81_FR_1477 81 FR 1470 - Waiver of Debris Containment Requirements for Launch

81 FR 1470 - Waiver of Debris Containment Requirements for Launch

DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration

Federal Register Volume 81, Issue 7 (January 12, 2016)

Page Range1470-1472
FR Document2016-00444

This notice concerns two petitions for waiver submitted to the FAA by Space Exploration Technologies Corp. (SpaceX): (1) A petition to waive the requirement that a waiver request be submitted at least 60 days before the effective date of the waiver unless good cause for later submission is shown in the petition; and (2) a petition to waive the requirement that analysis must establish designated impact limit lines to bound the area where debris with a ballistic coefficient of three or more pounds per square foot is allowed to impact if the flight safety system (FSS) functions properly.

Federal Register, Volume 81 Issue 7 (Tuesday, January 12, 2016)
[Federal Register Volume 81, Number 7 (Tuesday, January 12, 2016)]
[Notices]
[Pages 1470-1472]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-00444]


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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration


Waiver of Debris Containment Requirements for Launch

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Notice of waiver.

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SUMMARY: This notice concerns two petitions for waiver submitted to the 
FAA by Space Exploration Technologies Corp. (SpaceX): (1) A petition to 
waive the requirement that a waiver request be submitted at least 60 
days before the effective date of the waiver unless good cause for 
later submission is shown in the petition; and (2) a petition to waive 
the requirement that analysis must establish designated impact limit 
lines to bound the area where debris with a ballistic coefficient of 
three or more pounds per square foot is allowed to impact if the flight 
safety system (FSS) functions properly.

DATES: This notice is effective January 12, 2016 and is applicable 
beginning December 18, 2015.

FOR FURTHER INFORMATION CONTACT: For technical questions concerning 
this waiver, contact Charles P. Brinkman, Licensing Program Lead, 
Commercial Space Transportation--Licensing and Evaluation Division, 800 
Independence Avenue SW., Washington, DC 20591; telephone: (202) 267-
7715; email: [email protected]. For legal questions concerning this 
waiver, contact Laura Montgomery, Manager, Space Law Branch, AGC-210, 
Office of the Chief Counsel, Regulations Division, Federal Aviation 
Administration, 800 Independence Avenue SW., Washington, DC 20591; 
telephone (202) 267-3150; email: [email protected].

SUPPLEMENTARY INFORMATION:

Background

    On December 3, 2015, SpaceX submitted a petition to the Federal 
Aviation Administration's (FAA's) Office of Commercial Space 
Transportation (AST) requesting relief from a regulatory requirement 
for a launch license for flight of a Falcon 9 launch vehicle carrying 
ORBCOMM-2 satellites. Specifically, SpaceX requested relief from Sec.  
417.213(a), which requires an analysis to establish flight safety 
limits that define when an FSS must terminate a launch vehicle's flight 
to prevent the hazardous effects of the resulting debris impacts from 
reaching any populated or other protected area, and the associated 
requirement of Sec.  417.213(d), which requires an analysis to 
establish designated impact limit lines to bound the area where debris 
with a ballistic coefficient of three or more is allowed to impact if 
the FSS functions properly. On December 17, 2015, the FAA advised 
SpaceX that this relief must be requested as a waiver of Sec.  
417.213(a) and (d), and SpaceX modified its request to be a waiver 
petition in accordance with 14 CFR part 404. Because the scheduled 
launch was planned to occur in less than sixty days, SpaceX also 
requested a waiver to section 404.3(b)(5), which requires that a 
petition for waiver be submitted at least sixty days before the 
proposed effective date of the waiver, which in this case would be the 
date of the planned launch.
    The FAA licenses the launch of a launch vehicle and reentry of a 
reentry vehicle under authority granted to the Secretary of 
Transportation in the Commercial Space Launch Act of 1984, as amended 
and re-codified by 51 U.S.C. Subtitle V, chapter 509 (Chapter 509), and 
delegated to the FAA Administrator and the Associate Administrator for 
Commercial Space Transportation, who exercises licensing authority 
under Chapter 509.
    SpaceX is a private commercial space flight company. The petition 
addresses an upcoming flight that SpaceX plans to undertake to deliver 
ORBCOMM-2 satellites. SpaceX plans for the Falcon 9 launch vehicle to 
launch from Cape Canaveral Air Force Station (CCAFS) and fly back the 
first stage to CCAFS for landing. The flight termination system 
together with autonomous engine shutdown cannot prevent debris from 
reaching protected areas for all failure scenarios during the Falcon 9 
fly back portion of the launch. Specifically, impact limit lines cannot 
be developed to ensure all debris with a ballistic coefficient of 3 
pounds per square foot (psf) or greater remains on CCAFS.

Waiver Criteria

    Chapter 509 allows the FAA to waive a license requirement if the 
waiver (1) will not jeopardize public health and safety, safety of 
property; (2) will not jeopardize national security and foreign policy 
interests of the United States; and (3) will be in the public interest. 
51 U.S.C. 50905(b)(3) (2011); 14 CFR 404.5(b) (2011).

