81_FR_14771 81 FR 14718 - Use of Materials Derived From Cattle in Human Food and Cosmetics

81 FR 14718 - Use of Materials Derived From Cattle in Human Food and Cosmetics

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 53 (March 18, 2016)

Page Range14718-14732
FR Document2016-06123

The Food and Drug Administration (FDA or we) is issuing a final rule prohibiting the use of certain cattle material to address the potential risk of bovine spongiform encephalopathy (BSE) in human food, including dietary supplements, and cosmetics. We have designated the following items as prohibited cattle materials: Specified risk materials (SRMs), the small intestine from all cattle (unless the distal ileum has been removed), material from nonambulatory disabled cattle, material from cattle not inspected and passed, or mechanically separated (MS) (Beef). We are taking this action to minimize human exposure to certain cattle material that could potentially contain the BSE agent.

Federal Register, Volume 81 Issue 53 (Friday, March 18, 2016)
[Federal Register Volume 81, Number 53 (Friday, March 18, 2016)]
[Rules and Regulations]
[Pages 14718-14732]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-06123]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Parts 189 and 700

[Docket No. FDA-2004-N-0188; (Formerly 2004N-0081)]
RIN 0910-AF47


Use of Materials Derived From Cattle in Human Food and Cosmetics

AGENCY: Food and Drug Administration, HHS.

ACTION: Final rule; adoption of interim final rule as final with 
amendments.

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SUMMARY: The Food and Drug Administration (FDA or we) is issuing a 
final rule prohibiting the use of certain cattle material to address 
the potential risk of bovine spongiform encephalopathy (BSE) in human 
food, including dietary supplements, and cosmetics. We have designated 
the following items as prohibited cattle materials: Specified risk 
materials (SRMs), the small intestine from all cattle (unless the 
distal ileum has been removed), material from nonambulatory disabled 
cattle, material from cattle not inspected and passed, or mechanically 
separated (MS) (Beef). We are taking this action to minimize human 
exposure to certain cattle material that could potentially contain the 
BSE agent.

DATES: This final rule is effective on April 18, 2016.

FOR FURTHER INFORMATION CONTACT: Johnny Braddy, Center for Food Safety 
and Applied Nutrition (HFS-315), Food and Drug Administration, 5100 
Paint Branch Pkwy., College Park, MD 20740, 240-402-1709.

SUPPLEMENTARY INFORMATION:

Executive Summary

A. Purpose of the Rule

    BSE is a fatal neurological disorder of cattle that has a long 
incubation period (2 to 8 years). It is transmitted when cattle ingest 
protein meal containing the BSE infectious agent. Cattle affected by 
BSE are usually apart from the herd and will show progressively 
deteriorating behavioral and neurological signs. Cattle will react 
excessively to noise or touch and will eventually stumble, fall, and 
experience seizures, coma, and death. Studies have linked variant 
Creutzfeldt-Jakob disease (vCJD) in humans to exposure to the BSE 
agent, most likely through human consumption of beef products 
contaminated with the BSE agent. There is no known treatment of vCJD, 
and it is invariably fatal.
    The final rule completes a rulemaking process that began with an 
interim final rule (IFR) in 2004 and was followed by IFRs in 2005 and 
2008. The final rule establishes measures to prohibit the use of 
certain cattle material in FDA-regulated human food and cosmetics to 
address the potential risk of BSE. Because the United States has had 
measures in place to prevent the introduction and spread of BSE, 
including those affirmed in this rule, the risk of human exposure to 
the BSE agent from FDA-regulated human food and cosmetics is 
negligible.

B. Legal Authority

    We are issuing these regulations under the adulteration provisions 
in sections 402, 409, 601, and under section 701 (21 U.S.C. 342, 348, 
361, and 371) of the Federal Food, Drug, and Cosmetic Act (FD&C Act).

C. Summary of the Major Provisions of the Rule

    The final rule provides definitions for prohibited cattle materials 
and prohibits their use in human food, dietary supplements, and 
cosmetics, to address the potential risk of BSE. We designate the 
following items as prohibited cattle materials: SRMs, the small 
intestine from all cattle unless the distal ileum has been properly 
removed, material from nonambulatory disabled cattle,

[[Page 14719]]

material from cattle not inspected and passed, or MS (Beef). We also 
confirm that milk and milk products, hides and hide-derived products, 
tallow that contains no more than 0.15 percent insoluble impurities, 
and tallow derivatives are not prohibited cattle materials. Further, we 
are amending the final rule to provide a definition of gelatin and to 
clarify that gelatin is not considered a prohibited cattle material 
under 21 CFR 189.5(a)(1) and 700.27(a)(1) as long as it is manufactured 
using the customary industry processes specified. Finally, we are 
finalizing the process for designating a country as not subject to BSE-
related restrictions applicable to FDA regulated human food and 
cosmetics. Specific requirements regarding record maintenance, 
retention, and accessibility, for manufacturers and processors of a 
human food or cosmetic product made with material from cattle were 
previously finalized (see 71 FR 59653).

D. Costs and Benefits

    This final rule reaffirms the provisions in the 2004 IFR, as well 
as the 2005 and 2008 amendments, to address the potential risk of BSE 
in human food including dietary supplements, and in cosmetics. As the 
final rule's coverage does not differ from the 2004 IFR and the 2005 
and 2008 amendments, no additional costs or benefits will accrue from 
this rulemaking.

Table of Contents

I. Introduction--what is BSE?
II. Background--what Is the history for this rulemaking?
III. What is the legal authority for this rulemaking?
IV. What comments did we receive? What are our responses?
    A. Definitions (Sec. Sec.  189.5(a) and 700.27(a))
    B. Requirements (Sec. Sec.  189.5(b) and 700.27(b))
    C. Records (Sec. Sec.  189.5(c) and 700.27(c))
    D. Adulteration (Sec. Sec.  189.5(d) and 700.27(d))
    E. Process for Designating Countries (Sec. Sec.  189.5(e) and 
700.27(e))
    F. Other Comments
V. Regulatory Impact Analysis
    A. Overview
    B. Regulatory Flexibility Act
    C. Small Business Regulatory Enforcement Fairness Act of 1996
    D. Unfunded Mandatory Reform Act of 1995
VI. Environmental Impact, No Significant Impact
VII. Paperwork Reduction Act of 1995
VIII. Federalism
IX. References

I. Introduction--what is BSE?

    BSE is a progressive and fatal neurological disorder of cattle 
caused by an unconventional transmissible agent. BSE belongs to the 
family of diseases known as transmissible spongiform encephalopathies 
(TSEs). In the late stages of disease, all TSEs affect the central 
nervous system of infected animals. However, the distribution of 
infectivity in the body of the animal and mode of transmission differ 
according to the species and TSE agent. Other types of TSEs include 
scrapie in sheep and goats, chronic wasting disease in deer and elk, 
and Creutzfeldt-Jakob disease (CJD) in humans.
    BSE has a long incubation period (2 to 8 years), and is most likely 
transmitted when tissues from infected cattle are rendered and 
processed into protein meal, which is then used as an additive in 
livestock feed (Refs. 1 and 2). The clinical signs of BSE include 
behavioral, gait, and postural abnormalities. Cattle with the disease 
often present with increased apprehension, increased reaction to sound 
and touch, and a swaying gait. These signs may be accompanied by subtle 
changes in the normal behavior of the cow, such as separation from the 
herd while at pasture, disorientation, staring, and excessive licking 
of the nose or flanks. The disease progresses to stumbling and falling, 
and ends with seizures, coma, and death (Ref. 3).
    Scientific and epidemiological studies have linked vCJD in humans 
to exposure to the BSE agent, most likely through human consumption of 
beef products contaminated with the agent. In several cases that 
occurred in the United Kingdom (UK), it is believed that the persons 
became infected through transfusion of blood from an asymptomatic 
infected donor. There is no known treatment of vCJD, and it is 
invariably fatal (Ref. 4).
    As of June 2, 2014, vCJD has been identified in 229 patients from 
12 countries. One hundred seventy-seven probable and confirmed cases of 
vCJD have been reported in the UK, 27 in France, 5 in Spain, 4 in 
Ireland, 4 in the United States, 3 in the Netherlands, 2 in Portugal, 2 
in Italy, 2 in Canada, and one each from Japan, Saudi Arabia, and 
Taiwan (Ref. 5). In two of the four U.S. cases, exposure to the BSE 
agent is believed to have occurred while the individuals were residing 
in the UK. A third case was likely exposed while residing in Saudi 
Arabia. An investigation of the fourth case found that the patient's 
exposure to the BSE agent likely occurred before the patient moved to 
the United States (Ref. 5). In the United States, where measures to 
prevent the introduction and spread of BSE have been in place for some 
time, the risk of human exposure to the BSE agent is extremely low. 
Indeed, in May 2013, the World Organization for Animal Health (OIE) 
recognized the effectiveness of these mitigation measures and 
categorized the United States as negligible BSE risk, in accordance 
with Chapter 11.4 of the OIE Terrestrial Animal Health Code (Refs. 6 
and 7).

