80 FR 69266 - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Comply With the Requirements of Rule 1004 of Regulation SCI
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 80, Issue 216 (November 9, 2015)
Federal Register Volume 80, Issue 216 (November 9, 2015)
| Page Range | 69266-69268 | |
| FR Document | 2015-28403 |
[Federal Register Volume 80, Number 216 (Monday, November 9, 2015)] [Notices] [Pages 69266-69268] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-28403] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-76332; File No. SR-ISEGemini-2015-23] Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Comply With the Requirements of Rule 1004 of Regulation SCI November 3, 2015. Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on October 23, 2015, ISE Gemini, LLC (the ``Exchange'' or the ``ISE Gemini'') filed with the Securities and Exchange Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change ISE Gemini proposes to designate all members that function as Primary Market Makers (``PMMs'') as necessary for the maintenance of a fair and orderly market should business continuity and disaster recovery plans (collectively ``DR Plans'') be activated, and proposes to require PMMs to participate in scheduled functional and performance testing of the operation of such DR Plans by amending Rule 803, Obligations of Market Makers. The Exchange notes that ISE Rule 1903 v \3\ Order Routing to Other Exchanges, which is incorporated by reference into ISE Gemini's rulebook, designates members that function as Linkage Handlers as necessary for the maintenance of a fair and orderly market should DR Plans be activated and requires Linkage Handlers to participate in scheduled functional and performance testing of the operation of such DR Plans. The text of the proposed rule change is available on the Exchange's Web site at www.ise.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. --------------------------------------------------------------------------- \3\ This rule is being amended by SR-ISE-2015-35 to designate Linkage Handlers as necessary for the maintenance of a fair and orderly market should the Exchange's DR Plans activate, and require Linkage Handlers to participate in scheduled functional and performance testing of the operation of such DR Plans. --------------------------------------------------------------------------- [[Page 69267]] II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose Rule 1004 requires the establishment of standards for the designation of those members the Exchange reasonably determines are, taken as a whole, the minimum necessary for the maintenance of a fair and orderly market should the Exchange's business continuity and disaster recovery plans be activated. Rule 1004 also requires the Exchange to designate members pursuant to those standards and require participation by such members in scheduled functional and performance testing of the operation of such plans, in the manner and frequency specified by the Exchange, provided that such frequency shall not be less than once every 12 months. Therefore, in accordance with Rule 1004, the Exchange proposes to designate all PMMs \4\ and Linkage Handlers,\5\ as the minimum necessary for the maintenance of a fair and orderly market should the Exchange's DR Plans be activated. This proposed rule also mandates participation by designated members in scheduled functional and performance testing of the operation of such DR Plans. --------------------------------------------------------------------------- \4\ A PMM posts two-sided continuous quotations in all of the options classes to which it is appointed and undertakes special responsibilities for maintaining fair and orderly markets. PMM memberships are represented by PMM Trading Rights. The options classes trading on ISE Gemini are divided into groups or ``bins'', each with one PMM. One PMM member may, however, represent more than one bin. \5\ A Linkage Handler is a broker that is unaffiliated with the Exchange with which the Exchange has contracted with to provide routing services, by routing certain orders, to other exchanges as agent in connection with the Options Order Protection and Locked/ Crossed Market Plan. See .03 to Supplementary Material to ISE Rule 1901. --------------------------------------------------------------------------- Background On November 19, 2014, the Securities and Exchange Commission unanimously voted to adopt Regulation SCI, which is a set of rules designed to strengthen the technology infrastructure of the U.S. securities markets.\6\ Specifically, the rules are designed to reduce the occurrence of systems issues, improve resiliency when systems problems do occur, and enhance the Commission's oversight and enforcement of securities market technology infrastructure.