[[Page 1471]]

Section 404.3(b)(5) Waiver Petition

    Section 404.3(b)(5) requires that a petition for waiver be 
submitted at least sixty days before the proposed effective date of the 
waiver, which in this case would be the date of the planned launch, 
initially scheduled for December 19, 2015. This section also provides 
that a petition may be submitted late for good cause. Here, SpaceX 
initially submitted its request on December 17, 2015, shortly after 
being apprised by the FAA that a waiver would be required. Accordingly, 
the FAA is able to find good cause.

Section 417.213(a) and (d) Waiver Petition

    The exact text of 14 CFR 417.213(a) and (d), the regulations at 
issue, states:
    (a) General. A flight safety analysis must identify the location of 
populated or other protected areas, and establish flight safety limits 
that define when a flight safety system must terminate a launch 
vehicle's flight to prevent the hazardous effects of the resulting 
debris impacts from reaching any populated or other protected area and 
ensure that the launch satisfies the public risk criteria of Sec.  
417.107(b).
    (d) Designated debris impact limits. The analysis must establish 
designated impact limit lines to bound the area where debris with a 
ballistic coefficient of three or more is allowed to impact if the 
flight safety system functions properly.

Launch of the Falcon 9 Vehicle

    The FAA waives the requirement of Sec.  417.213(a) that analysis 
must establish flight safety limits that define when a flight safety 
system must terminate a launch vehicle's flight to prevent the 
hazardous effects of the resulting debris impacts from reaching any 
populated or other protected area and the associated requirement of 
Sec.  417.213(d) that the analysis must establish designated impact 
limit lines to bound the area where debris with a ballistic coefficient 
of three or more is allowed to impact if the flight safety system 
functions properly because the Falcon 9 launch will not jeopardize 
public health and safety or safety of property, a national security or 
foreign policy interest of the United States, and is in the public 
interest.

i. Public Health and Safety and Safety of Property

    The Falcon 9 ORBCOMM-2 launch is the first launch of an orbital 
expendable launch vehicle with a planned fly back of one of its stages 
to its launch site. SpaceX has attempted two landings of its Falcon 9 
first stage on a barge on the ocean off CCAFS. The stages reached their 
intended landing spot, but did not survive the landings. In neither 
case was public health or safety or safety of third party property 
jeopardized. The damage to SpaceX's barge was minimal. The USAF 
conducted an assessment of the risk to property on CCAFS and has 
determined that the risks are acceptable.
    The FAA requirements in 14 CFR part 417 have their genesis in USAF 
Range safety requirements. The FAA and USAF committed to a partnership 
during the development of today's launch safety regulations with a goal 
of developing common launch safety requirements and coordinating on 
requests for relief from the common requirements.\1\ The USAF launch 
safety requirements were documented in EWR 127-1, which stated the 
governing principle that ``to provide for the public safety, the 
Ranges, using a Range Safety Program, shall ensure that the launch and 
flight of launch vehicles and payloads present no greater risk to the 
general public than that imposed by the over-flight of conventional 
aircraft.'' \2\ In addition, an American National Standard endorsed the 
same governing principle: ``during the launch and flight phase of 
commercial space vehicle operations, the safety risk for the general 
public should be no more hazardous than that caused by other hazardous 
human activities (e.g., general aviation over flight).'' \3\
---------------------------------------------------------------------------

    \1\ ``The Air Force and the FAA remain committed to the 
partnership outlined in the MOA and . . . developing common launch 
safety requirements and for coordinating the common requirements.'' 
Licensing and Safety Requrieemtns for Launch, Supplemental Notice of 
Proposed Rulemaking, 67 FR 49456, 49471 (July 30, 2002).
    \2\ Eastern and Western Range 127-1, Range Safety Requirements, 
1998, see page 1-viii.
    \3\ ANSI/AIAA S-061-1998, ``Commercial Launch Safety,'' see 
Section 4.5.
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    Specifically, the 3 psf ballistic coefficient requirement of Sec.  
417.213(d) was intended to (1) capture the current practice of the 
USAF, (2) provide a clear and consistent basis to establish impact 
limit lines to determine if an accident as defined by Sec.  401.5 
occurred, and (3) help prevent a high consequence to the public given 
FSS activation.\4\ Although Sec.  417.107(c) requires a launch 
operator's flight safety analysis to account for any inert debris 
impact with a mean expected kinetic energy at impact greater than or 
equal to 11 ft-lbs., impact kinetic energy was deemed an impractical 
metric for establishing impact limit lines because kinetic energy at 
impact can vary significantly depending on wind conditions, and impact 
limit lines that vary with wind conditions are impractical. Thus, 
ballistic coefficient was deemed a better metric than impact kinetic 
energy to establish the debris that needed to be accounted for in 
establishing flight safety limits. In adopting the 3 psf ballistics 
coefficient standard, the FAA recognized that ballistic coefficient is 
not well correlated with the probability of a casualty producing 
impact.\5\ There are significant probabilities that impacts with debris 
with a ballistic coefficient less than 3 psf might produce a casualty 
and that debris impacts with a ballistic coefficient greater than 3 psf 
might not produce a casualty. The population potentially exposed to an 
impact (e.g., whether in the open or sheltered in buildings, or 
elsewhere), as well as the shape and impact orientation of debris, in 
addition to its energy and other characteristics, all influence whether 
or not an impact is likely to produce a casualty. Hence, the FAA 
required an expected casualty analysis in addition to the establishment 
of impact limit lines. In this regard, the 3 psf threshold for 
establishing impact limit lines was intended to provide an initial 
assessment of the risk of casualty for debris of a specific character, 
but this threshold correlates with public safety only in part.
---------------------------------------------------------------------------

