81_FR_11193 81 FR 11151 - Effective Date of Requirement for Premarket Approval for Blood Lancets

81 FR 11151 - Effective Date of Requirement for Premarket Approval for Blood Lancets

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 42 (March 3, 2016)

Page Range11151-11160
FR Document2016-04579

The Food and Drug Administration (FDA) is issuing a proposed administrative order to require the filing of a premarket approval application (PMA) following the reclassification of multiple use blood lancets for multiple patient use from class I to class III. FDA is summarizing its proposed findings regarding the degree of risk of illness or injury designed to be eliminated or reduced by requiring this device to meet the PMA requirements of the Federal Food, Drug, and Cosmetic Act (the FD&C Act) and the benefits to the public from the use of the device.

Federal Register, Volume 81 Issue 42 (Thursday, March 3, 2016)
[Federal Register Volume 81, Number 42 (Thursday, March 3, 2016)]
[Proposed Rules]
[Pages 11151-11160]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-04579]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 878

[Docket No. FDA-2016-M-0035]


Effective Date of Requirement for Premarket Approval for Blood 
Lancets

AGENCY: Food and Drug Administration, HHS.

ACTION: Proposed order.

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SUMMARY: The Food and Drug Administration (FDA) is issuing a proposed 
administrative order to require the filing of a premarket approval 
application (PMA) following the reclassification of multiple use blood 
lancets for multiple patient use from class I to class III. FDA is 
summarizing its proposed findings regarding the degree of risk of 
illness or injury designed to be eliminated or reduced by requiring 
this device to meet the PMA requirements of the Federal Food, Drug,

[[Page 11152]]

and Cosmetic Act (the FD&C Act) and the benefits to the public from the 
use of the device.

DATES: Submit either electronic or written comments on this proposed 
order by June 1, 2016. See section X of the SUPPLEMENTARY INFORMATION 
section of this document for the proposed effective date of any final 
order that may publish based on this proposal.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2016-M-0035 for ``Effective Date of Requirement for Premarket 
Approval for Blood Lancets.'' Received comments will be placed in the 
docket and, except for those submitted as ``Confidential Submissions,'' 
publicly viewable at http://www.regulations.gov or at the Division of 
Dockets Management between 9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: Joshua Nipper, Center for Devices and 
Radiological Health, Food and Drug Administration, 10903 New Hampshire 
Ave., Bldg. 66, Rm. G422, Silver Spring, MD 20993-0002, 301-796-6524, 
[email protected].

SUPPLEMENTARY INFORMATION:

I. Background--Regulatory Authorities

    The FD&C Act, as amended, establishes a comprehensive system for 
the regulation of medical devices intended for human use. Section 513 
of the FD&C Act (21 U.S.C. 360c) established three categories (classes) 
of devices, reflecting the regulatory controls needed to provide 
reasonable assurance of their safety and effectiveness. The three 
categories of devices are class I (general controls), class II (special 
controls), and class III (premarket approval).
    Under section 513(d)(1) of the FD&C Act, devices that were in 
commercial distribution before the enactment of the 1976 amendments, 
May 28, 1976 (generally referred to as ``preamendments devices''), are 
classified after FDA: (1) Receives a recommendation from a device 
classification panel (an FDA advisory committee); (2) publishes the 
panel's recommendation for comment, along with a proposed regulation 
classifying the device; and (3) publishes a final regulation 
classifying the device. FDA has classified most preamendments devices 
under these procedures.
    Devices that were not in commercial distribution prior to May 28, 
1976 (generally referred to as ``postamendments devices''), are 
classified automatically by section 513(f) of the FD&C Act into class 
III without any FDA rulemaking process. Those devices remain in class 
III and require premarket approval unless, and until, FDA reclassifies 
the device into class I or II, or FDA issues an order finding the 
device to be substantially equivalent, in accordance with section 
513(i) of the FD&C Act, to a predicate device that does not require 
premarket approval. The Agency determines whether new devices are 
substantially equivalent to predicate devices by means of premarket 
notification procedures in section 510(k) of the FD&C Act (21 U.S.C. 
360(k)) and part 807 of the regulations (21 CFR part 807).
    A person may market a preamendments device that has been classified 
into class III through premarket notification procedures, and devices 
found substantially equivalent by means of premarket notification 
(510(k)) procedures to such a preamendments device or to a device 
within that type (both the preamendments and substantially equivalent 
devices are referred to as preamendments class III devices) may be 
marketed without submission of a PMA until FDA issues a final order 
under section 515(b) of the FD&C Act (21 U.S.C. 360e(b)) requiring 
premarket approval. Section 515(b)(1) of the FD&C Act directs FDA to 
issue an order requiring premarket approval for a preamendments class 
III device.
    Section 515(f) of the FD&C Act provides an alternative pathway for 
meeting the premarket approval

[[Page 11153]]

requirement. Under section 515(f), manufacturers may meet the premarket 
approval requirement if they file a notice of completion of a product 
development protocol (PDP) approved under section 515(f)(4) of the FD&C 
Act and FDA declares the PDP completed under section 515(f)(6)(B) of 
the FD&C Act. Accordingly, the manufacturer of a class III 
preamendments device may comply with a call for PMAs by filing a PMA or 
a notice of completion of a PDP. In practice, however, the option of 
filing a notice of completion of a PDP has rarely been used. For 
simplicity, although the PDP option remains available to manufacturers 
in response to a final order under section 515(b) of the FD&C Act, this 
document will refer only to the requirement for the filing and 
obtaining approval of a PMA.
    On July 9, 2012, Congress enacted the Food and Drug Administration 
Safety and Innovation Act (FDASIA). Section 608(b) of FDASIA (126 Stat. 
1056) amended section 515(b) of the FD&C Act, changing the process for 
requiring premarket approval for a preamendments class III device from 
rulemaking to an administrative order.
    Section 515(b)(1) of the FD&C Act sets forth the process for 
issuing a final order. Specifically, prior to the issuance of a final 
order requiring premarket approval for a preamendments class III 
device, the following must occur: Publication of a proposed order in 
the Federal Register, a meeting of a device classification panel 
described in section 513(b) of the FD&C Act, and consideration of 
comments to a public docket.
    In June 2013, FDA held a meeting of a device classification panel 
described in section 513(b) of the FD&C Act to discuss the 
classification of multiple use blood lancets for multiple patient use. 
Although, to FDA's knowledge, no device is currently being marketed for 
this use, one device has been cleared for this use. As explained 
further in section V.A of this document, this device classification 
panel meeting discussed whether multiple use blood lancets for multiple 
patient use should be reclassified into class III or remain in class I, 
and the discussion included whether PMAs should be required for these 
devices. The panel recommended that, because multiple use blood lancets 
for multiple patient use present a potential unreasonable risk of 
illness or injury and insufficient information exists to establish 
special controls for multiple use blood lancets for multiple patient 
use, the device should be reclassified into class III. FDA is not aware 
of new information that would provide a basis for a different 
recommendation or findings.
    Section 515(b)(2) of the FD&C Act provides that a proposed order to 
require premarket approval shall contain: (1) The proposed order, (2) 
proposed findings with respect to the degree of risk of illness or 
injury designed to be eliminated or reduced by requiring the device to 
have an approved PMA and the benefit to the public from the use of the 
device, (3) an opportunity for the submission of comments on the 
proposed order and the proposed findings, and (4) an opportunity to 
request a change in the classification of the device based on new 
information relevant to the classification of the device.
    Section 515(b)(3) of the FD&C Act provides that FDA shall, after 
the close of the comment period on the proposed order, consideration of 
any comments received, and a meeting of a device classification panel 
described in section 513(b) of the FD&C Act, issue a final order to 
require premarket approval or publish a document terminating the 
proceeding together with the reasons for such termination. If FDA 
terminates the proceeding, FDA is required to initiate reclassification 
of the device under section 513(e) of the FD&C Act, unless the reason 
for termination is that the device is a banned device under section 516 
of the FD&C Act (21 U.S.C. 360f).
    A preamendments class III device may be commercially distributed 
without a PMA until 90 days after FDA issues a final order requiring 
premarket approval for the device, or 30 months after final 
classification of the device under section 513 of the FD&C Act becomes 
effective, whichever is later (section 501(f) of the FD&C Act (21 
U.S.C. 351(f)). Elsewhere in this issue of the Federal Register, FDA is 
issuing a proposed order to reclassify multiple use blood lancets for 
multiple patient use from class I to class III. Therefore, assuming 
both the reclassification order and the order to require PMAs are 
finalized at the same time, the date by which a PMA for multiple use 
blood lancets for multiple patient use must be filed will be 30 months 
after the date FDA issues the final order reclassifying multiple use 
blood lancets for multiple patients. If a PMA is not filed for such 
device by the later of the two dates, as specified in section 
501(f)(2)(B) of the FD&C Act, then the device would be deemed 
adulterated under section 501(f) of the FD&C Act unless the device is 
distributed for investigational use under an approved application for 
an investigational device exemption (IDE).
    In accordance with section 515(b) of the FD&C Act, interested 
persons are being offered the opportunity to request reclassification 
of multiple use blood lancets for multiple patient use.

II. Regulatory History of the Device

    Elsewhere in this issue of the Federal Register, FDA is proposing 
to reclassify multiple use blood lancets for multiple patient use into 
class III under section 513(e) of the FD&C Act.
    Blood lancets were classified in part 878 (21 CFR part 878) by a 
final rule published in the Federal Register on June 24, 1988 (53 FR 
23856) that classified 51 general and plastic surgery devices. This 
1988 rule classified blood lancets into class I (general controls). 
These devices were grouped with other devices under ``Manual surgical 
instrument for general use,'' 21 CFR 878.4800. At the time, blood 
lancets had been in common use in medical practice for many years, and 
FDA believed that general controls were sufficient to provide 
reasonable assurance of the safety and effectiveness of those devices. 
This rule was amended on April 5, 1989 (54 FR 13826) to clarify that 
manual surgical instruments for general use made of the same materials 
as used in preamendment devices were exempt from premarket notification 
510(k) review.
    On December 7, 1994, FDA further amended the classification when it 
published a final rule in the Federal Register (59 FR 63005) that 
exempted 148 class I devices from premarket notification, with 
limitations. Blood lancets were one of those devices. FDA determined 
that manufacturers' submissions of premarket notifications were 
unnecessary for the protection of the public health and that FDA's 
review of such submissions would not advance its public health mission.
    On August 26, 2010, FDA and the Centers for Disease Control and 
Prevention (CDC) issued joint initial communications warning that the 
use of fingerstick devices (blood lancets) to obtain blood from more 
than one patient posed a risk of transmitting bloodborne pathogens. The 
communication was updated on November 29, 2010 (Ref. 1). FDA's 
communication update, ``Use of Fingerstick Devices on More Than One 
Person Poses Risk for Transmitting Bloodborne Pathogens: Initial 
Communication: Update 11/29/2010'', stated that ``[o]ver the past 10-15 
years, the CDC and the FDA have noted a progressive increase in reports 
of bloodborne infection transmission (primarily hepatitis B virus) 
resulting from the shared use of fingerstick and POC [or `Point of 
Care'] blood testing devices.'' FDA and CDC recommended, among other 
things, that health care

[[Page 11154]]

professionals and patients never use a blood lancet for more than one 
person.
    On November 29, 2010, FDA published a guidance entitled ``Guidance 
for Industry and Food and Drug Administration Staff; Blood Lancet 
Labeling'' (75 FR 73107) (Ref. 2). This guidance includes labeling 
recommendations to address concerns that both health care providers and 
patients may be unaware of the serious adverse health risks associated 
with using the same blood lancet for assisted withdrawal of blood from 
more than one patient, even when the blood lancet blade is changed for 
each blood draw. FDA recommends in the guidance that all blood lancets 
be labeled for use only on a single patient. FDA recommends in the 
guidance that a statement limiting use to a single patient should also 
appear on the label attached to the device, if possible. The guidance 
was for immediate implementation. When final, this order will supersede 
this labeling guidance.
    On June 26, 2013, FDA held a meeting of the General and Plastic 
Surgery Devices Panel of the Medical Devices Advisory Committee (the 
Panel) to discuss the potential reclassification of blood lancets (Ref. 
3). The Panel discussed new scientific information, the risks to health 
from blood lancets, whether blood lancets should be reclassified or 
remain in class I, and possible special controls for these devices if 
reclassified into class II. The Panel agreed that general controls were 
not sufficient to provide a reasonable assurance of safety and 
effectiveness of blood lancets. The Panel believed that because 
multiple use blood lancets for multiple patient use presented a 
potential unreasonable risk of illness or injury, and insufficient 
information existed to establish special controls for these devices, 
they should be reclassified into class III. The Panel recommended that 
all other blood lancet devices be reclassified into class II (special 
controls). FDA is not aware of new information since this Panel meeting 
that would provide a basis for a different recommendation or finding.

III. Dates New Requirements Apply

    Assuming FDA finalizes the order proposing reclassification of 
multiple use blood lancets for multiple patient use found elsewhere in 
this issue of the Federal Register, this device will be classified into 
class III. In accordance with sections 501(f)(2)(B) and 515(b) of the 
FD&C Act, FDA is proposing to require that a PMA be filed with the 
Agency for multiple use blood lancets for multiple patient use devices 
and accessories by the last day of the 30th calendar month beginning 
after the month in which the classification of the device in class III 
became effective, or on the 90th day after the date of the issuance of 
a final order under 515(b), whichever is later. Assuming this order is 
finalized at or near the same time the final order to reclassify these 
devices into class III, this requirement will take effect 30 months 
after the reclassification order issues. An applicant whose device was 
legally in commercial distribution before May 28, 1976, or whose device 
has been found to be substantially equivalent to such a device, will be 
permitted to continue marketing such class III devices during FDA's 
review of the PMA provided that a PMA is timely filed. FDA intends to 
review any PMA for the device within 180 days. FDA cautions that under 
section 515(d)(1)(B)(i) of the FD&C Act, the Agency may not enter into 
an agreement to extend the review period for a PMA beyond 180 days 
unless the Agency finds that ``. . . the continued availability of the 
device is necessary for the public health.''
    Under the FD&C Act, if any multiple use blood lancets for multiple 
patient use are currently in distribution and no PMA is submitted for 
these devices by the last day of the 30th calendar month beginning 
after the month in which the classification of the device in class III 
became effective or within 90 days of a final order calling for PMAs, 
or a denial is rendered on a filed PMA, these devices would be 
considered adulterated under section 501(f)(1) of the FD&C Act. In 
addition, no new devices will be permitted in interstate commerce 
without approval of a PMA. The device may be distributed for 
investigational use only if the requirements of the IDE regulations are 
met. The requirements for significant risk devices include submitting 
an IDE application to FDA for review and approval. An approved IDE is 
required to be in effect before an investigation of the device may be 
initiated or continued under Sec.  812.30 (21 CFR 812.30). FDA, 
therefore, recommends that IDE applications be submitted to FDA at 
least 30 days before the end of the 30-month period after the issuance 
of the final order to avoid interrupting any ongoing investigations.
    FDA intends that under Sec.  812.2(d), the publication in the 
Federal Register of any final order based on this proposal will include 
a statement that, as of the date on which the filing of a PMA is 
required, the exemptions in Sec.  812.2(c)(1) and (2) from the 
requirements of the IDE regulations for preamendments class III devices 
will cease to apply to any device that is: (1) Not legally on the 
market on or before that date, or (2) legally on the market on or 
before that date but for which a PMA is not filed by that date, or for 
which PMA approval has been denied or withdrawn.

IV. Device Subject to This Proposal

Multiple Use Blood Lancet for Multiple Patient Use (21 CFR 878.4850(d))

    Elsewhere in this issue of the Federal Register, FDA is proposing 
to identify multiple use blood lancet for multiple patient use in a new 
21 CFR 878.4850(d) in the following way: A multiple use capable blood 
lancet intended for use on multiple patients that is comprised of a 
single use blade attached to a solid, reusable base that is used to 
puncture the skin to obtain a drop of blood for diagnostic purposes.

V. Proposed Findings With Respect to Risks and Benefits Multiple Use 
Blood Lancet for Multiple Patient Use

    As required by section 515(b) of the FD&C Act, FDA is publishing 
its proposed findings regarding: (1) The degree of risk of illness or 
injury designed to be eliminated or reduced by requiring that this 
device have an approved PMA, and (2) the benefits to the public from 
the use of the device.
    These findings are based on the reports and recommendations of the 
General and Plastic Surgery Devices Panel of the Medical Devices 
Advisory Committee (the Panel) from the meeting on June 26, 2013 (Ref. 
3) and any additional information that FDA has obtained. Additional 
information regarding the risks as well as classification associated 
with this device type can be found in section V.C as well as in the 
proposed order published elsewhere in this issue of the Federal 
Register proposing to reclassify these devices into class III. The 
device has the potential to benefit the public by puncturing the skin 
to obtain small blood specimens for testing blood glucose, hemoglobin, 
and other blood components. In addition, acute care hospitals may 
consider reusing a single device or using one device with multiple 
blades to have benefits in that doing so may expedite procedures. The 
risks associated with the device include bloodborne pathogen 
transmission, sharp object injuries, local tissue infections, and 
adverse tissue reaction (not infection).

