80 FR 68888 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Smart Versus Direct Routing Protocol
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 80, Issue 215 (November 6, 2015)
Federal Register Volume 80, Issue 215 (November 6, 2015)
| Page Range | 68888-68890 | |
| FR Document | 2015-28267 |
[Federal Register Volume 80, Number 215 (Friday, November 6, 2015)] [Notices] [Pages 68888-68890] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-28267] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-76326; File No. SR-CHX-2015-08] Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Smart Versus Direct Routing Protocol November 2, 2015. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that, on October 26, 2015, the Chicago Stock Exchange, Inc. (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change CHX proposes to modify its smart versus direct order routing protocol. CHX has designated this proposed rule change as non- controversial pursuant to Section 19(b)(3)(A) \3\ of the Act and Rule 19b-4(f)(6) \4\ thereunder and has provided the Commission with the notice required by Rule 19b-4(f)(6)(iii).\5\ The text of this proposed rule change is available on the Exchange's Web site at (www.chx.com) and in the Commission's Public Reference Room. --------------------------------------------------------------------------- \3\ 15 U.S.C. 78s(b)(3)(A). \4\ 17 CFR 240.19b-4(f)(6). \5\ 17 CFR 240.19b-4(f)(6)(iii). --------------------------------------------------------------------------- II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the CHX included statements concerning the purpose of and basis for the proposed rule changes and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The CHX has prepared summaries, set forth in sections A, B and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to modify its smart versus direct order routing protocol, which was recently clarified and modified under SR- CHX-2015-02.\6\ Specifically, the Exchange proposes to (1) eliminate the Exchange's special routing handling for Protected Quotations \7\ displayed on the Alternative Display Facility (``ADF'') operated by the Financial Industry Regulatory Authority (``FINRA'') \8\ (``ADF special handling'') \9\ and (2) to always direct a non-affiliate third-party routing broker (``third-party routing broker'') to route orders to specific routing destinations, when required by CHX Rules,\10\ including situations where orders would be routed pursuant to a routing table maintained by the Exchange, as described in detail below. The Exchange does not propose to substantively modify the smart versus direct order routing protocol or the CHX Routing Services in any other way. --------------------------------------------------------------------------- \6\ See Exchange Act Release No. 74487 (March 12, 2015), 80 FR 14193 (March 18, 2015) (SR-CHX-2015-02). \7\ See 17 CFR 242.600(a)(58). \8\ See FINRA Rule 6210. \9\ See supra note 6. \10\ See CHX Article 19, Rule 3(a). --------------------------------------------------------------------------- Currently, upon the triggering of a Routing Event,\11\ the Exchange will route away Routable Orders,\12\ or portions thereof, through CHXBD, LLC, which is an affiliated routing broker that operates as a facility of the Exchange, which would then forward orders to a third- party routing broker for routing to the ultimate routing destination.\13\ All orders routed to the third-party routing broker will include instructions for the third-party routing broker to either direct route the order to a specific destination or to smart route the order utilizing the third-party routing broker's routing technology, pursuant to a routing table provided and maintained by the Exchange. The decision to smart or direct route orders is made by the Exchange pursuant to the following smart versus direct order routing protocol: \14\ --------------------------------------------------------------------------- \11\ Id. \12\ See CHX Article 1, Rule 1(oo). \13\ See Exchange Act Release No. 73150 (September 19, 2014), 79 FR 57603 (September 25, 2014) (SR-CHX-2014-15). \14\ See supra notes 6 and 13. ---------------------------------------------------------------------------Smart route. Subject to ADF special handling, if the portion of a Routable Order that is to be routed away at a certain price point is smaller than the aggregate size of two or more contra- side Protected Quotations that could be satisfied at that price point, the Exchange will rely on a third-party routing broker to utilize its smart routing technology to route away the corresponding orders pursuant to a routing table provided by the Exchange. When orders are smart routed, the relevant snapshot of Protected Quotations of external markets for Regulation NMS purposes will be taken by the third-party routing broker and the third-party routing broker would route orders marked Immediate Or Cancel \15\ and Intermarket Sweep Order \16\ (``IOC/ISO''). --------------------------------------------------------------------------- \15\ See CHX Article 