period, the
                                                  burnishing had to be conducted and                      procedure. NHTSA will perform the                     nominal constant deceleration, the time
                                                  how the brakes are to be cooled.                        200-stop brake burnish only one time                  to achieve the 0.3g deceleration, and the
                                                     FMVSS No. 135 ‘‘Light vehicle brake                  prior to any testing unless any brake                 average tolerance of the deceleration
                                                  systems’’ is NHTSA’s light vehicle brake                system pads, rotors or drums are                      after the nominal 0.3g deceleration is
                                                  performance standard. The purpose of                    replaced, in which case the 200-stop                  achieved, and the point at which the
                                                  the standard is to ensure safe braking                  burnish will be repeated. After the                   measurement is finished. We believe
                                                  performance under normal and                            initial burnish, additional lower-speed               TRW is stating that this description of
                                                  emergency driving conditions. The                       brake applications are done only to                   the deceleration parameters is not
                                                  burnish procedure contained in FMVSS                    bring the brake temperatures up to the                itemized in the list of 10 items specified
                                                  No. 135 is designed to ensure the brakes                specified temperate range for testing.                in the section ‘‘SV Approach to the
                                                  perform at their optimum level for the                     Tesla also suggested that NHTSA                    Decelerating POV’’. This list contains
                                                  given test condition and to ensure that                 should better explain how, and to what                items that must be controlled during the
                                                  test result variability is minimized. The               extent, the agency expects the brakes to              entire test, not just during the
                                                  burnish procedure in FMVSS No. 135                      be cooled before conducting each                      deceleration period. Since the
                                                  includes 200 stops from a speed of 80                   individual test run and series of runs.               deceleration does not occur during the
                                                  km/h (49.7 mph) with sufficient brake                   Tesla said adding these cooling                       entire test we will not be adding the
                                                  pedal force to achieve a constant                       procedures will have test performance                 specification to this list. The fact that
                                                  deceleration of 3.0 m/s2 (0.3g). It also                implications.                                         the specifications are listed makes these
                                                  specifies a brake pad temperature range                    The process of driving the vehicle                 deceleration specifications necessary for
                                                  during testing.                                         until the brake cools below a                         a valid test, even though the word
                                                     The commenters suggested reducing                    temperature between 65 °C (149 °F) and                ‘‘valid’’ does not appear in the section
                                                  the burnishing for two reasons. First,                  100 °C (212 °F) or drive the vehicle for              called ‘‘POV Brake Application’’.
                                                  they want to reduce the testing burden.                 1.24 miles (2 km), whichever comes                       TRW states that the test procedures do
                                                  The IIHS states that their research                     first, has been an accepted practice in               not specify how the test laboratory will
                                                  shows that the foundation brake                         brake testing such as in FMVSS No. 135                monitor the declaration parameters.
                                                  performance can be stabilized after                     testing. It is the brake temperature at the           NHTSA has recommended in Table 2 of
                                                  considerably less effort. Their testing                 time of the test, not how that                        the test procedures that the contractor
                                                  showed performance stabilization after                  temperature was obtained, that is the                 will need to have an accelerometer to
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                                                  60 stops. Second, others want the                       reportedly critical characteristic in                 measure the longitudinal deceleration of
                                                  procedure to be harmonized with the                     brake performance. Moreover,                          the SV and POV. These instrumentation
                                                  Euro NCAP. The Euro NCAP brake                          specifying an overly-detailed procedure               recommendations include specifications
                                                  burnish procedure includes 13 stops                     may not result in desired temperature.                for the range, resolution and accuracy of
                                                  total and a cool-down and is otherwise                  The amount of heating or cooling may                  these instruments. The test procedure
                                                  identical to the brake conditioning in                  be affected by the vehicle design and the             does not specify how the contractor is
                                                  FMVSS No. 126.                                          ambient conditions of the testing.                    to monitor or control the acceleration


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                                                                             Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices                                            68611

                                                  during this test. As much as possible,                  systems, camera- and lidar-based for                  trench plate, a stationary vehicle at a
                                                  the agency specifies performance                        example, will not be affected. AGA said               curve entrance, a stationary vehicle at a
                                                  specifications, not design specifications.              that unless a test that could challenge               curve exit, and a stationary roadside
                                                  We depend on the expertise of the                       both camera and radar systems can be                  vehicle.
                                                  contractor to achieve these performance                 identified, the false positive test should               During testing we found that all CIB
                                                  goals. We then monitor the output of                    be dropped. MEMA also noted that                      activations presently known by NHTSA
                                                  this performance.                                       since radar systems are sensitive to the              are either preceded by or are coincident
                                                                                                          steel trench plate false positive test, this          with FCW alerts. For the testing, we use
                                                  6. Lead Vehicle Stopped Tests                           may impact the comparative nature of                  the FCW warning as a surrogate for the
                                                  (Scenarios)                                             radar versus other systems such as                    CIB and DBS activations. Of the
                                                     MEMA supported the planned AEB                       camera or lidar sensors. MEMA                         maneuvers used in the study, FCW
                                                  test scenarios as representative of                     encouraged NHTSA to evaluate the                      activations were observed during the
                                                  typical, real-world driving occurrences.                procedure and continue to make further                conduct of four scenarios: Object in
                                                  It said the scenarios are appropriate                   improvements to avoid any potential                   roadway—steel trench plate, stationary
                                                  ways to evaluate CIB and DBS systems.                   test bias.                                            vehicle at curve entrance, stationary
                                                     The Alliance said the lead vehicle                      TRW suggested two other possible                   roadside vehicles, and decelerating
                                                  stopped test should be deleted and the                  false positive tests, one that would                  vehicle in an adjacent lane of a curve.
                                                  agency should only uses the lead                        reflect ‘‘the most typically observed                 Of the maneuvers capable of producing
                                                  vehicle deceleration to a stop test                     false-positive AEB event’’ a dynamic                  an FCW alert, CIB false positives were
                                                  because 50 percent of police-reported                   passing situation and the other in which              observed only during certain Object in
                                                  cases rear-end crashes coded as lead                    the test vehicle drives between two                   Roadway—Steel Trench Plate tests, and
                                                  stopped vehicle are actually lead                       stationary vehicles. Bosch said there is              for only one vehicle. The vehicle
                                                  vehicle decelerating to a stop. They                    no single test that will fully address the            producing the CIB false-positives did so
                                                  argued such a change would permit                       problem of false activations.                         for 100 percent of the object in
                                                  more affordable systems and would                          The Crash Avoidance Metrics                        roadway—steel trench plate tests trials.
                                                  reduce false activations.                               Partnership (CAMP) Crash Imminent                     No FCW or CIB activations were
                                                     In the August 2014 research report,17                Braking (CIB) Consortium endeavored to                observed during the decelerating vehicle
                                                  we adjusted estimates of AEB-relevant                   define minimum performance                            in an adjacent lane (straight), driving
                                                  rear-end crashes by splitting the                       specifications and objective tests for                under an overhead bridge, objects in
                                                  estimated number of police-reported                     vehicles equipped with FCW and CIB                    roadway—Botts’ Dots, and stationary
                                                  lead-vehicle-stopped crashes evenly                     systems. While assessing the                          vehicle at curve exit maneuvers.
                                                  between lead vehicle stopped and lead                   performance of various system                            The steel trench plate was the easiest
                                                  vehicle decelerating to a stop. This                    configurations and capabilities, the                  to set up, the least complex to perform,
                                                  change was made based on comments to                    CAMP CIB Consortium also identified                   and a realistic test because the scenario
                                                  the 2013 AEB request for comments and                   real-world scenarios capable of eliciting             is encountered during real world
                                                  additional analysis of the crash data.                  a CIB false positive.18 Additionally, two             driving. Also, the steel trench plates are
                                                     The use of the lead stopped vehicle                  scenarios from an ISO 22839                           similar to some metal gratings found on
                                                  scenarios is very important. Even if 50                 ‘‘Intelligent transport systems—forward               bridges. The steel trench plate used in
                                                  percent of the lead-vehicle stopped                     vehicle collision mitigation systems—                 this program is believed to impose
                                                  crashes are re-classified as lead vehicle               Operation, performance, and                           similar demands on the system
                                                  decelerating to a stop, hundreds of                     verification requirements’’ (draft) were              functionality, albeit with better test
                                                  thousands of lead-vehicle stopped                       used to evaluate false positive tests, two            track practicality (i.e., cost, expediency,
                                                  crashes still occur each year. For this                 tests with vehicles in an adjacent lane.              and availability).
                                                  reason, and to be consistent with the                   The CAMP study originally documented                     Both the agency and some
                                                  Euro NCAP tests, NHTSA does not                         real world situations that could be used              commenters believe that a false-positive
                                                  believe it is appropriate to exclude the                to challenge the performance of the                   test should be included in this program.
                                                  lead-vehicle stopped scenario from the                  systems, such as an object in roadway,                Conversely, commenters state that the
                                                  CIB and DBS performance evaluation.                     an object in a roadway at a curve                     steel trench plate test is biased against
                                                     Based on the test track testing we                   entrance or exit, a roadside stationary               radar systems.
                                                  have conducted since 2013, we have                      object, overhead signs, bridges, short                   The agency will retain the steel trench
                                                  found that vehicles able to satisfy our                 radius turns, non-vehicle and vehicle                 plate false-positive test in this program
                                                  LVS evaluation criteria also do so for                  shadows, and target vehicles turning                  and will continue to monitor vehicle
                                                  the LVD–S test scenario. However, not                   away.19 NHTSA performed a test                        owner complaints of false positive
                                                  all vehicles that pass our LVD–S pass                   program of six of the CAMP-identified                 activations. The agency has received
                                                  the LVS scenarios.                                      scenarios that could produce a positive.              consumer complaints of false-positives
                                                     Therefore we have decided to reduce                  The eight maneuvers selected and tested               of these AEB systems. This program
                                                  the test burden by removing the lead                    by NHTSA in considering a false-                      should make an effort to reduce false-
                                                  vehicle deceleration to a stop (LVD–S)                  positive test were decelerating vehicle               positives in the field. We believe a false-
                                                  test and retaining the lead vehicle                     in an adjacent lane—straight road,                    positive test is important to be included
                                                  stopped (LVS) test.                                     decelerating vehicle in an adjacent                   in the performance tests for these
                                                                                                          lane—curved road, driving under an                    technologies. We disagree that the steel
                                                  7. False Positive Tests (Scenarios)                     overhead bridge, driving over Botts’                  trench plate is biased against radar
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                                                     AGA, ASC and TRW said only radar-                    Dots in the roadway, driving over a steel             systems. The agency establishes
                                                  based AEB systems will react to                                                                               performance-based tests. The purpose of
                                                  NHTSA’s steel trench plate based false                    18 ‘‘Evaluation of CIB System Susceptibility to     the performance specifications in this
                                                                                                          Non-Threatening Driving Scenarios on the Test         program is to discern and discourage
                                                  positive test, whereas other types of                   Track’’, July 2013, DOT HS 811 795.
                                                                                                            19 ‘‘Objective Tests for Automatic Crash Imminent
                                                                                                                                                                systems that do not perform sufficiently
                                                    17 http://www.Regulations.gov, Docket NHTSA–          Braking (CIB) Systems Appendices Volume 2 of 2’’,     in real-world scenarios. If the steel
                                                  2012–0057–0037.                                         September 2011, DOT HS 811 521A.                      trench plate identifies a notable


