81_FR_11325 81 FR 11283 - Notice of Proposed Policy Statement on Historic Preservation and Community Revitalization

81 FR 11283 - Notice of Proposed Policy Statement on Historic Preservation and Community Revitalization

ADVISORY COUNCIL ON HISTORIC PRESERVATION

Federal Register Volume 81, Issue 42 (March 3, 2016)

Page Range11283-11287
FR Document2016-04640

The Advisory Council on Historic Preservation (ACHP) is planning on issuing a ``Policy Statement on Historic Preservation and Community Revitalization.'' A Working Group, comprised of ACHP members and other preservation organizations, has drafted a policy and invites your views and comments. The Working Group will use your comments to finalize the draft policy before it is presented to the full ACHP membership for consideration and adoption.

Federal Register, Volume 81 Issue 42 (Thursday, March 3, 2016)
[Federal Register Volume 81, Number 42 (Thursday, March 3, 2016)]
[Notices]
[Pages 11283-11287]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-04640]


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ADVISORY COUNCIL ON HISTORIC PRESERVATION


Notice of Proposed Policy Statement on Historic Preservation and 
Community Revitalization

AGENCY: Advisory Council on Historic Preservation.

ACTION: The Advisory Council on Historic Preservation seeks public 
comments on its draft Policy Statement on Historic Preservation and 
Community Revitalization.

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SUMMARY: The Advisory Council on Historic Preservation (ACHP) is 
planning on issuing a ``Policy Statement on Historic Preservation and 
Community Revitalization.'' A Working Group, comprised of ACHP members 
and other preservation organizations, has drafted a policy and invites 
your views and comments. The Working Group will use your comments to 
finalize the draft policy before it is presented to the full ACHP 
membership for consideration and adoption.

DATES: Submit comments on or before April 4, 2016.

ADDRESSES: Address all comments concerning this proposed policy to 
Charlene Dwin Vaughn, Assistant Director, Office of Federal Agency 
Programs, Advisory Council on Historic Preservation, 401 F Street NW., 
Room 301, Washington, DC 20001. You may also submit comments by 
facsimile at 202-517-6384 or by electronic mail to 
achp.gov">ACHPRightsizing@achp.gov.

FOR FURTHER INFORMATION CONTACT: Charlene Dwin Vaughn, 202-517-0207

SUPPLEMENTARY INFORMATION: The Advisory Council on Historic 
Preservation (ACHP) is an independent federal agency, created by the 
National Historic Preservation Act that promotes the preservation, 
enhancement, and sustainable use of our nation's diverse historic 
resources, and advises the President and Congress on national historic 
preservation policy.
    Section 106 of the National Historic Preservation Act (Section 
106), 54 U.S.C. 306108, requires federal agencies to consider the 
effects of their undertakings on historic properties and provide the 
ACHP a reasonable opportunity to comment with regard to such 
undertakings. The ACHP has issued the regulations that set forth the 
process through which federal agencies comply with these duties. These 
regulations are codified under 36 CFR part 800.

I. Background on the Draft Policy Statement

    In March 2013, the ACHP issued a report entitled Managing Change: 
Preservation and Rightsizing in America. It can be accessed at http://www.achp.gov/RightsizingReport.pdf. The report focused on communities 
that were addressing rightsizing. The concept of rightsizing applied to 
communities undergoing substantial change due to economic decline, 
population loss, increased amounts of vacancy and abandonment, decline 
in local services, increased homelessness and poverty, declining 
educational opportunities, and systemic blight. Rightsizing has been 
occurring in communities around the Nation for decades as they respond 
to transformative events. The report contained the findings and 
recommendations of extensive research, on-site visits, and ACHP 
participation on panels and seminars during which stakeholders shared 
their views regarding the effect of rightsizing on the community.
    The primary findings of the report included the following 
observations:

--Historic preservation tools are not used to maintain the historic 
integrity of rightsizing communities;
--Historic preservation needs to be better integrated in local planning 
and economic development;
--Federal programs that can support rightsizing in a manner that builds 
on community historic resources are not readily available;
--The early initiation of project review under Section 106 of the 
National Historic Preservation Act (NHPA) can facilitate the analysis 
of alternative redevelopment strategies that can integrate historic 
properties; and
--Federal programs that are targeted to extensive demolition in a 
community do not always reflect the preference of the residents in a 
community.

    As the ACHP explored options to implement the recommendations in 
the report, it was concluded that the development of a policy statement 
would be appropriate to advance historic preservation.
    In 2006, the ACHP adopted a ``Policy Statement on Affordable 
Housing and Historic Preservation'' to assist stakeholders in utilizing 
historic properties for affordable housing projects with minimal 
delays. It can be accessed at http://www.achp.gov/docs/fr7387.pdf. This 
Policy Statement was well received by stakeholders. The principles 
outlined in the document are still used when conducting historic 
preservation reviews for affordable housing projects.
    The purpose of developing the Policy Statement on Historic 
Preservation and Community Revitalization in 2016 is to ensure that 
preservation is considered as a tool that will assist federal, state 
and local governments plan and implement revitalization projects and 
programs in a manner that reuses and rehabilitates historic properties.
    The Working Group convened by the ACHP to assist in developing the 
policy statement began meeting in December 2014. Representatives of the 
Working Group included, Brad White, Expert Member of the ACHP, as the 
Chairman, the US Department of Housing and Urban Development, US 
Department of Agriculture, Department of Health and Human Services, the 
National Park Service, the National Trust for Historic Preservation, 
the American Assembly, Cleveland Restoration Society, Preservation 
Research Office, Historic Districts Council, Rightsizing Network, 
Michigan State Historic Preservation Office, and Indiana Historic 
Preservation Office. After consulting for approximately one year to 
discuss the major problem areas that needed to be addressed in 
rightsizing and legacy cities, a working draft of the Policy Statement 
was drafted, and distributed to ACHP members for review.
    The comments received from ACHP members resulted in revisions to 
the draft policy statement to achieve the following:

--Focus on rural and tribal communities as well as Legacy Cities;
--Emphasize the value of preparing local architectural and 
archeological surveys;
--Emphasize how the principles apply to Section 106 of the National 
Historic Preservation Act;
--Reference the role of field, regional, and state offices in 
preserving local assets;
--Address how Section 106 reviews can be expedited; and
--Define how creative mitigation measures can facilitate preservation 
in communities.

    The ACHP invites comments from the public on the draft Policy 
Statement (see text at the end of this notice), particularly as it 
relates to the following questions:
    1. How can the principles in the draft Policy Statement help 
communities balance the goal of historic preservation

[[Page 11284]]

and the revitalization of neighborhoods and communities?
    2. How will the principles in the draft Policy Statement establish 
a framework for decision making when communities receive federal 
funding to assist distressed neighborhoods?
    3. How will State Historic Preservation Officers and Certified 
Local Governments apply the principles in their review of local 
revitalization programs?
    4. Will the draft Policy Statement assist federal, state and local 
officials, developers, residents, and other stakeholders to explore 
alternatives for preserving historic properties in planning 
revitalization projects?
    5. How can the adoption of creative mitigation measures help a 
community to preserve its historic properties?
    6. What form of guidance will be needed to implement the principles 
in this draft Policy Statement?
    7. Are there any other major obstacles to using historic 
preservation tools in community revitalization projects that have not 
been addressed in this draft Policy Statement?
    The ACHP appreciates receiving public input on the draft Policy 
Statement. Your comments will ensure that we have taken a holistic 
approach in advancing historic preservation as a viable tool that can 
help diverse communities who are recipients of federal, state, and 
local assistance.

