81_FR_13357 81 FR 13308 - Removal of Grant Handbook References (2016-N001)

81 FR 13308 - Removal of Grant Handbook References (2016-N001)

NATIONAL AERONAUTICS AND SPACE ADMINISTRATION

Federal Register Volume 81, Issue 49 (March 14, 2016)

Page Range13308-13309
FR Document2016-05230

National Aeronautics and Space Administration (NASA) is proposing to amend the NASA FAR Supplement (NFS) to remove references to NASA's Grant and Cooperative Agreement Handbook, NASA Procedural Requirements (NPR) 5800.1, NASA Grant and Cooperative Agreement Handbook and Office of Management and Budget (OMB) Circulars A-21 for educational institutions and A-122 for nonprofit organizations.

Federal Register, Volume 81 Issue 49 (Monday, March 14, 2016)
[Federal Register Volume 81, Number 49 (Monday, March 14, 2016)]
[Proposed Rules]
[Pages 13308-13309]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-05230]


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NATIONAL AERONAUTICS AND SPACE ADMINISTRATION

48 CFR Parts 1815 and 1852

RIN 2700-AE27


Removal of Grant Handbook References (2016-N001)

AGENCY: National Aeronautics and Space Administration.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: National Aeronautics and Space Administration (NASA) is 
proposing to amend the NASA FAR Supplement (NFS) to remove references 
to NASA's Grant and Cooperative Agreement Handbook, NASA Procedural 
Requirements (NPR) 5800.1, NASA Grant and Cooperative Agreement 
Handbook and Office of Management and Budget (OMB) Circulars A-21 for 
educational institutions and A-122 for nonprofit organizations.

DATES: Comments on the proposed rule should be submitted in writing to 
the address shown below on or before May 13, 2016 to be considered in 
formulation of the final rule.

ADDRESSES: Submit comments identified by NFS Case 2016-N001, using any 
of the following methods:
    [cir] Regulations.gov: http://www.regulations.gov. Submit comments 
via the Federal eRulemaking portal by entering ``NFS Case 2016-N001'' 
under the heading ``Enter keyword or ID'' and selecting ``Search.'' 
Select the link ``Submit a Comment'' that corresponds with ``NFS Case 
2016-N001.'' Follow the instructions provided at the ``Submit a 
Comment'' screen. Please include your name, company name (if any), and 
``NFS Case 2016-N001'' on your attached document.
    [cir] Email: [email protected]. Include NFS Case 2016-N001 in 
the subject line of the message.
    [cir] Fax: (202) 358-3082.
    [cir] Mail: National Aeronautics and Space Administration, 
Headquarters, Office of Procurement, Contract and Grant Policy 
Division, Attn: Andrew O'Rourke, Suite 5L32, 300 E. Street SW., 
Washington, DC 20546-0001.

FOR FURTHER INFORMATION CONTACT: Andrew O'Rourke, NASA, Office of 
Procurement, Contract and Grant Policy Division, Suite 5L32, 300 E. 
Street SW., Washington, DC 20456-0001. Telephone (202) 358-4560; 
facsimile 202-358-3082; email: [email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    On September 11, 2015, NASA published a final rule in the Federal 
Register (80 FR 54701) titled, Uniform Administrative Requirements, 
Cost Principles and Audit Requirements for Federal Awards, to establish 
policies and procedures for grants and cooperative agreements awarded 
by NASA. The policies and procedures that recipients must follow are 
those appearing in subparts A through F of 2 Code of Federal 
Regulations (CFR) part 200 and as supplemented by 2 CFR part 1800. 
Additionally, in December 2014, NASA issued a non-regulatory policy and 
procedure manual titled, NASA Grant and Cooperative Agreement Manual. 
These two documents replaced the NASA Grant and Cooperative Agreement 
Handbook and are available at https://answers.nssc.nasa.gov/app/answers/detail/a_id/6487.