II. Background--what is the history for this rulemaking?

    In the Federal Register of July 14, 2004 (69 FR 42256), we issued 
an IFR entitled ``Use of Materials Derived From Cattle in Human Food 
and Cosmetics'' (also referred to as ``the 2004 IFR'') to prohibit the 
use of certain cattle material, to address the potential risk of BSE in 
human food, including dietary supplements, and cosmetics. The 2004 IFR 
designated the following items as prohibited cattle materials: SRMs, 
the small intestine from all cattle, material from nonambulatory 
disabled cattle, material from cattle not inspected and passed or MS 
(Beef). SRMs include the brain, skull, eyes, trigeminal ganglia, spinal 
cord, vertebral column (excluding the vertebrae of the tail, the 
transverse processes of the thoracic and lumbar vertebrae, and the 
wings of the sacrum), and dorsal root ganglia (DRG) of cattle 30 months 
of age and older, and the tonsils and distal ileum of the small 
intestine from all cattle. These restrictions were codified at Sec.  
189.5, ``Prohibited cattle materials,'' and Sec.  700.27, ``Use of 
prohibited cattle materials in cosmetic products.'' The requirements in 
Sec. Sec.  189.5 and 700.27 are almost identical, except that the 
latter pertains only to cosmetic products.
    Previously, the Food Safety and Inspection Service (FSIS) of the 
U.S. Department of Agriculture (USDA) published an IFR in the Federal 
Register on January 12, 2004 (69 FR 1862) (FSIS IFR). The FSIS IFR 
prohibited certain cattle material from use in meat and meat products. 
The FSIS IFR designated the same items as SRMs as specified in FDA's 
2004 IFR. In the Federal Register of July 13, 2007, FSIS affirmed the 
FSIS IFR with amendments (72 FR 38700) (``2007 FSIS affirmation''). In 
the Federal Register of September 7, 2005 (70 FR 53063), we amended our 
regulations to permit the use of the small intestine of cattle in human 
food and cosmetics provided the distal ileum portion has been removed 
properly (also referred to as the ``2005 amendment''). The 2005 
amendment also clarified that milk and milk products, hides and hide-
derived products, and tallow derivatives are not prohibited cattle 
materials, and we provided for a different method for

[[Page 14720]]

determining impurities in tallow. FSIS also amended its regulations on 
September 7, 2005, to permit the use of the small intestine of cattle 
in human food provided the distal ileum is removed properly (70 FR 
53043).
    In the Federal Register of April 17, 2008 (73 FR 20785), we amended 
our regulations again to provide a process for designating certain 
countries as not subject to certain BSE-related restrictions (also 
referred to as the ``2008 amendment''). FSIS provided a similar 
country-specific exception from certain BSE restrictions covered in its 
regulations.
    We also published a notice in the Federal Register on March 4, 2013 
(78 FR 14012) (also referred to as the 2013 notice), reopening the 
comment period for the interim final rule. We invited comment on our 
assessment of recently published peer-reviewed scientific studies in 
which trace amounts of BSE infectivity were found in parts of the small 
intestines other than the distal ileum of cattle with both experimental 
and natural occurring BSE.
    In this rule, we are finalizing, with changes related to gelatin, 
the 2004 IFR, as amended in 2005 and 2008, to restrict certain cattle 
materials used in human foods and cosmetics that carry a risk of 
transmitting BSE. The final rule complements similar restrictions that 
apply to meat and meat products regulated by USDA.

III. What is the legal authority for this rulemaking?

    We are issuing these regulations under the adulteration provisions 
in sections 402, 409, 601, and under section 701 of the FD&C Act.
    Under section 402(a)(3) of the FD&C Act, a food is deemed 
adulterated ``if it consists in whole or in part of any filthy, putrid, 
or decomposed substance, or if it is otherwise unfit for food.'' The 
term ``otherwise unfit for food'' in section 402(a)(3) of the FD&C Act 
does not require that a food be filthy, putrid, or decomposed for it to 
be ``otherwise unfit for food.'' A food can be ``otherwise unfit for 
food'' based on health risks. Further, the possibility of disease 
transmission to humans from exposure to prohibited cattle material, 
SRM, MS Beef, material from nonambulatory disabled cattle, and material 
from cattle not inspected and passed) may present a risk to human 
health. Under section 402(a)(3) of the FD&C Act, these materials are 
unfit for food. Under section 402(a)(4) of the FD&C Act, a food is 
adulterated ``if it has been prepared, packed, or held under insanitary 
conditions whereby it may have become contaminated with filth, or 
whereby it may have been rendered injurious to health.'' The failure to 
ensure that food is prepared, packed, or held under conditions in which 
prohibited cattle materials do not contaminate the food constitutes an 
insanitary condition whereby it may have been rendered injurious to 
health and thus renders the food adulterated under section 402(a)(4) of 
the FD&C Act. Under section 402(a)(5) of the FD&C Act, food is deemed 
adulterated if it is, in whole or in part, the product of an animal 
which has died otherwise than by slaughter. Some cattle are not 
inspected and passed because they have died before slaughter. Material 
from cattle that die otherwise than by slaughter is adulterated under 
section 402(a)(5) of the FD&C Act. As further explained in the 2004 
IFR, prohibited cattle materials for use in human food are food 
additives subject to section 409 of the FD&C Act, except when used as 
dietary ingredients in dietary supplements. The use or intended use of 
any prohibited cattle material in human food, except for dietary 
ingredients in dietary supplements, causes the material and the food to 
be adulterated under section 402(a)(2)(C) of the FD&C Act.
    Under section 601(c) of the FD&C Act, a cosmetic is adulterated 
``if it has been prepared, packed, or held under insanitary conditions 
whereby it may have become contaminated with filth, or whereby it may 
have been rendered injurious to health.'' The failure to ensure that a 
cosmetic is prepared, packed, or held under conditions in which 
prohibited cattle materials do not contaminate the cosmetic constitutes 
an insanitary condition whereby it may have been rendered injurious to 
health and, thus, renders the cosmetic adulterated under section 601(c) 
of the FD&C Act.
    Under section 701(a) of the FD&C Act, we may issue regulations for 
the efficient enforcement of the FD&C Act. A regulation that requires 
measures to prevent human food from being unfit for food, from being or 
bearing an unsafe food additive, from being the product of an animal 
that died otherwise than by slaughter, and to prevent human food and 
cosmetics from being held under insanitary conditions, allows for 
efficient enforcement of the FD&C Act.

IV. What comments did we receive? What are our responses?

    We received approximately 1,464 comments, each containing one or 
more issues, to the 2004 IFR, and approximately 20 comments, each 
containing one or more issues, to the 2005 and 2008 amendments, and 31 
comments to the 2013 notice. Animal welfare advocacy organizations, 
private consultants, consumer groups, foreign governments, Members of 
Congress, industry, and consumers submitted comments. Comments 
previously addressed in the 2005 and 2008 amendments, and comments 
addressing issues outside the scope of this rulemaking (e.g., those 
addressing potential concerns regarding diseases other than BSE; those 
addressing animal welfare concerns, which are covered in the Humane 
Methods of Slaughter Act of 1978 (7 U.S.C. 1901 et seq.) and 
administered by USDA); the prohibition of the use of materials from 
nonambulatory animals other than cattle (i.e., deer, elk, and sheep); 
and those responding to rules issued by other federal agencies will not 
be addressed in this document.
    To make it easier to identify the comments and FDA's responses, the 
word ``Comment,'' in parentheses, appears before the comment's 
description and the word ``Response,'' in parentheses, appears before 
FDA's response. Each comment is numbered to help distinguish between 
different comments. The number assigned to each comment is purely for 
organizational purposes and does not signify the comment's value or 
importance.

