81_FR_14123 81 FR 14072 - Fisheries of the Northeastern United States; Amendment 17 to the Atlantic Surfclam and Ocean Quahog Fishery Management Plan

81 FR 14072 - Fisheries of the Northeastern United States; Amendment 17 to the Atlantic Surfclam and Ocean Quahog Fishery Management Plan

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 81, Issue 51 (March 16, 2016)

Page Range14072-14078
FR Document2016-05846

NMFS proposes regulations to implement Amendment 17 to the Atlantic Surfclam and Ocean Quahog Fishery Management Plan. Amendment 17 management measures were developed by the Mid-Atlantic Fishery Management Council to: Add cost recovery provisions for the Individual Transferable Quota component of the fishery; modify how biological reference points are incorporated into the fishery management plan; and remove the plan's optimum yield range. These changes are intended to make the management plan consistent with requirements of the Magnuson- Stevens Act, and to improve the management of these fisheries.

Federal Register, Volume 81 Issue 51 (Wednesday, March 16, 2016)
[Federal Register Volume 81, Number 51 (Wednesday, March 16, 2016)]
[Proposed Rules]
[Pages 14072-14078]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-05846]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 648

[Docket No. 150902808-6155-01]
RIN 0648-BF04


Fisheries of the Northeastern United States; Amendment 17 to the 
Atlantic Surfclam and Ocean Quahog Fishery Management Plan

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Proposed rule; request for comments.

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SUMMARY: NMFS proposes regulations to implement Amendment 17 to the 
Atlantic Surfclam and Ocean Quahog Fishery Management Plan. Amendment 
17 management measures were developed by the Mid-Atlantic Fishery 
Management Council to: Add cost recovery provisions for the Individual 
Transferable Quota component of the fishery; modify how biological 
reference points are incorporated into the fishery management plan; and 
remove the plan's optimum yield range. These changes are intended to 
make the management plan consistent with requirements of the Magnuson-
Stevens Act, and to improve the management of these fisheries.

DATES: Comments must be received on or before April 15, 2016.

ADDRESSES: You may submit comments on this document, identified by 
NOAA-

[[Page 14073]]

NMFS-2015-0057, by any of the following methods:
     Electronic Submission: Submit all electronic public 
comments via the Federal e-Rulemaking Portal. Go to 
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2015-0057, click the 
``Comment Now!'' icon, complete the required fields, and enter or 
attach your comments.
     Mail: Submit written comments to John K. Bullard, Regional 
Administrator, NMFS, Greater Atlantic Regional Fisheries Office, 55 
Great Republic Drive, Gloucester, MA 01930. Mark the outside of the 
envelope: ``Comments on Surfclam/Ocean Quahog Amendment 17.''
    Instructions: Comments sent by any other method, to any other 
address or individual, or received after the end of the comment period, 
may not be considered by NMFS. All comments received are a part of the 
public record and will generally be posted for public viewing on 
www.regulations.gov without change. All personal identifying 
information (e.g., name, address, etc.), confidential business 
information, or otherwise sensitive information submitted voluntarily 
by the commenter may be publicly accessible. NMFS will accept anonymous 
comments (enter ``N/A'' in the required fields if you wish to remain 
anonymous). Attachments to electronic comments will be accepted in 
Microsoft Word, Excel, or Adobe PDF file formats only.
    Copies of Amendment 17, including the draft Environmental 
Assessment, preliminary Regulatory Impact Review, and economic 
analysis, are available from the Mid-Atlantic Fishery Management 
Council, 800 North State Street, Suite 201, Dover, DE 19901. The EA/RIR 
is also accessible via the Internet at: 
www.greateratlantic.fisheries.noaa.gov.

FOR FURTHER INFORMATION CONTACT: Douglas Potts, Fishery Policy Analyst, 
978-281-9341.

SUPPLEMENTARY INFORMATION:

Background

    This action proposes regulations to implement Amendment 17 to the 
Atlantic Surfclam and Ocean Quahog Fishery Management Plan (FMP). The 
Mid-Atlantic Fishery Management Council developed this amendment to 
establish a program to recover the costs of managing the surfclam and 
ocean quahog individual transferable quota (ITQ) fisheries, as required 
by the Magnuson-Stevens Fishery Conservation and Management Act 
(Magnuson-Stevens Act), and to make administrative changes to improve 
the efficiency of the FMP.

Cost Recovery

    The Magnuson-Stevens Act requires each limited access privilege 
program, such as the surfclam/ocean quahog ITQ program, to include 
measures to recover the costs of management, data collection and 
analysis, and enforcement activities involved with the program. This 
action proposes to implement a cost recovery program for the surfclam 
and ocean quahog ITQ fisheries modeled on the Council's existing cost 
recovery program for the Tilefish Individual Fishing Quota (IFQ) 
Program.
    Under the proposed program, any surfclam or ocean quahog ITQ permit 
holder (also referred to in this preamble as ``allocation holders'') 
who has quota share (i.e., receives an initial allocation of cage tags 
each year) would be responsible for paying a fee at the end of the 
year. The fee would be based on the number of the ITQ permit holder's 
cage tags that were ultimately used to land clams that year. In the 
first quarter of each year, the Greater Atlantic Regional Fisheries 
Office (GARFO) would announce the fee percentage and the associated 
per-tag fee for that year, and distribute this announcement widely. 
Although annual fee information would not be published in the Federal 
Register, distribution of the GARFO announcement would include posting 
it on the GARFO Web site and sending it to each ITQ permit holder with 
quota share. The fee percentage would be based on the total recoverable 
costs from the prior fiscal year, adjusted for any prior over- or 
under-collection, divided by the total ex-vessel value of the fishery. 
The resulting percentage cannot exceed the 3-percent statutory maximum. 
Then NMFS would calculate a per-tag fee based on the total number of 
cage tags used to land surfclams or ocean quahogs in the previous year. 
This tag fee would be separate from, and in addition to, the price 
allocation holders currently pay to the tag vendor to obtain the 
physical cage tags each year.
    This process includes an inherent assumption that a similar number 
of cage tags will be used each year. While the fishery has been largely 
stable over time, many factors (e.g., weather events, market demand, 
etc.) may result in the use of more or fewer tags in any given year. As 
a result, we fully anticipate that, in some years, we will collect more 
or less money than is necessary to recover our costs. Refunding over-
collections and issuing supplemental bills to make up for shortfalls 
would increase the cost of administering the fishery, which would 
increase the amount charged in bills the following year. To avoid these 
additional costs, we would apply any over- or under-collection to our 
calculation of recoverable costs and per-tag fees for the following 
year. Our communications with the ITQ permit holders each year will 
make clear that any prior over- or under-collection adjustments will be 
incorporated into the following year's cost-recovery billing.
    The Council produced an analysis as part of Amendment 17 using 2013 
landings and ex-vessel value and assuming a 0.2-percent fee, which 
represents approximately $100,000 of recoverable costs. This analysis 
showed that fees would have been $0.56 per surfclam cage tag and $0.27 
per ocean quahog cage tag. A scenario using the statutory maximum 3 
percent showed the fees could have been as high as $8.36 per surfclam 
tag and $4.10 per ocean quahog tag. However, reaching that 3-percent 
maximum would require recoverable costs to be over $1.5 million, far 
higher than any reasonable estimate for the management costs for these 
fisheries. Annual recoverable costs for the first 5 years of our other 
Greater Atlantic Region IFQ fisheries have averaged approximately 
$21,000 for the Tilefish IFQ Program, and $113,000 for the Limited 
Access General Category Scallop IFQ Program. Based on the management 
requirements of these programs, we anticipate total costs for the 
surfclam and ocean quahog ITQ program would be somewhere between the 
costs of these other programs.
    If allocation holders transfer some or all of their cage tags or 
quota share after the start of the fishing year, they would still be 
liable for any cost recovery fee based on landings of their initial 
allocation. Here is an example of how this might work for an allocation 
holder: Carol has a surfclam ITQ permit with a quota share ratio of 
0.02, meaning she is allocated 2 percent of the total surfclam ITQ 
quota each year. If in a given year the quota is 1 million bushels 
(53.2 million L), Carol's allocation would be 20,000 bushels (1.6 
million L), or 625 cage tags (i.e., 20,000 (1.6 million L) bushels 
divided by 32 bushels (1,700 L) per cage). In the first quarter of the 
year, NMFS announces that the fee will be $0.50 per tag. Over the 
course of the year, Carol uses 200 cages to harvest surfclams, and 
leases 400 cage tags to Bob. Bob in turn uses 100 cage tags and leases 
the 300 remaining tags to Joe who uses 150. Because each cage tag has a 
unique number, we can identify which tags originated from Carol's 
allocation no matter how many times they were leased. Of the original 
625 tag allocation

[[Page 14074]]

a total of 450 tags were used; 200 by Carol, 100 by Bob, 150 by Joe, 
and 175 tags were never used. At the end of the fishing year, Carol 
would receive a cost recovery bill for $225.00 based on the $0.50 tag 
fee multiplied by the 450 tags that were used to land surfclams.
    We have already begun tracking recoverable costs in these 
fisheries. To the extent possible, we are tracking the recoverable 
costs of the surfclam and ocean quahog fisheries separately, although 
some costs are shared (e.g., routine maintenance of our database for 
tracking allocations and cage tags). Under these proposed regulations, 
at the start of the 2017 calendar year, we would use the total 
recoverable costs from the 2016 fiscal year (October 1, 2015, through 
September 30, 2016) and the total value of the fisheries in the 2016 
calendar year, to calculate fee percentages for both surfclam and ocean 
quahogs. We would then use the total number of tags used during the 
2016 fishing year to determine a per-tag fee for the 2017 fishing year.
    In early 2018 (most likely February or March) we would issue the 
first cost recovery bills based on how many cage tags were used in 2017 
and the 2017 per-tag fee. At the same time, we would announce the fee 
percentage and per-tag fees for the 2018 fishing year. If the total 
amount to be collected is higher or lower than the total recoverable 
costs used to calculate the 2017 per-tag fee (i.e., the fiscal year 
2016 recoverable costs), we would adjust the fiscal year 2017 
recoverable costs accordingly when calculating the 2018 per-tag fee. 
This anticipated timeline is detailed in Table 1.