II. Discussion

    NASA is proposing to remove references to grant and cooperative 
agreement policy and guidance from the NASA FAR Supplement, which 
supplements the FAR, because they do not pertain to the procurement of 
goods and services. The FAR only contains guidance on contracts and no 
other funding agreements such as grants and cooperative agreements. 
Consistent with Executive Order (E.O.) 13563, Improving Regulations and 
Regulatory Review, NASA reviewed the NFS and is proposing to remove 
references to the NASA Grant and Cooperative Agreement Handbook and 
Office of Management and Budget (OMB) Circulars A-21 for educational 
institutions and A-122 for nonprofit organizations located at NFS 
1815.602 and in NFS 1852.235-72. Circulars A-21 and A-122 were 
rescinded and no longer applicable for new awards after December 26, 
2014. Both of these OMB circulars were replaced by 2 CFR part 200.

III. Executive Orders 12866 and 13563

    Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess 
all costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health, and safety effects, distributive impacts, and equity). E.O. 
13563 emphasizes the importance of quantifying both costs and benefits, 
of reducing costs, of harmonizing rules, and of promoting flexibility. 
This is not a significant regulatory action and, therefore, was not 
subject to review under section 6(b) of E.O. 12866, Regulatory Planning 
and Review, dated September 30, 1993. This rule is not a major rule 
under 5 U.S.C. 804.

IV. Regulatory Flexibility Act

    NASA does not expect this proposed rule to have a significant 
economic impact on a substantial number of small entities within the 
meaning of the Regulatory Flexibility Act, 5 U.S.C. 601 et seq., 
because it merely removes outdated and unnecessary grant and 
cooperative agreement references that should not be in the NFS. 
Therefore, an initial regulatory flexibility analysis has not been 
performed. NASA invites comments from small business concerns and other 
interested parties on the expected impact of this proposed rule on 
small entities.
    NASA will also consider comments from small entities concerning the

[[Page 13309]]

existing regulations in subparts affected by this rule in accordance 
with 5 U.S.C. 610. Interested parties must submit such comments 
separately and should cite 5 U.S.C. 610 (NFS case 2016-N001) in 
correspondence.

V. Paperwork Reduction Act

    The rule does not contain any information collection requirements 
that require the approval of the Office of Management and Budget under 
the Paperwork Reduction Act (44 U.S.C. chapter 35).

List of Subjects in 48 CFR Parts 1815 and 1852

    Government procurement.

Manuel Quinones,
NASA FAR Supplement Manager.

    Accordingly, 48 CFR parts 1815 and 1852 are proposed to be amended 
as follows:

PART 1815--CONTRACTING BY NEGOTIATION

0
1. The authority citation for part 1815 is revised to read as follows:

    Authority:  51 U.S.C. 20113(a) and 48 CFR chapter 1.

0
2. Revise section 1815.602 to read as follows:


1815.602  Policy.

    Renewal proposals, (i.e., those for the extension or augmentation 
of current contracts) are subject to the same FAR and NFS regulations, 
including the requirements of the Competition in Contracting Act, as 
are proposals for new contracts.

PART 1852--SOLICITATION PROVISIONS AND CONTRACT CLAUSES

0
3. The authority citation for part 1852 continues to read as follows:

    Authority: 51 U.S.C. 20113(a) and 41 U.S.C. chapter 1.

0
4. Amend section 1852.235-72 by--
0
a. Removing from the provision heading ``DEC 2005'' and adding ``DATE'' 
in its place; and
0
b. Revising paragraphs (a)(4) and (c)(8)(iii).
    The revisions read as follows:


1852.235-72  Instructions for Responding to NASA Research 
Announcements.

* * * * *
    (a) * * *
    (4) A contract, grant, cooperative agreement, or other agreement 
may be used to accomplish an effort funded in response to an NRA. NASA 
will determine the appropriate award instrument. Contracts resulting 
from NRAs are subject to the Federal Acquisition Regulation and the 
NASA FAR Supplement. A grant, cooperative agreement, or other agreement 
resulting from NRAs are subject to policies and procedures outlined in 
the Guidebook for Proposers Responding to a NASA Funding Announcement, 
2 CFR part 1800, 14 CFR part 1274, or other agreement policy. Any 
proposal from a large business concern that may result in the award of 
a contract, which exceeds $5,000,000 and has subcontracting 
possibilities should include a small business subcontracting plan in 
accordance with the clause at FAR 52.219-9, Small Business 
Subcontracting Plan. (Subcontract plans for contract awards below 
$5,000,000, will be negotiated after selection.)
* * * * *
    (c) * * *
    (8) * * *
    (iii) Allowable costs are governed by FAR part 31 and the NASA FAR 
Supplement part 1831.
* * * * *
[FR Doc. 2016-05230 Filed 3-11-16; 8:45 am]
 BILLING CODE 7510-13-P