    \4\ 14 CFR 417.107(a)(1)(ii).
    \5\ 67 FR 49464.
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    In assessing the potential public safety impacts associated with 
debris outside of the impact limit lines for the SpaceX launch, the FAA 
returned to the original intent of the launch safety requirements: To 
ensure that launch presents no greater risk to the general public than 
that imposed by the over-flight of conventional aircraft. In doing so, 
it applied state-of-the-art techniques to examine the conditional 
Ec (CEC) of a failure that could generate debris outside of 
the impact limit lines. The use of CEC to establish impact limit lines 
was endorsed by the Range Commanders Council in a consensus standard in 
2010.\6\ Conditional Ec is defined as the expected 
casualties given the occurrence of a vehicle failure during flight. The 
FAA analysis of 30 years of empirical evidence provided by the NTSB 
shows that a CEC of 0.01 represents the public safety consequence 
associated with general aviation accidents. Further, analysis conducted 
by the FAA and 45SW/SELR demonstrates that the consequence of

[[Page 1472]]

events that could produce debris outside of the impact limit lines for 
a small portion of the ORBCOMM-2 fly back operations (where the concern 
exists) is within this threshold, even with input data that assume the 
worst case weather conditions. Thus, the FAA has determined that this 
waiver will not jeopardize public health and safety or the safety of 
property.
---------------------------------------------------------------------------

    \6\ ``A conditional risk management process should be 
implemented to assure that mission rules and flight termination 
criteria do not induce unacceptable levels of risk when they are 
implemented.'' Range Commanders Council Risk Committee of the Range 
Safety Group, Common Risk Criteria for National Test Ranges, RCC 
321-10, White Sands Missile Range, New Mexico, p. 2-7 (2010).
---------------------------------------------------------------------------

ii. National Security and Foreign Policy Implications

    The USAF conducted an assessment of the risk to property on CCAFS, 
including assets used for national security space missions, and has 
determined that those risks are acceptable. The FAA has identified no 
national security or foreign policy implications associated with 
granting this waiver.

iii. Public Interest

    The waiver is consistent with the public interest goals of Chapter 
509 and the National Space Transportation Policy. Three of the public 
policy goals of Chapter 509 are: (1) To promote economic growth and 
entrepreneurial activity through use of the space environment; (2) to 
encourage the United States private sector to provide launch and 
reentry vehicles and associated services; and (3) to facilitate the 
strengthening and expansion of the United States space transportation 
infrastructure to support the full range of United States space-related 
activities. See 51 U.S.C. 50901(b)(1), (2), (4). Commercial Space 
Transportation Licensing Regulations, Notice of Proposed Rulemaking, 62 
FR 13230 (Mar. 19, 1997). A successful demonstration of a stage 
returning to a launch site has the potential for reducing launch costs. 
As it is a major procurer of launch services, reduced launch costs will 
be of direct benefit to the U.S. Government. It will also help to make 
the U.S. launch industry more competitive internationally. The National 
Space Transportation Policy clearly identifies how strengthening U.S. 
competitiveness in the international launch market and improving the 
cost effectiveness of U.S. space transportation services are in the 
public interest: ``Maintaining an assured capability to meet United 
States Government needs, while also taking the necessary steps to 
strengthen U.S. competitiveness in the international commercial launch 
market, is important to ensuring that U.S. space transportation 
capabilities will be reliable, robust, safe, and affordable in the 
future. Among other steps, improving the cost effectiveness of U.S. 
space transportation services could help achieve this goal by allowing 
the United States Government to invest a greater share of its resources 
in other needs such as facilities modernization, technology 
advancement, scientific discovery, and national security. Further, a 
healthier, more competitive U.S. space transportation industry would 
facilitate new markets, encourage new industries, create high 
technology jobs, lead to greater economic growth and security, and 
would further the Nation's leadership role in space.'' SpaceX's 
proposed demonstration is in the public interest.