II. Text of the Draft Policy

DRAFT ADVISORY COUNCIL ON HISTORIC PRESERVATION (ACHP) POLICY STATEMENT 
ON HISTORIC PRESERVATION AND COMMUNITY REVITALIZATION (February 19, 
2016)

    Introduction. The 2010 US Census revealed that, as a result of 
the decline in the economy beginning in 2008, an estimated 19 
million properties were abandoned throughout the nation. As a result 
of the economic downturn, many buildings, in particular historic 
properties, became vacant and abandoned, resulting in severe blight 
around the Nation. Many economists compared the impacts of the 
economic downturn in 2008 to that of the Great Depression in the 
1930s. Natural disasters, economic downturns, and the mortgage 
foreclosure crisis all occurred at the beginning of the 21st century 
and eroded urban, rural, and tribal communities. While these events 
resulted in significant economic impacts across the country, they 
accelerated declines in population, tax base, industry, jobs, and 
housing markets caused by structural changes to the economy in the 
Midwest, Northeast, and Mid-Atlantic regions. The estimated 
demolition of 200,000 properties annually during this period 
exemplified the extreme actions many communities took that resulted 
in the loss of homes, buildings, and even entire neighborhoods, many 
of which included older historic buildings that were listed in or 
eligible for listing in the National Register of Historic Places. 
Although older communities known as ``legacy cities'' have been 
confronted with these issues, research has revealed that suburban, 
rural, and tribal communities have dealt with similar problems.
    One class of communities, many of which were located in 
industrial centers, was hit particularly hard, struggling with 
economic challenges that transcend market cycles such as the recent 
recession. These communities, marked by population loss exceeding 20 
percent, require a holistic approach to bring about their 
revitalization. Many are older communities with historic 
architecture, social cohesiveness, and walkable neighborhoods--
features which have increasingly grown more attractive in real 
estate markets that are in the process of recovering.
    In 1966 when Congress passed the National Historic Preservation 
Act (NHPA), it determined that ``the historical and cultural 
foundations of the nation should be preserved in order to give a 
sense of orientation to the American people.'' Further, it stated 
that ``in the face of ever increasing extensions of urban centers, 
highways, and residential, commercial, and industrial developments, 
the present governmental and nongovernmental historic preservation 
programs are inadequate to ensure future generations a genuine 
opportunity to appreciate and enjoy the nation's rich heritage.''
    The congressional findings in the NHPA remain applicable today, 
particularly since the economic crisis of 2008. The Advisory Council 
on Historic Preservation (ACHP), established by the NHPA to advise 
the President and Congress on matters relating to historic 
preservation, considers local community revitalization critical to 
stabilizing these economically depressed communities. In overseeing 
federal project reviews required by Section 106 of NHPA, patterns 
and trends have revealed that historic preservation reviews are 
often not completed before federal funds are allocated for 
redevelopment. Preservation options are not considered and 
opportunities to reuse existing assets are missed. Communities, 
therefore, need guidance that illustrates how historic preservation 
can help them to determine the disposition of vacant and abandoned 
properties, promote rehabilitation, create affordable housing, 
direct growth to target areas that have infrastructure, use new 
infill construction to stabilize neighborhoods, and develop mixed 
use projects.
    The ACHP issued a report entitled, Managing Change: Preservation 
and Rightsizing in America, in March 2013, which focused on 
communities addressing ``rightsizing.'' Rightsizing applies when 
communities have shrinking populations, vacancy and abandonment, and 
systemic blight issues. The report defined it as ``the process of 
change confronting communities that have drastically reduced 
population and excess infrastructure with a dwindling tax base, in 
need of planning to recalibrate.'' It also identified the role of 
historic preservation in rightsizing as well as noting relevant 
existing federal programs and policies. The extensive research, 
newspaper and journal articles, and organizational and institutional 
reports on rightsizing revealed that consideration of historic 
preservation issues in rightsizing decisions was often the 
exception. The ACHP report noted that rightsizing should include 
revitalization. Likewise, it noted that rightsizing is not uniquely 
an urban phenomenon. Rather, it encompasses diverse communities, 
including older suburbs and rural villages. All are in need of 
technical assistance, education, and outreach to help residents, 
developers, and local officials use historic preservation tools.
    Purpose. In accordance with Section 202 of the NHPA, the ACHP is 
issuing this Policy Statement to provide federal agencies, the 
individuals, organizations, or governments that apply for federal 
assistance, and public and private partners with a flexible and 
creative approach to developing local revitalization plans that use 
historic properties. It is intended to help address the substantial 
challenges facing communities that have experienced significant 
population and job loss, as well as other communities requiring 
strategies for revitalization. The Policy Statement is designed to 
assist federal agencies and their grantees and applicants, State 
Historic Preservation Officers (SHPOs), Tribal Historic Preservation 
Officers (THPOs), Certified Local Governments (CLGs), and local 
governments in complying with the requirements of Section 106 of the 
NHPA. Section 106 requires federal agencies to take into account the 
effects of their undertakings on historic properties and afford the 
ACHP a reasonable opportunity to comment. With a predictable and 
consistent policy framework, federal agencies and communities will 
be encouraged to integrate historic preservation in revitalization 
strategies. The policy acknowledges that consideration of 
alternatives to avoid or minimize harm to historic properties is 
essential when planning revitalization projects. Further, by 
engaging diverse stakeholders in the planning process, 
revitalization projects can achieve multiple community goals.
    Consistent with previous work completed by the ACHP, the purpose 
of this policy is to ensure that historic preservation is considered 
as a tool to stabilize and enhance communities that have suffered 
from massive structural changes to their economy. It also recognizes 
that other communities, under less severe economic distress, will 
benefit from implementing the strategies described in the principles 
below.
    The policy addresses the value of local communities developing 
historic property surveys, including those located in older 
neighborhoods with historic districts, to use as a tool in community 
revitalization. Only when local officials are aware of the historic 
significance of properties in a community can they make informed 
decisions about treatment and reuse. The National Register is also 
used to determine whether federal activities must comply with 
Section 106. Likewise, a property must first be listed on the 
National Register before it can qualify as a ``certified historic 
structure'' for receiving the 20 percent Federal Historic 
Preservation

[[Page 11285]]

Tax Credit for the rehabilitation of historic, income-producing 
buildings. Other tax incentives are often coupled with this credit 
to revitalize historic neighborhoods, such as the Federal Low-Income 
Housing Tax Credit and state historic preservation tax incentives. 
Recent studies have documented that these tax incentive programs 
contribute to economic development and job production. Further, they 
are one of the primary tools for revitalizing neighborhoods that 
were once considered blighted.
    The ACHP is pleased to issue this Policy Statement on Historic 
Preservation and Community Revitalization as we celebrate the 50th 
Anniversary of the NHPA. The principles outlined above include sound 
guidance to assist communities in their efforts to incorporate 
historic preservation into project planning. As communities develop 
revitalization plans to improve local neighborhoods and target 
areas, they should work with federal and state agencies, SHPOs, 
THPOs, developers, residents, and other stakeholders to implement 
the following principles. While many are related to the Section 106 
consultation, some can be applied independently of this review.

