80_FR_8695 80 FR 8663 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Guidance on Consultation Procedures: Foods Derived From New Plant Varieties

80 FR 8663 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Guidance on Consultation Procedures: Foods Derived From New Plant Varieties

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 32 (February 18, 2015)

Page Range8663-8664
FR Document2015-03207

The Food and Drug Administration (FDA) is announcing that a proposed collection of information has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995.

Federal Register, Volume 80 Issue 32 (Wednesday, February 18, 2015)
[Federal Register Volume 80, Number 32 (Wednesday, February 18, 2015)]
[Notices]
[Pages 8663-8664]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-03207]



[[Page 8663]]

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2010-D-0073]


Agency Information Collection Activities; Submission for Office 
of Management and Budget Review; Comment Request; Guidance on 
Consultation Procedures: Foods Derived From New Plant Varieties

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing that a 
proposed collection of information has been submitted to the Office of 
Management and Budget (OMB) for review and clearance under the 
Paperwork Reduction Act of 1995.

DATES: Fax written comments on the collection of information by March 
20, 2015.

ADDRESSES: To ensure that comments on the information collection are 
received, OMB recommends that written comments be faxed to the Office 
of Information and Regulatory Affairs, OMB, Attn: FDA Desk Officer, 
FAX: 202-395-7285, or emailed to oira_submission@omb.eop.gov. All 
comments should be identified with the OMB control number 0910-0704. 
Also include the FDA docket number found in brackets in the heading of 
this document.

FOR FURTHER INFORMATION CONTACT: FDA PRA Staff, Office of Operations, 
Food and Drug Administration, 8455 Colesville Rd., COLE-14526, Silver 
Spring, MD 20993-0002, PRAStaff@fda.hhs.gov.

SUPPLEMENTARY INFORMATION: In compliance with 44 U.S.C. 3507, FDA has 
submitted the following proposed collection of information to OMB for 
review and clearance.

Guidance on Consultation Procedures: Foods Derived From New Plant 
Varieties--(OMB Control No. 0910-0704)--(Extension)

    Since 1992, when FDA issued its ``Statement of Policy: Foods 
Derived from New Plant Varieties'' (the 1992 policy) (57 FR 22984, May 
29, 1992), FDA has encouraged developers of new plant varieties, 
including those varieties that are developed through biotechnology, to 
consult with FDA during the plant development process to discuss 
possible scientific and regulatory issues that might arise. In the 1992 
policy, FDA explained that, under the Federal Food, Drug, and Cosmetic 
Act (the FD&C Act), developers of new foods (in this document food 
refers to both human food and animal feed) have a responsibility to 
ensure that the foods they offer to consumers are safe and are in 
compliance with all requirements of the FD&C Act (57 FR 22984 at 
22985).
    FDA recommends that producers who use biotechnology in the 
manufacture or development of foods and food ingredients work 
cooperatively with FDA to ensure that products derived through 
biotechnology are safe and comply with all applicable legal 
requirements, and has instituted a voluntary consultation process with 
industry. To facilitate this process the Agency has issued a guidance 
entitled, ``Guidance on Consultation Procedures: Foods From New Plant 
Varieties,'' which is available on FDA's Web site at http://www.fda.gov/FoodGuidances. The guidance describes FDA's consultation 
process for the evaluation of information on new plant varieties 
provided by developers. The Agency believes this consultation process 
will help ensure that human food and animal feed safety issues or other 
regulatory issues (e.g. labeling) are resolved prior to commercial 
distribution. Additionally, such communication will help to ensure that 
any potential food safety issues regarding a new plant variety are 
resolved during development, and will help to ensure that all market 
entry decisions by the industry are made consistently and in full 
compliance with the standards of the FD&C Act.
    Description of Respondents: Respondents to this collection of 
information include developers of new plant varieties intended for food 
use.
    In the Federal Register of December 11, 2014 (79 FR 73590), FDA 
published a 60-day notice requesting public comment on the proposed 
collection of information. One comment was received; however, it was 
not responsive to the information collection topics solicited in the 
notice and is not, therefore, addressed in this document.
    FDA estimates the burden of this collection as follows:

                                                     Table 1--Estimated Annual Reporting Burden \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                             Number of
                 Activity                           FDA Form No.             Number of     responses per   Total annual   Average burden    Total hours
                                                                            respondents     respondent       responses     per response
--------------------------------------------------------------------------------------------------------------------------------------------------------
Initial consultation......................  None........................              20               2              40               4             160
Final consultation........................  FDA 3665....................              12               1              12             150           1,800
                                                                         -------------------------------------------------------------------------------
    Total.................................  ............................  ..............  ..............  ..............  ..............           1,960
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of information.