A. Summary of Data

    FDA uses the bloodborne pathogens definition in 29 CFR 
1910.1030(b). Bloodborne pathogens, such as HBV, may be transmitted 
between patients by blood and certain body fluids (Ref. 4).

[[Page 11155]]

Since HBV-infected patients, who often lack clinical symptoms of 
hepatitis, have high concentrations of HBV in their blood and HBV is 
stable at ambient temperatures, transmission of HBV may result from 
exposure to equipment that has not been adequately disinfected or by 
the misuse of ``single use only'' medical devices (e.g., needles and 
syringes) (Ref. 5).
    The history of recognized bloodborne pathogen transmission by blood 
lancets may have started in 1923 when an outbreak of jaundice occurred 
in the Goteborg Hospital diabetic clinic in Sweden, which was described 
by Schmid et al. (Ref. 6). All patients had blood drawn for glucose 
testing from their ear lobes by a spring-activated ``Schnepper'' 
device, which was cleaned ``perfunctorily'' between uses. As a result, 
26 clinic patients developed jaundice. Outbreaks of hepatitis in 
English diabetic patients were described by Graham in 1938 (Ref. 7) and 
by Droller in 1945 (Ref. 8). In both of these outbreaks, venous blood 
for glucose measurement was drawn using syringes that were only 
chemically disinfected between uses while the needles were boiled; 
cleaning procedures were not mentioned in the reports. Syringes and 
needles are now single-use-only devices because the procedures used to 
reprocess these devices many years ago have long been recognized to be 
inadequate, resulting in outbreaks of hepatitis transmission (Ref. 6). 
There were also two case reports, in 1985 and 1997, of the transmission 
of HBV infection due to sharing personal use blood lancets for home 
glucose monitoring with one other person who already had HBV. One 
report was from the United States and one was from Hungary (Refs. 9 and 
10). In addition, Mendez et al. reported a 75-year-old patient with 
diabetes who died of acute hepatitis, whose only risk factor for HBV 
infection appeared to be her diabetic care at a local outpatient 
facility where she had repeated fingersticks for blood glucose 
monitoring (Ref. 11).
    During the 1990s, several bloodborne transmission issues led to CDC 
and FDA involvement. In 1990, CDC learned of a nosocomial outbreak of 
HBV transmission due to the use of a spring-loaded lancet device whose 
disposable platform was not removed and discarded after each use of the 
device while it was used for the care of multiple patients (Ref. 
12).\1\ CDC reported this outbreak to FDA; FDA then issued a safety 
alert warning users of the precautions needed for the safe use of this 
device (Ref. 13). This was the first reported outbreak of HBV 
transmission associated with the use of a blood lancet device in the 
United States (Refs. 13 and 14).
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    \1\ Hepatitis B and hepatitis C infections, as well as other 
bloodborne infections such as HIV infection, are reported to State 
health departments and, by them, to CDC; FDA does not usually 
receive such reports directly from health care facilities or 
personnel, even when a medical device has transmitted the infection.
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    CDC's outbreak investigation revealed that a patient who had 
diabetes and also a chronic HBV infection caused by a relatively rare 
viral subtype was admitted to the outbreak ward in 1989. Twelve of the 
23 patients who acquired hepatitis B after admission to the same ward 
as the chronic HBV source patient were serotyped, and all were found to 
have the same viral subtype causing their hepatitis B infections. The 
first nosocomially infected patient had a very long-term stay on the 
ward and so served as a source of transmission to other patients over a 
period of 12 months. Twenty of the 23 outbreak patients had diabetes; 
they and the three other case-patients all experienced numerous POC 
fingerstick blood draws with the same type of blood lancet while 
hospitalized on the outbreak ward. The implicated blood lancet device 
included a disposable platform to stabilize the patient's finger; the 
single use lancet blade penetrated a hole in that platform to reach the 
patient's skin. Half the ward nursing staff who performed fingersticks 
with this lancet acknowledged not changing the device platform with 
each use of the lancet. A similar outbreak of hepatitis transmission 
was reported in 1990 in France in which a similar blood lancet device 
was implicated. Douvin et al. (Ref. 15) reported that examination of 
the device implicated in the French outbreak showed visible blood 
contamination of the lancet platform in 24 percent of studied uses of 
that device. Shier et al. (Ref. 16) reported in 1993 that the use of 
another spring-loaded lancet device in a volunteer study of blood 
glucose levels resulted in visible blood contamination on 29 percent of 
the device end caps. This device was intended for ``personal'' use 
only.
    As a result of the 1990 outbreak of HBV transmission due to blood 
lancet use in the United States, FDA and CDC recommended that spring-
loaded blood lancet devices should have only single use only 
``platforms'' as well as single use only blades; the devices were to be 
cleaned and disinfected per the manufacturer's instructions (Refs. 12 
and 13). The 1990 FDA Safety Alert also advised ``Devices (blood 
lancets) without a removable platform should only be used with one 
patient in the hospital or outpatient setting. After the patient is 
discharged, the device may be reused only if it is disinfected 
according to the manufacturer's instructions. If there are no 
instructions for disinfection, the device should be discarded.''
    Since 1990, the incidence of diabetes mellitus has increased 
significantly in the United States, especially in adults aged 65-79 
(Refs. 17 and 18). At the same time, clinical practice in the care of 
these patients increasingly emphasized the need for improved blood 
glucose level control, resulting in the increased use of POC blood 
glucose monitoring both in health care facilities and at home (Refs. 
19-21). Unfortunately, along with the increased incidence of diabetes 
has come a progressive increase in the reports of bloodborne infection 
transmission (primarily HBV), resulting from the shared use of 
fingerstick and POC blood testing devices (Ref. 1). In 2011, the CDC 
reported that 25 of 29 outbreaks of HBV infection occurring in long-
term care facilities since 1996 involved adults with diabetes receiving 
blood glucose monitoring (Ref. 22).
    In 1997, CDC reported two outbreaks of HBV transmission, one in a 
nursing home in Ohio and one in a hospital in New York City (NYC) (Ref. 
23). Two different blood lancet devices were used at the two sites. 
However, both lancet devices included the use of an ``end cap'' that 
came in contact with patient skin. This was a separate, individual use 
component of the lancet device used in Ohio; the nursing home was 
reusing both the lancet and the cap for multiple patients. The end cap 
was a part of the disposable, single use only lancet blade assembly in 
the device used in NYC. The exact mechanism of blood transmission was 
not entirely clear in the NYC setting; staff claimed they had discarded 
the end cap after each use. CDC postulated that either blood-
contaminated nurses gloves worn for the care of multiple patients or 
the pen-like lancet-holding device itself might have been the source of 
the blood cross-contamination of the lancet. A similar outbreak was 
reported by Quale et al. in 1998 from a hospital in New York (Ref. 24). 
The recognition of 3 cases of nosocomially acquired HBV infection 
resulted in an investigation that uncovered another 11 cases. Reuse by 
hospital staff of a disposable lancet end cap with the lancet in 
multiple patients was identified as the probable cause of hepatitis 
cross-transmission to patients; contamination of the lancet wound from

[[Page 11156]]

blood on unchanged gloves worn by nurses during collection of blood 
samples from multiple patients may also have contributed to the 
nosocomial transmission of HBV in this outbreak.
    CDC reviewed the incidence of reported outbreaks of HBV and 
hepatitis C infection in nonhospital health care settings between 1998 
and 2008 and noted a significant increase in such nosocomial 
transmission of bloodborne pathogens (Refs. 25-28). N.D. Thompson et 
al. identified 33 outbreaks of nosocomial hepatitis transmission in 
nonhospital health care settings (Ref. 25). Of these 33 outbreaks, 15 
were found to be due to blood glucose monitoring in long-term care and 
assisted living facilities. Only half of these outbreak investigations 
were published in the scientific literature; the others were recognized 
by health department investigations and reports to CDC. In 9 of the 15 
outbreaks of nosocomial hepatitis in patients with diabetes, blood 
lancet devices were shared among multiple patients. In two additional 
outbreaks, lancets were not noted to be shared, but blood-soiled 
glucose meters were stored together with lancets without cleaning/
disinfection of the devices and gloves were not regularly changed 
between each patient. These failures of proper infection control 
practice could have led to blood contamination of individual blood 
lancets in these two facilities.
    N.D. Thompson et al. also investigated blood glucose monitoring 
practices in long-term care facilities in Pinellas County, Florida, in 
2007 and found that 22 percent of the participating facilities that 
used reusable fingerstick devices used them in multiple patients (Ref. 
29). Patel et al. reported in 2009 on the efforts of the Virginia 
Department of Health to improve blood glucose monitoring practices in 
assisted living facilities (ALFs) in Virginia (Ref. 30). This effort 
followed two separate outbreaks of HBV infections in two assisted 
living facilities. In those outbreaks, one of the three acutely 
symptomatic initial patients died of HBV infection. Of 68 patients 
undergoing blood glucose monitoring in these two facilities, a total of 
11 patients acquired HBV infection. Both facilities used reusable blood 
lancets to obtain blood from multiple patients and did not clean or 
disinfect the lancets between uses. The Virginia Department of Health 
then mailed an educational packet on safe blood glucose monitoring 
practices to all ALFs (640) in the State. A random sample of ALFs was 
contacted after the educational intervention and invited to participate 
in a survey to evaluate the response to the educational packet. The 
results found that 16 percent of the facilities that used lancets to 
monitor blood glucose levels were still using these devices to obtain 
blood from multiple patients.
    Y.G. McIntosh et al. investigated outbreaks of nosocomial HBV 
transmission in four ALFs between 2009 and 2011 and found that in all 
four facilities, pen-style lancets were used to obtain blood for 
glucose monitoring from multiple patients even though two facilities 
provided each patient with dedicated ``single patient use only pen-
style lancets'' according to their policies (Ref. 31). Z. Moore et al. 
reported another outbreak of nosocomial HBV transmission in an ALF in 
NC in 2010 in which blood lancet devices were shared among multiple 
patients. Six of the eight elderly patients who acquired acute HBV in 
this outbreak died from complications of hepatitis (Ref. 32). M.K. 
Schaefer et al. surveyed a stratified, random sample of ambulatory 
surgery centers (ACS) in three volunteer states in 2009 (Ref. 33). Of 
the 53 ACS that performed blood glucose monitoring, 11 (21 percent) 
reused pen-style blood lancets on multiple patients and 17 (32 percent) 
also failed to clean and disinfect blood glucose meters after each use.
    Thompson and Schaefer reported the analysis of four outbreaks of 
nosocomial HBV in ALFs in 2009-2010 (Ref. 34). One was also reported 
separately by Z. Moore et al. (Ref. 32). Two of the three other 
outbreaks occurred in Virginia and one in Florida; these 3 outbreaks 
resulted in 21 new patients acquiring acute hepatitis B. In two of the 
three facilities, use of reusable blood lancets to draw blood from 
multiple patients was observed or reported. The third facility denied 
that it permitted the sharing of reusable lancets. However, used 
lancets and glucose meters were stored together, along with clean 
supplies; visible blood contamination was observed on several glucose 
meters and one reusable lancet by the investigator. Thompson and 
Schaefer also reported in their paper on two patient notification 
campaigns resulting from the misuse of reusable blood lancets with 
preloaded lancet cartridges, intended and cleared only for single 
patient use, which were used to obtain blood from multiple patients. 
One episode involved a community health center and was reported when 
personnel noted that the lancet blades were not retracting properly, 
which might have resulted in blade use for more than one patient. The 
second episode occurred at a community health fair in which physician 
assistant students were offering diabetes screening. During the fair, 
the students realized that the lancet blades had not been advanced 
properly so that each patient received a new blade. The first episode 
exposed 283 patients to a contaminated lancet blade; the second 
incident exposed approximately 60 patients. The results of the patient 
notification studies were not reported.
    As a result of this significant increase in such nosocomial 
transmission of bloodborne pathogens, on August 26, 2010, FDA and the 
CDC issued a Safety Communication (Ref. 1) and a Clinical Reminder 
(Ref. 35), respectively, warning that the use of blood lancets to 
obtain blood from more than one patient risks the transmission of 
bloodborne pathogen infections from one patient to other patients. Both 
FDA and CDC recommended that blood lancets should never be used to 
obtain blood from more than one patient. In addition, the Centers for 
Medicare and Medicaid Services issued a Survey and Certification 
Memorandum for Point of Care Devices and Infection Control in Nursing 
Homes identifying the use of blood lancet devices for more than one 
patient as an infection control standards deficiency (Ref. 36). On 
November 29, 2010, FDA issued ``Guidance for Industry and Food and Drug 
Administration Staff: Blood Lancet Labeling'', which provided guidance 
for lancet manufacturers on the labeling of all blood lancets, 
including those capable of reuse, as ``single patient use only'' 
devices (Ref. 2).
    In 2012, another outbreak of acute HBV was reported in an ALF in 
Virginia (Ref. 37). The source patient had been recently transferred 
from another ALF where she had acquired nosocomial HBV infection from 
the shared use of blood lancets for multiple patients (Ref. 31). This 
ALF also reused blood lancets to obtain blood from multiple patients 
for glucose monitoring. This dangerous practice resulted in two new 
nosocomial HBV infections in this ALF.
    Outbreaks of hepatitis transmission due to use of blood lancets to 
draw blood from more than one patient for blood glucose monitoring have 
not been limited to the United States. In 2001, Desenclos et al. 
described an outbreak of nosocomial hepatitis C transmission in an 
inpatient ward for children with cystic fibrosis and diabetes in a 
French hospital in 1994-1995 (Ref. 38). Blood glucose monitoring was 
done by the nursing staff for the patients with cystic fibrosis as well 
as for the patients with diabetes using a spring-loaded lancet with a 
disposable platform to stabilize the finger. These devices were shared 
among patients between 1986 and 1992

[[Page 11157]]

during repeated admissions to the inpatient unit. After 1992, patients 
were supposed to use only their own lancet devices for blood glucose 
monitoring. The retrospective prevalence of prior hepatitis C infection 
was found to be 58 percent in patients with cystic fibrosis and 17 
percent in patients with diabetes in 1994. At the time (1994), the 
prevalence of antibody to hepatitis C in the general public in France 
was 1.1 percent. The patients with cystic fibrosis had more frequent 
and longer admissions to the inpatient ward, and more of the exposed 
cystic fibrosis patients (66.7 percent) were screened for hepatitis C 
infection than were the patients with diabetes admitted to the 
inpatient ward during the exposure period (39.5 percent). These factors 
may have influenced the apparent difference in hepatitis C transmission 
in these two groups of exposed patients.
    In 2005, De Schrijver et al. described an outbreak of acute HBV 
infection in a nursing home in Antwerp (Ref. 39). The initial report of 
a fulminant case of acute HBV infection in an 83-year-old resident of 
the home resulted in an investigation that identified acute hepatitis B 
infection in another four patients there. Four of the five acutely 
infected patients had diabetes and received assisted blood glucose 
sampling by the nursing home staff. The two blood lancet models used in 
the facility (one each in two sections) were used to obtain blood from 
multiple patients. The device platforms were not disposable. The 
lancets were washed only when blood was visible on the device and were 
not disinfected. Nurses did not routinely wash their hands or wear 
gloves when obtaining blood. Two of the five patients with acute 
nosocomial hepatitis B died of their infections.
    In 2008, Gotz et al. reported the investigation of two cases of 
acute HBV infection among patients at a nursing home in the Netherlands 
(Ref. 40). The nursing home stay of these two patients overlapped with 
that of a patient with known chronic HBV infection. Early in this time 
period, the nursing home changed the lancet device used for glucose 
monitoring from a spring-loaded device with a disposable platform (used 
for multiple patients) to a device with a rotating drum dispensing new 
lancet blades, which was also used to draw blood from multiple 
patients, although it was labeled for single patient use only. This 
device was used for about a month until the staff realized that active 
rotation of the drum was occasionally forgotten, resulting in the reuse 
of a lancet blade on more than 1 patient. The new device was then 
removed from the facility and the spring-loaded lancet was returned to 
use. The two patients with acute HBV received blood glucose monitoring 
as did the source patient with chronic HBV, sometimes on the same day. 
Two other patients who also received blood glucose monitoring escaped 
infection. The investigators stated that they believed the rotating 
lancet drum device was likely the means of transmission of HBV 
infection between patients.
    In 2011, Duffell et al. reported on the investigations of five 
reports of HBV transmission in community health care settings in the 
United Kingdom (Ref. 4). All of the nine initially reported patients 
with HBV had diabetes and were receiving blood glucose monitoring. 
Further investigation identified another 12 patients with acute HBV 
infection. The care settings in which hepatitis transmission occurred 
were described as a ``private residential home'' (1 patient), nursing 
and residential home (1 patient), ``private nursing and residential'' 
(1 patient) and ``local care home'' (2 patients). Eleven of the 21 
acutely infected patients had symptomatic HBV; seven of these patients 
died, five due to the HBV infection. All of the care sites in which 
acute HBV transmission occurred were using blood lancets designed 
intended for single patient use only; these devices were either 
routinely or occasionally used for multiple patients. One facility also 
used a single glucometer for multiple patients and did not clean or 
disinfect it between patients. The authors also noted that information 
reported on patients found to have acute HBV infection between 1990 and 
2003 identified only four patients with blood glucose monitoring as a 
possible risk factor; one of these patients was infected as a result of 
in-hospital transmission from another patient on the same ward, 
although details were not provided. Between 2004 and 2006, the 9 
patients described previously in this document were reported and 
investigation led to the discovery of an additional 12 cases of health 
care-related HBV transmission due to the improper use of blood lancets 
during patient blood glucose monitoring.

