81_FR_10996 81 FR 10955 - Notice of Funding Opportunity for the Department of Transportation's Nationally Significant Freight and Highway Projects (FASTLANE Grants) for Fiscal Year 2016

81 FR 10955 - Notice of Funding Opportunity for the Department of Transportation's Nationally Significant Freight and Highway Projects (FASTLANE Grants) for Fiscal Year 2016

DEPARTMENT OF TRANSPORTATION
Office of the Secretary of Transportation

Federal Register Volume 81, Issue 41 (March 2, 2016)

Page Range10955-10964
FR Document2016-04610

The Fixing America's Surface Transportation Act (FAST Act) established the Nationally Significant Freight and Highway Projects (NSFHP) program to provide Federal financial assistance to projects of national or regional significance and authorized the program at $4.5 billion for fiscal years (FY) 2016 through 2020, including $800 million for FY 2016 to be awarded by the Secretary of Transportation. The Department will also refer to NSFHP grants as Fostering Advancements in Shipping and Transportation for the Long-term Achievement of National Efficiencies (FASTLANE) grants. The purpose of this notice is to solicit applications for FY 2016 grants for the NSFHP program. The Department also invites interested parties to submit comments about this notice's contents to public docket DOT-OST-2016-0022 by June 1, 2016.

Federal Register, Volume 81 Issue 41 (Wednesday, March 2, 2016)
[Federal Register Volume 81, Number 41 (Wednesday, March 2, 2016)]
[Notices]
[Pages 10955-10964]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-04610]


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DEPARTMENT OF TRANSPORTATION

Office of the Secretary of Transportation

[Docket No. DOT-OST-2016-0022]


Notice of Funding Opportunity for the Department of 
Transportation's Nationally Significant Freight and Highway Projects 
(FASTLANE Grants) for Fiscal Year 2016

AGENCY: Office of the Secretary of Transportation, DOT.

ACTION: Notice of funding opportunity.

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SUMMARY: The Fixing America's Surface Transportation Act (FAST Act) 
established the Nationally Significant Freight and Highway Projects 
(NSFHP) program to provide Federal financial assistance to projects of 
national or regional significance and authorized the program at $4.5 
billion for fiscal years (FY) 2016 through 2020, including $800 million 
for FY 2016 to be awarded by the Secretary of Transportation. The 
Department will also refer to NSFHP grants as Fostering Advancements in 
Shipping and Transportation for the Long-term Achievement of National 
Efficiencies (FASTLANE) grants. The purpose of this notice is to 
solicit applications for FY 2016 grants for the NSFHP program. The 
Department also invites interested parties to submit comments about 
this notice's contents to public docket DOT-OST-2016-0022 by June 1, 
2016.

DATES: Applications must be submitted by 8:00 p.m. EDT on April 14, 
2016. The Grants.gov ``Apply'' function will open by March 15, 2016.

ADDRESSES: Applications must be submitted through www.Grants.gov. Only 
applicants who comply with all submission requirements described in 
this notice and submit applications through www.Grants.gov will be 
eligible for award.

FOR FURTHER INFORMATION CONTACT: For further information concerning 
this notice, please contact the Office of the Secretary via email at 
[email protected]. For more information about highway projects,

[[Page 10956]]

please contact Crystal Jones at (202) 366-2976. For more information 
about maritime projects, please contact Robert Bouchard at (202) 366-
5076. For more information about rail projects, please contact Scott 
Greene at (202) 493-6408. For all other questions, please contact 
Howard Hill at (202) 366-0301. A TDD is available for individuals who 
are deaf or hard of hearing at 202-366-3993. Additionally, the 
Department will regularly post answers to questions and requests for 
clarifications as well as information about webinars for further 
guidance on DOT's Web site at www.transportation.gov/FASTLANEgrants.

SUPPLEMENTARY INFORMATION: This notice solicits applications for the 
NSFHP program for FY 2016. Each section of this notice contains 
information and instructions relevant to the application process for 
NSFHP grants, and the applicant should read this notice in its entirety 
to submit eligible and competitive applications.

Table of Contents

A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration Information
G. Federal Awarding Agency Contacts
H. Other Information

A. Program Description

    The Nationally Significant Freight and Highway Projects (NSFHP) 
program, as established by the Fixing America's Surface Transportation 
Act (FAST Act), Public Law 114-94, section 1105 (23 U.S.C. 117), will 
provide Federal financial assistance to freight and highway projects of 
national or regional significance. The Department will also refer to 
NSFHP grants as Fostering Advancements in Shipping and Transportation 
for the Long-term Achievement of National Efficiencies (FASTLANE) 
grants. The NSFHP program provides dedicated, discretionary funding for 
projects that address critical freight issues facing our nation's 
highways and bridges and for the first time in the U.S. Department of 
Transportation's 50-year history, establishes broad, multiyear 
eligibilities for freight infrastructure.
    To better adapt to population growth, compete in the global 
economy, and meet the needs of consumers and industry, the United 
States needs a strong multimodal transportation system. Beyond Traffic 
2045: Trends and Choices (Beyond Traffic),\1\ the Department's 30-year 
framework for the future, outlines changing local and global patterns, 
including population and employment growth in burgeoning megaregions 
and significant growth in freight movement by ton and value. The report 
affirms the need to address freight bottlenecks that severely constrain 
system performance and capacity. The Department's draft National 
Freight Strategic Plan,\2\ released in October 2015, further explores 
these challenges for freight transportation and identifies strategies 
to address impediments to the flow of goods throughout the nation.
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    \1\ https://www.transportation.gov/BeyondTraffic.
    \2\ https://www.transportation.gov/freight/NFSP.
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    The NSFHP program provides an opportunity to address nationally or 
regionally significant challenges across the nation's transportation 
system including improving the safety, efficiency, and reliability of 
the movement of freight and people; generating national or regional 
economic benefits and increasing the United States' global 
competitiveness; reducing highway congestion and bottlenecks; enabling 
more efficient intermodal connections; minimizing delays at 
international borders; improving inadequate first and last mile 
segments; modernizing port facilities to meet 21st Century demands, 
including connections between ports and their surface transportation 
systems; enhancing the resiliency of critical intermodal infrastructure 
and helping protect the environment; improving grade crossings; 
improving roadways vital to national energy security; and addressing 
the impact of population growth on the movement of people and freight. 
The program also offers resources to advance highway and bridge 
projects on the National Highway System, including those that improve 
mobility through added capacity on the Interstate or address needs in a 
national scenic area. Recognizing the interconnected and multimodal 
nature of the nation's transportation system, the Department will give 
additional consideration to nationally or regionally significant 
multimodal and multijurisdictional projects.
    The Department will prioritize projects that also enhance personal 
mobility and accessibility. Such projects include, but are not limited 
to, investments that better connect people to essential services such 
as employment centers, health care, schools and education facilities, 
healthy food, and recreation; remove physical barriers to access; 
strengthen communities through neighborhood redevelopment; mitigate the 
negative impacts of freight movement on communities; and support 
workforce development, particularly for disadvantaged groups, which 
include low-income groups, persons with visible and hidden 
disabilities, elderly individuals, and minority persons and 
populations. The Department may consider whether a project's design is 
likely to generate benefits for all users of the proposed project, 
including non-driving members of a community adjacent to or affected by 
the project.

B. Federal Award Information

    The FAST Act authorizes the NSFHP program at $4.5 billion for 
fiscal years (FY) 2016 through 2020, including $800 million \3\ for FY 
2016 to be awarded by DOT on a competitive basis to projects of 
national or regional significance that meet statutory requirements. 
NSFHP grants may be used for the construction, reconstruction, 
rehabilitation, acquisition of property (including land related to the 
project and improvements to the land), environmental mitigation, 
construction contingencies, equipment acquisition, and operational 
improvements directly related to system performance. NSFHP grants may 
also fund developmental phase activities, including planning, 
feasibility analysis, revenue forecasting, environmental review, 
preliminary engineering, design, and other preconstruction activities, 
provided the project meets statutory requirements.
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    \3\ Funds are subject to the overall Federal-aid highway 
obligation limitation, and funds in excess of the obligation 
limitation provided to the program are distributed to the States. 
While $800 million was authorized for FY 2016, only $759.2 million 
is available for award. For additional information see FAST Act 
Sec.  1102 (f) and the Transportation, Housing and Urban 
Development, and Related Agencies Appropriations Act, 2016, Public 
Law 114-113, div. L Sec.  120.
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    The Department will divide grants under the NSFHP program into 
large and small projects. (Refer to section C.3.ii.for a definition of 
large and small projects.) For large projects, the FAST Act specifies 
that NSFHP grants must be at least $25 million. For small projects, the 
grants must be at least $5 million. For both large and small projects, 
maximum NSFHP awards may not exceed 60 percent of future eligible 
project costs. Ten percent of available funds, approximately $76 
million in FY 2016, are reserved for small projects. Applicants are 
strongly encouraged to submit applications only for eligible award 
amounts.
    Pursuant to the FAST Act, not more than $500 million in aggregate 
of the $4.5 billion authorized for NSFHP

[[Page 10957]]

grants over fiscal years 2016 to 2020 may be used for grants to freight 
rail, water (including ports), or other freight intermodal projects 
that make significant improvements to freight movement on the National 
Highway Freight Network. Only the non-highway portion(s) of multimodal 
projects count toward the $500 million maximum. Improving freight 
movement on the National Highway Freight Network may include shifting 
freight transportation to other modes, thereby reducing congestion and 
bottlenecks on the National Highway Freight Network. The Federal share 
for projects that count toward the $500 million maximum may fund only 
elements of the project that provide public benefit. Grade crossing and 
grade separation projects do not count toward the $500 million maximum 
for freight rail, port, and intermodal projects.
    The FAST Act directs at least 25 percent of the funds provided for 
NSFHP grants, $190 million in FY 2016, are to be used for projects 
located in rural areas, as defined in Section C.3.iv. If the Department 
does not receive enough qualified applications to fully award the 25 
percent reserved for rural projects, the Department may use the excess 
funding for non-rural awards. DOT must consider geographic diversity 
among grant recipients, including the need for a balance in addressing 
the needs of urban and rural areas.
    The FAST Act allows an NSFHP grant recipient to use NSFHP funds 
granted to pay the subsidy and administrative costs necessary to 
receive credit assistance for the associated project under the 
Transportation Infrastructure Finance and Innovation Act of 1998 
(``TIFIA'') program.

C. Eligibility Information

    To be selected for an NSFHP grant, an applicant must be an Eligible 
Applicant and the project must be an Eligible Project that meets the 
Minimum Project Size Requirement.

1. Eligible Applicants

    Eligible applicants for NSFHP grants are (1) a State or group of 
States; (2) a metropolitan planning organization that serves an 
urbanized area (as defined by the Bureau of the Census) with a 
population of more than 200,000 individuals; (3) a unit of local 
government or group of local governments; (4) a political subdivision 
of a State or local government; (5) a special purpose district or 
public authority with a transportation function, including a port 
authority; (6) a Federal land management agency that applies jointly 
with a State or group of States; (7) a tribal government or a 
consortium of tribal governments; or (8) a multi-State or 
multijurisdictional group of public entities. Multiple States or 
jurisdictions that submit a joint application must identify a lead 
applicant as the primary point of contact. Each applicant in a joint 
application must be an Eligible Applicant. Joint applications must 
include a description of the roles and responsibilities of each 
applicant and must be signed by each applicant.

2. Cost Sharing or Matching

    NSFHP grants may be used for up to 60 percent of future eligible 
project costs. Other Federal assistance may satisfy the non-Federal 
share requirement for an NSFHP grant, but total Federal assistance for 
a project receiving an NSFHP grant may not exceed 80 percent of the 
future eligible project costs. Non-Federal sources include State funds 
originating from programs funded by State revenue, local funds 
originating from State or local revenue funded programs, private funds 
or other funding sources of non-Federal origins. If a Federal land 
management agency applies jointly with a State or group of States and 
that agency carries out the project, then Federal funds that were not 
made available under titles 23 or 49 of the United States Code may be 
used for the non-Federal share. Unless otherwise authorized in statute, 
local cost-share may not be counted as non-Federal share for both the 
NSFHP and another Federal program. For any project, the Department 
cannot consider previously incurred costs or previously expended or 
encumbered funds towards the matching requirement. Matching funds are 
subject to the same Federal requirements described in Section F.2 as 
awarded funds.

3. Other

i. Eligible Project
    Eligible projects for NSFHP grants are: Highway freight projects 
carried out on the National Highway Freight Network (23 U.S.C. 167); 
Highway or bridge projects carried out on the National Highway System 
(NHS) including projects that add capacity on the Interstate System to 
improve mobility or projects in a national scenic area; railway-highway 
grade crossing or grade separation projects; or a freight project that 
is (1) an intermodal or rail project, or (2) within the boundaries of a 
public or private freight rail, water (including ports), or intermodal 
facility. A project within the boundaries of a freight rail, water 
(including ports), or intermodal facility must be a surface 
transportation infrastructure project necessary to facilitate direct 
intermodal interchange, transfer, or access into or out of the facility 
and must significantly improve freight movement on the National Highway 
Freight Network. For a freight project within the boundaries of a 
freight rail, water (including ports), or intermodal facility, Federal 
funds can only support project elements that provide public benefits.
ii. Eligible Project Costs
    Eligible costs under the NSFHP program include development phase 
activities, including planning, feasibility analysis, revenue 
forecasting, environmental review, preliminary engineering and design 
work, and other pre-construction activities, as well as construction, 
reconstruction, rehabilitation, acquisition of real property, 
environmental mitigation, construction contingencies, acquisition of 
equipment, and operational improvements directly related to system 
performance.
iii. Minimum Project Size Requirement
    For the purposes of determining whether a project meets the minimum 
project size requirement, the Department will count all future eligible 
project costs under the award and some related costs incurred before 
selection for an NSFHP grant. Previously incurred costs will be counted 
toward the minimum project size requirement only if they were eligible 
project costs under Section C.3.ii. and were expended as part of the 
project for which the applicant seeks funds. Although those previously 
incurred costs may be used for meeting the minimum project size 
thresholds described in this Section, they cannot be reimbursed with 
NSFHP grant funds, nor will the count toward the project's required 
non-Federal share.
a. Large Projects
    The minimum project size for large projects is the lesser of $100 
million; 30 percent of a State's FY 2015 Federal-aid apportionment if 
the project is located in one State; or 50 percent of the larger 
participating State's FY 2015 apportionment for projects located in 
more than one State. The following chart identifies the minimum total 
project cost for projects for FY 2016 for both single and multi-State 
projects.