Table 1--Surfclam and Ocean Quahog Proposed Cost Recovery Implementation
                                Timeline
------------------------------------------------------------------------
               Date                          Anticipated action
------------------------------------------------------------------------
October 2015......................  NMFS begins tracking recoverable
                                     costs for surfclam and ocean quahog
                                     ITQ fisheries.
March 2017........................  NMFS announces the 2017 cost
                                     recovery per-tag fee, based on
                                     recoverable costs in fiscal year
                                     2016 and the total number of cage
                                     tags used in calendar year 2016.
March 2018........................  NMFS issues a 2017 bill to each ITQ
                                     shareholder based on the previously
                                     announced per-tag fee and how many
                                     of the shareholder's 2017 cage tags
                                     were ultimately used to land clams.
March 2018........................  Concurrent with issuing bills for
                                     2017, NMFS announces the 2018 cost
                                     recovery per-tag fee, based on
                                     costs in fiscal year 2017 (adjusted
                                     for any anticipated over- or under-
                                     collection) and the total number of
                                     cage tags used in calendar year
                                     2017.
Subsequent years..................  Each year, NMFS would issue bills
                                     for the previous fishing year and
                                     announce the cost recovery per-tag
                                     fee for the current fishing year.
------------------------------------------------------------------------

    Cost recovery bills would be due within 30 days of the date of the 
bill, and would be paid using the Greater Atlantic Regional Fisheries 
Office's fishing industry Web site: Fish Online 
(www.greateratlantic.fisheries.noaa.gov/apps/login/login). Fish Online 
is a secure Web site and NMFS provides a username and password for 
individuals to access their accounts. Members of the fishing industry 
may use the site to check details about their fishing permit and 
landings. The Web page has been used since 2010 to collect cost 
recovery payments for the Tilefish IFQ and Limited Access General 
Category Scallop IFQ fisheries. Cost recovery bills may be paid with a 
credit card or with an account number and routing number from a bank 
account, often referred to as an Automated Clearing House or ACH 
payment. Once bills are issued, ITQ shareholders would be able to log 
onto Fish Online and access the Cost Recovery section. Payments made 
through Fish Online are processed using the U.S. Treasury Department's 
Pay.gov tool, and no bank account or credit card information is 
retained by NMFS. We would not be able to accept partial payments or 
advance payments before bills are issued. We do not anticipate that 
other payment methods would be accepted, as the proposed payment system 
has been effective for other cost recovery programs. However, other 
payment methods may be authorized if the Regional Administrator 
determines that electronic payment is not practicable.
    The proposed regulations include procedures in case an ITQ permit 
holder should fail to pay their cost recovery bill. If a bill is not 
paid by the due date, NMFS would issue a demand letter, formally 
referred to as an initial administrative determination. This letter 
would describe the past-due fee, describe any applicable interest or 
penalties that may apply, stipulate a 30-day deadline to either pay the 
amount due or submit a formal appeal to the Regional Administrator, and 
provide instructions for submitting such an appeal. If no appeal is 
submitted by the deadline, the Regional Administrator would issue a 
final decision letter. An appeal must be submitted in writing, allege 
credible facts or circumstances, and include any relevant information 
or documentation to support the appeal. If an appeal is submitted, the 
Regional Administrator would appoint an appeals officer to determine if 
there is sufficient information to support the appeal and that all 
procedural requirements have been met. The appeals officer would then 
review the record and issue a recommendation to the Regional 
Administrator. The Regional Administrator, acting on behalf of the 
Secretary of Commerce, would then review the appeal and issue a written 
decision. If the Regional Administrator's final determination (whether 
or not there was an appeal) finds that ITQ permit holder is out of 
compliance, full payment would be required within 30 days. Following a 
final determination, we may also suspend the ITQ permit, thereby 
prohibiting any transfer of cage tags or quota share, use of associated 
cage tags to land surfclams or ocean quahogs, or renewal of the ITQ 
permit until full payment, including any interest or penalties, is 
received. If full payment is not received within this final 30-day 
period as required, we may then refer the matter to the appropriate 
authorities, including the Department of Treasury, for collection.
    Each year NMFS would issue a report on the status of the ITQ cost 
recovery program. This report would provide details of the recoverable 
costs to be collected, the success of previous collection efforts, and 
other relevant information.

Biological Reference Points

    Under National Standard 1, the Magnuson-Stevens Act requires that 
each Council FMP define overfishing as a rate or level of fishing 
mortality (F) that jeopardizes a fishery's capacity to produce maximum 
sustainable yield (MSY) on a continuing basis, and defines an 
overfished stock as a stock size that is less than a minimum biomass 
threshold (see 50 CFR 600.310(e)(2)). The Magnuson-Stevens Act also 
requires that each FMP specify

[[Page 14075]]

objective and measurable status determination criteria (i.e., 
biological reference points) for identifying when stocks covered by the 
FMP are overfished or subject to overfishing (see section 303(a)(10), 
16 U.S.C. 1853). To fulfill these requirements, status determination 
criteria are comprised of two components: (1) A maximum fishing 
mortality threshold; and (2) a minimum stock size threshold.
    Currently, the biological reference points in the FMP were set by 
Amendment 12 for ocean quahog (October 26, 1999; 64 FR 57587) and 
Amendment 13 for surfclam (December 16, 2003; 68 FR 69970). Although 
several stock assessments since these amendments have produced new 
biological reference points, there has not been an FMP amendment to 
adjust the figures in the plan. As a result, the definitions in the FMP 
have become inconsistent with the best scientific information 
available. This action would modify how these biological reference 
points are defined in the FMP. Rather than using specific definitions, 
the FMP would include broad criteria to allow for greater flexibility 
in incorporating changes to the definitions of the maximum fishing 
mortality threshold and/or minimum stock size threshold as the best 
scientific information consistent with National Standards 1 and 2 
becomes available. The Council has already adopted this approach in 
several of its other FMPs, and this change would make the Surfclam and 
Ocean Quahog FMP consistent with these other FMPs.
    The maximum fishing mortality threshold for surfclams and ocean 
quahogs would be defined as FMSY (or a reasonable proxy 
thereof), which is a function of productive capacity, and would be 
based upon the best scientific information consistent with National 
Standards 1 and 2. Specifically, FMSY is the fishing 
mortality rate associated with MSY. The maximum fishing mortality 
threshold (FMSY) or a reasonable proxy may be defined as a 
function of (but not limited to): Total stock biomass; spawning stock 
biomass; total egg production; and may include males, females, both, or 
combinations and ratios thereof that provide the best measure of 
productive capacity for each of the species managed under the FMP. 
Exceeding the established fishing mortality threshold would constitute 
overfishing as defined by the Magnuson-Stevens Act.
    The minimum stock size threshold for each of the species under the 
FMP would be defined as \1/2\ BMSY (or a reasonable proxy 
thereof), which is a function of productive capacity, and would be 
based upon the best scientific information, consistent with National 
Standards 1 and 2. BMSY is the stock biomass associated with 
MSY. The minimum stock size threshold (\1/2\ BMSY) or a 
reasonable proxy may be defined as a function of (but not limited to): 
Total stock biomass; spawning stock biomass; total egg production; and 
may include males, females, both, or combinations and ratios thereof 
that provide the best measure of productive capacity for each of the 
species managed under the FMP. The minimum stock size threshold would 
be the level of productive capacity associated with the relevant \1/2\ 
MSY level. Should the measure of productive capacity for the stock fall 
below this minimum threshold, the stock would be considered overfished 
as defined by the Magnuson-Stevens Act. The target for rebuilding, when 
applicable, is specified as BMSY (or reasonable proxy 
thereof) at the level of productive capacity associated with the 
relevant MSY level, under the same definition of productive capacity as 
specified for the minimum stock size threshold.
    Specific definitions or modifications to the status determinations 
criteria, and their associated values, would result from the most 
recent peer-reviewed stock assessments and their panelist 
recommendations. The Northeast Regional Stock Assessment Workshop/Stock 
Assessment Review Committee (SAW/SARC) process is the primary mechanism 
utilized in the Greater Atlantic Region at present to review scientific 
stock assessment advice, including status determination criteria, for 
federally-managed species. There are also periodic reviews, which occur 
outside the SAW/SARC process that are subject to rigorous peer-review 
and may also result in scientific advice to modify or change the 
existing stock status determination criteria. These periodic reviews 
outside the SARC process could include any of the following review 
processes listed below, as deemed appropriate by the Council and NMFS.
     Council Scientific and Statistical Committee (SSC) Review
     Council externally contracted reviews with independent 
experts (e.g., Center for Independent Experts--CIE)
     NMFS internally conducted review (e.g., comprised of NMFS 
scientific and technical experts from NMFS Science Centers or Regions)
     NMFS externally contracted review with independent experts 
(e.g., CIE)
    The scientific advice developed on stock status determination 
criteria would be provided to the Council's SSC. The SSC would use this 
information to develop acceptable biological catch (ABC) 
recommendations that address scientific uncertainty based on the 
information provided in the peer reviewed assessment of the stock. The 
SSC would provide these recommendations to the Council. In addition, 
the Council's Industry Advisory groups are often engaged to provide 
management recommendations to the Council. The Council would then 
consider all available information and advice when developing its own 
recommendations to put forward through the regulatory process for 
setting the annual specifications for the upcoming fishing year, which 
is the primary mechanism for updating and adjusting management measures 
on a regular basis in order to meet the goals of the FMP.

Optimum Yield

    Currently, the FMP specifies a surfclam optimum yield range of 
1.85-3.40 million bushels (98.5 to 181.0 million L), and an ocean 
quahog the optimum yield range of 4.00-6.00 million bushels (213.0 to 
319.4 million L). The Council must select commercial quotas within 
these ranges. Under the current FMP process, modification to the upper 
end of the ranges would require a framework adjustment. Commercial 
quotas may be set below the lower bounds if the SSC sets a lower ABC, 
resulting in an optimum yield range that is higher than ABC. The 
current optimum yield ranges in the FMP were based on scientific 
information and industry input from the 1980's, and have not been 
adjusted to reflect subsequent changes in our understanding of the 
biology of these stocks.
    This action proposes to remove the optimum yield ranges from the 
FMP, but commercial quotas for surfclam and ocean quahog would continue 
to be set under the existing system of catch limits. This is consistent 
with the other FMPs that the Council manages; surfclam and ocean quahog 
are the only stocks with optimum yield ranges specified in the FMP.
    As prescribed under this quota setting process, the Council may not 
exceed the ABC recommendations of the SSC, and would continue to 
specify annual catch limits, targets, and commercial quotas as 
otherwise described in the FMP. As part of the specifications process, 
the advisory panel would develop recommendations for commercial quotas, 
including optimum yield recommendations which would be provided to the 
Council.
    This action also proposes a modification to the regulations 
pursuant to the Secretary's authority under

[[Page 14076]]

section 305(d) of the Magnuson-Stevens Act (16 U.S.C. 1855(d)) to 
ensure that FMPs are implemented as intended and consistent with the 
requirements of the Magnuson-Stevens Act. This action proposes to 
modify the regulations at 50 CFR 648.11(a) so that vessels holding a 
Federal permit for Atlantic surfclam or ocean quahog are included on 
the list of vessels required to carry a NMFS-certified fisheries 
observer if requested by the Regional Administrator. All other Federal 
fisheries permits issued in the Greater Atlantic Region are already 
covered by either Sec.  648.11(a) or a similar provision at Sec.  
697.12(a), which applies to vessels with an American lobster permit. 
The recent Standardized Bycatch Reporting Methodology (SBRM) Omnibus 
Amendment final rule (June 30, 2015; 80 FR 37182) modified how at-sea 
observers are assigned to fishing vessels. The Council's discussions of 
that action and analysis of alternatives clearly indicate the Council 
intended for the requirement (that vessels carry a NMFS-certified 
observer if requested by the Regional Administrator) to apply to all 
fisheries subject to the SBRM Omnibus Amendment final rule. The 
surfclam and ocean quahog fisheries have historically had very low 
bycatch and have been a low priority for observer coverage. Prior to 
the SBRM Omnibus Amendment final rule, NMFS used its discretion to 
prioritize observer coverage to other fishing fleets. The SBRM Omnibus 
Amendment final rule removed this discretion and implemented a 
formulaic process for assigning observer coverage across fisheries. 
This resulted in observer coverage being assigned to the surfclam and 
ocean quahog fisheries. Subsequent to the publication of the SBRM 
Omnibus Amendment final rule, it became apparent that Sec.  648.11(a) 
does not currently apply to surfclam and ocean quahog vessel permits. 
Over 700 vessels have a surfclam or ocean quahog permit. However, all 
but 15 of those vessels are already subject to this observer 
requirement because they also carry another Federal permit.
    Pursuant to section 303(c) of the Magnuson-Stevens Act, the Council 
has deemed that this proposed rule is necessary and appropriate for the 
purpose of implementing Amendment 17, with the exception of the measure 
noted above as proposed under the Secretary's authority under section 
305(d) of the Magnuson-Stevens Act.