1, Rule 2(d)(4). \16\ See CHX Article 1, Rule 2(b)(3)(B). --------------------------------------------------------------------------- Direct route. Subject to ADF special handling, if the portion of a Routable Order that is to be routed away at a certain price point is smaller than the size of one contra-side Protected Quotation that could be satisfied or is the same size as the aggregate size of one or more contra-side Protected Quotations that could be satisfied at that price point, the Exchange will direct the third-party routing broker to route corresponding orders to specific routing destinations. Thus, the relevant snapshot of the Protected Quotations of [[Page 68889]] external markets for Regulation NMS purposes will be taken by the Exchange and the Exchange would route IOC/ISOs to the third-party routing broker along with instructions to route the orders to a specific destination. ADF Special Handling. If one of the contra-side Protected Quotations described above is displayed on the ADF, the Exchange will route the entire remaining balance of the Routable Order to a third- party routing broker for smart routing. The Exchange now proposes to always direct a third-party routing broker to route orders to specific routing destinations, regardless of whether an order would be smart or direct routed. Specifically, if the Exchange's routing systems determine that a Routable Order should be smart routed, the Exchange's routing systems will create the necessary corresponding orders (as opposed to handing such responsibilities to the third-party routing broker), pursuant to a routing table maintained by the Exchange, and direct the third-party routing broker to route the corresponding orders to specific routing destinations. Thus, the result is that the Exchange will always direct a third-party routing broker to route IOC/ISOs to specific destinations. Also, the Exchange proposes to eliminate ADF special handling and treat Protected Quotations displayed on the ADF like any other Protected Quotations displayed in the national market system. Thus, the smart versus direct order routing protocol would be simplified as follows: Smart route. If the portion of a Routable Order that is to be routed away at a certain price point is smaller than the aggregate size of two or more contra-side Protected Quotations that could be satisfied at that price point, the Exchange will utilize its smart routing technology and direct the third-party routing broker to route IOC/ISO(s) to specific routing destinations. Direct route. If the portion of a Routable Order that is to be routed away is smaller than the size of one contra-side Protected Quotation that could be satisfied or is the same size as the aggregate size of one or more contra-side Protected Quotations that could be satisfied at that price point, the Exchange will direct the third-party routing broker to route IOC/ISO(s) to specific routing destinations. In either scenario, the relevant snapshot of Protected Quotations of external markets will be taken by the Exchange. Operative Date The Exchange proposes to make the proposed rule change operative as follows: The proposal for the Exchange to always direct a third- party routing broker to route orders to specific destinations shall be operative October 29, 2015, prior to the Exchange's Regulation SCI compliance date of November 3, 2015.\17\ --------------------------------------------------------------------------- \17\ See Exchange Act Release No. 73639 (December 5, 2014), 79 FR 72251 (December 5, 2014). --------------------------------------------------------------------------- The proposed elimination of ADF special handling shall be operative pursuant to two weeks' notice by the Exchange to its Participants via Information Memorandum on a date to coincide with the operative date of CHX Sub-second Non-displayed Auction Process (``SNAP''),\18\ which will not occur during the thirty (30) day pre- operative waiting period contained in Exchange Act Rule 19b- 4(f)(6)(iii).\19\ --------------------------------------------------------------------------- \18\ The proposed rule change to adopt SNAP was recently approved, but is not yet operative. See Securities Exchange Act Release No. 76087 (October 6, 2015), 80 FR 61540 (October 13, 2015). \19\ Id. --------------------------------------------------------------------------- 2. Statutory Basis The Exchange believes that the proposal is consistent with Section 6(b) of the Act in general \20\ and furthers the objectives of Section 6(b)(5) in particular,\21\ in that it is designed to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments and perfect the mechanisms of a free and open market, and, in general, to protect investors and the public interest. Specifically, the Exchange believes that the proposal removes impediments and perfects the mechanisms of a free and open market by streamlining the CHX Routing Services through simplifying the smart versus direct routing protocol, which also protects investors and the public interest. --------------------------------------------------------------------------- \20\ 15 U.S.C. 78f(b). \21\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement of Burden on Competition The Exchange does not believe that the proposal will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. To the contrary, the Exchange believes that the proposal will enhance competition by streamlining the CHX Routing Services. Thus, the proposal is a competitive proposal that is intended to draw additional order flow to the Exchange, which will, in turn, benefit the Exchange and all Participants. C. Self-Regulatory Organization's Statement on Comments Regarding the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act \22\ and Rule 19b- 4(f)(6) thereunder.