                                                    13308                    Federal Register / Vol. 81, No. 49 / Monday, March 14, 2016 / Proposed Rules

                                                    independent of the Phase 3 modeling                     institutions and A–122 for nonprofit                  II. Discussion
                                                    and analysis. This enabled the Coast                    organizations.                                          NASA is proposing to remove
                                                    Guard to improve its understanding of                                                                         references to grant and cooperative
                                                    vessel routes, beyond the understanding                 DATES:  Comments on the proposed rule
                                                                                                            should be submitted in writing to the                 agreement policy and guidance from the
                                                    gleaned through generic heat maps.                                                                            NASA FAR Supplement, which
                                                    Based on comments by the shipping                       address shown below on or before May
                                                                                                            13, 2016 to be considered in formulation              supplements the FAR, because they do
                                                    industry and more recent literature on                                                                        not pertain to the procurement of goods
                                                    addressing shipping during marine                       of the final rule.
                                                                                                                                                                  and services. The FAR only contains
                                                    spatial planning, the WG conducted                      ADDRESSES:   Submit comments
                                                                                                                                                                  guidance on contracts and no other
                                                    additional research into the necessary                  identified by NFS Case 2016–N001,
                                                                                                                                                                  funding agreements such as grants and
                                                    sea space for vessels to maneuver in                    using any of the following methods:
                                                                                                                                                                  cooperative agreements. Consistent with
                                                    compliance with the International                          Æ Regulations.gov: http://                         Executive Order (E.O.) 13563,
                                                    Regulations for Preventing Collisions at                www.regulations.gov. Submit comments                  Improving Regulations and Regulatory
                                                    Sea. This research led to the                           via the Federal eRulemaking portal by                 Review, NASA reviewed the NFS and is
                                                    development of recommended marine                       entering ‘‘NFS Case 2016–N001’’ under                 proposing to remove references to the
                                                    planning guidelines. In addition, an                    the heading ‘‘Enter keyword or ID’’ and               NASA Grant and Cooperative
                                                    effort focused on determining the                       selecting ‘‘Search.’’ Select the link                 Agreement Handbook and Office of
                                                    appropriate width of a navigation route                 ‘‘Submit a Comment’’ that corresponds                 Management and Budget (OMB)
                                                    was undertaken for alongshore towing                    with ‘‘NFS Case 2016–N001.’’ Follow                   Circulars A–21 for educational
                                                    operations. These efforts enabled the                   the instructions provided at the ‘‘Submit             institutions and A–122 for nonprofit
                                                    WG to identify navigation safety                        a Comment’’ screen. Please include your               organizations located at NFS 1815.602
                                                    corridors along the Atlantic Coast that                 name, company name (if any), and                      and in NFS 1852.235–72. Circulars A–
                                                    combine the width necessary for                         ‘‘NFS Case 2016–N001’’ on your                        21 and A–122 were rescinded and no
                                                    navigation and additional buffer areas                  attached document.                                    longer applicable for new awards after
                                                    based on the planning guidelines. The                      Æ Email: andrew.orourke@nasa.gov.                  December 26, 2014. Both of these OMB
                                                    WG has also identified deep draft routes                Include NFS Case 2016–N001 in the                     circulars were replaced by 2 CFR part
                                                    that it recommends be given priority                    subject line of the message.                          200.
                                                    consideration to navigation over other                     Æ Fax: (202) 358–3082.
                                                    uses, to comply with the United Nations                                                                       III. Executive Orders 12866 and 13563
                                                                                                               Æ Mail: National Aeronautics and
                                                    Convention of the Law of the Sea. The                                                                            Executive Orders (E.O.s) 12866 and
                                                                                                            Space Administration, Headquarters,
                                                    final report will be available on the                                                                         13563 direct agencies to assess all costs
                                                                                                            Office of Procurement, Contract and
                                                    Federal Register docket and also on the                                                                       and benefits of available regulatory
                                                                                                            Grant Policy Division, Attn: Andrew
                                                    ACPARS Web site at www.uscg.mil/                                                                              alternatives and, if regulation is
                                                                                                            O’Rourke, Suite 5L32, 300 E. Street SW.,
                                                    lantarea/acpars.                                                                                              necessary, to select regulatory