    Issued in Washington, DC, on December 18, 2015.
Kenneth Wong,
Commercial Space Transportation, Licensing and Evaluation Division 
Manager.
[FR Doc. 2016-00444 Filed 1-11-16; 8:45 am]
BILLING CODE 4910-13-P



                                              1470                          Federal Register / Vol. 81, No. 7 / Tuesday, January 12, 2016 / Notices

                                              a.m. and 5 p.m., Monday through                         that is consistent with the intent of the              FSS must terminate a launch vehicle’s
                                              Friday, except Federal holidays.                        regulations.                                           flight to prevent the hazardous effects of
                                                • Fax: Fax comments to Docket                         [FR Doc. 2016–00411 Filed 1–11–16; 8:45 am]            the resulting debris impacts from
                                              Operations at 202–493–2251.                             BILLING CODE 4910–13–P                                 reaching any populated or other
                                                Privacy: In accordance with 5 U.S.C.                                                                         protected area, and the associated
                                              553(c), DOT solicits comments from the                                                                         requirement of § 417.213(d), which
                                              public to better inform its rulemaking                  DEPARTMENT OF TRANSPORTATION                           requires an analysis to establish
                                              process. DOT posts these comments,                                                                             designated impact limit lines to bound
                                              without edit, including any personal                    Federal Aviation Administration                        the area where debris with a ballistic
                                              information the commenter provides, to                                                                         coefficient of three or more is allowed
                                              http://www.regulations.gov, as                          Waiver of Debris Containment
                                                                                                                                                             to impact if the FSS functions properly.
                                              described in the system of records                      Requirements for Launch
                                                                                                                                                             On December 17, 2015, the FAA advised
                                              notice (DOT/ALL–14 FDMS), which can                     AGENCY: Federal Aviation                               SpaceX that this relief must be
                                              be reviewed at http://www.dot.gov/                      Administration (FAA), DOT.                             requested as a waiver of § 417.213(a)
                                              privacy.                                                ACTION: Notice of waiver.                              and (d), and SpaceX modified its
                                                Docket: Background documents or                                                                              request to be a waiver petition in
                                              comments received may be read at                        SUMMARY:    This notice concerns two                   accordance with 14 CFR part 404.
                                              http://www.regulations.gov at any time.                 petitions for waiver submitted to the                  Because the scheduled launch was
                                              Follow the online instructions for                      FAA by Space Exploration Technologies                  planned to occur in less than sixty days,
                                              accessing the docket or go to the Docket                Corp. (SpaceX): (1) A petition to waive                SpaceX also requested a waiver to
                                              Operations in Room W12–140 of the                       the requirement that a waiver request be               section 404.3(b)(5), which requires that
                                              West Building Ground Floor at 1200                      submitted at least 60 days before the                  a petition for waiver be submitted at
                                              New Jersey Avenue SE., Washington,                      effective date of the waiver unless good               least sixty days before the proposed
                                              DC, between 9 a.m. and 5 p.m., Monday                   cause for later submission is shown in                 effective date of the waiver, which in
                                              through Friday, except Federal holidays.                the petition; and (2) a petition to waive              this case would be the date of the
                                              FOR FURTHER INFORMATION CONTACT:                        the requirement that analysis must                     planned launch.
                                              Deana Stedman, ANM–113, Federal                         establish designated impact limit lines
                                                                                                      to bound the area where debris with a                     The FAA licenses the launch of a
                                              Aviation Administration, 1601 Lind
                                                                                                      ballistic coefficient of three or more                 launch vehicle and reentry of a reentry
                                              Avenue SW., Renton, WA 98057–3356,
                                                                                                      pounds per square foot is allowed to                   vehicle under authority granted to the
                                              email deana.stedman@faa.gov, phone
                                                                                                      impact if the flight safety system (FSS)               Secretary of Transportation in the
                                              (425) 227–2148.
                                                                                                      functions properly.                                    Commercial Space Launch Act of 1984,
                                                This notice is published pursuant to
                                                                                                      DATES: This notice is effective January
                                                                                                                                                             as amended and re-codified by 51 U.S.C.
                                              14 CFR 11.85.
                                                                                                      12, 2016 and is applicable beginning                   Subtitle V, chapter 509 (Chapter 509),
                                                Issued in Washington, DC, on January 6,                                                                      and delegated to the FAA Administrator
                                              2016.                                                   December 18, 2015.
                                                                                                                                                             and the Associate Administrator for
                                              Lirio Liu,                                              FOR FURTHER INFORMATION CONTACT: For
                                                                                                                                                             Commercial Space Transportation, who
                                              Director, Office of Rulemaking.                         technical questions concerning this
                                                                                                                                                             exercises licensing authority under
                                                                                                      waiver, contact Charles P. Brinkman,
                                              PETITION FOR EXEMPTION                                                                                         Chapter 509.
                                                                                                      Licensing Program Lead, Commercial
                                                 Docket No.: FAA–2015–3836.                           Space Transportation—Licensing and                        SpaceX is a private commercial space
                                                 Petitioner: Bombardier Inc.                          Evaluation Division, 800 Independence                  flight company. The petition addresses
                                                 Section(s) of 14 CFR Affected:                       Avenue SW., Washington, DC 20591;                      an upcoming flight that SpaceX plans to
                                              § 25.813(e)                                             telephone: (202) 267–7715; email:                      undertake to deliver ORBCOMM–2
                                                 Description of Relief Sought:                        Phil.Brinkman@faa.gov. For legal                       satellites. SpaceX plans for the Falcon 9
                                                 Title 14 of the Code of Federal                      questions concerning this waiver,                      launch vehicle to launch from Cape
                                              Regulations (14 CFR) Section 25.813(e)                  contact Laura Montgomery, Manager,                     Canaveral Air Force Station (CCAFS)
                                              prohibits the installation of a door that               Space Law Branch, AGC–210, Office of                   and fly back the first stage to CCAFS for
                                              separates any passenger seat that is                    the Chief Counsel, Regulations Division,               landing. The flight termination system
                                              occupiable during takeoff and landing                   Federal Aviation Administration, 800                   together with autonomous engine
                                              from any passenger emergency exit.                      Independence Avenue SW.,                               shutdown cannot prevent debris from
                                              Bombardier Inc., seeks relief from this                 Washington, DC 20591; telephone (202)                  reaching protected areas for all failure
                                              requirement for the BD–700–2B12                         267–3150; email: Laura.Montgomery@                     scenarios during the Falcon 9 fly back
                                              Global 7000 and BD–700–2B13 Global                      faa.gov.                                               portion of the launch. Specifically,
                                              8000 to allow installation of one or more                                                                      impact limit lines cannot be developed
                                                                                                      SUPPLEMENTARY INFORMATION:
                                              doors between passenger seats and                                                                              to ensure all debris with a ballistic
                                              passenger emergency exits.                              Background                                             coefficient of 3 pounds per square foot
                                                 Furthermore, Bombardier Inc.,                           On December 3, 2015, SpaceX                         (psf) or greater remains on CCAFS.
                                              requests that the exemption, if granted,                submitted a petition to the Federal                    Waiver Criteria
                                              not include a condition (limitation) that               Aviation Administration’s (FAA’s)
                                              would prohibit the aircraft from being                  Office of Commercial Space                                Chapter 509 allows the FAA to waive
                                              operated for hire pursuant to 14 CFR                    Transportation (AST) requesting relief                 a license requirement if the waiver (1)
tkelley on DSK3SPTVN1PROD with NOTICES