------------------------------------------------------------------------
                                                 One-State   Multi-State
                   State \4\                      minimum      minimum*
                                                (millions)   (millions)
------------------------------------------------------------------------
Alabama.......................................         $100         $100
Alaska........................................          100          100
Arizona.......................................          100          100

[[Page 10958]]

 
Arkansas......................................         $100         $100
California....................................          100          100
Colorado......................................          100          100
Connecticut...................................          100          100
Delaware......................................           49           82
Dist. of Col..................................           46           77
Florida.......................................          100          100
Georgia.......................................          100          100
Hawaii........................................           49           82
Idaho.........................................           83          100
Illinois......................................          100          100
Indiana.......................................          100          100
Iowa..........................................          100          100
Kansas........................................          100          100
Kentucky......................................          100          100
Louisiana.....................................          100          100
Maine.........................................           53           89
Maryland......................................          100          100
Massachusetts.................................          100          100
Michigan......................................          100          100
Minnesota.....................................          100          100
Mississippi...................................          100          100
Missouri......................................          100          100
Montana.......................................          100          100
Nebraska......................................           84          100
Nevada........................................          100          100
New Hampshire.................................           48           80
New Jersey....................................          100          100
New Mexico....................................          100          100
New York......................................          100          100
North Carolina................................          100          100
North Dakota..................................           72          100
Ohio..........................................          100          100
Oklahoma......................................          100          100
Oregon........................................          100          100
Pennsylvania..................................          100          100
Rhode Island..................................           63          100
South Carolina................................          100          100
South Dakota..................................           82          100
Tennessee.....................................          100          100
Texas.........................................          100          100
Utah..........................................          100          100
Vermont.......................................           59           98
Virginia......................................          100          100
Washington....................................          100          100
West Virginia.................................          100          100
Wisconsin.....................................          100          100
Wyoming.......................................           74          100
------------------------------------------------------------------------
* For multi-State projects, the minimum project size is largest of the
  multi-State minimums from the participating States.

b. Small Projects
    A small project is an eligible project that does not meet the 
minimum project size described in Section C.3.iii.a.
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    \4\ For purposes of determine total project cost threshold, 
funds allocated to Puerto Rico will be treated as fund apportioned 
to a State. Project cost threshold for Puerto Rico will be based on 
30 percent of funds allocated in FY 2015.
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iv. Rural/Urban Area
    The NSFHP statute defines a rural area as an area outside an 
Urbanized Area \5\ with a population of over 200,000. In this notice, 
urban area is defined as inside an Urbanized Area, as a designated by 
the U.S. Census Bureau, with a population of 200,000 or more.\6\ Cost 
share requirements and minimum grant awards are the same for projects 
located in rural and urban areas. The Department will consider a 
project to be in a rural area if the majority of the project 
(determined by geographic location(s) where the majority of the money 
is to be spent) is located in a rural area. Rural and urban definitions 
differ in some other DOT programs, including TIFIA and the FY 2016 
TIGER Discretionary Grants Program.
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    \5\ For Census 2010, the Census Bureau defined an Urbanized Area 
(UA) as an area that consists of densely settled territory that 
contains 50,000 or more people. Updated lists of UAs are available 
on the Census Bureau Web site at http://www2.census.gov/geo/maps/dc10map/UAUC_RefMap/ua/. For the purposes of the NSFHP program, 
Urbanized Areas with populations fewer than 200,000 will be 
considered rural.
    \6\ See www.transportation.gov/FASTLANEgrants for a list of 
Urbanized Areas with a population of 200,000 or more.
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v. Application Limit
    To encourage applicants to prioritize their NSFHP submissions, each 
eligible applicant may submit no more than three applications. The 
three-application limit applies only to applications where the 
applicant is the lead applicant. There is no limit on applications for 
which an applicant can be listed as a partnering agency. If a lead 
applicant submits more than three applications as the lead applicant, 
only the first three received will be considered. The NSFHP and the FY 
2016 TIGER Discretionary Grant programs have independent application 
limits. Applicants applying to both the NSFHP and the FY 2016 TIGER 
Discretionary Grants program may apply for the same project to both 
programs (noted in each application), but must timely submit separate 
applications that independently address how the project satisfies 
applicable selection criteria for the relevant grant program. Although 
a project may be eligible for award under both programs, the same 
application is unlikely to be responsive to both programs' notices of 
funding opportunity because the purposes and selection criteria of the 
programs differ.
vi. Project Components
    An application may describe a project that contains more than one 
component, and may describe components that may be carried out by 
parties other than the applicant. Applicants should clearly identify 
all highway, bridge, and freight related components comprising the 
total project. DOT may award funds for a component, instead of the 
larger project, if that component (1) independently meets minimum award 
amounts described in Section B and all eligibility requirements 
described in Section C; (2) independently aligns well with the 
selection criteria specified in Section E; and (3) meets National 
Environmental Policy Act (NEPA) requirements with respect to 
independent utility. Independent utility means that the component will 
represent a transportation improvement that is usable and represents a 
reasonable expenditure of DOT funds even if no other improvements are 
made in the area, and will be ready for intended use upon completion of 
that component's construction. All project components that are 
presented together in a single application must demonstrate a 
relationship or connection between them. (See Section D.2.f. for 
Required Approvals).
    Applicants should be aware that, depending upon the relationship 
between project components and upon applicable Federal law, DOT funding 
of only some project components may make other project components 
subject to Federal requirements as described in Section F.2.
    DOT strongly encourages applicants to identify in their 
applications the project components that have independent utility and 
separately detail costs and requested NSFHP funding for each component. 
If the application identifies one or more independent project 
components, the application should clearly identify how each 
independent component addresses selection criteria and produces 
benefits on its own, in addition to describing how the full proposal of 
which the independent component is a part addresses selection criteria.

D. Application and Submission Information

1. Address

    Applications must be submitted through www.Grants.gov. Instructions 
for submitting applications can be found at www.transportation.gov/FASTLANEgrants.

2. Content and Form of Application

    The application must include the Standard Form 424 (Application for 
Federal Assistance), Standard Form 424C (Budget Information for 
Construction Programs), cover page, and the Project Narrative. More 
detailed information about the cover page and Project Narrative 
follows.
i. Cover Page Including the Following Chart:

[[Page 10959]]



------------------------------------------------------------------------
 
------------------------------------------------------------------------
Project Name.................
Previously Incurred Project    $.
 Cost.
Future Eligible Project Cost.  $.
Total Project Cost...........  $.
NSFHP Request................  $.
Total Federal Funding          $.
 (including NSFHP).
Are matching funds restricted  Yes/no.
 to a specific project
 component? If so, which one?.
Is the project or a portion    Yes/no.
 of the project currently
 located on National Highway
 Freight Network.
Is the project or a portion    Yes/no (for each question).
 of the project located on
 the National Highway System.
 Does the project add
 capacity to the Interstate
 system?.
 Is the project in a
 national scenic area?.
Do the project components      Yes/no.
 include a railway-highway
 grade crossing or grade
 separation project?
Do the project components      Yes/no.
 include an intermodal or
 freight rail project, or
 freight project within the
 boundaries of a public or
 private freight rail, water
 (including ports), or
 intermodal facility?
If answered yes to either of
 the two component questions
 above, how much of requested
 NSFHP funds will be spent on
 each of these projects
 components?
State(s) in which project is
 located.
Small or large project.......  Small/Large.
Also submitting an             Yes/no.
 application to TIGER for
 this project?.
Urbanized Area in which
 project is located, if
 applicable.
Population of Urbanized Area.
Is the project currently       Yes/no (please specify in which plans the
 programmed in the:.            project is currently programmed).
 TIP.................
 STIP................
     MPO Long Range
     Transportation Plan.
     State Long Range
     Transportation Plan.
     State Freight
     Plan?
------------------------------------------------------------------------

ii. Project Narrative
    The application must include information required for DOT to 
determine that the project satisfies project requirements described in 
Sections B and C and to assess the selection criteria specified in 
Section E.1. To the extent practicable, applicants should provide data 
and evidence of project merits in a form that is verifiable or publicly 
available. DOT may ask any applicant to supplement data in its 
application, but expects applications to be complete upon submission.
    DOT recommends that the project narrative adhere to the following 
basic outline to clearly address the program requirements and make 
critical information readily apparent. In addition to a detailed 
statement of work, detailed project schedule, and detailed project 
budget, the project narrative should include a table of contents, maps, 
and graphics, as appropriate to make the information easier to review. 
DOT recommends that the project narrative be prepared with standard 
formatting preferences (i.e., a single-spaced document, using a 
standard 12-point font such as Times New Roman, with 1-inch margins.) 
The project narrative may not exceed 25 pages in length, excluding 
cover pages and table of contents. The only substantive portion that 
may exceed the 25-page limit are supporting documents to support 
assertions or conclusions made in the 25-page project narrative. If 
possible, Web site links to supporting documentation should be provided 
rather than copies of these supporting materials. If supporting 
documents are submitted, applicants must clearly identify within the 
project narrative the relevant portion of the project narrative that 
each supporting document supports. At the applicant's discretion, 
relevant materials provided previously to a modal administration in 
support of a different DOT financial assistance program may be 
referenced and described as unchanged. DOT recommends using 
appropriately descriptive final names (e.g., ``Project Narrative,'' 
``Maps,'' ``Memoranda of Understanding and Letters of Support,'' etc.) 
for all attachments. DOT recommends applications include the following 
sections:
    a. Project Description including a description project size 
including previously incurred expenses to show the project meets 
minimum project size requirements, a description of what requested 
NSFHP and matching funds will support, how the project is nationally or 
regionally significant, information on the expected users of the 
project, a description of the transportation challenges the project 
aims to address, and how the project will address these challenges. The 
description should include relevant data for before and after the 
project is built, such as passenger and freight volumes, congestion 
levels, infrastructure condition, and safety experience, including 
citations for data sources. Examples of potentially relevant data can 
be found at www.transportation.gov/FASTLANEgrants, but DOT encourages 
applicants to identify the most relevant information for their project.
    b. Project Location including a detailed description of the 
proposed project and geospatial data for the project, as well as a map 
of the project's location and its connections to existing 
transportation infrastructure. If the project is located within the 
boundary of a Census- designated Urbanized Area, the application must 
identify the Urbanized Area.
    c. Project Parties including information about the grant recipient 
and other affected public and private parties who are involved in 
delivering the project, such as ports, terminal operators, freight 
railroads, shippers, carriers, freight-related associations, third-
party logistics providers, and the freight industry workforce.
    d. Grant Funds, Sources and Uses of Project Funds including 
information to demonstrate the viability and completeness of the 
project's financing package, assuming the availability of the requested 
NSFHP grant funds. The applicant should show evidence of stable and 
reliable capital and (as appropriate) operating fund commitments 
sufficient to cover estimated costs; the availability of contingency 
reserves should planned capital or operating revenue sources not 
materialize; evidence of the financial condition of the project 
sponsor; and evidence of the grant recipient's ability to manage 
grants. At a minimum, applicants must include:

[[Page 10960]]

    (i) Future eligible cost, as defined in Section C.3.ii-iii.
    (ii) Availability and commitment of all committed and expected 
funding sources and uses of all project funds for future eligible 
project costs, including the identity of all parties providing funds 
for the project and their percentage shares; any restrictions attached 
to specific funds; compliance or a schedule for compliance with all 
conditions applicable to each funding source, and, to the extent 
possible, funding commitment letters from non-Federal sources.
    (iii) Federal funds already provided and the size, nature, and 
source of the required match for those funds, as well as pending or 
past Federal funding requests for the project. This information should 
demonstrate that the requested NSFHP funds do not exceed 60 percent of 
future eligible project costs and that total Federal funding will not 
exceed 80 percent of future eligible project costs. This information 
should also show that local share for the NSFHP grant is not counted as 
the matching requirement for another Federal program.
    (iv) A detailed project budget containing a breakdown of how the 
funds will be spent. That budget should estimate--both dollar amount 
and percentage of cost--the cost of work for each project component. If 
the project will be completed in individual segments or phases, a 
budget for each individual segment or phase should be included. Budget 
spending categories should be broken down between NSFHP, other Federal, 
and non-Federal sources, and this breakdown should also identify how 
each funding source will share in each activity.
    (v) Amount of requested NSFHP funds that will be spent on highway, 
bridge, freight intermodal or freight rail, port, grade crossing or 
grades separation project components.
    e. Cost-Effectiveness analysis should demonstrate that the project 
is likely to deliver its anticipated benefits at reasonable costs. 
Applicants should delineate each of their project's expected outputs 
and costs, preferably in the form of a complete Benefit-Cost Analysis 
(BCA), to enable the Department to consider cost-effectiveness (small 
projects) or determine whether the project is cost effective (for large 
projects). The primary economic benefits from projects eligible for 
NSFHP grants are likely to include time savings for passenger travel 
and freight shipments, improvements in transportation safety (less 
frequent accidents and the resulting reductions in fatalities, 
injuries, and property damage), reduced damages from emissions of 
greenhouse gases and criteria air pollutants, and savings in 
maintenance costs to public agencies. Applicants are strongly 
encouraged to submit a BCA in support of each project for which they 
seek funding that quantifies each of these benefits, provides monetary 
estimates of their economic value, and compares the properly-discounted 
present values of these benefits to the project's estimated costs. 
Where applicants cannot adequately monetize benefits, they are urged to 
identify non-monetary measures for other categories of benefits 
(examples below) to assist the Department in making cost-effectiveness 
and other determinations about projects.
    Many projects are likely to generate other categories of benefits 
that are more difficult to quantify and value in economic terms, but 
are nevertheless important considerations in determining whether a 
proposed project is cost-effective. These may include impacts such as 
improving the reliability of passenger travel times or freight 
deliveries, reducing recurring delays at critical transportation 
bottlenecks, improvements to the existing human and natural 
environments surrounding the project, increased access and mobility, 
benefits to safety and public health, stormwater runoff mitigation, and 
noise reduction. Applicants should identify each category of impact or 
benefits that is not already included in the estimated dollar value of 
their project's benefits (as described above), and wherever possible 
provide numerical estimates of the magnitude and timing of each of 
these additional impacts.
    For the purpose of evaluating cost-effectiveness, project costs 
should include those for constructing, operating, and maintaining the 
proposed project, including a detailed breakdown of those costs by 
spending category, the expected timing or schedule for costs in each 
category, and any contingency or other allowances for unanticipated 
costs. Detailed guidance for estimating some types of quantitative 
benefits and costs, together with recommended economic values for 
converting them to dollar terms and discounting to their present values 
are available in DOT's guidance for conducting BCAs for projects 
seeking funding under the NSFHP program (see www.transportation.gov/FASTLANEgrants).
    Applicants for freight projects within the boundaries of a freight 
rail, water (including ports), or intermodal facility should also 
quantify the benefits of their proposed projects for freight movements 
on the National Highway Freight Network, and should demonstrate that 
the Federal share of the project funds only elements of the project 
that provide public benefits.
    f. Project Readiness including information to demonstrate that the 
project is reasonably expected to begin construction in a timely 
manner. For a large project, the Department cannot award a project that 
is not reasonably expected to begin construction within 18 months of 
obligation of funds for the project. The Department will determine that 
large projects with a construction start date beyond September 30, 2019 
are not reasonably expected to begin construction within 18 months of 
obligation. Obligation occurs when a selected applicant and DOT enter a 
written project specific agreement and is generally after the applicant 
has satisfied applicable administrative requirements, including 
transportation planning and environmental review requirements. 
Depending on the nature of pre-construction activities included in the 
awarded project, the Department may obligate funds in phases.
    Preliminary engineering and right-of-way acquisition activities, 
such as environmental review, design work, and other preconstruction 
activities, do not fulfill the requirement to begin construction within 
18 months of obligation for large projects.
    To assist the Department's project readiness determination, the 
Department will consider information provided in this Section D.2.ii.d. 
(Grant Funds, Sources and Uses of Project Funds) in addition to the 
following information:
    (i) Technical Feasibility. The technical feasibility of the project 
should be demonstrated by engineering and design studies and 
activities; the development of design criteria and/or a basis of 
design; the basis for the cost estimate presented in the NSFHP 
application, including the identification of contingency levels 
appropriate to its level of design; and any scope, schedule, and budget 
risk-mitigation measures. Applicants must include a detailed statement 
of work that focuses on the technical and engineering aspects of the 
project and describes in detail the project to be constructed.
    (ii) Project Schedule. The applicant must include a detailed 
project schedule that identifies all major project milestones. Examples 
of such milestones include State and local planning approvals 
(programming on the STIP), start and completion of NEPA and other 
environmental reviews and approvals including permitting; design 
completion; right of way acquisition;