Implementing Principles

    I. Historic preservation values should be considered in the 
revitalization of both rural and urban communities.
    II. Historic preservation should be incorporated in local 
planning for sustainability, smart growth, and community resilience.
    III. Historic property surveys, including those in historic 
districts, are tools that should be used by communities to provide 
for federal, state, and local planning and revitalization projects.
    IV. Effective citizen engagement allows community residents to 
identify resources they care about and share their views on local 
history and cultural significance.
    V. Indian tribes may have an interest in urban and rural 
community revitalization projects that may affect sites of historic, 
religious, and cultural significance to them.
    VI. Private resources can contribute to local revitalization 
efforts and leverage public funds.
    VII. Tax credits can be used to promote historic preservation 
projects that preserve local assets.
    VIII. Early consideration of alternatives to avoid or minimize 
adverse effects to historic properties is essential to ensure proper 
integration of historic properties in revitalization plans.
    IX. Development of flexible and programmatic solutions can help 
expedite historic preservation reviews as well as more effectively 
and proactively address situations involving recurring loss of 
historic properties.
    X. Creative mitigation can facilitate future preservation in 
communities.
    These principles are interpreted below to provide context for 
stakeholders who may consider applying them to their communities.
    I. Historic preservation values should be considered in the 
revitalization of both rural and urban communities.
    The NHPA was established in 1966 to ensure that local 
revitalization and economic development projects were responsive to 
historic preservation values. Unfortunately, the provisions of the 
NHPA requiring consideration of historic properties in project 
planning have not been applied consistently by federal, state, and 
local governments. This is particularly the case when federal funds 
are allocated to local communities to address substantial amounts of 
vacancies, abandonments, and the related blight afflicting 
communities. Historic properties should be viewed as community 
assets and their treatment should be informed by an analysis of 
alternatives, including stabilization, rehabilitation, new infill 
construction, and demolition. Suburban, rural, and tribal 
communities have experienced many of the same or similar issues as 
urban areas over the past decades. Historic preservation tools can 
assist many of these communities, particularly when integrated in 
project planning as prescribed by Section 106 of the NHPA. The 
adaptation and reuse of historic properties is a viable alternative 
that should be given due consideration by federal, state, and local 
officials when renewing communities. Although historic preservation 
is often ignored by stakeholders who assume that redevelopment will 
allow them to spend project funds exclusively on new construction, 
decades of historic preservation projects affirm that historic 
assets can also revive a community. Therefore, historic preservation 
should be an option that is regularly considered by officials, in 
planning the revitalization of neighborhoods, target areas, and 
communities in urban, rural, and tribal areas where there is 
considerable economic decline and blight.
    II. Historic preservation should be incorporated in local 
planning for sustainability, smart growth, and community resilience.
    The core principles in sustainability, smart growth, and 
community resilience programs administered by federal government 
have been embraced by urban and rural communities nationwide during 
the past decade. Smart growth is a cohesive group of planning tools 
that are focused on creating a development pattern that can be 
replicated throughout a region or locality, while sustainable 
communities are focused on conserving and improving existing 
resources, including making historic assets such as buildings, 
neighborhoods and communities greener, stronger and more livable. 
Both smart growth and sustainability embrace historic preservation, 
emphasizing the value in reusing historic properties. Successful 
historic preservation techniques often bring together both historic 
properties and sensitive new construction to create a dynamic and 
attractive environment. Preserving historic properties and 
neighborhoods in a community not only retains streetscapes and 
original settings, but also can create a focal point for a community 
to embrace its history, culture, and sense of place, all of which 
benefit revitalization efforts and promote community stability.
    In the aftermath of natural disasters, climate change events, 
and unanticipated emergencies, recovery projects are designed to 
revitalize and rebuild resilient communities. Achieving these goals 
requires aligning federal funding with local rebuilding visions, 
cutting red tape for obtaining assistance, developing region-wide 
plans for rebuilding; and ensuring that communities are rebuilt to 
better withstand future disasters, climate events and unanticipated 
emergencies. Maintaining, rehabilitating, and reusing existing 
historic buildings can contribute to stabilizing and revitalizing 
neighborhoods. Community recovery and revitalization plans should be 
specific in the use and treatment of historic properties, 
coordinated with plans for new construction and infrastructure. 
Recognizing that historic preservation strategies are compatible 
with smart growth, sustainability, and resilient community 
principles will enable planners to create housing choices, foster a 
sense of place, generate jobs, maintain walkable neighborhoods, and 
preserve open spaces, thereby promoting a holistic community 
environment.
    III. Historic property surveys, including those in historic 
districts, are tools that should be used by communities to provide a 
foundation for federal, state, and local planning and revitalization 
projects.
    City-wide surveys that are incomplete or nonexistent may cause 
the unnecessary loss of historic properties as well as delays in 
project planning and implementation. Without the historical context 
explaining the evolution of neighborhoods and the significance of 
existing building stock, decision making is uninformed. In contrast, 
communities that have completed historic property surveys that 
include historic context, identify architectural, archeological, and 
cultural resources, and define historic districts are able to 
develop more effective strategies for revitalization. Surveys 
conducted in advance can identify areas that should be given special 
attention in project planning and assist developers and local 
officials to designate areas for tax or other financial incentives. 
While funds for surveys are often challenging to identify, many 
States have used SHPO and federal Historic Preservation Funds to 
update surveys consistent with the scope of work outlined in State-
wide plans. Additional survey information may be forthcoming during 
Section 106 reviews when federal agencies and applicants identify 
and evaluate properties listed in or eligible for listing in the 
National Register of Historic Places. Regulations for some federal 
programs allow administrative funds to be allocated for surveys, 
particularly when there is a need for long-term plans to be approved 
for a neighborhood or target area. Federal agencies should 
prioritize assistance to communities for such planning, where 
possible. In addition, local agencies are encouraged to incorporate 
historic preservation survey information in local Geographic 
Information Systems to expedite regulatory reviews required before 
projects can be approved for funding.
    IV. Effective citizen engagement allows community residents to 
identify resources they care about and share their views on local 
historic and cultural significance.

[[Page 11286]]

    The consultation process under Section 106 should be designed to 
elicit effective and authentic citizen engagement. Such engagement 
will help to identify places important to the community early in the 
consultation process. Special attention should be given to including 
communities that have been overlooked in prior efforts to identify 
historic properties, as is often the case with those places 
associated with diverse populations that have minimal representation 
in the National Register. Such information should be routinely 
sought by local officials when complying with Section 106 and 
evaluating properties for listing in the National Register or on 
state surveys. SHPOs and CLG's can assist in providing historic 
context statements for such properties. Involving local academic 
institutions, civic organizations, and professional associations in 
the work of local preservation commissions and architectural review 
boards can help ensure that the views of all segments of the 
community inform the identification and evaluation of historic 
properties. Citizen engagement is also critical in the analysis of 
project alternatives to deal with adverse effects of redevelopment 
on historic properties. Many of the outcomes from Section 106 
reviews are shaped by recommendations from citizens that participate 
as consulting parties in the process. Federal and local officials, 
therefore, should provide guidance and technical assistance to 
facilitate citizen engagement in surveys and project planning.
    V. Indian tribes may have an interest in urban and rural 
community revitalization projects that may affect sites of historic, 
religious, and cultural significance to them.
    As indigenous peoples of the Nation, Indian tribes have lived in 
many places before they became cities and towns. Accordingly, Indian 
tribes often have a stake in the effects of new development on their 
history and culture. It therefore is important to involve Indian 
tribes in the Section 106 reviews, particularly in the 
identification and evaluation of historic properties and assessment 
of effects. Since Indian tribes are required to be invited to 
participate in Section 106 as consulting parties, federal and local 
officials should become familiar with those Indian tribes that have 
ancestral and historic associations with their communities. When 
planning projects and conducting Section 106 reviews, planners need 
to look beyond archaeologists in assessing potential development 
sites and involve Indian tribes to ensure that cultural resources 
important to them inform the siting and design of projects. Indian 
tribes can also contribute to local sustainability efforts based on 
their ecological and environmental knowledge of specific geographic 
areas to which they attach religious and cultural significance. 
Involving Indian tribes early in Section 106 consultations allows 
them to advise the federal agency on protocols that should be 
followed in the event of unanticipated discoveries of sites of 
traditional religious and cultural significance during project 
implementation. Finally, Indian tribes can provide relevant input to 
the agency in developing mitigation measures when sites cannot be 
avoided.
    VI. Private resources can contribute to local revitalization 
efforts and leverage public funds.
    Private resources are instrumental in ensuring community 
revitalization efforts are successful and transformative. Federal 
grant and loan programs can be used in conjunction with private 
resources for local revitalization efforts such as the Department of 
Transportation's TIGER Program and the Environmental Protection 
Agency's Brownfield Grants. These programs require local communities 
to provide matching funds, which are often solicited from the 
private sector. Local institutions such as universities, hospitals, 
foundations, banks, land banks, and local businesses frequently 
provide matching funds to local governments. In addition, they often 
partner with developers on multi-use historic projects that benefit 
the community as a whole. Banking institutions are able to get 
credit under the Community Reinvestment Act (CRA) Program when they 
contribute to local revitalization efforts. A bank's CRA performance 
record is taken into account when evaluating their overall 
performance. Therefore, advance meetings with local banking 
institutions to discuss strategies regarding loans for commercial 
and residential community revitalization projects is a good approach 
to identifying resources to leverage public funds.
    VII. Tax credits can be used to promote historic preservation 
projects that preserve local assets.
    Recent research conducted on the impacts of using Federal 
Historic Tax Credits have revealed that investments in historic 
rehabilitation have greater positive impact on employment, state and 
local taxes, and the financial strength of the state than new 
construction. The use of federal Historic Tax Credits (HTC), Low 
Income Housing Tax Credits (LIHTC), and State Historic Tax Credits 
can often be combined to provide neighborhoods with financial, 
social, and economic benefits. Local governments should consider how 
these incentives can be used to fund not only major projects but 
also smaller and mid-size neighborhood projects. SHPOs are uniquely 
situated to leverage federal HTC projects, having worked closely 
with the National Park Service and the developer. After completing 
Part 1 of the federal HTC application, local officials should be 
encouraged to work closely with federal regional and field offices, 
land banks, SHPOs, and local realtors to identify other vacant and 
abandoned buildings that are candidates for rehabilitation. By 
stabilizing an entire neighborhood, these sites can be used for 
affordable housing and transit oriented development projects. NPS 
and SHPOs can share cases studies and best management practices on 
federal HTC and applicability of the Secretary of Interior's 
Standards for the Treatment of Historic Properties, and meet with 
local officials and developers to discuss strategies for preserving 
local historic properties.
    VIII. Early consideration of alternatives to avoid or minimize 
adverse effects to historic properties is essential to ensure proper 
integration of historic properties in revitalization plans.
    Effective utilization of historic properties to support 
community revitalization goals requires that preservation be an 
integral part of local planning from the outset. Strategic efforts 
to stabilize local neighborhoods in communities experiencing 
substantial population loss should consider alternatives that can 
have a positive impact. Comprehensive neighborhood plans should 
disclose the criteria and processes local officials use to determine 
specific treatment for a building. SHPOs can also provide technical 
assistance when resources are available. Likewise, communities that 
have CLG's that work closely with SHPOs can participate in local 
administrative reviews and provide advice regarding how historic 
properties may be affected by revitalization plans. SHPOs and CLG's 
can coordinate with land banks to determine how they can facilitate 
building preservation, rehabilitation, and revitalization plans, as 
well as those proposed for substantial demolitions in target areas 
or community-wide.
    IX. Flexible programmatic solutions help expedite historic 
preservation reviews and address situations involving recurring loss 
of historic properties.
    Revitalization projects with federal involvement require 
compliance with Section 106 and other federal environmental review 
laws. Frequently, programmatic solutions can expedite compliance 
with regulatory requirements, improving the efficiency of project 
delivery. Section 106 Programmatic Agreements can respond to local 
conditions, foster larger community preservation goals, and expedite 
project reviews. Such agreements often clarify that plans and 
specifications developed for local revitalization projects, which 
adhere to the Secretary of Interior's Standards for the Treatment of 
Historic Properties, qualify for simplified review and achieve 
desirable preservation results. The public interest in preservation 
should guide planning, such as focusing reviews on exterior features 
and important interior spaces open to the public, which is included 
in the ACHP's Policy Statement on Affordable Housing and Historic 
Preservation, published in 2005. Planning for larger revitalization 
projects in advance of receiving federal monies could allow local 
officials to target resources for micro grants and loans that can 
stabilize residential and commercial properties on an interim basis. 
CLGs can participate in project planning and reviews and share with 
stakeholders local best management practices.
    X. Creative mitigation that can facilitate future preservation 
in communities.
    ``Creative mitigation'' is a concept that is used in 
environmental reviews when it is challenging, if not impossible, to 
avoid adverse effects or offset them using standard mitigation 
approaches. In Section 106 reviews, standard mitigation measures are 
customarily directed at the affected historic property and may 
include recordation, data recovery, or curation. Often the public 
benefit of using these standard measures is minimal and mitigation 
funds might be better invested in other preservation activities. 
Because the Section 106 process does not