                                              part 135.                                               from a regulatory requirement for a                    will not jeopardize public health and
                                                 The petitioner asserts that the aircraft             launch license for flight of a Falcon 9                safety, safety of property; (2) will not
                                              and door(s) will incorporate design                     launch vehicle carrying ORBCOMM–2                      jeopardize national security and foreign
                                              features that assure passengers’ ability                satellites. Specifically, SpaceX                       policy interests of the United States; and
                                              to recognize the location of emergency                  requested relief from § 417.213(a),                    (3) will be in the public interest. 51
                                              exits and access those exits; thereby                   which requires an analysis to establish                U.S.C. 50905(b)(3) (2011); 14 CFR
                                              providing for an overall level of safety                flight safety limits that define when an               404.5(b) (2011).


                                         VerDate Sep<11>2014   20:14 Jan 11, 2016   Jkt 238001   PO 00000   Frm 00085   Fmt 4703   Sfmt 4703   E:\FR\FM\12JAN1.SGM   12JAN1


                                                                            Federal Register / Vol. 81, No. 7 / Tuesday, January 12, 2016 / Notices                                                     1471

                                              Section 404.3(b)(5) Waiver Petition                     ocean off CCAFS. The stages reached                    ballistic coefficient was deemed a better
                                                Section 404.3(b)(5) requires that a                   their intended landing spot, but did not               metric than impact kinetic energy to
                                              petition for waiver be submitted at least               survive the landings. In neither case was              establish the debris that needed to be
                                              sixty days before the proposed effective                public health or safety or safety of third             accounted for in establishing flight
                                              date of the waiver, which in this case                  party property jeopardized. The damage                 safety limits. In adopting the 3 psf
                                              would be the date of the planned                        to SpaceX’s barge was minimal. The                     ballistics coefficient standard, the FAA
                                              launch, initially scheduled for                         USAF conducted an assessment of the                    recognized that ballistic coefficient is
                                              December 19, 2015. This section also                    risk to property on CCAFS and has                      not well correlated with the probability
                                              provides that a petition may be                         determined that the risks are acceptable.              of a casualty producing impact.5 There
                                              submitted late for good cause. Here,                       The FAA requirements in 14 CFR part                 are significant probabilities that impacts
                                              SpaceX initially submitted its request                  417 have their genesis in USAF Range                   with debris with a ballistic coefficient
                                              on December 17, 2015, shortly after                     safety requirements. The FAA and                       less than 3 psf might produce a casualty
                                              being apprised by the FAA that a waiver                 USAF committed to a partnership                        and that debris impacts with a ballistic
                                              would be required. Accordingly, the                     during the development of today’s                      coefficient greater than 3 psf might not
                                              FAA is able to find good cause.                         launch safety regulations with a goal of               produce a casualty. The population
                                                                                                      developing common launch safety                        potentially exposed to an impact (e.g.,
                                              Section 417.213(a) and (d) Waiver                       requirements and coordinating on                       whether in the open or sheltered in
                                              Petition                                                requests for relief from the common                    buildings, or elsewhere), as well as the
                                                 The exact text of 14 CFR 417.213(a)                  requirements.1 The USAF launch safety                  shape and impact orientation of debris,
                                              and (d), the regulations at issue, states:              requirements were documented in EWR                    in addition to its energy and other
                                                 (a) General. A flight safety analysis                127–1, which stated the governing                      characteristics, all influence whether or
                                              must identify the location of populated                 principle that ‘‘to provide for the public             not an impact is likely to produce a
                                              or other protected areas, and establish                 safety, the Ranges, using a Range Safety               casualty. Hence, the FAA required an
                                              flight safety limits that define when a                 Program, shall ensure that the launch                  expected casualty analysis in addition
                                              flight safety system must terminate a                   and flight of launch vehicles and                      to the establishment of impact limit
                                              launch vehicle’s flight to prevent the                  payloads present no greater risk to the                lines. In this regard, the 3 psf threshold
                                              hazardous effects of the resulting debris               general public than that imposed by the                for establishing impact limit lines was
                                              impacts from reaching any populated or                  over-flight of conventional aircraft.’’ 2 In           intended to provide an initial