\7\ --------------------------------------------------------------------------- \6\ See Securities Exchange Act Release No. 73639 (November 19, 2014), 79 FR 72252 (December 5, 2014) (``SCI Adopting Release''). \7\ Division of Trading and Markets, Responses to Frequently Asked Questions Concerning Regulation SCI at https://www.sec.gov/divisions/marketreg/regulation-sci-faq.shtml. --------------------------------------------------------------------------- Regulation SCI applies to ``SCI entities,'' a term which includes SROs such as ISE Gemini. Regulation SCI requires SCI entities to, among other things, (1) Eestablish written policies and procedures reasonably designed to ensure that their systems have levels of capacity, integrity, resiliency, availability, and security adequate to maintain their operational capability; (2) mandate participation by designated members in scheduled testing of the operation of their business continuity and disaster recovery plans, including backup systems, and to coordinate such testing on an industry- or sector-wide basis with other SCI entities; (3) take corrective action with respect to ``SCI events'' (such as systems disruptions, systems compliance issues, and systems intrusions), and to notify the Commission of such events; (4) disseminate information about certain SCI events to affected members and, for certain ``major'' SCI events, to all members; and (5) review their systems by objective, qualified personnel at least annually, to submit quarterly reports regarding completed, ongoing, and planned material changes to their SCI systems to the Commission, and to maintain certain books and records.\8\ --------------------------------------------------------------------------- \8\ Id. --------------------------------------------------------------------------- Proposed Rule Change Rule 1004 of Regulation SCI requires the establishment of standards for the designation of those members ISE Gemini reasonably determines are, taken as a whole, the minimum necessary for the maintenance of a fair and orderly market should the Exchange activate its DR Plans. To comply with this rule, the Exchange proposes to amend .02 of Supplementary Material to ISE Gemini Rule 803, Obligations of Market Makers, by designating all members that function as PMMs. The Exchange also notes that .03 of Supplementary Material to ISE Rule 1903, Order Routing to Other Exchanges, has been incorporated by reference into ISE Gemini's rulebook and designates all members that function as Linkage Handlers as necessary for the maintenance of a fair and orderly market should the Exchange activate its DR Plans.\9\ --------------------------------------------------------------------------- \9\ The Exchange notes that these designations are determined by the members' respective functions. --------------------------------------------------------------------------- ISE Gemini believes PMMs (together with Linkage Handlers) meet the requirements of Regulation SCI because they are vital to maintaining a fair and orderly market. Among other things, PMMs compete with other market makers \10\ to improve the market in all series of options classes to which the PMM is appointed; make markets that are honored for the number of contracts entered into the Exchange's system in all series of options classes to which the PMM is appointed; update market quotations in response to changed market conditions in all series of options classes to which the PMM is appointed; and price option contracts fairly.\11\ If the DR Plans are activated, PMMs will ensure ISE Gemini's market continues to run smoothly. Similarly, Linkage Handlers meet the requirements of Regulation SCI because they route orders to other exchanges when ISE Gemini is not at the National Best Bid or Offer (``NBBO''). Should the DR Plans be activated, Linkage Handlers will ensure that investors receive the best price available across all exchanges for their orders. --------------------------------------------------------------------------- \10\ Market makers refers to ``Competitive Market Makers'' and ``PMMs'' collectively. See ISE Gemini Rule 100(a)(25). \11\ See ISE Gemini Rule 803. --------------------------------------------------------------------------- Rule 1004 also requires that the Exchange mandate participation by designated members in scheduled functional and performance testing of the operation of such plans, in the manner and frequency specified by the Exchange, provided that such frequency shall not be less than once every 12 months. The Exchange now proposes that PMMs and Linkage Handlers (requirements incorporated by reference) are required to participate in scheduled functional and performance testing of such plans at least once every 12 months. This testing will prepare the designated members for certain SCI events, and enable the market to continue operating without major issues during such events. 2. Statutory Basis The Exchange believes that the proposed rule change is consistent with the requirements of the Act, and the [[Page 69268]] rules and regulations thereunder that are applicable to a national securities exchange, and, in particular, with the requirements of section 6(b) of the Act.\12\ In particular, the proposal is consistent with section 6(b)(5) of the Act,\13\ because it is designed to promote just and equitable principles of trade, remove impediments to and perfect the mechanisms of a free and open market and a national market system and, in general, to protect investors and the public interest. --------------------------------------------------------------------------- \12\ 15 U.S.C. 78f(b). \13\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- The Exchange believes the proposed rule is consistent with the Exchange Act because it complies with Regulation SCI's requirements. ISE Gemini's Rule 803, and ISE Rule 1903, which is incorporated by reference, designate members they determine are necessary for the maintenance of a fair and orderly market if the Exchange's DR Plans are activated and mandate participation by designated members in scheduled functional and performance testing of the DR Plans at least once every 12 months. The Exchange further believes the proposed rule change is consistent with the protection