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                                                  68612                      Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices

                                                  performance weakness in system, that                    10. CIB False Activation Test Pass/Fail               out of seven tests has successfully
                                                  weakness should be pointed out to                       Criteria                                              discriminated between functional
                                                  consumers.                                                 The Alliance and Bosch commented                   systems versus non-functional systems.
                                                     It is impossible to recreate every                                                                         Allowing two failures out of seven
                                                                                                          that the allowable CIB steel plate test
                                                  possible source of false-positive                                                                             attempts affords some flexibility in
                                                                                                          deceleration threshold of 0.25g was too
                                                  activations experienced during real-                                                                          including emerging technologies into
                                                                                                          low. Bosch and the Alliance observed
                                                  world driving. The steel trench plate                                                                         the NCAP program. For example,
                                                                                                          that some current state-of-the-art
                                                  tests are included as one significant                                                                         NHTSA test laboratories have
                                                                                                          forward collision warning (FCW)
                                                  common source of false positives during                                                                       experienced unpredictable vehicle
                                                                                                          portion of these AEB systems in the
                                                  our CIB and DBS test track evaluations.                                                                       responses, due to the vehicle algorithm
                                                                                                          market use a brake jerk to warn the
                                                  We encourage vehicle manufactures to                                                                          designs, rather than the test protocol.
                                                  include identified false-positive                       driver. The majority of the current
                                                                                                          brake-jerk applications for FCW use a                 Test laboratories have seen systems that
                                                  scenarios in system development. If in                                                                        improve their performance with use,
                                                  the future, other scenarios become                      range of 0.3g–0.4g and the maximum
                                                                                                          speed reduction normally does not                     systems degrading and shutting down
                                                  prevalent and are brought to our                                                                              when they do not see other cars, and
                                                  attention through consumer complaints,                  exceed 3 mph (5 km/h), Bosch said.
                                                                                                          Bosch suggested increasing the                        systems failing to re-activate if the
                                                  we will consider including them in our                                                                        vehicle is not cycled through an ignition
                                                  test protocol.                                          threshold of the CIB false activation
                                                                                                          failure to 0.4g or using a maximum                    cycle.
                                                  8. Steel Plate Weight                                   speed reduction, rather than peak                        To be in better alignment with the
                                                                                                          deceleration rate, as the key factor for              FCW NCAP tests, we are changing the
                                                     Noting that the steel trench plate                                                                         pass rate for the CIB and DBS tests used
                                                  currently specified in the test weighs 1.7              determining a pass/fail result for this
                                                                                                          test. Setting the fail point of the false             for NCAP to five out of seven tests
                                                  tons and is difficult to put in place,                                                                        within a scenario.
                                                  AGA urged the agency to allow an                        activation test at 0.25g would restrict
                                                  alternative plate if manufacturers can                  haptic pedal warning design to below                  12. Vehicle Test Weight/Weight-
                                                  verify its performance. Concerning the                  0.25g.                                                Distribution
                                                  weight of the steel trench plate, the test                 The steel plate test is intended to                   AGA said the current test protocol
                                                  procedures do not specify this plate to                 evaluate CIB performance. This test is                allows testing a vehicle up to the
                                                  be positioned on a part of the test track               not intended to evaluate a haptic FCW                 vehicle’s gross vehicle weight rating
                                                  used for other tests. The plate is not                  capable of producing a peak                           (GVWR). The Alliance noted that the
                                                  installed or embedded, merely laid on                   deceleration of at least 0.25g before                 Euro NCAP AEB test protocol defines
                                                  top of a road surface. We do not see a                  completion of the test maneuver. To                   the vehicle weight condition as ±1% of
                                                  need to be concerned with weight or the                 make this distinction clear, we will raise            the sum of the unladen curb mass, plus
                                                  size of this test item. We are not                      the false positive threshold to a peak                440 lb (200 kg). AGA asked that the test
                                                  developing a lighter weight version of                  deceleration of 0.50g for CIB, and 150                protocol be amended to include an
                                                  this plate at this time.                                percent of that realized with foundation              upper weight limit, similar to the way
                                                                                                          brakes during baseline braking for DBS.               that Euro NCAP’s AEB test specifies the
                                                  9. DBS False Activation Test Brake
                                                  Release                                                 11. Pass/Fail Criteria for the                        vehicle to be loaded with no more than
                                                                                                          Performance Tests                                     440 lb (200 kg). Specifically, the
                                                     The Alliance requested that the brake                                                                      Alliance recommended replacing the
                                                  application protocol and equipment for                     The Alliance, Honda, AGA and Ford
                                                                                                          said that the determination that AEB                  current language in Section 8.3.7 of the
                                                  the DBS steel trench plate scenario test                                                                      current CIB and DBS test procedures
                                                  procedure should provide specification                  technologies will pass each of the tests
                                                                                                          in the test procedure seven out of eight              with:
                                                  for a pedal release by the driver during
                                                  the false positive test. The Alliance                   times should be changed to be                            ‘‘7. The vehicle weight shall be within 1%
                                                  states that some systems have                           consistent with the five passes out of                of the sum of the unloaded vehicle weight
                                                                                                          seven trials that is specified by the                 (UVW) plus 200kg comprised of driver,
                                                  mechanisms that allow the driver to                                                                           instrumentation, experimenter (if required),
                                                  release the DBS response if a false                     NCAP forward collision warning (FCW)
                                                                                                                                                                and ballast as required. The front/rear axle
                                                  activation occurs. One of the simplest                  test procedures. The Alliance and Ford                load distribution shall be within 5% of that
                                                  and most intuitive mechanisms is for                    noted that the agency did not provide                 of the original UVW plus 100% fuel load.
                                                  the driver to release the brake pedal.                  data to support the seven out of eight                Where required, ballast shall be placed on
                                                  This is not in the DBS false positive test.             criterion approach. Ford presented the                the floor behind the passenger front seat or
                                                     The agency does not agree with the                   results of a coin toss experiment, which              if necessary in the front passenger foot well
                                                  Alliance’s recommendation that a way                    it said indicated that the five out of                area. All ballast shall be secured in a way
                                                  for the driver to override false positives              seven criteria covers 93.8 percent of all             that prevents it from becoming dislodged
                                                  should be provided in the test scenario.                possible outcomes, a level whose                      during test conduct.’’
                                                  The purpose of the false-positive test is               robustness compares favorably to the                     The agency inventoried the current
                                                  to ensure that they do not occur during                 99.6 percent of all possible outcomes                 loads used at our test laboratory. The
                                                  this performance test. If the vehicle’s                 covered by the seven out of eight                     instrumentation and equipment
                                                  DBS system activates in reaction to the                 criterion.                                            currently used weighs approximately
                                                  steel trench plate, then this is the kind                  Tesla said the planned test procedures             170 lb (77 kg). Allowing two occupants
                                                                                                          include too many tests.                               in the vehicle could push the total load
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                                                  of false-positive for which the test
                                                  procedure is designed to identify. The                     NHTSA notes that for the FCW NCAP,                 over 440 lb (200 kg) upper bound
                                                  agency feels that the potential                         the vehicle must pass five out of seven               suggested by AGA and he Alliance.
                                                  consequences of a false positive are                    trials of a specific test scenario, to pass              The agency would like to reserve the
                                                  sufficient to warrant a test failure.                   that scenario. The vehicle must pass all              flexibility of having an additional
                                                     The agency has decided not to add a                  scenarios to be recommended.                          person in the vehicle during testing to
                                                  brake release action to the false-positive                 The agency believes the current FCW                assist in the testing process, observe the
                                                  test procedures.                                        test procedure criterion of passing five              tests and perhaps train on the testing