[[Page 11287]]

preordain a preservation outcome for affected historic properties, 
federal and local officials should consider creative mitigation 
measures that promote historic preservation goals even though they 
do not minimize harm to the impacted historic resource. For example, 
a neighborhood stabilization project may call for selective 
demolition of contributing structures within a historic district. To 
offset the loss, the project planners might commit funds for the 
renovation of other buildings within the district or fund a historic 
resources survey of a nearby neighborhood as the basis for future 
preservation planning. The activities proposed in creative 
mitigation measures should leverage the federal assistance to allow 
for broader public benefits. Discussions about creative mitigation 
should be initiated early in the Section 106 review process when 
options can be objectively evaluated and include consulting parties, 
representatives of the affected areas, as well as local officials, 
to ensure all views are considered. A desirable goal of creative 
mitigation measures is to advance community-wide preservation. They 
might include the development of local historic preservation 
ordinances, acquisition and relocation of historic properties to 
alternate sites in a historic district, or funding for landscaping 
and streetscape improvements in a district.
    Federal, state, and local officials, applicants, and residents 
are encouraged to use these principles as plans are developed and 
Section 106 reviews coordinated. Please visit the ACHP's Web site, 
achp.gov, to view helpful case studies and best management practices 
that can further expand your knowledge of historic preservation 
tools, and how they are being used to revitalize and stabilize 
communities throughout the Nation.

    Authority:  54 U.S.C. 304102(a).

    Dated: February 26, 2016.
John M. Fowler,
Executive Director.
[FR Doc. 2016-04640 Filed 3-2-16; 8:45 am]
 BILLING CODE 4310-K6-P



                                                                                Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Notices                                             11283

                                                    Dated: February 29, 2016.                             issued the regulations that set forth the             accessed at http://www.achp.gov/docs/
                                                  Melanie J. Gray,                                        process through which federal agencies                fr7387.pdf. This Policy Statement was
                                                  Program Analyst, Office of Federal Advisory             comply with these duties. These                       well received by stakeholders. The
                                                  Committee Policy.                                       regulations are codified under 36 CFR                 principles outlined in the document are
                                                  [FR Doc. 2016–04674 Filed 3–2–16; 8:45 am]              part 800.                                             still used when conducting historic
                                                  BILLING CODE 4140–01–P                                                                                        preservation reviews for affordable
                                                                                                          I. Background on the Draft Policy
                                                                                                                                                                housing projects.
                                                                                                          Statement
                                                                                                                                                                   The purpose of developing the Policy
                                                  ADVISORY COUNCIL ON HISTORIC                               In March 2013, the ACHP issued a                   Statement on Historic Preservation and
                                                  PRESERVATION                                            report entitled Managing Change:                      Community Revitalization in 2016 is to
                                                                                                          Preservation and Rightsizing in                       ensure that preservation is considered
                                                  Notice of Proposed Policy Statement                     America. It can be accessed at http://                as a tool that will assist federal, state
                                                  on Historic Preservation and                            www.achp.gov/RightsizingReport.pdf.                   and local governments plan and
                                                  Community Revitalization                                The report focused on communities that                implement revitalization projects and
                                                                                                          were addressing rightsizing. The                      programs in a manner that reuses and
                                                  AGENCY:  Advisory Council on Historic                   concept of rightsizing applied to                     rehabilitates historic properties.
                                                  Preservation.                                           communities undergoing substantial                       The Working Group convened by the
                                                  ACTION: The Advisory Council on                         change due to economic decline,                       ACHP to assist in developing the policy
                                                  Historic Preservation seeks public                      population loss, increased amounts of                 statement began meeting in December
                                                  comments on its draft Policy Statement                  vacancy and abandonment, decline in                   2014. Representatives of the Working
                                                  on Historic Preservation and                            local services, increased homelessness                Group included, Brad White, Expert
                                                  Community Revitalization.                               and poverty, declining educational                    Member of the ACHP, as the Chairman,
                                                                                                          opportunities, and systemic blight.                   the US Department of Housing and
                                                  SUMMARY:   The Advisory Council on                      Rightsizing has been occurring in                     Urban Development, US Department of
                                                  Historic Preservation (ACHP) is                         communities around the Nation for                     Agriculture, Department of Health and
                                                  planning on issuing a ‘‘Policy Statement                decades as they respond to                            Human Services, the National Park
                                                  on Historic Preservation and                            transformative events. The report                     Service, the National Trust for Historic
                                                  Community Revitalization.’’ A Working                   contained the findings and                            Preservation, the American Assembly,
                                                  Group, comprised of ACHP members                        recommendations of extensive research,                Cleveland Restoration Society,
                                                  and other preservation organizations,                   on-site visits, and ACHP participation                Preservation Research Office, Historic
                                                  has drafted a policy and invites your                   on panels and seminars during which                   Districts Council, Rightsizing Network,
                                                  views and comments. The Working                         stakeholders shared their views                       Michigan State Historic Preservation
                                                  Group will use your comments to                         regarding the effect of rightsizing on the            Office, and Indiana Historic
                                                  finalize the draft policy before it is                  community.                                            Preservation Office. After consulting for
                                                  presented to the full ACHP membership                      The primary findings of the report                 approximately one year to discuss the
                                                  for consideration and adoption.                         included the following observations:                  major problem areas that needed to be
                                                  DATES: Submit comments on or before                     —Historic preservation tools are not                  addressed in rightsizing and legacy
                                                  April 4, 2016.                                             used to maintain the historic integrity            cities, a working draft of the Policy
                                                  ADDRESSES: Address all comments                            of rightsizing communities;                        Statement was drafted, and distributed
                                                  concerning this proposed policy to                      —Historic preservation needs to be                    to ACHP members for review.
                                                  Charlene Dwin Vaughn, Assistant                            better integrated in local planning and               The comments received from ACHP
                                                  Director, Office of Federal Agency                         economic development;                              members resulted in revisions to the
                                                  Programs, Advisory Council on Historic                  —Federal programs that can support                    draft policy statement to achieve the
                                                  Preservation, 401 F Street NW., Room                       rightsizing in a manner that builds on             following:
                                                  301, Washington, DC 20001. You may                         community historic resources are not               —Focus on rural and tribal communities
                                                  also submit comments by facsimile at                       readily available;                                    as well as Legacy Cities;
                                                  202–517–6384 or by electronic mail to                   —The early initiation of project review               —Emphasize the value of preparing
                                                  ACHPRightsizing@achp.gov.                                  under Section 106 of the National                     local architectural and archeological
                                                  FOR FURTHER INFORMATION CONTACT:                           Historic Preservation Act (NHPA) can                  surveys;
                                                  Charlene Dwin Vaughn, 202–517–0207                         facilitate the analysis of alternative             —Emphasize how the principles apply
                                                  SUPPLEMENTARY INFORMATION: The                             redevelopment strategies that can                     to Section 106 of the National Historic
                                                  Advisory Council on Historic                               integrate historic properties; and                    Preservation Act;
                                                  Preservation (ACHP) is an independent                   —Federal programs that are targeted to                —Reference the role of field, regional,
                                                  federal agency, created by the National                    extensive demolition in a community                   and state offices in preserving local
                                                  Historic Preservation Act that promotes                    do not always reflect the preference of               assets;
                                                  the preservation, enhancement, and                         the residents in a community.                      —Address how Section 106 reviews can
                                                  sustainable use of our nation’s diverse                    As the ACHP explored options to                       be expedited; and
                                                  historic resources, and advises the                     implement the recommendations in the                  —Define how creative mitigation
                                                  President and Congress on national                      report, it was concluded that the                        measures can facilitate preservation in
                                                  historic preservation policy.                           development of a policy statement                        communities.
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                                                     Section 106 of the National Historic                 would be appropriate to advance                          The ACHP invites comments from the
                                                  Preservation Act (Section 106), 54                      historic preservation.                                public on the draft Policy Statement (see
                                                  U.S.C. 306108, requires federal agencies                   In 2006, the ACHP adopted a ‘‘Policy               text at the end of this notice),
                                                  to consider the effects of their                        Statement on Affordable Housing and                   particularly as it relates to the following
                                                  undertakings on historic properties and                 Historic Preservation’’ to assist                     questions:
                                                  provide the ACHP a reasonable                           stakeholders in utilizing historic                       1. How can the principles in the draft
                                                  opportunity to comment with regard to                   properties for affordable housing                     Policy Statement help communities
                                                  such undertakings. The ACHP has                         projects with minimal delays. It can be               balance the goal of historic preservation