A. Definitions (Sec. Sec.  189.5(a) and 700.27(a))

    Sections 189.5(a) and 700.27(a) state that the definitions and 
interpretations of terms in section 201 of the FD&C Act apply (21 
U.S.C. 321) and also define the following terms: ``prohibited cattle 
materials,'' ``inspected and passed,'' ``mechanically separated,'' 
``nonambulatory disabled cattle,'' ``specified risk material,'' 
``tallow,'' ``tallow derivative,'' and ``gelatin.'' Several comments 
pertained to our regulatory definitions, and we discuss those comments 
here.
1. ``Prohibited Cattle Materials'' (Sec. Sec.  189.5(a)(1) and 
700.27(a)(1))
    The 2004 interim final rule defined ``prohibited cattle materials'' 
as specified risk materials, small intestine of all cattle, material 
from nonambulatory disabled cattle, material from cattle not inspected 
and passed, or MS (Beef). The 2004 IFR also defined ``prohibited cattle 
material'' as not to include tallow that contains ``no more than 0.15 
percent hexane-insoluble impurities and tallow derivatives.'' The 2005 
amendment made an exception in the case of the small intestine such 
that the small intestine would not be considered prohibited cattle 
material if the distal ileum is removed by a

[[Page 14721]]

procedure that removes at least 80 inches of the uncoiled and trimmed 
small intestine in a manner specified in Sec.  189.5(b)(2) (or, in the 
case of Sec.  700.27, Sec.  700.27(b)(2)) and also changed ``hexane-
insoluble'' to ``insoluble'' in the definition of ``tallow.'' The 2005 
amendment also excluded hides and hide-derived products, and milk and 
milk products from the definition of ``prohibited cattle materials.'' 
The 2008 amendment provided that FDA may designate a country as not 
subject to certain BSE-related restrictions applicable to FDA regulated 
human food and cosmetics.
    We did not receive comments specific to the definition of 
``prohibited cattle materials at Sec. Sec.  189.5(a)(1) and 
700.27(a)(1), and we have finalized that portion of the definition 
without change.
a. Tallow, Tallow Derivatives, Gelatin, Hides and Hide-Derived 
Products, and Milk and Milk Products (Sec. Sec.  189.5(a)(1)(i) and 
700.27(a)(1)(i))
    (Comment 1) One comment supported the exclusion of hides and hide-
derived products from the definition of prohibited cattle materials but 
said that we need to address the possible cross-contamination of hides 
and other non-prohibited cattle materials with prohibited cattle 
materials during slaughter and processing.
    (Response 1) As noted in the 2005 amendment, manufacturers and 
processors must take precautions to avoid cross contamination of hides 
and other non-prohibited cattle material with prohibited cattle 
material during slaughter and processing (70 FR 53063 at 53066). 
Further, food establishments are subject to the current good 
manufacturing practice requirements (CGMPs) at 21 CFR part 110, and the 
failure to take adequate measures to prevent cross-contamination could 
result in insanitary conditions whereby the food may be rendered 
injurious to health and, therefore, adulterated under section 402(a)(4) 
of the FD&C Act.
    (Comment 2) While most comments found the clarification as to the 
allowable composition of tallow source material used in tallow 
derivatives in the preamble to the 2005 amendment helpful, one comment 
suggested that we revise the definition of ``prohibited cattle 
materials'' to state that: ``Prohibited cattle materials do not include 
tallow that contains no more than 0.15 percent insoluble impurities, 
tallow derivatives (regardless of the source of tallow), hides and 
hide-derived products, and milk and milk products.''
    (Response 2) We understand that the intent of the parenthetical 
``regardless of the source of the tallow'' is to make clear that the 
chemical processes (hydrolysis, transesterification, and 
saponification) involving high temperature and pressure are 
sufficiently rigorous even if the starting tallow is, for example, 
inedible tallow or tallow containing greater than 0.15 percent 
insoluble impurities. We agree that the processes to produce tallow 
derivatives are sufficiently rigorous, but believe that by excluding 
tallow derivatives, without the parenthetical, from the definition of 
prohibited cattle material, it is clear that we are excluding all 
tallow derivatives. Prohibited cattle material does not include tallow 
derivatives. We do not believe the parenthetical ``regardless of the 
source of tallow'' is needed.
    (Comment 3) One comment would revise the definition of prohibited 
cattle materials to emphasize the rigorousness of the processing 
involved in the production of tallow derivatives (i.e., 
transesterification or saponification) to minimize the risk of 
transmitting TSE agents. The comment was concerned that the ``lack of 
alignment'' between U.S. and non-U.S. requirements and guidance with 
respect to tallow derivatives will continue to affect the acceptance of 
U.S.-origin materials in non-U.S. markets.
    (Response 3) We decline to revise the definition as suggested by 
the comment. Our objective in developing our BSE regulations for human 
food and cosmetics, including these involving tallow derivatives, is to 
apply appropriate measures to safeguard life and health and be no more 
trade restrictive than necessary to achieve the food and cosmetic 
safety objective. As to the degree of processing involved in producing 
tallow derivatives, we addressed this subject in the preamble to the 
2004 IFR (69 FR 42256 at 42261) and discussed how tallow derivatives 
are produced by subjecting tallow to chemical processes (hydrolysis, 
transesterification, and saponification) that involve high temperature 
and pressure. We further noted in the 2004 IFR that FDA's Transmissible 
Spongiform Encephalopathy Advisory Committee (TSEAC) considered the 
safety of tallow and tallow derivatives in 1998 and ``determined that 
the rigorous conditions of manufacture are sufficient to further reduce 
the BSE risk in tallow derivatives'' (69 FR 42256 at 42261).
    We have revised the list of materials not considered prohibited 
cattle materials at Sec. Sec.  189.5(a)(1)(i) and 700.27(a)(1)(i) to 
include gelatin. To ensure that only gelatin derived from customary 
industry processes qualifies for this exclusion, Sec. Sec.  189.5(a)(8) 
and 700.27(a)(8) of the final rule provide that ``Gelatin means a 
product that has been obtained by the partial hydrolysis of collagen 
derived from hides, connective tissue, and/or bone bones of cattle and 
swine. Gelatin may be either Type A (derived from an acid-treated 
precursor) or Type B (derived from an alkali-treated precursor) that 
has gone through processing steps that include filtration and 
sterilization or an equivalent process in terms of infectivity 
reduction.''
    There has been increasing recognition based on scientific evidence 
as to the safety of gelatin for human use irrespective of the source 
materials from which it is made. For example, laboratory studies have 
indicated that gelatin manufacturing processes are capable of reducing 
inoculated BSE prion titers by at least six to eight orders of 
magnitude (Ref. 8). The OIE Code does not recommend any restrictions, 
regardless of the BSE status of a country, in trade of gelatin prepared 
from bones and intended for food, cosmetics, pharmaceuticals including 
biologicals, or medical devices, among other items (Ref. 9). A 2006 
scientific panel of the European Food Safety Authority (EFSA)--
reviewing a 2003 EFSA Scientific Steering Committee opinion--concluded 
that there was no support for prohibition of or restrictions on the use 
of skull and vertebrae of cattle that had passed ante mortem and post 
mortem inspections in the production of gelatin (Ref. 10). Based on 
this evidence, we conclude that gelatin manufactured from bovine raw 
materials using customary industry processes presents a negligible risk 
of transmitting the agent that causes BSE.
(b) Cattle Materials Inspected and Passed From Designated Countries 
(Sec. Sec.  189.5(a)(1)(ii) and 700.27(a)(1)(ii))
    (Comment 4) One comment supporting a mechanism to designate 
countries as not subject to certain BSE-related restrictions (provided 
under Sec.  189.5(a)(1)(ii)) expressed concerns that interested 
countries would need to go through separate application and evaluation 
processes at USDA and FDA for a country to receive a USDA and FDA-
granted designation. The comment requested that the application and 
evaluation procedures used by the different U.S. regulating agencies be 
streamlined to reduce the potential duplication of time and effort by 
the applying country.
    (Response 4) We understand the concern expressed by the comment.