Initial Consultations

    Initial consultations are generally a one-time burden, although a 
developer might return more than once to discuss additional issues 
before submitting a final consultation. As noted in the guidance, FDA 
encourages developers to consult early in the development phase of 
their products, and as often as necessary. Historically, firms 
developing a new bioengineered plant variety intended for food use have 
generally initiated consultation with FDA early in the process of 
developing such a variety, even though there is no legal obligation for 
such consultation. These consultations have served to make FDA aware of 
foods and food ingredients before these products are distributed 
commercially, and have provided FDA with the information necessary to 
address any potential questions regarding the safety, labeling, or 
regulatory status of the food or food ingredient. As such, these 
consultations have provided assistance to both industry and the Agency 
in exercising their mutual responsibilities under the FD&C Act.
    FDA estimates that its Center for Veterinary Medicine and its 
Center for Food Safety and Applied Nutrition jointly received an 
average of 40 initial consultations per year in the last 3 years via 
telephone, email, or written letter. Based on this information, we 
expect to receive no more than 40 annually in the next 3 years.

[[Page 8664]]

Final Consultations

    Final consultations are a one-time burden. At some stage in the 
process of research and development, a developer will have accumulated 
the information that the developer believes is adequate to ensure that 
food derived from the new plant variety is safe and that it 
demonstrates compliance with the relevant provisions of the FD&C Act. 
The developer will then be in a position to conclude any ongoing 
consultation with FDA. The developer submits to FDA a summary of the 
safety and nutritional assessment that has been conducted about the 
bioengineered food that is intended to be introduced into commercial 
distribution. FDA evaluates the submission to ensure that all potential 
safety and regulatory questions have been addressed. FDA has developed 
a form that prompts a developer to include certain elements in the 
final consultation in a standard format: Form FDA 3665, entitled, 
``Final Consultation for Food Derived From a New Plant Variety 
(Biotechnology Final Consultation).'' The form, and elements that would 
be prepared as attachments to the form, can be submitted in electronic 
format.
    Upon implementation of the collection, FDA contacted five firms 
that had made one or more biotechnology consultation submissions. We 
asked each of these firms for an estimate of the hourly burden to 
prepare a submission under the voluntary biotechnology consultation 
process. Based on information provided by the three firms who 
responded, we estimate the average time to prepare a submission for 
final consultation to be 150 hours.

    Dated: February 11, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-03207 Filed 2-17-15; 8:45 am]
BILLING CODE 4164-01-P



                                                                                 Federal Register / Vol. 80, No. 32 / Wednesday, February 18, 2015 / Notices                                                                                                 8663

