81_FR_14263 81 FR 14212 - Notice of Request for Proposals for Implementing a High-Speed Rail Corridor

81 FR 14212 - Notice of Request for Proposals for Implementing a High-Speed Rail Corridor

DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration

Federal Register Volume 81, Issue 51 (March 16, 2016)

Page Range14212-14217
FR Document2016-05866

Section 11308 of the Fixing America's Surface Transportation (FAST) Act, Public Law 114-94 (December 4, 2015), requires the Secretary of Transportation (Secretary) to ``issue a request for proposals for projects for the financing, design, construction, operation, and maintenance of a high-speed passenger rail system operating within a high-speed rail corridor.'' To satisfy this requirement, the FRA is soliciting and encouraging the submission of proposals to finance, design, construct, operate, and maintain a high- speed rail (HSR) system. FRA will review the proposals within 90 days of their receipt and the Secretary may establish commissions to further review proposals that the Secretary determines warrant further consideration.

Federal Register, Volume 81 Issue 51 (Wednesday, March 16, 2016)
[Federal Register Volume 81, Number 51 (Wednesday, March 16, 2016)]
[Notices]
[Pages 14212-14217]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-05866]


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DEPARTMENT OF TRANSPORTATION

Federal Railroad Administration


Notice of Request for Proposals for Implementing a High-Speed 
Rail Corridor

AGENCY: Federal Railroad Administration (FRA), Department of 
Transportation (DOT).

ACTION: Notice of request for proposals.

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SUMMARY: Section 11308 of the Fixing America's Surface Transportation 
(FAST) Act, Public Law 114-94 (December 4, 2015), requires the 
Secretary of Transportation (Secretary) to ``issue a request for 
proposals for projects for the financing, design, construction, 
operation, and maintenance of a high-speed passenger rail system 
operating within a high-speed rail corridor.'' To satisfy this 
requirement, the FRA is soliciting and encouraging the submission of 
proposals to finance, design, construct, operate, and maintain a high-
speed rail (HSR) system. FRA will review the proposals within 90 days 
of their receipt and the Secretary may establish commissions to further 
review proposals that the Secretary determines warrant further 
consideration.

DATES: All proposals submitted in response to this notice shall be 
submitted by 5 p.m. ET on August 31, 2016, in accordance with the 
instructions in ADDRESSES below.

ADDRESSES: Any questions, responses or proposals in response to this 
notice shall be submitted under the docket number FRA-2016-0014 by any 
of the following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Mail: U.S. Department of Transportation, Docket 
Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New 
Jersey Avenue SE., Washington, DC 20590.
    Instructions: All submissions must include the agency name and 
docket number (FRA-2016-0014) for this Request for Proposals (RFP) 
process. Note that all comments received will be posted, without 
change, to http://www.regulations.gov, including any personal 
information. Please see the Privacy Act heading in the SUPPLEMENTARY 
INFORMATION section of this document for Privacy Act information 
related to any submitted comments or materials. Internet users may 
access comments received by DOT at http://www.regulations.gov.
    If you wish to submit any information under a claim of 
confidentiality, submit a version from which you have deleted the 
claimed confidential business information to the docket as specified 
above and send two copies of your complete submission, including the 
information you claim to be confidential business information, 
following the steps outlined in ``Requests for Confidential Treatment'' 
in the SUPPLEMENTARY INFORMATION section of this document to Mr. Trevor 
Gibson as specified below.

FOR FURTHER INFORMATION CONTACT: For information from FRA, please 
contact Mr. Trevor Gibson, Office of Railroad Policy and Development, 
Federal Railroad Administration, 1200 New Jersey Avenue SE., MS-20/W36-
411, Washington, DC 20590. Phone (202) 493-6371.

Table of Contents

1. Background on High-Speed Rail (HSR)
2. Background on This RFP
3. Previous Request for Expressions of Interest
4. Who May Respond
5. Performance Standards for HSR Systems
6. Corridor Definitions
7. Required Contents of Proposals
8. Optional Contents Requested for Inclusion in Proposals
9. Format for Submissions
10. Evaluation and Selection Process for Proposals
11. Freedom of Information Act Applicability
12. Requests for Confidential Treatment

    1. Background on High-Speed Rail (HSR): HSR is self-guided 
intercity passenger ground transportation that is

[[Page 14213]]

time competitive with air and/or auto on a door-to-door basis for trips 
in the approximate range of 100 to 500 miles. A corridor is a natural 
grouping of metropolitan areas and markets that, by their proximity and 
configuration, lend themselves to efficient service by HSR.
    America's population is estimated to increase by 70 million people, 
or more than 20 percent, by 2045 (U.S. Department of Transportation, 
Beyond Traffic 2045: Trends and Choices, 2015). The majority of this 
growth will be concentrated in the Nation's growing megaregions--
densely populated, metropolitan areas with interlocking economies and 
shared transportation, environmental, and cultural resources. To 
maintain economic competitiveness and quality-of-life, the U.S. must 
have an interconnected and balanced transportation network that 
maximizes the benefits of every mode. Rail transportation will play a 
critical role in accommodating this growth and provide an alternative 
to the Nation's increasingly congested airports and highways. This 
request for proposals to finance, design, construct, operate, and 
maintain high-speed rail corridors will set the stage for job creation, 
sustainable economic competitiveness, a more resilient infrastructure, 
and a lasting prosperity.
    2. Background on this RFP Section 11308 of the FAST Act, Public Law 
114-94 (December 4, 2015), requires the Secretary of Transportation to 
``issue a request for proposals for projects for the financing, design, 
construction, operation, and maintenance of a high-speed passenger rail 
system operating within a high-speed rail corridor.'' Potential 
corridors include, but are not limited to, the following:
    (A) Northeast Corridor;
    (B) California Corridor;
    (C) Pacific Northwest Corridor;
    (D) South Central Corridor;
    (E) Gulf Coast Corridor;
    (F) Chicago Hub Network;
    (G) Florida Corridor;
    (H) Southeast Corridor;
    (I) Keystone Corridor;
    (J) Empire Corridor; and
    (K) Northern New England Corridor.
    The FAST Act prescribes that responses to this RFP will be 
considered by the Secretary and possibly by commissions representing 
affected and involved governors, mayors, freight railroads, transit 
authorities, labor organizations, and Amtrak. Based on the results of 
these reviews, proposals may be summarized in one or more reports to 
Congress, which will make recommendations for further action. FRA 
envisions this as the first phase of a qualification process that 
Congress may follow with more specific actions regarding particular 
proposals in one or more corridors.
    However, no Federal funding is associated with this provision and, 
in the FAST Act, Congress prohibited any Federal agency from taking 
subsequent actions to further ``implement, establish, facilitate, or 
otherwise act upon any proposals'' submitted under this RFP--other than 
the actions described in this notice--without ``explicit statutory 
authority'' to be subsequently provided by Congress. Respondents to 
this RFP acknowledge, by virtue of their response, that the likelihood 
of future funding and implementation of the proposed projects covered 
by this notice is unknown, and that the Federal Government is not 
liable for any costs incurred preparing responses to this notice.
    3. Previous Request for Expressions of Interest: Section 502 of the 
Passenger Rail Investment and Improvement Act of 2008, Public Law 110-
432 (October 16, 2008), required a similar proposal process to the FAST 
Act provisions outlined in this notice. FRA published a request for 
expressions of interest in the Federal Register on December 16, 2008 
(Vol. 73, No. 242, 76443-76448) requiring proposals to be submitted to 
FRA by September 14, 2009. The Secretary did not establish commissions 
to further consider any of the proposals submitted in 2009.
    4. Who May Respond: Responses to this RFP are welcome from all 
sources. Section 11308 calls for comprehensive proposals that will 
address all the tasks necessary to implement HSR. Potential proposers 
are advised to verify, before committing resources to responding to 
this RFP, that they would be able to assemble a multi-disciplinary team 
that can plan, organize, finance, design, and construct a complete HSR 
system, as well as gain the support of the key public and private 
stakeholders, and successfully operate and maintain it on a long-term 
basis.
    5. Performance Standards for HSR Systems: Section 11308 requires 
that the HSR proposals submitted in response to this RFP meet the 
following travel time performance standards:
    (A) For the Northeast Corridor between New York and Washington: 
Proposed express service must link Pennsylvania Station, New York, with 
Union Station, Washington, with a reliable travel time of two hours; 
and
    (B) For all other corridors with existing intercity passenger rail 
service, including the Northeast Corridor between New York and Boston: 
Existing minimum intercity rail scheduled service trip times (as shown 
in Amtrak's published timetable in effect on January 11, 2016) between 
endpoints and all other main corridor city-pairs must be reduced by a 
minimum of 25 percent, and reliable service provided. If no service 
presently exists in the proposed corridor, the respondent will need to 
demonstrate that the proposed service will be reliable and time 
competitive with other modes of transportation in the corridor.
    6. Corridor Definitions: Section 11308 identifies eleven potential 
high speed rail corridors but does not limit proposals to these 
corridors. The corridors listed in Section 11308 are defined as 
follows:
    (A) ``Northeast Corridor'' between Washington, DC, Baltimore, MD, 
Wilmington, DE, Philadelphia, PA, Trenton, NJ, New York, NY, New Haven, 
CT, Providence, RI, and Boston, MA. Separate service standards apply 
north and south of New York City, see Performance Standards for HSR 
Systems, above;
    (B) ``California Corridor'' connecting and between the San 
Francisco Bay Area, Sacramento, Los Angeles, and San Diego, CA;
    (C) ``Pacific Northwest Corridor'' between Eugene and Portland, OR, 
Seattle, WA, and Vancouver, BC, Canada;
    (D) ``South Central Corridor'' along three branches between Dallas/
Fort Worth, TX and:
    (1) Austin and San Antonio, TX;
    (2) Oklahoma City and Tulsa, OK; and
    (3) Texarkana and Little Rock, AR;
    (E) ``Gulf Coast Corridor'' along three branches between New 
Orleans, LA and:
    (1) Birmingham, AL and Atlanta, GA;
    (2) Houston, TX; and
    (3) Mobile, AL;
    (F) ``Chicago Hub Network'' along six routes between:
    (1) Chicago, IL, Milwaukee, WI and Minneapolis-St. Paul, MN;
    (2) Chicago, IL and Detroit, MI;
    (3) Chicago, IL, Toledo and Cleveland, OH;
    (4) Chicago, IL, Indianapolis, IN, and both Cincinnati, OH and 
Louisville, KY;
    (5) Chicago, IL, St. Louis, MO and Kansas City, MO; and
    (6) The transversal extension between Cleveland, Columbus, and 
Cincinnati, OH;
    (G) ``Florida Corridor'' between Miami, Orlando, and the Tampa Bay 
region, FL;
    (H) ``Southeast Corridor'' along three branches between:
    (1) Washington, DC, Richmond, VA, Raleigh, Greensboro and 
Charlotte, NC, Greenville, SC and Atlanta, GA;
    (2) Raleigh, NC, Columbia, SC, Savannah, GA, Jacksonville, FL; and