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                                                  11284                         Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Notices

                                                  and the revitalization of neighborhoods                 eligible for listing in the National Register of      relevant existing federal programs and
                                                  and communities?                                        Historic Places. Although older communities           policies. The extensive research, newspaper
                                                    2. How will the principles in the draft               known as ‘‘legacy cities’’ have been                  and journal articles, and organizational and
                                                  Policy Statement establish a framework                  confronted with these issues, research has            institutional reports on rightsizing revealed
                                                                                                          revealed that suburban, rural, and tribal             that consideration of historic preservation
                                                  for decision making when communities                    communities have dealt with similar                   issues in rightsizing decisions was often the
                                                  receive federal funding to assist                       problems.                                             exception. The ACHP report noted that
                                                  distressed neighborhoods?                                  One class of communities, many of which            rightsizing should include revitalization.
                                                    3. How will State Historic                            were located in industrial centers, was hit           Likewise, it noted that rightsizing is not
                                                  Preservation Officers and Certified Local               particularly hard, struggling with economic           uniquely an urban phenomenon. Rather, it
                                                  Governments apply the principles in                     challenges that transcend market cycles such          encompasses diverse communities, including
                                                  their review of local revitalization                    as the recent recession. These communities,           older suburbs and rural villages. All are in
                                                  programs?                                               marked by population loss exceeding 20                need of technical assistance, education, and
                                                    4. Will the draft Policy Statement                    percent, require a holistic approach to bring         outreach to help residents, developers, and
                                                                                                          about their revitalization. Many are older            local officials use historic preservation tools.
                                                  assist federal, state and local officials,
                                                                                                          communities with historic architecture,                  Purpose. In accordance with Section 202 of
                                                  developers, residents, and other                        social cohesiveness, and walkable                     the NHPA, the ACHP is issuing this Policy
                                                  stakeholders to explore alternatives for                neighborhoods—features which have                     Statement to provide federal agencies, the
                                                  preserving historic properties in                       increasingly grown more attractive in real            individuals, organizations, or governments
                                                  planning revitalization projects?                       estate markets that are in the process of             that apply for federal assistance, and public
                                                    5. How can the adoption of creative                   recovering.                                           and private partners with a flexible and
                                                  mitigation measures help a community                       In 1966 when Congress passed the National          creative approach to developing local
                                                  to preserve its historic properties?                    Historic Preservation Act (NHPA), it                  revitalization plans that use historic
                                                    6. What form of guidance will be                      determined that ‘‘the historical and cultural         properties. It is intended to help address the
                                                  needed to implement the principles in                   foundations of the nation should be                   substantial challenges facing communities
                                                                                                          preserved in order to give a sense of                 that have experienced significant population
                                                  this draft Policy Statement?
                                                                                                          orientation to the American people.’’ Further,        and job loss, as well as other communities
                                                    7. Are there any other major obstacles
                                                                                                          it stated that ‘‘in the face of ever increasing       requiring strategies for revitalization. The
                                                  to using historic preservation tools in                 extensions of urban centers, highways, and            Policy Statement is designed to assist federal
                                                  community revitalization projects that                  residential, commercial, and industrial               agencies and their grantees and applicants,
                                                  have not been addressed in this draft                   developments, the present governmental and            State Historic Preservation Officers (SHPOs),
                                                  Policy Statement?                                       nongovernmental historic preservation                 Tribal Historic Preservation Officers
                                                    The ACHP appreciates receiving                        programs are inadequate to ensure future              (THPOs), Certified Local Governments
                                                  public input on the draft Policy                        generations a genuine opportunity to                  (CLGs), and local governments in complying
                                                  Statement. Your comments will ensure                    appreciate and enjoy the nation’s rich                with the requirements of Section 106 of the
                                                  that we have taken a holistic approach                  heritage.’’                                           NHPA. Section 106 requires federal agencies
                                                  in advancing historic preservation as a                    The congressional findings in the NHPA             to take into account the effects of their
                                                                                                          remain applicable today, particularly since           undertakings on historic properties and
                                                  viable tool that can help diverse                       the economic crisis of 2008. The Advisory             afford the ACHP a reasonable opportunity to
                                                  communities who are recipients of                       Council on Historic Preservation (ACHP),              comment. With a predictable and consistent
                                                  federal, state, and local assistance.                   established by the NHPA to advise the                 policy framework, federal agencies and
                                                  II. Text of the Draft Policy                            President and Congress on matters relating to         communities will be encouraged to integrate
                                                                                                          historic preservation, considers local                historic preservation in revitalization
                                                  DRAFT ADVISORY COUNCIL ON HISTORIC                      community revitalization critical to                  strategies. The policy acknowledges that
                                                  PRESERVATION (ACHP) POLICY                              stabilizing these economically depressed              consideration of alternatives to avoid or
                                                  STATEMENT ON HISTORIC                                   communities. In overseeing federal project            minimize harm to historic properties is
                                                  PRESERVATION AND COMMUNITY                              reviews required by Section 106 of NHPA,              essential when planning revitalization
                                                  REVITALIZATION (February 19, 2016)                      patterns and trends have revealed that                projects. Further, by engaging diverse
                                                     Introduction. The 2010 US Census revealed            historic preservation reviews are often not           stakeholders in the planning process,
                                                  that, as a result of the decline in the economy         completed before federal funds are allocated          revitalization projects can achieve multiple
                                                  beginning in 2008, an estimated 19 million              for redevelopment. Preservation options are           community goals.
                                                  properties were abandoned throughout the                not considered and opportunities to reuse                Consistent with previous work completed
                                                  nation. As a result of the economic                     existing assets are missed. Communities,              by the ACHP, the purpose of this policy is
                                                  downturn, many buildings, in particular                 therefore, need guidance that illustrates how         to ensure that historic preservation is
                                                  historic properties, became vacant and                  historic preservation can help them to                considered as a tool to stabilize and enhance
                                                  abandoned, resulting in severe blight around            determine the disposition of vacant and               communities that have suffered from massive
                                                  the Nation. Many economists compared the                abandoned properties, promote                         structural changes to their economy. It also
                                                  impacts of the economic downturn in 2008                rehabilitation, create affordable housing,            recognizes that other communities, under
                                                  to that of the Great Depression in the 1930s.           direct growth to target areas that have               less severe economic distress, will benefit
                                                  Natural disasters, economic downturns, and              infrastructure, use new infill construction to        from implementing the strategies described
                                                  the mortgage foreclosure crisis all occurred at         stabilize neighborhoods, and develop mixed            in the principles below.
                                                  the beginning of the 21st century and eroded            use projects.                                            The policy addresses the value of local
                                                  urban, rural, and tribal communities. While                The ACHP issued a report entitled,                 communities developing historic property
                                                  these events resulted in significant economic           Managing Change: Preservation and                     surveys, including those located in older
                                                  impacts across the country, they accelerated            Rightsizing in America, in March 2013,                neighborhoods with historic districts, to use
                                                  declines in population, tax base, industry,             which focused on communities addressing               as a tool in community revitalization. Only
                                                  jobs, and housing markets caused by                     ‘‘rightsizing.’’ Rightsizing applies when             when local officials are aware of the historic
                                                  structural changes to the economy in the                communities have shrinking populations,               significance of properties in a community
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                                                  Midwest, Northeast, and Mid-Atlantic                    vacancy and abandonment, and systemic                 can they make informed decisions about
                                                  regions. The estimated demolition of 200,000            blight issues. The report defined it as ‘‘the         treatment and reuse. The National Register is
                                                  properties annually during this period                  process of change confronting communities             also used to determine whether federal
                                                  exemplified the extreme actions many                    that have drastically reduced population and          activities must comply with Section 106.
                                                  communities took that resulted in the loss of           excess infrastructure with a dwindling tax            Likewise, a property must first be listed on
                                                  homes, buildings, and even entire                       base, in need of planning to recalibrate.’’ It        the National Register before it can qualify as
                                                  neighborhoods, many of which included                   also identified the role of historic                  a ‘‘certified historic structure’’ for receiving
                                                  older historic buildings that were listed in or         preservation in rightsizing as well as noting         the 20 percent Federal Historic Preservation