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                                                                             Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices                                            68613

                                                  process. Also, we measured the effects                  subject vehicle is not directly measured.             and the vehicle towing the POV). The 8
                                                  of our standard load of one driver plus                 The measurement equipment is stored                   ft (2.4 m) tolerance currently specified
                                                  the instrumentation and equipment on                    in the tow vehicle, not in the ADAC                   in our AEB procedures for the LVD tests
                                                  weight distribution, and found that the                 surrogate.                                            is the same used for FCW NCAP testing.
                                                  percentage of weight on the front axle                     Review of the NHTSA’s 2014 AEB test                We are not aware of this tolerance
                                                  tended to increase by about 1 percent,                  data indicate that decreasing the lateral             causing any problems in AEB testing.
                                                  on average. We assume adding a                          displacement tolerance from ±2 ft to ±1               We will leave the tolerance at 8 ft (2.4
                                                  passenger in the rear seat would be                     ft (±0.6 m to ±0.3 m) should not be                   m).
                                                  approximately the same. This is well                    problematic. Of the 491 tests performed,
                                                                                                          only 13 (2.7 percent) had SV lateral                  15. Speed Range, Upper and Lower
                                                  within the 5 percent variance from the
                                                                                                          deviations greater than 1 ft (0.3 m).                 Limits
                                                  unloaded weight as suggested by the
                                                  Alliance.                                               Those that did ranged from 1.06 to 1.21                  The Alliance, AGA, Continental,
                                                     We have considered the comments                      ft (0.32 m to 0.37 m). The use of the SSV             Ford, Honda, IIHS, and MBUSA said the
                                                  that vehicle weight and weight                          monorail makes conducting the test                    activation limits of the test procedures
                                                  distribution will have a large effect on                within the allowable 1-ft lateral                     are too high at the upper end and too
                                                  the performance of CIB systems. We                      displacement this feasible because the                low at the lower end or otherwise took
                                                  believe that this comment concerns both                 SSV position is controlled by the                     issue with the speed parameters of the
                                                  the vehicle sensing system alignment                    monorail.                                             test procedures.
                                                  and braking performance repeatability.                     Through testing conducted by the                      AGA objected to specifying systems to
                                                  If it is true that weight and weight                    NCAP contractor, we have determined                   operate up to 99.4 mph, noting that 80
                                                  distribution consistent with predictable                that we should be able to satisfy the                 percent of crashes covered by these
                                                  consumer usage have a large effect on                   tighter tolerance. Testing performed by               systems occur at speeds of 50 mph or
                                                  the performance of CIB systems, this is                 NHTSA’s VRTC support this finding.                    less. The high speed will preclude
                                                  a concern of the reliability of these                   We believe we can perform this testing                systems that are very effective and will
                                                  systems to consumers.                                   with a human driver steering the                      create safety hazards for test drivers and
                                                     The agency will specify a maximum                    vehicle, rather than a steering robot.                test tracks, AGA added.
                                                  of 610 lb (277 kg) loading in these test                   For SV yaw rate, we will tighten the                  Continental said although it is listed
                                                  programs. This will allow some test                     test tolerance to ±1 deg/sec. For the SV              as a definition, the CIB/DBS active
                                                  equipment and personnel flexibility,                    and POV, we will tighten the test                     speed range is described as a
                                                  while still maintaining some reasonable                 tolerance to ±1 ft (±0.3 m) relative to the           performance specification, which they
                                                  cap on the loading changes. We also                     center of the travel lane. The lateral                said makes it unclear if NHTSA’s intent
                                                  note that we may raise this limit on a                  tolerance between the centerline of the               that the definition speed range must be
                                                  case-by-case basis and in consultation                  SV and the centerline of the POV will                 met in order to receive the NCAP
                                                  with the vehicle manufacturer, if there                 be tightened to ±1 ft (0.3 m).                        recommendation. If this is the case
                                                  is a need for additional equipment or an                Additionally, we will be filtering these              Continental said it would be necessary
                                                  additional person that we have not                      data channels with a 3 Hz digital filter              to define the associated performance
                                                  anticipated at this time.                               (versus the 6 Hz used previously) to                  criteria to meet the specification that the
                                                                                                          eliminate short duration data spikes that             system must remain active, especially at
                                                  13. Lateral Offset of SV and SSV; Test
                                                                                                          would invalidate runs that are otherwise              the maximum speed, to achieve the
                                                  Vehicle Yaw Rate
                                                                                                          valid. We are also eliminating the lateral            balance between effectiveness and false
                                                     AGA urged the agency to adopt the                    offset and yaw rate validity                          positives at these specified higher
                                                  +/¥1 ft (0.3 m) lateral offset and 1                    specifications for the brake                          speeds.
                                                  degree per second yaw rate                              characterization (12.2.1.5 and 6) and                    As suggested by Continental’s
                                                  specifications that were in previous                    false positive baseline tests (12.6.1.5 and           comments, the upper and lower
                                                  versions of the test procedures as                      6) of the DBS test procedure. This data               activation limits were intended to
                                                  opposed to the +/¥2 ft (0.6 m) in the                   is not needed to ensure detection and                 define the AEB systems under
                                                  latest version to improve test accuracy                 braking repeatability; with no POV in                 consideration. There is no need to
                                                  and better reflect anticipated real world               these tests, it is not necessary to be in             define these systems in the test
                                                  conditions. DENSO agreed that the 1                     the exact center of the lane, for example.            procedure with a reference to their
                                                  foot lateral offset (0.3 m) and 1 degree                                                                      upper and lower activation limits. The
                                                  per second yaw rate should be restored.                 14. Headway Tolerance                                 agency hopes that the systems made
                                                  MEMA also noted the change in yaw                         Subaru recommended in its comment                   available on light vehicles sold in the
                                                  and lateral orientation of the SV and                   that NHTSA adopt a headway tolerance                  United States will be active at these
                                                  POV from the 2012 draft test procedures                 of 5 ft (1.5 m) in the test procedures. No            speeds. However, the primary focus is to
                                                  to the 2014 test procedure draft and                    explanation of why this is needed was                 assure that AEB systems meet the
                                                  asked for clarification. The Alliance                   provided in the comments. The                         specifications of the test procedures and
                                                  noted that the allowable vehicle yaw                    headway tolerance is the allowable                    activate at the speeds at which an AEB
                                                  rate in each test run has been increased                variance in the longitudinal distance                 system can reasonably be expected to
                                                  to +/¥2 degrees per second from +/¥1                    between the front of the subject vehicle              avoid or mitigate a rear end crash.
                                                  degree per second in the previous                       and the rear of the principal other                   Therefore, the references to the upper
                                                  versions of the test procedures. Bosch                  vehicle ahead of it as the two vehicles               and lower activation limits will be
                                                                                                          move. The current tolerance is ±8 ft (2.4
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                                                  recommended that NHTSA consider                                                                               removed from the NCAP AEB test
                                                  using a steering robot or some other                    m).                                                   procedures.
                                                  means of controlling the lateral offset.                  A review of our test data reveals a 5
                                                     Confirming this tolerance range may                  feet (1.5 m) tolerance is too tight unless            16. DBS Throttle Release Specification
                                                  be difficult with the ADAC EVT                          the agency were committed to fully-                     The Alliance states the current
                                                  surrogate used by Euro NCAP and other                   automated AEB testing is conducted. At                throttle release specification within 0.5
                                                  institutions because the surrogate’s                    this time we do not plan to fully                     seconds from the onset of the FCW
                                                  position relative to the road or the                    automate the two test vehicles (the SV                warning will result in test results that