                                              other protected area and ensure that the                addition, an American National                         assessment of the risk of casualty for
                                              launch satisfies the public risk criteria               Standard endorsed the same governing                   debris of a specific character, but this
                                              of § 417.107(b).                                        principle: ‘‘during the launch and flight              threshold correlates with public safety
                                                 (d) Designated debris impact limits.                 phase of commercial space vehicle                      only in part.
                                              The analysis must establish designated                  operations, the safety risk for the general               In assessing the potential public
                                              impact limit lines to bound the area                    public should be no more hazardous                     safety impacts associated with debris
                                              where debris with a ballistic coefficient               than that caused by other hazardous                    outside of the impact limit lines for the
                                              of three or more is allowed to impact if                human activities (e.g., general aviation               SpaceX launch, the FAA returned to the
                                              the flight safety system functions                      over flight).’’ 3                                      original intent of the launch safety
                                              properly.                                                  Specifically, the 3 psf ballistic
                                                                                                                                                             requirements: To ensure that launch
                                                                                                      coefficient requirement of § 417.213(d)
                                              Launch of the Falcon 9 Vehicle                                                                                 presents no greater risk to the general
                                                                                                      was intended to (1) capture the current
                                                                                                                                                             public than that imposed by the over-
                                                 The FAA waives the requirement of                    practice of the USAF, (2) provide a clear
                                              § 417.213(a) that analysis must establish                                                                      flight of conventional aircraft. In doing
                                                                                                      and consistent basis to establish impact
                                              flight safety limits that define when a                 limit lines to determine if an accident as             so, it applied state-of-the-art techniques
                                              flight safety system must terminate a                   defined by § 401.5 occurred, and (3)                   to examine the conditional Ec (CEC) of
                                              launch vehicle’s flight to prevent the                  help prevent a high consequence to the                 a failure that could generate debris
                                              hazardous effects of the resulting debris               public given FSS activation.4 Although                 outside of the impact limit lines. The
                                              impacts from reaching any populated or                  § 417.107(c) requires a launch operator’s              use of CEC to establish impact limit
                                              other protected area and the associated                 flight safety analysis to account for any              lines was endorsed by the Range
                                              requirement of § 417.213(d) that the                    inert debris impact with a mean                        Commanders Council in a consensus
                                              analysis must establish designated                      expected kinetic energy at impact                      standard in 2010.6 Conditional Ec is
                                              impact limit lines to bound the area                    greater than or equal to 11 ft-lbs., impact            defined as the expected casualties given
                                              where debris with a ballistic coefficient               kinetic energy was deemed an                           the occurrence of a vehicle failure
                                              of three or more is allowed to impact if                impractical metric for establishing                    during flight. The FAA analysis of 30
                                              the flight safety system functions                      impact limit lines because kinetic                     years of empirical evidence provided by
                                              properly because the Falcon 9 launch                    energy at impact can vary significantly                the NTSB shows that a CEC of 0.01
                                              will not jeopardize public health and                   depending on wind conditions, and                      represents the public safety
                                              safety or safety of property, a national                impact limit lines that vary with wind                 consequence associated with general
                                              security or foreign policy interest of the              conditions are impractical. Thus,                      aviation accidents. Further, analysis
                                              United States, and is in the public                                                                            conducted by the FAA and 45SW/SELR
                                              interest.                                                 1 ‘‘The Air Force and the FAA remain committed       demonstrates that the consequence of
                                                                                                      to the partnership outlined in the MOA and . . .
                                              i. Public Health and Safety and Safety                  developing common launch safety requirements             5 67  FR 49464.
                                              of Property                                             and for coordinating the common requirements.’’          6 ‘‘A conditional risk management process should
tkelley on DSK3SPTVN1PROD with NOTICES