[[Page 10961]]

approval of plan, specification and estimate (PS&E); procurement; State 
and local approvals; project partnership and implementation agreements 
including agreements with railroads; and construction. The project 
schedule should be sufficiently detailed to demonstrate that:
    (a) All necessary activities will be complete to allow grant funds 
to be obligated sufficiently in advance of the statutory deadline, and 
that any unexpected delays will not put the funds at risk of expiring 
before they are obligated;
    (b) the project can begin construction quickly upon receipt of a 
NSFHP grant, and that the grant funds will be spent expeditiously once 
construction starts; and
    (c) all property and/or right-of-way acquisition will be completed 
in a timely manner in accordance with 49 CFR part 24 and other legal 
requirements or a statement that no acquisition is necessary.
    (iii) Required Approvals
    (a) Environmental Permits and Reviews: As noted in Section 
D.2.ii.f.iii above, the application should demonstrate receipt (or 
reasonably anticipated receipt) of all environmental approvals and 
permits necessary for the project to proceed to construction on the 
timeline specified in the project schedule and necessary to meet the 
statutory obligation deadline, including satisfaction of all Federal, 
State and local requirements and completion of the NEPA process. 
Although Section C.3.vi (Project Components) of this notice encourages 
applicants to identify independent project components, those components 
may not be separable for the NEPA process. In such cases, the NEPA 
review for the independent project component may have to include 
evaluation of all project components as connected, similar, or 
cumulative actions, as detailed at 40 CFR 1508.25. In addition, the 
scope of the NEPA decision may affect the applicability of the Federal 
requirements on the project described in the application. Specifically, 
the application should include:
    (1) Information about the NEPA status of the project. If the NEPA 
process is completed, an applicant must indicate the date of, and 
provide a Web site link or other reference to the final Categorical 
Exclusion, Finding of No Significant Impact, Record of Decision, or any 
other NEPA documents prepared. If the NEPA process is underway but not 
complete, the application must detail the type of NEPA review underway, 
where the project is in the process, and indicate the anticipated date 
of completion of all milestones and of the final NEPA determination.
    (2) Information on reviews, approvals, and permits by other 
agencies. An application must indicate whether the proposed project 
requires reviews or approval actions by other agencies,\7\ indicate the 
status of such actions, and provide detailed information about the 
status of those reviews or approvals and or demonstrate compliance with 
any other applicable Federal, State, or local requirements. Applicants 
should provide a Web site link or other reference to copies of any 
reviews, approvals, and permits prepared.
---------------------------------------------------------------------------

    \7\ Projects that may impact protected resources such as 
wetlands, species habitat, cultural or historic resources require 
review and approval by Federal and State agencies with jurisdiction 
over those resources.
---------------------------------------------------------------------------

    (3) Environmental studies or other documents--preferably through a 
Web site link--that describe in detail known project impacts, and 
possible mitigation for those impacts.
    (4) A description of discussions with the appropriate DOT modal 
administration field or headquarters office regarding compliance with 
NEPA and other applicable environmental reviews and approvals.
    (5) A description of public engagement to date about the project 
including the degree to which public comments and commitments have been 
integrated into project development and design.
    b. State and Local Approvals. The applicant should demonstrate 
receipt of State and local approvals on which the project depends, such 
as local government funding commitments or TIF approval. Additional 
support from relevant State and local officials is not required; 
however, an applicant should demonstrate that the project is broadly 
supported.
    c. State and Local Planning. The planning requirements of the 
operating administration administering the NSFHP project will apply,\8\ 
including intermodal projects located at airport facilities.\9\ 
Applicants should demonstrate that a project that is required to be 
included in the relevant State, metropolitan, and local planning 
documents has been or will be included. If the project is not included 
in the relevant planning documents at the time the application is 
submitted, the applicant should submit a statement from the appropriate 
planning agency that actions are underway to include the project in the 
relevant planning document. To the extent possible, freight projects 
should be included in a State Freight Plan and supported by a State 
Freight Advisory Committee (49 U.S.C. 70201, 70202).
---------------------------------------------------------------------------

    \8\ In accordance with 23 U.S.C. 134 and Sec.  135, all projects 
requiring an action by the Federal Highway Administration (FHWA) 
must be in the metropolitan transportation plan, transportation 
improvement program (TIP) and statewide transportation improvement 
program (STIP). Further, in air quality non-attainment and 
maintenance areas, all regionally significant projects, regardless 
of the funding source, must be included in the conforming 
metropolitan transportation plan and TIP. To the extent a project is 
required to be on a metropolitan transportation plan, TIP, and/or 
STIP, it will not receive a NSFHP grant until it is included in such 
plans. Projects not currently included in these plans can be amended 
by the State and metropolitan planning organization (MPO). Projects 
that are not required to be in long range transportation plans, 
STIPs, and TIPs will not need to be included in such plans in order 
to receive a NSFHP grant. Port, freight rail, and intermodal 
projects are not required to be on the State Rail Plans called for 
in the Passenger Rail Investment and Improvement Act of 2008. 
However, applicants seeking funding for freight projects are 
encouraged to demonstrate that they have done sufficient planning to 
ensure that projects fit into a prioritized list of capital needs 
and are consistent with long-range goals. Means of demonstrating 
this consistency would to include the projects in TIPs or a State 
Freight Plan that conforms to the requirements Section 70202 of 
Title 49 prior to the start of construction. Port planning 
guidelines are available at StrongPorts.gov.
    \9\ Projects at grant obligated airports, must be compatible 
with the FAA-approved Airport Layout Plan (ALP), as well as 
aeronautical surfaces associated with the landing and takeoff of 
aircraft at the airport. Additionally, projects at an airport: Must 
comply with established Sponsor Grant Assurances, including (but not 
limited to) requirements for non-exclusive use facilities, 
consultation with users, consistency with local plans including 
development of the area surrounding the airport, and consideration 
of the interest of nearby communities, among others; and must not 
adversely affect the continued and unhindered access of passengers 
to the terminal.
---------------------------------------------------------------------------

    Because projects have different schedules, the construction start 
date for each NSFHP grant will be specified in the project-specific 
agreements signed by relevant modal administration and the grant 
recipients and will be based on critical path items identified by 
applicants in response to items (iv)(a) through (c) above, and be 
consistent with other relevant State or local plan, including bicycle 
and pedestrian plans, economic development plans, local land-use plans, 
and water and coastal zone management plans.
    (iv) Assessment of Project Risks and Mitigation Strategies. Project 
risks, such as procurement delays, environmental uncertainties, 
increases in real estate acquisition costs, uncommitted local match, or 
lack of legislative approval, affect the likelihood of successful 
project start and completion. The applicant should identify the 
material risks to the project and the strategies that the lead 
applicant and any project partners have undertaken or will undertake in 
order to mitigate those risks. Information provided in response

[[Page 10962]]

to Section D.2.ii.f.i-iv above should be referenced in developing this 
assessment. The applicant should assess the greatest risks to the 
project and identify how the project parties will mitigate those risks. 
DOT will consider projects that contain risks, but expects the 
applicant to clearly and directly describe achievable mitigation 
strategies.
    The applicant, to the extent they are unfamiliar with the Federal 
program, should contact DOT modal field or headquarters offices as 
found at www.transportation.gov/FASTLANEgrants for information on what 
steps are pre-requisite to the obligation of Federal funds in order to 
ensure that their project schedule is reasonable and that there are no 
risks of delays in satisfying Federal requirements.

3. Unique Entity Identifier and System for Award Management (SAM)

    Each applicant must: (1) Be registered in SAM before submitting its 
application; (2) provide a valid unique entity identifier in its 
application; and (3) continue to maintain an active SAM registration 
with current information at all times during which it has an active 
Federal award or an application or plan under consideration by a 
Federal awarding agency. DOT may not make an NSFHP grant to an 
applicant until the applicant has complied with all applicable unique 
entity identifier and SAM requirements and, if an applicant has not 
fully complied with the requirements by the time DOT is ready to make 
an NSFHP grant, DOT may determine that the applicant is not qualified 
to receive an NSFHP grant and use that determination as a basis for 
making an NSFHP grant to another applicant.

4. Submission Dates and Timelines

i. Deadline
    Applications must be submitted by 8:00 p.m. EDT April 14, 2016. The 
Grants.gov ``Apply'' function will open by March 15, 2016. The 
Department has determined that an application deadline fewer than 60 
days after this notice is published is appropriate because the 
accelerated timeline is necessary to satisfy the statutory 60-day 
Congressional notification requirement, as well as to ensure the timely 
obligation of available funds.
    To submit an application through Grants.gov, applicants must:
    a. Obtain a Data Universal Numbering System (DUNS) number:
    b. Register with the System Award for Management (SAM) at 
www.sam.gov;
    c. Create a Grants.gov username and password; and
    d. The E-business Point of Contact (POC) at the applicant's 
organization must respond to the registration email from Grants.gov and 
login at Grants.gov to authorize the POC as an Authorized Organization 
Representative (AOR).
    Please note that there can only be one AOR per organization.
    Please note that the Grants.gov registration process usually takes 
2-4 weeks to complete and late applications that are the result of 
failure to register or comply with Grants.gov applicant requirements in 
a timely manner will not be considered. For information and instruction 
on each of these processes, please see instructions at http://www.grants.gov/web/grants/applicants/applicant-faqs.html. If interested 
parties experience difficulties at any point during the registration or 
application process, please call the Grants.gov Customer Service 
Support Hotline at 1(800) 518-4726, Monday-Friday from 7:00 a.m. to 
9:00 p.m. EDT.
ii. Consideration of Application
    Only applicants who comply with all submission deadlines described 
in this notice and submit applications through Grants.gov will be 
eligible for award. Applicants are strongly encouraged to make 
submissions in advance of the deadline.
    Applicants interested in applying are encouraged to email 
[email protected] no later than March 25, 2016 with applicant 
name, State in which project is located, approximate total project 
cost, and amount of the NSFHP grant request, and a 2-3 sentence project 
description. DOT seeks this early notification of interest to inform 
the Department's allocation of resources for application evaluations 
and to facilitate timely and efficient awards.
iii. Late Applications
    Applications received after the deadline will not be considered 
except in the case of unforeseen technical difficulties outlined in 
Section 4.iv.
iv. Late Application Policy
    Applicants experiencing technical issues with Grants.gov that are 
beyond the applicant's control must contact [email protected] 
prior to the application deadline with the user name of the registrant 
and details of the technical issue experienced. The applicant must 
provide:

a. Details of the technical issue experienced
b. Screen capture(s) of the technical issues experienced along with 
corresponding Grants.gov ``Grant tracking number''
c. The ``Legal Business Name'' for the applicant that was provided in 
the SF-424
d. The AOR name submitted in the SF-424
e. The DUNS number associated with the application
f. The Grants.gov Help Desk Tracking Number
    To ensure a fair competition of limited discretionary funds, the 
following conditions are not valid reasons to permit late submissions: 
(1) Failure to complete the registration process before the deadline; 
(2) failure to follow Grants.gov instructions on how to register and 
apply as posted on its Web site; (3) failure to follow all of the 
instructions in this notice of funding opportunity; and (4) technical 
issues experienced with the applicant's computer or information 
technology environment. After DOT staff review all information 
submitted and contact the Grants.gov Help Desk to validate reported 
technical issues, DOT staff will contact late applicants to approve or 
deny a request to submit a late application through Grants.gov. If the 
reported technical issues cannot be validated, late applications will 
be rejected as untimely.

E. Application Review Information

1. Criteria

    For a small project to be selected, the Department will evaluate 
the cost effectiveness of the proposed project and the effect of the 
proposed project on mobility in the State and region in which the 
project is carried out.
    For a large project to be selected, the Department will determine 
that the project generates national or regional economic, mobility, or 
safety benefits; is cost-effective; contributes to one or more of the 
goals described in 23 U.S.C. 150; is based on the results of 
preliminary engineering; has one or more stable and dependable funding 
or financing sources to construct, maintain, and operate and 
contingency amounts to cover unanticipated cost increases; cannot be 
easily and efficiently completed without other Federal funding or 
financial assistance; and is reasonably expected to begin construction 
no later than 18 months after the date of obligation.
i. Merit Criteria
    For both large and small projects, the Department will consider the 
extent to which the project addresses the following criteria:
a. Economic Outcomes
    Improving the efficiency and reliability of the surface 
transportation

[[Page 10963]]

system at the regional or national level to increase the global 
economic competitiveness of the United States, including improving 
connectivity between freight modes of transportation, improving 
roadways vital to national energy security, facilitating freight 
movement across land border crossings, and addressing the impact of 
population growth on the movement of people and freight.
b. Mobility Outcomes
    Improving the movement of people and goods by maintaining highways, 
bridges, and freight infrastructure in a state of good repair, 
enhancing the resiliency of critical surface transportation 
infrastructure, and significantly reducing highway congestion and 
bottlenecks.
c. Safety Outcomes
    Achieving a significant reduction in traffic fatalities and serious 
injuries on the surface transportation system, as well as improving 
interactions between roadway users, reducing the likelihood of 
derailments or high consequence events, and improving safety in 
transporting certain types of commodities.
d. Community and Environmental Outcomes
    How and whether the project mitigates harm to communities and the 
environment, extends benefits to the human and natural environment, or 
enhances personal mobility and accessibility. This includes reducing 
the negative effects of existing infrastructure, removing barriers, 
avoiding harm to the human and natural environment, and using design 
improvements to enhance access (where appropriate) and environmental 
quality for affected communities. Projects should also reflect 
meaningful community input provided during project development.
ii. Other Review Criteria
a. Partnership and Innovation
    Demonstrating strong collaboration among a broad range of 
stakeholders or using innovative strategies to pursue primary outcomes 
listed above including efforts to reduce accelerate delivery delays. 
Additional consideration will be given for the use of innovative and 
flexible designs and construction techniques or innovative 
technologies.
b. Cost Share
    NSFHP grants must have one or more stable and dependable sources of 
funding and financing to construct, maintain, and operate the project, 
subject to the parameters in Section C.2. Applicants should provide 
sufficient information to demonstrate that the project cannot be easily 
and efficiently completed without other Federal funding or financial 
assistance available to the project sponsor. Additional consideration 
will be given to the use of nontraditional financing, as well as the 
use of non-Federal contributions. The Department may consider the form 
of cost sharing presented in an application. Firm commitments of cash 
that indicate a complete project funding package and demonstrate local 
support for the project are more competitive than other forms of cost 
sharing.

2. Review and Selection Process

i. DOT Review
    DOT will review all eligible applications received before the 
application deadline. The NSFHP process consists of a Technical 
Evaluation phase and Senior Review. In the Technical Evaluation phase, 
teams will, for each project determine whether the project satisfies 
statutory requirements and rate how well it addresses selection 
criteria. The Senior Review Team will consider the applications and the 
technical evaluations to determine which projects to advance to the 
Secretary for consideration. Evaluations in both the Technical 
Evaluation and Senior Review Team phases will place projects into 
rating categories, not assign numerical scores. The Secretary will 
select the projects for award. A Control and Calibration Team will 
ensure consistency across project evaluations and appropriate 
documentation throughout the review and selection process. The FAST Act 
requires Congressional notification, in writing, at least 60 days 
before making a NSFHP grant.