B. Benefits of the Device

    A blood lancet is used to puncture the skin to obtain small blood 
specimens for testing blood glucose, hemoglobin, and other blood 
components. Some blood lancets are used with POC blood testing devices, 
such as blood glucose meters and Prothrombin Time and International 
Normalized Ratio (PT/INR) anticoagulation meters. Today, probably the 
most common use for a blood lancet is in diabetes monitoring. These 
devices are used in both home and professional health care settings. 
Only a small blood sample is needed for testing of blood glucose level. 
The blood sample is dropped onto a test strip and inserted into a blood 
glucose meter for results.
    Some blood lancets are also used with PT/INR anticoagulation 
meters. These devices are used in both home and professional health 
care settings. The PT and INR are used to monitor the effectiveness of 
the anticoagulant warfarin. Warfarin helps inhibit the formation of 
blood clots. The formation of blood clots may be associated with atrial 
fibrillation, the presence of artificial heart valves, deep venous 
thrombosis, and some cases of pulmonary embolism. Because the use of 
warfarin may cause excessive bleeding, patients are monitored, 
typically by PT/INR.
    Because newborns have relatively small amounts of blood compared to 
adults, it is usually preferred to use as small amount of blood as 
possible for any screening or other laboratory tests for newborns. 
Blood lancets may be used to perform heel sticks in newborns. Heel 
stick is a minimally invasive way of obtaining capillary blood samples. 
In newborns, heel sticks are the preferred collection method for small 
volumes of blood.
    The possible benefit of multiple use blood lancets for multiple 
patient use is that acute care hospitals may consider reusing a single 
device or using one device with multiple blades to have benefits, in 
that doing so may expedite procedures.

C. Risks to Health

    FDA has evaluated the risks to health associated with use of 
multiple use blood lancets for multiple patient use. In doing so, FDA 
considered information from the reports and recommendations of the 
General and Plastic Surgery Devices Panel of the Medical Devices 
Advisory Committee from the meeting of June 26, 2013, the adverse event 
reports for these devices in FDA's Manufacturer and User Facility 
Device Experience (MAUDE) database, and the published scientific 
literature, which is discussed in FDA's executive summary for the June 
26, 2013, panel. Based on this information, FDA has determined the 
following risks:
1. Bloodborne Pathogen Transmission
    Bloodborne pathogens such as HBV, hepatitis C virus, and 
potentially any other pathogen present in the bloodstream of a patient 
can be

[[Page 11158]]

transmitted from one patient to another by the following mechanisms:
     Reuse of the same lancet blade to draw blood from more 
than one patient or
     Failure/inability to adequately clean the base of a 
multiple use blood lancet resulting in the blood contamination of the 
next ``new'' lancet blade when blood is drawn from more than one 
patient.
2. Sharp Object Injuries
    The blade of a lancet device is designed to pierce the skin and 
draw blood. Except when the used lancet blade is immediately and 
automatically covered by a sharps safety feature, which renders the 
blade inaccessible, the exposed sharp blade of a blood lancet presents 
a puncture hazard to anyone coming in contact with it. Blade exposure 
can result due to either the lack of a sharps safety feature or device 
breakage.
3. Local Tissue Infections
    Human skin always carries a population of bacteria and often fungi 
(normal skin flora), which causes no problem for the host when skin is 
intact. However, puncture injuries to the skin by sharp objects such as 
lancet blades can carry these microbes into the normally sterile tissue 
below the skin. Such injuries have the potential to cause local skin/
soft tissue infections.
4. Adverse Tissue Reaction (Not Infection)
    Skin contact with some materials, metals and material colorants can 
cause skin inflammation, irritation or exanthems (rashes). These 
reactions may be due to either hypersensitivity to a specific compound/
metal or to a non-specific reaction.

D. Summary of FDA Findings

    FDA believes multiple use blood lancets for multiple patient use 
should be reclassified from class I to class III. The Panel held on 
June 26, 2013, discussed and made recommendations regarding the 
regulatory classification of blood lancets to reclassify multiple use 
blood lancets for multiple patient use to class III under 513(e) of the 
FD&C Act. The Panel strongly agreed with FDA that based on the 
available scientific evidence, multiple use blood lancets for multiple 
patient use should be reclassified to class III because multiple use 
blood lancets for multiple patient use present a potential unreasonable 
risk of illness or injury. They also agreed that insufficient 
information exists to establish special controls for multiple use blood 
lancets for multiple patient use, because there is no evidence that 
these devices can be adequately cleaned and disinfected and that there 
is no proven method of doing so. Therefore, it is appropriate to 
regulate them in class III.
    FDA agrees with the Panel's recommendation that these devices 
present a potential unreasonable risk of illness or injury due to the 
inherent and significantly increased risk of bloodborne pathogen 
transmission risk as compared to single use only or single patient only 
blood lancets. FDA does not believe existing valid scientific evidence, 
as defined in Sec.  860.7 (21 CFR 860.7), supports a reasonable 
assurance that the device can be adequately reprocessed between uses on 
different patients. FDA also believes sufficient information does not 
exist to establish special controls for blood lancets intended for 
multiple patient use. Given the availability of safer single patient 
use blood lancet devices, FDA further believes that the probable 
benefits to health from use of the device do not outweigh the probable 
risks. Currently FDA is unaware of technology or other controls that 
would adequately mitigate against the inherent and significantly 
increased risk of blood borne pathogen transmission in multiple use 
blood lancets for use in multiple patients. Therefore, the safety and 
effectiveness of the multiple use blood lancets for multiple patients, 
particularly the effectiveness of their reprocessing instructions/
methods to render the device safe for use on more than one patient and 
the ability of health care providers to follow these instructions 
completely should be independently demonstrated for each device of this 
type via a PMA application. FDA is proposing to require an individual 
demonstration that a reasonable assurance of safety and effectiveness 
exists for each device within this type. The manufacturer of each 
individual device will have the opportunity to demonstrate the safety 
and effectiveness of the device for its intended use by submitting a 
PMA.

VI. PMA Requirements

    A PMA for this device must include the information required by 
section 515(c)(1) of the FD&C Act. Such a PMA should also include a 
detailed discussion of the risks identified previously in this 
document, as well as a discussion of the effectiveness of the device 
for which premarket approval is sought. In addition, a PMA must include 
all data and information on: (1) Any risks known, or that should be 
reasonably known, to the applicant that have not been identified in 
this document; (2) the effectiveness of the device that is the subject 
of the application; and (3) full reports of all preclinical and 
clinical information from investigations on the safety and 
effectiveness of the device for which premarket approval is sought.
    A PMA must include valid scientific evidence to demonstrate 
reasonable assurance of the safety and effectiveness of the device for 
its intended use (Sec.  860.7(c)(2)). FDA defines valid scientific 
evidence in Sec.  860.7(c)(2)).
    To present reasonable assurance of safety and effectiveness of 
multiple use blood lancets for multiple patient use, FDA believes 
manufacturers should submit performance testing, including clinical 
trials of their device, in order to support PMA approval. Existing 
published clinical literature may also be leveraged as part of the PMA 
submission.

VII. Opportunity To Request a Change in Classification

    Before requiring the filing of a PMA, FDA is required by section 
515(b)(2)(D) of the FD&C Act to provide an opportunity for interested 
persons to request a change in the classification of the device based 
on new information relevant to the classification. Any proceeding to 
reclassify the device will be under the authority of section 513(e) of 
the FD&C Act.
    A request for a change in the classification of this device is to 
be in the form of a reclassification petition containing the 
information required by 21 CFR 860.123, including new information 
relevant to the classification of the device.

VIII. Analysis of Environmental Impact

    We have determined under 21 CFR 25.34(b) that this action is of a 
type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

IX. Paperwork Reduction Act of 1995

    This proposed order refers to collections of information that are 
subject to review by the Office of Management and Budget (OMB) under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The 
collections of information in 21 CFR part 814, subparts B and E, have 
been approved under OMB control number 0910-0231. The collections of 
information in part 807, subpart E, have been approved under OMB 
control number 0910-0120. The collections of information under 21

[[Page 11159]]

CFR part 801 have been approved under OMB control number 0910-0485.

X. Proposed Effective Date

    FDA is proposing that any final order based on this proposal become 
effective on the date of its publication in the Federal Register or at 
a later date if stated in the final order.

XI. Codification of Orders

    Prior to the amendments by FDASIA, section 515(b) of the FD&C Act 
provided for FDA to issue regulations to require approval of an 
application for premarket approval for preamendments devices or devices 
found substantially equivalent to preamendments devices. Section 515(b) 
of the FD&C Act, as amended by FDASIA, provides for FDA to require 
approval of an application for premarket approval for such devices by 
issuing a final order, following the issuance of a proposed order in 
the Federal Register. FDA will continue to codify the requirement for 
an application for premarket approval, resulting from changes issued in 
a final order, in the Code of Federal Regulations (CFR). Therefore, 
under section 515(b)(1)(A) of the FD&C Act, as amended by FDASIA, in 
the proposed order, we are proposing to require approval of an 
application for premarket approval for multiple use blood lancets for 
multiple patient use and, if this proposed order is finalized, we will 
make the language in 21 CFR 878.4850(d) consistent with the final 
version of this proposed order.

XII. References

    The following references are on display in the Division of Dockets 
Management (see ADDRESSES) and are available for viewing by interested 
persons between 9 a.m. and 4 p.m., Monday through Friday; they are also 
available electronically at http://www.regulations.gov. FDA has 
verified the Web site addresses, as of the date this document publishes 
in the Federal Register, but Web sites are subject to change over time.

1. U.S. Food and Drug Administration (FDA), ``Use of Fingerstick 
Devices on More Than One Person Poses Risk for Transmitting 
Bloodborne Pathogens: Initial Communication'' (August 26, 2010) and 
``Update'' (November 29, 2010), available at http://www.fda.gov/MedicalDevices/Safety/AlertsandNotices/ucm234889.htm and http://www.fda.gov/MedicalDevices/Safety/AlertsandNotices/ucm224025.htm.
2. U.S. Food and Drug Administration, ``Guidance for Industry and 
Food and Drug Administration Staff: Blood Lancet Labeling'' 
(November 29, 2010), available at http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/ucm234577.htm.
3. FDA's General and Plastic Surgery Devices Panel transcript and 
other meeting materials for the June 26, 2013, meeting, available at 
http://www.fda.gov/AdvisoryCommittees/CommitteesMeetingMaterials/MedicalDevices/MedicalDevicesAdvisoryCommittee/GeneralandPlasticSurgeryDevicesPanel/ucm349426.htm.
4. Duffell, E.F., L.M. Milne, C. Seng, et al., ``Five Hepatitis B 
Outbreaks in Care Homes in the UK Associated With Deficiencies in 
Infection Control Practice in Blood Glucose Monitoring'', 
Epidemiology and Infection, 2011; 139:327-335.
5. Williams, I.T., J.F. Perz, and B.P. Bell, ``Viral Hepatitis 
Transmission in Ambulatory Health Care Settings'', Clinical 
Infectious Diseases, 2004; 38(11):1592-1598.
6. Schmid, R., ``History of Viral Hepatitis: A Tale of Dogmas and 
Misinterpretations'', Journal of Gastroenterology and Hepatology, 
2001; 16(7):718-722.
7. Graham, G., ``Diabetes Mellitus: A Survey of Changes in Treatment 
During the Last Fifteen Years'', The Lancet, 1938; 2:1-7.
8. Droller, H., ``An Outbreak of Hepatitis in a Diabetic Clinic'', 
British Medical Journal, 1945; 1(4400):623-625.
9. Stapleton, J. and S. Lemon, ``Transmission of Hepatitis B During 
Blood Glucose Monitoring'', Journal of the American Medical 
Association, 1985; 253:3250.
10. Farkas, K. and G. Jermendy, ``Transmission of Hepatitis B 
Infection During Home Blood Glucose Monitoring'', Diabetic Medicine, 
1997; 14:263.
11. Mendez, L., K.R. Reddy, R.A. Di Prima, et al., ``Fulminant 
Hepatic Failure Due to Acute Hepatitis B and Delta Co-Infection: 
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86:895-897.
12. Centers for Disease Control and Prevention (CDC), ``Nosocomial 
Transmission of Hepatitis B Virus Associated With a Spring-Loaded 
Fingerstick Device--California'', MMWR Morbidity and Mortality 
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13. Food and Drug Administration (FDA), ``Safety Alert Medical 
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(August 28, 1990), available at http://www.fda.gov/MedicalDevices/Safety/AlertsandNotices/PublicHealthNotifications/ucm241809.htm.
14. Polish, L., C.N. Shapiro, F. Bauer, et al., ``Nosocomial 
Transmission of Hepatitis B Virus Associated With the Use of a 
Spring-Loaded Fingerstick Device'', New England Journal of Medicine, 
1992; 326(11):721-725.
15. Douvin, C., D. Simon, H. Zinelabidine, et al., ``An Outbreak of 
Hepatitis B in an Endocrinology Unit Traced to a Capillary-Blood-
Sampling Device'', New England Journal of Medicine, 1990; 322:57-58.
16. Shier, N., J. Warren, M. Torabi, et al., ``Contamination of a 
Fingerstick Device'', New England Journal of Medicine, 1993; 
328:969-997.
17. Centers for Disease Control and Prevention (CDC), ``Increasing 
Prevalence of Diagnosed Diabetes--United States and Puerto Rico, 
1995-2010'', MMWR Morbidity and Mortality Weekly Report, 2012; 
61(45):918-921. (Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/mm6145a4.htm?s_cid=mm6145a4_w.)
18. Centers for Disease Control and Prevention (CDC), ``Incidence of 
Diagnosed Diabetes per 1,000 Population Aged 18-79 Years, by Age, 
1980-2014'', Atlanta, GA: U.S. Department of Health and Human 
Services, CDC, National Diabetes Surveillance System. Available at 
www.cdc.gov/diabetes/statistics/incidence/fig3.htm. Accessed October 
19, 2014.
19. Clarke, S.F. and J.R. Foster, ``A History of Blood Glucose 
Meters and Their Role in Self-Monitoring of Diabetes Mellitus'', 
British Journal of Biomedical Science, 2012; 69(2):83-93.
20. Yoo, E.-H. and S.-Y. Lee, ``Glucose Biosensors: An Overview of 
Use in Clinical Practice'', Sensors, 2010; 10(5):4558-4576.
21. Rajendran, R. and G. Rayman, ``Point-of-Care Blood Glucose 
Testing for Diabetes Care in Hospitalized Patients: An Evidence-
Based Review'', Journal of Diabetes Science and Technology, 2014; 
8(6):1081-1090.
22. Centers for Disease Control and Prevention (CDC), ``Use of 
Hepatitis B Vaccination for Adults With Diabetes Mellitus: 
Recommendations of the Advisory Committee on Immunization Practices 
(ACIP)'', MMWR Morbidity and Mortality Weekly Report, 2011; 
60(50):1709-1711. (Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/mm6050a4.htm?s_cid=mm6050a4_w.)
23. Centers for Disease Control and Prevention (CDC), ``Nosocomial 
Hepatitis B Virus Infection Associated With Reusable Fingerstick 
Blood Sampling Devices--Ohio and New York City, 1996'', MMWR 
Morbidity and Mortality Weekly Report, 1997; 46(10):217-221. 
(Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/00046679.htm.)
24. Quale, J.M., D. Landman, B. Wallace, et al., 
``D[eacute]j[agrave] vu: Nosocomial Hepatitis B Transmission and 
Fingerstick Monitoring'', The American Journal of Medicine, 1998; 
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25. Thompson, N.D., J. Perz, A. Moorman, et al., ``Nonhospital 
Health Care-Associated Hepatitis B and C Virus Transmission: United 
States, 1998-2008'', Annals of Internal Medicine, 2009; 150: 33-39.
26. Khan, A.J., S.M. Cotter, B. Schulz, et al., ``Nosocomial 
Transmission of Hepatitis B Virus Infection Among Residents With 
Diabetes in a Skilled Nursing Facility'', Infection Control and 
Hospital Epidemiology, 2002; 23:313-318.
27. Centers for Disease Control and Prevention (CDC), ``Transmission 
of

[[Page 11160]]