\23\ --------------------------------------------------------------------------- \22\ 15 U.S.C. 78s(b)(3)(A). \23\ 17 CFR 240.19b-4(f)(6). As required under Rule 19b- 4(f)(6)(iii), CHX provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and the text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. --------------------------------------------------------------------------- The Exchange has requested that the Commission waive the requirement that the rule change not become operative for 30 days after the date of the filing as set forth in Rule 19b-4(f)(6)(iii),\24\ so that the proposal may become immediately operative upon filing. The Exchange has stated that it desires to operate under the proposal to begin always directing a third-party routing broker to route orders to specific destinations on October 29, 2015, allowing the proposal to be fully implemented prior to the Exchange's Regulation SCI compliance date of November 3, 2015.\25\ Waiver of the operative waiting period and implementation prior to the SCI compliance date would permit the Exchange to exclude the third-party routing broker from its Regulation SCI compliance responsibilities. In addition, the Exchange believes that an operative date ahead of the Exchange's actual Regulation SCI compliance date is necessary to better ensure that the proposed modification is operating properly before the Exchange's Regulation SCI compliance date. For those reasons, the Commission finds that waiver of the 30-day pre-operative waiting period is consistent with the protection of investors and the public. The Commission hereby waives the 30- [[Page 68890]] day operative delay and designates the proposal effective upon filing.\26\ --------------------------------------------------------------------------- \24\ 17 CFR 240.19b-4(f)(6)(iii). \25\ See supra note 17. \26\ For purposes of waiving the 30-day operative delay, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-CHX-2015-08 on the subject line. Paper Comments Send paper comments in triplicate to Brent J. Fields, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-CHX-2015-08. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549-1090. Copies of the filing will also be available for inspection and copying at the Exchange's principal office. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-CHX-2015-08 and should be submitted on or before November 27, 2015. --------------------------------------------------------------------------- \27\ 17 CFR 200.30-3(a)(12). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\27\ Jill M. Peterson, Assistant Secretary. [FR Doc. 2015-28267 Filed 11-5-15; 8:45 am] BILLING CODE 8011-01-P
![68888 Federal Register / Vol. 80, No. 215 / Friday, November 6, 2015 / Notices
change that are filed with the I. Self-Regulatory Organization’s The Exchange does not propose to
Commission, and all written Statement of the Terms of Substance of substantively modify the smart versus
communications relating to the the Proposed Rule Change direct order routing protocol or the CHX
proposed rule change between the CHX proposes to modify its smart Routing Services in any other way.
Commission and any person, other than versus direct order routing protocol. Currently, upon the triggering of a
those that may be withheld from the CHX has designated this proposed rule Routing Event,11 the Exchange will
public in accordance with the change as non-controversial pursuant to route away Routable Orders,12 or
provisions of 5 U.S.C. 552, will be Section 19(b)(3)(A) 3 of the Act and Rule portions thereof, through CHXBD, LLC,
available for Web site viewing and 19b–4(f)(6) 4 thereunder and has which is an affiliated routing broker that
printing in the Commission’s Public provided the Commission with the operates as a facility of the Exchange,
notice required by Rule 19b–4(f)(6)(iii).5 which would then forward orders to a
Reference Room, 100 F Street NE.,
The text of this proposed rule change is third-party routing broker for routing to
Washington, DC 20549, on official
the ultimate routing destination.13 All
business days between the hours of available on the Exchange’s Web site at
orders routed to the third-party routing
10:00 a.m. and 3:00 p.m. Copies of the (www.chx.com) and in the
broker will include instructions for the
filing will also be available for Commission’s Public Reference Room.