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                                                  68614                      Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices

                                                  are different between manufacturers.                    tolerance. While this may be possible                   For vehicles where the driver can
                                                  This specification in the DBS test                      with robotic control of the throttle,                 select the magnitude of the vehicle’s
                                                  procedure was established to simulate                   NHTSA has not actually evaluated the                  regenerative braking (e.g., the Tesla
                                                  the human action of removing the foot                   concept.                                              Model S), the vehicle’s AEB system will
                                                  from the throttle and placing it on the                   OEM Defined Throttle Release                        be evaluated in its default mode (as
                                                  brake. In the test setup, the test driver               Timing: NHTSA would like to minimize                  originally configured by the vehicle
                                                  releases the throttle at a specific time to             vehicle manufacturers’ input on how                   manufacturer).
                                                  collision relative to the DBS brake robot               their vehicles should be evaluated.
                                                  braking initiating the brake application.                 The agency will not make a test                     2. Customer-Adjustable FCW Settings
                                                  System design strategies across                         procedure change at this time. We                        The Alliance noted that in some CIB
                                                  manufacturers vary on how to ascertain                  believe it is possible for the SV driver              and DBS applications, system
                                                  when a driver needs assistance and are                  to repeatably release the throttle pedal              performance may take into account the
                                                  often based on driver inputs on the                     within 0.5 s of the FCW, and that any                 warning timing setting of the FCW
                                                  steering wheel and pedals. The Alliance                 reduction of vehicle speed between the                system when the FCW system allows
                                                  suggests that to avoid future interference              time of the throttle pedal release and the            the consumer to manually set the
                                                  with the optimization of warning                        onset of the brake application is within              warning threshold. To clarify, the
                                                  development, we should consider other                   the test procedure specifications.                    Alliance recommended that the
                                                  options.                                                Human factors research indicates that                 following language, which is adapted
                                                     The Alliance requested that the                      when presented with an FCW in a rear-                 from the FCW NCAP test procedure
                                                  agency consider the following options:                  end crash scenario, driver’s typically (1)            (Section 12.0), be included in the CIB
                                                     Maintain Throttle Position to the                    release the throttle pedal then (2) apply             and DBS NCAP test procedure: ‘‘If the
                                                  Onset of Brake Application: The agency                  the brakes.21 Therefore, the speed                    FCW system provides a warning timing
                                                  believes this is not possible for vehicles              reduction that occurs between these two               adjustment for the driver, at least one
                                                  such as the Infiniti Q50. For this                      points in time has strong real-world                  setting must meet the criterion of the
                                                  vehicle, part of the FCW is a haptic                    relevance.                                            test procedure.’’
                                                  throttle pedal that pushes back up
                                                                                                          D. Suggested Additions to Test                           In its previous work involving FCW,
                                                  against the driver’s foot. This change in
                                                                                                          Procedures                                            the agency has allowed vehicle
                                                  pedal position would violate a constant
                                                                                                                                                                manufacturers to configure the systems
                                                  pedal position criterion. While it may be               1. Accounting for Regenerative Braking                with multiple performance level modes.
                                                  possible to hold the throttle pedal                        Tesla expressed concern that the test              This provided vehicle manufacturers
                                                  position fixed with robotic control,                    procedures as currently written do not                flexibility in designing consumer
                                                  NHTSA has not actually evaluated the
                                                                                                          account for totally or partially electric             acceptable configurations. The test
                                                  concept, and the agency does not plan
                                                                                                          vehicles that utilize regenerative braking            procedure allowed an FCW mode that
                                                  to use a robot on subject vehicle throttle
                                                                                                          to recharge batteries. Tesla urged                    provides the earliest alert if the timing
                                                  applications during the FCW and/or
                                                                                                          NHTSA to clarify protocols for EV and                 can be selected and used during agency
                                                  AEB performance testing.
                                                     Throttle Release Relative to a Braking               hybrid vehicles, specifically regarding               testing. Additionally, the test
                                                  Initiation Time to Collision (TTC): In                  regenerative braking.                                 procedures do not include resetting to
                                                                                                             Regenerative braking is an energy-                 the original setting after ignition cycles.
                                                  this approach the driver monitors the
                                                                                                          preservation system used to convert                      NHTSA believes that as a consumer
                                                  SV-to-POV headway, and responds at
                                                                                                          kinetic (movement) energy back to                     information program, we should test the
                                                  the correct instant. Although NHTSA
                                                                                                          another form, which in the case of an                 vehicles as delivered. We also believe
                                                  has experience with this technique,20
                                                                                                          electric vehicle, is used to charge the               the performance level settings of the
                                                  the agency has concerns about
                                                                                                          battery. The reason it is called ‘‘braking’’          FCW systems within the AEB test
                                                  incorporating it into the LVS, LVM, and
                                                                                                          is that the vehicle is forced to decelerate           program should now be set similar to
                                                  LVD scenarios used to evaluate DBS
                                                                                                          by this regenerative system, once the                 the AEB. The Alliance requested that we
                                                  because the agency does not intend to
                                                                                                          driver’s foot is taken off of the throttle.           have language in the test procedure
                                                  automate SV throttle applications for
                                                                                                          This system is independent of the                     specifying that if there are adjustments
                                                  these tests. Since the brake applications
                                                                                                          standard brake system but the result is               to the FCW system, one setting must
                                                  specified in NHTSA’s DBS test
                                                                                                          the same; the vehicle slows down.                     meet the criterion of the test procedure.
                                                  procedure are each initiated at a specific                 NHTSA’s direct experience with
                                                  TTC, this approach would also cause                                                                           Vehicle manufacturers may provide
                                                                                                          testing a vehicle equipped with AEB                   multiple settings for the FCW systems.
                                                  the throttle release to occur at a specific             and regenerative braking has been
                                                  TTC. If this causes the commanded                                                                             However, the agency will only use the
                                                                                                          limited to the BMW i3. As expected,                   factory default setting for both the FCW
                                                  throttle release occur after the FCW is                 once the driver released the throttle
                                                  presented, it may not be possible for the                                                                     and the AEB systems in the AEB
                                                                                                          pedal in response the FCW alert,                      program.
                                                  driver to maintain a constant throttle                  regenerative braking did indeed slow
                                                  pedal position between issuance of the                  the vehicle at a greater rate than for                3. Sensor Axis Re-Alignment
                                                  FCW and the commanded throttle                          other vehicles not so equipped with
                                                  release point. The driver maintaining a                                                                         The Alliance commented that when
                                                                                                          regenerative braking. This had the effect             the SV hits the SSV in some trials, the
                                                  constant throttle may result in the SV-                 of reducing maneuver severity since the
                                                  to-POV headway distance changing and                                                                          impact may misalign the system’s
                                                                                                          SV speed at the time of AEB                           sensors. To ensure baseline performance
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                  move out of the specified headway                       intervention was less than for vehicles               in each trial, the Alliance asked that the
                                                    20 NHTSA’s false positive DBS tests are
                                                                                                          not so-equipped. This is not considered               test procedure be modified to allow the
                                                  performed in the presence of the steel trench plate,    problematic.                                          vehicle manufacturer representatives or
                                                  since this plate does not cause the FCW to activate                                                           test technicians to inspect and, if
                                                  for many light vehicles, the DBS test procedure            21 ‘‘Development of an FCW Algorithm