                                                DEPARTMENT OF HEALTH AND                                                and Drug Administration, 8455                                                requirements, and has instituted a
                                                HUMAN SERVICES                                                          Colesville Rd., COLE–14526, Silver                                           voluntary consultation process with
                                                                                                                        Spring, MD 20993–0002, PRAStaff@                                             industry. To facilitate this process the
                                                Food and Drug Administration                                            fda.hhs.gov.                                                                 Agency has issued a guidance entitled,
                                                [Docket No. FDA–2010–D–0073]                                                                                                                         ‘‘Guidance on Consultation Procedures:
                                                                                                                        SUPPLEMENTARY INFORMATION:    In
                                                                                                                                                                                                     Foods From New Plant Varieties,’’
                                                                                                                        compliance with 44 U.S.C. 3507, FDA
                                                Agency Information Collection                                                                                                                        which is available on FDA’s Web site at
                                                                                                                        has submitted the following proposed
                                                Activities; Submission for Office of                                                                                                                 http://www.fda.gov/FoodGuidances.
                                                                                                                        collection of information to OMB for
                                                Management and Budget Review;                                                                                                                        The guidance describes FDA’s
                                                                                                                        review and clearance.
                                                Comment Request; Guidance on                                                                                                                         consultation process for the evaluation
                                                Consultation Procedures: Foods                                          Guidance on Consultation Procedures:                                         of information on new plant varieties
                                                Derived From New Plant Varieties                                        Foods Derived From New Plant                                                 provided by developers. The Agency
                                                                                                                        Varieties—(OMB Control No. 0910–                                             believes this consultation process will
                                                AGENCY:      Food and Drug Administration,                                                                                                           help ensure that human food and
                                                                                                                        0704)—(Extension)
                                                HHS.                                                                                                                                                 animal feed safety issues or other
                                                ACTION:    Notice.                                                         Since 1992, when FDA issued its                                           regulatory issues (e.g. labeling) are
                                                                                                                        ‘‘Statement of Policy: Foods Derived                                         resolved prior to commercial
                                                SUMMARY:   The Food and Drug                                            from New Plant Varieties’’ (the 1992
                                                Administration (FDA) is announcing                                                                                                                   distribution. Additionally, such
                                                                                                                        policy) (57 FR 22984, May 29, 1992),                                         communication will help to ensure that
                                                that a proposed collection of                                           FDA has encouraged developers of new
                                                information has been submitted to the                                                                                                                any potential food safety issues
                                                                                                                        plant varieties, including those varieties                                   regarding a new plant variety are
                                                Office of Management and Budget                                         that are developed through
                                                (OMB) for review and clearance under                                                                                                                 resolved during development, and will
                                                                                                                        biotechnology, to consult with FDA                                           help to ensure that all market entry
                                                the Paperwork Reduction Act of 1995.                                    during the plant development process to
                                                DATES: Fax written comments on the                                                                                                                   decisions by the industry are made
                                                                                                                        discuss possible scientific and                                              consistently and in full compliance with
                                                collection of information by March 20,                                  regulatory issues that might arise. In the
                                                2015.                                                                                                                                                the standards of the FD&C Act.
                                                                                                                        1992 policy, FDA explained that, under
                                                ADDRESSES: To ensure that comments on                                   the Federal Food, Drug, and Cosmetic                                            Description of Respondents:
                                                the information collection are received,                                Act (the FD&C Act), developers of new                                        Respondents to this collection of
                                                OMB recommends that written                                             foods (in this document food refers to                                       information include developers of new
                                                comments be faxed to the Office of                                      both human food and animal feed) have                                        plant varieties intended for food use.
                                                Information and Regulatory Affairs,                                     a responsibility to ensure that the foods                                       In the Federal Register of December
                                                OMB, Attn: FDA Desk Officer, FAX:                                       they offer to consumers are safe and are                                     11, 2014 (79 FR 73590), FDA published
                                                202–395–7285, or emailed to oira_                                       in compliance with all requirements of                                       a 60-day notice requesting public
                                                submission@omb.eop.gov. All                                             the FD&C Act (57 FR 22984 at 22985).                                         comment on the proposed collection of
                                                comments should be identified with the                                     FDA recommends that producers who                                         information. One comment was
                                                OMB control number 0910–0704. Also                                      use biotechnology in the manufacture or                                      received; however, it was not responsive
                                                include the FDA docket number found                                     development of foods and food                                                to the information collection topics
                                                in brackets in the heading of this                                      ingredients work cooperatively with                                          solicited in the notice and is not,
                                                document.                                                               FDA to ensure that products derived                                          therefore, addressed in this document.
                                                FOR FURTHER INFORMATION CONTACT: FDA                                    through biotechnology are safe and                                              FDA estimates the burden of this
                                                PRA Staff, Office of Operations, Food                                   comply with all applicable legal                                             collection as follows:

                                                                                                           TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1
                                                                                                                                                                        Number of                                                Average
                                                                                                                                             Number of                                            Total annual
                                                              Activity                               FDA Form No.                                                     responses per                                            burden per              Total hours
                                                                                                                                            respondents                                            responses
                                                                                                                                                                        respondent                                              response

                                                Initial consultation ...............       None ...................................                            20                           2                        40                         4               160
                                                Final consultation ................        FDA 3665 ...........................                                12                           1                        12                       150             1,800

                                                     Total .............................   .............................................   ........................   ........................   ........................   ........................          1,960
                                                   1 There   are no capital costs or operating and maintenance costs associated with this collection of information.


                                                Initial Consultations                                                   FDA early in the process of developing                                       industry and the Agency in exercising
                                                                                                                        such a variety, even though there is no                                      their mutual responsibilities under the
                                                   Initial consultations are generally a                                legal obligation for such consultation.                                      FD&C Act.
                                                one-time burden, although a developer
                                                                                                                        These consultations have served to                                             FDA estimates that its Center for
                                                might return more than once to discuss
                                                                                                                        make FDA aware of foods and food                                             Veterinary Medicine and its Center for
                                                additional issues before submitting a
                                                                                                                        ingredients before these products are
emcdonald on DSK67QTVN1PROD with NOTICES