third-party routing broker to either
inspection and copying at the principal II. Self-Regulatory Organization’s direct route the order to a specific
office of the Exchange. All comments Statement of the Purpose of, and destination or to smart route the order
received will be posted without change; Statutory Basis for, the Proposed Rule utilizing the third-party routing broker’s
the Commission does not edit personal Change routing technology, pursuant to a
identifying information from routing table provided and maintained
In its filing with the Commission, the
submissions. You should submit only by the Exchange. The decision to smart
CHX included statements concerning
information that you wish to make the purpose of and basis for the or direct route orders is made by the
available publicly. All submissions proposed rule changes and discussed Exchange pursuant to the following
should refer to File Number SR–BATS– any comments it received on the smart versus direct order routing
2015–93 and should be submitted on or proposed rule change. The text of these protocol: 14
before November 27, 2015. • Smart route. Subject to ADF special
statements may be examined at the
handling, if the portion of a Routable
For the Commission, by the Division of places specified in Item IV below. The
Order that is to be routed away at a
Trading and Markets, pursuant to delegated CHX has prepared summaries, set forth
certain price point is smaller than the
authority.19 in sections A, B and C below, of the
aggregate size of two or more contra-side
Jill M. Peterson, most significant aspects of such
Protected Quotations that could be
Assistant Secretary. statements.
satisfied at that price point, the
[FR Doc. 2015–28268 Filed 11–5–15; 8:45 am] A. Self-Regulatory Organization's Exchange will rely on a third-party
BILLING CODE 8011–01–P Statement of the Purpose of, and routing broker to utilize its smart
Statutory Basis for, the Proposed Rule routing technology to route away the
Change corresponding orders pursuant to a
SECURITIES AND EXCHANGE routing table provided by the Exchange.
1. Purpose
COMMISSION When orders are smart routed, the
The Exchange proposes to modify its relevant snapshot of Protected
smart versus direct order routing Quotations of external markets for
[Release No. 34–76326; File No. SR–CHX–
protocol, which was recently clarified Regulation NMS purposes will be taken
2015–08]
and modified under SR–CHX–2015–02.6 by the third-party routing broker and the
Self-Regulatory Organizations; Specifically, the Exchange proposes to third-party routing broker would route
Chicago Stock Exchange, Inc.; Notice (1) eliminate the Exchange’s special orders marked Immediate Or Cancel 15
routing handling for Protected and Intermarket Sweep Order 16 (‘‘IOC/
of Filing and Immediate Effectiveness
Quotations 7 displayed on the ISO’’).
of Proposed Rule Change To Modify Its
Alternative Display Facility (‘‘ADF’’) • Direct route. Subject to ADF special
Smart Versus Direct Routing Protocol handling, if the portion of a Routable
operated by the Financial Industry
November 2, 2015. Regulatory Authority (‘‘FINRA’’) 8 Order that is to be routed away at a
(‘‘ADF special handling’’) 9 and (2) to certain price point is smaller than the
Pursuant to Section 19(b)(1) of the always direct a non-affiliate third-party size of one contra-side Protected
Securities Exchange Act of 1934 routing broker (‘‘third-party routing Quotation that could be satisfied or is
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 broker’’) to route orders to specific the same size as the aggregate size of
notice is hereby given that, on October routing destinations, when required by one or more contra-side Protected
26, 2015, the Chicago Stock Exchange, CHX Rules,10 including situations Quotations that could be satisfied at that
Inc. (‘‘CHX’’ or ‘‘Exchange’’) filed with where orders would be routed pursuant price point, the Exchange will direct the
the Securities and Exchange to a routing table maintained by the third-party routing broker to route
Commission (‘‘Commission’’) the Exchange, as described in detail below. corresponding orders to specific routing
proposed rule change as described in destinations. Thus, the relevant
Items I and II below, which Items have 3 15 U.S.C. 78s(b)(3)(A). snapshot of the Protected Quotations of
mstockstill on DSK4VPTVN1PROD with NOTICES
been prepared by the Exchange. The 4 17 CFR 240.19b–4(f)(6).