[[Page 14214]]

    (3) Atlanta, Macon, and Jesup, GA, thence either or both Savannah, 
GA and Jacksonville FL;
    (I) ``Keystone Corridor'' between Philadelphia, Harrisburg, and 
Pittsburgh, PA, over the route of the former Pennsylvania Railroad;
    (J) ``Empire Corridor'' between New York City, Albany and Buffalo, 
NY, over the route of the former New York Central Railroad; and
    (K) ``Northern New England Corridor'' along three branches between 
Boston, MA and:
    (1) Portland/Lewiston-Auburn, ME;
    (2) Concord, NH, Montpelier, VT, Montreal, QE, Canada; and
    (3) Springfield, MA and to both New Haven, CT and Albany, NY; and
    7. Required Contents of Proposals: Proposals in response to this 
RFP must include the following:
    (A) The name(s) and qualifications of the person(s) submitting the 
proposal, and the names and qualifications of the lead entity and each 
member/entity of the team proposed to finance, design, construct, 
operate, and maintain the railroad, railroad equipment, and related 
facilities, stations, and infrastructure. Describe how such entities 
would be related to the lead entity;
    (B) An executive summary, not to exceed 3 pages, of the proposed 
project concept, including:
    (1) Markets served, including a concept map;
    (2) Station locations;
    (3) Trip times for major markets indicating that program 
performance standards will be met;
    (4) Peak and average operating speeds of the train service;
    (5) Proposed routes and alignments, noting the extent of new 
rights-of-way (ROW) and use of existing ROW, as well as a general 
discussion of how the intended reliability requirements will be 
achieved;
    (6) Type of train equipment to be used, the maximum speed of that 
equipment, and any technologies used to meet trip time goals;
    (7) Proposed organizational structure;
    (8) Salient features of the intended operation as they may affect 
operating practices and unit costs;
    (9) Total capital cost and expected contributions by Federal, 
state, and other public and private sources;
    (C) The benefits to the public and the national transportation 
system, including an explanation of why the project is cost-effective 
and what advantages it offers over existing services. Provide a 
detailed technical description of the proposed project, including:
    (1) Populations of markets served by each of the proposed stations;
    (2) Existing intercity traffic (passengers, vehicle capacity, 
frequency) by mode;
    (3) Proposed station locations and, for each, whether it is 
existing or new, and how it maximizes the use of existing 
infrastructure;
    (4) How the project will facilitate convenient intermodal travel 
connections with other transportation services and systems;
    (5) Trip time and fare comparisons among proposed services, 
existing rail services, if any, and competing modes for major city 
pairs;
    (6) An operating plan with train service frequency, timetable, and 
information on intermodal connections;
    (7) Annual ridership and revenue projections for 10 years with 
documentation of assumptions and methods;
    (8) Operating costs with documentation of assumptions and methods;
    (9) The impact of the project on highway and aviation congestion, 
energy consumption, pollutant emissions, land use and economic 
development;
    (10) A description of how the design, construction, implementation, 
and operation of the proposed project will accommodate and allow for 
future growth of existing and projected intercity, commuter, and 
freight rail service;
    (11) The impact of the proposed project on other intercity, 
commuter, and freight rail services;
    (12) Proposed routes and alignments noting the extent of new ROW 
and use of existing ROW;
    (13) Required infrastructure investments and improvements, 
including the feasibility of building new track and method for securing 
required ROW;
    (14) How adverse impacts of the proposed project would be 
mitigated;
    (15) The type and quantity of train equipment to be used, with 
technical specifications, such as consist, maximum speed, passenger 
capacity, energy consumption profile, acceleration and deceleration 
rates;
    (16) Project capital costs for major categories of expenditures 
(track structures, tunnels, bridges, vehicles, stations, maintenance 
equipment and facilities, communication and control systems, and power 
systems), with documentation of assumptions and methods;
    (17) How the proposed project would contribute to the development 
of a national HSR system;
    (18) A detailed analysis of the methods and technologies for 
achieving the required reductions in trip times and the intended 
reliability standards; and
    (19) Synopses and references for any past high-speed rail studies 
deemed relevant.
    (D) Present a detailed financial plan for the proposed project, 
including:
    (1) Projected annual operating revenues by year and sources;
    (2) Estimates of annual operating costs by type of expenditure;
    (3) Annual schedule of capital costs required both initially and in 
subsequent years to maintain a state-of-good-repair and to recapitalize 
as necessary to sustain the initially proposed level of service or 
higher levels of service;
    (4) Sources and descriptions of capital funds, including terms, 
conditions and expectation for return on equity;
    (5) Credit assumptions including sources, guarantees, terms, 
maturity and special conditions;
    (6) A description of the insurance program contemplated for 
construction and operation;
    (7) A description of construction cost risk sharing and rationale 
for the proposed approach;
    (8) A description of revenue and operating cost risk sharing and 
rationale for the proposed approach;
    (9) Projected levels of private investment and sources thereof, 
including the identity of any person or entity that has made or is 
expected to make a commitment to provide or secure funding and the 
amount of such commitment;
    (10) Projected funding for the full fair market compensation for 
any asset, property right or interest, or service acquired from, owned, 
or held by a private person or Federal entity that would be acquired, 
impaired, or diminished in value as a result of a project, except as 
otherwise agreed to by the private person or entity; and
    (11) A projected financial statement for the proposed organization 
showing annual revenues, costs, investments, and debt service from 
project inception through construction, testing, and the first 20 years 
of operation;
    (E) Describe the institutional framework and address other 
institutional issues, including:
    (1) A project structure organization chart showing the proposer 
team and all the relationships among the public and private entities 
involved in the proposed project, a description of the relationships 
among the entities responsible for the financing, design, construction, 
operation and

[[Page 14215]]