                                                final consultation. As noted in the                                                                                                                  Food Safety and Applied Nutrition
                                                guidance, FDA encourages developers to                                  distributed commercially, and have                                           jointly received an average of 40 initial
                                                consult early in the development phase                                  provided FDA with the information                                            consultations per year in the last 3 years
                                                of their products, and as often as                                      necessary to address any potential                                           via telephone, email, or written letter.
                                                necessary. Historically, firms                                          questions regarding the safety, labeling,                                    Based on this information, we expect to
                                                developing a new bioengineered plant                                    or regulatory status of the food or food                                     receive no more than 40 annually in the
                                                variety intended for food use have                                      ingredient. As such, these consultations                                     next 3 years.
                                                generally initiated consultation with                                   have provided assistance to both


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                                                8664                      Federal Register / Vol. 80, No. 32 / Wednesday, February 18, 2015 / Notices

                                                Final Consultations                                     food or offering such articles for                    importers for which she handled the
                                                  Final consultations are a one-time                    importation into the United States. FDA               process of importing, and coordinating
                                                burden. At some stage in the process of                 bases this order on a finding that Ms.                with brokers to enter and bring in,
                                                research and development, a developer                   Lin was convicted, as defined in the                  Chinese-origin honey into the United
                                                will have accumulated the information                   FD&C Act, of three felony counts under                States.
                                                                                                        Federal law for conduct relating to the                  On or about December 13, 2009, Ms.
                                                that the developer believes is adequate
                                                                                                        importation into the United States of an              Lin entered and introduced Chinese-
                                                to ensure that food derived from the
                                                                                                        article of food. Ms. Lin was given notice             origin honey into the United States by
                                                new plant variety is safe and that it
                                                                                                        of the proposed debarment and an                      means of a false and fraudulent practice,
                                                demonstrates compliance with the
                                                                                                        opportunity to request a hearing within               false statement, and fraudulent and false
                                                relevant provisions of the FD&C Act.
                                                                                                        the timeframe prescribed by regulation.               papers, including Bureau of Customs
                                                The developer will then be in a position
                                                                                                        As of August 29, 2014 (30 days after                  and Border Protection (CBP) forms that
                                                to conclude any ongoing consultation
                                                                                                        receipt of the notice), Ms. Lin had not               falsely declared that approximately four
                                                with FDA. The developer submits to
                                                                                                        responded. Ms. Lin’s failure to respond               container loads of Chinese-origin honey
                                                FDA a summary of the safety and                                                                               with a declared value upon entry of
                                                nutritional assessment that has been                    constitutes a waiver of her right to a
                                                                                                        hearing concerning this action.                       approximately $92,822 was Chinese
                                                conducted about the bioengineered food                                                                        honey syrup. By so doing, Ms. Lin
                                                that is intended to be introduced into                  DATES: This order is effective February
                                                                                                        18, 2015.                                             caused losses to the United States of
                                                commercial distribution. FDA evaluates                                                                        approximately $205,141 in uncollected
                                                the submission to ensure that all                       ADDRESSES: Submit applications for
                                                                                                                                                              anti-dumping duties and honey
                                                potential safety and regulatory questions               termination of debarment to the
                                                                                                                                                              assessment fees, when in fact she knew
                                                have been addressed. FDA has                            Division of Dockets Management (HFA–
                                                                                                                                                              the product was Chinese honey. This
                                                developed a form that prompts a                         305), Food and Drug Administration,
                                                                                                                                                              was in violation of 18 U.S.C. 542.
                                                developer to include certain elements in                5630 Fishers Lane, Rm. 1061, Rockville,                  On or about December 13, 2009, Ms.
                                                the final consultation in a standard                    MD 20852.                                             Lin entered and introduced Chinese-
                                                format: Form FDA 3665, entitled, ‘‘Final                FOR FURTHER INFORMATION CONTACT:                      origin honey into the United States by
                                                Consultation for Food Derived From a                    Kenny Shade, Division Of Enforcement,                 means of a false and fraudulent practice,
                                                New Plant Variety (Biotechnology Final                  Office of Enforcement and Import                      false statement, and fraudulent and false
                                                Consultation).’’ The form, and elements                 Operations, Office of Regulatory Affairs,             papers, including CBP forms that falsely
                                                that would be prepared as attachments                   Food and Drug Administration, 12420                   declared that approximately three
                                                to the form, can be submitted in                        Parklawn Dr. (ELEM4144), Rockville,                   container loads of Chinese-origin honey
                                                electronic format.                                      MD 20857, 301–796–4640.                               with a declared value upon entry of
                                                  Upon implementation of the                            SUPPLEMENTARY INFORMATION:                            approximately $69,617 was Chinese
                                                collection, FDA contacted five firms that                                                                     honey syrup. By so doing, Ms. Lin
                                                had made one or more biotechnology                      I. Background
                                                                                                                                                              caused losses to the United States of
                                                consultation submissions. We asked                         Section 306(b)(1)(C) of the FD&C Act               approximately $153,855 in uncollected
                                                each of these firms for an estimate of the              (21 U.S.C. 335a(b)(1)(C)) permits FDA to              anti-dumping duties and honey
                                                hourly burden to prepare a submission                   debar an individual from importing an                 assessment fees, when in fact she knew
                                                under the voluntary biotechnology                       article of food or offering such an article           the product was Chinese honey. This
                                                consultation process. Based on                          for import into the United States if FDA              was in violation of 18 U.S.C. 542.
                                                information provided by the three firms                 finds, as required by section                            On or about December 13, 2009, Ms.
                                                who responded, we estimate the average                  306(b)(3)(A) of the FD&C Act, that the                Lin entered and introduced Chinese-
                                                time to prepare a submission for final                  individual has been convicted of a                    origin honey into the United States by
                                                consultation to be 150 hours.                           felony for conduct relating to the                    means of a false and fraudulent practice,
                                                  Dated: February 11, 2015.                             importation into the United States of                 false statement, and fraudulent and false
                                                Leslie Kux,                                             any food.                                             papers, including CPB forms that falsely
                                                                                                           On September 30, 2013, Ms. Lin was                 declared that approximately three
                                                Associate Commissioner for Policy.
                                                                                                        convicted, as defined in section                      container loads of Chinese-origin honey
                                                [FR Doc. 2015–03207 Filed 2–17–15; 8:45 am]
                                                                                                        306(l)(1)(B) of the FD&C Act, when the                with a declared value upon entry of
                                                BILLING CODE 4164–01–P                                  U.S. District Court for the Northern                  approximately $69,617 was Chinese
                                                                                                        District of Illinois accepted her plea of             honey syrup. By so doing, Ms. Lin
                                                                                                        guilty and entered judgment against her               caused losses to the United States of
                                                DEPARTMENT OF HEALTH AND
                                                                                                        for the following offense: Three counts               approximately $153,855 in uncollected
                                                HUMAN SERVICES
                                                                                                        of entry of goods into the United States              anti-dumping duties and honey
                                                Food and Drug Administration                            by means of false statements, in                      assessment fees, when in fact she knew
                                                                                                        violation of 18 U.S.C. 542.                           the product was Chinese honey. This
                                                [Docket No. FDA–2013–N–1484]                               FDA’s finding that debarment is                    was in violation of 18 U.S.C. 542.
                                                                                                        appropriate is based on the felony                       Ms. Lin admitted that between 2009
                                                Hung Yi Lin; Debarment Order                            convictions referenced herein. The                    and 2012, she caused up to 764
                                                AGENCY:    Food and Drug Administration,                factual basis for these convictions is as             shipping containers of Chinese-origin
                                                HHS.                                                    follows: Ms. Lin owned and operated                   honey valued at approximately
emcdonald on DSK67QTVN1PROD with NOTICES