                                                  includes a provision for the SV driver to release the   Evaluation Methodology With Evaluation of Three
                                                                                                                                                                needed, re-align the sensor axis after
                                                  throttle at a fixed TTC if the FCW does not activate    Alert Algorithms—Final Report,’’ June 2009 Figure     each instance of contact between the
                                                  before a TTC = 2.1s.                                    5. DOT HS 811 145                                     subject vehicle and the SSV.


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                                                                             Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices                                                68615

                                                     NHTSA has seen two cases of sensor                   short periods of time, and within a                   rear bumper reflectors and third brake
                                                  misalignment during the initial                         single ignition cycle. The time needed                light can be a part of the SSV
                                                  development of this program. In one                     to allow the subject vehicle brakes to                indefinitely (i.e., will parts continue to
                                                  case, the subject vehicle had visible grill             cool and the test equipment to be reset               be built). The Alliance, Ford, and
                                                  damage because the AEB system did not                   between each test trial has always                    Continental took a moderate position,
                                                  activate and the test vehicle hit the SSV               exceeded 90 seconds in the agency’s                   supporting calls for harmonization but
                                                  at full speed. In another case, the                     testing experience. The agency will also              acknowledging all the work that went
                                                  vehicle sensing system shut down after                  specify in the test procedures that the               into developing the SSV. Other
                                                  numerous runs; inspection also revealed                 vehicle ignition be cycled after every                commenters proposed NHTSA could
                                                  visible grill damage to the subject                     test run.                                             potentially use the SSV target in
                                                  vehicle. In both cases, the vehicles were                  The agency believes a maximum time                 conjunction with the EVT propulsion
                                                  returned to an authorized dealer,                       between test runs of 10 minutes is too                system used by Euro NCAP. Concern
                                                  repaired and then returned to the test                  short to be feasible. The test engineers              was also expressed over the SSV setup,
                                                  facility.                                               need sufficient time to review data,                  the number of facilities capable of
                                                     The NCAP test program has instituted                 inspect the test equipment and set up                 performing the actual test maneuvers,
                                                  two new procedural improvements to                      for the next test run. Also recall that the           the additional test costs, and the
                                                  monitor for system damage. First, we                    test engineers need time to ensure the                problem of damage to the subject
                                                  began testing with less-severe tests, such              vehicle brake temperatures are within                 vehicles.
                                                  as the lead vehicle moving test first, to               specification and the brake system is                    AGA said NHTSA could provide an
                                                  determine if the vehicle system is                      ready for the next test run. Additionally,            option for manufacturers to use an
                                                  capable of passing any of the tests.                    it is impractical to specify that all of the          alternative test devices of Euro NCAP or
                                                  Second, we have instituted more                         tests must be completed within 10                     IIHS. Both Euro NCAP and IIHA use
                                                  rigorous visual between-vehicle                         minute cycles while conversely specify                ADAC EVT.
                                                  inspections by the contractor during the                that testing be discontinued if ambient                  Tail light availability is not expected
                                                  testing. Based on our observations in                   conditions are out of specifications. At              to be a problem for the foreseeable
                                                  testing, we believe systems that have                   this time, we are unaware of any                      future. However, if this should this
                                                  sensor damage will likely show visible                  algorithm-based reason why testing                    become an issue, simulated taillights, an
                                                  grill damage.                                           must be resumed in less than 10                       updated SSV shell, or potentially other
                                                     With the improvements in the AEB                     minutes.                                              changes could be made to replace the
                                                  systems and refinement of our test                                                                            current model.
                                                  protocol, we do not believe sensor                      5. Time-to-Collision (TTC) Definition                    Overall, the AEB system sensors
                                                  misalignments will be a significant                       The Alliance observed that the TTC                  interpret the SSV appears to sensors as
                                                  problem. We invite vehicle                              values used in the test procedures are                a genuine vehicle. Nearly all vehicle
                                                  manufacturer representatives to attend                  calculated in the same manner as they                 manufacturers and many suppliers have
                                                  each of our tests. We reserve the right                 are in the current NCAP FCW test                      assessed how the SSV appears to the
                                                  to work with the vehicle manufacturers                  procedure, but noted that the TTC                     sensors used for their AEB systems. The
                                                  on a one-on-one basis if we have                        calculation equations are not included                results of these scans have been very
                                                  problems with the vehicles during the                   in the draft CIB and DBS test                         favorable.
                                                  tests.                                                  procedures. The Alliance asked that, for                 Although the SSV has been designed
                                                  4. Multiple Events—Minimum and                          clarification purposes, the TTC                       to be as durable as possible, its various
                                                  Maximum Time Between Events                             equations that appear in Section 17.0 of              components may need to be repaired or
                                                                                                          the NHTSA NCAP FCW test procedure                     replaced over time. As with all other
                                                     The Alliance and Ford asked that the                                                                       known surrogate vehicles used for AEB
                                                  AEB test procedures specify a minimum                   dated February 2013 be added to the
                                                                                                          CIB and DBS test procedures.                          testing, the frequency of repair or
                                                  time of 90 seconds and a maximum time                                                                         replacement is strongly dependent on
                                                                                                            The agency acknowledges that the
                                                  of 10 minutes between each test run as                                                                        how the surrogate is used, particularly
                                                                                                          TTC calculations for the FCW test
                                                  in Euro NCAP AEBS test procedures.                                                                            the number of high speed impacts
                                                                                                          procedure are the same as these test
                                                  Some AEB systems initiate a fail-safe                                                                         sustained during testing.
                                                                                                          procedures. The TTC calculations that
                                                  suppression mechanism when multiple                                                                              With regards to availability, the
                                                                                                          are included in the NCAP FCW test
                                                  activations are triggered in a short time.                                                                    specifications needed to construct the
                                                                                                          procedures will be added to the AEB
                                                  Most systems can be activated again                                                                           SSV are in the public domain.22
                                                                                                          test procedures, as requested in the
                                                  with an ignition key cycle. In most cases                                                                     Multiple sets of the SSV and the tow
                                                                                                          comments. This will make it clear that
                                                  activation of the suppression                                                                                 system have been manufactured and
                                                                                                          the TTC equations apply to the AEB test
                                                  mechanism can be avoided by including                                                                         sold to vehicle manufactures and test
                                                                                                          procedures as well.
                                                  a time interval between individual AEB                                                                        facilities. The SSV can be manufactured
                                                  activations or by cycling the ignition.                 E. Strikeable Surrogate Vehicle (SSV)                 by anyone using these specifications.
                                                  The current test procedure addresses                                                                          With regard to other issues like cost and
                                                                                                          1. Harmonization Urged
                                                  this by checking for diagnostic test                                                                          convenience of use, we feel the SSV is
                                                  codes (DTCs) to determine if any system                   NHTSA’s strikeable surrogate vehicle                within the range of practicality as a test
                                                  suppression or error codes have                         (SSV) was discussed earlier in this                   system. In relation to other motor
                                                  occurred with the sensing system                        notice. Multiple commenters                           vehicle test systems, the SSV system is
                                                                                                          encouraged NHTSA to harmonize with
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                  software.                                                                                                     reasonably priced and can be moved
                                                     The agency agrees that there should                  Euro NCAP and to use the ADAC EVT                     from test facility to test facility.
                                                  be a minimum of 90 seconds between                      in lieu of the SSV. The commenters had                   While we appreciate the concerns
                                                  test runs and will modify the AEB test                  concerns about the use of the SSV. They               about the SSV expressed in the
                                                  procedures to state this explicitly. We                 asked NHTSA to establish a                            comments, we will continue to specify
                                                  recognize that the algorithms in these                  maintenance process for the SSV. They
                                                  vehicles look for conditions that are                   questioned whether parts such as the                    22 http://www.regulations.gov, Docket NHTSA–