maintenance of the proposed project (including their equity stakes), 
and the roles of other participants in the operational aspects of the 
proposed project;
    (2) Any new entities required to be created and how they will be 
structured legally and financially;
    (3) Integration of the proposed service with Amtrak, other HSR rail 
services, other intercity passenger systems, and local access/egress 
systems;
    (4) The feasibility of gaining access to required ROW, the approach 
to track capacity including building new track, and any public and 
private agreements for facility access and the expected costs of each;
    (5) Required governmental actions and approvals and the role of the 
state government(s) in implementing the proposal; and
    (6) The relationship to state rail plans and programs or, if not 
already part of such plans or programs, a statement describing plans 
for integration into them;
    (F) Identify legislative actions needed, if any, to facilitate all 
aspects of the proposed project, including:
    (1) Required Federal, state, and/or local legislation to authorize 
and create a sponsoring entity for the proposed project, or to remove 
legal impediments to project implementation, or otherwise facilitate 
the proposed project;
    (2) Required public funding commitments, Federal, state, and/or 
local; and
    (3) Required to allow the project to benefit from government-
sponsored credit assistance programs, such as the Railroad 
Rehabilitation and Improvement Financing program (45 U.S.C. 821 et 
seq.) and the Transportation Infrastructure Finance and Innovation Act 
program (23 U.S.C. 601 et seq.); and
    (G) Describe how the proposed project will be implemented to comply 
with Federal, state and local laws, including but not limited to:
    (1) Laws governing the rights and status of employees associated 
with the route and service, including those specified in Section 24405 
of title 49 United States Code;
    (2) Buy America, as specified in Section 24405 of title 49 United 
States Code;
    (3) Rail safety and security laws, orders, and regulations 
governing HSR operations, including, but not limited to, the railroad 
safety provisions in Part 49 of the Code of Federal Regulations and the 
requirements of the FAST Act;
    (4) Environmental laws and regulations and the status or any 
progress towards completion of required documentation or actions under 
the National Environmental Policy Act (42 U.S.C. 4321 et seq.), the 
National Historic Preservation Act (16 U.S.C. 470 et seq.), Section 
4(f) of the DOT Act (23 U.S.C. 138 and 49 U.S.C. 303), or other 
applicable Federal or state environmental impact assessment laws; and
    (5) The Americans with Disabilities Act, as amended.
    8. Optional Contents Requested for Inclusion in Proposals: In 
addition to the required contents, respondents are requested to 
provide, at their option, their perspectives on what type of 
contracting and financing strategies are most likely to facilitate 
successful HSR projects. FRA is particularly interested in perspectives 
that draw on prior experience with HSR projects. In responding to this 
RFP, please consider addressing the following:
    (A) What type of contracting structure is likely to provide the 
most effective allocation of the risk and responsibility for each 
element of the project (design, construction, financing, operation and 
maintenance) between the private and public sectors?
    (B) Should all of the project elements to be performed by the 
private sector be procured in a single procurement or separately (for 
example, separate procurements for civil works, the provision of 
systems and equipment, and long-term operations and maintenance of the 
system)?
    (C) Should the project's financing rely on commercial ticket fares 
and other revenue generated directly by the facility to pay for all or 
any portion of the project's cost, and should the private partner 
assume the risk that these revenues will be sufficient to repay all or 
any portion of the project's financing?
    (D) What role should public sector commitments play in financing 
the project or particular components of the project, and what type of 
public commitment would be most effective?
    (E) What measures or commitments would be needed, including 
possible legislation, to provide and facilitate multi-year Federal 
commitments of any Federal financing needed for the project?
    (F) What role should private equity play in financing the project 
or particular components of the project and how would terms and 
conditions affect public sector participation?
    (G) Are there any key considerations that will encourage or 
dissuade private sector involvement in the financing, design, 
construction, and long-term operations and maintenance of HSR 
corridors?
    (H) Should the commissions required by Section 11308 of the FAST 
Act be organized and their work structured in the same way for all 
corridors, and what structures and models should be considered to guide 
the commissions?
    9. Format for Submissions: Each proposal shall be submitted 
according to the instructions in ADDESSES above. Text and graphic 
documents shall be submitted as either Microsoft Word or Adobe PDF 
documents, in Times New Roman, 12 point font, with 1-inch margins. 
Spreadsheets containing financial information shall be submitted as 
Microsoft Excel (or compatible) or Adobe PDF documents.
    Each proposal should not exceed a maximum total of 50 pages, 
excluding appendices. Proposals should be organized by the following 
sections: cover page, proposer name(s) and contact information, 
executive summary, detailed technical description, detailed financial 
plan, institutional information, legislative actions, legal compliance 
issues, and appendices containing any spreadsheets, drawings, and 
tables. Optional content should be provided as an additional section 
not included in the page count. The executive summary should not exceed 
three (3) pages in length.
    10. Evaluation and Selection Process for Proposals: FRA will 
evaluate each proposal in a phased process. Proposals will first be 
screened for completeness in responding to this RFP. Following this 
initial screening for completeness, proposals will undergo a review and 
selection process as outlined below.
    Selection Criteria: The proposals will be assessed on the extent to 
which each satisfies the following selection factors:
    (1) The project detailed in the proposal demonstrates the ability 
to achieve the specified reduction in minimum intercity rail service 
trip times and the intended reliability standards;
    (2) The project detailed in the proposal is sufficiently credible 
to warrant further consideration, including containing pledges of the 
requisite public or private funding or financing contemplated in the 
proposal. Respondents whose financial plans do not provide adequate 
assurances as to the availability of their intended funding and 
financing sources will not advance to the commission stage of the RFP 
process;
    (3) The project detailed in the proposal is likely to result in a 
positive impact on the Nation's transportation system;
    (4) The project detailed in the proposal is cost-effective; and

[[Page 14216]]

    (5) The project detailed in the proposal is in the public interest.
    Step 1--FRA Review Process: Upon close of the RFP solicitation, FRA 
will evaluate each proposal and determine if it is complete and if 
there is evidence provided in the proposal that supports the 
conclusions, based on the Selection Criteria.
    Step 2--Sufficient Resource Certification Process: The FAST Act 
requires the Secretary to certify to Congress that DOT has sufficient 
resources to undertake the program before any action is taken. The 
Secretary has sent a letter to the Committee on Commerce, Science, and 
Transportation of the Senate, and the Committee on Transportation and 
Infrastructure of the House of Representatives providing a conditional 
certification stating that DOT has the resources to issue the RFP and 
review proposals. Once all the proposals have gone through the FRA 
Review Process, the Secretary can determine the financial and personnel 
resources needed for the remainder of the program. This in turn will 
allow the Secretary to issue a final certification on the sufficiency 
of resources at the Department, or specify the resources that are 
necessary to complete the program. While the FAST Act authorizes funds 
to support the subsequent commission review process, no funds have been 
appropriated for this provision as of the date of this RFP.
    Step 3--Commission Review Process: If the Secretary determines that 
one or more proposals warrant further consideration and the Secretary 
issues a final certification on the sufficiency of resources to 
Congress, then the Secretary will establish a commission for each 
relevant corridor no later than 90 days after the receipt of the 
proposals. Commission members will include affected governors, mayors, 
freight railroads, transit authorities, and labor organizations, as 
well as Amtrak. The commission(s) will review the proposals forwarded 
by the Secretary and prepare a report to the Secretary making 
recommendations for further consideration.
    Step 4--Secretary Selection Process: Within 60 days of receipt of 
each commission's evaluation and recommendations, the Secretary will 
consider the commission report(s) and select proposals that: (1) 
demonstrate a high likelihood of providing substantial benefits to the 
public and the national transportation system; (2) are cost-effective, 
considering public commitments necessary for implementation and 
operation; and (3) promise significant advantages over existing 
services operating in the same HSR corridor. The Secretary will then 
submit one or more reports to Congress on the selected proposals.
    Until Congress issues follow-up actions for selected proposals, no 
Federal agency may take any action to implement, establish, facilitate, 
or otherwise act upon any proposal submitted under Section 11308, other 
than those actions specifically authorized by that Section.
    11. Freedom of Information Act Applicability: Documents submitted 
to the agency pursuant to this notice become agency records subject to 
the public access provisions of the Freedom of Information Act (FOIA) 
(5 U.S.C. 552). FOIA generally provides that any person has a right, 
enforceable in court, to obtain access to Federal agency records, 
except to the extent that such records (or portions of them) are 
protected from public disclosure by one of nine exemptions or by one of 
three special law enforcement record exclusions. The Department of 
Transportation's regulations implementing the FOIA are found at 49 CFR 
part 7. See the discussion later in this notice about the treatment of 
trade secrets and commercial or financial information obtained from a 
person that is privileged or confidential.
    12. Requests for Confidential Treatment: FRA recognizes that 
proposals submitted to the agency pursuant to this notice may contain 
certain information that is or should be exempt from public release, 
principally because the information constitutes trade secrets or 
commercial or financial information obtained from a person that is 
privileged or confidential as provided for in FOIA exemption 4 (5 
U.S.C. 552(b)(4)). The term ``trade secret'' has been fairly narrowly 
defined as a ``secret, commercially valuable plan, formula, process, or 
device that is used for the making, preparing, compounding, or 
processing of trade commodities and that can be said to be the end 
product of either innovation or substantial effort.'' Public Citizen 
Health Research Group v. FDA, 704 F.2d 1280, 1288 (D.C. Cir. 1983). FRA 
expects that there should be very limited, if any, need to submit trade 
secret information in connection with this notice. Commercial or 
financial information obtained from a person that is privileged or 
confidential and thus exempt from release under FOIA exemption 4 
typically involves information for which the release is likely to cause 
substantial harm to the competitive position of the person from whom 
the information was obtained. National Parks & Conservation Association 
v. Morton, 498 F.2d 765, 770 (D.C. Cir. 1974). This is a fairly 
restrictive standard and should serve to limit the volume of exempt 
material that might be submitted.
    FRA also recognizes that the nature of the process established 
through Section 11308 of the FAST Act, with the potential involvement 
of a multi-member commission that could be charged with reviewing 
proposals submitted pursuant to this notice, could present significant 
challenges managing any confidential information is submitted. Thus, 
respondents are encouraged to carefully review the applicable standards 
governing what constitutes trade secrets or confidential commercial or 
financial information and to limit the submission of such information 
to that specifically needed to respond to this notice.
    A request for confidential treatment with respect to a document or 
portion thereof may be made in accordance with instructions in 
ADDRESSES above on the basis that the information is-- (1) Exempt from 
the mandatory disclosure requirements of FOIA (5 U.S.C. 552); (2) 
Required to be held in confidence by 18 U.S.C. 1905; or (3) Otherwise 
exempt by law from public disclosure. Any document containing 
information for which confidential treatment is requested shall be 
accompanied at the time of filing by a detailed statement justifying 
non-disclosure and referring to the specific legal authority claimed 
for confidentiality. Any document containing any information for which 
confidential treatment is requested shall be marked ``CONFIDENTIAL'' or 
``CONTAINS CONFIDENTIAL INFORMATION'' in bold letters. If 
confidentiality is requested for the entire document, or if it is 
claimed that non-confidential information in the document is not 
reasonably segregable from confidential information, the accompanying 
statement of justification shall so indicate and include support with 
specific legal authority. If confidentiality is requested for a portion 
of the document, then the person filing the document shall file, 
together with the document, a second copy of the document with the 
information for which confidential treatment is requested redacted. If 
the person filing a document, of which only a portion is requested to 
be held in confidence, does not submit a second copy of the document 
with the confidential information deleted, FRA may assume that there is 
no objection to public disclosure of the document in its entirety. FRA 
retains the right to make its own determination with regard to any 
claim of confidentiality. Notice of a decision by the FRA to deny a 
claim of confidentiality, in whole or in part, and

[[Page 14217]]

an opportunity to respond shall be given to a person claiming 
confidentiality of information no less than five days prior to its 
public disclosure. FRA intends to address protection of confidential 
information by any commission(s) formed to review submitted proposals 
through the commission formation process. Respondents are welcome to 
offer suggestions for managing confidential data along with their 
proposals.