3. Additional Information

    Prior to award, each selected applicant will be subject to a risk 
assessment required by 2 CFR 200.205. The Department must review and 
consider any information about the applicant that is in the designated 
integrity and performance system accessible through SAM (currently the 
Federal Awardee Performance and Integrity Information System (FAPIIS)). 
An applicant may review information in FAPIIS and comment on any 
information about itself. The Department will consider comments by the 
applicant in addition to the other information in FAPIIS, in making a 
judgment about the applicant's integrity, business ethics, and record 
of performance under Federal awards when completing the review of risk 
posed by applicants.

F. Federal Award Administration Information

1. Federal Award Notices

    Following the evaluation outlined in Section E, the Secretary will 
announce awarded projects by posting a list of selected projects at 
www.transportation.gov/FASTLANEgrants. Following the announcement, the 
Department will contact the point of contact listed in the SF 424 to 
initiate negotiation of a project specific agreement.

2. Administrative and National Policy Requirements

    All awards will be administered pursuant to the Uniform 
Administrative Requirements, Cost Principles and Audit Requirements for 
Federal Awards found in 2 CFR part 200, as adopted by DOT at 2 CFR part 
1201. Additionally, applicable Federal laws, rules and regulations of 
the relevant modal administration administering the project will apply 
to the projects that receive NSFHP grants, including planning 
requirements, Stakeholder Agreements, Buy America compliance, and other 
requirements under DOT's other highway, transit, rail, and port grant 
programs. A project carried out under this NSFHP program will be 
treated as if the project is located on a Federal-aid highway. For an 
illustrative list of the applicable laws, rules, regulations, executive 
orders, policies, guidelines, and requirements as they relate to an 
NSFHP, please see http://www.ops.fhwa.dot.gov/freight/infrastructure/nsfhp/fy2016_gr_exhbt_c/index.htm.

3. Reporting

i. Progress Reporting on Grant Activity
    Each applicant selected for an NSFHP grant must submit the Federal 
Financial Report (SF-425) on the financial condition of the project and 
the project's progress, as well as an Annual Budget Review and Program 
Plan to monitor the use of Federal funds and ensure accountability and 
financial transparency in the NSFHP program.
ii. Reporting of Matters Related to Integrity and Performance
    If the total value of a selected applicant's currently active 
grants, cooperative agreements, and procurement contracts from all 
Federal awarding agencies exceeds $10,000,000 for any period of time 
during the period of performance of this Federal award, then the 
applicant during that period of

[[Page 10964]]

time must maintain the currency of information reported to the System 
for Award Management (SAM) that is made available in the designated 
integrity and performance system (currently the Federal Awardee 
Performance and Integrity Information System (FAPIIS)) about civil, 
criminal, or administrative proceedings described in paragraph 2 of 
this award term and condition. This is a statutory requirement under 
section 872 of Public Law 110-417, as amended (41 U.S.C. 2313). As 
required by section 3010 of Public Law 111-212, all information posted 
in the designated integrity and performance system on or after April 
15, 2011, except past performance reviews required for Federal 
procurement contracts, will be publicly available.

G. Federal Awarding Agency Contacts

    For further information concerning this notice, please contact the 
Office of the Secretary via email at [email protected]. For more 
information about highway projects, please contact Crystal Jones at 
(202) 366-2976. For more information about maritime projects, please 
contact Robert Bouchard at (202) 366-5076. For more information about 
rail projects, please contact Scott Greene at (202) 493-6408. For all 
other questions, please contact Howard Hill at (202) 366-0301. A TDD is 
available for individuals who are deaf or hard of hearing at 202-366-
3993. In addition, up to the application deadline, DOT will post 
answers to common questions and requests for clarifications on DOT's 
Web site at www.transportation.gov/FASTLANEgrants. To ensure applicants 
receive accurate information about eligibility or the program, the 
applicant is encouraged to contact DOT directly, rather than through 
intermediaries or third parties, with questions.

H. Other Information

1. Public Comment

    The FAST Act authorized the NSFHP program through FY 2020. This 
notice solicits applications for FY 2016 only. Because this is the 
first year implementing the NSFHP program, the Department invites 
interested parties to submit comments about this notice's contents, the 
Department's implementation choices within the legal bounds of the 
program, as well as suggestions for clarification in future NSFHP 
rounds. The Department seeks input on whether the information requested 
in applications is reasonable and clear, additional merit criteria 
should be considered, additional public engagement is necessary for 
specific stakeholder groups, and the program sufficiently targets 
nationally or regionally significant projects. The Department may 
consider the submitted comments and suggestions when developing 
subsequent NSFHP notices and program guidance, but submitted comments 
will not affect the program's evaluation and selection process for FY 
2016 awards. Applications or comments about specific projects should 
not be submitted to the docket. Any application submitted to the 
document will not be reviewed. Comments should be sent to DOT-OST-2016-
0022 by June 1, 2016, but, to the extent practicable, the Department 
will consider late-filed comments.

2. Protection of Confidential Business Information

    All information submitted as part of or in support of any 
application shall use publicly available data or data that can be made 
public and methodologies that are accepted by industry practice and 
standards, to the extent possible. If the application includes 
information the applicant considers to be a trade secret or 
confidential commercial or financial information, the applicant should 
do the following: (1) Note on the front cover that the submission 
``Contains Confidential Business Information (CBI)''; (2) mark each 
affected page ``CBI''; and (3) highlight or otherwise denote the CBI 
portions. DOT protects such information from disclosure to the extent 
allowed under applicable law. In the event DOT receives a Freedom of 
Information Act (FOIA) request for the information, DOT will follow the 
procedures described in its FOIA regulations at 49 CFR 7.17. Only 
information that is ultimately determined to be confidential under that 
procedure will be exempt from disclosure under FOIA.

Anthony R. Foxx,
Secretary.
[FR Doc. 2016-04610 Filed 3-1-16; 8:45 am]
BILLING CODE 4910-9X-P



                                                                               Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices                                                  10955

                                                  III+ device will be more effective in                   model years’ data (2011–2013), theft                  before preparing and submitting a
                                                  deterring theft than the parts-marking                  rates for the Chevrolet Corvette,                     petition to modify.
                                                  requirements of 49 CFR part 541.                        Chevrolet Camaro and the Pontiac                        Issued in Washington, DC, under authority
                                                     GM stated that it believes that PASS-                Firebird vehicle lines are 1.2698 and                 delegated in 49 CFR 1.95.
                                                  Key III+ devices will be more effective                 2.7032 respectively. GM has not                       Raymond R. Posten,
                                                  in deterring theft than the parts-marking               produced the Pontiac Firebird vehicle                 Associate Administrator for Rulemaking.
                                                  requirements, the agency should find                    line since MY 2002. Therefore, no
                                                  that installation of the PASS-Key III+                                                                        (Signature page, Grant of Petition for
                                                                                                          current theft rate data exist for this
                                                                                                                                                                Exemption, MY 2017 Chevrolet Bolt)
                                                  device on the Chevrolet Bolt vehicle                    vehicle line.
                                                  line is sufficient to qualify it for full                  For the foregoing reasons, the agency              [FR Doc. 2016–04568 Filed 3–1–16; 8:45 am]
                                                  exemption from the parts-marking                        hereby grants in full GM’s petition for               BILLING CODE 4910–59–P
                                                  requirements.                                           exemption for the Chevrolet Bolt vehicle
                                                     Based on the evidence submitted by                   line from the parts-marking
                                                  GM, the agency believes that the                        requirements of 49 CFR part 541. The                  DEPARTMENT OF TRANSPORTATION
                                                  antitheft device for the Chevrolet Bolt                 agency notes that 49 CFR part 541,
                                                  vehicle line is likely to be as effective                                                                     Office of the Secretary of
                                                                                                          Appendix A–1, identifies those lines
                                                  in reducing and deterring motor vehicle                                                                       Transportation
                                                                                                          that are exempted from the Theft
                                                  theft as compliance with the parts-                     Prevention Standard for a given model                 [Docket No. DOT–OST–2016–0022]
                                                  marking requirements of the Theft                       year. 49 CFR part 543.7(f) contains
                                                  Prevention Standard (49 CFR 541). The                   publication requirements incident to the              Notice of Funding Opportunity for the
                                                  agency concludes that the device will                   disposition of all Part 543 petitions.                Department of Transportation’s
                                                  provide four of the five types of                       Advanced listing, including the release               Nationally Significant Freight and
                                                  performance listed in § 543.6(a)(3):                    of future product nameplates, the                     Highway Projects (FASTLANE Grants)
                                                  Promoting activation; preventing defeat                 beginning model year for which the                    for Fiscal Year 2016
                                                  or circumvention of the device by                       petition is granted and a general                     AGENCY: Office of the Secretary of
                                                  unauthorized persons; preventing                        description of the antitheft device is                Transportation, DOT.
                                                  operation of the vehicle by                             necessary in order to notify law
                                                                                                                                                                ACTION: Notice of funding opportunity.
                                                  unauthorized entrants; and ensuring the                 enforcement agencies of new vehicle
                                                  reliability and durability of the device.               lines exempted from the parts-marking                 SUMMARY:   The Fixing America’s Surface
                                                     Pursuant to 49 U.S.C. 33106 and 49                   requirements of the Theft Prevention                  Transportation Act (FAST Act)
                                                  CFR 543.7 (b), the agency grants a                      Standard.                                             established the Nationally Significant
                                                  petition for exemption from the parts-                     If GM decides not to use the                       Freight and Highway Projects (NSFHP)
                                                  marking requirements of Part 541 either                 exemption for this line, it should                    program to provide Federal financial
                                                  in whole or in part, if it determines that,             formally notify the agency. If such a                 assistance to projects of national or
                                                  based upon substantial evidence, the                    decision is made, the line must be fully              regional significance and authorized the
                                                  standard equipment antitheft device is                  marked according to the requirements                  program at $4.5 billion for fiscal years
                                                  likely to be as effective in reducing and               under 49 CFR parts 541.5 and 541.6                    (FY) 2016 through 2020, including $800
                                                  deterring motor vehicle theft as                        (marking of major component parts and                 million for FY 2016 to be awarded by
                                                  compliance with the parts-marking                       replacement parts).                                   the Secretary of Transportation. The
                                                  requirements of Part 541. The agency                       NHTSA notes that if GM wishes in the               Department will also refer to NSFHP
                                                  finds that GM has provided adequate                     future to modify the device on which
                                                                                                                                                                grants as Fostering Advancements in
                                                  reasons for its belief that the antitheft               this exemption is based, the company
                                                                                                                                                                Shipping and Transportation for the
                                                  device for the Chevrolet Bolt vehicle                   may have to submit a petition to modify
                                                                                                                                                                Long-term Achievement of National
                                                  line is likely to be as effective in                    the exemption. Part 543.7(d) states that
                                                                                                                                                                Efficiencies (FASTLANE) grants. The
                                                  reducing and deterring motor vehicle                    a Part 543 exemption applies only to
                                                                                                                                                                purpose of this notice is to solicit
                                                  theft as compliance with the parts-                     vehicles that belong to a line exempted
                                                                                                                                                                applications for FY 2016 grants for the
                                                  marking requirements of the Theft                       under this part and equipped with the
                                                                                                                                                                NSFHP program. The Department also
                                                  Prevention Standard (49 CFR part 541).                  antitheft device on which the line’s
                                                                                                                                                                invites interested parties to submit
                                                  This conclusion is based on the                         exemption is based. Further, Part
                                                                                                                                                                comments about this notice’s contents
                                                  information GM provided about its                       543.9(c)(2) provides for the submission
                                                                                                          of petitions ‘‘to modify an exemption to              to public docket DOT–OST–2016–0022
                                                  device.
                                                     GM’s proposed device lacks an                        permit the use of an antitheft device                 by June 1, 2016.
                                                  audible or visible alarm therefore, this                similar to but differing from the one                 DATES: Applications must be submitted
                                                  device cannot perform one of the                        specified in that exemption.’’                        by 8:00 p.m. EDT on April 14, 2016. The
                                                  functions listed in 49 CFR part                            The agency wishes to minimize the                  Grants.gov ‘‘Apply’’ function will open
                                                  543.6(a)(3), that is, to call attention to              administrative burden that Part                       by March 15, 2016.
                                                  unauthorized attempts to enter or move                  543.9(c)(2) could place on exempted                   ADDRESSES: Applications must be
                                                  the vehicle. GM compared its proposed                   vehicle manufacturers and itself. The                 submitted through www.Grants.gov.
                                                  device to other devices NHTSA has                       agency did not intend in drafting Part                Only applicants who comply with all
                                                  determined to be as effective in                        543 to require the submission of a                    submission requirements described in
                                                  reducing and deterring motor vehicle                    modification petition for every change                this notice and submit applications
                                                                                                                                                                through www.Grants.gov will be eligible
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                                                  theft as would compliance with the                      to the components or design of an
                                                  parts-marking requirements. GM                          antitheft device. The significance of                 for award.
                                                  compared its device to those antitheft                  many such changes could be de                         FOR FURTHER INFORMATION CONTACT: For
                                                  devices installed on the Chevrolet                      minimis. Therefore, NHTSA suggests                    further information concerning this
                                                  Corvette, Chevrolet Camaro and Pontiac                  that if the manufacturer contemplates                 notice, please contact the Office of the
                                                  Firebird vehicle lines, which have all                  making any changes, the effects of                    Secretary via email at
                                                  been granted parts-marking exemptions                   which might be characterized as de                    FASTLANEgrants@dot.gov. For more
                                                  by the agency. Using an average of three                minimis, it should consult the agency                 information about highway projects,


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                                                  10956                        Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices

                                                  please contact Crystal Jones at (202)                   and Choices (Beyond Traffic),1 the                    communities through neighborhood
                                                  366–2976. For more information about                    Department’s 30-year framework for the                redevelopment; mitigate the negative
                                                  maritime projects, please contact Robert                future, outlines changing local and                   impacts of freight movement on
                                                  Bouchard at (202) 366–5076. For more                    global patterns, including population                 communities; and support workforce
                                                  information about rail projects, please                 and employment growth in burgeoning                   development, particularly for
                                                  contact Scott Greene at (202) 493–6408.                 megaregions and significant growth in                 disadvantaged groups, which include
                                                  For all other questions, please contact                 freight movement by ton and value. The                low-income groups, persons with visible
                                                  Howard Hill at (202) 366–0301. A TDD                    report affirms the need to address                    and hidden disabilities, elderly
                                                  is available for individuals who are deaf               freight bottlenecks that severely                     individuals, and minority persons and
                                                  or hard of hearing at 202–366–3993.                     constrain system performance and                      populations. The Department may
                                                  Additionally, the Department will                       capacity. The Department’s draft                      consider whether a project’s design is
                                                  regularly post answers to questions and                 National Freight Strategic Plan,2                     likely to generate benefits for all users
                                                  requests for clarifications as well as                  released in October 2015, further                     of the proposed project, including non-
                                                  information about webinars for further                  explores these challenges for freight                 driving members of a community
                                                  guidance on DOT’s Web site at                           transportation and identifies strategies              adjacent to or affected by the project.
                                                  www.transportation.gov/FASTLANE                         to address impediments to the flow of
                                                                                                                                                                B. Federal Award Information
                                                  grants.                                                 goods throughout the nation.
                                                                                                             The NSFHP program provides an                         The FAST Act authorizes the NSFHP
                                                  SUPPLEMENTARY INFORMATION:       This                   opportunity to address nationally or                  program at $4.5 billion for fiscal years
                                                  notice solicits applications for the                    regionally significant challenges across              (FY) 2016 through 2020, including $800
                                                  NSFHP program for FY 2016. Each                         the nation’s transportation system                    million 3 for FY 2016 to be awarded by
                                                  section of this notice contains                         including improving the safety,                       DOT on a competitive basis to projects
                                                  information and instructions relevant to                efficiency, and reliability of the                    of national or regional significance that
                                                  the application process for NSFHP                       movement of freight and people;                       meet statutory requirements. NSFHP
                                                  grants, and the applicant should read                   generating national or regional                       grants may be used for the construction,
                                                  this notice in its entirety to submit                   economic benefits and increasing the                  reconstruction, rehabilitation,
                                                  eligible and competitive applications.                  United States’ global competitiveness;                acquisition of property (including land
                                                                                                          reducing highway congestion and                       related to the project and improvements
                                                  Table of Contents                                       bottlenecks; enabling more efficient                  to the land), environmental mitigation,
                                                  A. Program Description                                  intermodal connections; minimizing                    construction contingencies, equipment
                                                  B. Federal Award Information                            delays at international borders;                      acquisition, and operational
                                                  C. Eligibility Information                              improving inadequate first and last mile              improvements directly related to system
                                                  D. Application and Submission Information               segments; modernizing port facilities to              performance. NSFHP grants may also
                                                  E. Application Review Information                       meet 21st Century demands, including                  fund developmental phase activities,
                                                  F. Federal Award Administration                         connections between ports and their                   including planning, feasibility analysis,
                                                       Information                                        surface transportation systems;                       revenue forecasting, environmental
                                                  G. Federal Awarding Agency Contacts                     enhancing the resiliency of critical                  review, preliminary engineering, design,
                                                  H. Other Information                                    intermodal infrastructure and helping                 and other preconstruction activities,
                                                                                                          protect the environment; improving                    provided the project meets statutory
                                                  A. Program Description
                                                                                                          grade crossings; improving roadways                   requirements.
                                                     The Nationally Significant Freight                   vital to national energy security; and                   The Department will divide grants
                                                  and Highway Projects (NSFHP)                            addressing the impact of population                   under the NSFHP program into large
                                                  program, as established by the Fixing                   growth on the movement of people and                  and small projects. (Refer to section
                                                  America’s Surface Transportation Act                    freight. The program also offers                      C.3.ii.for a definition of large and small
                                                  (FAST Act), Public Law 114–94, section                  resources to advance highway and                      projects.) For large projects, the FAST
                                                  1105 (23 U.S.C. 117), will provide                      bridge projects on the National Highway               Act specifies that NSFHP grants must be
                                                  Federal financial assistance to freight                 System, including those that improve                  at least $25 million. For small projects,
                                                  and highway projects of national or                     mobility through added capacity on the                the grants must be at least $5 million.
                                                  regional significance. The Department                   Interstate or address needs in a national             For both large and small projects,
                                                  will also refer to NSFHP grants as                      scenic area. Recognizing the                          maximum NSFHP awards may not
                                                  Fostering Advancements in Shipping                      interconnected and multimodal nature                  exceed 60 percent of future eligible
                                                  and Transportation for the Long-term                    of the nation’s transportation system,                project costs. Ten percent of available
                                                  Achievement of National Efficiencies                    the Department will give additional                   funds, approximately $76 million in FY
                                                  (FASTLANE) grants. The NSFHP                            consideration to nationally or regionally             2016, are reserved for small projects.
                                                                                                          significant multimodal and                            Applicants are strongly encouraged to
                                                  program provides dedicated,
                                                                                                          multijurisdictional projects.                         submit applications only for eligible
                                                  discretionary funding for projects that
                                                                                                             The Department will prioritize                     award amounts.
                                                  address critical freight issues facing our                                                                       Pursuant to the FAST Act, not more
                                                  nation’s highways and bridges and for                   projects that also enhance personal
                                                                                                          mobility and accessibility. Such projects             than $500 million in aggregate of the
                                                  the first time in the U.S. Department of                                                                      $4.5 billion authorized for NSFHP
                                                  Transportation’s 50-year history,                       include, but are not limited to,
                                                  establishes broad, multiyear eligibilities              investments that better connect people
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                                                                                                                                                                  3 Funds are subject to the overall Federal-aid
                                                  for freight infrastructure.                             to essential services such as
                                                                                                                                                                highway obligation limitation, and funds in excess
                                                                                                          employment centers, health care,                      of the obligation limitation provided to the program
                                                     To better adapt to population growth,                schools and education facilities, healthy             are distributed to the States. While $800 million
                                                  compete in the global economy, and                      food, and recreation; remove physical                 was authorized for FY 2016, only $759.2 million is
                                                  meet the needs of consumers and                         barriers to access; strengthen                        available for award. For additional information see
                                                  industry, the United States needs a                                                                           FAST Act § 1102 (f) and the Transportation,
                                                                                                                                                                Housing and Urban Development, and Related
                                                  strong multimodal transportation                          1 https://www.transportation.gov/BeyondTraffic.
                                                                                                                                                                Agencies Appropriations Act, 2016, Public Law
                                                  system. Beyond Traffic 2045: Trends                       2 https://www.transportation.gov/freight/NFSP.      114–113, div. L § 120.



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                                                                               Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices                                                   10957

                                                  grants over fiscal years 2016 to 2020                   (7) a tribal government or a consortium               infrastructure project necessary to
                                                  may be used for grants to freight rail,                 of tribal governments; or (8) a multi-                facilitate direct intermodal interchange,
                                                  water (including ports), or other freight               State or multijurisdictional group of                 transfer, or access into or out of the
                                                  intermodal projects that make                           public entities. Multiple States or                   facility and must significantly improve
                                                  significant improvements to freight                     jurisdictions that submit a joint                     freight movement on the National
                                                  movement on the National Highway                        application must identify a lead                      Highway Freight Network. For a freight
                                                  Freight Network. Only the non-highway                   applicant as the primary point of                     project within the boundaries of a
                                                  portion(s) of multimodal projects count                 contact. Each applicant in a joint                    freight rail, water (including ports), or
                                                  toward the $500 million maximum.                        application must be an Eligible                       intermodal facility, Federal funds can
                                                  Improving freight movement on the                       Applicant. Joint applications must                    only support project elements that
                                                  National Highway Freight Network may                    include a description of the roles and                provide public benefits.
                                                  include shifting freight transportation to              responsibilities of each applicant and
                                                  other modes, thereby reducing                                                                                 ii. Eligible Project Costs
                                                                                                          must be signed by each applicant.
                                                  congestion and bottlenecks on the                                                                                Eligible costs under the NSFHP
                                                  National Highway Freight Network. The                   2. Cost Sharing or Matching                           program include development phase
                                                  Federal share for projects that count                      NSFHP grants may be used for up to                 activities, including planning, feasibility
                                                  toward the $500 million maximum may                     60 percent of future eligible project                 analysis, revenue forecasting,
                                                  fund only elements of the project that                  costs. Other Federal assistance may                   environmental review, preliminary
                                                  provide public benefit. Grade crossing                  satisfy the non-Federal share                         engineering and design work, and other
                                                  and grade separation projects do not                    requirement for an NSFHP grant, but                   pre-construction activities, as well as
                                                  count toward the $500 million                           total Federal assistance for a project                construction, reconstruction,
                                                  maximum for freight rail, port, and                     receiving an NSFHP grant may not                      rehabilitation, acquisition of real
                                                  intermodal projects.                                    exceed 80 percent of the future eligible              property, environmental mitigation,
                                                     The FAST Act directs at least 25                     project costs. Non-Federal sources                    construction contingencies, acquisition
                                                  percent of the funds provided for                       include State funds originating from                  of equipment, and operational
                                                  NSFHP grants, $190 million in FY 2016,                  programs funded by State revenue, local               improvements directly related to system
                                                  are to be used for projects located in                  funds originating from State or local                 performance.
                                                  rural areas, as defined in Section C.3.iv.              revenue funded programs, private funds
                                                  If the Department does not receive                                                                            iii. Minimum Project Size Requirement
                                                                                                          or other funding sources of non-Federal
                                                  enough qualified applications to fully                  origins. If a Federal land management                    For the purposes of determining
                                                  award the 25 percent reserved for rural                 agency applies jointly with a State or                whether a project meets the minimum
                                                  projects, the Department may use the                    group of States and that agency carries               project size requirement, the
                                                  excess funding for non-rural awards.                    out the project, then Federal funds that              Department will count all future eligible
                                                  DOT must consider geographic diversity                  were not made available under titles 23               project costs under the award and some
                                                  among grant recipients, including the                   or 49 of the United States Code may be                related costs incurred before selection
                                                  need for a balance in addressing the                    used for the non-Federal share. Unless                for an NSFHP grant. Previously incurred
                                                  needs of urban and rural areas.                         otherwise authorized in statute, local                costs will be counted toward the
                                                     The FAST Act allows an NSFHP grant                   cost-share may not be counted as non-                 minimum project size requirement only
                                                  recipient to use NSFHP funds granted to                 Federal share for both the NSFHP and                  if they were eligible project costs under
                                                  pay the subsidy and administrative                      another Federal program. For any                      Section C.3.ii. and were expended as
                                                  costs necessary to receive credit                       project, the Department cannot consider               part of the project for which the
                                                  assistance for the associated project                   previously incurred costs or previously               applicant seeks funds. Although those
                                                  under the Transportation Infrastructure                 expended or encumbered funds towards                  previously incurred costs may be used
                                                  Finance and Innovation Act of 1998                      the matching requirement. Matching                    for meeting the minimum project size
                                                  (‘‘TIFIA’’) program.                                    funds are subject to the same Federal                 thresholds described in this Section,
                                                                                                          requirements described in Section F.2 as              they cannot be reimbursed with NSFHP
                                                  C. Eligibility Information
                                                                                                          awarded funds.                                        grant funds, nor will the count toward
                                                    To be selected for an NSFHP grant, an                                                                       the project’s required non-Federal share.
                                                  applicant must be an Eligible Applicant                 3. Other
                                                  and the project must be an Eligible                                                                           a. Large Projects
                                                                                                          i. Eligible Project
                                                  Project that meets the Minimum Project                                                                           The minimum project size for large
                                                  Size Requirement.                                          Eligible projects for NSFHP grants are:            projects is the lesser of $100 million; 30
                                                                                                          Highway freight projects carried out on               percent of a State’s FY 2015 Federal-aid
                                                  1. Eligible Applicants                                  the National Highway Freight Network                  apportionment if the project is located
                                                     Eligible applicants for NSFHP grants                 (23 U.S.C. 167); Highway or bridge                    in one State; or 50 percent of the larger
                                                  are (1) a State or group of States; (2) a               projects carried out on the National                  participating State’s FY 2015
                                                  metropolitan planning organization that                 Highway System (NHS) including                        apportionment for projects located in
                                                  serves an urbanized area (as defined by                 projects that add capacity on the                     more than one State. The following
                                                  the Bureau of the Census) with a                        Interstate System to improve mobility or              chart identifies the minimum total
                                                  population of more than 200,000                         projects in a national scenic area;                   project cost for projects for FY 2016 for
                                                  individuals; (3) a unit of local                        railway-highway grade crossing or grade               both single and multi-State projects.
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                                                  government or group of local                            separation projects; or a freight project
                                                  governments; (4) a political subdivision                that is (1) an intermodal or rail project,                                     One-State    Multi-State
                                                  of a State or local government; (5) a                   or (2) within the boundaries of a public                                       minimum      minimum*
                                                                                                                                                                      State 4
                                                  special purpose district or public                      or private freight rail, water (including                                      (millions)   (millions)
                                                  authority with a transportation function,               ports), or intermodal facility. A project
                                                  including a port authority; (6) a Federal               within the boundaries of a freight rail,              Alabama ............           $100         $100
                                                  land management agency that applies                     water (including ports), or intermodal                Alaska ...............          100          100
                                                  jointly with a State or group of States;                facility must be a surface transportation             Arizona ..............          100          100



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                                                  10958                             Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices

                                                                              One-State        Multi-State     a designated by the U.S. Census Bureau,               and (3) meets National Environmental
                                                         State 4              minimum          minimum*        with a population of 200,000 or more.6                Policy Act (NEPA) requirements with
                                                                              (millions)       (millions)      Cost share requirements and minimum                   respect to independent utility.
                                                                                                               grant awards are the same for projects                Independent utility means that the
                                                  Arkansas ...........               $100             $100     located in rural and urban areas. The                 component will represent a
                                                  California ...........              100              100     Department will consider a project to be              transportation improvement that is
                                                  Colorado ...........                100              100     in a rural area if the majority of the                usable and represents a reasonable
                                                  Connecticut .......                 100              100     project (determined by geographic                     expenditure of DOT funds even if no
                                                  Delaware ...........                 49               82     location(s) where the majority of the                 other improvements are made in the
                                                  Dist. of Col ........                46               77     money is to be spent) is located in a                 area, and will be ready for intended use
                                                  Florida ...............             100              100     rural area. Rural and urban definitions               upon completion of that component’s
                                                  Georgia .............               100              100     differ in some other DOT programs,
                                                  Hawaii ...............               49               82
                                                                                                                                                                     construction. All project components
                                                  Idaho .................              83              100
                                                                                                               including TIFIA and the FY 2016 TIGER                 that are presented together in a single
                                                  Illinois ................           100              100     Discretionary Grants Program.                         application must demonstrate a
                                                  Indiana ..............              100              100     v. Application Limit                                  relationship or connection between
                                                  Iowa ..................             100              100                                                           them. (See Section D.2.f. for Required
                                                  Kansas ..............               100              100        To encourage applicants to prioritize              Approvals).
                                                  Kentucky ...........                100              100     their NSFHP submissions, each eligible                   Applicants should be aware that,
                                                  Louisiana ..........                100              100     applicant may submit no more than
                                                                                                                                                                     depending upon the relationship
                                                  Maine ................               53               89     three applications. The three-
                                                  Maryland ...........                100              100                                                           between project components and upon
                                                                                                               application limit applies only to
                                                  Massachusetts ..                    100              100                                                           applicable Federal law, DOT funding of
                                                                                                               applications where the applicant is the
                                                  Michigan ...........                100              100                                                           only some project components may
                                                                                                               lead applicant. There is no limit on
                                                  Minnesota .........                 100              100                                                           make other project components subject
                                                                                                               applications for which an applicant can
                                                  Mississippi ........                100              100                                                           to Federal requirements as described in
                                                  Missouri ............               100              100     be listed as a partnering agency. If a lead
                                                                                                                                                                     Section F.2.
                                                  Montana ............                100              100     applicant submits more than three
                                                                                                               applications as the lead applicant, only                 DOT strongly encourages applicants
                                                  Nebraska ..........                  84              100
                                                                                                               the first three received will be                      to identify in their applications the
                                                  Nevada .............                100              100
                                                  New Hampshire                        48               80     considered. The NSFHP and the FY                      project components that have
                                                  New Jersey .......                  100              100     2016 TIGER Discretionary Grant                        independent utility and separately
                                                  New Mexico ......                   100              100     programs have independent application                 detail costs and requested NSFHP
                                                  New York ..........                 100              100     limits. Applicants applying to both the               funding for each component. If the
                                                  North Carolina ..                   100              100     NSFHP and the FY 2016 TIGER                           application identifies one or more
                                                  North Dakota ....                    72              100                                                           independent project components, the
                                                                                                               Discretionary Grants program may apply
                                                  Ohio ..................             100              100                                                           application should clearly identify how
                                                  Oklahoma .........                  100              100     for the same project to both programs
                                                                                                               (noted in each application), but must                 each independent component addresses
                                                  Oregon ..............               100              100
                                                                                                               timely submit separate applications that              selection criteria and produces benefits
                                                  Pennsylvania ....                   100              100
                                                  Rhode Island ....                    63              100     independently address how the project                 on its own, in addition to describing
                                                  South Carolina ..                   100              100     satisfies applicable selection criteria for           how the full proposal of which the
                                                  South Dakota ....                    82              100     the relevant grant program. Although a                independent component is a part
                                                  Tennessee ........                  100              100     project may be eligible for award under               addresses selection criteria.
                                                  Texas ................              100              100     both programs, the same application is
                                                  Utah ..................             100              100                                                           D. Application and Submission
                                                                                                               unlikely to be responsive to both                     Information
                                                  Vermont ............                 59               98
                                                  Virginia ..............             100              100
                                                                                                               programs’ notices of funding
                                                                                                               opportunity because the purposes and                  1. Address
                                                  Washington .......                  100              100
                                                  West Virginia ....                  100              100     selection criteria of the programs differ.               Applications must be submitted
                                                  Wisconsin .........                 100              100     vi. Project Components                                through www.Grants.gov. Instructions
                                                  Wyoming ...........                  74              100                                                           for submitting applications can be found
                                                                                                                  An application may describe a project
                                                    * For multi-State projects, the minimum                                                                          at www.transportation.gov/FAST
                                                                                                               that contains more than one component,
                                                  project size is largest of the multi-State mini-                                                                   LANEgrants.
                                                  mums from the participating States.                          and may describe components that may
                                                                                                               be carried out by parties other than the              2. Content and Form of Application
                                                  b. Small Projects                                            applicant. Applicants should clearly
                                                                                                                                                                       The application must include the
                                                     A small project is an eligible project                    identify all highway, bridge, and freight
                                                                                                                                                                     Standard Form 424 (Application for
                                                  that does not meet the minimum project                       related components comprising the total
                                                                                                                                                                     Federal Assistance), Standard Form
                                                  size described in Section C.3.iii.a.                         project. DOT may award funds for a
                                                                                                                                                                     424C (Budget Information for
                                                                                                               component, instead of the larger project,
                                                  iv. Rural/Urban Area                                                                                               Construction Programs), cover page, and
                                                                                                               if that component (1) independently
                                                                                                                                                                     the Project Narrative. More detailed
                                                    The NSFHP statute defines a rural                          meets minimum award amounts
                                                                                                                                                                     information about the cover page and
                                                  area as an area outside an Urbanized                         described in Section B and all eligibility
                                                                                                                                                                     Project Narrative follows.
                                                  Area 5 with a population of over                             requirements described in Section C; (2)
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                                                  200,000. In this notice, urban area is                       independently aligns well with the                    i. Cover Page Including the Following
                                                  defined as inside an Urbanized Area, as                      selection criteria specified in Section E;            Chart:
                                                     4 For purposes of determine total project cost              5 For Census 2010, the Census Bureau defined an     RefMap/ua/. For the purposes of the NSFHP
                                                  threshold, funds allocated to Puerto Rico will be            Urbanized Area (UA) as an area that consists of       program, Urbanized Areas with populations fewer
                                                  treated as fund apportioned to a State. Project cost         densely settled territory that contains 50,000 or     than 200,000 will be considered rural.
                                                  threshold for Puerto Rico will be based on 30                more people. Updated lists of UAs are available on      6 See www.transportation.gov/FASTLANEgrants

                                                  percent of funds allocated in FY 2015.                       the Census Bureau Web site at http://                 for a list of Urbanized Areas with a population of
                                                                                                               www2.census.gov/geo/maps/dc10map/UAUC_                200,000 or more.



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                                                                                         Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices                                                                                  10959

                                                  Project Name.
                                                  Previously Incurred Project Cost ...........................................................................................................................            $.
                                                  Future Eligible Project Cost ...................................................................................................................................        $.
                                                  Total Project Cost ..................................................................................................................................................   $.
                                                  NSFHP Request ....................................................................................................................................................      $.
                                                  Total Federal Funding (including NSFHP) ............................................................................................................                    $.
                                                  Are matching funds restricted to a specific project component? If so, which one? .............................................                                          Yes/no.
                                                  Is the project or a portion of the project currently located on National Highway Freight Network .......................                                                Yes/no.
                                                  Is the project or a portion of the project located on the National Highway System .............................................                                         Yes/no (for each question).
                                                        • Does the project add capacity to the Interstate system?
                                                        • Is the project in a national scenic area?
                                                  Do the project components include a railway-highway grade crossing or grade separation project?                                                                         Yes/no.
                                                  Do the project components include an intermodal or freight rail project, or freight project within the bound-                                                           Yes/no.
                                                     aries of a public or private freight rail, water (including ports), or intermodal facility?
                                                  If answered yes to either of the two component questions above, how much of requested NSFHP funds will
                                                     be spent on each of these projects components?
                                                  State(s) in which project is located.
                                                  Small or large project ............................................................................................................................................     Small/Large.
                                                  Also submitting an application to TIGER for this project? ....................................................................................                          Yes/no.
                                                  Urbanized Area in which project is located, if applicable.
                                                  Population of Urbanized Area.
                                                  Is the project currently programmed in the: ..........................................................................................................                  Yes/no (please specify in which
                                                        • TIP.                                                                                                                                                              plans the project is currently
                                                        • STIP.                                                                                                                                                             programmed).
                                                        • MPO Long Range Transportation Plan.
                                                        • State Long Range Transportation Plan.
                                                        • State Freight Plan?



                                                  ii. Project Narrative                                                     rather than copies of these supporting                                    encourages applicants to identify the
                                                     The application must include                                           materials. If supporting documents are                                    most relevant information for their
                                                  information required for DOT to                                           submitted, applicants must clearly                                        project.
                                                  determine that the project satisfies                                      identify within the project narrative the                                    b. Project Location including a
                                                  project requirements described in                                         relevant portion of the project narrative                                 detailed description of the proposed
                                                  Sections B and C and to assess the                                        that each supporting document                                             project and geospatial data for the
                                                  selection criteria specified in Section                                   supports. At the applicant’s discretion,                                  project, as well as a map of the project’s
                                                  E.1. To the extent practicable,                                           relevant materials provided previously                                    location and its connections to existing
                                                  applicants should provide data and                                        to a modal administration in support of                                   transportation infrastructure. If the
                                                  evidence of project merits in a form that                                 a different DOT financial assistance                                      project is located within the boundary
                                                  is verifiable or publicly available. DOT                                  program may be referenced and                                             of a Census- designated Urbanized Area,
                                                  may ask any applicant to supplement                                       described as unchanged. DOT                                               the application must identify the
                                                  data in its application, but expects                                      recommends using appropriately                                            Urbanized Area.
                                                  applications to be complete upon                                          descriptive final names (e.g., ‘‘Project
                                                                                                                            Narrative,’’ ‘‘Maps,’’ ‘‘Memoranda of                                        c. Project Parties including
                                                  submission.
                                                                                                                            Understanding and Letters of Support,’’                                   information about the grant recipient
                                                     DOT recommends that the project
                                                                                                                            etc.) for all attachments. DOT                                            and other affected public and private
                                                  narrative adhere to the following basic
                                                  outline to clearly address the program                                    recommends applications include the                                       parties who are involved in delivering
                                                  requirements and make critical                                            following sections:                                                       the project, such as ports, terminal
                                                  information readily apparent. In                                             a. Project Description including a                                     operators, freight railroads, shippers,
                                                  addition to a detailed statement of work,                                 description project size including                                        carriers, freight-related associations,
                                                  detailed project schedule, and detailed                                   previously incurred expenses to show                                      third-party logistics providers, and the
                                                  project budget, the project narrative                                     the project meets minimum project size                                    freight industry workforce.
                                                  should include a table of contents,                                       requirements, a description of what                                          d. Grant Funds, Sources and Uses of
                                                  maps, and graphics, as appropriate to                                     requested NSFHP and matching funds                                        Project Funds including information to
                                                  make the information easier to review.                                    will support, how the project is                                          demonstrate the viability and
                                                  DOT recommends that the project                                           nationally or regionally significant,                                     completeness of the project’s financing
                                                  narrative be prepared with standard                                       information on the expected users of the                                  package, assuming the availability of the
                                                  formatting preferences (i.e., a single-                                   project, a description of the                                             requested NSFHP grant funds. The
                                                  spaced document, using a standard 12-                                     transportation challenges the project                                     applicant should show evidence of
                                                  point font such as Times New Roman,                                       aims to address, and how the project                                      stable and reliable capital and (as
                                                  with 1-inch margins.) The project                                         will address these challenges. The                                        appropriate) operating fund
                                                  narrative may not exceed 25 pages in                                      description should include relevant data                                  commitments sufficient to cover
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                                                  length, excluding cover pages and table                                   for before and after the project is built,                                estimated costs; the availability of
                                                  of contents. The only substantive                                         such as passenger and freight volumes,                                    contingency reserves should planned
                                                  portion that may exceed the 25-page                                       congestion levels, infrastructure                                         capital or operating revenue sources not
                                                  limit are supporting documents to                                         condition, and safety experience,                                         materialize; evidence of the financial
                                                  support assertions or conclusions made                                    including citations for data sources.                                     condition of the project sponsor; and
                                                  in the 25-page project narrative. If                                      Examples of potentially relevant data                                     evidence of the grant recipient’s ability
                                                  possible, Web site links to supporting                                    can be found at www.transportation.                                       to manage grants. At a minimum,
                                                  documentation should be provided                                          gov/FASTLANEgrants, but DOT                                               applicants must include:


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                                                  10960                        Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices

                                                     (i) Future eligible cost, as defined in              injuries, and property damage), reduced               on the National Highway Freight
                                                  Section C.3.ii–iii.                                     damages from emissions of greenhouse                  Network, and should demonstrate that
                                                     (ii) Availability and commitment of                  gases and criteria air pollutants, and                the Federal share of the project funds
                                                  all committed and expected funding                      savings in maintenance costs to public                only elements of the project that provide
                                                  sources and uses of all project funds for               agencies. Applicants are strongly                     public benefits.
                                                  future eligible project costs, including                encouraged to submit a BCA in support                   f. Project Readiness including
                                                  the identity of all parties providing                   of each project for which they seek                   information to demonstrate that the
                                                  funds for the project and their                         funding that quantifies each of these                 project is reasonably expected to begin
                                                  percentage shares; any restrictions                     benefits, provides monetary estimates of              construction in a timely manner. For a
                                                  attached to specific funds; compliance                  their economic value, and compares the                large project, the Department cannot
                                                  or a schedule for compliance with all                   properly-discounted present values of                 award a project that is not reasonably
                                                  conditions applicable to each funding                   these benefits to the project’s estimated             expected to begin construction within
                                                  source, and, to the extent possible,                    costs. Where applicants cannot                        18 months of obligation of funds for the
                                                  funding commitment letters from non-                    adequately monetize benefits, they are                project. The Department will determine
                                                  Federal sources.                                        urged to identify non-monetary                        that large projects with a construction
                                                     (iii) Federal funds already provided                 measures for other categories of benefits             start date beyond September 30, 2019
                                                  and the size, nature, and source of the                 (examples below) to assist the                        are not reasonably expected to begin
                                                  required match for those funds, as well                 Department in making cost-effectiveness               construction within 18 months of
                                                  as pending or past Federal funding                      and other determinations about projects.              obligation. Obligation occurs when a
                                                  requests for the project. This                             Many projects are likely to generate               selected applicant and DOT enter a
                                                  information should demonstrate that the                 other categories of benefits that are more            written project specific agreement and is
                                                  requested NSFHP funds do not exceed                     difficult to quantify and value in                    generally after the applicant has
                                                  60 percent of future eligible project                   economic terms, but are nevertheless                  satisfied applicable administrative
                                                  costs and that total Federal funding will               important considerations in determining               requirements, including transportation
                                                  not exceed 80 percent of future eligible                whether a proposed project is cost-                   planning and environmental review
                                                  project costs. This information should                  effective. These may include impacts                  requirements. Depending on the nature
                                                  also show that local share for the                      such as improving the reliability of                  of pre-construction activities included
                                                  NSFHP grant is not counted as the                       passenger travel times or freight                     in the awarded project, the Department
                                                  matching requirement for another                        deliveries, reducing recurring delays at              may obligate funds in phases.
                                                  Federal program.                                        critical transportation bottlenecks,                    Preliminary engineering and right-of-
                                                     (iv) A detailed project budget                       improvements to the existing human                    way acquisition activities, such as
                                                  containing a breakdown of how the                       and natural environments surrounding                  environmental review, design work, and
                                                  funds will be spent. That budget should                 the project, increased access and                     other preconstruction activities, do not
                                                  estimate—both dollar amount and                         mobility, benefits to safety and public               fulfill the requirement to begin
                                                  percentage of cost—the cost of work for                 health, stormwater runoff mitigation,                 construction within 18 months of
                                                  each project component. If the project                  and noise reduction. Applicants should                obligation for large projects.
                                                  will be completed in individual                         identify each category of impact or                     To assist the Department’s project
                                                  segments or phases, a budget for each                   benefits that is not already included in              readiness determination, the
                                                  individual segment or phase should be                   the estimated dollar value of their                   Department will consider information
                                                  included. Budget spending categories                    project’s benefits (as described above),              provided in this Section D.2.ii.d. (Grant
                                                  should be broken down between                           and wherever possible provide                         Funds, Sources and Uses of Project
                                                  NSFHP, other Federal, and non-Federal                   numerical estimates of the magnitude                  Funds) in addition to the following
                                                  sources, and this breakdown should also                 and timing of each of these additional                information:
                                                  identify how each funding source will                   impacts.                                                (i) Technical Feasibility. The
                                                  share in each activity.                                    For the purpose of evaluating cost-                technical feasibility of the project
                                                     (v) Amount of requested NSFHP                        effectiveness, project costs should                   should be demonstrated by engineering
                                                  funds that will be spent on highway,                    include those for constructing,                       and design studies and activities; the
                                                  bridge, freight intermodal or freight rail,             operating, and maintaining the                        development of design criteria and/or a
                                                  port, grade crossing or grades separation               proposed project, including a detailed                basis of design; the basis for the cost
                                                  project components.                                     breakdown of those costs by spending                  estimate presented in the NSFHP
                                                     e. Cost-Effectiveness analysis should                category, the expected timing or                      application, including the identification
                                                  demonstrate that the project is likely to               schedule for costs in each category, and              of contingency levels appropriate to its
                                                  deliver its anticipated benefits at                     any contingency or other allowances for               level of design; and any scope,
                                                  reasonable costs. Applicants should                     unanticipated costs. Detailed guidance                schedule, and budget risk-mitigation
                                                  delineate each of their project’s                       for estimating some types of quantitative             measures. Applicants must include a
                                                  expected outputs and costs, preferably                  benefits and costs, together with                     detailed statement of work that focuses
                                                  in the form of a complete Benefit-Cost                  recommended economic values for                       on the technical and engineering aspects
                                                  Analysis (BCA), to enable the                           converting them to dollar terms and                   of the project and describes in detail the
                                                  Department to consider cost-                            discounting to their present values are               project to be constructed.
                                                  effectiveness (small projects) or                       available in DOT’s guidance for                         (ii) Project Schedule. The applicant
                                                  determine whether the project is cost                   conducting BCAs for projects seeking                  must include a detailed project schedule
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                                                  effective (for large projects). The                     funding under the NSFHP program (see                  that identifies all major project
                                                  primary economic benefits from projects                 www.transportation.gov/FAST                           milestones. Examples of such
                                                  eligible for NSFHP grants are likely to                 LANEgrants).                                          milestones include State and local
                                                  include time savings for passenger                         Applicants for freight projects within             planning approvals (programming on
                                                  travel and freight shipments,                           the boundaries of a freight rail, water               the STIP), start and completion of NEPA
                                                  improvements in transportation safety                   (including ports), or intermodal facility             and other environmental reviews and
                                                  (less frequent accidents and the                        should also quantify the benefits of their            approvals including permitting; design
                                                  resulting reductions in fatalities,                     proposed projects for freight movements               completion; right of way acquisition;