Hepatitis B Virus Among Persons Undergoing Blood Glucose Monitoring 
in Long-Term-Care Facilities--Mississippi, North Carolina, and Los 
Angeles County, California, 2003-2004'', MMWR Morbidity and 
Mortality Weekly Report, 2005; 54(09):220-223. (Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/mm5409a2.htm.)
28. Thompson, N.D. and J.F. Perz, ``Eliminating the Blood: Ongoing 
Outbreaks of Hepatitis B Virus Infection and the Need for Innovative 
Glucose Monitoring Technologies'', Journal of Diabetes Science and 
Technology, 2009; 3(2):283-288.
29. Thompson, N.D., V. Barry, K. Alelis, et al., ``Evaluation of the 
Potential for Bloodborne Pathogen Transmission Associated With 
Diabetes Care Practices in Nursing Homes and Assisted Living 
Facilities, Pinellas County'', Journal of the American Geriatrics 
Society, 2010; 58:914-918.
30. Patel, A.S., M.B. White-Comstock, D. Woolard, et al., 
``Infection Control Practices in Assisted Living Facilities: A 
Response to Hepatitis B Virus Infection Outbreaks'', Infection 
Control and Hospital Epidemiology, 2009; 30:209-214.
31. Centers for Disease Control and Prevention (CDC), ``Multiple 
Outbreaks of Hepatitis B Virus Infection Related to Assisted 
Monitoring of Blood Glucose Among Residents of Assisted Living 
Facilities--Virginia, 2009-2011'', MMWR Morbidity and Mortality 
Weekly Report, 2012; 61(19):339-343. (Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/mm6119a3.htm?s_cid=mm6119a3_w.)
32. Centers for Disease Control and Prevention (CDC), ``Notes From 
the Field: Deaths From Acute Hepatitis B Virus Infection Associated 
With Assisted Blood Glucose Monitoring in an Assisted-Living 
Facility--North Carolina, August-October, 2010,'' MMWR Morbidity and 
Mortality Weekly Report, 2011; 60(6):182. (Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/mm6006a5.htm?s_cid=mm6006a5_w.)
33. Schaefer, M.K., M. Jhung, M. Dahl, et al., ``Infection Control 
Assessment of Ambulatory Surgical Centers'', Journal of the American 
Medical Association, 2010; 303(22):2273-2279.
34. Thompson, N.D. and M.K. Schaefer, ```Never Events': Hepatitis B 
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During Assisted Monitoring of Blood Glucose, 2009-2010'', Journal of 
Diabetes Science and Technology, 2011; 5(6):1396-1402.
35. Centers for Disease Control and Prevention (CDC), ``CDC Clinical 
Reminder: Use of Fingerstick Devices on More Than One Person Poses 
Risk for Transmitting Bloodborne Pathogens'', available at http://www.cdc.gov/injectionsafety/Fingerstick-DevicesBGM.html.
36. Centers for Medical Services (CMS), ``Survey and Certification 
Memorandum'' (August 27, 2010) available at http://www.cms.gov/surveycertificationgeninfo/downloads/SCLetter10_28.pdf.
37. Centers for Disease Control and Prevention (CDC), ``Notes From 
the Field: Transmission of HBV Among Assisted-Living-Facility 
Residents--Virginia, 2012'', MMWR Morbidity and Mortality Weekly 
Report, 2013; 62(19):389. (Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/mm6219a4.htm?s_cid=mm6219a4_w.)
38. Desenclos, J.C., M. Bourdiol-Razes, B. Rolin, et al., 
``Hepatitis C in a Ward for Cystic Fibrosis and Diabetic Patients: 
Possible Transmission by Spring-Loaded Finger-Stick Devices for 
Self-Monitoring of Capillary Blood Glucose'', Infection Control and 
Hospital Epidemiology, 2001; 22(11):701-707.
39. De Schrijver, K., I. Maes, P. Van Damme, et al., ``An Outbreak 
of Nosocomial Hepatitis B Virus Infection in a Nursing Home for the 
Elderly in Antwerp (Belgium)'', Acta Clinica Belgica, 2005; 
60(2):63-69.
40. Gotz, H.M., M. Schutten, G.J. Borsboom, et al., ``A Cluster of 
Hepatitis B Infections Associated With Incorrect Use of a Capillary 
Blood Sampling Device in a Nursing Home in the Netherlands, 2007'', 
Euro Surveillance, 2008; 13(7-9):1-5.

List of Subjects in 21 CFR Part 878

    Medical devices.

    Therefore, under the Federal Food, Drug, and Cosmetic Act, and 
under authority delegated to the Commissioner of Food and Drugs, it is 
proposed that 21 CFR part 878, as proposed to be amended elsewhere in 
this issue of the Federal Register, be further amended as follows:

PART 878--GENERAL AND PLASTIC SURGERY DEVICES

0
1. The authority citation for 21 CFR part 878 continues to read as 
follows:

    Authority:  21 U.S.C. 351, 360, 360c, 360e, 360j, 360l, 371.

0
2. Add paragraph (d)(3) to Sec.  878.4850, under subpart E, to read as 
follows:


Sec.  878.4850  Blood Lancets.

* * * * *
    (d) * * *
    (3) Date PMA or notice of completion of a PDP is required: A PMA or 
a notice of completion of a PDP is required to be filed with the Food 
and Drug Administration on or before [A DATE WILL BE ADDED 90 DAYS 
AFTER DATE OF PUBLICATION OF A FUTURE FINAL ORDER CALLING FOR PMAs IN 
THE FEDERAL REGISTER OR 30 MONTHS AFTER DATE OF PUBLICATION OF A FUTURE 
FINAL ORDER RECLASSSIFYING INTO CLASS III, WHICHEVER IS LATER] for any 
multiple use blood lancet for multiple patient use described in 
paragraph (d)(1) of this section that was in commercial distribution 
before May 28, 1976, or that has, on or before [A DATE WILL BE ADDED 90 
DAYS AFTER DATE OF PUBLICATION OF A FUTURE FINAL ORDER CALLING FOR PMAs 
IN THE FEDERAL REGISTER OR 30 MONTHS AFTER DATE OF PUBLICATION OF A 
FUTURE FINAL ORDER RECLASSSIFYING INTO CLASS III, WHICHEVER IS LATER], 
been found to be substantially equivalent to a multiple use blood 
lancet for multiple patient use described in paragraph (d)(1) of this 
section that was in commercial distribution before May 28, 1976. Any 
other multiple use blood lancet for multiple patient use shall have an 
approved PMA or a declared completed PDP in effect before being placed 
in commercial distribution.

    Dated: February 25, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-04579 Filed 3-2-16; 8:45 am]
 BILLING CODE 4164-01-P



                                                                            Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules                                                 11151

                                                       (2) For those devices intended for use               lancets can increase the risk of                         (2) For those devices intended for use
                                                    in the home, labeling must be written so                inadvertent transmission of bloodborne                in the home, labeling must be written so
                                                    that it is understandable to lay users.                 pathogens, particularly in settings                   that it is understandable to lay users.
                                                       (vi) Labeling must also include the                  where multiple patients are tested.’’                    (vii) Labeling must also include the
                                                    following statements, prominently                          (c) Multiple use blood lancet for single           following statements, prominently
                                                    placed:                                                 patient use only—(1) Identification. A                placed:
                                                       (A) ‘‘For use only on a single patient.              multiple use capable blood lancet                        (A) ‘‘For use only on a single patient.
                                                    Discard the entire device after use.’’                  intended for use on a single patient that             Disinfect reusable components
                                                       (B) ‘‘Warning: Not intended for more                 is comprised of a single use blade                    according to manufacturer’s instructions
                                                    than one use. Do not use on more than                   attached to a solid, reusable base that is            between each use.’’
                                                    one patient. Improper use of blood                      used to puncture the skin to obtain a                    (B) ‘‘Used lancet blades must be safely
                                                    lancets can increase the risk of                        drop of blood for diagnostic purposes.                discarded after a single use.’’
                                                    inadvertent transmission of bloodborne                     (2) Classification. Class II (special                 (C) ‘‘Warning: Do not use on more
                                                    pathogens, particularly in settings                     controls). The special controls are:                  than one patient. Improper use of blood
                                                    where multiple patients are tested.’’                      (i) The design characteristics of the              lancets can increase the risk of
                                                       (b) Single use only blood lancet                     device must ensure that:                              inadvertent transmission of bloodborne
                                                    without an integral sharps injury                          (A) The lancet blade can be changed                pathogens, particularly in settings
                                                    prevention feature—(1) Identification. A                with every use, either manually or by                 where multiple patients are tested. The
                                                    disposable blood lancet intended for a                  triggering a blade storage unit to discard            cleaning and disinfection instructions
                                                    single use that is comprised of a single                the used blade and reload an unused                   for this device are intended only to
                                                    use blade attached to a solid, non-                     blade into the reusable base; and                     reduce the risk of local use site
                                                    reusable base that is used to puncture                     (B) The structure and material                     infection; they cannot render this device
                                                    the skin to obtain a drop of blood for                  composition are consistent with the                   safe for use for more than one patient.’’
                                                    diagnostic purposes.                                    intended use and address the risk of                     (d) Multiple use blood lancet for
                                                       (2) Classification. Class II (special                sharp object injuries and bloodborne                  multiple patient use—(1) Identification.
                                                    controls). The special controls are:                    pathogen transmissions; and allow for                 A multiple use capable blood lancet
                                                       (i) The design characteristics of the                validated cleaning and disinfection;                  intended for use on multiple patients
                                                    device must ensure that the structure                      (ii) Mechanical performance testing                that is comprised of a single use blade
                                                    and material composition are consistent                 must demonstrate that the device will                 attached to a solid, reusable base that is
                                                    with the intended use and address the                   withstand forces encountered during                   used to puncture the skin to obtain a
                                                    risk of sharp object injuries and                       use;                                                  drop of blood for diagnostic purposes.
                                                    bloodborne pathogen transmissions;                         (iii) The device must be demonstrated                 (2) Classification. Class III (premarket
                                                       (ii) Mechanical performance testing                  to be biocompatible;                                  approval).
                                                    must demonstrate that the device will                      (iv) Sterility testing must demonstrate
                                                                                                            the sterility of the device;                            Dated: February 25, 2016.
                                                    withstand forces encountered during
                                                    use;                                                       (v) Validation testing must                        Leslie Kux,
                                                       (iii) The device must be demonstrated                demonstrate that the cleaning and                     Associate Commissioner for Policy.
                                                    to be biocompatible;                                    disinfection instructions are adequate to             [FR Doc. 2016–04578 Filed 3–2–16; 8:45 am]
                                                       (iv) Sterility testing must demonstrate              ensure that the reusable lancet base can              BILLING CODE 4164–01–P
                                                    the sterility of the device;                            be cleaned and low level disinfected.
                                                       (v) Labeling must include:                              (vi) Labeling must include:
                                                       (A) Detailed descriptions, with                         (A) Detailed descriptions, with                    DEPARTMENT OF HEALTH AND
                                                    illustrations, of the proper use of the                 illustrations, of the proper use of the               HUMAN SERVICES
                                                    device.                                                 device.
                                                       (B) Handwashing instructions for the                    (B) The Environmental Protection                   Food and Drug Administration
                                                    user before and after use of the device.                Agency (EPA) registered disinfectant’s
                                                       (C) Instructions on cleaning and                     contact time for disinfectant use.                    21 CFR Part 878
                                                    disinfection of the skin to be pierced.                    (C) Handwashing instructions for the               [Docket No. FDA–2016–M–0035]
                                                       (D) Instructions for the safe disposal               user before and after use of the device.
                                                    of the device.                                             (D) Instructions on cleaning and                   Effective Date of Requirement for
                                                       (E) Labeling must be appropriate for                 disinfection of the skin to be pierced.               Premarket Approval for Blood Lancets
                                                    the intended use environment.                              (E) Instructions on the cleaning and
                                                       (1) For those devices intended for                   disinfection of the device.                           AGENCY:    Food and Drug Administration,
                                                    health care settings, labeling must                        (F) Instructions for the safe disposal of          HHS.
                                                    address the health care facility use of                 the device.                                           ACTION:   Proposed order.
                                                    these devices, including how these                         (G) Instructions for use must address
                                                    lancets are to be used with personal                    the safe storage of the reusable blood                SUMMARY:    The Food and Drug
                                                    protective equipment, such as gloves.                   lancet base between uses to minimize                  Administration (FDA) is issuing a
                                                       (2) For those devices intended for use               contamination or damage and the safe                  proposed administrative order to require
                                                    in the home, labeling must be written so                storage and disposal of the refill lancet             the filing of a premarket approval
                                                                                                            blades.                                               application (PMA) following the
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                                                    that it is understandable to lay users.
                                                       (vi) Labeling must also include the                     (H) Labeling must be appropriate for               reclassification of multiple use blood
                                                    following statements, prominently                       the intended use environment.                         lancets for multiple patient use from
                                                    placed:                                                    (1) For those devices intended for                 class I to class III. FDA is summarizing
                                                       (A) ‘‘For use only on a single patient.              health care settings, labeling must                   its proposed findings regarding the
                                                    Discard the entire device after use.’’                  address the health care facility use of               degree of risk of illness or injury
                                                       (B) ‘‘Warning: Not intended for more                 these devices, including how these                    designed to be eliminated or reduced by
                                                    than one use. Do not use on more than                   lancets are to be used with personal                  requiring this device to meet the PMA
                                                    one patient. Improper use of blood                      protective equipment, such as gloves.                 requirements of the Federal Food, Drug,


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                                                    11152                   Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules

                                                    and Cosmetic Act (the FD&C Act) and                     Submissions,’’ publicly viewable at                   established three categories (classes) of
                                                    the benefits to the public from the use                 http://www.regulations.gov or at the                  devices, reflecting the regulatory
                                                    of the device.                                          Division of Dockets Management                        controls needed to provide reasonable
                                                    DATES: Submit either electronic or                      between 9 a.m. and 4 p.m., Monday                     assurance of their safety and
                                                    written comments on this proposed                       through Friday.                                       effectiveness. The three categories of
                                                    order by June 1, 2016. See section X of                    • Confidential Submissions—To                      devices are class I (general controls),
                                                    the SUPPLEMENTARY INFORMATION section                   submit a comment with confidential                    class II (special controls), and class III
                                                    of this document for the proposed                       information that you do not wish to be                (premarket approval).
                                                    effective date of any final order that may              made publicly available, submit your                     Under section 513(d)(1) of the FD&C
                                                    publish based on this proposal.                         comments only as a written/paper                      Act, devices that were in commercial
                                                                                                            submission. You should submit two                     distribution before the enactment of the
                                                    ADDRESSES: You may submit comments
                                                                                                            copies total. One copy will include the               1976 amendments, May 28, 1976
                                                    as follows:                                                                                                   (generally referred to as
                                                                                                            information you claim to be confidential
                                                    Electronic Submissions                                  with a heading or cover note that states              ‘‘preamendments devices’’), are
                                                                                                            ‘‘THIS DOCUMENT CONTAINS                              classified after FDA: (1) Receives a
                                                      Submit electronic comments in the
                                                                                                            CONFIDENTIAL INFORMATION.’’ The                       recommendation from a device
                                                    following way:
                                                                                                            Agency will review this copy, including               classification panel (an FDA advisory
                                                      • Federal eRulemaking Portal: http://
                                                                                                            the claimed confidential information, in              committee); (2) publishes the panel’s
                                                    www.regulations.gov. Follow the                                                                               recommendation for comment, along
                                                    instructions for submitting comments.                   its consideration of comments. The
                                                                                                            second copy, which will have the                      with a proposed regulation classifying
                                                    Comments submitted electronically,                                                                            the device; and (3) publishes a final
                                                    including attachments, to http://                       claimed confidential information
                                                                                                            redacted/blacked out, will be available               regulation classifying the device. FDA
                                                    www.regulations.gov will be posted to                                                                         has classified most preamendments
                                                    the docket unchanged. Because your                      for public viewing and posted on http:/
                                                                                                            /www.regulations.gov. Submit both                     devices under these procedures.
                                                    comment will be made public, you are                                                                             Devices that were not in commercial
                                                    solely responsible for ensuring that your               copies to the Division of Dockets
                                                                                                            Management. If you do not wish your                   distribution prior to May 28, 1976
                                                    comment does not include any                                                                                  (generally referred to as
                                                    confidential information that you or a                  name and contact information to be
                                                                                                            made publicly available, you can                      ‘‘postamendments devices’’), are
                                                    third party may not wish to be posted,                                                                        classified automatically by section
                                                    such as medical information, your or                    provide this information on the cover
                                                                                                            sheet and not in the body of your                     513(f) of the FD&C Act into class III
                                                    anyone else’s Social Security number, or                                                                      without any FDA rulemaking process.
                                                    confidential business information, such                 comments and you must identify this
                                                                                                            information as ‘‘confidential.’’ Any                  Those devices remain in class III and
                                                    as a manufacturing process. Please note                                                                       require premarket approval unless, and
                                                    that if you include your name, contact                  information marked as ‘‘confidential’’
                                                                                                            will not be disclosed except in                       until, FDA reclassifies the device into
                                                    information, or other information that                                                                        class I or II, or FDA issues an order
                                                    identifies you in the body of your                      accordance with 21 CFR 10.20 and other
                                                                                                                                                                  finding the device to be substantially
                                                    comments, that information will be                      applicable disclosure law. For more
                                                                                                                                                                  equivalent, in accordance with section
                                                    posted on http://www.regulations.gov.                   information about FDA’s posting of
                                                                                                                                                                  513(i) of the FD&C Act, to a predicate
                                                      • If you want to submit a comment                     comments to public dockets, see 80 FR
                                                                                                                                                                  device that does not require premarket
                                                    with confidential information that you                  56469, September 18, 2015, or access
                                                                                                                                                                  approval. The Agency determines
                                                    do not wish to be made available to the                 the information at: http://www.fda.gov/
                                                                                                                                                                  whether new devices are substantially
                                                    public, submit the comment as a                         regulatoryinformation/dockets/
                                                                                                                                                                  equivalent to predicate devices by
                                                    written/paper submission and in the                     default.htm.
                                                                                                                                                                  means of premarket notification
                                                    manner detailed (see ‘‘Written/Paper                       Docket: For access to the docket to
                                                                                                                                                                  procedures in section 510(k) of the
                                                    Submissions’’ and ‘‘Instructions’’).                    read background documents or the
                                                                                                                                                                  FD&C Act (21 U.S.C. 360(k)) and part
                                                                                                            electronic and written/paper comments
                                                    Written/Paper Submissions                                                                                     807 of the regulations (21 CFR part 807).
                                                                                                            received, go to http://                                  A person may market a
                                                       Submit written/paper submissions as                  www.regulations.gov and insert the                    preamendments device that has been
                                                    follows:                                                docket number, found in brackets in the               classified into class III through
                                                       • Mail/Hand delivery/Courier (for                    heading of this document, into the                    premarket notification procedures, and
                                                    written/paper submissions): Division of                 ‘‘Search’’ box and follow the prompts                 devices found substantially equivalent
                                                    Dockets Management (HFA–305), Food                      and/or go to the Division of Dockets                  by means of premarket notification
                                                    and Drug Administration, 5630 Fishers                   Management, 5630 Fishers Lane, Rm.                    (510(k)) procedures to such a
                                                    Lane, Rm. 1061, Rockville, MD 20852.                    1061, Rockville, MD 20852.                            preamendments device or to a device
                                                       • For written/paper comments                         FOR FURTHER INFORMATION CONTACT:                      within that type (both the
                                                    submitted to the Division of Dockets                    Joshua Nipper, Center for Devices and                 preamendments and substantially
                                                    Management, FDA will post your                          Radiological Health, Food and Drug                    equivalent devices are referred to as
                                                    comment, as well as any attachments,                    Administration, 10903 New Hampshire                   preamendments class III devices) may
                                                    except for information submitted,                       Ave., Bldg. 66, Rm. G422, Silver Spring,              be marketed without submission of a
                                                    marked and identified, as confidential,                 MD 20993–0002, 301–796–6524,                          PMA until FDA issues a final order
                                                    if submitted as detailed in                             joshua.nipper@fda.hhs.gov.                            under section 515(b) of the FD&C Act
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                                                    ‘‘Instructions.’’                                       SUPPLEMENTARY INFORMATION:                            (21 U.S.C. 360e(b)) requiring premarket
                                                       Instructions: All submissions received                                                                     approval. Section 515(b)(1) of the FD&C
                                                    must include the Docket No. FDA–                        I. Background—Regulatory Authorities
                                                                                                                                                                  Act directs FDA to issue an order
                                                    2016–M–0035 for ‘‘Effective Date of                       The FD&C Act, as amended,                           requiring premarket approval for a
                                                    Requirement for Premarket Approval for                  establishes a comprehensive system for                preamendments class III device.
                                                    Blood Lancets.’’ Received comments                      the regulation of medical devices                        Section 515(f) of the FD&C Act
                                                    will be placed in the docket and, except                intended for human use. Section 513 of                provides an alternative pathway for
                                                    for those submitted as ‘‘Confidential                   the FD&C Act (21 U.S.C. 360c)                         meeting the premarket approval