    Issued in Washington, DC, on March 9, 2016.
Sarah E. Feinberg,
Administrator.
[FR Doc. 2016-05866 Filed 3-15-16; 8:45 am]
 BILLING CODE 4910-06-P



                                                  14212                       Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Notices

                                                  exemption under 49 U.S.C. 31136(e) and                  suitable for copying and electronic                   ADDRESSES:   Any questions, responses or
                                                  31315 can be satisfied by initially                     filing. If you submit comments by mail                proposals in response to this notice
                                                  granting the renewal and then                           and would like to know that they                      shall be submitted under the docket
                                                  requesting and evaluating, if needed,                   reached the facility, please enclose a                number FRA–2016–0014 by any of the
                                                  subsequent comments submitted by                        stamped, self-addressed postcard or                   following methods:
                                                  interested parties. As indicated above,                 envelope.                                                • Federal eRulemaking Portal: http://
                                                  the Agency previously published                            We will consider all comments and                  www.regulations.gov. Follow the
                                                  notices of final disposition announcing                 material received during the comment                  instructions for submitting comments.
                                                  its decision to exempt these 99                         period. FMCSA may issue a final                          • Mail: U.S. Department of
                                                  individuals from rule prohibiting                       determination at any time after the close             Transportation, Docket Operations, M–
                                                  persons with ITDM from operating                        of the comment period.                                30, West Building Ground Floor, Room
                                                  CMVs in interstate commerce in 49 CFR                                                                         W12–140, 1200 New Jersey Avenue SE.,
                                                                                                          Viewing Comments and Documents                        Washington, DC 20590.
                                                  391.41(b)(3). The final decision to grant
                                                  an exemption to each of these                              To view comments, as well as any                      Instructions: All submissions must
                                                  individuals was made on the merits of                   documents mentioned in this preamble,                 include the agency name and docket
                                                  each case and made only after careful                   go to http://www.regulations.gov and in               number (FRA–2016–0014) for this
                                                  consideration of the comments received                  the search box insert the docket number               Request for Proposals (RFP) process.
                                                  to its notices of applications. The                     FMCSA–2011–0368; FMCSA–2011–                          Note that all comments received will be
                                                  notices of applications stated in detail                0381; FMCSA–2013–0192; FMCSA–                         posted, without change, to http://
                                                  the medical condition of each applicant                 2013–0193 and click ‘‘Search.’’ Next,                 www.regulations.gov, including any
                                                  for an exemption from rule prohibiting                  click ‘‘Open Docket Folder’’ and you                  personal information. Please see the
                                                  persons with ITDM from operating                        will find all documents and comments                  Privacy Act heading in the
                                                  CMVs in interstate commerce. That                       related to this notice.                               SUPPLEMENTARY INFORMATION section of
                                                  information is available by consulting                    Issued on: March 10, 2016.                          this document for Privacy Act
                                                  the above cited Federal Register                        Larry W. Minor,
                                                                                                                                                                information related to any submitted
                                                  publications.                                                                                                 comments or materials. Internet users
                                                                                                          Associate Administrator for Policy.
                                                     Interested parties or organizations                                                                        may access comments received by DOT
                                                                                                          [FR Doc. 2016–05906 Filed 3–15–16; 8:45 am]
                                                  possessing information that would                                                                             at http://www.regulations.gov.
                                                  otherwise show that any, or all, of these               BILLING CODE 4910–EX–P                                   If you wish to submit any information
                                                  drivers are not currently achieving the                                                                       under a claim of confidentiality, submit
                                                  statutory level of safety should                                                                              a version from which you have deleted
                                                  immediately notify FMCSA. The                           DEPARTMENT OF TRANSPORTATION                          the claimed confidential business
                                                  Agency will evaluate any adverse                        Federal Railroad Administration                       information to the docket as specified
                                                  evidence submitted and, if safety is                                                                          above and send two copies of your
                                                  being compromised or if continuation of                 Notice of Request for Proposals for                   complete submission, including the
                                                  the exemption would not be consistent                   Implementing a High-Speed Rail                        information you claim to be confidential
                                                  with the goals and objectives of 49                     Corridor                                              business information, following the
                                                  U.S.C. 31136(e) and 31315, FMCSA will                                                                         steps outlined in ‘‘Requests for
                                                  take immediate steps to revoke the                      AGENCY: Federal Railroad                              Confidential Treatment’’ in the
                                                  exemption of a driver.                                  Administration (FRA), Department of                   SUPPLEMENTARY INFORMATION section of
                                                                                                          Transportation (DOT).                                 this document to Mr. Trevor Gibson as
                                                  Submitting Comments                                     ACTION: Notice of request for proposals.              specified below.
                                                    You may submit your comments and                                                                            FOR FURTHER INFORMATION CONTACT: For
                                                  material online or by fax, mail, or hand                SUMMARY:    Section 11308 of the Fixing
                                                                                                          America’s Surface Transportation                      information from FRA, please contact
                                                  delivery, but please use only one of                                                                          Mr. Trevor Gibson, Office of Railroad
                                                  these means. FMCSA recommends that                      (FAST) Act, Public Law 114–94
                                                                                                          (December 4, 2015), requires the                      Policy and Development, Federal
                                                  you include your name and a mailing                                                                           Railroad Administration, 1200 New
                                                  address, an email address, or a phone                   Secretary of Transportation (Secretary)
                                                                                                          to ‘‘issue a request for proposals for                Jersey Avenue SE., MS–20/W36–411,
                                                  number in the body of your document                                                                           Washington, DC 20590. Phone (202)
                                                  so that FMCSA can contact you if there                  projects for the financing, design,
                                                                                                          construction, operation, and                          493–6371.
                                                  are questions regarding your
                                                  submission.                                             maintenance of a high-speed passenger                 Table of Contents
                                                    To submit your comment online, go to                  rail system operating within a high-
                                                                                                                                                                1. Background on High-Speed Rail (HSR)
                                                  http://www.regulations.gov and in the                   speed rail corridor.’’ To satisfy this                2. Background on This RFP
                                                  search box insert the docket numbers                    requirement, the FRA is soliciting and                3. Previous Request for Expressions of
                                                  FMCSA–2011–0368; FMCSA–2011–                            encouraging the submission of                              Interest
                                                  0381; FMCSA–2013–0192; FMCSA–                           proposals to finance, design, construct,              4. Who May Respond
                                                  2013–0193 and click the search button.                  operate, and maintain a high-speed rail               5. Performance Standards for HSR Systems
                                                  When the new screen appears, click on                   (HSR) system. FRA will review the                     6. Corridor Definitions
                                                                                                          proposals within 90 days of their receipt             7. Required Contents of Proposals
                                                  the blue ‘‘Comment Now!’’ button on                                                                           8. Optional Contents Requested for Inclusion
                                                  the right hand side of the page. On the                 and the Secretary may establish                            in Proposals
                                                                                                          commissions to further review
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                                                  new page, enter information required                                                                          9. Format for Submissions
                                                  including the specific section of this                  proposals that the Secretary determines               10. Evaluation and Selection Process for
                                                  document to which each comment                          warrant further consideration.                             Proposals
                                                  applies, and provide a reason for each                  DATES: All proposals submitted in                     11. Freedom of Information Act Applicability
                                                  suggestion or recommendation. If you                    response to this notice shall be                      12. Requests for Confidential Treatment
                                                  submit your comments by mail or hand                    submitted by 5 p.m. ET on August 31,                    1. Background on High-Speed Rail
                                                  delivery, submit them in an unbound                     2016, in accordance with the                          (HSR): HSR is self-guided intercity
                                                  format, no larger than 81⁄2 by 11 inches,               instructions in ADDRESSES below.                      passenger ground transportation that is


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                                                                              Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Notices                                           14213