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                                                                               Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices                                                        10961

                                                  approval of plan, specification and                     completion of all milestones and of the                  intermodal projects located at airport
                                                  estimate (PS&E); procurement; State and                 final NEPA determination.                                facilities.9 Applicants should
                                                  local approvals; project partnership and                   (2) Information on reviews, approvals,                demonstrate that a project that is
                                                  implementation agreements including                     and permits by other agencies. An                        required to be included in the relevant
                                                  agreements with railroads; and                          application must indicate whether the                    State, metropolitan, and local planning
                                                  construction. The project schedule                      proposed project requires reviews or                     documents has been or will be included.
                                                  should be sufficiently detailed to                      approval actions by other agencies,7                     If the project is not included in the
                                                  demonstrate that:                                       indicate the status of such actions, and                 relevant planning documents at the time
                                                     (a) All necessary activities will be                 provide detailed information about the                   the application is submitted, the
                                                  complete to allow grant funds to be                     status of those reviews or approvals and                 applicant should submit a statement
                                                  obligated sufficiently in advance of the                or demonstrate compliance with any                       from the appropriate planning agency
                                                  statutory deadline, and that any                        other applicable Federal, State, or local                that actions are underway to include the
                                                  unexpected delays will not put the                      requirements. Applicants should                          project in the relevant planning
                                                  funds at risk of expiring before they are               provide a Web site link or other                         document. To the extent possible,
                                                  obligated;                                              reference to copies of any reviews,                      freight projects should be included in a
                                                     (b) the project can begin construction               approvals, and permits prepared.                         State Freight Plan and supported by a
                                                  quickly upon receipt of a NSFHP grant,                     (3) Environmental studies or other                    State Freight Advisory Committee (49
                                                  and that the grant funds will be spent                  documents—preferably through a Web                       U.S.C. 70201, 70202).
                                                  expeditiously once construction starts;                 site link—that describe in detail known                     Because projects have different
                                                  and                                                     project impacts, and possible mitigation                 schedules, the construction start date for
                                                     (c) all property and/or right-of-way                 for those impacts.                                       each NSFHP grant will be specified in
                                                  acquisition will be completed in a                         (4) A description of discussions with                 the project-specific agreements signed
                                                  timely manner in accordance with 49                     the appropriate DOT modal                                by relevant modal administration and
                                                  CFR part 24 and other legal                             administration field or headquarters                     the grant recipients and will be based on
                                                  requirements or a statement that no                     office regarding compliance with NEPA                    critical path items identified by
                                                  acquisition is necessary.                                                                                        applicants in response to items (iv)(a)
                                                                                                          and other applicable environmental
                                                     (iii) Required Approvals                                                                                      through (c) above, and be consistent
                                                     (a) Environmental Permits and                        reviews and approvals.
                                                                                                             (5) A description of public                           with other relevant State or local plan,
                                                  Reviews: As noted in Section D.2.ii.f.iii                                                                        including bicycle and pedestrian plans,
                                                  above, the application should                           engagement to date about the project
                                                                                                          including the degree to which public                     economic development plans, local
                                                  demonstrate receipt (or reasonably                                                                               land-use plans, and water and coastal
                                                  anticipated receipt) of all environmental               comments and commitments have been
                                                                                                          integrated into project development and                  zone management plans.
                                                  approvals and permits necessary for the                                                                             (iv) Assessment of Project Risks and
                                                  project to proceed to construction on the               design.
                                                                                                                                                                   Mitigation Strategies. Project risks, such
                                                  timeline specified in the project                          b. State and Local Approvals. The
                                                                                                                                                                   as procurement delays, environmental
                                                  schedule and necessary to meet the                      applicant should demonstrate receipt of
                                                                                                                                                                   uncertainties, increases in real estate
                                                  statutory obligation deadline, including                State and local approvals on which the
                                                                                                                                                                   acquisition costs, uncommitted local
                                                  satisfaction of all Federal, State and                  project depends, such as local
                                                                                                                                                                   match, or lack of legislative approval,
                                                  local requirements and completion of                    government funding commitments or
                                                                                                                                                                   affect the likelihood of successful
                                                  the NEPA process. Although Section                      TIF approval. Additional support from
                                                                                                                                                                   project start and completion. The
                                                  C.3.vi (Project Components) of this                     relevant State and local officials is not
                                                                                                                                                                   applicant should identify the material
                                                  notice encourages applicants to identify                required; however, an applicant should
                                                                                                                                                                   risks to the project and the strategies
                                                  independent project components, those                   demonstrate that the project is broadly                  that the lead applicant and any project
                                                  components may not be separable for                     supported.                                               partners have undertaken or will
                                                  the NEPA process. In such cases, the                       c. State and Local Planning. The                      undertake in order to mitigate those
                                                  NEPA review for the independent                         planning requirements of the operating                   risks. Information provided in response
                                                  project component may have to include                   administration administering the
                                                  evaluation of all project components as                 NSFHP project will apply,8 including                     intermodal projects are not required to be on the
                                                  connected, similar, or cumulative                          7 Projects that may impact protected resources
                                                                                                                                                                   State Rail Plans called for in the Passenger Rail
                                                  actions, as detailed at 40 CFR 1508.25.                                                                          Investment and Improvement Act of 2008.
                                                                                                          such as wetlands, species habitat, cultural or           However, applicants seeking funding for freight
                                                  In addition, the scope of the NEPA                      historic resources require review and approval by        projects are encouraged to demonstrate that they
                                                  decision may affect the applicability of                Federal and State agencies with jurisdiction over        have done sufficient planning to ensure that
                                                  the Federal requirements on the project                 those resources.                                         projects fit into a prioritized list of capital needs
                                                                                                             8 In accordance with 23 U.S.C. 134 and § 135, all     and are consistent with long-range goals. Means of
                                                  described in the application.                                                                                    demonstrating this consistency would to include
                                                                                                          projects requiring an action by the Federal Highway
                                                  Specifically, the application should                    Administration (FHWA) must be in the                     the projects in TIPs or a State Freight Plan that
                                                  include:                                                metropolitan transportation plan, transportation         conforms to the requirements Section 70202 of Title
                                                     (1) Information about the NEPA status                improvement program (TIP) and statewide                  49 prior to the start of construction. Port planning
                                                  of the project. If the NEPA process is                  transportation improvement program (STIP).               guidelines are available at StrongPorts.gov.
                                                                                                          Further, in air quality non-attainment and                  9 Projects at grant obligated airports, must be
                                                  completed, an applicant must indicate                   maintenance areas, all regionally significant            compatible with the FAA-approved Airport Layout
                                                  the date of, and provide a Web site link                projects, regardless of the funding source, must be      Plan (ALP), as well as aeronautical surfaces
                                                  or other reference to the final                         included in the conforming metropolitan                  associated with the landing and takeoff of aircraft
                                                                                                          transportation plan and TIP. To the extent a project     at the airport. Additionally, projects at an airport:
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                                                  Categorical Exclusion, Finding of No
                                                                                                          is required to be on a metropolitan transportation       Must comply with established Sponsor Grant
                                                  Significant Impact, Record of Decision,                 plan, TIP, and/or STIP, it will not receive a NSFHP      Assurances, including (but not limited to)
                                                  or any other NEPA documents prepared.                   grant until it is included in such plans. Projects not   requirements for non-exclusive use facilities,
                                                  If the NEPA process is underway but not                 currently included in these plans can be amended         consultation with users, consistency with local
                                                  complete, the application must detail                   by the State and metropolitan planning organization      plans including development of the area
                                                                                                          (MPO). Projects that are not required to be in long      surrounding the airport, and consideration of the
                                                  the type of NEPA review underway,                       range transportation plans, STIPs, and TIPs will not     interest of nearby communities, among others; and
                                                  where the project is in the process, and                need to be included in such plans in order to            must not adversely affect the continued and
                                                  indicate the anticipated date of                        receive a NSFHP grant. Port, freight rail, and           unhindered access of passengers to the terminal.



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                                                  10962                        Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices

                                                  to Section D.2.ii.f.i–iv above should be                  d. The E-business Point of Contact                  c. The ‘‘Legal Business Name’’ for the
                                                  referenced in developing this                           (POC) at the applicant’s organization                    applicant that was provided in the
                                                  assessment. The applicant should assess                 must respond to the registration email                   SF–424
                                                  the greatest risks to the project and                   from Grants.gov and login at Grants.gov               d. The AOR name submitted in the SF–
                                                  identify how the project parties will                   to authorize the POC as an Authorized                    424
                                                  mitigate those risks. DOT will consider                 Organization Representative (AOR).                    e. The DUNS number associated with
                                                  projects that contain risks, but expects                  Please note that there can only be one                 the application
                                                  the applicant to clearly and directly                   AOR per organization.                                 f. The Grants.gov Help Desk Tracking
                                                  describe achievable mitigation                            Please note that the Grants.gov                        Number
                                                  strategies.                                                                                                      To ensure a fair competition of
                                                                                                          registration process usually takes 2–4
                                                     The applicant, to the extent they are                                                                      limited discretionary funds, the
                                                                                                          weeks to complete and late applications
                                                  unfamiliar with the Federal program,                                                                          following conditions are not valid
                                                                                                          that are the result of failure to register
                                                  should contact DOT modal field or                                                                             reasons to permit late submissions: (1)
                                                                                                          or comply with Grants.gov applicant
                                                  headquarters offices as found at                                                                              Failure to complete the registration
                                                                                                          requirements in a timely manner will
                                                  www.transportation.gov/FAST                                                                                   process before the deadline; (2) failure
                                                                                                          not be considered. For information and
                                                  LANEgrants for information on what                                                                            to follow Grants.gov instructions on
                                                                                                          instruction on each of these processes,
                                                  steps are pre-requisite to the obligation                                                                     how to register and apply as posted on
                                                                                                          please see instructions at http://
                                                  of Federal funds in order to ensure that                                                                      its Web site; (3) failure to follow all of
                                                                                                          www.grants.gov/web/grants/applicants/
                                                  their project schedule is reasonable and                                                                      the instructions in this notice of funding
                                                                                                          applicant-faqs.html. If interested parties            opportunity; and (4) technical issues
                                                  that there are no risks of delays in                    experience difficulties at any point
                                                  satisfying Federal requirements.                                                                              experienced with the applicant’s
                                                                                                          during the registration or application                computer or information technology
                                                  3. Unique Entity Identifier and System                  process, please call the Grants.gov                   environment. After DOT staff review all
                                                  for Award Management (SAM)                              Customer Service Support Hotline at                   information submitted and contact the
                                                     Each applicant must: (1) Be registered               1(800) 518–4726, Monday-Friday from                   Grants.gov Help Desk to validate
                                                  in SAM before submitting its                            7:00 a.m. to 9:00 p.m. EDT.                           reported technical issues, DOT staff will
                                                  application; (2) provide a valid unique                 ii. Consideration of Application                      contact late applicants to approve or
                                                  entity identifier in its application; and                                                                     deny a request to submit a late
                                                                                                            Only applicants who comply with all                 application through Grants.gov. If the
                                                  (3) continue to maintain an active SAM
                                                                                                          submission deadlines described in this                reported technical issues cannot be
                                                  registration with current information at
                                                  all times during which it has an active                 notice and submit applications through                validated, late applications will be
                                                  Federal award or an application or plan                 Grants.gov will be eligible for award.                rejected as untimely.
                                                  under consideration by a Federal                        Applicants are strongly encouraged to
                                                                                                          make submissions in advance of the                    E. Application Review Information
                                                  awarding agency. DOT may not make an
                                                  NSFHP grant to an applicant until the                   deadline.                                             1. Criteria
                                                  applicant has complied with all                           Applicants interested in applying are
                                                                                                          encouraged to email FASTLANEgrants@                      For a small project to be selected, the
                                                  applicable unique entity identifier and                                                                       Department will evaluate the cost
                                                  SAM requirements and, if an applicant                   dot.gov no later than March 25, 2016
                                                                                                          with applicant name, State in which                   effectiveness of the proposed project
                                                  has not fully complied with the                                                                               and the effect of the proposed project on
                                                  requirements by the time DOT is ready                   project is located, approximate total
                                                                                                          project cost, and amount of the NSFHP                 mobility in the State and region in
                                                  to make an NSFHP grant, DOT may                                                                               which the project is carried out.
                                                  determine that the applicant is not                     grant request, and a 2–3 sentence project
                                                                                                                                                                   For a large project to be selected, the
                                                  qualified to receive an NSFHP grant and                 description. DOT seeks this early
                                                                                                                                                                Department will determine that the
                                                  use that determination as a basis for                   notification of interest to inform the
                                                                                                                                                                project generates national or regional
                                                  making an NSFHP grant to another                        Department’s allocation of resources for
                                                                                                                                                                economic, mobility, or safety benefits; is
                                                  applicant.                                              application evaluations and to facilitate
                                                                                                                                                                cost-effective; contributes to one or
                                                                                                          timely and efficient awards.
                                                  4. Submission Dates and Timelines                                                                             more of the goals described in 23 U.S.C.
                                                                                                          iii. Late Applications                                150; is based on the results of
                                                  i. Deadline                                                                                                   preliminary engineering; has one or
                                                                                                            Applications received after the
                                                     Applications must be submitted by                    deadline will not be considered except                more stable and dependable funding or
                                                  8:00 p.m. EDT April 14, 2016. The                       in the case of unforeseen technical                   financing sources to construct,
                                                  Grants.gov ‘‘Apply’’ function will open                 difficulties outlined in Section 4.iv.                maintain, and operate and contingency
                                                  by March 15, 2016. The Department has                                                                         amounts to cover unanticipated cost
                                                  determined that an application deadline                 iv. Late Application Policy                           increases; cannot be easily and
                                                  fewer than 60 days after this notice is                    Applicants experiencing technical                  efficiently completed without other
                                                  published is appropriate because the                    issues with Grants.gov that are beyond                Federal funding or financial assistance;
                                                  accelerated timeline is necessary to                    the applicant’s control must contact                  and is reasonably expected to begin
                                                  satisfy the statutory 60-day                            FASTLANEgrants@dot.gov prior to the                   construction no later than 18 months
                                                  Congressional notification requirement,                 application deadline with the user name               after the date of obligation.
                                                  as well as to ensure the timely                         of the registrant and details of the
                                                  obligation of available funds.                                                                                i. Merit Criteria
                                                                                                          technical issue experienced. The
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                                                     To submit an application through                                                                              For both large and small projects, the
                                                                                                          applicant must provide:
                                                  Grants.gov, applicants must:                                                                                  Department will consider the extent to
                                                     a. Obtain a Data Universal Numbering                 a. Details of the technical issue                     which the project addresses the
                                                  System (DUNS) number:                                      experienced                                        following criteria:
                                                     b. Register with the System Award for                b. Screen capture(s) of the technical
                                                  Management (SAM) at www.sam.gov;                           issues experienced along with                      a. Economic Outcomes
                                                     c. Create a Grants.gov username and                     corresponding Grants.gov ‘‘Grant                      Improving the efficiency and
                                                  password; and                                              tracking number’’                                  reliability of the surface transportation