[[Page 14722]]

However, as we explained in the 2008 amendment, FDA and USDA have 
different regulatory responsibilities with respect to preventing BSE 
and ensuring food safety (73 FR 20785 at 20788). While we have our own 
evaluation process, we will consult with USDA as part of this process 
(73 FR 20785 at 20788). Further, we will take into consideration 
available risk assessments of other competent authorities in conducting 
our evaluations (73 FR 20785 at 20788.). Although not required, a 
previous BSE evaluation performed by USDA's FSIS or Animal and Plant 
Health Inspection Service (APHIS), or by OIE, or by another country or 
competent authority, could be used by FDA as part of our review (73 FR 
20785 at 20788).
    (Comment 5) Several comments from the gelatin industry requested 
that gelatin be excluded from consideration as a prohibited cattle 
material. The comments noted that standard industry practice is to 
produce gelatin using raw materials from animals inspected and passed 
for human consumption, that SRMs and materials from nonambulatory 
disabled cattle are excluded, that the safety of gelatin is based on 
adherence to industry practices, as well as our CGMPs and USDA 
regulations, and that gelatin made from bovine raw materials undergoes 
manufacturing processes that inactivate possible BSE infectivity, 
citing studies by the European Commission (EC) and the Gelatine 
Manufacturers of Europe. Several comments noted that TSEAC reviewed 
these studies and concluded on July 17, 2003, that these studies 
``demonstrate a reduction in infectivity that is sufficient to protect 
human health.''
    (Response 5) We agree with the comments and have revised Sec. Sec.  
189.5(a)(1)(i) and 700.27(a)(1)(i) to include gelatin in the list of 
materials not considered ``prohibited cattle materials.'' We are making 
this change because gelatin manufactured according to customary 
industry processes present a negligible risk of transmitting the BSE 
agent and should not be considered ``prohibited cattle materials.''
    (Comment 6) Several comments took issue with an FDA statement 
appearing in the background section to the 2004 IFR that provided 
certain products, such as gelatin and collagen, ``have traditionally 
been produced from cattle material deemed inedible by the USDA'' (69 FR 
42256 at 42261). The comments pointed out that U.S. raw materials used 
to produce gelatin come from cattle that have been inspected and passed 
by USDA for human consumption and are produced in accordance with FDA 
and USDA regulations, and in accordance with applicable FDA human food 
CGMPs. These comments further noted that only safe raw materials are 
used to produce gelatin and that SRMs and materials from nonambulatory 
disabled cattle are excluded. One comment specifically requested that 
we publish a correction in the Federal Register clarifying that gelatin 
is not produced from inedible material.
    (Response 6) The quoted statement was included in a broader 
discussion explaining in part why we were extending similar protections 
to FDA-regulated human foods and cosmetics as USDA had already imposed 
in USDA-inspected facilities. We agree that gelatin is manufactured 
from raw materials that have been inspected and passed for human 
consumption.
    (Comment 7) Several comments requested that we clarify whether our 
gelatin guidance document published in 1997 (Ref. 11) will be revoked 
or revised in light of this regulation. The comments expressed concern 
that gelatin manufacturers would face an unnecessary regulatory burden 
depending on whether the product the gelatin is used in is a food 
product or dietary supplement, or a pharmaceutical product, or for 
other FDA-regulated uses. The comments also requested that we 
explicitly state that our gelatin guidance document is no longer 
applicable for products intended for oral consumption or cosmetic use 
by humans.
    (Response 7) This final rule supersedes the 1997 guidance with 
respect to human food and cosmetics. We intend to review the 1997 
guidance and will consider withdrawing or revising the guidance, as 
appropriate, consistent with this final rule.
2. ``Inspected and Passed'' (Sec. Sec.  189.5(a)(2) and 700.27(a)(2))
    The regulations define ``inspected and passed'' as meaning that the 
product has been inspected and passed for human consumption by the 
appropriate regulatory authority, and at the time it was inspected and 
passed, it was found to be not adulterated. We did not receive comments 
specific to our definition of ``inspected and passed,'' and we have 
finalized the definition without change.
3. ``Mechanically Separated (MS) (Beef)'' (Sec. Sec.  189.5(a)(3) and 
700.27(a)(3))
    The regulations define ``mechanically separated (MS) (beef)'' as a 
meat food product that is finely comminuted, resulting from the 
mechanical separation and removal of most bone from the attached 
skeletal muscle of cattle carcasses or parts of carcasses that meet 
certain USDA specifications. We did not receive comments specific to 
our definition of ``(MS) (Beef).''
    On our own initiative, we have revised the definition of 
``mechanically separated (MS) (Beef)'' to clarify that 9 CFR 319.5, 
which we cite in Sec. Sec.  189.5(a)(3) and 700.27(a)(3), refers to a 
USDA regulation. Thus, the final rule adds ``U.S. Department of 
Agriculture'' before ``regulation.''
4. ``Nonambulatory Disabled Cattle'' (Sec. Sec.  189.5(a)(4) and 
700.27(a)(4))
    The regulations define ``nonambulatory disabled cattle'' as cattle 
that cannot rise from a recumbent position or that cannot walk, 
including, but not limited to, cattle with broken appendages, severed 
tendons or ligaments, nerve paralysis, fractured vertebral column, or 
metabolic conditions.
    (Comment 8) One comment suggested that downer animals should be 
tested first for BSE and held pending the outcome of the testing before 
deciding to prohibit the use of material from nonambulatory disabled 
cattle in human food and cosmetics. If the test results are negative, 
then the carcass could be used for human food and cosmetics.
    (Response 8) This option is not feasible due to the limitations of 
currently available tests. No validated ante mortem test for BSE 
currently exists. Available post mortem tests, although useful for 
disease surveillance purposes in terms of determining the rate of 
disease in the population of cattle, are not appropriate as a safety 
indicator for human food or cosmetics because there is a potentially 
long period in the life of an infected animal where tests using the 
current methodology would not detect the disease (Refs. 12 through 14). 
This is due, in part, to limitations on existing testing methods, which 
rely on the use of post mortem brain tissue. Experimental evidence 
demonstrates that for cattle infected orally, certain potentially 
infective tissues (such as the distal ileum and tonsils) are the first 
tissues to accumulate infectivity in the incubation period and this 
infectivity occurs prior to any demonstrated infectivity in brain 
tissue (Refs. 12 through 14). Therefore, tests conducted on brain 
tissue may not accurately reflect the potential infectivity in other 
tissues that develop infectivity earlier, such as the distal ileum.
    As a result, we have finalized the definition of ``nonambulatory 
disabled cattle'' without change.
    (Comment 9) One comment stated that our restrictions relating to 
materials

[[Page 14723]]