5 17 CFR 240.19b–4(f)(6)(iii).
Commission is publishing this notice to 11 Id.
6 See Exchange Act Release No. 74487 (March 12, 12 See CHX Article 1, Rule 1(oo).
solicit comments on the proposed rule
2015), 80 FR 14193 (March 18, 2015) (SR–CHX– 13 See Exchange Act Release No. 73150
change from interested persons. 2015–02). (September 19, 2014), 79 FR 57603 (September 25,
7 See 17 CFR 242.600(a)(58). 2014) (SR–CHX–2014–15).
19 17 CFR 200.30–3(a)(12). 8 See FINRA Rule 6210. 14 See supra notes 6 and 13.
1 15 U.S.C. 78s(b)(1). 9 See supra note 6. 15 See CHX Article 1, Rule 2(d)(4).
2 17 CFR 240.19b–4. 10 See CHX Article 19, Rule 3(a). 16 See CHX Article 1, Rule 2(b)(3)(B).
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![68890 Federal Register / Vol. 80, No. 215 / Friday, November 6, 2015 / Notices
day operative delay and designates the inspection and copying at the SUSQUEHANNA RIVER BASIN
proposal effective upon filing.26 Exchange’s principal office. All COMMISSION
At any time within 60 days of the comments received will be posted
filing of the proposed rule change, the without change; the Commission does Projects Approved for Consumptive
Commission summarily may not edit personal identifying Uses of Water
temporarily suspend such rule change if information from submissions. You AGENCY: Susquehanna River Basin
it appears to the Commission that such should submit only information that Commission.
action is necessary or appropriate in the you wish to make available publicly. All ACTION: Notice.
public interest, for the protection of submissions should refer to File
investors, or otherwise in furtherance of Number SR–CHX–2015–08 and should SUMMARY: This notice lists the projects
the purposes of the Act. If the be submitted on or before November 27, approved by rule by the Susquehanna
Commission takes such action, the 2015. River Basin Commission during the
Commission shall institute proceedings period set forth in DATES.
to determine whether the proposed rule For the Commission, by the Division of
DATES: August 1–31, 2015.
should be approved or disapproved. Trading and Markets, pursuant to delegated
authority.27 ADDRESSES: Susquehanna River Basin
IV. Solicitation of Comments Commission, 4423 North Front Street,
Jill M. Peterson,
Interested persons are invited to Harrisburg, PA 17110–1788.
Assistant Secretary.
submit written data, views, and FOR FURTHER INFORMATION CONTACT:
[FR Doc. 2015–28267 Filed 11–5–15; 8:45 am] Jason E. Oyler, General Counsel,
arguments concerning the foregoing,
including whether the proposed rule
BILLING CODE 8011–01–P telephone: (717) 238–0423, ext. 1312;
change is consistent with the Act. fax: (717) 238–2436; email: joyler@
Comments may be submitted by any of srbc.net. Regular mail inquiries may be
SECURITIES AND EXCHANGE sent to the above address.