                                                  illogical, such as multiple activations in              MY 2011 Ford Fiesta vehicle’s taillights,             2012–0057.



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                                                  68616                      Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices

                                                  the SSV in the NCAP AEB test                            tolerance to optimize test accuracy and               be +/- 1 deg/s to be consistent with the
                                                  procedures that NHTSA will use to                       repeatability. Using the LRT to                       FCW test procedure given the fact that
                                                  confirm through spot checks that                        absolutely keep the path of the SSV                   AEB systems use the same sensors as
                                                  vehicles with AEB technologies and for                  within the center of the lane of travel,              FCW systems. As discussed earlier, we
                                                  which a manufacturer has submitted                      in conjunction with the lateral                       have agreed to tighten the yaw rate and
                                                  supporting data meet NCAP                               tolerances defined in the CIB and DBS                 lateral offset tolerance. This makes the
                                                  performance criteria. As noted                          test procedures, will allow the agency to             tight control provided by the LRT even
                                                  previously this does not require use of                 test AEB systems in a situation where                 more important to the performance of
                                                  the SSV by manufacturers for their own                  one vehicle is approached by another                  these tests.
                                                  testing.                                                vehicle from directly behind. To reduce                  Until the agency has an indication
                                                                                                          the potential for unnecessary                         that an alternative approach to moving
                                                  2. Repeatability/Reproducibility                                                                              the SSV down a test track can ensure
                                                                                                          interventions, some AEB systems
                                                     The Alliance said because the SSV is                 contain algorithms that can adjust onset              the narrow tolerances for lateral offset
                                                  not readily available, its members have                 of the automatic brake activation as a                and yaw rate, the LRT will remain in the
                                                  not been able to conduct a full set of                  function of lateral deviation from the                AEB test procedures. Our contractor has
                                                  tests to assess the repeatability and                   center of the POV. This is because it                 already installed a black LRT. Thought
                                                  reproducibility of the SSV in                           will take less time for the driver to steer           this does not completely disguise the
                                                  comparison with other commercially                      around the POV if the lateral position of             restraint track, it is close to being
                                                  available test targets.                                 the SV is biased away from its                        masked for a camera-based AEB system.
                                                     NHTSA is aware that the SSV is a                     centerline. Although this may help to
                                                  relatively new test device and that every                                                                     4. What is the rear of the SSV? (Zero
                                                                                                          minimize nuisance activations in the                  Position)
                                                  interested entity may not have had a                    real-world, the same algorithms may
                                                  chance to perform a comprehensive                       contribute to test variability during AEB                NHTSA considers the rearmost
                                                  series of SSV evaluations or seen how                   NCAP evaluations if excessive lateral                 portion of the SSV, or the ‘‘zero
                                                  it is actually used. However the                        offset exists between the SV and POV.                 position,’’ to be the back of the foam
                                                  specifications needed to construct the                  Since the use of the LRT prevents this                bumper. The Alliance suggested the
                                                  SSV are in the public domain and                        from occurring, it is expected the                    rearmost part of the SSV should be
                                                  multiple SSVs have been manufactured                    agency’s tests will allow AEB systems to              defined by its carbon fiber body, not its
                                                  and sold to vehicle manufacturers and                   best demonstrate their crash avoidance                foam bumper. The Alliance said it has
                                                  test facilities. A test report describing               or mitigate capabilities.                             observed SV-to-SSV measurement errors
                                                  the SSV repeatability work performed                       Ford suggested that NHTSA use the                  of as much as 40 cm (15.7 in), and
                                                  with a Jeep Grand Cherokee has recently                 ADAC EVT propulsion system with the                   attributes them to their vehicle’s sensors
                                                  been released.23                                        SSV to increase feasibility for                       not being able to consistently detect the
                                                  3. Lateral Restraint Track (LRT)                        manufacturers. NHTSA believe the                      reflective panel located between the
                                                                                                          inherent design differences between the               SSV’s bumper foam and its cover.
                                                     Commenters were concerned with the                   SSV and ADAC surrogates makes using                      It has always been the agency’s
                                                  lateral restraint track (LRT). They felt                the ADAC EVT propulsion system with                   intention to make the rear of the SSV
                                                  the LRT was not needed. The permanent                   the SSV a considerable challenge.                     foam bumper detectable to radar while
                                                  installation of the LRT used up track                   Design changes to the SSV and/or                      still having its radar return
                                                  space and made it hard to move testing                  ADAC EVT rig would be needed. It is                   characteristics be as realistic as possible.
                                                  activities to another test track.                       not possible to simply substitute the                 This is the reason NHTSA installed a
                                                     Some commenters indicated that if                    SSV for the ADAC EVT surrogate on the                 radar-reflective panel between the SSV’s
                                                  the LRT used to keep the SSV centered                   ADAC rig as Ford suggests. Even if the                8 in (20.3 cm) deep foam bumper and
                                                  in its travel lane is white, it may affect              ADAC EVT could be adapted, and even                   its cover; the panel is specifically used
                                                  AEB performance. This is because some                   though it appears to track well behind                to help radar-based systems define the
                                                  camera-based AEB systems consider                       a tow vehicle, the precise position of the            rearmost part of the SSV since the foam
                                                  lane width in their control algorithms,                 ADAC EVT is not measured, so the                      is essentially invisible to radar. We are
                                                  and these algorithms may not perform                    lateral offset cannot be quantified.                  presently working to identify the extent
                                                  correctly if the LRT is confused for a                     Commenters expressed concern on                    to which AEB systems have problems
                                                  solid white lane line. Although NHTSA                   the allowable lateral offset and yaw rate             determining the overall rearmost
                                                  test data does not appear to indicate this              tolerance in the AEB test procedures                  position of the SSV. NHTSA considers
                                                  is a common problem, the NHTSA test                     placing considerable emphasis on the                  the outside rear surface of foam bumper,
                                                  contractor is using a black LRT to                      importance of narrowing the tolerances                immediately adjacent to the radar-
                                                  address this potential issue. The black                 in these areas. AGA said the lateral                  reflective material to be the ‘‘zero
                                                  LRT appears more like a uniform tar                     offset and yaw rate in August 2014 draft              position’’ in its CIB and DBS tests, and
                                                  strip that has been used to seal a long                 test procedures (+/- 2 ft (0.3 m) lateral             is considering ways to better allow AEB
                                                  crack in the center of the travel lane                  offset and +/- 2 deg/s yaw rate) can                  systems to identify it.
                                                  pavement, a feature present on real-                    create a delay in AEB system response
                                                  world roads.                                            that could affect a system’s performance              5. Energy Absorption, Radar System
                                                     NHTSA appreciates these concerns                     during and AEB test. DENSO agreed that                Bias
                                                  but believes the continued use of the                   a higher tolerance in lateral offset and                 Other concerns mentioned by
                                                  LRT is important. LRT is designed to                    yaw rate tends to decrease forward                    commenters include design changes to
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                  insure several things, including that the               looking sensor detection performance.                 the SSV: Increasing energy absorption
                                                  SSV will be constrained within a tight                  The Alliance too weighed in on this                   and minimizing a perceived bias
                                                                                                          saying, that ‘‘the variability in lateral             towards radar systems based on the
                                                    23 Forkenbrock, GJ & Snyder, AS (2015, May)
                                                                                                          offset is expected to have a significant              SSV’s appearance in certain lighting
                                                  NHTSA’s 2014 Automatic Emergency Braking
                                                  (AEB) Test Track Evaluation (Report No. DOT HS
                                                                                                          impact on test reproducibility and                    conditions which may be challenging
                                                  812 166). Washington DC, National Highway Traffic       system performance and resultant                      for camera systems. We believe the SSV
                                                  Safety Administration.                                  rating,’’ adding that the yaw rate should             appears to be a real vehicle to most