Classification

    Pursuant to section 304(b)(1)(A) of the Magnuson-Stevens Act, the 
NMFS Assistant Administrator has determined that this proposed rule is 
consistent with Amendment 17, other provisions of the Magnuson-Stevens 
Act, and other applicable law, subject to further consideration after 
public comment.
    This proposed rule has been determined to be not significant for 
purposes of Executive Order 12866.
    The Council prepared a draft environmental assessment (EA) for this 
FMP amendment that analyzes the impacts on the environment as a result 
of this action. A copy of the draft EA is available from the Federal e-
Rulemaking portal www.regulations.gov. Type ``NOAA-NMFS-2015-0057'' in 
the Enter Keyword or ID field and click search. A copy of the draft EA 
is also available upon request from the Council (see ADDRESSES).
    The Chief Counsel for Regulation of the Department of Commerce 
certified to the Chief Counsel for Advocacy of the Small Business 
Administration (SBA) that this proposed rule, if adopted, would not 
have a significant economic impact on a substantial number of small 
entities. The Council prepared an analysis of the potential economic 
impacts of this action, which is included in the draft EA for this 
action and supplemented by information contained in the preamble of 
this proposed rule. The SBA defines a small business in the commercial 
harvesting sector, as a firm with receipts (gross revenues) of up to 
$5.5 million for shellfish businesses and $20.5 million for finfish 
businesses. Using these definitions, there are 26 small entities and 3 
large entities that landed surfclam and/or ocean quahog in 2013, the 
most recent year of data available to the Council during development of 
Amendment 17.
    The alternatives for the mechanism to update biological reference 
points and to change the optimum yield range in the FMP are 
administrative in nature. None of the alternatives are expected to 
change fishing methods or activities, nor will they alter the catch and 
landings limits for these species or the allocation of the resources 
among user groups. These administrative alternative measures are not 
expected to impact the economic aspects of these fisheries, as they are 
not expected to produce changes in landings, prices, consumer and 
producer surplus, harvesting costs, enforcement costs, or to have 
distributional effects.
    Four alternatives were considered for the development of a cost 
recovery program. All of the alternatives would recover the costs of 
management, data collection and analysis, and enforcement activities 
related to the ITQ program, as required by the Magnuson-Stevens Act. 
Each alternative varies in how these costs would be distributed across 
the fishery. The total recovered costs could be up to the statutory 
maximum of 3 percent of the ex-vessel value of surfclams and ocean 
quahogs harvested under the ITQ program, although estimates predict 
that the recoverable costs would be much lower than this maximum. A 
conservative initial estimate placed costs at approximately $100,000 
annually, or about 0.2 percent of the ex-vessel value of the fishery in 
2013. For comparison, both a 3-percent fee and a 0.2-percent fee were 
used in the analysis of potential economic impact of the alternatives. 
Table 2 presents the average cost associated with a 0.2- and 3-percent 
cost recovery program for active surfclam and ocean quahog fishery 
small entities in 2013.

      Table 2--Active Surfclam and Ocean Quahog Fishery Small Entities in 2013, Including Entity Average Surfclam and Ocean Quahog (SC/OQ) Revenues
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                             Per firm        Per firm
                                                                                           Average  cost   Average  cost   average cost    average cost
                                                                                            associated      associated      associated      associated
    Revenue (millions of dollars (M))     Count of small  Average  gross  Average  SC/OQ   with  a 0.2-      with a 3-     with  a 0.2-     with  a 3-
                                           entity  firms      receipts        receipts     percent  fee    percent  fee    percent  fee    percent  fee
                                                                                             recovery        recovery        recovery        recovery
                                                                                              program         program         program         program
--------------------------------------------------------------------------------------------------------------------------------------------------------
0-1M....................................              17        $421,701        $393,488            $787         $11,805             $46            $694
1-2M....................................               5       1,366,782       1,355,820           2,712          40,675             542           8,135
2-5.5M..................................               4       3,591,773       3,489,377           6,979         104,681           1,745          26,170
                                         ---------------------------------------------------------------------------------------------------------------
    Total...............................              26       1,091,150       1,054,843           2,110          31,645              81           1,217
--------------------------------------------------------------------------------------------------------------------------------------------------------


[[Page 14077]]

    As illustrated by this analysis and Table 2 (above), the 
anticipated annual fee for each small entity is very low under both the 
anticipated 0.2-percent fee and the statutory maximum 3-percent fee, 
and would not have a significant economic impact on a substantial 
number of small entities.
    As a result, an initial regulatory flexibility analysis is not 
required and none has been prepared.

List of Subjects in 50 CFR Part 648

    Fisheries, Fishing, Reporting and recordkeeping requirements.

    Dated: March 10, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine 
Fisheries Service.

    For the reasons set out in the preamble, 50 CFR part 648 is 
proposed to be amended as follows:

PART 648--FISHERIES OF THE NORTHEASTERN UNITED STATES

0
1. The authority citation for part 648 continues to read as follows:

    Authority: 16 U.S.C. 1801 et seq.

0
2. In Sec.  648.11, revise paragraph (a) to read as follows:


Sec.  648.11  At-sea sea sampler/observer coverage.

    (a) The Regional Administrator may request any vessel holding a 
permit for Atlantic sea scallops, NE multispecies, monkfish, skates, 
Atlantic mackerel, squid, butterfish, scup, black sea bass, bluefish, 
spiny dogfish, Atlantic herring, tilefish, Atlantic surfclam, ocean 
quahog, or Atlantic deep-sea red crab; or a moratorium permit for 
summer flounder; to carry a NMFS-certified fisheries observer. A vessel 
holding a permit for Atlantic sea scallops is subject to the additional 
requirements specific in paragraph (g) of this section. Also, any 
vessel or vessel owner/operator that fishes for, catches or lands 
hagfish, or intends to fish for, catch, or land hagfish in or from the 
exclusive economic zone must carry a NMFS-certified fisheries observer 
when requested by the Regional Administrator in accordance with the 
requirements of this section.
* * * * *
0
3. In Sec.  648.14, redesignate paragraphs (j)(3) through (6) as (j)(4) 
through (7) and add paragraph (j)(3) to read as follows:


Sec.  648.14  Prohibitions.

* * * * *
    (j) * * *
    (3) ITQ cost recovery. (i) Fail to pay an ITQ cost recovery bill 
for which they are responsible by the due date specified in a final 
decision, as specified at Sec.  648.74(c)(6)(iii)(C).
    (ii) Possess or land surfclams or ocean quahogs harvested in or 
from the EEZ if the associated ITQ permit has been suspended for non-
payment, as specified at Sec.  648.74(c)(6)(iii)(C).
* * * * *
0
4. In Sec.  648.72, revise paragraphs (a) introductory text and (a)(1) 
to read as follows:


Sec.  648.72  Surfclam and ocean quahog specifications.

    (a) Establishing catch quotas. The amount of surfclams or ocean 
quahogs that may be caught annually by fishing vessels subject to these 
regulations will be specified for up to a 3-year period by the Regional 
Administrator. Specifications of the annual quotas will be accomplished 
in the final year of the quota period, unless the quotas are modified 
in the interim pursuant to paragraph (b) of this section.
    (1) Quota reports. On an annual basis, MAFMC staff will produce and 
provide to the MAFMC an Atlantic surfclam and ocean quahog annual quota 
recommendation paper based on the ABC recommendation of the SSC, the 
latest available stock assessment report prepared by NMFS, data 
reported by harvesters and processors, and other relevant data, as well 
as the information contained in paragraphs (a)(1)(i) through (vi) of 
this section. Based on that report, and at least once prior to August 
15 of the year in which a multi-year annual quota specification 
expires, the MAFMC, following an opportunity for public comment, will 
recommend to the Regional Administrator annual quotas and estimates of 
DAH and DAP for up to a 3-year period. In selecting the annual quotas, 
the MAFMC shall consider the current stock assessments, catch reports, 
and other relevant information concerning:
    (i) Exploitable and spawning biomass relative to the quotas.
    (ii) Fishing mortality rates relative to the quotas.
    (iii) Magnitude of incoming recruitment.
    (iv) Projected effort and corresponding catches.
    (v) Geographical distribution of the catch relative to the 
geographical distribution of the resource.
    (vi) Status of areas previously closed to surfclam fishing that are 
to be opened during the year and areas likely to be closed to fishing 
during the year.
* * * * *
0
5. In Sec.  648.74, add paragraph (c) to read as follows:


Sec.  648.74  Individual Transferable Quota (ITQ) Program.

* * * * *
    (c) ITQ cost recovery--(1) General. The cost recovery program 
collects fees of up to three percent of the ex-vessel value of 
surfclams or ocean quahogs harvested under the ITQ program in 
accordance with the Magnuson-Stevens Act. NMFS collects these fees to 
recover the actual costs directly related to the management, data 
collection, and enforcement of the surfclam and ocean quahog ITQ 
program.
    (2) Fee responsibility. If you are an ITQ permit holder who holds 
ITQ quota share and receives an annual allocation pursuant to paragraph 
(a) of this section, you shall incur a cost recovery fee, based on all 
landings of surfclams or ocean quahogs authorized under your initial 
annual allocation of cage tags. You are responsible for paying the fee 
assessed by NMFS, even if the landings are made by another ITQ permit 
holder (i.e., if you transfer cage tags to another individual who 
subsequently uses those tags to land clams). If you permanently 
transfer your quota share, you are still responsible for any fee that 
results from your initial annual allocation of cage tags even if the 
landings are made after the quota share is permanently transferred.
    (3) Fee basis. NMFS will establish the fee percentages and 
corresponding per-tag fees for both the surfclam and ocean quahog ITQ 
fisheries each year. The fee percentages cannot exceed three percent of 
the ex-vessel value of surfclams and ocean quahogs harvested under the 
ITQ fisheries pursuant to section 304(d)(2)(B) of the Magnuson-Stevens 
Act.
    (i) Calculating fee percentage. In the first quarter of each 
calendar year, NMFS will calculate the fee percentages for both the 
surfclam and ocean quahog ITQ fisheries based on information from the 
previous year. NMFS will use the following equation to annually 
determine the fee percentages: Fee percentage = the lower of 3 percent 
or (DPC/V) x 100, where:
    (A) ``DPC,'' or direct program costs, are the actual incremental 
costs for the previous fiscal year directly related to the management, 
data collection, and enforcement of the ITQ program. ``Actual 
incremental costs'' mean those costs that would not have been incurred 
but for the existence of the ITQ program. If the amount of fees 
collected by NMFS is greater or lesser than the actual incremental 
costs incurred, the DPC will be adjusted accordingly for calculation of 
the fee percentage in the following year.