                                                                                                            Washington, DC 20546–0001.
                                                       This notice is issued under authority                                                                      approaches that maximize net benefits
                                                    of 33 U.S.C. 1223(c) and 5 U.S.C. 552.                  FOR FURTHER INFORMATION CONTACT:
                                                                                                                                                                  (including potential economic,
                                                                                                            Andrew O’Rourke, NASA, Office of
                                                      Dated: February 24, 2016.                                                                                   environmental, public health, and safety
                                                                                                            Procurement, Contract and Grant Policy
                                                    William D. Lee,                                                                                               effects, distributive impacts, and
                                                                                                            Division, Suite 5L32, 300 E. Street SW.,
                                                    Vice Admiral, U.S. Coast Guard, Commander,                                                                    equity). E.O. 13563 emphasizes the
                                                                                                            Washington, DC 20456–0001.
                                                    Atlantic Area.                                                                                                importance of quantifying both costs
                                                                                                            Telephone (202) 358–4560; facsimile
                                                    [FR Doc. 2016–05706 Filed 3–11–16; 8:45 am]                                                                   and benefits, of reducing costs, of
                                                                                                            202–358–3082; email: andrew.orourke@
                                                    BILLING CODE 9110–04–P                                                                                        harmonizing rules, and of promoting
                                                                                                            nasa.gov.
                                                                                                                                                                  flexibility. This is not a significant
                                                                                                            SUPPLEMENTARY INFORMATION:                            regulatory action and, therefore, was not
                                                    NATIONAL AERONAUTICS AND                                I. Background                                         subject to review under section 6(b) of
                                                    SPACE ADMINISTRATION                                                                                          E.O. 12866, Regulatory Planning and
                                                                                                               On September 11, 2015, NASA                        Review, dated September 30, 1993. This
                                                    48 CFR Parts 1815 and 1852                              published a final rule in the Federal                 rule is not a major rule under 5 U.S.C.
                                                                                                            Register (80 FR 54701) titled, Uniform                804.
                                                    RIN 2700–AE27                                           Administrative Requirements, Cost
                                                                                                            Principles and Audit Requirements for                 IV. Regulatory Flexibility Act
                                                    Removal of Grant Handbook
                                                                                                            Federal Awards, to establish policies                    NASA does not expect this proposed
                                                    References (2016–N001)
                                                                                                            and procedures for grants and                         rule to have a significant economic
                                                    AGENCY:  National Aeronautics and                       cooperative agreements awarded by                     impact on a substantial number of small
                                                    Space Administration.                                   NASA. The policies and procedures that                entities within the meaning of the
                                                    ACTION: Proposed rule.                                  recipients must follow are those                      Regulatory Flexibility Act, 5 U.S.C. 601
                                                                                                            appearing in subparts A through F of 2                et seq., because it merely removes
                                                    SUMMARY:  National Aeronautics and                      Code of Federal Regulations (CFR) part                outdated and unnecessary grant and
                                                    Space Administration (NASA) is                          200 and as supplemented by 2 CFR part                 cooperative agreement references that
                                                    proposing to amend the NASA FAR                         1800. Additionally, in December 2014,                 should not be in the NFS. Therefore, an
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                                                    Supplement (NFS) to remove references                   NASA issued a non-regulatory policy                   initial regulatory flexibility analysis has
                                                    to NASA’s Grant and Cooperative                         and procedure manual titled, NASA                     not been performed. NASA invites
                                                    Agreement Handbook, NASA                                Grant and Cooperative Agreement                       comments from small business concerns
                                                    Procedural Requirements (NPR) 5800.1,                   Manual. These two documents replaced                  and other interested parties on the
                                                    NASA Grant and Cooperative                              the NASA Grant and Cooperative                        expected impact of this proposed rule
                                                    Agreement Handbook and Office of                        Agreement Handbook and are available                  on small entities.
                                                    Management and Budget (OMB)                             at https://answers.nssc.nasa.gov/app/                    NASA will also consider comments
                                                    Circulars A–21 for educational                          answers/detail/a_id/6487.                             from small entities concerning the


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                                                                            Federal Register / Vol. 81, No. 49 / Monday, March 14, 2016 / Proposed Rules                                                  13309