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                                                                            Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules                                           11153

                                                    requirement. Under section 515(f),                      provide a basis for a different                       being offered the opportunity to request
                                                    manufacturers may meet the premarket                    recommendation or findings.                           reclassification of multiple use blood
                                                    approval requirement if they file a                        Section 515(b)(2) of the FD&C Act                  lancets for multiple patient use.
                                                    notice of completion of a product                       provides that a proposed order to
                                                                                                            require premarket approval shall                      II. Regulatory History of the Device
                                                    development protocol (PDP) approved
                                                    under section 515(f)(4) of the FD&C Act                 contain: (1) The proposed order, (2)                     Elsewhere in this issue of the Federal
                                                    and FDA declares the PDP completed                      proposed findings with respect to the                 Register, FDA is proposing to reclassify
                                                    under section 515(f)(6)(B) of the FD&C                  degree of risk of illness or injury                   multiple use blood lancets for multiple
                                                    Act. Accordingly, the manufacturer of a                 designed to be eliminated or reduced by               patient use into class III under section
                                                    class III preamendments device may                      requiring the device to have an                       513(e) of the FD&C Act.
                                                    comply with a call for PMAs by filing                   approved PMA and the benefit to the                      Blood lancets were classified in part
                                                    a PMA or a notice of completion of a                    public from the use of the device, (3) an             878 (21 CFR part 878) by a final rule
                                                    PDP. In practice, however, the option of                opportunity for the submission of                     published in the Federal Register on
                                                    filing a notice of completion of a PDP                  comments on the proposed order and                    June 24, 1988 (53 FR 23856) that
                                                    has rarely been used. For simplicity,                   the proposed findings, and (4) an                     classified 51 general and plastic surgery
                                                    although the PDP option remains                         opportunity to request a change in the                devices. This 1988 rule classified blood
                                                    available to manufacturers in response                  classification of the device based on                 lancets into class I (general controls).
                                                    to a final order under section 515(b) of                new information relevant to the                       These devices were grouped with other
                                                    the FD&C Act, this document will refer                  classification of the device.                         devices under ‘‘Manual surgical
                                                    only to the requirement for the filing                     Section 515(b)(3) of the FD&C Act                  instrument for general use,’’ 21 CFR
                                                    and obtaining approval of a PMA.                        provides that FDA shall, after the close              878.4800. At the time, blood lancets had
                                                                                                            of the comment period on the proposed                 been in common use in medical practice
                                                       On July 9, 2012, Congress enacted the
                                                                                                            order, consideration of any comments                  for many years, and FDA believed that
                                                    Food and Drug Administration Safety
                                                                                                            received, and a meeting of a device                   general controls were sufficient to
                                                    and Innovation Act (FDASIA). Section                                                                          provide reasonable assurance of the
                                                                                                            classification panel described in section
                                                    608(b) of FDASIA (126 Stat. 1056)                                                                             safety and effectiveness of those
                                                                                                            513(b) of the FD&C Act, issue a final
                                                    amended section 515(b) of the FD&C                                                                            devices. This rule was amended on
                                                                                                            order to require premarket approval or
                                                    Act, changing the process for requiring                                                                       April 5, 1989 (54 FR 13826) to clarify
                                                                                                            publish a document terminating the
                                                    premarket approval for a                                                                                      that manual surgical instruments for
                                                                                                            proceeding together with the reasons for
                                                    preamendments class III device from                                                                           general use made of the same materials
                                                                                                            such termination. If FDA terminates the
                                                    rulemaking to an administrative order.                                                                        as used in preamendment devices were
                                                                                                            proceeding, FDA is required to initiate
                                                       Section 515(b)(1) of the FD&C Act sets               reclassification of the device under                  exempt from premarket notification
                                                    forth the process for issuing a final                   section 513(e) of the FD&C Act, unless                510(k) review.
                                                    order. Specifically, prior to the issuance              the reason for termination is that the                   On December 7, 1994, FDA further
                                                    of a final order requiring premarket                    device is a banned device under section               amended the classification when it
                                                    approval for a preamendments class III                  516 of the FD&C Act (21 U.S.C. 360f).                 published a final rule in the Federal
                                                    device, the following must occur:                          A preamendments class III device                   Register (59 FR 63005) that exempted
                                                    Publication of a proposed order in the                  may be commercially distributed                       148 class I devices from premarket
                                                    Federal Register, a meeting of a device                 without a PMA until 90 days after FDA                 notification, with limitations. Blood
                                                    classification panel described in section               issues a final order requiring premarket              lancets were one of those devices. FDA
                                                    513(b) of the FD&C Act, and                             approval for the device, or 30 months                 determined that manufacturers’
                                                    consideration of comments to a public                   after final classification of the device              submissions of premarket notifications
                                                    docket.                                                 under section 513 of the FD&C Act                     were unnecessary for the protection of
                                                       In June 2013, FDA held a meeting of                  becomes effective, whichever is later                 the public health and that FDA’s review
                                                    a device classification panel described                 (section 501(f) of the FD&C Act (21                   of such submissions would not advance
                                                    in section 513(b) of the FD&C Act to                    U.S.C. 351(f)). Elsewhere in this issue of            its public health mission.
                                                    discuss the classification of multiple use              the Federal Register, FDA is issuing a                   On August 26, 2010, FDA and the
                                                    blood lancets for multiple patient use.                 proposed order to reclassify multiple                 Centers for Disease Control and
                                                    Although, to FDA’s knowledge, no                        use blood lancets for multiple patient                Prevention (CDC) issued joint initial
                                                    device is currently being marketed for                  use from class I to class III. Therefore,             communications warning that the use of
                                                    this use, one device has been cleared for               assuming both the reclassification order              fingerstick devices (blood lancets) to
                                                    this use. As explained further in section               and the order to require PMAs are                     obtain blood from more than one patient
                                                    V.A of this document, this device                       finalized at the same time, the date by               posed a risk of transmitting bloodborne
                                                    classification panel meeting discussed                  which a PMA for multiple use blood                    pathogens. The communication was
                                                    whether multiple use blood lancets for                  lancets for multiple patient use must be              updated on November 29, 2010 (Ref. 1).
                                                    multiple patient use should be                          filed will be 30 months after the date                FDA’s communication update, ‘‘Use of
                                                    reclassified into class III or remain in                FDA issues the final order reclassifying              Fingerstick Devices on More Than One
                                                    class I, and the discussion included                    multiple use blood lancets for multiple               Person Poses Risk for Transmitting
                                                    whether PMAs should be required for                     patients. If a PMA is not filed for such              Bloodborne Pathogens: Initial
                                                    these devices. The panel recommended                    device by the later of the two dates, as              Communication: Update 11/29/2010’’,
                                                    that, because multiple use blood lancets                specified in section 501(f)(2)(B) of the              stated that ‘‘[o]ver the past 10–15 years,
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                    for multiple patient use present a                      FD&C Act, then the device would be                    the CDC and the FDA have noted a
                                                    potential unreasonable risk of illness or               deemed adulterated under section 501(f)               progressive increase in reports of
                                                    injury and insufficient information                     of the FD&C Act unless the device is                  bloodborne infection transmission
                                                    exists to establish special controls for                distributed for investigational use under             (primarily hepatitis B virus) resulting
                                                    multiple use blood lancets for multiple                 an approved application for an                        from the shared use of fingerstick and
                                                    patient use, the device should be                       investigational device exemption (IDE).               POC [or ‘Point of Care’] blood testing
                                                    reclassified into class III. FDA is not                    In accordance with section 515(b) of               devices.’’ FDA and CDC recommended,
                                                    aware of new information that would                     the FD&C Act, interested persons are                  among other things, that health care


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                                                    11154                   Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules

                                                    professionals and patients never use a                  calendar month beginning after the                    market on or before that date, or (2)
                                                    blood lancet for more than one person.                  month in which the classification of the              legally on the market on or before that
                                                       On November 29, 2010, FDA                            device in class III became effective, or              date but for which a PMA is not filed
                                                    published a guidance entitled                           on the 90th day after the date of the                 by that date, or for which PMA approval
                                                    ‘‘Guidance for Industry and Food and                    issuance of a final order under 515(b),               has been denied or withdrawn.
                                                    Drug Administration Staff; Blood Lancet                 whichever is later. Assuming this order
                                                    Labeling’’ (75 FR 73107) (Ref. 2). This                 is finalized at or near the same time the             IV. Device Subject to This Proposal
                                                    guidance includes labeling                              final order to reclassify these devices               Multiple Use Blood Lancet for Multiple
                                                    recommendations to address concerns                     into class III, this requirement will take            Patient Use (21 CFR 878.4850(d))
                                                    that both health care providers and                     effect 30 months after the
                                                    patients may be unaware of the serious                                                                          Elsewhere in this issue of the Federal
                                                                                                            reclassification order issues. An
                                                    adverse health risks associated with                                                                          Register, FDA is proposing to identify
                                                                                                            applicant whose device was legally in
                                                    using the same blood lancet for assisted                                                                      multiple use blood lancet for multiple
                                                                                                            commercial distribution before May 28,
                                                    withdrawal of blood from more than one                                                                        patient use in a new 21 CFR 878.4850(d)
                                                                                                            1976, or whose device has been found
                                                    patient, even when the blood lancet                                                                           in the following way: A multiple use
                                                                                                            to be substantially equivalent to such a
                                                    blade is changed for each blood draw.                                                                         capable blood lancet intended for use on
                                                                                                            device, will be permitted to continue
                                                    FDA recommends in the guidance that                     marketing such class III devices during               multiple patients that is comprised of a
                                                    all blood lancets be labeled for use only               FDA’s review of the PMA provided that                 single use blade attached to a solid,
                                                    on a single patient. FDA recommends in                  a PMA is timely filed. FDA intends to                 reusable base that is used to puncture
                                                    the guidance that a statement limiting                  review any PMA for the device within                  the skin to obtain a drop of blood for
                                                    use to a single patient should also                     180 days. FDA cautions that under                     diagnostic purposes.
                                                    appear on the label attached to the                     section 515(d)(1)(B)(i) of the FD&C Act,              V. Proposed Findings With Respect to
                                                    device, if possible. The guidance was for               the Agency may not enter into an                      Risks and Benefits Multiple Use Blood
                                                    immediate implementation. When final,                   agreement to extend the review period                 Lancet for Multiple Patient Use
                                                    this order will supersede this labeling                 for a PMA beyond 180 days unless the
                                                    guidance.                                                                                                        As required by section 515(b) of the
                                                                                                            Agency finds that ‘‘. . . the continued
                                                       On June 26, 2013, FDA held a meeting                 availability of the device is necessary for           FD&C Act, FDA is publishing its
                                                    of the General and Plastic Surgery                      the public health.’’                                  proposed findings regarding: (1) The
                                                    Devices Panel of the Medical Devices                       Under the FD&C Act, if any multiple                degree of risk of illness or injury
                                                    Advisory Committee (the Panel) to                       use blood lancets for multiple patient                designed to be eliminated or reduced by
                                                    discuss the potential reclassification of               use are currently in distribution and no              requiring that this device have an
                                                    blood lancets (Ref. 3). The Panel                       PMA is submitted for these devices by                 approved PMA, and (2) the benefits to
                                                    discussed new scientific information,                   the last day of the 30th calendar month               the public from the use of the device.
                                                    the risks to health from blood lancets,                 beginning after the month in which the                   These findings are based on the
                                                    whether blood lancets should be                         classification of the device in class III             reports and recommendations of the
                                                    reclassified or remain in class I, and                  became effective or within 90 days of a               General and Plastic Surgery Devices
                                                    possible special controls for these                     final order calling for PMAs, or a denial             Panel of the Medical Devices Advisory
                                                    devices if reclassified into class II. The              is rendered on a filed PMA, these                     Committee (the Panel) from the meeting
                                                    Panel agreed that general controls were                 devices would be considered                           on June 26, 2013 (Ref. 3) and any
                                                    not sufficient to provide a reasonable                  adulterated under section 501(f)(1) of                additional information that FDA has
                                                    assurance of safety and effectiveness of                the FD&C Act. In addition, no new                     obtained. Additional information
                                                    blood lancets. The Panel believed that                  devices will be permitted in interstate               regarding the risks as well as
                                                    because multiple use blood lancets for                  commerce without approval of a PMA.                   classification associated with this
                                                    multiple patient use presented a                        The device may be distributed for                     device type can be found in section V.C
                                                    potential unreasonable risk of illness or               investigational use only if the                       as well as in the proposed order
                                                    injury, and insufficient information                    requirements of the IDE regulations are               published elsewhere in this issue of the
                                                    existed to establish special controls for               met. The requirements for significant                 Federal Register proposing to reclassify
                                                    these devices, they should be                           risk devices include submitting an IDE                these devices into class III. The device
                                                    reclassified into class III. The Panel                  application to FDA for review and                     has the potential to benefit the public by
                                                    recommended that all other blood lancet                 approval. An approved IDE is required                 puncturing the skin to obtain small
                                                    devices be reclassified into class II                   to be in effect before an investigation of            blood specimens for testing blood
                                                    (special controls). FDA is not aware of                 the device may be initiated or continued              glucose, hemoglobin, and other blood
                                                    new information since this Panel                        under § 812.30 (21 CFR 812.30). FDA,                  components. In addition, acute care
                                                    meeting that would provide a basis for                  therefore, recommends that IDE                        hospitals may consider reusing a single
                                                    a different recommendation or finding.                  applications be submitted to FDA at                   device or using one device with
                                                                                                            least 30 days before the end of the 30-               multiple blades to have benefits in that
                                                    III. Dates New Requirements Apply                                                                             doing so may expedite procedures. The
                                                                                                            month period after the issuance of the
                                                       Assuming FDA finalizes the order                     final order to avoid interrupting any                 risks associated with the device include
                                                    proposing reclassification of multiple                  ongoing investigations.                               bloodborne pathogen transmission,
                                                    use blood lancets for multiple patient                     FDA intends that under § 812.2(d), the             sharp object injuries, local tissue
                                                    use found elsewhere in this issue of the                publication in the Federal Register of
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                                                                                                                                                                  infections, and adverse tissue reaction
                                                    Federal Register, this device will be                   any final order based on this proposal                (not infection).
                                                    classified into class III. In accordance                will include a statement that, as of the
                                                    with sections 501(f)(2)(B) and 515(b) of                date on which the filing of a PMA is                  A. Summary of Data
                                                    the FD&C Act, FDA is proposing to                       required, the exemptions in § 812.2(c)(1)               FDA uses the bloodborne pathogens
                                                    require that a PMA be filed with the                    and (2) from the requirements of the IDE              definition in 29 CFR 1910.1030(b).
                                                    Agency for multiple use blood lancets                   regulations for preamendments class III               Bloodborne pathogens, such as HBV,
                                                    for multiple patient use devices and                    devices will cease to apply to any                    may be transmitted between patients by
                                                    accessories by the last day of the 30th                 device that is: (1) Not legally on the                blood and certain body fluids (Ref. 4).