of investors and the public interest because ISE Gemini has designated PMMs, which maintain a fair and orderly market by making markets that are honored, competing with other market makers to improve the market, updating market quotations, and pricing option contracts fairly. Similarly, ISE Gemini has incorporated by reference the designation of Linkage Handlers, which route certain orders to other exchanges when ISE Gemini is not at the NBBO. This provides investors with the best price available across exchanges for their orders. Further, the proposed rule is consistent with the protection of investors and the public interest because, as proposed and incorporated by reference, these designated members are required to participate in functional and performance testing of the DR Plans. As a result, if the DR Plans are activated, the designated members and their systems will be prepared to handle a potential SCI event and ensure that investors can continue to trade during the event. B. Self-Regulatory Organization's Statement on Burden on Competition This proposed rule change does not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Exchange Act because ISE Gemini is implementing the requirements of Regulation SCI. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange has neither solicited nor received written comments on this proposed rule change. The Exchange has not received any written comments from members or other interested parties. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not significantly affect the protection of investors or the public interest, does not impose any significant burden on competition, and, by its terms, does not become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to section 19(b)(3)(A) of the Act \14\ and Rule 19b- 4(f)(6) thereunder.\15\ The Exchange provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing the proposed rule change, or such shorter time as designated by the Commission, as required by Rule 19b-4(f)(6). --------------------------------------------------------------------------- \14\ 15 U.S.C. 78s(b)(3)(A). \15\ 17 CFR 240.19b-4(f)(6). --------------------------------------------------------------------------- At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's Internet comment form http://www.sec.gov/rules/sro.shtml); or Send an Email to [email protected]. Please include File No. SR-ISEGemini-2015-23 on the subject line. Paper Comments Send paper comments in triplicate to Brent J. Fields, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-ISEGemini-2015-23. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of ISE Gemini. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR- ISEGemini-2015-23 and should be submitted by November 30, 2015. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\16\ --------------------------------------------------------------------------- \16\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Brent J. Fields, Secretary. [FR Doc. 2015-28403 Filed 11-6-15; 8:45 am] BILLING CODE 8011-01-P
![69266 Federal Register / Vol. 80, No. 216 / Monday, November 9, 2015 / Notices
rather is designed to provide greater • Send an email to rule-comments@ SECURITIES AND EXCHANGE
harmonization among Exchange, BZX, sec.gov. Please include File Number SR– COMMISSION
BYX, and EDGX rules of similar EDGA–2015–41 on the subject line.
purpose. The proposed rule change [Release No. 34–76332; File No. SR–
should, therefore, result in less Paper Comments
ISEGemini-2015–23]
burdensome and more efficient • Send paper comments in triplicate
regulatory compliance as well as a better to Brent J. Fields, Secretary, Securities Self-Regulatory Organizations; ISE
understanding of Exchange Rules for Gemini, LLC; Notice of Filing of
and Exchange Commission, 100 F Street
common members of the BGM Affiliated Proposed Rule Change To Comply
NE., Washington, DC 20549–1090.
Exchanges. With the Requirements of Rule 1004 of
All submissions should refer to File Regulation SCI
C. Self-Regulatory Organization's
Statement on Comments on the Number SR–EDGA–2015–41. This file
number should be included on the November 3, 2015.
Proposed Rule Change Received From
Members, Participants, or Others subject line if email is used. To help the Pursuant to section 19(b)(1) of the
Commission process and review your Securities Exchange Act of 1934 (the
The Exchange has neither solicited comments more efficiently, please use ‘‘Act’’),1 and Rule 19b–4 thereunder,2
nor received written comments on the only one method. The Commission will notice is hereby given that on October
proposed rule change. post all comments on the Commission’s 23, 2015, ISE Gemini, LLC (the
III. Date of Effectiveness of the Internet Web site (http://www.sec.gov/ ‘‘Exchange’’ or the ‘‘ISE Gemini’’) filed
Proposed Rule Change and Timing for rules/sro.shtml). Copies of the with the Securities and Exchange
Commission Action submission, all subsequent Commission the proposed rule change
amendments, all written statements as described in Items I, II, and III below,
Because the foregoing proposed rule which Items have been prepared by the
change does not: (A) Significantly affect with respect to the proposed rule
change that are filed with the self-regulatory organization. The
the protection of investors or the public Commission is publishing this notice to
interest; (B) impose any significant Commission, and all written
communications relating to the solicit comments on the proposed rule
burden on competition; and (C) become change from interested persons.