                                                                                                      Licensing and Safety Requrieemtns for Launch,          be implemented to assure that mission rules and
                                                 The Falcon 9 ORBCOMM–2 launch is                     Supplemental Notice of Proposed Rulemaking, 67         flight termination criteria do not induce
                                              the first launch of an orbital expendable               FR 49456, 49471 (July 30, 2002).                       unacceptable levels of risk when they are
                                                                                                        2 Eastern and Western Range 127–1, Range Safety
                                              launch vehicle with a planned fly back                                                                         implemented.’’ Range Commanders Council Risk
                                                                                                      Requirements, 1998, see page 1–viii.                   Committee of the Range Safety Group, Common
                                              of one of its stages to its launch site.                  3 ANSI/AIAA S–061–1998, ‘‘Commercial Launch
                                                                                                                                                             Risk Criteria for National Test Ranges, RCC 321–10,
                                              SpaceX has attempted two landings of                    Safety,’’ see Section 4.5.                             White Sands Missile Range, New Mexico, p. 2–7
                                              its Falcon 9 first stage on a barge on the                4 14 CFR 417.107(a)(1)(ii).                          (2010).



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                                              1472                          Federal Register / Vol. 81, No. 7 / Tuesday, January 12, 2016 / Notices

                                              events that could produce debris                        space transportation services could help               267–3150; email: Laura.Montgomery@
                                              outside of the impact limit lines for a                 achieve this goal by allowing the United               faa.gov.
                                              small portion of the ORBCOMM–2 fly                      States Government to invest a greater                  SUPPLEMENTARY INFORMATION:
                                              back operations (where the concern                      share of its resources in other needs
                                              exists) is within this threshold, even                  such as facilities modernization,                      Background
                                              with input data that assume the worst                   technology advancement, scientific                        On November 19, 2015, SpaceX
                                              case weather conditions. Thus, the FAA                  discovery, and national security.                      submitted a petition, which it revised
                                              has determined that this waiver will not                Further, a healthier, more competitive                 on November 24, 2015, to the Federal
                                              jeopardize public health and safety or                  U.S. space transportation industry                     Aviation Administration’s (FAA’s)
                                              the safety of property.                                 would facilitate new markets, encourage                Office of Commercial Space
                                                                                                      new industries, create high technology                 Transportation (AST) requesting a
                                              ii. National Security and Foreign Policy
                                                                                                      jobs, lead to greater economic growth                  waiver with respect to a launch license
                                              Implications
                                                                                                      and security, and would further the                    for flight of a Falcon 9 launch vehicle
                                                 The USAF conducted an assessment                     Nation’s leadership role in space.’’
                                              of the risk to property on CCAFS,                                                                              carrying ORBCOMM–2 satellites.
                                                                                                      SpaceX’s proposed demonstration is in                  SpaceX requested a waiver of 14 CFR
                                              including assets used for national                      the public interest.
                                              security space missions, and has                                                                               417.107(b)(1), which prohibits the
                                              determined that those risks are
                                                                                                        Issued in Washington, DC, on December                launch of an expendable launch vehicle
                                                                                                      18, 2015.                                              if the total expected average number of
                                              acceptable. The FAA has identified no
                                                                                                      Kenneth Wong,                                          casualties (Ec) for the launch exceeds
                                              national security or foreign policy
                                              implications associated with granting                   Commercial Space Transportation, Licensing             0.00003 for risk from debris. Because
                                                                                                      and Evaluation Division Manager.                       the scheduled launch was planned to
                                              this waiver.
                                                                                                      [FR Doc. 2016–00444 Filed 1–11–16; 8:45 am]            occur in less than sixty days, SpaceX
                                              iii. Public Interest                                    BILLING CODE 4910–13–P                                 also requested a waiver to section
                                                 The waiver is consistent with the                                                                           404.3(b)(5), which requires that a
                                              public interest goals of Chapter 509 and                                                                       petition for waiver be submitted at least
                                              the National Space Transportation                       DEPARTMENT OF TRANSPORTATION                           sixty days before the proposed effective
                                              Policy. Three of the public policy goals                                                                       date of the waiver, which in this case
                                                                                                      Federal Aviation Administration                        would be the date of the planned
                                              of Chapter 509 are: (1) To promote
                                              economic growth and entrepreneurial                     Waiver of Acceptable Risk Restriction                  launch.
                                              activity through use of the space                                                                                 The FAA licenses the launch of a