                                                  time competitive with air and/or auto                   may follow with more specific actions                 published timetable in effect on January
                                                  on a door-to-door basis for trips in the                regarding particular proposals in one or              11, 2016) between endpoints and all
                                                  approximate range of 100 to 500 miles.                  more corridors.                                       other main corridor city-pairs must be
                                                  A corridor is a natural grouping of                        However, no Federal funding is                     reduced by a minimum of 25 percent,
                                                  metropolitan areas and markets that, by                 associated with this provision and, in                and reliable service provided. If no
                                                  their proximity and configuration, lend                 the FAST Act, Congress prohibited any                 service presently exists in the proposed
                                                  themselves to efficient service by HSR.                 Federal agency from taking subsequent                 corridor, the respondent will need to
                                                     America’s population is estimated to                 actions to further ‘‘implement, establish,            demonstrate that the proposed service
                                                  increase by 70 million people, or more                  facilitate, or otherwise act upon any                 will be reliable and time competitive
                                                  than 20 percent, by 2045 (U.S.                          proposals’’ submitted under this RFP—                 with other modes of transportation in
                                                  Department of Transportation, Beyond                    other than the actions described in this              the corridor.
                                                  Traffic 2045: Trends and Choices, 2015).                notice—without ‘‘explicit statutory                     6. Corridor Definitions: Section 11308
                                                  The majority of this growth will be                     authority’’ to be subsequently provided               identifies eleven potential high speed
                                                  concentrated in the Nation’s growing                    by Congress. Respondents to this RFP                  rail corridors but does not limit
                                                  megaregions—densely populated,                          acknowledge, by virtue of their                       proposals to these corridors. The
                                                  metropolitan areas with interlocking                    response, that the likelihood of future               corridors listed in Section 11308 are
                                                  economies and shared transportation,                    funding and implementation of the                     defined as follows:
                                                  environmental, and cultural resources.                  proposed projects covered by this notice                (A) ‘‘Northeast Corridor’’ between
                                                  To maintain economic competitiveness                    is unknown, and that the Federal                      Washington, DC, Baltimore, MD,
                                                  and quality-of-life, the U.S. must have                 Government is not liable for any costs                Wilmington, DE, Philadelphia, PA,
                                                  an interconnected and balanced                          incurred preparing responses to this                  Trenton, NJ, New York, NY, New
                                                  transportation network that maximizes                   notice.                                               Haven, CT, Providence, RI, and Boston,
                                                  the benefits of every mode. Rail                           3. Previous Request for Expressions of             MA. Separate service standards apply
                                                  transportation will play a critical role in             Interest: Section 502 of the Passenger                north and south of New York City, see
                                                  accommodating this growth and provide                   Rail Investment and Improvement Act                   Performance Standards for HSR
                                                  an alternative to the Nation’s                          of 2008, Public Law 110–432 (October                  Systems, above;
                                                  increasingly congested airports and                     16, 2008), required a similar proposal                  (B) ‘‘California Corridor’’ connecting
                                                  highways. This request for proposals to                 process to the FAST Act provisions                    and between the San Francisco Bay
                                                  finance, design, construct, operate, and                outlined in this notice. FRA published                Area, Sacramento, Los Angeles, and San
                                                  maintain high-speed rail corridors will                 a request for expressions of interest in              Diego, CA;
                                                  set the stage for job creation, sustainable             the Federal Register on December 16,                    (C) ‘‘Pacific Northwest Corridor’’
                                                  economic competitiveness, a more                        2008 (Vol. 73, No. 242, 76443–76448)                  between Eugene and Portland, OR,
                                                  resilient infrastructure, and a lasting                 requiring proposals to be submitted to                Seattle, WA, and Vancouver, BC,
                                                  prosperity.                                             FRA by September 14, 2009. The                        Canada;
                                                     2. Background on this RFP Section                    Secretary did not establish commissions                 (D) ‘‘South Central Corridor’’ along
                                                  11308 of the FAST Act, Public Law                       to further consider any of the proposals              three branches between Dallas/Fort
                                                  114–94 (December 4, 2015), requires the                 submitted in 2009.                                    Worth, TX and:
                                                  Secretary of Transportation to ‘‘issue a                   4. Who May Respond: Responses to                     (1) Austin and San Antonio, TX;
                                                  request for proposals for projects for the              this RFP are welcome from all sources.                  (2) Oklahoma City and Tulsa, OK; and
                                                  financing, design, construction,                        Section 11308 calls for comprehensive                   (3) Texarkana and Little Rock, AR;
                                                  operation, and maintenance of a high-                   proposals that will address all the tasks               (E) ‘‘Gulf Coast Corridor’’ along three
                                                  speed passenger rail system operating                   necessary to implement HSR. Potential                 branches between New Orleans, LA and:
                                                  within a high-speed rail corridor.’’                    proposers are advised to verify, before                 (1) Birmingham, AL and Atlanta, GA;
                                                  Potential corridors include, but are not                committing resources to responding to                   (2) Houston, TX; and
                                                  limited to, the following:                              this RFP, that they would be able to                    (3) Mobile, AL;
                                                     (A) Northeast Corridor;                              assemble a multi-disciplinary team that                 (F) ‘‘Chicago Hub Network’’ along six
                                                     (B) California Corridor;                             can plan, organize, finance, design, and              routes between:
                                                     (C) Pacific Northwest Corridor;                      construct a complete HSR system, as                     (1) Chicago, IL, Milwaukee, WI and
                                                     (D) South Central Corridor;                          well as gain the support of the key                   Minneapolis-St. Paul, MN;
                                                     (E) Gulf Coast Corridor;                             public and private stakeholders, and                    (2) Chicago, IL and Detroit, MI;
                                                     (F) Chicago Hub Network;                             successfully operate and maintain it on                 (3) Chicago, IL, Toledo and Cleveland,
                                                     (G) Florida Corridor;                                a long-term basis.                                    OH;
                                                     (H) Southeast Corridor;                                 5. Performance Standards for HSR                     (4) Chicago, IL, Indianapolis, IN, and
                                                     (I) Keystone Corridor;                               Systems: Section 11308 requires that the              both Cincinnati, OH and Louisville, KY;
                                                     (J) Empire Corridor; and                             HSR proposals submitted in response to                  (5) Chicago, IL, St. Louis, MO and
                                                     (K) Northern New England Corridor.                   this RFP meet the following travel time               Kansas City, MO; and
                                                     The FAST Act prescribes that                         performance standards:                                  (6) The transversal extension between
                                                  responses to this RFP will be considered                   (A) For the Northeast Corridor                     Cleveland, Columbus, and Cincinnati,
                                                  by the Secretary and possibly by                        between New York and Washington:                      OH;
                                                  commissions representing affected and                   Proposed express service must link                      (G) ‘‘Florida Corridor’’ between
                                                  involved governors, mayors, freight                     Pennsylvania Station, New York, with                  Miami, Orlando, and the Tampa Bay
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                                                  railroads, transit authorities, labor                   Union Station, Washington, with a                     region, FL;
                                                  organizations, and Amtrak. Based on the                 reliable travel time of two hours; and                  (H) ‘‘Southeast Corridor’’ along three
                                                  results of these reviews, proposals may                    (B) For all other corridors with                   branches between:
                                                  be summarized in one or more reports                    existing intercity passenger rail service,              (1) Washington, DC, Richmond, VA,
                                                  to Congress, which will make                            including the Northeast Corridor                      Raleigh, Greensboro and Charlotte, NC,
                                                  recommendations for further action.                     between New York and Boston: Existing                 Greenville, SC and Atlanta, GA;
                                                  FRA envisions this as the first phase of                minimum intercity rail scheduled                        (2) Raleigh, NC, Columbia, SC,
                                                  a qualification process that Congress                   service trip times (as shown in Amtrak’s              Savannah, GA, Jacksonville, FL; and


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                                                  14214                       Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Notices