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                                                                                Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Notices                                                11285

                                                  Tax Credit for the rehabilitation of historic,             The NHPA was established in 1966 to                emergencies, recovery projects are designed
                                                  income-producing buildings. Other tax                   ensure that local revitalization and economic         to revitalize and rebuild resilient
                                                  incentives are often coupled with this credit           development projects were responsive to               communities. Achieving these goals requires
                                                  to revitalize historic neighborhoods, such as           historic preservation values. Unfortunately,          aligning federal funding with local rebuilding
                                                  the Federal Low-Income Housing Tax Credit               the provisions of the NHPA requiring                  visions, cutting red tape for obtaining
                                                  and state historic preservation tax incentives.         consideration of historic properties in project       assistance, developing region-wide plans for
                                                  Recent studies have documented that these               planning have not been applied consistently           rebuilding; and ensuring that communities
                                                  tax incentive programs contribute to                    by federal, state, and local governments. This        are rebuilt to better withstand future
                                                  economic development and job production.                is particularly the case when federal funds           disasters, climate events and unanticipated
                                                  Further, they are one of the primary tools for          are allocated to local communities to address         emergencies. Maintaining, rehabilitating, and
                                                  revitalizing neighborhoods that were once               substantial amounts of vacancies,                     reusing existing historic buildings can
                                                  considered blighted.                                    abandonments, and the related blight                  contribute to stabilizing and revitalizing
                                                     The ACHP is pleased to issue this Policy             afflicting communities. Historic properties           neighborhoods. Community recovery and
                                                  Statement on Historic Preservation and                  should be viewed as community assets and              revitalization plans should be specific in the
                                                  Community Revitalization as we celebrate                their treatment should be informed by an              use and treatment of historic properties,
                                                  the 50th Anniversary of the NHPA. The                   analysis of alternatives, including                   coordinated with plans for new construction
                                                  principles outlined above include sound                 stabilization, rehabilitation, new infill             and infrastructure. Recognizing that historic
                                                  guidance to assist communities in their                 construction, and demolition. Suburban,               preservation strategies are compatible with
                                                  efforts to incorporate historic preservation            rural, and tribal communities have                    smart growth, sustainability, and resilient
                                                  into project planning. As communities                   experienced many of the same or similar               community principles will enable planners
                                                  develop revitalization plans to improve local           issues as urban areas over the past decades.          to create housing choices, foster a sense of
                                                  neighborhoods and target areas, they should             Historic preservation tools can assist many of        place, generate jobs, maintain walkable
                                                  work with federal and state agencies, SHPOs,            these communities, particularly when                  neighborhoods, and preserve open spaces,
                                                  THPOs, developers, residents, and other                 integrated in project planning as prescribed          thereby promoting a holistic community
                                                  stakeholders to implement the following                 by Section 106 of the NHPA. The adaptation            environment.
                                                  principles. While many are related to the               and reuse of historic properties is a viable             III. Historic property surveys, including
                                                  Section 106 consultation, some can be                   alternative that should be given due                  those in historic districts, are tools that
                                                  applied independently of this review.                   consideration by federal, state, and local            should be used by communities to provide a
                                                                                                          officials when renewing communities.                  foundation for federal, state, and local
                                                  Implementing Principles                                 Although historic preservation is often               planning and revitalization projects.
                                                     I. Historic preservation values should be            ignored by stakeholders who assume that                  City-wide surveys that are incomplete or
                                                  considered in the revitalization of both rural          redevelopment will allow them to spend                nonexistent may cause the unnecessary loss
                                                  and urban communities.                                  project funds exclusively on new                      of historic properties as well as delays in
                                                     II. Historic preservation should be                  construction, decades of historic preservation        project planning and implementation.
                                                  incorporated in local planning for                      projects affirm that historic assets can also         Without the historical context explaining the
                                                  sustainability, smart growth, and community             revive a community. Therefore, historic               evolution of neighborhoods and the
                                                  resilience.                                             preservation should be an option that is              significance of existing building stock,
                                                     III. Historic property surveys, including            regularly considered by officials, in planning        decision making is uninformed. In contrast,
                                                  those in historic districts, are tools that             the revitalization of neighborhoods, target           communities that have completed historic
                                                  should be used by communities to provide                areas, and communities in urban, rural, and           property surveys that include historic
                                                  for federal, state, and local planning and              tribal areas where there is considerable              context, identify architectural, archeological,
                                                  revitalization projects.                                economic decline and blight.                          and cultural resources, and define historic
                                                     IV. Effective citizen engagement allows                 II. Historic preservation should be                districts are able to develop more effective
                                                  community residents to identify resources               incorporated in local planning for                    strategies for revitalization. Surveys
                                                  they care about and share their views on                sustainability, smart growth, and community           conducted in advance can identify areas that
                                                  local history and cultural significance.                resilience.                                           should be given special attention in project
                                                     V. Indian tribes may have an interest in                The core principles in sustainability, smart       planning and assist developers and local
                                                  urban and rural community revitalization                growth, and community resilience programs             officials to designate areas for tax or other
                                                  projects that may affect sites of historic,             administered by federal government have               financial incentives. While funds for surveys
                                                  religious, and cultural significance to them.           been embraced by urban and rural                      are often challenging to identify, many States
                                                     VI. Private resources can contribute to local        communities nationwide during the past                have used SHPO and federal Historic
                                                  revitalization efforts and leverage public              decade. Smart growth is a cohesive group of           Preservation Funds to update surveys
                                                  funds.                                                  planning tools that are focused on creating a         consistent with the scope of work outlined in
                                                     VII. Tax credits can be used to promote              development pattern that can be replicated            State-wide plans. Additional survey
                                                  historic preservation projects that preserve            throughout a region or locality, while                information may be forthcoming during
                                                  local assets.                                           sustainable communities are focused on                Section 106 reviews when federal agencies
                                                     VIII. Early consideration of alternatives to         conserving and improving existing resources,          and applicants identify and evaluate
                                                  avoid or minimize adverse effects to historic           including making historic assets such as              properties listed in or eligible for listing in
                                                  properties is essential to ensure proper                buildings, neighborhoods and communities              the National Register of Historic Places.
                                                  integration of historic properties in                   greener, stronger and more livable. Both              Regulations for some federal programs allow
                                                  revitalization plans.                                   smart growth and sustainability embrace               administrative funds to be allocated for
                                                     IX. Development of flexible and                      historic preservation, emphasizing the value          surveys, particularly when there is a need for
                                                  programmatic solutions can help expedite                in reusing historic properties. Successful            long-term plans to be approved for a
                                                  historic preservation reviews as well as more           historic preservation techniques often bring          neighborhood or target area. Federal agencies
                                                  effectively and proactively address situations          together both historic properties and                 should prioritize assistance to communities
                                                  involving recurring loss of historic                    sensitive new construction to create a                for such planning, where possible. In
                                                  properties.                                             dynamic and attractive environment.                   addition, local agencies are encouraged to
                                                     X. Creative mitigation can facilitate future         Preserving historic properties and                    incorporate historic preservation survey
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                                                  preservation in communities.                            neighborhoods in a community not only                 information in local Geographic Information
                                                     These principles are interpreted below to            retains streetscapes and original settings, but       Systems to expedite regulatory reviews
                                                  provide context for stakeholders who may                also can create a focal point for a community         required before projects can be approved for
                                                  consider applying them to their                         to embrace its history, culture, and sense of         funding.
                                                  communities.                                            place, all of which benefit revitalization               IV. Effective citizen engagement allows
                                                     I. Historic preservation values should be            efforts and promote community stability.              community residents to identify resources
                                                  considered in the revitalization of both rural             In the aftermath of natural disasters,             they care about and share their views on
                                                  and urban communities.                                  climate change events, and unanticipated              local historic and cultural significance.