                                                                                                      for Launch
                                              environment; (2) to encourage the                                                                              launch vehicle and reentry of a reentry
                                              United States private sector to provide                 AGENCY: Federal Aviation                               vehicle under authority granted to the
                                              launch and reentry vehicles and                         Administration (FAA), DOT.                             Secretary of Transportation in the
                                              associated services; and (3) to facilitate              ACTION: Notice of waiver.                              Commercial Space Launch Act of 1984,
                                              the strengthening and expansion of the                                                                         as amended and re-codified by 51 U.S.C.
                                              United States space transportation                      SUMMARY:   This notice concerns two                    Subtitle V, chapter 509 (Chapter 509),
                                              infrastructure to support the full range                petitions for waiver submitted to the                  and delegated to the FAA Administrator
                                              of United States space-related activities.              FAA by Space Exploration Technologies                  and the Associate Administrator for
                                              See 51 U.S.C. 50901(b)(1), (2), (4).                    Corp. (SpaceX): (1) A petition to waive                Commercial Space Transportation, who
                                              Commercial Space Transportation                         the requirement that a waiver request be               exercises licensing authority under
                                              Licensing Regulations, Notice of                        submitted at least 60 days before the                  Chapter 509.
                                              Proposed Rulemaking, 62 FR 13230                        effective date of the waiver unless good                  SpaceX is a private commercial space
                                              (Mar. 19, 1997). A successful                           cause for later submission is shown in                 flight company. The petition addresses
                                              demonstration of a stage returning to a                 the petition; and (2) a petition to waive              an upcoming flight that SpaceX plans to
                                              launch site has the potential for                       the restriction that the risk to the public            undertake to deliver the ORBCOMM–2
                                              reducing launch costs. As it is a major                 from the launch of an expendable                       satellites. SpaceX’s Falcon 9 launch
                                              procurer of launch services, reduced                    launch vehicle not exceed an expected                  vehicle will launch from Cape
                                              launch costs will be of direct benefit to               average number of 0.00003 casualties                   Canaveral Air Force Station (CCAFS)
                                              the U.S. Government. It will also help                  (Ec ≤ 30 × 10¥6) from debris.                          and its first stage will fly back to CCAFS
                                              to make the U.S. launch industry more                   DATES: This notice is effective January                for landing.
                                              competitive internationally. The                        12, 2016 and is applicable beginning                      The U.S. Air Force advised SpaceX
                                              National Space Transportation Policy                    December 18, 2015.                                     that the preliminary calculation of Ec for
                                              clearly identifies how strengthening                    FOR FURTHER INFORMATION CONTACT: For                   the launch, including the planned first
                                              U.S. competitiveness in the                             technical questions concerning this                    stage fly back, shows the launch would
                                              international launch market and                         waiver, contact Charles P. Brinkman,                   exceed the 0.00003 limit imposed by
                                              improving the cost effectiveness of U.S.                Licensing Program Lead, Commercial                     section 417.107(b)(1). The 45th Space
                                              space transportation services are in the                Space Transportation—Licensing and                     Wing Range Safety calculated the total
                                              public interest: ‘‘Maintaining an assured               Evaluation Division, 800 Independence                  unmitigated Ec for the mission to be
                                              capability to meet United States                        Avenue SW., Washington, DC 20591;                      0.000118 based on daytime populations
                                              Government needs, while also taking                     telephone: (202) 267–7715; email:                      on CCAFS, the worst-case December
                                              the necessary steps to strengthen U.S.                  Phil.Brinkman@faa.gov. For legal                       weather within the 45th Space Wing
tkelley on DSK3SPTVN1PROD with NOTICES




                                              competitiveness in the international                    questions concerning this waiver,                      Range Safety data files, and 0.9665
                                              commercial launch market, is important                  contact Laura Montgomery, Manager,                     reliability assigned to the flight
                                              to ensuring that U.S. space                             Space Law Branch, AGC–210, Office of                   computer with autonomous engine
                                              transportation capabilities will be                     the Chief Counsel, Regulations Division,               shutdown algorithms. The reliability of
                                              reliable, robust, safe, and affordable in               Federal Aviation Administration, 800                   the human-activated flight termination
                                              the future. Among other steps,                          Independence Avenue SW.,                               system is 0.999. With mitigation,
                                              improving the cost effectiveness of U.S.                Washington, DC 20591; telephone (202)                  namely, the evacuation of all non-


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Document Created: 2016-01-12 01:22:59
Document Modified: 2016-01-12 01:22:59
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of waiver.
DatesThis notice is effective January 12, 2016 and is applicable beginning December 18, 2015.
ContactFor technical questions concerning this waiver, contact Charles P. Brinkman, Licensing Program Lead, Commercial Space Transportation--Licensing and Evaluation Division, 800 Independence Avenue SW., Washington, DC 20591; telephone: (202) 267- 7715; email: [email protected] For legal questions concerning this waiver, contact Laura Montgomery, Manager, Space Law Branch, AGC-210, Office of the Chief Counsel, Regulations Division, Federal Aviation Administration, 800 Independence Avenue SW., Washington, DC 20591; telephone (202) 267-3150; email: [email protected]
FR Citation81 FR 1470 

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