from nonambulatory disabled cattle should not apply to custom 
slaughtered animals.
    (Response 9) This final rule does not apply to custom slaughtered 
cattle because such cattle are for the owner's exclusive use and not 
for use in FDA regulated human food and cosmetics. FDA notes that, in 
our 2007 affirmation of our interim final rule with amendments, FSIS 
determined that it cannot permit the custom slaughter or preparation of 
products of nonambulatory disabled cattle for human food even if it is 
for the owner's exclusive use because FSIS considers the carcasses of 
these animals to be adulterated (72 FR 38700 at 38703 to 38704).
5. ``Specified Risk Material'' (Sec. Sec.  189.5(a)(5) and 
700.27(a)(5))
    The regulations define ``specified risk material'' as meaning the 
brain, skull, eyes, trigeminal ganglia, spinal cord, vertebral column 
(excluding the vertebrae of the tail, the transverse processes of the 
thoracic and lumbar vertebrae, and the wings of the sacrum), and dorsal 
root ganglia of cattle 30 months and older. The definition also 
includes tonsils and distal ileum of the small intestine of all cattle 
as ``specified risk material.''
    In the Federal Register of March 4, 2013 (78 FR 14012), we reopened 
the comment period for the IFR due to new studies showing infectivity 
in parts of the small intestine other than the distal ileum. We noted 
that there were studies showing the presence of some infectivity in the 
proximal ileum, jejunum, ileocecal junction, and colon of cattle with 
BSE. We also noted that the infectivity levels reported in the studies 
were lower than the infectivity levels previously demonstrated for the 
distal ileum (78 FR 14012 at 14013). We put the studies into the 
administrative record and invited comment on them, and also said that 
we had tentatively concluded that the effect of these traces of 
infectivity on the risk of human or ruminant exposure to BSE in the 
United States is negligible (78 FR 14012). We tentatively concluded 
that ``requiring the removal of additional parts of the small intestine 
would not provide a measurable risk reduction compared to that already 
being achieved by removal of the distal ileum in all cattle and that it 
would be appropriate to finalize our interim final rule without 
changing any provisions related to the small intestine'' (78 FR 14012).
    (Comment 10) One comment asked whether the pituitary gland of 
cattle is considered an SRM and would have to be removed from the 
carcass when the brain is removed if the cattle is 30 months of age or 
older.
    (Response 10) The pituitary gland or hypophysis lies at the base of 
the brain, contacting the hypothalamus. Anatomically, it is considered 
part of the brain. Thus, the pituitary gland or hypophysis is 
considered an SRM in cattle 30 months or age or older and must be 
removed from the carcass when the brain is removed.
    (Comment 11) One comment requested that the vertebral column not be 
considered an SRM because the attached DRG as well as the loosely 
attached spinal cord, which are sources of BSE infectivity, can be 
safely separated and removed from the vertebral column. (In general 
terms, DRG are nerves attached to the spinal cord.) The comment did not 
submit any data in support of its position nor did it explain the 
method or methods for safely separating and removing the DRG from the 
vertebral column.
    (Response 11) We decline to revise the rule as suggested by the 
comment. While the vertebral column has not been shown to harbor BSE 
infectivity, it does contain tissues (i.e., DRG, spinal cord) that have 
been shown to be infectious. Technologies are not currently available 
to safely remove the DRG without removing part of the vertebral column 
(see 2007 FSIS affirmation, 72 FR 38700 at 38710). The 2007 FSIS 
affirmation also noted that while the DRG is located within the 
vertebral bones, it could potentially become dislodged during 
consumption of bone-in-beef products. Therefore, the vertebral column 
(excluding the vertebrae of the tail, the transverse processes of the 
thoracic and lumbar vertebrae, and the wings of the sacrum) from cattle 
30 months of age and older is included in the list of SRMs. We will 
reconsider this issue if technology becomes available to safely remove 
the DRG from the vertebral column, but we have finalized the definition 
of ``specified risk material'' without change.
    (Comment 12) One comment requested that we revise the definition of 
SRMs to include meat obtained from vertebral columns processed with 
Advanced Meat Recovery (AMR) systems because of the instances of DRG 
and spinal cord being detected in AMR products.
    (Response 12) We decline to revise the rule as suggested by the 
comment. USDA regulations, at 9 CFR 318.24, provide that vertebral 
columns of cattle 30 months of age and older (excluding the vertebrae 
of the tail, the transverse processes of the thoracic and lumbar 
vertebrae, and the wings of the sacrum) are SRMs and therefore cannot 
be used as source materials for AMR systems.
    (Comment 13) One comment stated that, although we noted that the 
OIE has not designated any intestinal sections other than the distal 
ileum as SRM, the OIE did not conduct a risk assessment to support that 
statement.
    (Response 13) We did not intend to imply that the OIE had conducted 
a risk assessment or studied the new research findings and published 
its conclusions about the significance to human health. We meant that 
the OIE had not added parts of the small intestine other than the 
distal ileum to its recommendations on commodities that should not be 
traded (Ref. 15).
    (Comment 14) Some comments recommended that the 30-month age 
cutoff, which provides a basis for designating certain cattle materials 
as SRMs, should be changed to a 12-month cutoff because of scientific 
uncertainty about how BSE spreads in cattle, and because the true 
prevalence of the disease in the United States is not fully known.
    (Response 14) We disagree with these comments. Experimental and 
epidemiological evidence have clearly linked transmission of BSE to 
using protein derived from BSE infected cattle as an additive in cattle 
feed. FDA's 1997 and 2008 BSE feed regulations prohibit this practice. 
Further, ongoing BSE surveillance conducted by USDA APHIS, which tests 
approximately 40,000 animals from the highest risk cattle population 
per year, shows that the prevalence in the United States is less than 
one case per million adult cattle in the United States (Ref. 16). We 
therefore believe that the 30-month cutoff is appropriate for the BSE 
risk status in the United States, as we first discussed in our 2004 IFR 
(69 FR 42256 at 42259-60).
    (Comment 15) One comment recommended that a 12-month cutoff for 
purposes of designating certain cattle materials as SRMs would be more 
prudent given the scientific uncertainty in fully understanding the 
possible ways that the BSE agent might infect humans.
    (Response 15) We disagree that an additional margin of safety in 
the age cutoff is needed because of scientific uncertainty about how 
humans are exposed to the BSE agent. The 30-month cutoff is 
internationally recognized and well supported by pathogenesis studies 
that were designed to determine the tissue distribution of the BSE 
agent as the disease progresses in BSE-infected cattle.
    (Comment 16) Several comments recommended that materials currently

[[Page 14724]]

designated as SRMs if they are from cattle 30 months of age and older 
should be considered SRMs regardless of the animal's age and should be 
prohibited from entering the food supply. According to the comment, a 
broad prohibition on the use of SRMs regardless of the animal's age 
would significantly reduce the need of determining the age of each 
animal, and thereby improve enforcement. Some comments pointed out 
that, in the absence of a national animal identification system, any 
determination of an animal's age is based typically on a physical 
assessment, and such an assessment can be subjective.
    (Response 16) We disagree that the full list of SRMs should be 
removed from all cattle to eliminate the need for aging the animals. 
Methods of aging allowed under FSIS regulations, such as documentation 
and dentition, are reliable for identifying cattle over 30 months of 
age.
    (Comment 17) One comment recommended that vertebral columns of 
cattle of all ages should be considered SRMs, not just vertebral 
columns of cattle 30 months of age and older, but the comment did not 
provide evidence or data to support the change.
    (Response 17) We disagree with this recommendation. As previously 
stated in Comment and Response 14, pathogenesis studies support a 30-
month cutoff in low BSE prevalence countries like the United States.
    (Comment 18) Several comments noted that available post mortem 
tests are capable of identifying the presence of the BSE agent only 
near the end of the animal's incubation period; therefore cattle 
younger than 30 months of age in the early stages of BSE that do not 
test positive for the disease may be harboring the BSE agent. The 
comments suggested that the definition of SRM not exclude certain 
materials from cattle younger than 30 months.
    (Response 18) We agree about the limitation of BSE test methods, 
but disagree that the limitations should influence the SRM definition. 
The 30-month cutoff is based on pathogenesis studies, not on diagnostic 
capabilities.
    (Comment 19) One comment supported a 12-month cutoff for 
classifying animal age-related SRMs due to uncertainty surrounding a 
published study that suggested that there may be another form of TSE in 
cattle, referred to as bovine amyloidotic spongiform encephalopathy 
(BASE).
    (Response 19) We do not agree that the 12-month cutoff is necessary 
for the BASE strain of BSE, also known as L-type BSE. FSIS pointed out 
in the 2007 FSIS affirmation that the available data on the BASE strain 
do not indicate that cattle with this form of BSE are more likely to 
contain higher levels of the infective agent early in the incubation 
period than cattle with the ``typical'' BSE strain (72 FR 38700 at 
38707). As FSIS concluded, additional study on the BASE form of BSE 
will be needed to determine its significance.
    (Comment 20) One comment recommended expanding the SRM definition 
to include the entire head of cattle 30 months of age and older. The 
comment also stated that cheek and head meat of cattle 12 months of age 
and older should be removed before the skull is fragmented or split, 
based on concerns that the head or cheek meat may contain central 
nervous system materials if the meat is not removed before the skull is 
fragmented or split. To support its arguments, the comment referred to 
a 2002 USDA FSIS paper that discussed the prohibition of cheek meat 
from cattle aged 24 months and older for human food if the meat is not 
removed before the skull is fragmented or split.
    (Response 20) We disagree that the entire head of cattle 30 months 
of age and older should be condemned because of concerns that head meat 
and cheek meat could be contaminated with central nervous system 
tissue. FSIS regulations (9 CFR 310.22(e)) require that establishment 
procedures for removal of SRMS at slaughter must address potential 
contamination of edible materials with specified risk materials. Such 
procedures would include taking steps to ensure that cheek meat, for 
example, is not cross-contaminated with brain matter or central nervous 
system matter.
    (Comment 21) One comment recommended using a 12-month cutoff for 
purposes of designating certain cattle materials as SRMs so that it 
would be consistent with the European Union (EU) standard 12-month 
cutoff period.
    (Response 21) We decline to revise the rule as suggested by the 
comment. The EU established its BSE requirements because of a small 
number of BSE cases detected in young animals. These cases are now 
believed to be the result of cattle being exposed to large exposure 
doses of the BSE agent at the height of their BSE outbreak, before 
appropriate mitigations were put in place to reduce high levels of BSE 
infectivity circulating in their cattle population. In contrast, early 
control measures were put in place in the United States to protect 
against the establishment and amplification of BSE in the U.S. cattle 
population.
    Further, the EC has published a roadmap for relaxing its BSE 
mitigations, including age cutoffs, because of the downward trend in 
BSE cases across the EU (Ref. 17).
    (Comment 22) Several comments supported using a 12-month cutoff for 
purposes of designating certain cattle materials as SRMs because cattle 
as young as 21 months have tested positive for BSE in the UK and Japan.
    (Response 22) We disagree with these comments. As discussed in the 
2004 IFR (69 FR 42256 at 42259), we are aware of documented cases of 
BSE in the UK in animals younger than 30 months of age. As noted in the 
2004 IFR (69 FR 42256 at 42259), at the height of the epidemic in the 
UK when thousands of animals were being diagnosed with BSE each year, 
fewer than 20 animals younger than 30 months were confirmed with the 
disease (Ref. 18). The youngest animal with a confirmed case of BSE was 
20 months old (Ref. 19). The occurrence of BSE in young animals in the 
UK was most likely the result of exposure to a high infective dose of 
the BSE agent at a young age.
    We also noted in the 2004 IFR the two reported cases of BSE in 21-
month and 23-month-old animals in Japan discovered during the testing 
of animals presented for slaughter (69 FR 42256 at 42259). FSIS 
addressed a similar comment in the 2007 FSIS affirmation (72 FR 38700 
at 38721) and concluded that the available evidence surrounding the two 
very young cases reported in Japan is insufficient to support any 
changes in FSIS's existing measures to prevent human exposure to the 
BSE agent. FSIS referred to a report by EFSA's Scientific Panel on 
Biological Hazards, which stated that ``it is unclear whether the very 
young cases [reported in Japan] were adequately identified and formally 
confirmed'' (Ref. 20). This same EFSA report concluded that these cases 
``seem to be epidemiologically peculiar as their cohort would have been 
expected to yield further cases.''
    (Comment 23) One comment said a 12-month age cutoff would be 
consistent with the International Review Team (IRT) recommendation that 
the brain, skull, spinal cord, and vertebral column of cattle over 12 
months of age be excluded from both human food and animal food chains 
unless aggressive surveillance shows that the BSE risk in the United 
States is minimal (Ref. 21).
    (Response 23) We decline to revise the rule in response to the 
comment. The IRT was convened at the request of the U.S. Secretary of 
Agriculture on December 30, 2003, to review the actions taken by the 
United States in response to the confirmation of BSE in an imported 
dairy cow in Washington State on December 23, 2003. The IRT recommended 
that, among other things,