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                                                  11286                         Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Notices

                                                     The consultation process under Section                  VI. Private resources can contribute to local         Effective utilization of historic properties
                                                  106 should be designed to elicit effective and          revitalization efforts and leverage public            to support community revitalization goals
                                                  authentic citizen engagement. Such                      funds.                                                requires that preservation be an integral part
                                                  engagement will help to identify places                    Private resources are instrumental in              of local planning from the outset. Strategic
                                                  important to the community early in the                 ensuring community revitalization efforts are         efforts to stabilize local neighborhoods in
                                                  consultation process. Special attention                 successful and transformative. Federal grant          communities experiencing substantial
                                                  should be given to including communities                and loan programs can be used in                      population loss should consider alternatives
                                                  that have been overlooked in prior efforts to           conjunction with private resources for local          that can have a positive impact.
                                                  identify historic properties, as is often the           revitalization efforts such as the Department         Comprehensive neighborhood plans should
                                                  case with those places associated with                  of Transportation’s TIGER Program and the             disclose the criteria and processes local
                                                  diverse populations that have minimal                   Environmental Protection Agency’s                     officials use to determine specific treatment
                                                  representation in the National Register. Such           Brownfield Grants. These programs require             for a building. SHPOs can also provide
                                                  information should be routinely sought by               local communities to provide matching                 technical assistance when resources are
                                                  local officials when complying with Section             funds, which are often solicited from the             available. Likewise, communities that have
                                                  106 and evaluating properties for listing in            private sector. Local institutions such as            CLG’s that work closely with SHPOs can
                                                  the National Register or on state surveys.              universities, hospitals, foundations, banks,          participate in local administrative reviews
                                                  SHPOs and CLG’s can assist in providing                 land banks, and local businesses frequently           and provide advice regarding how historic
                                                  historic context statements for such                    provide matching funds to local                       properties may be affected by revitalization
                                                  properties. Involving local academic                    governments. In addition, they often partner          plans. SHPOs and CLG’s can coordinate with
                                                  institutions, civic organizations, and                  with developers on multi-use historic                 land banks to determine how they can
                                                  professional associations in the work of local          projects that benefit the community as a              facilitate building preservation,
                                                  preservation commissions and architectural              whole. Banking institutions are able to get           rehabilitation, and revitalization plans, as
                                                  review boards can help ensure that the views            credit under the Community Reinvestment               well as those proposed for substantial
                                                  of all segments of the community inform the             Act (CRA) Program when they contribute to             demolitions in target areas or community-
                                                  identification and evaluation of historic               local revitalization efforts. A bank’s CRA            wide.
                                                  properties. Citizen engagement is also critical         performance record is taken into account                 IX. Flexible programmatic solutions help
                                                  in the analysis of project alternatives to deal         when evaluating their overall performance.            expedite historic preservation reviews and
                                                  with adverse effects of redevelopment on                Therefore, advance meetings with local                address situations involving recurring loss of
                                                  historic properties. Many of the outcomes               banking institutions to discuss strategies            historic properties.
                                                  from Section 106 reviews are shaped by                  regarding loans for commercial and                       Revitalization projects with federal
                                                  recommendations from citizens that                      residential community revitalization projects         involvement require compliance with
                                                  participate as consulting parties in the                is a good approach to identifying resources           Section 106 and other federal environmental
                                                  process. Federal and local officials, therefore,        to leverage public funds.                             review laws. Frequently, programmatic
                                                  should provide guidance and technical                      VII. Tax credits can be used to promote            solutions can expedite compliance with
                                                  assistance to facilitate citizen engagement in          historic preservation projects that preserve          regulatory requirements, improving the
                                                  surveys and project planning.                           local assets.                                         efficiency of project delivery. Section 106
                                                     V. Indian tribes may have an interest in                Recent research conducted on the impacts           Programmatic Agreements can respond to
                                                  urban and rural community revitalization                of using Federal Historic Tax Credits have            local conditions, foster larger community
                                                  projects that may affect sites of historic,             revealed that investments in historic                 preservation goals, and expedite project
                                                  religious, and cultural significance to them.           rehabilitation have greater positive impact on        reviews. Such agreements often clarify that
                                                     As indigenous peoples of the Nation,                 employment, state and local taxes, and the            plans and specifications developed for local
                                                  Indian tribes have lived in many places                 financial strength of the state than new              revitalization projects, which adhere to the
                                                  before they became cities and towns.                    construction. The use of federal Historic Tax         Secretary of Interior’s Standards for the
                                                  Accordingly, Indian tribes often have a stake           Credits (HTC), Low Income Housing Tax                 Treatment of Historic Properties, qualify for
                                                  in the effects of new development on their              Credits (LIHTC), and State Historic Tax               simplified review and achieve desirable
                                                  history and culture. It therefore is important          Credits can often be combined to provide              preservation results. The public interest in
                                                  to involve Indian tribes in the Section 106             neighborhoods with financial, social, and             preservation should guide planning, such as
                                                  reviews, particularly in the identification and         economic benefits. Local governments should           focusing reviews on exterior features and
                                                  evaluation of historic properties and                   consider how these incentives can be used to          important interior spaces open to the public,
                                                  assessment of effects. Since Indian tribes are          fund not only major projects but also smaller         which is included in the ACHP’s Policy
                                                  required to be invited to participate in                and mid-size neighborhood projects. SHPOs             Statement on Affordable Housing and
                                                  Section 106 as consulting parties, federal and          are uniquely situated to leverage federal HTC         Historic Preservation, published in 2005.
                                                  local officials should become familiar with             projects, having worked closely with the              Planning for larger revitalization projects in
                                                  those Indian tribes that have ancestral and             National Park Service and the developer.              advance of receiving federal monies could
                                                  historic associations with their communities.           After completing Part 1 of the federal HTC            allow local officials to target resources for
                                                  When planning projects and conducting                   application, local officials should be                micro grants and loans that can stabilize
                                                  Section 106 reviews, planners need to look              encouraged to work closely with federal               residential and commercial properties on an
                                                  beyond archaeologists in assessing potential            regional and field offices, land banks, SHPOs,        interim basis. CLGs can participate in project
                                                  development sites and involve Indian tribes             and local realtors to identify other vacant and       planning and reviews and share with
                                                  to ensure that cultural resources important to          abandoned buildings that are candidates for           stakeholders local best management
                                                  them inform the siting and design of projects.          rehabilitation. By stabilizing an entire              practices.
                                                  Indian tribes can also contribute to local              neighborhood, these sites can be used for                X. Creative mitigation that can facilitate
                                                  sustainability efforts based on their                   affordable housing and transit oriented               future preservation in communities.
                                                  ecological and environmental knowledge of               development projects. NPS and SHPOs can                  ‘‘Creative mitigation’’ is a concept that is
                                                  specific geographic areas to which they                 share cases studies and best management               used in environmental reviews when it is
                                                  attach religious and cultural significance.             practices on federal HTC and applicability of         challenging, if not impossible, to avoid
                                                  Involving Indian tribes early in Section 106            the Secretary of Interior’s Standards for the         adverse effects or offset them using standard
                                                  consultations allows them to advise the                 Treatment of Historic Properties, and meet            mitigation approaches. In Section 106
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                                                  federal agency on protocols that should be              with local officials and developers to discuss        reviews, standard mitigation measures are
                                                  followed in the event of unanticipated                  strategies for preserving local historic              customarily directed at the affected historic
                                                  discoveries of sites of traditional religious           properties.                                           property and may include recordation, data
                                                  and cultural significance during project                   VIII. Early consideration of alternatives to       recovery, or curation. Often the public
                                                  implementation. Finally, Indian tribes can              avoid or minimize adverse effects to historic         benefit of using these standard measures is
                                                  provide relevant input to the agency in                 properties is essential to ensure proper              minimal and mitigation funds might be better
                                                  developing mitigation measures when sites               integration of historic properties in                 invested in other preservation activities.
                                                  cannot be avoided.                                      revitalization plans.                                 Because the Section 106 process does not