                                                    (3) Atlanta, Macon, and Jesup, GA,                       (1) Populations of markets served by                  (18) A detailed analysis of the
                                                  thence either or both Savannah, GA and                  each of the proposed stations;                        methods and technologies for achieving
                                                  Jacksonville FL;                                           (2) Existing intercity traffic                     the required reductions in trip times
                                                    (I) ‘‘Keystone Corridor’’ between                     (passengers, vehicle capacity,                        and the intended reliability standards;
                                                  Philadelphia, Harrisburg, and                           frequency) by mode;                                   and
                                                  Pittsburgh, PA, over the route of the                      (3) Proposed station locations and, for               (19) Synopses and references for any
                                                  former Pennsylvania Railroad;                           each, whether it is existing or new, and              past high-speed rail studies deemed
                                                    (J) ‘‘Empire Corridor’’ between New                   how it maximizes the use of existing                  relevant.
                                                  York City, Albany and Buffalo, NY, over                 infrastructure;                                          (D) Present a detailed financial plan
                                                  the route of the former New York                           (4) How the project will facilitate                for the proposed project, including:
                                                  Central Railroad; and                                   convenient intermodal travel                             (1) Projected annual operating
                                                    (K) ‘‘Northern New England Corridor’’                 connections with other transportation                 revenues by year and sources;
                                                  along three branches between Boston,                    services and systems;                                    (2) Estimates of annual operating costs
                                                  MA and:                                                    (5) Trip time and fare comparisons                 by type of expenditure;
                                                    (1) Portland/Lewiston-Auburn, ME;                     among proposed services, existing rail                   (3) Annual schedule of capital costs
                                                    (2) Concord, NH, Montpelier, VT,                      services, if any, and competing modes                 required both initially and in
                                                  Montreal, QE, Canada; and                               for major city pairs;                                 subsequent years to maintain a state-of-
                                                    (3) Springfield, MA and to both New                      (6) An operating plan with train                   good-repair and to recapitalize as
                                                  Haven, CT and Albany, NY; and                           service frequency, timetable, and                     necessary to sustain the initially
                                                    7. Required Contents of Proposals:                    information on intermodal connections;                proposed level of service or higher
                                                  Proposals in response to this RFP must                     (7) Annual ridership and revenue                   levels of service;
                                                  include the following:                                  projections for 10 years with                            (4) Sources and descriptions of capital
                                                    (A) The name(s) and qualifications of                 documentation of assumptions and                      funds, including terms, conditions and
                                                  the person(s) submitting the proposal,                  methods;                                              expectation for return on equity;
                                                  and the names and qualifications of the                    (8) Operating costs with                              (5) Credit assumptions including
                                                  lead entity and each member/entity of                   documentation of assumptions and                      sources, guarantees, terms, maturity and
                                                  the team proposed to finance, design,                   methods;                                              special conditions;
                                                  construct, operate, and maintain the                       (9) The impact of the project on                      (6) A description of the insurance
                                                  railroad, railroad equipment, and                       highway and aviation congestion,                      program contemplated for construction
                                                  related facilities, stations, and                       energy consumption, pollutant                         and operation;
                                                  infrastructure. Describe how such                       emissions, land use and economic                         (7) A description of construction cost
                                                  entities would be related to the lead                   development;                                          risk sharing and rationale for the
                                                  entity;                                                    (10) A description of how the design,              proposed approach;
                                                    (B) An executive summary, not to                      construction, implementation, and                        (8) A description of revenue and
                                                  exceed 3 pages, of the proposed project                 operation of the proposed project will                operating cost risk sharing and rationale
                                                  concept, including:                                     accommodate and allow for future                      for the proposed approach;
                                                    (1) Markets served, including a                       growth of existing and projected                         (9) Projected levels of private
                                                  concept map;                                            intercity, commuter, and freight rail                 investment and sources thereof,
                                                    (2) Station locations;                                service;                                              including the identity of any person or
                                                    (3) Trip times for major markets                         (11) The impact of the proposed                    entity that has made or is expected to
                                                  indicating that program performance                     project on other intercity, commuter,                 make a commitment to provide or
                                                  standards will be met;                                  and freight rail services;                            secure funding and the amount of such
                                                    (4) Peak and average operating speeds                    (12) Proposed routes and alignments                commitment;
                                                  of the train service;                                   noting the extent of new ROW and use                     (10) Projected funding for the full fair
                                                    (5) Proposed routes and alignments,                   of existing ROW;                                      market compensation for any asset,
                                                  noting the extent of new rights-of-way                     (13) Required infrastructure                       property right or interest, or service
                                                  (ROW) and use of existing ROW, as well                  investments and improvements,                         acquired from, owned, or held by a
                                                  as a general discussion of how the                      including the feasibility of building new             private person or Federal entity that
                                                  intended reliability requirements will be               track and method for securing required                would be acquired, impaired, or
                                                  achieved;                                               ROW;                                                  diminished in value as a result of a
                                                    (6) Type of train equipment to be                        (14) How adverse impacts of the                    project, except as otherwise agreed to by
                                                  used, the maximum speed of that                         proposed project would be mitigated;                  the private person or entity; and
                                                  equipment, and any technologies used                       (15) The type and quantity of train                   (11) A projected financial statement
                                                  to meet trip time goals;                                equipment to be used, with technical                  for the proposed organization showing
                                                    (7) Proposed organizational structure;                specifications, such as consist,                      annual revenues, costs, investments,
                                                    (8) Salient features of the intended                  maximum speed, passenger capacity,                    and debt service from project inception
                                                  operation as they may affect operating                  energy consumption profile,                           through construction, testing, and the
                                                  practices and unit costs;                               acceleration and deceleration rates;                  first 20 years of operation;
                                                    (9) Total capital cost and expected                      (16) Project capital costs for major                  (E) Describe the institutional
                                                  contributions by Federal, state, and                    categories of expenditures (track                     framework and address other
                                                  other public and private sources;                       structures, tunnels, bridges, vehicles,               institutional issues, including:
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                                                    (C) The benefits to the public and the                stations, maintenance equipment and                      (1) A project structure organization
                                                  national transportation system,                         facilities, communication and control                 chart showing the proposer team and all
                                                  including an explanation of why the                     systems, and power systems), with                     the relationships among the public and
                                                  project is cost-effective and what                      documentation of assumptions and                      private entities involved in the
                                                  advantages it offers over existing                      methods;                                              proposed project, a description of the
                                                  services. Provide a detailed technical                     (17) How the proposed project would                relationships among the entities
                                                  description of the proposed project,                    contribute to the development of a                    responsible for the financing, design,
                                                  including:                                              national HSR system;                                  construction, operation and


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                                                                              Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Notices                                            14215

                                                  maintenance of the proposed project                     documentation or actions under the                       (H) Should the commissions required
                                                  (including their equity stakes), and the                National Environmental Policy Act (42                 by Section 11308 of the FAST Act be
                                                  roles of other participants in the                      U.S.C. 4321 et seq.), the National                    organized and their work structured in
                                                  operational aspects of the proposed                     Historic Preservation Act (16 U.S.C. 470              the same way for all corridors, and what
                                                  project;                                                et seq.), Section 4(f) of the DOT Act (23             structures and models should be
                                                     (2) Any new entities required to be                  U.S.C. 138 and 49 U.S.C. 303), or other               considered to guide the commissions?
                                                  created and how they will be structured                 applicable Federal or state                              9. Format for Submissions: Each
                                                  legally and financially;                                environmental impact assessment laws;                 proposal shall be submitted according to
                                                     (3) Integration of the proposed service              and                                                   the instructions in ADDESSES above. Text
                                                  with Amtrak, other HSR rail services,                      (5) The Americans with Disabilities                and graphic documents shall be
                                                  other intercity passenger systems, and                  Act, as amended.                                      submitted as either Microsoft Word or
                                                  local access/egress systems;                               8. Optional Contents Requested for                 Adobe PDF documents, in Times New
                                                     (4) The feasibility of gaining access to             Inclusion in Proposals: In addition to                Roman, 12 point font, with 1-inch
                                                  required ROW, the approach to track                     the required contents, respondents are                margins. Spreadsheets containing
                                                  capacity including building new track,                  requested to provide, at their option,                financial information shall be submitted
                                                  and any public and private agreements                   their perspectives on what type of                    as Microsoft Excel (or compatible) or
                                                  for facility access and the expected costs              contracting and financing strategies are              Adobe PDF documents.
                                                  of each;                                                most likely to facilitate successful HSR                 Each proposal should not exceed a
                                                     (5) Required governmental actions                    projects. FRA is particularly interested              maximum total of 50 pages, excluding
                                                  and approvals and the role of the state                 in perspectives that draw on prior                    appendices. Proposals should be
                                                  government(s) in implementing the                       experience with HSR projects. In                      organized by the following sections:
                                                  proposal; and                                           responding to this RFP, please consider               cover page, proposer name(s) and
                                                     (6) The relationship to state rail plans             addressing the following:                             contact information, executive
                                                  and programs or, if not already part of                    (A) What type of contracting structure             summary, detailed technical
                                                  such plans or programs, a statement                     is likely to provide the most effective               description, detailed financial plan,
                                                  describing plans for integration into                   allocation of the risk and responsibility             institutional information, legislative
                                                  them;                                                   for each element of the project (design,              actions, legal compliance issues, and
                                                     (F) Identify legislative actions needed,             construction, financing, operation and                appendices containing any
                                                  if any, to facilitate all aspects of the                maintenance) between the private and                  spreadsheets, drawings, and tables.
                                                  proposed project, including:                            public sectors?                                       Optional content should be provided as
                                                     (1) Required Federal, state, and/or                                                                        an additional section not included in
                                                                                                             (B) Should all of the project elements
                                                  local legislation to authorize and create                                                                     the page count. The executive summary
                                                                                                          to be performed by the private sector be
                                                  a sponsoring entity for the proposed                                                                          should not exceed three (3) pages in
                                                                                                          procured in a single procurement or
                                                  project, or to remove legal impediments                                                                       length.
                                                                                                          separately (for example, separate
                                                  to project implementation, or otherwise                                                                          10. Evaluation and Selection Process
                                                                                                          procurements for civil works, the
                                                  facilitate the proposed project;                                                                              for Proposals: FRA will evaluate each
                                                     (2) Required public funding                          provision of systems and equipment,
                                                                                                                                                                proposal in a phased process. Proposals
                                                  commitments, Federal, state, and/or                     and long-term operations and
                                                                                                                                                                will first be screened for completeness
                                                  local; and                                              maintenance of the system)?
                                                                                                                                                                in responding to this RFP. Following
                                                     (3) Required to allow the project to                    (C) Should the project’s financing rely
                                                                                                                                                                this initial screening for completeness,
                                                  benefit from government-sponsored                       on commercial ticket fares and other
                                                                                                                                                                proposals will undergo a review and
                                                  credit assistance programs, such as the                 revenue generated directly by the
                                                                                                                                                                selection process as outlined below.
                                                  Railroad Rehabilitation and                             facility to pay for all or any portion of                Selection Criteria: The proposals will
                                                  Improvement Financing program (45                       the project’s cost, and should the private            be assessed on the extent to which each
                                                  U.S.C. 821 et seq.) and the                             partner assume the risk that these                    satisfies the following selection factors:
                                                  Transportation Infrastructure Finance                   revenues will be sufficient to repay all                 (1) The project detailed in the
                                                  and Innovation Act program (23 U.S.C.                   or any portion of the project’s financing?            proposal demonstrates the ability to
                                                  601 et seq.); and                                          (D) What role should public sector                 achieve the specified reduction in
                                                     (G) Describe how the proposed project                commitments play in financing the                     minimum intercity rail service trip
                                                  will be implemented to comply with                      project or particular components of the               times and the intended reliability
                                                  Federal, state and local laws, including                project, and what type of public                      standards;
                                                  but not limited to:                                     commitment would be most effective?                      (2) The project detailed in the
                                                     (1) Laws governing the rights and                       (E) What measures or commitments                   proposal is sufficiently credible to
                                                  status of employees associated with the                 would be needed, including possible                   warrant further consideration, including
                                                  route and service, including those                      legislation, to provide and facilitate                containing pledges of the requisite
                                                  specified in Section 24405 of title 49                  multi-year Federal commitments of any                 public or private funding or financing
                                                  United States Code;                                     Federal financing needed for the                      contemplated in the proposal.
                                                     (2) Buy America, as specified in                     project?                                              Respondents whose financial plans do
                                                  Section 24405 of title 49 United States                    (F) What role should private equity                not provide adequate assurances as to
                                                  Code;                                                   play in financing the project or                      the availability of their intended
                                                     (3) Rail safety and security laws,                   particular components of the project                  funding and financing sources will not
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                                                  orders, and regulations governing HSR                   and how would terms and conditions                    advance to the commission stage of the
                                                  operations, including, but not limited                  affect public sector participation?                   RFP process;
                                                  to, the railroad safety provisions in Part                 (G) Are there any key considerations                  (3) The project detailed in the
                                                  49 of the Code of Federal Regulations                   that will encourage or dissuade private               proposal is likely to result in a positive
                                                  and the requirements of the FAST Act;                   sector involvement in the financing,                  impact on the Nation’s transportation
                                                     (4) Environmental laws and                           design, construction, and long-term                   system;
                                                  regulations and the status or any                       operations and maintenance of HSR                        (4) The project detailed in the
                                                  progress towards completion of required                 corridors?                                            proposal is cost-effective; and