operative for 30 days from the date on proposed rule change between the
which it was filed, or such shorter time Commission and any person, other than I. Self-Regulatory Organization’s
as the Commission may designate, it has those that may be withheld from the Statement of the Terms of Substance of
become effective pursuant to Section public in accordance with the the Proposed Rule Change
19(b)(3)(A) of the Act 11 and paragraph provisions of 5 U.S.C. 552, will be
(f)(6) of Rule 19b–4 thereunder.12 available for Web site viewing and ISE Gemini proposes to designate all
At any time within 60 days of the printing in the Commission’s Public members that function as Primary
filing of the proposed rule change, the Market Makers (‘‘PMMs’’) as necessary
Reference Room, 100 F Street NE.,
Commission summarily may for the maintenance of a fair and orderly
Washington, DC 20549 on official
temporarily suspend such rule change if market should business continuity and
business days between the hours of
it appears to the Commission that such disaster recovery plans (collectively
10:00 a.m. and 3:00 p.m. Copies of such ‘‘DR Plans’’) be activated, and proposes
action is: (1) Necessary or appropriate in filing also will be available for
the public interest; (2) for the protection to require PMMs to participate in
inspection and copying at the principal scheduled functional and performance
of investors; or (3) otherwise in office of the Exchange. All comments
furtherance of the purposes of the Act. testing of the operation of such DR Plans
received will be posted without change; by amending Rule 803, Obligations of
If the Commission takes such action, the
the Commission does not edit personal Market Makers. The Exchange notes that
Commission shall institute proceedings
identifying information from ISE Rule 1903 v 3 Order Routing to
to determine whether the proposed rule
should be approved or disapproved. submissions. You should submit only Other Exchanges, which is incorporated
information that you wish to make by reference into ISE Gemini’s rulebook,
IV. Solicitation of Comments available publicly. All submissions designates members that function as
Interested persons are invited to should refer to File Number SR–EDGA– Linkage Handlers as necessary for the
submit written data, views, and 2015–41, and should be submitted on or maintenance of a fair and orderly
arguments concerning the foregoing, before November 30, 2015. market should DR Plans be activated
including whether the proposed rule For the Commission, by the Division of
and requires Linkage Handlers to
change is consistent with the Act. Trading and Markets, pursuant to delegated
participate in scheduled functional and
Comments may be submitted by any of authority.13 performance testing of the operation of
the following methods: such DR Plans. The text of the proposed
Brent J. Fields,
rule change is available on the
Electronic Comments Secretary. Exchange’s Web site at www.ise.com, at
• Use the Commission’s Internet [FR Doc. 2015–28401 Filed 11–6–15; 8:45 am] the principal office of the Exchange, and
comment form (http://www.sec.gov/ BILLING CODE 8011–01–P at the Commission’s Public Reference
rules/sro.shtml); or Room.
srobinson on DSK5SPTVN1PROD with NOTICES
11 15 1 15 U.S.C. 78s(b)(1).
U.S.C. 78s(b)(3)(A).
12 17 2 17 CFR 240.19b–4.
CFR 240.19b–4(f)(6). As required under Rule
19b–4(f)(6)(iii), the Exchange provided the 3 This rule is being amended by SR–ISE–2015–35
Commission with written notice of its intent to file to designate Linkage Handlers as necessary for the
the proposed rule change, along with a brief maintenance of a fair and orderly market should the
description and the text of the proposed rule Exchange’s DR Plans activate, and require Linkage
change, at least five business days prior to the date Handlers to participate in scheduled functional and
of filing of the proposed rule change, or such performance testing of the operation of such DR
shorter time as designated by the Commission. 13 17 CFR 200.30–3(a)(12). Plans.
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![69268 Federal Register / Vol. 80, No. 216 / Monday, November 9, 2015 / Notices
rules and regulations thereunder that C. Self-Regulatory Organization's Paper Comments
are applicable to a national securities Statement on Comments on the • Send paper comments in triplicate
exchange, and, in particular, with the Proposed Rule Change Received From to Brent J. Fields, Secretary, Securities
requirements of section 6(b) of the Members, Participants or Others and Exchange Commission, 100 F Street
Act.12 In particular, the proposal is NE., Washington, DC 20549–1090.