[[Page 14078]]

    (B) ``V'' is the total ex-vessel value from the previous calendar 
year attributable to the ITQ fishery.
    (ii) Calculating per-tag fee. To facilitate fee collection, NMFS 
will convert the annual fee percentages into per-tag fees for both the 
surfclam and ocean quahog ITQ fisheries. NMFS will use the following 
equation to determine each per-tag fee: Per-Tag Fee = (Fee Percentage x 
V)/T, where:
    (A) ``T'' is the number of cage tags used, pursuant to Sec.  
648.77, to land shellfish in the ITQ fishery in the previous calendar 
year.
    (B) ``Fee percentage'' and ``V'' are defined in paragraph (c)(i) of 
this section.
    (C) The per-tag fee is rounded down so that it is expressed in 
whole cents.
    (iii) Publication. During the first quarter of each calendar year, 
NMFS will announce the fee percentage and per-tag fee for the surfclam 
and ocean quahog ITQ fisheries, and publish this information on the 
Regional Office Web site (www.greateratlantic.fisheries.noaa.gov).
    (4) Calculating individual fees. If you are responsible for a cost 
recovery fee under paragraph (c)(2) of this section, the fee amount is 
the number of ITQ cage tags you were initially allocated at the start 
of the fishing year that were subsequently used to land shellfish 
multiplied by the relevant per-tag fee, as described in paragraph 
(c)(3)(ii) of this section. If no tags from your initial allocation are 
used to land clams you will not incur a fee.
    (5) Fee payment and collection. NMFS will send you a bill each year 
for any applicable ITQ cost recovery fee.
    (i) Payment due date. You must submit payment within 30 days of the 
date of the bill.
    (ii) Payment method. You may pay your bill electronically using a 
credit card or direct Automated Clearing House withdrawal from a 
designated checking account through the Federal web portal, 
www.pay.gov, or another internet site designated by the Regional 
Administrator. Instructions for electronic payment will be included 
with your bill and are available on the payment Web site. 
Alternatively, payment by check may be authorized by the Regional 
Administrator if he/she determines that electronic payment is not 
practicable.
    (6) Payment compliance. If you do not submit full payment by the 
due date, NMFS will notify you in writing via an initial administrative 
determination (IAD) letter.
    (i) IAD. In the IAD, NMFS will:
    (A) Describe the past-due fee;
    (B) Describe any applicable interest charges that may apply;
    (C) Provide you 30 days to either pay the specified amount or 
submit an appeal; and
    (D) Include instructions for submitting an appeal.
    (ii) Appeals. If you wish to appeal the IAD, your appeal must:
    (A) Be in writing;
    (B) Allege credible facts or circumstances;
    (C) Include any relevant information or documentation to support 
your appeal; and
    (D) Be received by NMFS no later than 30 calendar days after the 
date on the IAD. If the last day of the time period is a Saturday, 
Sunday, or Federal holiday, the time period will extend to the close of 
the business on the next business day. Your appeal must be mailed or 
hand delivered to the address specified in the IAD.
    (iii) Final decision--(A) Final decision on your appeal. If you 
appeal an IAD, the Regional Administrator shall appoint an appeals 
officer. After determining there is sufficient information and that all 
procedural requirements have been met, the appeals officer will review 
the record and issue a recommendation on your appeal to the Regional 
Administrator, which shall be advisory only. The recommendation must be 
based solely on the record. Upon receiving the findings and 
recommendation, the Regional Administrator, acting on behalf of the 
Secretary of Commerce, will issue a written decision on your appeal 
which is the final decision of the Department of Commerce.
    (B) Final decision if you do not appeal. If you do not appeal the 
IAD within 30 calendar days, NMFS will notify you via a final decision 
letter. The final decision will be from the Regional Administrator and 
is the final decision of the Department of Commerce.
    (C) If the final decision determines that you are out of 
compliance. (1) After the final decision has been made, NMFS may 
suspend your ITQ permit, thereby prohibiting any transfer of cage tags 
or quota share, use of associated cage tags to land surfclams or ocean 
quahogs, or renewal of your ITQ permit until the outstanding balance is 
paid in full, including any applicable interest.
    (2) The final decision will require full payment within 30 calendar 
days.
    (3) If full payment is not received within 30 calendar days of 
issuance of the final decision, NMFS may refer the matter to the 
appropriate authorities for the purposes of collection or enforcement.
    (7) Annual report. NMFS will publish annually a report on the 
status of the ITQ cost recovery program. The report will provide 
details of the costs incurred by NMFS for the management, data 
collection, and enforcement of the surfclam and ocean quahog ITQ 
program, and other relevant information at the discretion of the 
Regional Administrator.
0
6. In Sec.  648.79, revise paragraph (a)(1) to read as follows:


Sec.  648.79  Surfclam and ocean quahog framework adjustments to 
management measures.

    (a)* * *
    (1) Adjustment process. The MAFMC shall develop and analyze 
appropriate management actions over the span of at least two MAFMC 
meetings. The MAFMC must provide the public with advance notice of the 
availability of the recommendation(s), appropriate justification(s) and 
economic and biological analyses, and the opportunity to comment on the 
proposed adjustment(s) at the first meeting, and prior to and at the 
second MAFMC meeting. The MAFMC's recommendations on adjustments or 
additions to management measures must come from one or more of the 
following categories: Adjustments within existing ABC control rule 
levels; adjustments to the existing MAFMC risk policy; introduction of 
new AMs, including sub-ACTs; description and identification of EFH (and 
fishing gear management measures that impact EFH); habitat areas of 
particular concern; set-aside quota for scientific research; VMS; and 
suspension or adjustment of the surfclam minimum size limit. Issues 
that require significant departures from previously contemplated 
measures or that are otherwise introducing new concepts may require an 
amendment of the FMP instead of a framework adjustment.
* * * * *
[FR Doc. 2016-05846 Filed 3-15-16; 8:45 am]
BILLING CODE 3510-22-P lley End:?>



                                                    14072                 Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Proposed Rules

                                                    finding (see Request for Information for                Conclusion                                            References Cited
                                                    Status Reviews, above).                                    On the basis of our evaluation of the                 A complete list of references cited is
                                                    Evaluation of a Petition To List the                    information presented in the petitions                available on the Internet at http://
                                                    Yellow-Banded Bumble Bee as an                          under section 4(b)(3)(A) of the Act, we               www.regulations.gov and upon request
                                                    Endangered or Threatened Species                        have determined that the petitions                    from the appropriate lead field offices
                                                    Under the Act                                           summarized above for the acuna cacus,                 (contact the person listed under Table 3
                                                                                                            Arizona night lizard, Arizona wetsalts                in SUPPLEMENTARY INFORMATION).
                                                      Additional information regarding our
                                                                                                            tiger beetle, Bezy’s night lizard, Cheoah             Authors
                                                    review of this petition can be found as
                                                                                                            Bald salamander, Cow Knob
                                                    an appendix at http://                                                                                          The primary authors of this notice are
                                                                                                            salamander, MacDougal’s yellowtops,
                                                    www.regulations.gov under Docket No.                                                                          staff members of the Ecological Services
                                                                                                            Monito skink, Navasota ladies-tresses,
                                                    FWS–R5–ES–2016–0024 under the                                                                                 Program, U.S. Fish and Wildlife Service.
                                                                                                            Patagonia eyed silkmoth, reticulate
                                                    Supporting Documents section.
                                                                                                            collared lizard, South Mountain gray-                 Authority
                                                    Species and Range                                       cheeked salamander, and southern
                                                                                                                                                                    The authority for these actions is the
                                                       Yellow-banded bumble bee (Bombus                     dusky salamander do not present
                                                                                                                                                                  Endangered Species Act of 1973, as
                                                    terricola): Connecticut, Kentucky,                      substantial scientific or commercial
                                                                                                                                                                  amended (16 U.S.C. 1531 et seq.).
                                                    Illinois, Maine, Maryland,                              information indicating that the
                                                                                                            requested actions may be warranted.                     Dated: February 24, 2016.
                                                    Massachusetts, Michigan, Minnesota,
                                                                                                            Therefore, we are not initiating status               Stephen Guertin,
                                                    Montana, New Hampshire, New Jersey,
                                                    New York, North Carolina, North                         reviews for these species.                            Acting Director, U.S. Fish and Wildlife
                                                                                                               The petitions summarized above for                 Service.
                                                    Dakota, Ohio, Pennsylvania, Rhode
                                                    Island, South Dakota, Tennessee,                        the African elephant, American burying                [FR Doc. 2016–05699 Filed 3–15–16; 8:45 am]
                                                    Vermont, Virginia, West Virginia,                       beetle, Chinese pangolin, deseret                     BILLING CODE 4333–15–P

                                                    Wisconsin; Canada: Alberta, British                     milkvetch, giant ground pangolin,
                                                    Columbia, Manitoba, Newfoundland,                       Indian pangolin, Leoncita false-
                                                    Nova Scotia, Ontario, Quebec,                           foxglove, long-tailed pangolin,                       DEPARTMENT OF COMMERCE
                                                    Saskatchewan.                                           Philippine pangolin, Rio Grande chub,
                                                                                                            Rio Grande sucker, Sunda pangolin, tree               National Oceanic and Atmospheric
                                                    Petition History                                        pangolin, southwestern willow                         Administration
                                                       On September 15, 2015, we received                   flycatcher, western bumble bee, and
                                                    a petition dated September 15, 2015,                    yellow-banded bumble bee present                      50 CFR Part 648
                                                    from Defenders of Wildlife requesting                   substantial scientific or commercial                  [Docket No. 150902808–6155–01]
                                                    that the yellow-banded bumble bee                       information indicating that the
                                                    (Bombus terricola) be listed as                         requested actions may be warranted.                   RIN 0648–BF04
                                                    threatened or endangered and critical                      Because we have found that these
                                                                                                            petitions present substantial                         Fisheries of the Northeastern United
                                                    habitat be designated for this species                                                                        States; Amendment 17 to the Atlantic
                                                    under the Act. The petition clearly                     information indicating that the
                                                                                                            petitioned actions may be warranted, we               Surfclam and Ocean Quahog Fishery
                                                    identified itself as such and included                                                                        Management Plan
                                                    the requisite identification information                are initiating status reviews to
                                                    for the petitioner, required at 50 CFR                  determine whether these actions under                 AGENCY:  National Marine Fisheries
                                                    424.14(a). This finding addresses the                   the Act are warranted. At the conclusion              Service (NMFS), National Oceanic and
                                                    petition.                                               of each status review, we will issue a                Atmospheric Administration (NOAA),
                                                                                                            finding, in accordance with section                   Commerce.
                                                    Finding                                                 4(b)(3)(B) of the Act, as to whether or               ACTION: Proposed rule; request for
                                                       Based on our review of the petition                  not the Service finds that the petitioned             comments.
                                                    and sources cited in the petition, we                   action is warranted.
                                                    find that the petition presents                            It is important to note that the                   SUMMARY:   NMFS proposes regulations to
                                                    substantial scientific or commercial                    standard for a 90-day finding differs                 implement Amendment 17 to the
                                                    information indicating that listing the                 from the Act’s standard that applies to               Atlantic Surfclam and Ocean Quahog
                                                    yellow-banded bumble bee (Bombus                        a status review to determine whether a                Fishery Management Plan. Amendment
                                                    terricola) may be warranted, based on                   petitioned action is warranted. In                    17 management measures were
                                                    Factors A, C, D, and E. However, during                 making a 90-day finding, we consider                  developed by the Mid-Atlantic Fishery
                                                    our status review, we will thoroughly                   only the information in the petition and              Management Council to: Add cost
                                                    evaluate all potential threats to the                   in our files, and we evaluate merely                  recovery provisions for the Individual
                                                    species, including the extent to which                  whether that information constitutes                  Transferable Quota component of the
                                                    any protections or other conservation                   ‘‘substantial information’’ indicating                fishery; modify how biological reference
                                                    efforts have reduced those threats. Thus,               that the petitioned action ‘‘may be                   points are incorporated into the fishery
                                                    for this species, the Service requests any              warranted.’’ In a 12-month finding, we                management plan; and remove the
                                                    information relevant to whether the                     must complete a thorough status review                plan’s optimum yield range. These
                                                    species falls within the definition of                  of the species and evaluate the ‘‘best                changes are intended to make the
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                    either an endangered species under                      scientific and commercial data                        management plan consistent with
                                                    section 3(6) of the Act or a threatened                 available’’ to determine whether a                    requirements of the Magnuson-Stevens
                                                    species under section 3(20), including                  petitioned action ‘‘is warranted.’’                   Act, and to improve the management of
                                                    information on the five listing factors                 Because the Act’s standards for 90-day                these fisheries.
                                                    under section 4(a)(1) and any other                     and 12-month findings are different, a                DATES: Comments must be received on
                                                    factors identified in this finding (see                 substantial 90-day finding does not                   or before April 15, 2016.
                                                    Request for Information for Status                      mean that the 12-month finding will                   ADDRESSES: You may submit comments
                                                    Reviews, above).                                        result in a ‘‘warranted’’ finding.                    on this document, identified by NOAA–