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                                                                            Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules                                            11155

                                                    Since HBV-infected patients, who often                  reported this outbreak to FDA; FDA                     advised ‘‘Devices (blood lancets)
                                                    lack clinical symptoms of hepatitis,                    then issued a safety alert warning users               without a removable platform should
                                                    have high concentrations of HBV in                      of the precautions needed for the safe                 only be used with one patient in the
                                                    their blood and HBV is stable at ambient                use of this device (Ref. 13). This was the             hospital or outpatient setting. After the
                                                    temperatures, transmission of HBV may                   first reported outbreak of HBV                         patient is discharged, the device may be
                                                    result from exposure to equipment that                  transmission associated with the use of                reused only if it is disinfected according
                                                    has not been adequately disinfected or                  a blood lancet device in the United                    to the manufacturer’s instructions. If
                                                    by the misuse of ‘‘single use only’’                    States (Refs. 13 and 14).                              there are no instructions for
                                                    medical devices (e.g., needles and                         CDC’s outbreak investigation revealed               disinfection, the device should be
                                                    syringes) (Ref. 5).                                     that a patient who had diabetes and also               discarded.’’
                                                       The history of recognized bloodborne                 a chronic HBV infection caused by a                       Since 1990, the incidence of diabetes
                                                    pathogen transmission by blood lancets                  relatively rare viral subtype was                      mellitus has increased significantly in
                                                    may have started in 1923 when an                        admitted to the outbreak ward in 1989.                 the United States, especially in adults
                                                    outbreak of jaundice occurred in the                    Twelve of the 23 patients who acquired                 aged 65–79 (Refs. 17 and 18). At the
                                                    Goteborg Hospital diabetic clinic in                    hepatitis B after admission to the same                same time, clinical practice in the care
                                                    Sweden, which was described by                          ward as the chronic HBV source patient                 of these patients increasingly
                                                    Schmid et al. (Ref. 6). All patients had                were serotyped, and all were found to                  emphasized the need for improved
                                                    blood drawn for glucose testing from                    have the same viral subtype causing                    blood glucose level control, resulting in
                                                    their ear lobes by a spring-activated                   their hepatitis B infections. The first                the increased use of POC blood glucose
                                                    ‘‘Schnepper’’ device, which was cleaned                 nosocomially infected patient had a                    monitoring both in health care facilities
                                                    ‘‘perfunctorily’’ between uses. As a                    very long-term stay on the ward and so                 and at home (Refs. 19–21).
                                                    result, 26 clinic patients developed                    served as a source of transmission to                  Unfortunately, along with the increased
                                                    jaundice. Outbreaks of hepatitis in                     other patients over a period of 12                     incidence of diabetes has come a
                                                    English diabetic patients were described                months. Twenty of the 23 outbreak                      progressive increase in the reports of
                                                    by Graham in 1938 (Ref. 7) and by                       patients had diabetes; they and the three              bloodborne infection transmission
                                                    Droller in 1945 (Ref. 8). In both of these              other case-patients all experienced                    (primarily HBV), resulting from the
                                                    outbreaks, venous blood for glucose                     numerous POC fingerstick blood draws                   shared use of fingerstick and POC blood
                                                    measurement was drawn using syringes                    with the same type of blood lancet                     testing devices (Ref. 1). In 2011, the CDC
                                                    that were only chemically disinfected                   while hospitalized on the outbreak                     reported that 25 of 29 outbreaks of HBV
                                                    between uses while the needles were                     ward. The implicated blood lancet                      infection occurring in long-term care
                                                    boiled; cleaning procedures were not                    device included a disposable platform                  facilities since 1996 involved adults
                                                    mentioned in the reports. Syringes and                  to stabilize the patient’s finger; the                 with diabetes receiving blood glucose
                                                    needles are now single-use-only devices                 single use lancet blade penetrated a hole              monitoring (Ref. 22).
                                                    because the procedures used to                          in that platform to reach the patient’s                   In 1997, CDC reported two outbreaks
                                                    reprocess these devices many years ago                  skin. Half the ward nursing staff who                  of HBV transmission, one in a nursing
                                                    have long been recognized to be                         performed fingersticks with this lancet                home in Ohio and one in a hospital in
                                                                                                            acknowledged not changing the device                   New York City (NYC) (Ref. 23). Two
                                                    inadequate, resulting in outbreaks of
                                                                                                            platform with each use of the lancet. A                different blood lancet devices were used
                                                    hepatitis transmission (Ref. 6). There
                                                                                                            similar outbreak of hepatitis                          at the two sites. However, both lancet
                                                    were also two case reports, in 1985 and
                                                                                                            transmission was reported in 1990 in                   devices included the use of an ‘‘end
                                                    1997, of the transmission of HBV
                                                                                                            France in which a similar blood lancet                 cap’’ that came in contact with patient
                                                    infection due to sharing personal use
                                                                                                            device was implicated. Douvin et al.                   skin. This was a separate, individual use
                                                    blood lancets for home glucose
                                                                                                            (Ref. 15) reported that examination of                 component of the lancet device used in
                                                    monitoring with one other person who
                                                                                                            the device implicated in the French                    Ohio; the nursing home was reusing
                                                    already had HBV. One report was from
                                                                                                            outbreak showed visible blood                          both the lancet and the cap for multiple
                                                    the United States and one was from
                                                                                                            contamination of the lancet platform in                patients. The end cap was a part of the
                                                    Hungary (Refs. 9 and 10). In addition,                                                                         disposable, single use only lancet blade
                                                    Mendez et al. reported a 75-year-old                    24 percent of studied uses of that
                                                                                                            device. Shier et al. (Ref. 16) reported in             assembly in the device used in NYC.
                                                    patient with diabetes who died of acute                                                                        The exact mechanism of blood
                                                    hepatitis, whose only risk factor for                   1993 that the use of another spring-
                                                                                                            loaded lancet device in a volunteer                    transmission was not entirely clear in
                                                    HBV infection appeared to be her                                                                               the NYC setting; staff claimed they had
                                                    diabetic care at a local outpatient                     study of blood glucose levels resulted in
                                                                                                            visible blood contamination on 29                      discarded the end cap after each use.
                                                    facility where she had repeated                                                                                CDC postulated that either blood-
                                                    fingersticks for blood glucose                          percent of the device end caps. This
                                                                                                            device was intended for ‘‘personal’’ use               contaminated nurses gloves worn for the
                                                    monitoring (Ref. 11).                                                                                          care of multiple patients or the pen-like
                                                       During the 1990s, several bloodborne                 only.
                                                                                                               As a result of the 1990 outbreak of                 lancet-holding device itself might have
                                                    transmission issues led to CDC and FDA                                                                         been the source of the blood cross-
                                                    involvement. In 1990, CDC learned of a                  HBV transmission due to blood lancet
                                                                                                            use in the United States, FDA and CDC                  contamination of the lancet. A similar
                                                    nosocomial outbreak of HBV                                                                                     outbreak was reported by Quale et al. in
                                                    transmission due to the use of a spring-                recommended that spring-loaded blood
                                                                                                            lancet devices should have only single                 1998 from a hospital in New York (Ref.
                                                    loaded lancet device whose disposable                                                                          24). The recognition of 3 cases of
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                                                    platform was not removed and                            use only ‘‘platforms’’ as well as single
                                                                                                            use only blades; the devices were to be                nosocomially acquired HBV infection
                                                    discarded after each use of the device                                                                         resulted in an investigation that
                                                    while it was used for the care of                       cleaned and disinfected per the
                                                                                                            manufacturer’s instructions (Refs. 12                  uncovered another 11 cases. Reuse by
                                                    multiple patients (Ref. 12).1 CDC                                                                              hospital staff of a disposable lancet end
                                                                                                            and 13). The 1990 FDA Safety Alert also
                                                      1 Hepatitis B and hepatitis C infections, as well
                                                                                                                                                                   cap with the lancet in multiple patients
                                                    as other bloodborne infections such as HIV              such reports directly from health care facilities or
                                                                                                                                                                   was identified as the probable cause of
                                                    infection, are reported to State health departments     personnel, even when a medical device has              hepatitis cross-transmission to patients;
                                                    and, by them, to CDC; FDA does not usually receive      transmitted the infection.                             contamination of the lancet wound from


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                                                    11156                   Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules

                                                    blood on unchanged gloves worn by                       response to the educational packet. The               students were offering diabetes
                                                    nurses during collection of blood                       results found that 16 percent of the                  screening. During the fair, the students
                                                    samples from multiple patients may also                 facilities that used lancets to monitor               realized that the lancet blades had not
                                                    have contributed to the nosocomial                      blood glucose levels were still using                 been advanced properly so that each
                                                    transmission of HBV in this outbreak.                   these devices to obtain blood from                    patient received a new blade. The first
                                                       CDC reviewed the incidence of                        multiple patients.                                    episode exposed 283 patients to a
                                                    reported outbreaks of HBV and hepatitis                    Y.G. McIntosh et al. investigated                  contaminated lancet blade; the second
                                                    C infection in nonhospital health care                  outbreaks of nosocomial HBV                           incident exposed approximately 60
                                                    settings between 1998 and 2008 and                      transmission in four ALFs between 2009                patients. The results of the patient
                                                    noted a significant increase in such                    and 2011 and found that in all four                   notification studies were not reported.
                                                    nosocomial transmission of bloodborne                   facilities, pen-style lancets were used to               As a result of this significant increase
                                                    pathogens (Refs. 25–28). N.D.                           obtain blood for glucose monitoring                   in such nosocomial transmission of
                                                    Thompson et al. identified 33 outbreaks                 from multiple patients even though two                bloodborne pathogens, on August 26,
                                                    of nosocomial hepatitis transmission in                 facilities provided each patient with                 2010, FDA and the CDC issued a Safety
                                                    nonhospital health care settings (Ref.                  dedicated ‘‘single patient use only pen-              Communication (Ref. 1) and a Clinical
                                                    25). Of these 33 outbreaks, 15 were                     style lancets’’ according to their policies           Reminder (Ref. 35), respectively,
                                                    found to be due to blood glucose                        (Ref. 31). Z. Moore et al. reported                   warning that the use of blood lancets to
                                                    monitoring in long-term care and                        another outbreak of nosocomial HBV                    obtain blood from more than one patient
                                                    assisted living facilities. Only half of                transmission in an ALF in NC in 2010                  risks the transmission of bloodborne
                                                    these outbreak investigations were                      in which blood lancet devices were                    pathogen infections from one patient to
                                                    published in the scientific literature; the             shared among multiple patients. Six of                other patients. Both FDA and CDC
                                                    others were recognized by health                        the eight elderly patients who acquired               recommended that blood lancets should
                                                    department investigations and reports to                acute HBV in this outbreak died from                  never be used to obtain blood from more
                                                    CDC. In 9 of the 15 outbreaks of                        complications of hepatitis (Ref. 32).                 than one patient. In addition, the
                                                    nosocomial hepatitis in patients with                   M.K. Schaefer et al. surveyed a                       Centers for Medicare and Medicaid
                                                    diabetes, blood lancet devices were                     stratified, random sample of ambulatory               Services issued a Survey and
                                                    shared among multiple patients. In two                  surgery centers (ACS) in three volunteer              Certification Memorandum for Point of
                                                    additional outbreaks, lancets were not                  states in 2009 (Ref. 33). Of the 53 ACS               Care Devices and Infection Control in
                                                    noted to be shared, but blood-soiled                    that performed blood glucose                          Nursing Homes identifying the use of
                                                    glucose meters were stored together                     monitoring, 11 (21 percent) reused pen-               blood lancet devices for more than one
                                                    with lancets without cleaning/                          style blood lancets on multiple patients              patient as an infection control standards
                                                    disinfection of the devices and gloves                  and 17 (32 percent) also failed to clean              deficiency (Ref. 36). On November 29,
                                                    were not regularly changed between                      and disinfect blood glucose meters after              2010, FDA issued ‘‘Guidance for
                                                    each patient. These failures of proper                  each use.                                             Industry and Food and Drug
                                                    infection control practice could have led                  Thompson and Schaefer reported the                 Administration Staff: Blood Lancet
                                                    to blood contamination of individual                    analysis of four outbreaks of nosocomial              Labeling’’, which provided guidance for
                                                    blood lancets in these two facilities.                  HBV in ALFs in 2009–2010 (Ref. 34).                   lancet manufacturers on the labeling of
                                                       N.D. Thompson et al. also                            One was also reported separately by Z.                all blood lancets, including those
                                                    investigated blood glucose monitoring                   Moore et al. (Ref. 32). Two of the three              capable of reuse, as ‘‘single patient use
                                                    practices in long-term care facilities in               other outbreaks occurred in Virginia and              only’’ devices (Ref. 2).
                                                    Pinellas County, Florida, in 2007 and                   one in Florida; these 3 outbreaks                        In 2012, another outbreak of acute
                                                    found that 22 percent of the                            resulted in 21 new patients acquiring                 HBV was reported in an ALF in Virginia
                                                    participating facilities that used                      acute hepatitis B. In two of the three                (Ref. 37). The source patient had been
                                                    reusable fingerstick devices used them                  facilities, use of reusable blood lancets             recently transferred from another ALF
                                                    in multiple patients (Ref. 29). Patel et al.            to draw blood from multiple patients                  where she had acquired nosocomial
                                                    reported in 2009 on the efforts of the                  was observed or reported. The third                   HBV infection from the shared use of
                                                    Virginia Department of Health to                        facility denied that it permitted the                 blood lancets for multiple patients (Ref.
                                                    improve blood glucose monitoring                        sharing of reusable lancets. However,                 31). This ALF also reused blood lancets
                                                    practices in assisted living facilities                 used lancets and glucose meters were                  to obtain blood from multiple patients
                                                    (ALFs) in Virginia (Ref. 30). This effort               stored together, along with clean                     for glucose monitoring. This dangerous
                                                    followed two separate outbreaks of HBV                  supplies; visible blood contamination                 practice resulted in two new nosocomial
                                                    infections in two assisted living                       was observed on several glucose meters                HBV infections in this ALF.
                                                    facilities. In those outbreaks, one of the              and one reusable lancet by the                           Outbreaks of hepatitis transmission
                                                    three acutely symptomatic initial                       investigator. Thompson and Schaefer                   due to use of blood lancets to draw
                                                    patients died of HBV infection. Of 68                   also reported in their paper on two                   blood from more than one patient for
                                                    patients undergoing blood glucose                       patient notification campaigns resulting              blood glucose monitoring have not been
                                                    monitoring in these two facilities, a total             from the misuse of reusable blood                     limited to the United States. In 2001,
                                                    of 11 patients acquired HBV infection.                  lancets with preloaded lancet cartridges,             Desenclos et al. described an outbreak of
                                                    Both facilities used reusable blood                     intended and cleared only for single                  nosocomial hepatitis C transmission in
                                                    lancets to obtain blood from multiple                   patient use, which were used to obtain                an inpatient ward for children with
                                                    patients and did not clean or disinfect                 blood from multiple patients. One                     cystic fibrosis and diabetes in a French
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                                                    the lancets between uses. The Virginia                  episode involved a community health                   hospital in 1994–1995 (Ref. 38). Blood
                                                    Department of Health then mailed an                     center and was reported when                          glucose monitoring was done by the
                                                    educational packet on safe blood                        personnel noted that the lancet blades                nursing staff for the patients with cystic
                                                    glucose monitoring practices to all ALFs                were not retracting properly, which                   fibrosis as well as for the patients with
                                                    (640) in the State. A random sample of                  might have resulted in blade use for                  diabetes using a spring-loaded lancet
                                                    ALFs was contacted after the                            more than one patient. The second                     with a disposable platform to stabilize
                                                    educational intervention and invited to                 episode occurred at a community health                the finger. These devices were shared
                                                    participate in a survey to evaluate the                 fair in which physician assistant                     among patients between 1986 and 1992


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                                                                            Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules                                          11157