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                                                                               Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices                                            10963

                                                  system at the regional or national level                maintain, and operate the project,                    business ethics, and record of
                                                  to increase the global economic                         subject to the parameters in Section C.2.             performance under Federal awards
                                                  competitiveness of the United States,                   Applicants should provide sufficient                  when completing the review of risk
                                                  including improving connectivity                        information to demonstrate that the                   posed by applicants.
                                                  between freight modes of transportation,                project cannot be easily and efficiently
                                                                                                                                                                F. Federal Award Administration
                                                  improving roadways vital to national                    completed without other Federal
                                                                                                                                                                Information
                                                  energy security, facilitating freight                   funding or financial assistance available
                                                  movement across land border crossings,                  to the project sponsor. Additional                    1. Federal Award Notices
                                                  and addressing the impact of population                 consideration will be given to the use of                Following the evaluation outlined in
                                                  growth on the movement of people and                    nontraditional financing, as well as the              Section E, the Secretary will announce
                                                  freight.                                                use of non-Federal contributions. The                 awarded projects by posting a list of
                                                  b. Mobility Outcomes                                    Department may consider the form of                   selected projects at www.transportation.
                                                                                                          cost sharing presented in an application.             gov/FASTLANEgrants. Following the
                                                     Improving the movement of people                     Firm commitments of cash that indicate
                                                  and goods by maintaining highways,                                                                            announcement, the Department will
                                                                                                          a complete project funding package and                contact the point of contact listed in the
                                                  bridges, and freight infrastructure in a                demonstrate local support for the
                                                  state of good repair, enhancing the                                                                           SF 424 to initiate negotiation of a
                                                                                                          project are more competitive than other               project specific agreement.
                                                  resiliency of critical surface                          forms of cost sharing.
                                                  transportation infrastructure, and                                                                            2. Administrative and National Policy
                                                  significantly reducing highway                          2. Review and Selection Process                       Requirements
                                                  congestion and bottlenecks.                             i. DOT Review                                            All awards will be administered
                                                  c. Safety Outcomes                                         DOT will review all eligible                       pursuant to the Uniform Administrative
                                                     Achieving a significant reduction in                 applications received before the                      Requirements, Cost Principles and
                                                  traffic fatalities and serious injuries on              application deadline. The NSFHP                       Audit Requirements for Federal Awards
                                                  the surface transportation system, as                   process consists of a Technical                       found in 2 CFR part 200, as adopted by
                                                  well as improving interactions between                  Evaluation phase and Senior Review. In                DOT at 2 CFR part 1201. Additionally,
                                                  roadway users, reducing the likelihood                  the Technical Evaluation phase, teams                 applicable Federal laws, rules and
                                                  of derailments or high consequence                      will, for each project determine whether              regulations of the relevant modal
                                                  events, and improving safety in                         the project satisfies statutory                       administration administering the project
                                                  transporting certain types of                           requirements and rate how well it                     will apply to the projects that receive
                                                  commodities.                                            addresses selection criteria. The Senior              NSFHP grants, including planning
                                                                                                          Review Team will consider the                         requirements, Stakeholder Agreements,
                                                  d. Community and Environmental                          applications and the technical                        Buy America compliance, and other
                                                  Outcomes                                                evaluations to determine which projects               requirements under DOT’s other
                                                    How and whether the project                           to advance to the Secretary for                       highway, transit, rail, and port grant
                                                  mitigates harm to communities and the                   consideration. Evaluations in both the                programs. A project carried out under
                                                  environment, extends benefits to the                    Technical Evaluation and Senior                       this NSFHP program will be treated as
                                                  human and natural environment, or                       Review Team phases will place projects                if the project is located on a Federal-aid
                                                  enhances personal mobility and                          into rating categories, not assign                    highway. For an illustrative list of the
                                                  accessibility. This includes reducing the               numerical scores. The Secretary will                  applicable laws, rules, regulations,
                                                  negative effects of existing                            select the projects for award. A Control              executive orders, policies, guidelines,
                                                  infrastructure, removing barriers,                      and Calibration Team will ensure                      and requirements as they relate to an
                                                  avoiding harm to the human and natural                  consistency across project evaluations                NSFHP, please see http://www.ops.
                                                  environment, and using design                           and appropriate documentation                         fhwa.dot.gov/freight/infrastructure/
                                                  improvements to enhance access (where                   throughout the review and selection                   nsfhp/fy2016_gr_exhbt_c/index.htm.
                                                  appropriate) and environmental quality                  process. The FAST Act requires                        3. Reporting
                                                  for affected communities. Projects                      Congressional notification, in writing, at
                                                  should also reflect meaningful                          least 60 days before making a NSFHP                   i. Progress Reporting on Grant Activity
                                                  community input provided during                         grant.                                                   Each applicant selected for an NSFHP
                                                  project development.                                                                                          grant must submit the Federal Financial
                                                                                                          3. Additional Information
                                                  ii. Other Review Criteria                                                                                     Report (SF–425) on the financial
                                                                                                             Prior to award, each selected                      condition of the project and the project’s
                                                  a. Partnership and Innovation                           applicant will be subject to a risk                   progress, as well as an Annual Budget
                                                     Demonstrating strong collaboration                   assessment required by 2 CFR 200.205.                 Review and Program Plan to monitor the
                                                  among a broad range of stakeholders or                  The Department must review and                        use of Federal funds and ensure
                                                  using innovative strategies to pursue                   consider any information about the                    accountability and financial
                                                  primary outcomes listed above                           applicant that is in the designated                   transparency in the NSFHP program.
                                                  including efforts to reduce accelerate                  integrity and performance system
                                                                                                          accessible through SAM (currently the                 ii. Reporting of Matters Related to
                                                  delivery delays. Additional
                                                                                                          Federal Awardee Performance and                       Integrity and Performance
                                                  consideration will be given for the use
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                                                  of innovative and flexible designs and                  Integrity Information System (FAPIIS)).                  If the total value of a selected
                                                  construction techniques or innovative                   An applicant may review information in                applicant’s currently active grants,
                                                  technologies.                                           FAPIIS and comment on any                             cooperative agreements, and
                                                                                                          information about itself. The                         procurement contracts from all Federal
                                                  b. Cost Share                                           Department will consider comments by                  awarding agencies exceeds $10,000,000
                                                     NSFHP grants must have one or more                   the applicant in addition to the other                for any period of time during the period
                                                  stable and dependable sources of                        information in FAPIIS, in making a                    of performance of this Federal award,
                                                  funding and financing to construct,                     judgment about the applicant’s integrity,             then the applicant during that period of


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                                                  10964                        Federal Register / Vol. 81, No. 41 / Wednesday, March 2, 2016 / Notices

                                                  time must maintain the currency of                      stakeholder groups, and the program                   SUMMARY:   The Department of Veterans
                                                  information reported to the System for                  sufficiently targets nationally or                    Affairs (VA) published a collection of
                                                  Award Management (SAM) that is made                     regionally significant projects. The                  information notice in the Federal
                                                  available in the designated integrity and               Department may consider the submitted                 Register on February 17, 2016, which
                                                  performance system (currently the                       comments and suggestions when                         contained errors. The notice incorrectly
                                                  Federal Awardee Performance and                         developing subsequent NSFHP notices                   stated the title. This document corrects
                                                  Integrity Information System (FAPIIS))                  and program guidance, but submitted                   the errors by updating the title.
                                                  about civil, criminal, or administrative                comments will not affect the program’s                FOR FURTHER INFORMATION CONTACT:
                                                  proceedings described in paragraph 2 of                 evaluation and selection process for FY               Crystal Rennie, Enterprise Records
                                                  this award term and condition. This is                  2016 awards. Applications or comments                 Service (005R1B), Department of
                                                  a statutory requirement under section                   about specific projects should not be                 Veterans Affairs, 810 Vermont Avenue
                                                  872 of Public Law 110–417, as amended                   submitted to the docket. Any                          NW., Washington, DC 20420, (202) 632–
                                                  (41 U.S.C. 2313). As required by section                application submitted to the document                 7492.
                                                  3010 of Public Law 111–212, all                         will not be reviewed. Comments should
                                                  information posted in the designated                    be sent to DOT–OST–2016–0022 by                       Correction
                                                  integrity and performance system on or                  June 1, 2016, but, to the extent                         In FR Doc. 2016–03208, published on
                                                  after April 15, 2011, except past                       practicable, the Department will                      February 17, 2016, at 81 FR 8130, make
                                                  performance reviews required for                        consider late-filed comments.                         the following correction. On page 8130,
                                                  Federal procurement contracts, will be                                                                        in the second column, the notice should
                                                                                                          2. Protection of Confidential Business
                                                  publicly available.                                                                                           read as follows:
                                                                                                          Information
                                                  G. Federal Awarding Agency Contacts                                                                           Agency Information Collection (Request
                                                                                                             All information submitted as part of               for Certificate of Veteran Status)
                                                     For further information concerning                   or in support of any application shall                Activity Under OMB Review.
                                                  this notice, please contact the Office of               use publicly available data or data that
                                                                                                                                                                SUMMARY: In compliance with the
                                                  the Secretary via email at                              can be made public and methodologies
                                                                                                                                                                Paperwork Reduction Act (PRA) of 1995
                                                  FASTLANEgrants@dot.gov. For more                        that are accepted by industry practice
                                                                                                                                                                (44 U.S.C. 3501–3521), this notice
                                                  information about highway projects,                     and standards, to the extent possible. If
                                                                                                                                                                announces that the Veterans Benefits
                                                  please contact Crystal Jones at (202)                   the application includes information the
                                                                                                                                                                Administration (VBA), Department of
                                                  366–2976. For more information about                    applicant considers to be a trade secret
                                                                                                                                                                Veterans Affairs, will submit the
                                                  maritime projects, please contact Robert                or confidential commercial or financial
                                                                                                                                                                collection of information abstracted
                                                  Bouchard at (202) 366–5076. For more                    information, the applicant should do the
                                                                                                                                                                below to the Office of Management and
                                                  information about rail projects, please                 following: (1) Note on the front cover
                                                                                                                                                                Budget (OMB) for review and comment.
                                                  contact Scott Greene at (202) 493–6408.                 that the submission ‘‘Contains
                                                                                                                                                                The PRA submission describes the
                                                  For all other questions, please contact                 Confidential Business Information
                                                                                                                                                                nature of the information collection and
                                                  Howard Hill at (202) 366–0301. A TDD                    (CBI)’’; (2) mark each affected page
                                                                                                                                                                its expected cost and burden; it includes
                                                  is available for individuals who are deaf               ‘‘CBI’’; and (3) highlight or otherwise
                                                                                                                                                                the actual data collection instrument.
                                                  or hard of hearing at 202–366–3993. In                  denote the CBI portions. DOT protects
                                                  addition, up to the application deadline,               such information from disclosure to the               DATES: Comments must be submitted on
                                                  DOT will post answers to common                         extent allowed under applicable law. In               or before April 1, 2016.
                                                  questions and requests for clarifications               the event DOT receives a Freedom of                   ADDRESSES: Submit written comments
                                                  on DOT’s Web site at                                    Information Act (FOIA) request for the                on the collection of information through
                                                  www.transportation.gov/FAST                             information, DOT will follow the                      www.Regulations.gov, or to Office of
                                                  LANEgrants. To ensure applicants                        procedures described in its FOIA                      Information and Regulatory Affairs,
                                                  receive accurate information about                      regulations at 49 CFR 7.17. Only                      Office of Management and Budget, Attn:
                                                  eligibility or the program, the applicant               information that is ultimately                        VA Desk Officer; 725 17th St. NW.,
                                                  is encouraged to contact DOT directly,                  determined to be confidential under that              Washington, DC 20503 or sent through
                                                  rather than through intermediaries or                   procedure will be exempt from                         electronic mail to oira_submission@
                                                  third parties, with questions.                          disclosure under FOIA.                                omb.eop.gov. Please refer to ‘‘OMB
                                                                                                                                                                Control No. 2900–0745’’ in any
                                                  H. Other Information                                    Anthony R. Foxx,                                      correspondence.
                                                  1. Public Comment                                       Secretary.
                                                                                                                                                                FOR FURTHER INFORMATION CONTACT:
                                                                                                          [FR Doc. 2016–04610 Filed 3–1–16; 8:45 am]
                                                     The FAST Act authorized the NSFHP                                                                          Crystal Rennie, Enterprise Records
                                                                                                          BILLING CODE 4910–9X–P
                                                  program through FY 2020. This notice                                                                          Service (005R1B), Department of
                                                  solicits applications for FY 2016 only.                                                                       Veterans Affairs, 810 Vermont Avenue
                                                  Because this is the first year                                                                                NW., Washington, DC 20420, (202) 632–
                                                  implementing the NSFHP program, the                     DEPARTMENT OF VETERANS                                7492 or email crystal.rennie@va.gov.
                                                  Department invites interested parties to                AFFAIRS                                               Please refer to ‘‘OMB Control No. 2900–
                                                  submit comments about this notice’s                                                                           0745.’’
                                                  contents, the Department’s                              [OMB Control No. 2900–0745]                           SUPPLEMENTARY INFORMATION:
                                                  implementation choices within the legal                                                                         Title: Request for Certificate of
                                                                                                          Agency Information Collection:
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                                                  bounds of the program, as well as                                                                             Veteran Status.
                                                  suggestions for clarification in future                 Request for Certificate of Veteran                      OMB Control Number: 2900–0745.
                                                  NSFHP rounds. The Department seeks                      Status Activity Under OMB Review                        Type of Review: Revision of a
                                                  input on whether the information                        AGENCY:  Veterans Benefits                            currently approved collection.
                                                  requested in applications is reasonable                 Administration, Department of Veterans                  Abstract: Applicants complete VA
                                                  and clear, additional merit criteria                    Affairs.                                              form 26–8261a to apply for a position as
                                                  should be considered, additional public                                                                       a designate fee appraiser or compliance
                                                                                                          ACTION: Notice; correction.
                                                  engagement is necessary for specific                                                                          inspector. VA will use the data collected


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Document Created: 2018-02-02 15:04:13
Document Modified: 2018-02-02 15:04:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of funding opportunity.
DatesApplications must be submitted by 8:00 p.m. EDT on April 14, 2016. The Grants.gov ``Apply'' function will open by March 15, 2016.
ContactFor further information concerning this notice, please contact the Office of the Secretary via email at [email protected] For more information about highway projects, please contact Crystal Jones at (202) 366-2976. For more information about maritime projects, please contact Robert Bouchard at (202) 366- 5076. For more information about rail projects, please contact Scott Greene at (202) 493-6408. For all other questions, please contact Howard Hill at (202) 366-0301. A TDD is available for individuals who are deaf or hard of hearing at 202-366-3993. Additionally, the Department will regularly post answers to questions and requests for clarifications as well as information about webinars for further guidance on DOT's Web site at www.transportation.gov/FASTLANEgrants.
FR Citation81 FR 10955 

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