[[Page 14725]]

the brain, skull, spinal cord, and vertebral column of cattle over 12 
months be excluded from both the human food and animal food chains 
unless aggressive surveillance proves the BSE risk in the United States 
to be minimal (Ref. 22). As a follow up to the IRT report, USDA's APHIS 
conducted the aggressive surveillance and found the BSE prevalence in 
the United States to be minimal. Therefore, a 30-month cutoff is 
consistent with the recommendations of the IRT.
    (Comment 24) One comment noted that many countries have imported 
vast amounts of meat-and-bone meal from countries with BSE-infected 
cattle, some of which do not have adequate surveillance and other 
mitigations in place to prevent contamination of the animal feed and 
human food chains. The comment further noted that these countries may 
still serve as a source of disease, and if the entire intestine is not 
designated as SRM, BSE-infected bovine products could be imported and 
enter the U.S. food or feed supply.
    (Response 24) We disagree that the scenario described provides 
sufficient justification for designating the entire intestine as SRM. 
Our trading partners in cattle and cattle derived products are 
countries that have performed a BSE risk assessment, conducted the 
required level of BSE surveillance, and have the necessary BSE 
mitigations in place to meet OIE requirements for negligible or 
controlled risk status.
    (Comment 25) One comment stated that we should err on the side of 
caution when it comes to protecting public health and designate the 
entire length of the intestines as SRM. The comment noted that 
scientific research demonstrates that immunostaining was observed in 
the myenteric plexus of the distal ileum in both naturally infected and 
experimentally challenged cattle with BSE, so one cannot eliminate the 
possibility of infectivity in other sections because the myenteric 
plexus exists throughout the entire intestine. Another comment stated 
that even a trace of BSE infectivity is concern enough to prohibit the 
use of the jejunum, proximal ileum, ileocecal junction, and colon of 
cattle.
    (Response 25) We agree that it is reasonable to assume that 
increasingly sensitive detection methods could demonstrate that BSE 
infectivity is present anywhere along the intestinal tract, associated 
either with the enteric nervous system or lymphoreticular tissue. 
However, all available evidence to date shows that levels outside the 
distal ileum are much lower than levels in the distal ileum. As we 
explained in the 2013 notice, our tentative conclusion took into 
consideration not just the lower levels, but also the other safeguards 
in place in the United States, the sharp decline in the worldwide 
incidence of BSE, and the extremely low prevalence of BSE in the U.S. 
cattle population as indicated by USDA's BSE surveillance program (78 
FR 14012). This conclusion is consistent with the recommendation in the 
2009 EFSA Scientific Opinion that future consideration of risk 
associated with infectivity in the intestine take into account the BSE 
prevalence in cattle at that time (Ref. 18).
    (Comment 26) Comments from the Biological Hazards Unit of EFSA in 
response to FDA's 2013 notice reopening the comment period clarified 
EFSA's current thinking on BSE infectivity in bovine intestines. EFSA 
stated that it had concluded that BSE infectivity in the bovine ileum 
is found mainly in association with the lymphoid follicles, the ileal 
Peyer's patches (Refs. 23 through 25). The ileal Peyer's patches are 
aggregated into a long continuous structure called the ileocecal plate. 
The ileocecal plate extends the full length of the ileum, and may 
extend proximally into the jejunum. EFSA concluded that, when assessing 
the BSE infectious load potentially present in the intestines of BSE-
infected cattle, the ileocecal plate should be considered as the main 
contributor to BSE infectivity in the intestine.
    (Response 26) Since submitting comments to the 2013 notice, the 
EFSA Panel on Biological Hazards (BIOHAZ) published on May 13, 2014, a 
Scientific Opinion on BSE risk in bovine intestines and mesentery (Ref. 
25). This scientific opinion provides additional information about the 
distribution of intestinal lymphoid tissue with which BSE infectivity 
is associated in the early stages of disease. EFSA concluded that the 
BSE infectious load in the intestines is primarily associated with the 
lymphoid tissue making up the ileocecal plate. According to anatomical 
data presented in the report, the length of the ileocecal plate could 
reach four meters (157 inches), with considerable animal-to-animal 
variation, in cattle younger than 18 month of age, before the ileocecal 
plate starts to diminish in length as the animal ages. So, while 
studies to date show that infectivity levels outside the distal ileum 
are much lower than in the distal ileum, the anatomical data in the 
report show that in young cattle lymphoid tissue could extend two 
meters outside (proximal to) the distal ileum. This anatomical data 
does not alter our decision to leave the SRM definition unchanged. We 
believe that given the United States and worldwide BSE prevalence data, 
removal of prohibited cattle materials as required by this rule, 
together with the other effective BSE mitigations implemented by the 
U.S. government, provides the appropriate level of protection against 
human exposure to the BSE agent.
6. ``Tallow'' (Sec. Sec.  189.5(a)(6) and 700.27(a)(6))
    The regulations define ``tallow'' as the rendered fat of cattle 
obtained by pressing or by applying any other extraction process to 
tissues derived directly from discrete adipose tissue masses or to 
other carcass parts and tissue. The definition also states that tallow 
must be produced from tissues that are not prohibited cattle materials 
and must not contain more than 0.15 insoluble impurities as determined 
by the method entitled ``Insoluble Impurities'' (AOCS Official Method 
Ca 3a-46, American Oil Chemists' Society (AOCS), 5th Edition, 1997, or 
another equivalent method.
    (Comment 27) One comment questioned the basis (i.e., underlying 
data) for selecting the 0.15 percent level as the allowable cutoff for 
insoluble impurities in tallow, but did not provide evidence or data to 
support changing the allowable level.
    (Response 27) We discussed the underlying research that provided 
the basis for permitting tallow to be used in human food and cosmetics 
if it contains no more than 0.15 percent insoluble impurities in the 
2004 IFR (69 FR 42256 at 42260 through 42261). In addition, the 0.15 
percent cutoff is consistent with the level used by the Office 
International des Epizooties (OIE) in the BSE chapter of the OIE 
Terrestrial Animal Health Code (Ref. 7). Therefore, we are not making 
any further changes with respect to using the 0.15 percent level as the 
allowable cutoff of insoluble impurities.
7. ``Tallow Derivatives'' (Sec. Sec.  189.5(a)(7) and 700.27(a)(7))
    The regulations define ``tallow derivative'' as any chemical 
obtained through initial hydrolysis, saponification, or 
transesterification of tallow. The definition also states that chemical 
conversion of material obtained by hydrolysis, saponification, or 
transesterification may be applied to obtain the desired product.
    We did not receive comments specific to our definition of ``tallow 
derivative,'' and we have finalized the definition without change.

[[Page 14726]]

8. ``Gelatin'' (Sec. Sec.  189.5(a)(8) and 700.27(a)(8))
    Our regulations at Sec. Sec.  189.5 and 700.27 mention, but do not 
define, ``gelatin.'' Thus, on our own initiative, we have decided to 
define gelatin as a product that has been obtained by the partial 
hydrolysis of collagen derived from hides, connective tissue, and/or 
bones of cattle and swine. Gelatin may be either Type A (derived from 
an acid-treated precursor) or Type B (derived from an alkali-treated 
precursor) that has gone through processing steps that include 
filtration and sterilization or an equivalent process in terms of 
infectivity reduction (Ref. 26).

