80 FR 76332 - Investment Advisers Act of 1940, Release No. 4285/December 2, 2015; Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 235 (December 8, 2015)

[Federal Register Volume 80, Number 235 (Tuesday, December 8, 2015)]
[Notices]
[Pages 76332-76333]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-30838]


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SECURITIES AND EXCHANGE COMMISSION


Investment Advisers Act of 1940, Release No. 4285/December 2, 
2015; Notice of Intention To Cancel Registrations of Certain Investment 
Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 
1940

    Notice is given that the Securities and Exchange Commission (the 
``Commission'') intends to issue an order or orders, pursuant to 
Section 203(h) of the Investment Advisers Act of 1940 (the ``Act''), 
cancelling the registrations of the investment advisers whose names 
appear in the attached Appendix, hereinafter referred to as the 
registrants.
    Section 203(h) of the Act provides, in pertinent part, that if the 
Commission finds that any person registered under Section 203, or who 
has pending an application for registration filed under that section, 
is no longer in existence, is not engaged in business as an investment 
adviser, or is prohibited from registering as an investment adviser 
under section 203A, the Commission shall by order, cancel the 
registration of such person.
    The registrants listed in the Appendix either have not filed a Form 
ADV amendment with the Commission as required by rule 204-1 under the 
Act and appear to be no longer in business as investment advisers, or 
have indicated on Form ADV that they are no longer eligible to remain 
registered with the Commission as investment advisers but have not 
filed Form ADV-W to withdraw their registration. Accordingly, the 
Commission believes that reasonable grounds exist for a finding that 
these registrants are no longer in existence, are not engaged in 
business as investment advisers, or are prohibited from registering as 
investment advisers under section 203A of the Act, and that their 
registrations should be cancelled pursuant to section 203(h) of the 
Act.
    Notice is also given that any interested person may, by Monday, 
December 28, 2015, at 5:30 p.m., submit to the Commission in writing a 
request for a hearing on the cancellation of a registrant, accompanied 
by a statement as to the nature of the writer's interest, the reason 
for such request, and the issues, if any, of fact or law proposed to be 
controverted, and the writer may request to be notified if the 
Commission should order a hearing thereon. Any such communication 
should be addressed: Secretary, Securities and Exchange Commission, 
Washington, DC 20549.
    At any time after Monday, December 28, 2015, the Commission may 
issue an order or orders cancelling the registrations of any or all of 
the registrants listed in the Appendix, upon the basis of the 
information stated above, unless an order or orders for a hearing on 
the cancellation shall be issued upon request or upon the Commission's 
own motion. Persons who requested a hearing, or to be advised as to 
whether a hearing is ordered, will receive any notices and orders 
issued in this matter, including the date of the hearing (if ordered) 
and any postponements thereof. Any adviser whose registration is 
cancelled under delegated authority may appeal that decision directly 
to the Commission in accordance with rules 430 and 431 of the 
Commission's rules of practice (17 CFR 201.430 and 431).
    For further information contact: Jamie Lynn Walter, Senior Counsel 
at 202-551-6999 (Division of Investment Management, Office of 
Investment Adviser Regulation).

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.\1\
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    \1\ 17 CFR 200.30-5(e)(2).
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Robert W. Errett,
Deputy Secretary.

                                Appendix
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801-72059.........................  SOLOMON HENDRIX & CO.
801-9488..........................  MAURY WADE & COMPANY.
801-71810.........................  BISHOP ASSET MANAGEMENT, LLC.
801-69144.........................  SAFE HAVEN ADVISORS, INC
801-70781.........................  WANGER OMNIWEALTH, LLC.
801-70401.........................  MIDWEST MORTGAGE ANALYTICS.
801-70533.........................  ALPHAMETRIX, LLC.
801-71189.........................  MORGAN FINCH, LLC.

[[Page 76333]]

 
801-77520.........................  ACCESS STRATEGIC ADVISORY GROUP,
                                     LLC.
801-66662.........................  ARNOTT CAPITAL PTY LTD.
801-71208.........................  KPDN INC.
801-69648.........................  FUTURE VALUE CONSULTANTS LIMITED.
801-65517.........................  FGS CAPITAL LLP.
801-71188.........................  CENTINELA CAPITAL PARTNERS, LLC.
801-72117.........................  MAP ALTERNATIVE ASSET MANAGEMENT
                                     COMPANY, LLC.
801-69898.........................  INSIGHT ONSITE STRATEGIC MANAGEMENT
                                     LLC.
801-10966.........................  GARY EUGENE GIBBONS DBA THE
                                     COLERIDGE GROUP.
801-77747.........................  NEW SOURCE MEDIA ADVISOR, LLC.
801-70916.........................  CMA ADVISORY GROUP, LLC.
801-78409.........................  CASICO, LLC.
801-78848.........................  RCG PARTNERS.
801-72000.........................  STAMBOULI MANAGEMENT CORP.
801-71089.........................  OPTIMIZE CAPITAL.
801-71439.........................  BATTENKILL CAPITAL MANAGEMENT, INC.
801-78049.........................  EXCALIBUR MANAGEMENT, LLC.
801-61973.........................  MEDITRON ASSET MANAGEMENT, LLC.
801-77143.........................  CAMELOT ACQUISITION SECONDARY
                                     OPPORTUNITIES MANAGEMENT, LLC.
801-63963.........................  HARPER ASSOCIATES, LLC.
801-28490.........................  FX CONCEPTS, LLC.
801-76567.........................  CUSTOM FINANCIAL SERVICES, LLC.
801-8984..........................  VALLEY FORGE MANAGEMENT CORP.
801-70460.........................  PAUL-ELLIS INVESTMENT ASSOCIATES.
801-77931.........................  YORKSHIRE CAPITAL MANAGEMENT LLC.
801-77496.........................  WILLIAMS CAPITAL STRATEGIES LLC.
801-72743.........................  NICHOLS CONSULTING.
801-62524.........................  PURCELL ADVISORY SERVICES, LLC.
801-76636.........................  PETROFF INSTITUTIONAL.
801-72299.........................  VASQUEZ & CO.
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[FR Doc. 2015-30838 Filed 12-7-15; 8:45 am]
 BILLING CODE 8011-01-P