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                                                  14216                       Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Notices

                                                     (5) The project detailed in the                      HSR corridor. The Secretary will then                 a fairly restrictive standard and should
                                                  proposal is in the public interest.                     submit one or more reports to Congress                serve to limit the volume of exempt
                                                     Step 1—FRA Review Process: Upon                      on the selected proposals.                            material that might be submitted.
                                                  close of the RFP solicitation, FRA will                    Until Congress issues follow-up                       FRA also recognizes that the nature of
                                                  evaluate each proposal and determine if                 actions for selected proposals, no                    the process established through Section
                                                  it is complete and if there is evidence                 Federal agency may take any action to                 11308 of the FAST Act, with the
                                                  provided in the proposal that supports                  implement, establish, facilitate, or                  potential involvement of a multi-
                                                  the conclusions, based on the Selection                 otherwise act upon any proposal                       member commission that could be
                                                  Criteria.                                               submitted under Section 11308, other                  charged with reviewing proposals
                                                     Step 2—Sufficient Resource                           than those actions specifically                       submitted pursuant to this notice, could
                                                  Certification Process: The FAST Act                     authorized by that Section.                           present significant challenges managing
                                                  requires the Secretary to certify to                       11. Freedom of Information Act                     any confidential information is
                                                  Congress that DOT has sufficient                        Applicability: Documents submitted to                 submitted. Thus, respondents are
                                                  resources to undertake the program                      the agency pursuant to this notice                    encouraged to carefully review the
                                                  before any action is taken. The Secretary               become agency records subject to the                  applicable standards governing what
                                                  has sent a letter to the Committee on                   public access provisions of the Freedom               constitutes trade secrets or confidential
                                                  Commerce, Science, and Transportation                   of Information Act (FOIA) (5 U.S.C.                   commercial or financial information and
                                                  of the Senate, and the Committee on                     552). FOIA generally provides that any                to limit the submission of such
                                                  Transportation and Infrastructure of the                person has a right, enforceable in court,             information to that specifically needed
                                                  House of Representatives providing a                    to obtain access to Federal agency                    to respond to this notice.
                                                  conditional certification stating that                  records, except to the extent that such                  A request for confidential treatment
                                                  DOT has the resources to issue the RFP                  records (or portions of them) are                     with respect to a document or portion
                                                  and review proposals. Once all the                      protected from public disclosure by one               thereof may be made in accordance with
                                                  proposals have gone through the FRA                     of nine exemptions or by one of three                 instructions in ADDRESSES above on
                                                  Review Process, the Secretary can                       special law enforcement record                        the basis that the information is— (1)
                                                  determine the financial and personnel                   exclusions. The Department of                         Exempt from the mandatory disclosure
                                                  resources needed for the remainder of                   Transportation’s regulations                          requirements of FOIA (5 U.S.C. 552); (2)
                                                  the program. This in turn will allow the                implementing the FOIA are found at 49                 Required to be held in confidence by 18
                                                  Secretary to issue a final certification on             CFR part 7. See the discussion later in               U.S.C. 1905; or (3) Otherwise exempt by
                                                  the sufficiency of resources at the                     this notice about the treatment of trade              law from public disclosure. Any
                                                  Department, or specify the resources                    secrets and commercial or financial                   document containing information for
                                                  that are necessary to complete the                      information obtained from a person that               which confidential treatment is
                                                  program. While the FAST Act                             is privileged or confidential.                        requested shall be accompanied at the
                                                  authorizes funds to support the                            12. Requests for Confidential                      time of filing by a detailed statement
                                                  subsequent commission review process,                   Treatment: FRA recognizes that                        justifying non-disclosure and referring
                                                  no funds have been appropriated for                     proposals submitted to the agency                     to the specific legal authority claimed
                                                  this provision as of the date of this RFP.              pursuant to this notice may contain                   for confidentiality. Any document
                                                     Step 3—Commission Review Process:                    certain information that is or should be              containing any information for which
                                                  If the Secretary determines that one or                 exempt from public release, principally               confidential treatment is requested shall
                                                  more proposals warrant further                          because the information constitutes                   be marked ‘‘CONFIDENTIAL’’ or
                                                  consideration and the Secretary issues a                trade secrets or commercial or financial              ‘‘CONTAINS CONFIDENTIAL
                                                  final certification on the sufficiency of               information obtained from a person that               INFORMATION’’ in bold letters. If
                                                  resources to Congress, then the                         is privileged or confidential as provided             confidentiality is requested for the
                                                  Secretary will establish a commission                   for in FOIA exemption 4 (5 U.S.C.                     entire document, or if it is claimed that
                                                  for each relevant corridor no later than                552(b)(4)). The term ‘‘trade secret’’ has             non-confidential information in the
                                                  90 days after the receipt of the                        been fairly narrowly defined as a                     document is not reasonably segregable
                                                  proposals. Commission members will                      ‘‘secret, commercially valuable plan,                 from confidential information, the
                                                  include affected governors, mayors,                     formula, process, or device that is used              accompanying statement of justification
                                                  freight railroads, transit authorities, and             for the making, preparing,                            shall so indicate and include support
                                                  labor organizations, as well as Amtrak.                 compounding, or processing of trade                   with specific legal authority. If
                                                  The commission(s) will review the                       commodities and that can be said to be                confidentiality is requested for a portion
                                                  proposals forwarded by the Secretary                    the end product of either innovation or               of the document, then the person filing
                                                  and prepare a report to the Secretary                   substantial effort.’’ Public Citizen Health           the document shall file, together with
                                                  making recommendations for further                      Research Group v. FDA, 704 F.2d 1280,                 the document, a second copy of the
                                                  consideration.                                          1288 (D.C. Cir. 1983). FRA expects that               document with the information for
                                                     Step 4—Secretary Selection Process:                  there should be very limited, if any,                 which confidential treatment is
                                                  Within 60 days of receipt of each                       need to submit trade secret information               requested redacted. If the person filing
                                                  commission’s evaluation and                             in connection with this notice.                       a document, of which only a portion is
                                                  recommendations, the Secretary will                     Commercial or financial information                   requested to be held in confidence, does
                                                  consider the commission report(s) and                   obtained from a person that is privileged             not submit a second copy of the
                                                  select proposals that: (1) demonstrate a                or confidential and thus exempt from                  document with the confidential
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                                                  high likelihood of providing substantial                release under FOIA exemption 4                        information deleted, FRA may assume
                                                  benefits to the public and the national                 typically involves information for which              that there is no objection to public
                                                  transportation system; (2) are cost-                    the release is likely to cause substantial            disclosure of the document in its
                                                  effective, considering public                           harm to the competitive position of the               entirety. FRA retains the right to make
                                                  commitments necessary for                               person from whom the information was                  its own determination with regard to
                                                  implementation and operation; and (3)                   obtained. National Parks &                            any claim of confidentiality. Notice of a
                                                  promise significant advantages over                     Conservation Association v. Morton, 498               decision by the FRA to deny a claim of
                                                  existing services operating in the same                 F.2d 765, 770 (D.C. Cir. 1974). This is               confidentiality, in whole or in part, and