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                                                                          Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Proposed Rules                                            14073

                                                    NMFS–2015–0057, by any of the                           administrative changes to improve the                 fishery, which would increase the
                                                    following methods:                                      efficiency of the FMP.                                amount charged in bills the following
                                                       • Electronic Submission: Submit all                  Cost Recovery
                                                                                                                                                                  year. To avoid these additional costs, we
                                                    electronic public comments via the                                                                            would apply any over- or under-
                                                    Federal e-Rulemaking Portal. Go to                        The Magnuson-Stevens Act requires                   collection to our calculation of
                                                    www.regulations.gov/#!docket                            each limited access privilege program,                recoverable costs and per-tag fees for the
                                                    Detail;D=NOAA-NMFS-2015-0057, click                     such as the surfclam/ocean quahog ITQ                 following year. Our communications
                                                    the ‘‘Comment Now!’’ icon, complete                     program, to include measures to recover               with the ITQ permit holders each year
                                                    the required fields, and enter or attach                the costs of management, data collection              will make clear that any prior over- or
                                                    your comments.                                          and analysis, and enforcement activities              under-collection adjustments will be
                                                                                                            involved with the program. This action                incorporated into the following year’s
                                                       • Mail: Submit written comments to
                                                                                                            proposes to implement a cost recovery                 cost-recovery billing.
                                                    John K. Bullard, Regional
                                                                                                            program for the surfclam and ocean                       The Council produced an analysis as
                                                    Administrator, NMFS, Greater Atlantic
                                                                                                            quahog ITQ fisheries modeled on the                   part of Amendment 17 using 2013
                                                    Regional Fisheries Office, 55 Great
                                                                                                            Council’s existing cost recovery program              landings and ex-vessel value and
                                                    Republic Drive, Gloucester, MA 01930.
                                                                                                            for the Tilefish Individual Fishing                   assuming a 0.2-percent fee, which
                                                    Mark the outside of the envelope:
                                                                                                            Quota (IFQ) Program.                                  represents approximately $100,000 of
                                                    ‘‘Comments on Surfclam/Ocean Quahog                       Under the proposed program, any
                                                    Amendment 17.’’                                                                                               recoverable costs. This analysis showed
                                                                                                            surfclam or ocean quahog ITQ permit                   that fees would have been $0.56 per
                                                       Instructions: Comments sent by any                   holder (also referred to in this preamble             surfclam cage tag and $0.27 per ocean
                                                    other method, to any other address or                   as ‘‘allocation holders’’) who has quota              quahog cage tag. A scenario using the
                                                    individual, or received after the end of                share (i.e., receives an initial allocation           statutory maximum 3 percent showed
                                                    the comment period, may not be                          of cage tags each year) would be                      the fees could have been as high as
                                                    considered by NMFS. All comments                        responsible for paying a fee at the end               $8.36 per surfclam tag and $4.10 per
                                                    received are a part of the public record                of the year. The fee would be based on                ocean quahog tag. However, reaching
                                                    and will generally be posted for public                 the number of the ITQ permit holder’s                 that 3-percent maximum would require
                                                    viewing on www.regulations.gov                          cage tags that were ultimately used to                recoverable costs to be over $1.5
                                                    without change. All personal identifying                land clams that year. In the first quarter            million, far higher than any reasonable
                                                    information (e.g., name, address, etc.),                of each year, the Greater Atlantic                    estimate for the management costs for
                                                    confidential business information, or                   Regional Fisheries Office (GARFO)                     these fisheries. Annual recoverable costs
                                                    otherwise sensitive information                         would announce the fee percentage and                 for the first 5 years of our other Greater
                                                    submitted voluntarily by the commenter                  the associated per-tag fee for that year,             Atlantic Region IFQ fisheries have
                                                    may be publicly accessible. NMFS will                   and distribute this announcement                      averaged approximately $21,000 for the
                                                    accept anonymous comments (enter ‘‘N/                   widely. Although annual fee                           Tilefish IFQ Program, and $113,000 for
                                                    A’’ in the required fields if you wish to               information would not be published in                 the Limited Access General Category
                                                    remain anonymous). Attachments to                       the Federal Register, distribution of the             Scallop IFQ Program. Based on the
                                                    electronic comments will be accepted in                 GARFO announcement would include                      management requirements of these
                                                    Microsoft Word, Excel, or Adobe PDF                     posting it on the GARFO Web site and                  programs, we anticipate total costs for
                                                    file formats only.                                      sending it to each ITQ permit holder                  the surfclam and ocean quahog ITQ
                                                       Copies of Amendment 17, including                    with quota share. The fee percentage                  program would be somewhere between
                                                    the draft Environmental Assessment,                     would be based on the total recoverable               the costs of these other programs.
                                                    preliminary Regulatory Impact Review,                   costs from the prior fiscal year, adjusted               If allocation holders transfer some or
                                                    and economic analysis, are available                    for any prior over- or under-collection,              all of their cage tags or quota share after
                                                    from the Mid-Atlantic Fishery                           divided by the total ex-vessel value of               the start of the fishing year, they would
                                                    Management Council, 800 North State                     the fishery. The resulting percentage                 still be liable for any cost recovery fee
                                                    Street, Suite 201, Dover, DE 19901. The                 cannot exceed the 3-percent statutory                 based on landings of their initial
                                                    EA/RIR is also accessible via the                       maximum. Then NMFS would calculate                    allocation. Here is an example of how
                                                    Internet at:                                            a per-tag fee based on the total number               this might work for an allocation holder:
                                                    www.greateratlantic.fisheries.noaa.gov.                 of cage tags used to land surfclams or                Carol has a surfclam ITQ permit with a
                                                                                                            ocean quahogs in the previous year.                   quota share ratio of 0.02, meaning she
                                                    FOR FURTHER INFORMATION CONTACT:
                                                                                                            This tag fee would be separate from, and              is allocated 2 percent of the total
                                                    Douglas Potts, Fishery Policy Analyst,                  in addition to, the price allocation                  surfclam ITQ quota each year. If in a
                                                    978–281–9341.                                           holders currently pay to the tag vendor               given year the quota is 1 million bushels
                                                    SUPPLEMENTARY INFORMATION:                              to obtain the physical cage tags each                 (53.2 million L), Carol’s allocation
                                                    Background                                              year.                                                 would be 20,000 bushels (1.6 million L),
                                                                                                              This process includes an inherent                   or 625 cage tags (i.e., 20,000 (1.6 million
                                                       This action proposes regulations to                  assumption that a similar number of                   L) bushels divided by 32 bushels (1,700
                                                    implement Amendment 17 to the                           cage tags will be used each year. While               L) per cage). In the first quarter of the
                                                    Atlantic Surfclam and Ocean Quahog                      the fishery has been largely stable over              year, NMFS announces that the fee will
                                                    Fishery Management Plan (FMP). The                      time, many factors (e.g., weather events,             be $0.50 per tag. Over the course of the
                                                    Mid-Atlantic Fishery Management                         market demand, etc.) may result in the                year, Carol uses 200 cages to harvest
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                    Council developed this amendment to                     use of more or fewer tags in any given                surfclams, and leases 400 cage tags to
                                                    establish a program to recover the costs                year. As a result, we fully anticipate                Bob. Bob in turn uses 100 cage tags and
                                                    of managing the surfclam and ocean                      that, in some years, we will collect more             leases the 300 remaining tags to Joe who
                                                    quahog individual transferable quota                    or less money than is necessary to                    uses 150. Because each cage tag has a
                                                    (ITQ) fisheries, as required by the                     recover our costs. Refunding over-                    unique number, we can identify which
                                                    Magnuson-Stevens Fishery                                collections and issuing supplemental                  tags originated from Carol’s allocation
                                                    Conservation and Management Act                         bills to make up for shortfalls would                 no matter how many times they were
                                                    (Magnuson-Stevens Act), and to make                     increase the cost of administering the                leased. Of the original 625 tag allocation


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                                                    14074                     Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Proposed Rules

                                                    a total of 450 tags were used; 200 by                         Under these proposed regulations, at the                tags were used in 2017 and the 2017
                                                    Carol, 100 by Bob, 150 by Joe, and 175                        start of the 2017 calendar year, we                     per-tag fee. At the same time, we would
                                                    tags were never used. At the end of the                       would use the total recoverable costs                   announce the fee percentage and per-tag
                                                    fishing year, Carol would receive a cost                      from the 2016 fiscal year (October 1,                   fees for the 2018 fishing year. If the total
                                                    recovery bill for $225.00 based on the                        2015, through September 30, 2016) and                   amount to be collected is higher or
                                                    $0.50 tag fee multiplied by the 450 tags                      the total value of the fisheries in the                 lower than the total recoverable costs
                                                    that were used to land surfclams.                             2016 calendar year, to calculate fee                    used to calculate the 2017 per-tag fee
                                                       We have already begun tracking                             percentages for both surfclam and ocean                 (i.e., the fiscal year 2016 recoverable
                                                    recoverable costs in these fisheries. To                      quahogs. We would then use the total                    costs), we would adjust the fiscal year
                                                    the extent possible, we are tracking the                      number of tags used during the 2016
                                                                                                                                                                          2017 recoverable costs accordingly
                                                    recoverable costs of the surfclam and                         fishing year to determine a per-tag fee
                                                    ocean quahog fisheries separately,                                                                                    when calculating the 2018 per-tag fee.
                                                                                                                  for the 2017 fishing year.
                                                    although some costs are shared (e.g.,                            In early 2018 (most likely February or               This anticipated timeline is detailed in
                                                    routine maintenance of our database for                       March) we would issue the first cost                    Table 1.
                                                    tracking allocations and cage tags).                          recovery bills based on how many cage

                                                                     TABLE 1—SURFCLAM AND OCEAN QUAHOG PROPOSED COST RECOVERY IMPLEMENTATION TIMELINE
                                                                        Date                                                                               Anticipated action

                                                    October 2015 ..................................    NMFS begins tracking recoverable costs for surfclam and ocean quahog ITQ fisheries.
                                                    March 2017 .....................................   NMFS announces the 2017 cost recovery per-tag fee, based on recoverable costs in fiscal year 2016 and
                                                                                                         the total number of cage tags used in calendar year 2016.
                                                    March 2018 .....................................   NMFS issues a 2017 bill to each ITQ shareholder based on the previously announced per-tag fee and how
                                                                                                         many of the shareholder’s 2017 cage tags were ultimately used to land clams.
                                                    March 2018 .....................................   Concurrent with issuing bills for 2017, NMFS announces the 2018 cost recovery per-tag fee, based on
                                                                                                         costs in fiscal year 2017 (adjusted for any anticipated over- or under-collection) and the total number of
                                                                                                         cage tags used in calendar year 2017.
                                                    Subsequent years ...........................       Each year, NMFS would issue bills for the previous fishing year and announce the cost recovery per-tag
                                                                                                         fee for the current fishing year.