                                                ACTION:   Notice.                                       KBB Express Inc., a freight forwarding                $11,489,306 to be fraudulently imported
                                                                                                        company located in South El Monte, CA                 and entered into the United States,
                                                SUMMARY:   The Food and Drug                            that provided nationwide                              thereby causing losses to the United
                                                Administration (FDA or Agency) is                       transportation, delivery, and other                   States of as much as $39,203,144
                                                issuing an order under the Federal                      logistical services for imported and                  through her fraudulent practices.
                                                Food, Drug, and Cosmetic Act (FD&C                      entered merchandise, including                           As a result of her conviction, on July
                                                Act) debarring Hung Yi Lin for a period                 Chinese-origin honey. Ms. Lin also                    25, 2014, FDA sent Ms. Lin a notice by
                                                of 12 years from importing articles of                  served as the U.S. agent for at least 12              certified mail proposing to debar her for


                                           VerDate Sep<11>2014   19:32 Feb 17, 2015   Jkt 235001   PO 00000   Frm 00076   Fmt 4703   Sfmt 4703   E:\FR\FM\18FEN1.SGM   18FEN1



Document Created: 2018-02-16 11:10:48
Document Modified: 2018-02-16 11:10:48
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesFax written comments on the collection of information by March 20, 2015.
ContactFDA PRA Staff, Office of Operations, Food and Drug Administration, 8455 Colesville Rd., COLE-14526, Silver Spring, MD 20993-0002, [email protected]
FR Citation80 FR 8663 

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