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                                                                              Federal Register / Vol. 81, No. 51 / Wednesday, March 16, 2016 / Notices                                            14217

                                                  an opportunity to respond shall be given                SUPPLEMENTARY INFORMATION:      The                   crossings. Such systems are commonly
                                                  to a person claiming confidentiality of                 Paperwork Reduction Act of 1995                       known as Emergency Notification
                                                  information no less than five days prior                (PRA), Public Law 104–13, sec. 2, 109                 Systems (ENS) or ENS programs. 49 CFR
                                                  to its public disclosure. FRA intends to                Stat. 163 (1995) (codified as revised at              part 234 implements Section 2015 of the
                                                  address protection of confidential                      44 U.S.C. 3501–3520), and its                         RSIA. The information collected is used
                                                  information by any commission(s)                        implementing regulations, 5 CFR part                  by FRA to ensure that railroad carriers
                                                  formed to review submitted proposals                    1320, require Federal agencies to issue               establish and maintain a toll-free
                                                  through the commission formation                        two notices seeking public comment on                 telephone service to report emergencies
                                                  process. Respondents are welcome to                     information collection activities before              at all public, private, and pedestrian
                                                  offer suggestions for managing                          OMB may approve paperwork packages.                   grade crossings for rights-of-way over
                                                  confidential data along with their                      44 U.S.C. 3506, 3507; 5 CFR 1320.5,                   which they dispatch trains.
                                                  proposals.                                              1320.8(d)(1), and 1320.12. On December                   Type of Request: Extension with
                                                                                                          29, 2015, FRA published a 60-day notice               change of a currently approved
                                                    Issued in Washington, DC, on March 9,
                                                  2016.                                                   in the Federal Register soliciting                    information collection.
                                                                                                          comment on ICRs that the agency is                       Affected Public: Businesses
                                                  Sarah E. Feinberg,
                                                                                                          seeking OMB approval. See 80 FR                       (Railroads).
                                                  Administrator.                                                                                                   Form(s): N/A.
                                                                                                          81423. FRA received no comments in
                                                  [FR Doc. 2016–05866 Filed 3–15–16; 8:45 am]             response to this notice.                                 Total Annual Estimated Responses:
                                                  BILLING CODE 4910–06–P                                     Before OMB decides whether to                      298,245.
                                                                                                          approve these proposed collections of                    Total Annual Estimated Burden:
                                                                                                          information, it must provide 30 days for              15,310 hours.
                                                  DEPARTMENT OF TRANSPORTATION                            public comment. 44 U.S.C. 3507(b); 5                     Title: Control of Alcohol and Drug
                                                                                                          CFR 1320.12(d). Federal law requires                  Use in Railroad Operations: Addition of
                                                  Federal Railroad Administration                                                                               Post-Accident Toxicological Testing for
                                                                                                          OMB to approve or disapprove
                                                  [Docket No. FRA–2016–0002–N–8]                          paperwork packages between 30 and 60                  Non-Controlled Substances.
                                                                                                          days after the 30 day notice is                          OMB Control Number: 2130–0598.
                                                  Proposed Agency Information                             published. 44 U.S.C. 3507(b)–(c); 5 CFR                  Abstract: Since 1985, as part of its
                                                  Collection Activities; Comment                          1320.12(d); see also 60 FR 44978, 44983,              accident investigation program, FRA has
                                                  Request                                                 Aug. 29, 1995. OMB believes that the 30               conducted post-accident alcohol and
                                                                                                          day notice informs the regulated                      drug tests on railroad employees who
                                                  AGENCY: Federal Railroad                                                                                      have been involved in serious train
                                                  Administration (FRA), Department of                     community to file relevant comments
                                                                                                          and affords the agency adequate time to               accidents (50 FR 31508, Aug. 2, 1985).
                                                  Transportation (DOT).                                                                                         If an accident meets FRA’s criteria for
                                                                                                          digest public comments before it
                                                  ACTION: Notice and request for                                                                                post-accident testing (see 49 CFR
                                                                                                          renders a decision. 60 FR 44983, Aug.
                                                  comments.                                               29, 1995. Therefore, respondents should               219.201), FRA conducts tests for alcohol
                                                                                                          submit their respective comments to                   and for certain drugs classified as
                                                  SUMMARY:   In compliance with the                                                                             controlled substances under the
                                                  Paperwork Reduction Act of 1995, this                   OMB within 30 days of publication to
                                                                                                          best ensure having their full effect. 5               Controlled Substances Act (CSA), Title
                                                  notice announces that the renewal                                                                             II of the Comprehensive Drug Abuse
                                                  Information Collection Requests (ICRs)                  CFR 1320.12(c); see also 60 FR 44983,
                                                                                                          Aug. 29, 1995.                                        Prevention Substances Act of 1970
                                                  abstracted below are being forwarded to                                                                       (CSA, 21 U.S.C. 801 et seq.). Controlled
                                                  the Office of Management and Budget                        The summaries below describe the
                                                                                                          nature of the information collection                  substances are drugs or chemicals that
                                                  (OMB) for review and comment. The                                                                             are prohibited or strictly regulated
                                                  ICRs describe the nature of the                         requests (ICRs) and their expected
                                                                                                          burdens. The renewal requests are being               because of their potential for abuse or
                                                  information collections and their                                                                             addiction. The Drug Enforcement
                                                  expected burden. The Federal Register                   submitted for clearance by OMB as
                                                                                                          required by the PRA.                                  Agency (DEA), which is primarily
                                                  notice with a 60-day comment period                                                                           responsible for enforcing the CSA,
                                                                                                             Title: System for Telephonic
                                                  soliciting comments on the following                                                                          oversees the classification of controlled
                                                                                                          Notification of Unsafe Conditions at
                                                  collections of information was                                                                                substances into five schedules.
                                                                                                          Highway-Rail and Pathway Grade
                                                  published on December 29, 2015.                                                                               Schedule I contains illicit drugs, such as
                                                                                                          Crossings.
                                                  DATES: Comments must be submitted on                       OMB Control Number: 2130–0591.                     marijuana and heroin, which have no
                                                  or before April 15, 2016.                                  Abstract: The collection of                        legitimate medical use under Federal
                                                  FOR FURTHER INFORMATION CONTACT: Mr.                    information is set forth under 49 CFR                 law. Currently, FRA routinely conducts
                                                  Robert Brogan, Information Collection                   part 234. The rule is intended                        post-accident tests for the following
                                                  Clearance Officer, Office of Safety,                    specifically to help implement Section                drugs: Marijuana, cocaine,
                                                  Safety Regulatory Analysis Division,                    205 of the Rail Safety Improvement Act                phencyclidine (PCP), and certain
                                                  RRS–21, Federal Railroad                                of 2008 (RSIA), Public Law 110–432,                   opiates, amphetamines, barbiturates,
                                                  Administration, 1200 New Jersey Ave.                    Division A, which was enacted on                      and benzodiazepines. Controlled
                                                  SE., Mail Stop 25, Washington, DC                       October 16, 2008. Generally, the rule is              substances are drugs or chemicals that
                                                  20590 (Telephone: (202) 493–6292), or                   intended to increase safety at highway-               are prohibited or strictly regulated
                                                  Ms. Kimberly Toone, Information                         rail and pathway grade crossings.                     because of their potential for abuse or
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                                                  Collection Clearance Officer, Office of                 Section 205 of the RSIA mandates that                 addiction.
                                                  Administration, Office of Information                   the Secretary of Transportation require                  FRA research indicates that
                                                  Technology, RAD–20, Federal Railroad                    certain railroad carriers to take a series            prescription and OTC drug use has
                                                  Administration, 1200 New Jersey Ave.                    of specified actions related to setting up            become prevalent among railroad
                                                  SE., Mail Stop 35, Washington, DC                       and using systems by which the public                 employees. For this reason, FRA has
                                                  20590 (Telephone: (202) 493–6132).                      is able to notify the railroad by toll-free           added certain non-controlled substances
                                                  (These telephone numbers are not toll-                  telephone number of safety problems at                to its routine post-accident testing
                                                  free.)                                                  its highway-rail and pathway grade                    program, which currently routinely tests


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Document Created: 2016-03-15 23:44:31
Document Modified: 2016-03-15 23:44:31
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of request for proposals.
DatesAll proposals submitted in response to this notice shall be submitted by 5 p.m. ET on August 31, 2016, in accordance with the
ContactFor information from FRA, please contact Mr. Trevor Gibson, Office of Railroad Policy and Development, Federal Railroad Administration, 1200 New Jersey Avenue SE., MS-20/W36- 411, Washington, DC 20590. Phone (202) 493-6371.
FR Citation81 FR 14212 

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