the following methods:
COMMISSION SUPPLEMENTARY INFORMATION: This
Electronic Comments notice lists the projects, described
• Use the Commission’s Internet [File No. 500–1] below, receiving approval for the
comment form (http://www.sec.gov/ consumptive use of water pursuant to
rules/sro.shtml); or In the Matter of CodeSmart Holdings, the Commission’s approval by rule
• Send an email to rule-comments@ Inc.; Order of Suspension of Trading process set forth in 18 CFR 806.22(f) for
sec.gov. Please include File Number SR– the time period specified above:
November 4, 2015
CHX–2015–08 on the subject line. Approvals by Rule Issued Under 18
It appears to the Securities and
Paper Comments CFR 806.22(f)
Exchange Commission (‘‘Commission’’)
• Send paper comments in triplicate that there is a lack of current and 1. EOG Resources, Inc., Pad ID: PHC 7H,
to Brent J. Fields, Secretary, Securities accurate information concerning the ABR–20090722.R1, Lawrence
and Exchange Commission, 100 F Street securities of CodeSmart Holdings, Inc. Township, Clearfield County, Pa.;
NE., Washington, DC 20549–1090. (‘‘CodeSmart’’) because it has not filed Consumptive Use of Up to 1.9999
All submissions should refer to File any periodic reports since the period mgd; Approval Date: August 6,
Number SR–CHX–2015–08. This file ended June 30, 2014 and that suspicious 2015.
number should be included on the 2. Chevron Appalachia, LLC, Pad ID:
market activity involving securities of
subject line if email is used. To help the Hutton Unit #1H, ABR–
CodeSmart has taken place. CodeSmart
Commission process and review your 20090518.R1, Chest Township,
is a Florida corporation with its Clearfield County, Pa.;
comments more efficiently, please use principal place of business in Mohnton,
only one method. The Commission will Consumptive Use of Up to 5.0000
Pennsylvania. Its stock is quoted on mgd; Approval Date: August 11,
post all comments on the Commission’s OTC Link, operated by OTC Markets
Internet Web site (http://www.sec.gov/ 2015.
Group Inc., under the ticker: ITEN. The 3. Chevron Appalachia, LLC, Pad ID:
rules/sro.shtml). Copies of the Commission is of the opinion that the Lytle Unit Drilling Pad #1H, ABR–
submission, all subsequent public interest and the protection of 20100104.R1, Lawrence Township,
amendments, all written statements investors require a suspension of trading Clearfield County, Pa.;
with respect to the proposed rule
in the securities of CodeSmart. Consumptive Use of Up to 5.0000
change that are filed with the
Therefore, it is ordered, pursuant to mgd; Approval Date: August 11,
Commission, and all written
Section 12(k) of the Securities Exchange 2015.
communications relating to the 4. Chevron Appalachia, LLC, Pad ID:
proposed rule change between the Act of 1934, that trading in the
Shannon Land & Mining Drilling
Commission and any person, other than securities of the above-listed company is
Pad #1, ABR–20100628.R1,
those that may be withheld from the suspended for the period from 9:30 a.m.
Lawrence Township, Clearfield
public in accordance with the EST on November 4, 2015, through
County, Pa.; Consumptive Use of
provisions of 5 U.S.C. 552, will be 11:59 p.m. EST on November 17, 2015. Up to 2.0000 mgd; Approval Date:
available for Web site viewing and By the Commission. August 11, 2015.
printing in the Commission’s Public
mstockstill on DSK4VPTVN1PROD with NOTICES
Jill M. Peterson, 5. Chevron Appalachia, LLC, Pad ID:
Reference Room, 100 F Street NE., Snow Shoe 2, ABR–201011007.R1,
Washington, DC 20549–1090. Copies of Assistant Secretary.
Snow Shoe Township, Centre
the filing will also be available for [FR Doc. 2015–28413 Filed 11–4–15; 11:15 am]
County, Pa.; Consumptive Use of
BILLING CODE 8011–01–P
26 For
Up to 4.0000 mgd; Approval Date:
purposes of waiving the 30-day operative
delay, the Commission has considered the proposed August 11, 2015.
rule’s impact on efficiency, competition, and capital 6. Chevron Appalachia, LLC, Pad ID:
formation. See 15 U.S.C. 78c(f). 27 17 CFR 200.30–3(a)(12). Snow Shoe 4, ABR–201011042.R1,
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Document Created: 2015-12-14 15:09:05
Document Modified: 2015-12-14 15:09:05
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 80 FR 68888 |
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