                                                       Cost recovery bills would be due                           the Regional Administrator determines                   (whether or not there was an appeal)
                                                    within 30 days of the date of the bill,                       that electronic payment is not                          finds that ITQ permit holder is out of
                                                    and would be paid using the Greater                           practicable.                                            compliance, full payment would be
                                                    Atlantic Regional Fisheries Office’s                             The proposed regulations include                     required within 30 days. Following a
                                                    fishing industry Web site: Fish Online                        procedures in case an ITQ permit holder                 final determination, we may also
                                                    (www.greateratlantic.fisheries.noaa.gov/                      should fail to pay their cost recovery                  suspend the ITQ permit, thereby
                                                    apps/login/login). Fish Online is a                           bill. If a bill is not paid by the due date,            prohibiting any transfer of cage tags or
                                                    secure Web site and NMFS provides a                           NMFS would issue a demand letter,                       quota share, use of associated cage tags
                                                    username and password for individuals                         formally referred to as an initial                      to land surfclams or ocean quahogs, or
                                                    to access their accounts. Members of the                      administrative determination. This                      renewal of the ITQ permit until full
                                                    fishing industry may use the site to                          letter would describe the past-due fee,                 payment, including any interest or
                                                    check details about their fishing permit                      describe any applicable interest or                     penalties, is received. If full payment is
                                                    and landings. The Web page has been                           penalties that may apply, stipulate a 30-               not received within this final 30-day
                                                                                                                  day deadline to either pay the amount                   period as required, we may then refer
                                                    used since 2010 to collect cost recovery
                                                                                                                  due or submit a formal appeal to the                    the matter to the appropriate authorities,
                                                    payments for the Tilefish IFQ and
                                                                                                                  Regional Administrator, and provide                     including the Department of Treasury,
                                                    Limited Access General Category
                                                                                                                  instructions for submitting such an                     for collection.
                                                    Scallop IFQ fisheries. Cost recovery bills                    appeal. If no appeal is submitted by the                   Each year NMFS would issue a report
                                                    may be paid with a credit card or with                        deadline, the Regional Administrator                    on the status of the ITQ cost recovery
                                                    an account number and routing number                          would issue a final decision letter. An                 program. This report would provide
                                                    from a bank account, often referred to as                     appeal must be submitted in writing,                    details of the recoverable costs to be
                                                    an Automated Clearing House or ACH                            allege credible facts or circumstances,                 collected, the success of previous
                                                    payment. Once bills are issued, ITQ                           and include any relevant information or                 collection efforts, and other relevant
                                                    shareholders would be able to log onto                        documentation to support the appeal. If                 information.
                                                    Fish Online and access the Cost                               an appeal is submitted, the Regional
                                                    Recovery section. Payments made                               Administrator would appoint an                          Biological Reference Points
                                                    through Fish Online are processed using                       appeals officer to determine if there is                   Under National Standard 1, the
                                                    the U.S. Treasury Department’s Pay.gov                        sufficient information to support the                   Magnuson-Stevens Act requires that
                                                    tool, and no bank account or credit card                      appeal and that all procedural                          each Council FMP define overfishing as
                                                    information is retained by NMFS. We                           requirements have been met. The                         a rate or level of fishing mortality (F)
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                                                    would not be able to accept partial                           appeals officer would then review the                   that jeopardizes a fishery’s capacity to
                                                    payments or advance payments before                           record and issue a recommendation to                    produce maximum sustainable yield
                                                    bills are issued. We do not anticipate                        the Regional Administrator. The                         (MSY) on a continuing basis, and
                                                    that other payment methods would be                           Regional Administrator, acting on behalf                defines an overfished stock as a stock
                                                    accepted, as the proposed payment                             of the Secretary of Commerce, would                     size that is less than a minimum
                                                    system has been effective for other cost                      then review the appeal and issue a                      biomass threshold (see 50 CFR
                                                    recovery programs. However, other                             written decision. If the Regional                       600.310(e)(2)). The Magnuson-Stevens
                                                    payment methods may be authorized if                          Administrator’s final determination                     Act also requires that each FMP specify


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                                                                          Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Proposed Rules                                           14075

                                                    objective and measurable status                         would be based upon the best scientific               (ABC) recommendations that address
                                                    determination criteria (i.e., biological                information, consistent with National                 scientific uncertainty based on the
                                                    reference points) for identifying when                  Standards 1 and 2. BMSY is the stock                  information provided in the peer
                                                    stocks covered by the FMP are                           biomass associated with MSY. The                      reviewed assessment of the stock. The
                                                    overfished or subject to overfishing (see               minimum stock size threshold (1⁄2 BMSY)               SSC would provide these
                                                    section 303(a)(10), 16 U.S.C. 1853). To                 or a reasonable proxy may be defined as               recommendations to the Council. In
                                                    fulfill these requirements, status                      a function of (but not limited to): Total             addition, the Council’s Industry
                                                    determination criteria are comprised of                 stock biomass; spawning stock biomass;                Advisory groups are often engaged to
                                                    two components: (1) A maximum                           total egg production; and may include                 provide management recommendations
                                                    fishing mortality threshold; and (2) a                  males, females, both, or combinations                 to the Council. The Council would then
                                                    minimum stock size threshold.                           and ratios thereof that provide the best              consider all available information and
                                                       Currently, the biological reference                  measure of productive capacity for each               advice when developing its own
                                                    points in the FMP were set by                           of the species managed under the FMP.                 recommendations to put forward
                                                    Amendment 12 for ocean quahog                           The minimum stock size threshold                      through the regulatory process for
                                                    (October 26, 1999; 64 FR 57587) and                     would be the level of productive                      setting the annual specifications for the
                                                    Amendment 13 for surfclam (December                     capacity associated with the relevant 1⁄2             upcoming fishing year, which is the
                                                    16, 2003; 68 FR 69970). Although                        MSY level. Should the measure of                      primary mechanism for updating and
                                                    several stock assessments since these                   productive capacity for the stock fall                adjusting management measures on a
                                                    amendments have produced new                            below this minimum threshold, the                     regular basis in order to meet the goals
                                                    biological reference points, there has not              stock would be considered overfished as               of the FMP.
                                                    been an FMP amendment to adjust the                     defined by the Magnuson-Stevens Act.
                                                    figures in the plan. As a result, the                                                                         Optimum Yield
                                                                                                            The target for rebuilding, when
                                                    definitions in the FMP have become                      applicable, is specified as BMSY (or                    Currently, the FMP specifies a
                                                    inconsistent with the best scientific                   reasonable proxy thereof) at the level of             surfclam optimum yield range of 1.85–
                                                    information available. This action                      productive capacity associated with the               3.40 million bushels (98.5 to 181.0
                                                    would modify how these biological                       relevant MSY level, under the same                    million L), and an ocean quahog the
                                                    reference points are defined in the FMP.                definition of productive capacity as                  optimum yield range of 4.00–6.00
                                                    Rather than using specific definitions,                 specified for the minimum stock size                  million bushels (213.0 to 319.4 million
                                                    the FMP would include broad criteria to                 threshold.                                            L). The Council must select commercial
                                                    allow for greater flexibility in                           Specific definitions or modifications              quotas within these ranges. Under the
                                                    incorporating changes to the definitions                to the status determinations criteria, and            current FMP process, modification to
                                                    of the maximum fishing mortality                        their associated values, would result                 the upper end of the ranges would
                                                    threshold and/or minimum stock size                     from the most recent peer-reviewed                    require a framework adjustment.
                                                    threshold as the best scientific                        stock assessments and their panelist                  Commercial quotas may be set below
                                                    information consistent with National                    recommendations. The Northeast                        the lower bounds if the SSC sets a lower
                                                    Standards 1 and 2 becomes available.                    Regional Stock Assessment Workshop/                   ABC, resulting in an optimum yield
                                                    The Council has already adopted this                    Stock Assessment Review Committee                     range that is higher than ABC. The
                                                    approach in several of its other FMPs,                  (SAW/SARC) process is the primary                     current optimum yield ranges in the
                                                    and this change would make the                          mechanism utilized in the Greater                     FMP were based on scientific
                                                    Surfclam and Ocean Quahog FMP                           Atlantic Region at present to review                  information and industry input from the
                                                    consistent with these other FMPs.                       scientific stock assessment advice,                   1980’s, and have not been adjusted to
                                                       The maximum fishing mortality                        including status determination criteria,              reflect subsequent changes in our
                                                    threshold for surfclams and ocean                       for federally-managed species. There are              understanding of the biology of these
                                                    quahogs would be defined as FMSY (or                    also periodic reviews, which occur                    stocks.
                                                    a reasonable proxy thereof), which is a                 outside the SAW/SARC process that are                   This action proposes to remove the
                                                    function of productive capacity, and                    subject to rigorous peer-review and may               optimum yield ranges from the FMP,
                                                    would be based upon the best scientific                 also result in scientific advice to modify            but commercial quotas for surfclam and
                                                    information consistent with National                    or change the existing stock status                   ocean quahog would continue to be set
                                                    Standards 1 and 2. Specifically, FMSY is                determination criteria. These periodic                under the existing system of catch
                                                    the fishing mortality rate associated                   reviews outside the SARC process could                limits. This is consistent with the other
                                                    with MSY. The maximum fishing                           include any of the following review                   FMPs that the Council manages;
                                                    mortality threshold (FMSY) or a                         processes listed below, as deemed                     surfclam and ocean quahog are the only
                                                    reasonable proxy may be defined as a                    appropriate by the Council and NMFS.                  stocks with optimum yield ranges
                                                    function of (but not limited to): Total                    • Council Scientific and Statistical               specified in the FMP.
                                                    stock biomass; spawning stock biomass;                  Committee (SSC) Review                                  As prescribed under this quota setting
                                                    total egg production; and may include                      • Council externally contracted                    process, the Council may not exceed the
                                                    males, females, both, or combinations                   reviews with independent experts (e.g.,               ABC recommendations of the SSC, and
                                                    and ratios thereof that provide the best                Center for Independent Experts—CIE)                   would continue to specify annual catch
                                                    measure of productive capacity for each                    • NMFS internally conducted review                 limits, targets, and commercial quotas as
                                                    of the species managed under the FMP.                   (e.g., comprised of NMFS scientific and               otherwise described in the FMP. As part
                                                    Exceeding the established fishing                                                                             of the specifications process, the
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                                                                                                            technical experts from NMFS Science
                                                    mortality threshold would constitute                    Centers or Regions)                                   advisory panel would develop
                                                    overfishing as defined by the Magnuson-                    • NMFS externally contracted review                recommendations for commercial
                                                    Stevens Act.                                            with independent experts (e.g., CIE)                  quotas, including optimum yield
                                                       The minimum stock size threshold for                    The scientific advice developed on                 recommendations which would be
                                                    each of the species under the FMP                       stock status determination criteria                   provided to the Council.
                                                    would be defined as 1⁄2 BMSY (or a                      would be provided to the Council’s SSC.                 This action also proposes a
                                                    reasonable proxy thereof), which is a                   The SSC would use this information to                 modification to the regulations pursuant
                                                    function of productive capacity, and                    develop acceptable biological catch                   to the Secretary’s authority under