The Exchange has neither solicited
consistent with section 6(b)(5) of the
nor received written comments on this All submissions should refer to File
Act,13 because it is designed to promote
proposed rule change. The Exchange Number SR–ISEGemini–2015–23. This
just and equitable principles of trade,
has not received any written comments file number should be included on the
remove impediments to and perfect the
from members or other interested subject line if email is used. To help the
mechanisms of a free and open market
parties. Commission process and review your
and a national market system and, in
comments more efficiently, please use
general, to protect investors and the III. Date of Effectiveness of the
public interest. only one method. The Commission will
Proposed Rule Change and Timing for
The Exchange believes the proposed post all comments on the Commissions
Commission Action
rule is consistent with the Exchange Act Internet Web site (http://www.sec.gov/
because it complies with Regulation Because the foregoing proposed rule rules/sro.shtml). Copies of the
SCI’s requirements. ISE Gemini’s Rule change does not significantly affect the submission, all subsequent
803, and ISE Rule 1903, which is protection of investors or the public amendments, all written statements
incorporated by reference, designate interest, does not impose any significant with respect to the proposed rule
members they determine are necessary burden on competition, and, by its change that are filed with the
for the maintenance of a fair and orderly terms, does not become operative for 30 Commission, and all written
market if the Exchange’s DR Plans are days from the date on which it was communications relating to the
activated and mandate participation by filed, or such shorter time as the proposed rule change between the
designated members in scheduled Commission may designate, it has Commission and any person, other than
functional and performance testing of become effective pursuant to section those that may be withheld from the
the DR Plans at least once every 12 19(b)(3)(A) of the Act 14 and Rule 19b– public in accordance with the
months. 4(f)(6) thereunder.15 The Exchange provisions of 5 U.S.C. 552, will be
The Exchange further believes the provided the Commission with written available for Web site viewing and
proposed rule change is consistent with notice of its intent to file the proposed printing in the Commission’s Public
the protection of investors and the rule change, along with a brief Reference Room. Copies of such filing
public interest because ISE Gemini has description and text of the proposed also will be available for inspection and
designated PMMs, which maintain a fair rule change, at least five business days copying at the principal office of ISE
and orderly market by making markets prior to the date of filing the proposed Gemini. All comments received will be
that are honored, competing with other rule change, or such shorter time as posted without change; the Commission
market makers to improve the market, designated by the Commission, as does not edit personal identifying
updating market quotations, and pricing required by Rule 19b–4(f)(6). information from submissions. You
option contracts fairly. Similarly, ISE At any time within 60 days of the should submit only information that
Gemini has incorporated by reference filing of such proposed rule change, the you wish to make available publicly. All
the designation of Linkage Handlers, Commission summarily may submissions should refer to File
which route certain orders to other temporarily suspend such rule change if Number SR–ISEGemini–2015–23 and
exchanges when ISE Gemini is not at it appears to the Commission that such should be submitted by November 30,
the NBBO. This provides investors with action is necessary or appropriate in the 2015.
the best price available across exchanges public interest, for the protection of For the Commission, by the Division of
for their orders. Further, the proposed investors, or otherwise in furtherance of Trading and Markets, pursuant to delegated
rule is consistent with the protection of the purposes of the Act. If the authority.16
investors and the public interest Commission takes such action, the Brent J. Fields,
because, as proposed and incorporated Commission shall institute proceedings Secretary.
by reference, these designated members to determine whether the proposed rule [FR Doc. 2015–28403 Filed 11–6–15; 8:45 am]
are required to participate in functional should be approved or disapproved.
BILLING CODE 8011–01–P
and performance testing of the DR IV. Solicitation of Comments
Plans. As a result, if the DR Plans are
activated, the designated members and Interested persons are invited to
submit written data, views, and SMALL BUSINESS ADMINISTRATION
their systems will be prepared to handle
a potential SCI event and ensure that arguments concerning the foregoing, [Disaster Declaration #14530 and #14531]
investors can continue to trade during including whether the proposed rule
the event. change is consistent with the Act. Virginia Disaster #VA–00058
Comments may be submitted by any of AGENCY: U.S. Small Business
B. Self-Regulatory Organization's the following methods:
Statement on Burden on Competition Administration.
Electronic Comments ACTION: Notice.
This proposed rule change does not
impose any burden on competition that • Use the Commission’s Internet SUMMARY: This is a notice of an
comment form http://www.sec.gov/
srobinson on DSK5SPTVN1PROD with NOTICES
is not necessary or appropriate in Administrative declaration of a disaster
furtherance of the purposes of the rules/sro.shtml); or for the Commonwealth of VIRGINIA
Exchange Act because ISE Gemini is • Send an Email to rule-comments@ dated 11/02/2015.
implementing the requirements of sec.gov. Please include File No. SR– Incident: Severe Storms and Flooding.
Regulation SCI. ISEGemini–2015–23 on the subject line. Incident Period: 09/29/2015 through
10/03/2015.
12 15 U.S.C. 78f(b). 14 15 U.S.C. 78s(b)(3)(A).
13 15 U.S.C. 78f(b)(5). 15 17 CFR 240.19b–4(f)(6). 16 17 CFR 200.30–3(a)(12).
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Document Created: 2015-12-14 15:05:34
Document Modified: 2015-12-14 15:05:34
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 80 FR 69266 |
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