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                                                                             Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices                                            68617

                                                  current AEB systems, regardless of what                 actual vehicles during real-world                     design and include cut-off provisions
                                                  sensor or set of sensors the systems                    driving may also affect the ability of the            for the sole purpose of performing AEB
                                                  uses, and that the SSV elicits AEB                      SV to properly respond to the SSV. The                tests.
                                                  responses representative of how the                     agency considers this an AEB system
                                                                                                                                                                3. Motorcycles
                                                  systems will perform in real world                      limitation, not an SSV flaw.
                                                  driving situations. The ability of the                                                                           The AMA said that all AEB systems
                                                  SSV to withstand SV-to-POV impacts                      F. Other Issues                                       included in NCAP should be able to
                                                  appears to be adequate if the subject                   1. Non-Ideal Conditions—Exclude Away                  detect and register a motorcycle. If not,
                                                  vehicles being evaluated produces even                  From Sun as Well                                      vehicle operators may become
                                                  minimal speed reductions to mitigate                                                                          dependent on these new technologies
                                                                                                             NHTSA’s CIB and DBS test                           and cause a crash, because the system
                                                  them. We continue to evaluate SSV
                                                                                                          procedures both include a set of                      did not detect and identify a smaller
                                                  performance and will consider
                                                                                                          environmental restrictions designed to                vehicle, the organization said.
                                                  improvements.
                                                     Some commenters indicated NHTSA                      ensure that proper system functionality                  AEB systems, while relatively
                                                  should increase the padding to the SSV                  is realized during a vehicle’s evaluation.            sophisticated and available in the
                                                  to reduce the likelihood of damage to                   One such restriction prohibits the SV                 American new vehicle marketplace, are
                                                  the test equipment or to the SV during                  and POV from being oriented into the                  still nonetheless in the early stages of
                                                  an SV-to-POV impact. When designing                     sun when it is oriented 15 degrees or                 their development. Some may be able to
                                                  the SSV, we attempted to balance                        less from horizontal, since this can                  detect motorcycles. Some may not be
                                                  realism, strikeability, and durability.                 cause inoperability due to ‘‘washout’’                able to do so. Eventually, the sensitivity
                                                  The body structure and frame of the                     (temporary sensor blindness) in camera-               of these systems may increase to the
                                                  SSV are constructed from carbon fiber to                based systems.                                        point where detecting a motorcycle is
                                                  make them stiff (so that the shape                         DENSO commented that, in addition                  commonplace among systems.
                                                  remains constant like a real car), strong,              to prohibiting testing with the test                     The agency believes it would be
                                                  and light weight. To enable SV-to-POV                   vehicles oriented toward the sun when                 benefit to highway safety move forward
                                                  impacts, the SSV frame has design                       the sun is at a very low angle (15                    with this program at this time, even
                                                  elements to accommodate severe impact                   degrees or less from horizontal) to avoid             though it does not include motorcycle
                                                  forces and accelerations and an 8 in                    camera ‘‘washout’’ or system                          detection. By including AEB systems
                                                  (20.3 cm) deep foam bumper to                           inoperability, the test procedures should             among the advanced crash avoidance
                                                  attenuate the initial impact pulse. We                  also prohibit testing with vehicles                   technologies it recommends to
                                                  are concerned that simply adding more                   oriented away from the sun (with the                  consumers in NCAP, the agency expects
                                                  padding to the rear of the SSV will                     sun at low angle) which would                         more and more manufacturers to equip
                                                  reduce its realistic appearance, and                    harmonize this issue with Euro NCAP                   more and more new vehicles with these
                                                  potentially affect AEB system                           test procedure. MEMA agreed that wash                 systems. As a result, many rear-end
                                                  performance. Therefore, to address the                  out conditions experienced in low sun                 crashes and the resulting injuries and
                                                  potential need for additional SSV                       angle conditions for SV and POV                       deaths will be avoided. The agency
                                                  strikeability, the agency is presently                  oriented toward the sun may also occur                believes it will be beneficial to take this
                                                  considering an option to work with                      when they are oriented away from the                  step even if the systems involved are not
                                                  individual vehicle manufacturers to add                 sun.                                                  as capable of recognizing motorcycles
                                                  strategically-placed foam to the SV front                  To date, the agency’s testing does not             today.
                                                  bumper to supplement the foam                           indicate that a low sun angle from the                   We also do not have reason to believe
                                                  installed on the rear of the SSV. At this               rear will adversely affect AEB system                 that AEB systems are the type of
                                                  time, no changes to the appearance of                   performance. Moreover, one of the                     technology likely to encourage over-
                                                  the SSV are planned. Since temporary                    agency’s testing contractors indicates                reliance by drivers. DBS is activated
                                                  padding added to the subject vehicle                    that restricting the sun angle behind as              based on driver braking input, and CIB
                                                  does not alter that characteristics of the              well as in front of the test vehicle will             is activated when for one reason or
                                                  SSV nor affect the distance of the SSV                  significantly reduce the hours per day                another, the driver has not begun to
                                                  to the vehicle sensors, we will not be                  that testing may be performed. If our                 apply the brake. We do not think that
                                                  adjust the zeroing procedure in the test                ongoing experience suggests that this is              in either scenario the driver is likely to
                                                  procedure to compensate for this one-                   a problem for vehicles equipped with a                drive differently under the assumption
                                                  time padding addition.                                  particular sensor or sensor set, we will              that the AEB system will perform the
                                                     With regards to sensor bias, the SSV                 consider making adjustments.                          driver’s task.
                                                  has been designed to be as realistic as                                                                          The agency will continue to follow
                                                                                                          2. Multiple Safety Systems
                                                  possible to all known sensors used by                                                                         the ongoing development and
                                                  AEB systems. While it is true that the                    TRW inquired as to how safety                       enhancement of AEB systems and look
                                                  SSV has a strong radar presence, use of                 systems other than AEB systems on a                   for opportunities to encourage the
                                                  the white body color and numerous                       test vehicle would be configured during               development and deployment of
                                                  high-contrast features (e.g., actual tail               AEB testing. The company asked                        systems that detect motorcycles.
                                                  lights and bumper reflectors, simulated                 whether there would be provisions in
                                                  license plate, dark rear window, etc.)                  the test procedure for turning off certain            4. How To Account for CIB/DBS
                                                  was intended to make it as apparent as                  safety features in order to make the                  Interaction
                                                  possible to camera and lidar-based                      testing repeatable. It gave as an example
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                                                                                                                                                                   Honda asked how the
                                                  systems as well. Aside from inclement                   some pre-crash systems that may be                    interrelationship between CIB and DBS
                                                  weather and driving into the sun,                       activated based on these tests.                       should be treated, in situations in which
                                                  conditions explicitly disallowed by                       Due to the complexity and variance of               CIB activates before the driver applies
                                                  NHTSA’s CIB and DBS test procedures,                    vehicle designs the agency will deal                  the brakes and DBS never activates.
                                                  sensor limitations capable of adversely                 with system conflicts on a one-on-one                    The brake applications used for DBS
                                                  affecting the real-world detection,                     basis. The agency does not specify or                 evaluations are activated at a specific
                                                  classification, and response of a SV to                 recommend that vehicle manufacturers                  point in time prior to an imminent