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                                                    14076                            Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Proposed Rules

                                                    section 305(d) of the Magnuson-Stevens                                     observer requirement because they also                  for finfish businesses. Using these
                                                    Act (16 U.S.C. 1855(d)) to ensure that                                     carry another Federal permit.                           definitions, there are 26 small entities
                                                    FMPs are implemented as intended and                                         Pursuant to section 303(c) of the                     and 3 large entities that landed surfclam
                                                    consistent with the requirements of the                                    Magnuson-Stevens Act, the Council has                   and/or ocean quahog in 2013, the most
                                                    Magnuson-Stevens Act. This action                                          deemed that this proposed rule is                       recent year of data available to the
                                                    proposes to modify the regulations at 50                                   necessary and appropriate for the                       Council during development of
                                                    CFR 648.11(a) so that vessels holding a                                    purpose of implementing Amendment                       Amendment 17.
                                                    Federal permit for Atlantic surfclam or                                    17, with the exception of the measure                      The alternatives for the mechanism to
                                                    ocean quahog are included on the list of                                   noted above as proposed under the                       update biological reference points and
                                                    vessels required to carry a NMFS-                                          Secretary’s authority under section                     to change the optimum yield range in
                                                    certified fisheries observer if requested                                  305(d) of the Magnuson-Stevens Act.                     the FMP are administrative in nature.
                                                    by the Regional Administrator. All other                                   Classification                                          None of the alternatives are expected to
                                                    Federal fisheries permits issued in the                                                                                            change fishing methods or activities, nor
                                                                                                                                  Pursuant to section 304(b)(1)(A) of the              will they alter the catch and landings
                                                    Greater Atlantic Region are already                                        Magnuson-Stevens Act, the NMFS
                                                    covered by either § 648.11(a) or a similar                                                                                         limits for these species or the allocation
                                                                                                                               Assistant Administrator has determined                  of the resources among user groups.
                                                    provision at § 697.12(a), which applies                                    that this proposed rule is consistent
                                                    to vessels with an American lobster                                                                                                These administrative alternative
                                                                                                                               with Amendment 17, other provisions
                                                    permit. The recent Standardized                                                                                                    measures are not expected to impact the
                                                                                                                               of the Magnuson-Stevens Act, and other
                                                    Bycatch Reporting Methodology (SBRM)                                                                                               economic aspects of these fisheries, as
                                                                                                                               applicable law, subject to further
                                                    Omnibus Amendment final rule (June                                                                                                 they are not expected to produce
                                                                                                                               consideration after public comment.
                                                    30, 2015; 80 FR 37182) modified how at-                                       This proposed rule has been                          changes in landings, prices, consumer
                                                    sea observers are assigned to fishing                                      determined to be not significant for                    and producer surplus, harvesting costs,
                                                    vessels. The Council’s discussions of                                      purposes of Executive Order 12866.                      enforcement costs, or to have
                                                                                                                                  The Council prepared a draft                         distributional effects.
                                                    that action and analysis of alternatives
                                                                                                                               environmental assessment (EA) for this                     Four alternatives were considered for
                                                    clearly indicate the Council intended for
                                                                                                                               FMP amendment that analyzes the                         the development of a cost recovery
                                                    the requirement (that vessels carry a
                                                                                                                               impacts on the environment as a result                  program. All of the alternatives would
                                                    NMFS-certified observer if requested by
                                                                                                                               of this action. A copy of the draft EA is               recover the costs of management, data
                                                    the Regional Administrator) to apply to
                                                                                                                               available from the Federal e-Rulemaking                 collection and analysis, and
                                                    all fisheries subject to the SBRM
                                                                                                                               portal www.regulations.gov. Type                        enforcement activities related to the ITQ
                                                    Omnibus Amendment final rule. The                                                                                                  program, as required by the Magnuson-
                                                    surfclam and ocean quahog fisheries                                        ‘‘NOAA–NMFS–2015–0057’’ in the
                                                                                                                               Enter Keyword or ID field and click                     Stevens Act. Each alternative varies in
                                                    have historically had very low bycatch                                                                                             how these costs would be distributed
                                                    and have been a low priority for                                           search. A copy of the draft EA is also
                                                                                                                               available upon request from the Council                 across the fishery. The total recovered
                                                    observer coverage. Prior to the SBRM                                                                                               costs could be up to the statutory
                                                                                                                               (see ADDRESSES).
                                                    Omnibus Amendment final rule, NMFS                                                                                                 maximum of 3 percent of the ex-vessel
                                                                                                                                  The Chief Counsel for Regulation of
                                                    used its discretion to prioritize observer                                                                                         value of surfclams and ocean quahogs
                                                                                                                               the Department of Commerce certified
                                                    coverage to other fishing fleets. The                                      to the Chief Counsel for Advocacy of the                harvested under the ITQ program,
                                                    SBRM Omnibus Amendment final rule                                          Small Business Administration (SBA)                     although estimates predict that the
                                                    removed this discretion and                                                that this proposed rule, if adopted,                    recoverable costs would be much lower
                                                    implemented a formulaic process for                                        would not have a significant economic                   than this maximum. A conservative
                                                    assigning observer coverage across                                         impact on a substantial number of small                 initial estimate placed costs at
                                                    fisheries. This resulted in observer                                       entities. The Council prepared an                       approximately $100,000 annually, or
                                                    coverage being assigned to the surfclam                                    analysis of the potential economic                      about 0.2 percent of the ex-vessel value
                                                    and ocean quahog fisheries. Subsequent                                     impacts of this action, which is                        of the fishery in 2013. For comparison,
                                                    to the publication of the SBRM                                             included in the draft EA for this action                both a 3-percent fee and a 0.2-percent
                                                    Omnibus Amendment final rule, it                                           and supplemented by information                         fee were used in the analysis of
                                                    became apparent that § 648.11(a) does                                      contained in the preamble of this                       potential economic impact of the
                                                    not currently apply to surfclam and                                        proposed rule. The SBA defines a small                  alternatives. Table 2 presents the
                                                    ocean quahog vessel permits. Over 700                                      business in the commercial harvesting                   average cost associated with a 0.2- and
                                                    vessels have a surfclam or ocean quahog                                    sector, as a firm with receipts (gross                  3-percent cost recovery program for
                                                    permit. However, all but 15 of those                                       revenues) of up to $5.5 million for                     active surfclam and ocean quahog
                                                    vessels are already subject to this                                        shellfish businesses and $20.5 million                  fishery small entities in 2013.
                                                          TABLE 2—ACTIVE SURFCLAM AND OCEAN QUAHOG FISHERY SMALL ENTITIES IN 2013, INCLUDING ENTITY AVERAGE
                                                                                   SURFCLAM AND OCEAN QUAHOG (SC/OQ) REVENUES
                                                                                                                                                                             Average         Average         Per firm        Per firm
                                                                                                                                                                                cost            cost      average cost    average cost
                                                                                                                           Count           Average           Average        associated      associated     associated      associated
                                                                            Revenue                                       of small          gross            SC/OQ              with            with           with            with
                                                                    (millions of dollars (M))                              entity
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                                                                                                                                           receipts          receipts      a 0.2-percent    a 3-percent   a 0.2-percent    a 3-percent
                                                                                                                           firms                                           fee recovery    fee recovery   fee recovery    fee recovery
                                                                                                                                                                             program         program        program         program

                                                    0–1M .............................................................               17       $421,701         $393,488             $787        $11,805             $46          $694
                                                    1–2M .............................................................                5      1,366,782        1,355,820            2,712         40,675             542          8,135
                                                    2–5.5M ..........................................................                 4      3,591,773        3,489,377            6,979        104,681           1,745         26,170

                                                          Total .......................................................              26      1,091,150        1,054,843            2,110         31,645              81          1,217




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                                                                          Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Proposed Rules                                            14077