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                                                                                Federal Register / Vol. 81, No. 42 / Thursday, March 3, 2016 / Notices                                                  11287

                                                  preordain a preservation outcome for affected           Budget (OMB) for review and approval                  included in the CBP request for OMB
                                                  historic properties, federal and local officials        in accordance with the Paperwork                      approval. All comments will become a
                                                  should consider creative mitigation measures            Reduction Act: Deferral of Duty on                    matter of public record. In this
                                                  that promote historic preservation goals even           Large Yachts Imported for Sale. This is
                                                  though they do not minimize harm to the                                                                       document, CBP is soliciting comments
                                                  impacted historic resource. For example, a
                                                                                                          a proposed extension of an information                concerning the following information
                                                  neighborhood stabilization project may call             collection that was previously                        collection:
                                                  for selective demolition of contributing                approved. CBP is proposing that this
                                                                                                          information collection be extended with                 Title: Deferral of Duty on Large Yachts
                                                  structures within a historic district. To offset
                                                  the loss, the project planners might commit             no change to the burden hours or to the               Imported for Sale.
                                                  funds for the renovation of other buildings             information collected. This document is                 OMB Number: 1651–0080.
                                                  within the district or fund a historic                  published to obtain comments from the                   Abstract: This collection of
                                                  resources survey of a nearby neighborhood as            public and affected agencies.
                                                  the basis for future preservation planning.                                                                   information is required to ensure
                                                                                                          DATES: Written comments should be                     compliance with 19 U.S.C. 1484b which
                                                  The activities proposed in creative mitigation
                                                  measures should leverage the federal                    received on or before April 4, 2016 to                provides that an otherwise dutiable
                                                  assistance to allow for broader public                  be assured of consideration.                          yacht that exceeds 79 feet in length, is
                                                  benefits. Discussions about creative                    ADDRESSES: Interested persons are                     used primarily for recreation or
                                                  mitigation should be initiated early in the             invited to submit written comments on                 pleasure, and had been previously sold
                                                  Section 106 review process when options can             this proposed information collection to
                                                  be objectively evaluated and include                                                                          by a manufacturer or dealer to a retail
                                                                                                          the Office of Information and Regulatory              customer, may be imported without the
                                                  consulting parties, representatives of the              Affairs, Office of Management and
                                                  affected areas, as well as local officials, to                                                                payment of duty if the yacht is imported
                                                                                                          Budget. Comments should be addressed
                                                  ensure all views are considered. A desirable
                                                                                                          to the OMB Desk Officer for Customs                   with the intention to offer for sale at a
                                                  goal of creative mitigation measures is to                                                                    boat show in the United States. The
                                                  advance community-wide preservation. They               and Border Protection, Department of
                                                                                                          Homeland Security, and sent via                       statute provides for the deferral of
                                                  might include the development of local
                                                                                                          electronic mail to oira_submission@                   payment of duty until the yacht is sold
                                                  historic preservation ordinances, acquisition
                                                  and relocation of historic properties to                omb.eop.gov or faxed to (202) 395–5806.               but specifies that the duty deferral
                                                  alternate sites in a historic district, or              FOR FURTHER INFORMATION CONTACT:                      period may not exceed 6 months. This
                                                  funding for landscaping and streetscape                 Requests for additional information                   collection of information is provided for
                                                  improvements in a district.                             should be directed to Tracey Denning,                 by 19 CFR 4.94a which requires the
                                                     Federal, state, and local officials,                                                                       submission of information to CBP such
                                                                                                          U.S. Customs and Border Protection,
                                                  applicants, and residents are encouraged to                                                                   as the name and address of the owner
                                                  use these principles as plans are developed             Regulations and Rulings, Office of
                                                  and Section 106 reviews coordinated. Please             International Trade, 90 K Street NE.,                 of the yacht, the dates of cruising in the
                                                  visit the ACHP’s Web site, achp.gov, to view            10th Floor, Washington, DC 20229–                     waters of the United States, information
                                                  helpful case studies and best management                1177, at 202–325–0265.                                about the yacht, and the ports of arrival
                                                  practices that can further expand your                  SUPPLEMENTARY INFORMATION: This                       and departure.
                                                  knowledge of historic preservation tools, and           proposed information collection was
                                                  how they are being used to revitalize and
                                                                                                                                                                  Action: CBP proposes to extend the
                                                                                                          previously published in the Federal                   expiration date of this information
                                                  stabilize communities throughout the Nation.
                                                                                                          Register (80 FR 68326) on November 4,                 collection with no change to the
                                                     Authority: 54 U.S.C. 304102(a).                      2015, allowing for a 60-day comment                   estimated burden hours or to the
                                                    Dated: February 26, 2016.                             period. This notice allows for an                     information collected.
                                                  John M. Fowler,                                         additional 30 days for public comments.
                                                                                                          This process is conducted in accordance                 Type of Review: Extension (with no
                                                  Executive Director.                                                                                           change).
                                                                                                          with 5 CFR 1320.10. CBP invites the
                                                  [FR Doc. 2016–04640 Filed 3–2–16; 8:45 am]
                                                                                                          general public and other Federal                        Affected Public: Businesses and
                                                  BILLING CODE 4310–K6–P
                                                                                                          agencies to comment on proposed and/                  Individuals.
                                                                                                          or continuing information collections
                                                                                                                                                                  Estimated Number of Respondents:
                                                                                                          pursuant to the Paperwork Reduction
                                                  DEPARTMENT OF HOMELAND                                                                                        50.
                                                                                                          Act of 1995 (Pub. L. 104–13; 44 U.S.C.
                                                  SECURITY                                                3507). The comments should address:                     Estimated Number of Total Annual
                                                                                                          (a) Whether the collection of                         Responses: 50.
                                                  U.S. Customs and Border Protection
                                                                                                          information is necessary for the proper                 Estimated Time per Response: 1 hour.
                                                  [1651–0080]                                             performance of the functions of the
                                                                                                                                                                  Estimated Total Annual Burden
                                                                                                          agency, including whether the
                                                  Agency Information Collection                                                                                 Hours: 50.
                                                                                                          information shall have practical utility;
                                                  Activities: Deferral of Duty on Large                   (b) the accuracy of the agency’s                        Dated: February 24, 2016.
                                                  Yachts Imported for Sale                                estimates of the burden of the collection             Tracey Denning,
                                                  AGENCY:  U.S. Customs and Border                        of information; (c) ways to enhance the               Agency Clearance Officer, U.S. Customs and
                                                  Protection, Department of Homeland                      quality, utility, and clarity of the                  Border Protection.
                                                  Security.                                               information to be collected; (d) ways to              [FR Doc. 2016–04747 Filed 3–2–16; 8:45 am]
                                                  ACTION: 30-Day notice and request for                   minimize the burden, including the use
                                                                                                                                                                BILLING CODE 9111–14–P
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                                                  comments; Extension of an existing                      of automated collection techniques or
                                                  collection of information.                              the use of other forms of information
                                                                                                          technology; and (e) the annual costs to
                                                  SUMMARY:   U.S. Customs and Border                      respondents or record keepers from the
                                                  Protection (CBP) of the Department of                   collection of information (total capital/
                                                  Homeland Security will be submitting                    startup costs and operations and
                                                  the following information collection                    maintenance costs). The comments that
                                                  request to the Office of Management and                 are submitted will be summarized and


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Document Created: 2016-03-03 03:51:07
Document Modified: 2016-03-03 03:51:07
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionThe Advisory Council on Historic Preservation seeks public comments on its draft Policy Statement on Historic Preservation and Community Revitalization.
DatesSubmit comments on or before April 4, 2016.
ContactCharlene Dwin Vaughn, 202-517-0207
FR Citation81 FR 11283 

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