                                                    existing regulations in subparts affected               1815.602     Policy.                                  instrument. Contracts resulting from
                                                    by this rule in accordance with 5 U.S.C.                  Renewal proposals, (i.e., those for the             NRAs are subject to the Federal
                                                    610. Interested parties must submit such                extension or augmentation of current                  Acquisition Regulation and the NASA
                                                    comments separately and should cite 5                   contracts) are subject to the same FAR                FAR Supplement. A grant, cooperative
                                                    U.S.C. 610 (NFS case 2016–N001) in                      and NFS regulations, including the                    agreement, or other agreement resulting
                                                    correspondence.                                         requirements of the Competition in                    from NRAs are subject to policies and
                                                    V. Paperwork Reduction Act                              Contracting Act, as are proposals for                 procedures outlined in the Guidebook
                                                                                                            new contracts.                                        for Proposers Responding to a NASA
                                                      The rule does not contain any
                                                    information collection requirements that                                                                      Funding Announcement, 2 CFR part
                                                                                                            PART 1852—SOLICITATION
                                                    require the approval of the Office of                                                                         1800, 14 CFR part 1274, or other
                                                                                                            PROVISIONS AND CONTRACT
                                                    Management and Budget under the                         CLAUSES                                               agreement policy. Any proposal from a
                                                    Paperwork Reduction Act (44 U.S.C.                                                                            large business concern that may result
                                                    chapter 35).                                            ■ 3. The authority citation for part 1852             in the award of a contract, which
                                                                                                            continues to read as follows:                         exceeds $5,000,000 and has
                                                    List of Subjects in 48 CFR Parts 1815                                                                         subcontracting possibilities should
                                                                                                              Authority: 51 U.S.C. 20113(a) and 41
                                                    and 1852                                                U.S.C. chapter 1.                                     include a small business subcontracting
                                                      Government procurement.                               ■  4. Amend section 1852.235–72 by—                   plan in accordance with the clause at
                                                    Manuel Quinones,                                        ■  a. Removing from the provision                     FAR 52.219–9, Small Business
                                                    NASA FAR Supplement Manager.                            heading ‘‘DEC 2005’’ and adding                       Subcontracting Plan. (Subcontract plans
                                                                                                            ‘‘DATE’’ in its place; and                            for contract awards below $5,000,000,
                                                      Accordingly, 48 CFR parts 1815 and
                                                                                                            ■ b. Revising paragraphs (a)(4) and                   will be negotiated after selection.)
                                                    1852 are proposed to be amended as
                                                                                                            (c)(8)(iii).                                          *       *    *    *     *
                                                    follows:                                                   The revisions read as follows:
                                                                                                                                                                     (c) * * *
                                                    PART 1815—CONTRACTING BY                                1852.235–72 Instructions for Responding
                                                    NEGOTIATION                                                                                                      (8) * * *
                                                                                                            to NASA Research Announcements.
                                                                                                            *     *    *     *     *                                 (iii) Allowable costs are governed by
                                                    ■  1. The authority citation for part 1815                                                                    FAR part 31 and the NASA FAR
                                                                                                              (a) * * *
                                                    is revised to read as follows:                                                                                Supplement part 1831.
                                                                                                              (4) A contract, grant, cooperative
                                                      Authority: 51 U.S.C. 20113(a) and 48 CFR              agreement, or other agreement may be                  *       *    *    *     *
                                                    chapter 1.                                              used to accomplish an effort funded in                [FR Doc. 2016–05230 Filed 3–11–16; 8:45 am]
                                                    ■ 2. Revise section 1815.602 to read as                 response to an NRA. NASA will                         BILLING CODE 7510–13–P
                                                    follows:                                                determine the appropriate award
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Document Created: 2016-03-12 01:00:17
Document Modified: 2016-03-12 01:00:17
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments on the proposed rule should be submitted in writing to
ContactAndrew O'Rourke, NASA, Office of Procurement, Contract and Grant Policy Division, Suite 5L32, 300 E. Street SW., Washington, DC 20456-0001. Telephone (202) 358-4560; facsimile 202-358-3082; email: [email protected]
FR Citation81 FR 13308 
RIN Number2700-AE27
CFR Citation48 CFR 1815
48 CFR 1852

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