                                                       As illustrated by this analysis and                  are responsible by the due date                       § 648.74 Individual Transferable Quota
                                                    Table 2 (above), the anticipated annual                 specified in a final decision, as specified           (ITQ) Program.
                                                    fee for each small entity is very low                   at § 648.74(c)(6)(iii)(C).                            *       *     *    *     *
                                                    under both the anticipated 0.2-percent                     (ii) Possess or land surfclams or ocean               (c) ITQ cost recovery—(1) General.
                                                    fee and the statutory maximum 3-                        quahogs harvested in or from the EEZ if               The cost recovery program collects fees
                                                    percent fee, and would not have a                       the associated ITQ permit has been                    of up to three percent of the ex-vessel
                                                    significant economic impact on a                        suspended for non-payment, as                         value of surfclams or ocean quahogs
                                                    substantial number of small entities.                   specified at § 648.74(c)(6)(iii)(C).                  harvested under the ITQ program in
                                                       As a result, an initial regulatory                   *       *    *     *     *                            accordance with the Magnuson-Stevens
                                                    flexibility analysis is not required and                ■ 4. In § 648.72, revise paragraphs (a)               Act. NMFS collects these fees to recover
                                                    none has been prepared.                                 introductory text and (a)(1) to read as               the actual costs directly related to the
                                                    List of Subjects in 50 CFR Part 648                     follows:                                              management, data collection, and
                                                                                                                                                                  enforcement of the surfclam and ocean
                                                      Fisheries, Fishing, Reporting and                     § 648.72 Surfclam and ocean quahog                    quahog ITQ program.
                                                    recordkeeping requirements.                             specifications.                                          (2) Fee responsibility. If you are an
                                                      Dated: March 10, 2016.                                   (a) Establishing catch quotas. The                 ITQ permit holder who holds ITQ quota
                                                    Samuel D. Rauch III,                                    amount of surfclams or ocean quahogs                  share and receives an annual allocation
                                                    Deputy Assistant Administrator for                      that may be caught annually by fishing                pursuant to paragraph (a) of this section,
                                                    Regulatory Programs, National Marine                    vessels subject to these regulations will             you shall incur a cost recovery fee,
                                                    Fisheries Service.                                      be specified for up to a 3-year period by             based on all landings of surfclams or
                                                                                                            the Regional Administrator.                           ocean quahogs authorized under your
                                                      For the reasons set out in the
                                                                                                            Specifications of the annual quotas will              initial annual allocation of cage tags.
                                                    preamble, 50 CFR part 648 is proposed
                                                                                                            be accomplished in the final year of the              You are responsible for paying the fee
                                                    to be amended as follows:
                                                                                                            quota period, unless the quotas are                   assessed by NMFS, even if the landings
                                                    PART 648—FISHERIES OF THE                               modified in the interim pursuant to                   are made by another ITQ permit holder
                                                    NORTHEASTERN UNITED STATES                              paragraph (b) of this section.                        (i.e., if you transfer cage tags to another
                                                                                                               (1) Quota reports. On an annual basis,             individual who subsequently uses those
                                                    ■ 1. The authority citation for part 648                MAFMC staff will produce and provide                  tags to land clams). If you permanently
                                                    continues to read as follows:                           to the MAFMC an Atlantic surfclam and                 transfer your quota share, you are still
                                                        Authority: 16 U.S.C. 1801 et seq.                   ocean quahog annual quota                             responsible for any fee that results from
                                                                                                            recommendation paper based on the                     your initial annual allocation of cage
                                                    ■ 2. In § 648.11, revise paragraph (a) to               ABC recommendation of the SSC, the                    tags even if the landings are made after
                                                    read as follows:                                        latest available stock assessment report              the quota share is permanently
                                                    § 648.11 At-sea sea sampler/observer                    prepared by NMFS, data reported by                    transferred.
                                                    coverage.                                               harvesters and processors, and other                     (3) Fee basis. NMFS will establish the
                                                       (a) The Regional Administrator may                   relevant data, as well as the information             fee percentages and corresponding per-
                                                    request any vessel holding a permit for                 contained in paragraphs (a)(1)(i) through             tag fees for both the surfclam and ocean
                                                    Atlantic sea scallops, NE multispecies,                 (vi) of this section. Based on that report,           quahog ITQ fisheries each year. The fee
                                                    monkfish, skates, Atlantic mackerel,                    and at least once prior to August 15 of               percentages cannot exceed three percent
                                                    squid, butterfish, scup, black sea bass,                the year in which a multi-year annual                 of the ex-vessel value of surfclams and
                                                    bluefish, spiny dogfish, Atlantic herring,              quota specification expires, the                      ocean quahogs harvested under the ITQ
                                                    tilefish, Atlantic surfclam, ocean                      MAFMC, following an opportunity for                   fisheries pursuant to section
                                                    quahog, or Atlantic deep-sea red crab; or               public comment, will recommend to the                 304(d)(2)(B) of the Magnuson-Stevens
                                                    a moratorium permit for summer                          Regional Administrator annual quotas                  Act.
                                                    flounder; to carry a NMFS-certified                     and estimates of DAH and DAP for up                      (i) Calculating fee percentage. In the
                                                    fisheries observer. A vessel holding a                  to a 3-year period. In selecting the                  first quarter of each calendar year,
                                                    permit for Atlantic sea scallops is                     annual quotas, the MAFMC shall                        NMFS will calculate the fee percentages
                                                    subject to the additional requirements                  consider the current stock assessments,               for both the surfclam and ocean quahog
                                                    specific in paragraph (g) of this section.              catch reports, and other relevant                     ITQ fisheries based on information from
                                                    Also, any vessel or vessel owner/                       information concerning:                               the previous year. NMFS will use the
                                                    operator that fishes for, catches or lands                 (i) Exploitable and spawning biomass               following equation to annually
                                                    hagfish, or intends to fish for, catch, or              relative to the quotas.                               determine the fee percentages: Fee
                                                    land hagfish in or from the exclusive                      (ii) Fishing mortality rates relative to           percentage = the lower of 3 percent or
                                                    economic zone must carry a NMFS-                        the quotas.                                           (DPC/V) × 100, where:
                                                    certified fisheries observer when                          (iii) Magnitude of incoming                           (A) ‘‘DPC,’’ or direct program costs,
                                                    requested by the Regional Administrator                 recruitment.                                          are the actual incremental costs for the
                                                    in accordance with the requirements of                     (iv) Projected effort and                          previous fiscal year directly related to
                                                    this section.                                           corresponding catches.                                the management, data collection, and
                                                                                                               (v) Geographical distribution of the               enforcement of the ITQ program.
                                                    *      *     *     *     *
                                                                                                            catch relative to the geographical                    ‘‘Actual incremental costs’’ mean those
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                                                    ■ 3. In § 648.14, redesignate paragraphs
                                                                                                            distribution of the resource.                         costs that would not have been incurred
                                                    (j)(3) through (6) as (j)(4) through (7) and
                                                                                                               (vi) Status of areas previously closed             but for the existence of the ITQ program.
                                                    add paragraph (j)(3) to read as follows:
                                                                                                            to surfclam fishing that are to be opened             If the amount of fees collected by NMFS
                                                    § 648.14    Prohibitions.                               during the year and areas likely to be                is greater or lesser than the actual
                                                    *      *    *    *    *                                 closed to fishing during the year.                    incremental costs incurred, the DPC will
                                                      (j) * * *                                             *       *    *     *     *                            be adjusted accordingly for calculation
                                                      (3) ITQ cost recovery. (i) Fail to pay                ■ 5. In § 648.74, add paragraph (c) to                of the fee percentage in the following
                                                    an ITQ cost recovery bill for which they                read as follows:                                      year.


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                                                    14078                 Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Proposed Rules

                                                       (B) ‘‘V’’ is the total ex-vessel value               initial administrative determination                  outstanding balance is paid in full,
                                                    from the previous calendar year                         (IAD) letter.                                         including any applicable interest.
                                                    attributable to the ITQ fishery.                           (i) IAD. In the IAD, NMFS will:                       (2) The final decision will require full
                                                       (ii) Calculating per-tag fee. To                        (A) Describe the past-due fee;                     payment within 30 calendar days.
                                                    facilitate fee collection, NMFS will                       (B) Describe any applicable interest                  (3) If full payment is not received
                                                    convert the annual fee percentages into                 charges that may apply;                               within 30 calendar days of issuance of
                                                    per-tag fees for both the surfclam and                     (C) Provide you 30 days to either pay              the final decision, NMFS may refer the
                                                    ocean quahog ITQ fisheries. NMFS will                   the specified amount or submit an                     matter to the appropriate authorities for
                                                    use the following equation to determine                 appeal; and                                           the purposes of collection or
                                                    each per-tag fee: Per-Tag Fee = (Fee                       (D) Include instructions for                       enforcement.
                                                    Percentage × V)/T, where:                               submitting an appeal.                                    (7) Annual report. NMFS will publish
                                                       (A) ‘‘T’’ is the number of cage tags                    (ii) Appeals. If you wish to appeal the            annually a report on the status of the
                                                    used, pursuant to § 648.77, to land                     IAD, your appeal must:                                ITQ cost recovery program. The report
                                                    shellfish in the ITQ fishery in the                        (A) Be in writing;                                 will provide details of the costs incurred
                                                    previous calendar year.                                    (B) Allege credible facts or                       by NMFS for the management, data
                                                       (B) ‘‘Fee percentage’’ and ‘‘V’’ are                 circumstances;                                        collection, and enforcement of the
                                                    defined in paragraph (c)(i) of this                        (C) Include any relevant information               surfclam and ocean quahog ITQ
                                                    section.                                                or documentation to support your                      program, and other relevant information
                                                       (C) The per-tag fee is rounded down
                                                                                                            appeal; and                                           at the discretion of the Regional
                                                    so that it is expressed in whole cents.
                                                       (iii) Publication. During the first                     (D) Be received by NMFS no later                   Administrator.
                                                    quarter of each calendar year, NMFS                     than 30 calendar days after the date on               ■ 6. In § 648.79, revise paragraph (a)(1)
                                                    will announce the fee percentage and                    the IAD. If the last day of the time                  to read as follows:
                                                    per-tag fee for the surfclam and ocean                  period is a Saturday, Sunday, or Federal
                                                                                                            holiday, the time period will extend to               § 648.79 Surfclam and ocean quahog
                                                    quahog ITQ fisheries, and publish this                                                                        framework adjustments to management
                                                    information on the Regional Office Web                  the close of the business on the next
                                                                                                                                                                  measures.
                                                    site (www.greateratlantic.fisheries                     business day. Your appeal must be
                                                                                                            mailed or hand delivered to the address                 (a)* * *
                                                    .noaa.gov).
                                                                                                            specified in the IAD.                                   (1) Adjustment process. The MAFMC
                                                       (4) Calculating individual fees. If you
                                                                                                               (iii) Final decision—(A) Final                     shall develop and analyze appropriate
                                                    are responsible for a cost recovery fee
                                                                                                            decision on your appeal. If you appeal                management actions over the span of at
                                                    under paragraph (c)(2) of this section,
                                                                                                            an IAD, the Regional Administrator                    least two MAFMC meetings. The
                                                    the fee amount is the number of ITQ
                                                                                                            shall appoint an appeals officer. After               MAFMC must provide the public with
                                                    cage tags you were initially allocated at
                                                                                                            determining there is sufficient                       advance notice of the availability of the
                                                    the start of the fishing year that were
                                                                                                            information and that all procedural                   recommendation(s), appropriate
                                                    subsequently used to land shellfish
                                                                                                            requirements have been met, the                       justification(s) and economic and
                                                    multiplied by the relevant per-tag fee, as
                                                                                                            appeals officer will review the record                biological analyses, and the opportunity
                                                    described in paragraph (c)(3)(ii) of this
                                                                                                            and issue a recommendation on your                    to comment on the proposed
                                                    section. If no tags from your initial
                                                                                                            appeal to the Regional Administrator,                 adjustment(s) at the first meeting, and
                                                    allocation are used to land clams you
                                                                                                            which shall be advisory only. The                     prior to and at the second MAFMC
                                                    will not incur a fee.
                                                       (5) Fee payment and collection.                      recommendation must be based solely                   meeting. The MAFMC’s
                                                    NMFS will send you a bill each year for                 on the record. Upon receiving the                     recommendations on adjustments or
                                                    any applicable ITQ cost recovery fee.                   findings and recommendation, the                      additions to management measures
                                                       (i) Payment due date. You must                       Regional Administrator, acting on behalf              must come from one or more of the
                                                    submit payment within 30 days of the                    of the Secretary of Commerce, will issue              following categories: Adjustments
                                                    date of the bill.                                       a written decision on your appeal which               within existing ABC control rule levels;
                                                       (ii) Payment method. You may pay                     is the final decision of the Department               adjustments to the existing MAFMC risk
                                                    your bill electronically using a credit                 of Commerce.                                          policy; introduction of new AMs,
                                                    card or direct Automated Clearing                          (B) Final decision if you do not                   including sub-ACTs; description and
                                                    House withdrawal from a designated                      appeal. If you do not appeal the IAD                  identification of EFH (and fishing gear
                                                    checking account through the Federal                    within 30 calendar days, NMFS will                    management measures that impact
                                                    web portal, www.pay.gov, or another                     notify you via a final decision letter.               EFH); habitat areas of particular
                                                    internet site designated by the Regional                The final decision will be from the                   concern; set-aside quota for scientific
                                                    Administrator. Instructions for                         Regional Administrator and is the final               research; VMS; and suspension or
                                                    electronic payment will be included                     decision of the Department of                         adjustment of the surfclam minimum
                                                    with your bill and are available on the                 Commerce.                                             size limit. Issues that require significant
                                                    payment Web site. Alternatively,                           (C) If the final decision determines               departures from previously
                                                    payment by check may be authorized by                   that you are out of compliance. (1) After             contemplated measures or that are
                                                    the Regional Administrator if he/she                    the final decision has been made, NMFS                otherwise introducing new concepts
                                                    determines that electronic payment is                   may suspend your ITQ permit, thereby                  may require an amendment of the FMP
                                                                                                            prohibiting any transfer of cage tags or              instead of a framework adjustment.
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                    not practicable.
                                                       (6) Payment compliance. If you do not                quota share, use of associated cage tags              *      *     *    *      *
                                                    submit full payment by the due date,                    to land surfclams or ocean quahogs, or                [FR Doc. 2016–05846 Filed 3–15–16; 8:45 am]
                                                    NMFS will notify you in writing via an                  renewal of your ITQ permit until the                  BILLING CODE 3510–22–P




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Document Created: 2016-03-15 23:44:01
Document Modified: 2016-03-15 23:44:01
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule; request for comments.
DatesComments must be received on or before April 15, 2016.
ContactDouglas Potts, Fishery Policy Analyst, 978-281-9341.
FR Citation81 FR 14072 
RIN Number0648-BF04
CFR AssociatedFisheries; Fishing and Reporting and Recordkeeping Requirements

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