B. Requirements (Sec. Sec.  189.5(b) and 700.27(b))

    The regulations at Sec. Sec.  189.5(b)(1) and 700.27(b)(1) provide 
that no human food or cosmetic shall be manufactured from, processed 
with, or otherwise contain, prohibited cattle materials. We further 
clarify in Sec. Sec.  189.5(b)(2) and 700.27(b)(2) that the small 
intestine is not considered prohibited cattle material as long as the 
distal ileum is removed by a procedure that removes at least 80 inches 
of the small intestine or by another procedure that the establishment 
can show is equally effective at ensuring the distal ileum is 
completely removed.
    (Comment 28) One comment objected to the use of cattle materials in 
any products and believed that our ``published policy'' is much too 
lenient, but did not provide evidence or data to support this 
assertion.
    (Response 28) We disagree with the comment's broad generalization. 
In the absence of data or other information, we do not have a basis on 
which to evaluate the comment's assertion that our published policy is 
too lenient.
    (Comment 29) One comment questioned the validity of relying on the 
Harvard-Tuskegee study to support the restrictions being applied by 
this regulation to externally applied cosmetics. The comment also 
questioned whether the restrictions that cover materials derived from 
cattle not inspected and passed are predicated on unfounded assumptions 
with respect to potential infectivity.
    (Response 29) The Harvard-Tuskegee study does not specifically 
address potential human exposure to the BSE agent from cosmetics (69 FR 
42256 at 42258), so it was not relied on to support the restrictions 
applied by the 2004 IFR to externally applied cosmetics. However, we 
are concerned that cosmetics, because of the ways they are used, could 
serve as another potential route for BSE infectivity to enter the human 
system. We therefore conclude that the wide range of cattle-derived 
ingredients used in cosmetics should not contain prohibited cattle 
materials (Ref. 27).
    (Comment 30) One comment said that the United States should test 
every cow for TSEs, extend and enhance the feed ban, enhance 
surveillance and testing programs to test all cattle destined for human 
and animal consumption, ban all animal tissue in vaccines and 
nutritional supplements, and stop feeding ruminant and non-ruminant 
protein to all species.
    (Response 30) We disagree with the recommendation to change current 
U.S. BSE control measures. The mitigations currently in place in the 
U.S. adequately protect human and animal health from BSE. Testing 
cattle and enhancing surveillance and testing programs fall under the 
purview of USDA. USDA's surveillance strategy is to target testing on 
those animals in the cattle population where the disease is most likely 
to be found if it is present. USDA has concluded that this is the most 
effective way to meet OIE and domestic surveillance standards. USDA 
determined that a level of 40,000 samples per year from these targeted, 
high-risk cattle far exceeds the standards recommended by the OIE (Ref. 
16). With respect to animal feed restrictions, FDA's 1997 feed ban 
prohibited the use of ruminant protein in cattle feed, while the 2008 
enhanced feed ban prohibits the use of the highest risk cattle tissues 
in all animal feed. Lastly, we are not aware of scientific 
justification for banning all animal tissue in vaccines and nutritional 
supplements.
    (Comment 31) While many comments supported the use of material from 
nonambulatory disabled cattle, a few comments requested that these 
materials be prohibited regardless of the reason for the animal's 
condition (e.g., obesity, fatigue, stress, nerve paralysis, or physical 
injury such as a fractured appendage, severed tendon or ligament, or 
dislocated joint). Other comments were concerned that visual 
examination was not sufficient for determining whether an animal is 
safe to be slaughtered. Other comments thought the current prohibition 
involving nonambulatory disabled cattle is too broad in its 
application, particularly when applied to animals that are 
nonambulatory due to clear physical injuries, such as a broken limb.
    (Response 31) We decline to make changes to the rule regarding the 
prohibition on the use of cattle materials from nonambulatory disabled 
cattle in human food and cosmetics. As discussed in the 2007 FSIS 
affirmation, surveillance data from the EU indicate that cattle that 
cannot rise from a recumbent position are among the cattle that have a 
greater prevalence of BSE than healthy slaughter cattle, and the 
typical clinical signs of BSE may not always be observed when cattle 
are nonambulatory (72 FR 38700 at 38701 to 38706).
    (Comment 32) Several comments requested that SRMs be kept out of 
all cosmetics over which FDA has jurisdiction.
    (Response 32) Under Sec.  700.27, no cosmetic shall be manufactured 
from, processed with, or otherwise contain, prohibited cattle 
materials. This includes SRMs.
    (Comment 33) One comment stated that human consumption of any trace 
of BSE can be fatal, and that the use of materials derived from cattle 
should not be allowed in human food and cosmetics.
    (Response 33) We strongly disagree that cattle derived products 
should not be used in human food and cosmetics. The sharp decline in 
vCJD cases worldwide demonstrates that internationally recognized BSE 
mitigations that remove only specified risk materials are highly 
effective in protecting humans against BSE. (Refs. 4, 22, 28, and 29). 
We note that the World Health Organization (WHO), in the 2010 update to 
the WHO Tables on Tissue Infectivity Distribution in Transmissible 
Spongiform Encephalopathies (Ref. 30), stated that the amount of 
pathological prion or infectious agent detected by exquisitely 
sensitive assays may well fall below the threshold of transmissibility 
for humans, and that consideration also has to be given to the level of 
infectivity in tissue, the amount of tissue to which a person is 
exposed, and that oral exposure is a comparatively inefficient route of 
transmission.
    (Comment 34) One comment stated that one of the most important and 
still unanswered questions is the significance of atypical BSE with 
respect to human and animal health. The comment said that if the U.S. 
government considers atypical BSE to be a sporadic disease, at present 
there is no means to eliminate cases from the national herd, and thus 
the food supply. The comment noted that in atypical BSE the extent of 
infectivity in bovine tissue is unknown, and hence, it would be 
important to at least remove the tissues having infectivity in 
classical BSE cases.
    (Response 34) We agree with the comment's assertion that there are 
still unanswered questions about the

[[Page 14727]]

significance of atypical BSE with respect to human and animal health. 
We also agree that if atypical cases are sporadic, their occurrence 
will continue to be an ongoing rare event in our cattle population. 
However, based on the available science, we believe that the 
mitigations currently in place in the United States to protect against 
classical BSE are adequate to protect against atypical BSE. We note 
that this was also the conclusion of the OIE Scientific Commission for 
Animal Diseases. The February 2013 meeting report concluded that ``the 
ruminant-to-ruminant feed ban which mitigates the risk of classical BSE 
concurrently reduces the recycling of atypical BSE in the cattle 
populations of the controlled and negligible BSE risk countries within 
which it is applied.'' (Ref. 31).

C. Records (Sec. Sec.  189.5(c) and 700.27(c))

    In the 2004 IFR, FDA required that manufacturers and processors of 
human food and cosmetics that are manufactured from, processed with, or 
otherwise contain, cattle material must make existing records relevant 
to compliance available to FDA for inspection and copying. In a 
companion rulemaking at the same time, FDA proposed a rule entitled 
``Recordkeeping Requirements for Human Food and Cosmetics Manufactured 
From, Processed With, or Otherwise Containing Material from Cattle'' 
(69 FR 42275). The rule proposed to require that manufacturers and 
processors of human food and cosmetics that are manufactured from, 
processed with, or otherwise contain, material from cattle establish 
and maintain records sufficient to demonstrate the food or cosmetic is 
not manufactured from, processed, with, or does not otherwise contain, 
prohibited cattle materials. The records requirements were finalized in 
2006 and incorporated the requirement from the 2004 IFR that existing 
records relevant to compliance be made available to FDA (71 FR 59653).

D. Adulteration (Sec. Sec.  189.5(d) and 700.27(d))

    Under Sec.  189.5(d)(1), failure of a manufacturer or processor to 
operate in compliance with the requirements or records provisions 
renders human food adulterated under section 402(a)(4) of the FD&C Act. 
Under Sec.  700.27(d), failure of a manufacturer or processor to 
operate in compliance with the requirements or records provisions 
renders a cosmetic adulterated under section 601(c) of the FD&C Act. 
Further, under Sec.  189.5(d)(2), human food manufactured from, 
processed with, or otherwise containing, prohibited cattle materials is 
unfit for human food and deemed adulterated under section 402(a)(3) of 
the FD&C Act. Under Sec.  189.5(d)(3), the use or intended use of any 
prohibited cattle material in human food causes the material and the 
food to be adulterated under section 402(a)(2)(C) of the FD&C Act if 
the prohibited cattle material is a food additive, unless it is the 
subject of a food additive regulation or of an investigational 
exemption for a food additive under Sec.  170.17.
    We did not receive comments specific to the adulteration 
provisions, and we have finalized them without change.