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                                                  68618                      Federal Register / Vol. 80, No. 214 / Thursday, November 5, 2015 / Notices

                                                  collision with a lead vehicle (time-to-                 systems expands over time. These topics               of exemption under 49 CFR 1180.2(d)(3)
                                                  collision) regardless of whether CIB has                include: Using different equipment,                   for a corporate family transaction
                                                  been activated or not. If CIB activates                 including a different surrogate vehicle;              pursuant to which Hainesport would
                                                  before DBS, the initial test speed and,                 a call to study the interaction of the                transfer ownership and operation of a
                                                  thus, the severity of the test would                    proposed CIB/DBS systems with tests                   line of railroad, described as the East
                                                  effectively be reduced.                                 for FMVSS Nos. 208 and 214 to assess                  Line, in Hainesport, N.J., to a corporate
                                                     TRW observed that one potential                      whether such features should be                       affiliate, Hainesport Secondary Railroad,
                                                  future trend to watch is that as industry               enabled during testing and what the                   LLC (Hainesport Secondary).1 The
                                                  confidence and capability to provide                    effect may be; a suggestion that the                  notice was served and published in the
                                                  CIB functionality increases and the                     agency should consider the role                       Federal Register on September 11, 2013
                                                  amount of vehicle deceleration is                       electronic data recorders (EDRs) may                  (78 FR 55,776), and became effective on
                                                  allowed to increase and be applied                      play in assessing AEB false positive                  September 25, 2013.
                                                  earlier in the process, the need for DBS                field performance; and concern as to                     On August 6, 2015, Hainesport filed a
                                                  as a separate feature may diminish. The                 how safety systems on a test vehicle                  petition to correct or amend the notice.
                                                  potential goal of DBS testing would                     other than AEB systems would be dealt                 According to Hainesport, the map
                                                  become one of proving a driver                          with during AEB testing, such as some                 provided with its notice incorrectly
                                                  intervention during an AEB event does                   pre-crash systems that may be activated               depicted the East Line. Thus,
                                                  not detract from the event’s outcome,                   based on these tests.                                 Hainesport requests that the Board
                                                  TRW said.                                                  A suggestion was made that the                     substitute the map identified as Exhibit
                                                     At this time, the agency is aware that               agency should consider the potential                  A to its petition for the map submitted
                                                  many light vehicle DBS systems supply                   interactions of AEB systems with                      in the notice. This correction is
                                                  higher levels of braking at earlier                     vehicle-to-vehicle (V2V)                              recognized here. All remaining
                                                  activation times for the supplemental                   communications technology, both in                    information from the September 11,
                                                  brake input compared to the automatic                   how AEB tests might be performed and                  2013 notice remains unchanged.
                                                  braking of CIB systems. Based on this                   what the performance specifications for                  Board decisions and notices are
                                                  understanding of current system design,                 those tests should be. The agency is                  available on our Web site at
                                                  our NCAP AEB test criteria for DBS                      monitoring the interaction of these                   WWW.STB.DOT.GOV.
                                                  evaluates crash avoidance resulting                     capabilities.
                                                  from higher levels of deceleration,                                                                             Decided: November 2, 2015.
                                                  whereas our CIB test criteria evaluates                 V. Conclusion                                           By the Board, Rachel D. Campbell,
                                                  crash mitigation (with the exception of                   For all the reasons stated above, we                Director, Office of Proceedings.
                                                  the CIB lead vehicle moving SV: 25                      believe that it is appropriate to update              Brendetta S. Jones,
                                                  mph/POV: 10 mph (SV:40 km/h/POV:                        NCAP to include crash imminent                        Clearance Clerk.
                                                  16 km/h) scenario, for which crash                      braking and dynamic brake support                     [FR Doc. 2015–28190 Filed 11–4–15; 8:45 am]
                                                  avoidance is required). NHTSA will                      systems as Recommended Advanced                       BILLING CODE 4915–01–P
                                                  keep the speed reduction evaluation                     Technologies.
                                                  criteria as planned for the CIB and DBS                   Starting with Model Year 2018
                                                  tests.                                                  vehicles, we will include AEB systems                 DEPARTMENT OF VETERAN AFFAIRS
                                                     Unless the agency uncovers a reason                  as a recommended technology and test
                                                  to be concerned about how the                           such systems.                                         Privacy Act of 1974; System of
                                                  performance metrics of a test protocol                  (Authority: 49 U.S.C. 32302, 30111, 30115,            Records
                                                  may affect system performance in                        30117, 30166, and 30168, and Pub. L. 106–
                                                  vehicles equipped with both CIB and                     414, 114 Stat. 1800; delegation of authority          AGENCY:    Department of Veteran Affairs
                                                  DBS, the agency will recognize an AEB                   at 49 CFR 1.95.)                                      (VA).
                                                  equipped vehicle as long as it passes the                 Issued in Washington, DC, on: October 21,           ACTION: Notice of Amendment to System
                                                  criteria of a given protocol, whether that              2015.                                                 of Records.
                                                  occurs as a result of the activation of the               Under authority delegated in 49 CFR 1.95.
                                                  particular system or a combination of                                                                         SUMMARY:    In accordance with the
                                                                                                          Mark R. Rosekind,
                                                  systems.                                                                                                      Privacy Act of 1974 (5 U.S.C. 552a(e)(4))
                                                                                                          Administrator.                                        all agencies are required to publish in
                                                  5. Issues Beyond the Scope of This                      [FR Doc. 2015–28052 Filed 11–4–15; 8:45 am]           the Federal Register a notice of the
                                                  Notice                                                  BILLING CODE 4910–59–P                                existence and character of their systems
                                                     Some commenters raised topics                                                                              of records. Notice is hereby given that
                                                  outside the scope of the notice, and they                                                                     the Department of Veterans Affairs (VA)
                                                  will not be addressed here.                             DEPARTMENT OF TRANSPORTATION                          is amending the system of records
                                                     These include: A suggested two-stage                 Surface Transportation Board                          entitled ‘‘Freedom of Information Act
                                                  approach to adding technologies to                                                                            (FOIA) Records—VA’’ 119VA005R1C.
                                                  NCAP, a suggested minimum AEB                           [Docket No. FD 35760]                                 DATES: Comments on the amendment of
                                                  performance regulation that would                                                                             this system of records must be received
                                                  function in concert with NCAP,                          Hainesport Industrial Railroad, LLC—
                                                                                                          Corporate Family Transaction                          no later than December 7, 2015. If no
                                                  conflicts between rating systems that                                                                         public comment is received, the new
                                                                                                          Exemption
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                  could cause consumer confusion, other
                                                  technologies that should be added to                    AGENCY: Surface Transportation Board.                   1 In a notice served on July 16, 2015, the Board
                                                  NCAP in the future, and a call for                      ACTION:Correction to Notice of                        approved a verified notice of exemption filed by
                                                  flashing brake lights to alert trailing                 Exemption.                                            Hainesport, Tunnel Hill Partners, LP (Tunnel), and
                                                  drivers that an AEB system has been                                                                           New Amsterdam & Seneca Railroad Company
                                                                                                                                                                (NAS), for Tunnel, which owns NAS, to acquire
                                                  activated.                                                On August 26, 2013, Hainesport                      control of Hainesport. Tunnel Hill Partners, LP—
                                                     Other topics raised may be addressed                 Industrial Railroad, LLC (Hainesport), a              Acquis. of Control Exemption—Hainesport Indus.
                                                  as the agency’s experience with AEB                     Class III railroad, filed a verified notice           R.R., FD 35942 (STB served July 16, 2015).



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Document Created: 2015-12-14 15:03:32
Document Modified: 2015-12-14 15:03:32
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionFinal decision.
DatesThese changes to the New Car Assessment Program are effective for the 2018 Model Year vehicles.
ContactFor technical issues: Dr. Abigail Morgan, Office of Crash Avoidance Standards, Telephone: 202-366-1810, Facsimile: 202-366-5930, NVS-122. For NCAP issues: Mr. Clarke Harper, Office of Crash Avoidance Standards, email: [email protected], Telephone: 202-366-1810, Facsimile: 202-366-5930, NVS-120.
FR Citation80 FR 68604 

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