                                                    during repeated admissions to the                       facility and the spring-loaded lancet was             the most common use for a blood lancet
                                                    inpatient unit. After 1992, patients were               returned to use. The two patients with                is in diabetes monitoring. These devices
                                                    supposed to use only their own lancet                   acute HBV received blood glucose                      are used in both home and professional
                                                    devices for blood glucose monitoring.                   monitoring as did the source patient                  health care settings. Only a small blood
                                                    The retrospective prevalence of prior                   with chronic HBV, sometimes on the                    sample is needed for testing of blood
                                                    hepatitis C infection was found to be 58                same day. Two other patients who also                 glucose level. The blood sample is
                                                    percent in patients with cystic fibrosis                received blood glucose monitoring                     dropped onto a test strip and inserted
                                                    and 17 percent in patients with diabetes                escaped infection. The investigators                  into a blood glucose meter for results.
                                                    in 1994. At the time (1994), the                        stated that they believed the rotating                   Some blood lancets are also used with
                                                    prevalence of antibody to hepatitis C in                lancet drum device was likely the                     PT/INR anticoagulation meters. These
                                                    the general public in France was 1.1                    means of transmission of HBV infection                devices are used in both home and
                                                    percent. The patients with cystic                       between patients.                                     professional health care settings. The PT
                                                    fibrosis had more frequent and longer                      In 2011, Duffell et al. reported on the            and INR are used to monitor the
                                                    admissions to the inpatient ward, and                   investigations of five reports of HBV                 effectiveness of the anticoagulant
                                                    more of the exposed cystic fibrosis                     transmission in community health care                 warfarin. Warfarin helps inhibit the
                                                    patients (66.7 percent) were screened for               settings in the United Kingdom (Ref. 4).              formation of blood clots. The formation
                                                    hepatitis C infection than were the                     All of the nine initially reported                    of blood clots may be associated with
                                                    patients with diabetes admitted to the                  patients with HBV had diabetes and                    atrial fibrillation, the presence of
                                                    inpatient ward during the exposure                      were receiving blood glucose                          artificial heart valves, deep venous
                                                    period (39.5 percent). These factors may                monitoring. Further investigation                     thrombosis, and some cases of
                                                    have influenced the apparent difference                 identified another 12 patients with                   pulmonary embolism. Because the use
                                                    in hepatitis C transmission in these two                acute HBV infection. The care settings                of warfarin may cause excessive
                                                    groups of exposed patients.                             in which hepatitis transmission                       bleeding, patients are monitored,
                                                       In 2005, De Schrijver et al. described               occurred were described as a ‘‘private                typically by PT/INR.
                                                    an outbreak of acute HBV infection in a                 residential home’’ (1 patient), nursing
                                                                                                                                                                     Because newborns have relatively
                                                    nursing home in Antwerp (Ref. 39). The                  and residential home (1 patient),
                                                                                                                                                                  small amounts of blood compared to
                                                    initial report of a fulminant case of                   ‘‘private nursing and residential’’ (1
                                                                                                                                                                  adults, it is usually preferred to use as
                                                    acute HBV infection in an 83-year-old                   patient) and ‘‘local care home’’ (2
                                                                                                                                                                  small amount of blood as possible for
                                                    resident of the home resulted in an                     patients). Eleven of the 21 acutely
                                                                                                                                                                  any screening or other laboratory tests
                                                    investigation that identified acute                     infected patients had symptomatic HBV;
                                                                                                                                                                  for newborns. Blood lancets may be
                                                    hepatitis B infection in another four                   seven of these patients died, five due to
                                                                                                                                                                  used to perform heel sticks in newborns.
                                                    patients there. Four of the five acutely                the HBV infection. All of the care sites
                                                                                                                                                                  Heel stick is a minimally invasive way
                                                    infected patients had diabetes and                      in which acute HBV transmission
                                                    received assisted blood glucose                         occurred were using blood lancets                     of obtaining capillary blood samples. In
                                                    sampling by the nursing home staff. The                 designed intended for single patient use              newborns, heel sticks are the preferred
                                                    two blood lancet models used in the                     only; these devices were either routinely             collection method for small volumes of
                                                    facility (one each in two sections) were                or occasionally used for multiple                     blood.
                                                    used to obtain blood from multiple                      patients. One facility also used a single                The possible benefit of multiple use
                                                    patients. The device platforms were not                 glucometer for multiple patients and did              blood lancets for multiple patient use is
                                                    disposable. The lancets were washed                     not clean or disinfect it between                     that acute care hospitals may consider
                                                    only when blood was visible on the                      patients. The authors also noted that                 reusing a single device or using one
                                                    device and were not disinfected. Nurses                 information reported on patients found                device with multiple blades to have
                                                    did not routinely wash their hands or                   to have acute HBV infection between                   benefits, in that doing so may expedite
                                                    wear gloves when obtaining blood. Two                   1990 and 2003 identified only four                    procedures.
                                                    of the five patients with acute                         patients with blood glucose monitoring                C. Risks to Health
                                                    nosocomial hepatitis B died of their                    as a possible risk factor; one of these
                                                    infections.                                             patients was infected as a result of in-                 FDA has evaluated the risks to health
                                                       In 2008, Gotz et al. reported the                    hospital transmission from another                    associated with use of multiple use
                                                    investigation of two cases of acute HBV                 patient on the same ward, although                    blood lancets for multiple patient use.
                                                    infection among patients at a nursing                   details were not provided. Between                    In doing so, FDA considered
                                                    home in the Netherlands (Ref. 40). The                  2004 and 2006, the 9 patients described               information from the reports and
                                                    nursing home stay of these two patients                 previously in this document were                      recommendations of the General and
                                                    overlapped with that of a patient with                  reported and investigation led to the                 Plastic Surgery Devices Panel of the
                                                    known chronic HBV infection. Early in                   discovery of an additional 12 cases of                Medical Devices Advisory Committee
                                                    this time period, the nursing home                      health care-related HBV transmission                  from the meeting of June 26, 2013, the
                                                    changed the lancet device used for                      due to the improper use of blood lancets              adverse event reports for these devices
                                                    glucose monitoring from a spring-loaded                 during patient blood glucose                          in FDA’s Manufacturer and User
                                                    device with a disposable platform (used                 monitoring.                                           Facility Device Experience (MAUDE)
                                                    for multiple patients) to a device with                                                                       database, and the published scientific
                                                    a rotating drum dispensing new lancet                   B. Benefits of the Device                             literature, which is discussed in FDA’s
                                                    blades, which was also used to draw                       A blood lancet is used to puncture the              executive summary for the June 26,
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                    blood from multiple patients, although                  skin to obtain small blood specimens for              2013, panel. Based on this information,
                                                    it was labeled for single patient use                   testing blood glucose, hemoglobin, and                FDA has determined the following risks:
                                                    only. This device was used for about a                  other blood components. Some blood
                                                                                                                                                                  1. Bloodborne Pathogen Transmission
                                                    month until the staff realized that active              lancets are used with POC blood testing
                                                    rotation of the drum was occasionally                   devices, such as blood glucose meters                   Bloodborne pathogens such as HBV,
                                                    forgotten, resulting in the reuse of a                  and Prothrombin Time and                              hepatitis C virus, and potentially any
                                                    lancet blade on more than 1 patient. The                International Normalized Ratio (PT/INR)               other pathogen present in the
                                                    new device was then removed from the                    anticoagulation meters. Today, probably               bloodstream of a patient can be


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                                                    11158                   Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules

                                                    transmitted from one patient to another                 patient use, because there is no                      document; (2) the effectiveness of the
                                                    by the following mechanisms:                            evidence that these devices can be                    device that is the subject of the
                                                       • Reuse of the same lancet blade to                  adequately cleaned and disinfected and                application; and (3) full reports of all
                                                    draw blood from more than one patient                   that there is no proven method of doing               preclinical and clinical information
                                                    or                                                      so. Therefore, it is appropriate to                   from investigations on the safety and
                                                       • Failure/inability to adequately                    regulate them in class III.                           effectiveness of the device for which
                                                    clean the base of a multiple use blood                     FDA agrees with the Panel’s                        premarket approval is sought.
                                                    lancet resulting in the blood                           recommendation that these devices                        A PMA must include valid scientific
                                                    contamination of the next ‘‘new’’ lancet                present a potential unreasonable risk of              evidence to demonstrate reasonable
                                                    blade when blood is drawn from more                     illness or injury due to the inherent and             assurance of the safety and effectiveness
                                                    than one patient.                                       significantly increased risk of                       of the device for its intended use
                                                                                                            bloodborne pathogen transmission risk                 (§ 860.7(c)(2)). FDA defines valid
                                                    2. Sharp Object Injuries                                as compared to single use only or single              scientific evidence in § 860.7(c)(2)).
                                                       The blade of a lancet device is                      patient only blood lancets. FDA does                     To present reasonable assurance of
                                                    designed to pierce the skin and draw                    not believe existing valid scientific                 safety and effectiveness of multiple use
                                                    blood. Except when the used lancet                      evidence, as defined in § 860.7 (21 CFR               blood lancets for multiple patient use,
                                                    blade is immediately and automatically                  860.7), supports a reasonable assurance               FDA believes manufacturers should
                                                    covered by a sharps safety feature,                     that the device can be adequately                     submit performance testing, including
                                                    which renders the blade inaccessible,                   reprocessed between uses on different                 clinical trials of their device, in order to
                                                    the exposed sharp blade of a blood                      patients. FDA also believes sufficient                support PMA approval. Existing
                                                    lancet presents a puncture hazard to                    information does not exist to establish               published clinical literature may also be
                                                    anyone coming in contact with it. Blade                 special controls for blood lancets
                                                                                                                                                                  leveraged as part of the PMA
                                                    exposure can result due to either the                   intended for multiple patient use. Given
                                                                                                                                                                  submission.
                                                    lack of a sharps safety feature or device               the availability of safer single patient
                                                    breakage.                                               use blood lancet devices, FDA further                 VII. Opportunity To Request a Change
                                                                                                            believes that the probable benefits to                in Classification
                                                    3. Local Tissue Infections
                                                                                                            health from use of the device do not
                                                       Human skin always carries a                                                                                  Before requiring the filing of a PMA,
                                                                                                            outweigh the probable risks. Currently
                                                    population of bacteria and often fungi                                                                        FDA is required by section 515(b)(2)(D)
                                                                                                            FDA is unaware of technology or other
                                                    (normal skin flora), which causes no                                                                          of the FD&C Act to provide an
                                                                                                            controls that would adequately mitigate
                                                    problem for the host when skin is intact.                                                                     opportunity for interested persons to
                                                                                                            against the inherent and significantly
                                                    However, puncture injuries to the skin                                                                        request a change in the classification of
                                                                                                            increased risk of blood borne pathogen
                                                    by sharp objects such as lancet blades                                                                        the device based on new information
                                                                                                            transmission in multiple use blood
                                                    can carry these microbes into the                       lancets for use in multiple patients.                 relevant to the classification. Any
                                                    normally sterile tissue below the skin.                 Therefore, the safety and effectiveness               proceeding to reclassify the device will
                                                    Such injuries have the potential to cause               of the multiple use blood lancets for                 be under the authority of section 513(e)
                                                    local skin/soft tissue infections.                      multiple patients, particularly the                   of the FD&C Act.
                                                                                                            effectiveness of their reprocessing                     A request for a change in the
                                                    4. Adverse Tissue Reaction (Not                                                                               classification of this device is to be in
                                                                                                            instructions/methods to render the
                                                    Infection)                                                                                                    the form of a reclassification petition
                                                                                                            device safe for use on more than one
                                                       Skin contact with some materials,                    patient and the ability of health care                containing the information required by
                                                    metals and material colorants can cause                 providers to follow these instructions                21 CFR 860.123, including new
                                                    skin inflammation, irritation or                        completely should be independently                    information relevant to the classification
                                                    exanthems (rashes). These reactions                     demonstrated for each device of this                  of the device.
                                                    may be due to either hypersensitivity to                type via a PMA application. FDA is                    VIII. Analysis of Environmental Impact
                                                    a specific compound/metal or to a non-                  proposing to require an individual
                                                    specific reaction.                                      demonstration that a reasonable                         We have determined under 21 CFR
                                                                                                            assurance of safety and effectiveness                 25.34(b) that this action is of a type that
                                                    D. Summary of FDA Findings                                                                                    does not individually or cumulatively
                                                                                                            exists for each device within this type.
                                                       FDA believes multiple use blood                      The manufacturer of each individual                   have a significant effect on the human
                                                    lancets for multiple patient use should                 device will have the opportunity to                   environment. Therefore, neither an
                                                    be reclassified from class I to class III.              demonstrate the safety and effectiveness              environmental assessment nor an
                                                    The Panel held on June 26, 2013,                        of the device for its intended use by                 environmental impact statement is
                                                    discussed and made recommendations                      submitting a PMA.                                     required.
                                                    regarding the regulatory classification of
                                                                                                            VI. PMA Requirements                                  IX. Paperwork Reduction Act of 1995
                                                    blood lancets to reclassify multiple use
                                                    blood lancets for multiple patient use to                 A PMA for this device must include                    This proposed order refers to
                                                    class III under 513(e) of the FD&C Act.                 the information required by section                   collections of information that are
                                                    The Panel strongly agreed with FDA                      515(c)(1) of the FD&C Act. Such a PMA                 subject to review by the Office of
                                                    that based on the available scientific                  should also include a detailed                        Management and Budget (OMB) under
                                                    evidence, multiple use blood lancets for                discussion of the risks identified                    the Paperwork Reduction Act of 1995
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                    multiple patient use should be                          previously in this document, as well as               (44 U.S.C. 3501–3520). The collections
                                                    reclassified to class III because multiple              a discussion of the effectiveness of the              of information in 21 CFR part 814,
                                                    use blood lancets for multiple patient                  device for which premarket approval is                subparts B and E, have been approved
                                                    use present a potential unreasonable                    sought. In addition, a PMA must                       under OMB control number 0910–0231.
                                                    risk of illness or injury. They also                    include all data and information on: (1)              The collections of information in part
                                                    agreed that insufficient information                    Any risks known, or that should be                    807, subpart E, have been approved
                                                    exists to establish special controls for                reasonably known, to the applicant that               under OMB control number 0910–0120.
                                                    multiple use blood lancets for multiple                 have not been identified in this                      The collections of information under 21


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                                                                            Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules                                                11159

                                                    CFR part 801 have been approved under                        DeviceRegulationandGuidance/                     16. Shier, N., J. Warren, M. Torabi, et al.,
                                                    OMB control number 0910–0485.                                GuidanceDocuments/ucm234577.htm.                      ‘‘Contamination of a Fingerstick Device’’,
                                                                                                            3. FDA’s General and Plastic Surgery Devices               New England Journal of Medicine, 1993;
                                                    X. Proposed Effective Date                                   Panel transcript and other meeting                    328:969–997.
                                                                                                                 materials for the June 26, 2013, meeting,        17. Centers for Disease Control and
                                                      FDA is proposing that any final order                      available at http://www.fda.gov/Advisory              Prevention (CDC), ‘‘Increasing
                                                    based on this proposal become effective                      Committees/CommitteesMeeting                          Prevalence of Diagnosed Diabetes—
                                                    on the date of its publication in the                        Materials/MedicalDevices/Medical                      United States and Puerto Rico, 1995–
                                                    Federal Register or at a later date if                       DevicesAdvisoryCommittee/Generaland                   2010’’, MMWR Morbidity and Mortality
                                                    stated in the final order.                                   PlasticSurgeryDevicesPanel/                           Weekly Report, 2012; 61(45):918–921.
                                                                                                                 ucm349426.htm.                                        (Available at: http://www.cdc.gov/
                                                    XI. Codification of Orders                              4. Duffell, E.F., L.M. Milne, C. Seng, et al.,             mmwr/preview/mmwrhtml/mm6145a4.
                                                                                                                 ‘‘Five Hepatitis B Outbreaks in Care                  htm?s_cid=mm6145a4_w.)
                                                       Prior to the amendments by FDASIA,                        Homes in the UK Associated With                  18. Centers for Disease Control and
                                                    section 515(b) of the FD&C Act provided                      Deficiencies in Infection Control Practice            Prevention (CDC), ‘‘Incidence of
                                                    for FDA to issue regulations to require                      in Blood Glucose Monitoring’’,                        Diagnosed Diabetes per 1,000 Population
                                                    approval of an application for premarket                     Epidemiology and Infection, 2011;                     Aged 18–79 Years, by Age, 1980–2014’’,
                                                                                                                 139:327–335.                                          Atlanta, GA: U.S. Department of Health
                                                    approval for preamendments devices or
                                                                                                            5. Williams, I.T., J.F. Perz, and B.P. Bell,               and Human Services, CDC, National
                                                    devices found substantially equivalent                       ‘‘Viral Hepatitis Transmission in                     Diabetes Surveillance System. Available
                                                    to preamendments devices. Section                            Ambulatory Health Care Settings’’,                    at www.cdc.gov/diabetes/statistics/
                                                    515(b) of the FD&C Act, as amended by                        Clinical Infectious Diseases, 2004;                   incidence/fig3.htm. Accessed October
                                                    FDASIA, provides for FDA to require                          38(11):1592–1598.                                     19, 2014.
                                                    approval of an application for premarket                6. Schmid, R., ‘‘History of Viral Hepatitis: A        19. Clarke, S.F. and J.R. Foster, ‘‘A History of
                                                    approval for such devices by issuing a                       Tale of Dogmas and Misinterpretations’’,              Blood Glucose Meters and Their Role in
                                                    final order, following the issuance of a                     Journal of Gastroenterology and                       Self-Monitoring of Diabetes Mellitus’’,
                                                                                                                 Hepatology, 2001; 16(7):718–722.                      British Journal of Biomedical Science,
                                                    proposed order in the Federal Register.                 7. Graham, G., ‘‘Diabetes Mellitus: A Survey               2012; 69(2):83–93.
                                                    FDA will continue to codify the                              of Changes in Treatment During the Last          20. Yoo, E.-H. and S.-Y. Lee, ‘‘Glucose
                                                    requirement for an application for                           Fifteen Years’’, The Lancet, 1938; 2:1–7.             Biosensors: An Overview of Use in
                                                    premarket approval, resulting from                      8. Droller, H., ‘‘An Outbreak of Hepatitis in              Clinical Practice’’, Sensors, 2010;
                                                    changes issued in a final order, in the                      a Diabetic Clinic’’, British Medical                  10(5):4558–4576.
                                                    Code of Federal Regulations (CFR).                           Journal, 1945; 1(4400):623–625.                  21. Rajendran, R. and G. Rayman, ‘‘Point-of-
                                                    Therefore, under section 515(b)(1)(A) of                9. Stapleton, J. and S. Lemon, ‘‘Transmission              Care Blood Glucose Testing for Diabetes
                                                                                                                 of Hepatitis B During Blood Glucose                   Care in Hospitalized Patients: An
                                                    the FD&C Act, as amended by FDASIA,                          Monitoring’’, Journal of the American                 Evidence-Based Review’’, Journal of
                                                    in the proposed order, we are proposing                      Medical Association, 1985; 253:3250.                  Diabetes Science and Technology, 2014;
                                                    to require approval of an application for               10. Farkas, K. and G. Jermendy,                            8(6):1081–1090.
                                                    premarket approval for multiple use                          ‘‘Transmission of Hepatitis B Infection          22. Centers for Disease Control and
                                                    blood lancets for multiple patient use                       During Home Blood Glucose                             Prevention (CDC), ‘‘Use of Hepatitis B
                                                    and, if this proposed order is finalized,                    Monitoring’’, Diabetic Medicine, 1997;                Vaccination for Adults With Diabetes
                                                    we will make the language in 21 CFR                          14:263.                                               Mellitus: Recommendations of the
                                                    878.4850(d) consistent with the final                   11. Mendez, L., K.R. Reddy, R.A. Di Prima,                 Advisory Committee on Immunization
                                                                                                                 et al., ‘‘Fulminant Hepatic Failure Due to            Practices (ACIP)’’, MMWR Morbidity and
                                                    version of this proposed order.                              Acute Hepatitis B and Delta Co-Infection:             Mortality Weekly Report, 2011;
                                                    XII. References                                              Probable Bloodborne Transmission                      60(50):1709–1711. (Available at: http://
                                                                                                                 Associated With a Spring-Loaded                       www.cdc.gov/mmwr/preview/
                                                      The following references are on                            Fingerstick Device’’, American Journal of             mmwrhtml/mm6050a4.htm?s_cid=
                                                    display in the Division of Dockets                           Gastroenterology, 1991; 86:895–897.                   mm6050a4_w.)
                                                    Management (see ADDRESSES) and are                      12. Centers for Disease Control and                   23. Centers for Disease Control and
                                                    available for viewing by interested                          Prevention (CDC), ‘‘Nosocomial                        Prevention (CDC), ‘‘Nosocomial Hepatitis
                                                                                                                 Transmission of Hepatitis B Virus                     B Virus Infection Associated With
                                                    persons between 9 a.m. and 4 p.m.,                           Associated With a Spring-Loaded                       Reusable Fingerstick Blood Sampling
                                                    Monday through Friday; they are also                         Fingerstick Device—California’’, MMWR                 Devices—Ohio and New York City,
                                                    available electronically at http://                          Morbidity and Mortality Weekly Report,                1996’’, MMWR Morbidity and Mortality
                                                    www.regulations.gov. FDA has verified                        1990; 39 (35):610–613. (Available at:                 Weekly Report, 1997; 46(10):217–221.
                                                    the Web site addresses, as of the date                       http://www.cdc.gov/mmwr/preview/                      (Available at: http://www.cdc.gov/
                                                    this document publishes in the Federal                       mmwrhtml/00001743.htm.)                               mmwr/preview/mmwrhtml/
                                                    Register, but Web sites are subject to                  13. Food and Drug Administration (FDA),                    00046679.htm.)
                                                    change over time.                                            ‘‘Safety Alert Medical Devices; Hepatitis        24. Quale, J.M., D. Landman, B. Wallace, et
                                                                                                                 B Transmission via Spring-Loaded                      al., ‘‘Déjà vu: Nosocomial Hepatitis B
                                                    1. U.S. Food and Drug Administration (FDA),                  Lancet Devices’’ (August 28, 1990),                   Transmission and Fingerstick
                                                        ‘‘Use of Fingerstick Devices on More                     available at http://www.fda.gov/Medical               Monitoring’’, The American Journal of
                                                        Than One Person Poses Risk for                           Devices/Safety/AlertsandNotices/Public                Medicine, 1998; 105;296–301.
                                                        Transmitting Bloodborne Pathogens:                       HealthNotifications/ucm241809.htm.               25. Thompson, N.D., J. Perz, A. Moorman, et
                                                        Initial Communication’’ (August 26,                 14. Polish, L., C.N. Shapiro, F. Bauer, et al.,            al., ‘‘Nonhospital Health Care-Associated
                                                        2010) and ‘‘Update’’ (November 29,                       ‘‘Nosocomial Transmission of Hepatitis                Hepatitis B and C Virus Transmission:
                                                        2010), available at http://www.fda.gov/                  B Virus Associated With the Use of a                  United States, 1998–2008’’, Annals of
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                        MedicalDevices/Safety/Alertsand                          Spring-Loaded Fingerstick Device’’, New               Internal Medicine, 2009; 150: 33–39.
                                                        Notices/ucm234889.htm and http://                        England Journal of Medicine, 1992;               26. Khan, A.J., S.M. Cotter, B. Schulz, et al.,
                                                        www.fda.gov/MedicalDevices/Safety/                       326(11):721–725.                                      ‘‘Nosocomial Transmission of Hepatitis
                                                        AlertsandNotices/ucm224025.htm.                     15. Douvin, C., D. Simon, H. Zinelabidine, et              B Virus Infection Among Residents With
                                                    2. U.S. Food and Drug Administration,                        al., ‘‘An Outbreak of Hepatitis B in an               Diabetes in a Skilled Nursing Facility’’,
                                                        ‘‘Guidance for Industry and Food and                     Endocrinology Unit Traced to a                        Infection Control and Hospital
                                                        Drug Administration Staff: Blood Lancet                  Capillary-Blood-Sampling Device’’, New                Epidemiology, 2002; 23:313–318.
                                                        Labeling’’ (November 29, 2010), available                England Journal of Medicine, 1990;               27. Centers for Disease Control and
                                                        at http://www.fda.gov/MedicalDevices/                    322:57–58.                                            Prevention (CDC), ‘‘Transmission of



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                                                    11160                   Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Proposed Rules

                                                         Hepatitis B Virus Among Persons                         available at http://www.cms.gov/survey           multiple patient use described in
                                                         Undergoing Blood Glucose Monitoring in                  certificationgeninfo/downloads/                  paragraph (d)(1) of this section that was
                                                         Long-Term-Care Facilities—Mississippi,                  SCLetter10_28.pdf.                               in commercial distribution before May
                                                         North Carolina, and Los Angeles County,            37. Centers for Disease Control and
                                                                                                                                                                  28, 1976, or that has, on or before [A
                                                         California, 2003–2004’’, MMWR                           Prevention (CDC), ‘‘Notes From the
                                                         Morbidity and Mortality Weekly Report,                  Field: Transmission of HBV Among                 DATE WILL BE ADDED 90 DAYS
                                                         2005; 54(09):220–223. (Available at:                    Assisted-Living-Facility Residents—              AFTER DATE OF PUBLICATION OF A
                                                         http://www.cdc.gov/mmwr/preview/                        Virginia, 2012’’, MMWR Morbidity and             FUTURE FINAL ORDER CALLING FOR
                                                         mmwrhtml/mm5409a2.htm.)                                 Mortality Weekly Report, 2013;                   PMAs IN THE FEDERAL REGISTER OR
                                                    28. Thompson, N.D. and J.F. Perz,                            62(19):389. (Available at: http://www.           30 MONTHS AFTER DATE OF
                                                         ‘‘Eliminating the Blood: Ongoing                        cdc.gov/mmwr/preview/mmwrhtml/                   PUBLICATION OF A FUTURE FINAL
                                                         Outbreaks of Hepatitis B Virus Infection                mm6219a4.htm?s_cid=mm6219a4_w.)                  ORDER RECLASSSIFYING INTO
                                                         and the Need for Innovative Glucose                38. Desenclos, J.C., M. Bourdiol-Razes, B.
                                                                                                                                                                  CLASS III, WHICHEVER IS LATER],
                                                         Monitoring Technologies’’, Journal of                   Rolin, et al., ‘‘Hepatitis C in a Ward for
                                                         Diabetes Science and Technology, 2009;                  Cystic Fibrosis and Diabetic Patients:           been found to be substantially
                                                         3(2):283–288.                                           Possible Transmission by Spring-Loaded           equivalent to a multiple use blood
                                                    29. Thompson, N.D., V. Barry, K. Alelis, et                  Finger-Stick Devices for Self-Monitoring         lancet for multiple patient use described
                                                         al., ‘‘Evaluation of the Potential for                  of Capillary Blood Glucose’’, Infection          in paragraph (d)(1) of this section that
                                                         Bloodborne Pathogen Transmission                        Control and Hospital Epidemiology,               was in commercial distribution before
                                                         Associated With Diabetes Care Practices                 2001; 22(11):701–707.                            May 28, 1976. Any other multiple use
                                                         in Nursing Homes and Assisted Living               39. De Schrijver, K., I. Maes, P. Van Damme,          blood lancet for multiple patient use
                                                         Facilities, Pinellas County’’, Journal of               et al., ‘‘An Outbreak of Nosocomial              shall have an approved PMA or a
                                                         the American Geriatrics Society, 2010;                  Hepatitis B Virus Infection in a Nursing
                                                         58:914–918.                                                                                              declared completed PDP in effect before
                                                                                                                 Home for the Elderly in Antwerp
                                                    30. Patel, A.S., M.B. White-Comstock, D.                     (Belgium)’’, Acta Clinica Belgica, 2005;         being placed in commercial
                                                         Woolard, et al., ‘‘Infection Control                    60(2):63–69.                                     distribution.
                                                         Practices in Assisted Living Facilities: A         40. Gotz, H.M., M. Schutten, G.J. Borsboom,             Dated: February 25, 2016.
                                                         Response to Hepatitis B Virus Infection                 et al., ‘‘A Cluster of Hepatitis B               Leslie Kux,
                                                         Outbreaks’’, Infection Control and                      Infections Associated With Incorrect Use
                                                         Hospital Epidemiology, 2009; 30:209–                    of a Capillary Blood Sampling Device in          Associate Commissioner for Policy.
                                                         214.                                                    a Nursing Home in the Netherlands,               [FR Doc. 2016–04579 Filed 3–2–16; 8:45 am]
                                                    31. Centers for Disease Control and                          2007’’, Euro Surveillance, 2008; 13(7–           BILLING CODE 4164–01–P
                                                         Prevention (CDC), ‘‘Multiple Outbreaks                  9):1–5.
                                                         of Hepatitis B Virus Infection Related to
                                                         Assisted Monitoring of Blood Glucose               List of Subjects in 21 CFR Part 878
                                                         Among Residents of Assisted Living                                                                       DEPARTMENT OF THE TREASURY
                                                                                                              Medical devices.
                                                         Facilities—Virginia, 2009–2011’’, MMWR
                                                                                                              Therefore, under the Federal Food,                  Internal Revenue Service
                                                         Morbidity and Mortality Weekly Report,
                                                         2012; 61(19):339–343. (Available at:               Drug, and Cosmetic Act, and under
                                                         http://www.cdc.gov/mmwr/preview/                   authority delegated to the Commissioner               26 CFR Part 1
                                                         mmwrhtml/mm6119a3.htm?s_cid=                       of Food and Drugs, it is proposed that
                                                         mm6119a3_w.)                                       21 CFR part 878, as proposed to be                    [REG–123867–14]
                                                    32. Centers for Disease Control and                     amended elsewhere in this issue of the                RIN 1545–BM28
                                                         Prevention (CDC), ‘‘Notes From the                 Federal Register, be further amended as
                                                         Field: Deaths From Acute Hepatitis B               follows:                                              Utility Allowances Submetering
                                                         Virus Infection Associated With Assisted
                                                         Blood Glucose Monitoring in an                     PART 878—GENERAL AND PLASTIC                          AGENCY:  Internal Revenue Service (IRS),
                                                         Assisted-Living Facility—North                     SURGERY DEVICES                                       Treasury.
                                                         Carolina, August–October, 2010,’’
                                                         MMWR Morbidity and Mortality Weekly                                                                      ACTION: Notice of proposed rulemaking
                                                                                                            ■ 1. The authority citation for 21 CFR                by cross-reference to temporary
                                                         Report, 2011; 60(6):182. (Available at:            part 878 continues to read as follows:
                                                         http://www.cdc.gov/mmwr/preview/                                                                         regulations.
                                                         mmwrhtml/mm6006a5.htm?s_cid=                         Authority: 21 U.S.C. 351, 360, 360c, 360e,
                                                         mm6006a5_w.)                                       360j, 360l, 371.                                      SUMMARY:    This document contains
                                                    33. Schaefer, M.K., M. Jhung, M. Dahl, et al.,          ■ 2. Add paragraph (d)(3) to § 878.4850,              proposed regulations that amend the
                                                         ‘‘Infection Control Assessment of                  under subpart E, to read as follows:                  utility allowance regulations concerning
                                                         Ambulatory Surgical Centers’’, Journal of                                                                the low-income housing credit. The
                                                         the American Medical Association, 2010;            § 878.4850    Blood Lancets.                          proposed regulations relate to the
                                                         303(22):2273–2279.                                                                                       circumstances in which utility costs
                                                    34. Thompson, N.D. and M.K. Schaefer,
                                                                                                            *      *    *    *     *
                                                                                                               (d) * * *                                          paid by a tenant based on actual
                                                         ‘‘‘Never Events’: Hepatitis B Outbreaks
                                                         and Patient Notifications Resulting From              (3) Date PMA or notice of completion               consumption in a submetered rent-
                                                         Unsafe Practices During Assisted                   of a PDP is required: A PMA or a notice               restricted unit are treated as paid by the
                                                         Monitoring of Blood Glucose, 2009–                 of completion of a PDP is required to be              tenant directly to the utility company.
                                                         2010’’, Journal of Diabetes Science and            filed with the Food and Drug                          The proposed regulations extend those
                                                         Technology, 2011; 5(6):1396–1402.                  Administration on or before [A DATE                   rules to situations in which a building
                                                    35. Centers for Disease Control and                     WILL BE ADDED 90 DAYS AFTER                           owner sells to tenants energy that is
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                         Prevention (CDC), ‘‘CDC Clinical                   DATE OF PUBLICATION OF A                              produced from a renewable source and
                                                         Reminder: Use of Fingerstick Devices on            FUTURE FINAL ORDER CALLING FOR                        that is not delivered by a local utility
                                                         More Than One Person Poses Risk for
                                                                                                            PMAs IN THE FEDERAL REGISTER OR                       company. The proposed regulations
                                                         Transmitting Bloodborne Pathogens’’,
                                                         available at http://www.cdc.gov/injection          30 MONTHS AFTER DATE OF                               affect owners of low-income housing
                                                         safety/Fingerstick-DevicesBGM.html.                PUBLICATION OF A FUTURE FINAL                         projects that claim the credit, the
                                                    36. Centers for Medical Services (CMS),                 ORDER RECLASSSIFYING INTO                             tenants in those low-income housing
                                                         ‘‘Survey and Certification                         CLASS III, WHICHEVER IS LATER] for                    projects, and the State and local housing
                                                         Memorandum’’ (August 27, 2010)                     any multiple use blood lancet for                     credit agencies that administer the


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Document Created: 2016-03-03 03:50:57
Document Modified: 2016-03-03 03:50:57
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed order.
DatesSubmit either electronic or written comments on this proposed order by June 1, 2016. See section X of the SUPPLEMENTARY INFORMATION section of this document for the proposed effective date of any final order that may publish based on this proposal.
ContactJoshua Nipper, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. G422, Silver Spring, MD 20993-0002, 301-796-6524, [email protected]
FR Citation81 FR 11151 

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