E. Process for Designating Countries (Sec. Sec.  189.5(e) and 
700.27(e))

    Sections 189.5(e) and 700.27(e) establish a process for designating 
a country as not subject to certain BSE-related restrictions applicable 
to FDA-regulated human food and cosmetics. A country seeking to be so 
designated must send a written request to the Director of FDA's Center 
for Food Safety and Applied Nutrition, including information about the 
country's BSE case history, risk factors, measures to prevent the 
introduction and transmission of BSE, and any other relevant 
information.
    We did not receive comments specific to the process for designating 
countries, and we have finalized those aspects of the rule without 
change.

F. Other Comments

    Several comments addressed matters that were not specific to a 
particular provision in the IFRs. We address those comments here.
    (Comment 35) Several comments said that prohibiting the use of 
cattle materials from nonambulatory disabled cattle in human food and 
cosmetics also should apply to the use of such materials in animal food 
or feed.
    (Response 35) This final rule applies to the use of cattle 
materials in human food and cosmetics regulated by FDA. Our regulations 
in effect at the time of the 2004 IFR prohibited the use of certain 
protein from mammalian tissues in ruminant feed and have since been 
revised to prohibit the use of certain cattle-derived risk materials 
(e.g., the brains and spinal cords from cattle 30 months of age and 
older, as well as the entire carcass of cattle not inspected and passed 
for human consumption) in all animal feeds. In a feed rule published in 
the Federal Register on April 25, 2008 (73 FR 22720), FDA's Center for 
Veterinary Medicine (CVM) explained that, because of the low prevalence 
of BSE in the United States, it is not necessary to prohibit all 
ruminant material from animal feed, nor is it necessary to prohibit all 
animal or all mammalian products in cattle feed. (See 73 FR 22720 at 
22724, as well as similar discussion provided in the preamble to the 
earlier CVM proposal published in the Federal Register on October 6, 
2005 (70 FR 58570 at 58578).)
    (Comment 36) One comment stated that we do not truly know or 
understand the real risk to the public in regards to vCJD as caused by 
classical BSE. The comment said that based on results of an appendix 
tissue survey in the UK, the dose to infect humans may be much smaller 
than previously considered, and even small amounts of the BSE agent 
could infect humans resulting in a subclinical disease that may pose a 
risk to other people via blood transfusions, etc. According to the 
comment, this is justification for prohibiting the use of the entire 
intestine for human consumption or cosmetics.
    (Response 36) We are aware of the results of the appendix survey 
published October 15, 2013, in the British Medical Journal (Ref. 32). 
We agree that the survey results underscore the need for better 
understanding of BSE and vCJD. In the appendix survey, 32,441 archived 
appendix samples collected during surgical operations performed in the 
UK between 2000 and 2012 were analyzed for the presence of abnormal 
prion protein. Sixteen samples were positive for abnormal prions. We 
did not conclude from these findings that they provide the scientific 
justification to modify our SRM definition to include the entire 
intestine of cattle. As the article points out, the samples were 
collected after the large BSE epizootic in the United Kingdom that 
resulted in a substantial amount of BSE infectivity entering the human 
food supply. We continue to believe that the SRM definition we are 
finalizing is appropriate for managing the BSE situation risk in the 
United States.
    (Comment 37) One comment stated that FDA does not require reporting 
on CJD, so the United States is unable to track the incidence rate of 
the disease.
    (Response 37) Tracking the incidence of CJD and vCJD is the 
responsibility of the Center for Disease Control and Prevention (CDC). 
The CDC collaborates with the American Association of 
Neuropathologists, the National Prion Disease Pathology Surveillance 
Center, and State health departments to monitor the prevalence of human 
prion diseases in the United States (Ref. 33).
    (Comment 38) Several comments were from individuals who had 
suffered the loss of a loved one from sporadic CJD (sCJD) and were 
concerned about sCJD risks as well as vCJD risks. Many

[[Page 14728]]

comments said that, because the etiology of sCJD is unknown, FDA should 
take every precaution possible to eliminate human exposure to what 
could potentially be a causative agent of sCJD.
    (Response 38) Although sCJD and vCJD are both prion diseases of 
humans and are similar in many respects, the available scientific 
evidence does not support a conclusion that the BSE agent causes sCJD. 
Therefore, we believe that requiring removal of parts of the small 
intestines other than the distal ileum would not provide any additional 
protection against sCJD.
    (Comment 39) A comment inquired as to the impact of sequestration 
and budget cuts upon the availability of FDA inspectors in slaughter 
facilities to insure the proper removal of the distal ileum and keep 
the public safe.
    (Response 39) FDA does not inspect cattle slaughter facilities. 
They are inspected by USDA under the provisions of the Federal Meat 
Inspection Act (21 U.S.C. 601).
    (Comment 40) One comment requested that bovine blood-derived 
products, such as beef blood plasma and fibrinogen, be prohibited until 
it is more certain that such blood-derived products do not have the 
potential for transmitting TSEs to humans. While noting the current 
thinking that the lymphatic system is the primary route of infectivity 
for TSEs, the comment suggested that TSEs may be transmitted via the 
blood through cut or abraded skin and damaged oral mucosal tissue.
    (Response 40) We recognize that there are a number of animal 
species in which blood from TSE-infected animals have been shown to be 
capable of transmitting the TSE agent, and that there have been several 
cases in the UK of people acquiring vCJD after receiving transfusions 
of blood from donors who later were found to have vCJD. However, there 
is no evidence that blood from infected cattle can transmit the BSE 
agent to humans when the blood is incorporated into human food or 
cosmetics. Therefore, the final rule does not prohibit use of cattle 
blood or impose any special requirements on cattle blood materials that 
might be used in human food, including dietary supplements, and in 
cosmetics.
    (Comment 41) One comment said that the U.S. government issued an 
official communication that it has a longstanding system of 
interlocking safeguards against BSE that protects public and animal 
health in the United States and that the most important safeguard is 
the removal of SRM or the parts of an animal that would contain BSE 
should an animal have the disease from all animals presented for 
slaughter in the United States. The comment stated that this could lead 
the public to believe any tissue that may contain BSE infectivity is 
removed at slaughter and concluded that this is definitely not the case 
with certain parts of the intestine and potentially other tissue such 
as peripheral nerves.
    (Response 41) We understand the concern about how the message on 
the removal of SRM could be interpreted. We intend for the term SRM to 
mean the list of tissues identified in our final rule that must be 
removed from beef products for human consumption. We believe the 
official communication was correct that the United States has 
interlocking safeguards in place in addition to removal of specified 
risk material. These interlocking safeguards include a strong ruminant-
to-ruminant feed ban, an ongoing BSE surveillance program capable of 
detecting the disease at very low levels in the U.S. cattle population, 
and strict controls on imports of animals and animal products from 
countries at risk for BSE.
    (Comment 42) One comment expressed concern about the possibility of 
SRMs getting into the food supply through rendering.
    (Response 42) In edible rendering (applying the rendering process 
to edible tissues for use as human food) only materials from cattle 
sources that have been inspected and passed for human consumption and 
do not contain SRMs or other materials considered to be prohibited 
cattle materials may be rendered for use in human food and cosmetics. 
It is the responsibility of manufacturers and processors, including 
renderers, to take precautions to avoid cross contamination of non-
prohibited cattle material with prohibited cattle material during 
slaughter and processing. In this regard, manufacturers and processors 
of human food and cosmetics manufactured from, processed with, or that 
otherwise contain, material from cattle must maintain records 
sufficient to demonstrate that the human food and cosmetics are not 
manufactured from, processed with, or otherwise contain, prohibited 
cattle materials under Sec. Sec.  189.5(c)(1) and 700.27(c)(1). 
Further, food establishments are subject to the CGMP requirements in 
part 110, and failure to take adequate measures to prevent cross-
contamination could result in insanitary conditions whereby the food 
may be rendered injurious to health and, therefore, adulterated under 
section 402(a)(4) of the FD&C Act.

V. Regulatory Impact Analysis

A. Overview

Economic Analysis of Impacts
    We have examined the impacts of the final rule under Executive 
Order 12866, Executive Order 13563, the Regulatory Flexibility Act (5 
U.S.C. 601-612), and the Unfunded Mandates Reform Act of 1995 (Pub. L. 
104-4). Executive Orders 12866 and 13563 direct us to assess all costs 
and benefits of available regulatory alternatives and, when regulation 
is necessary, to select regulatory approaches that maximize net 
benefits (including potential economic, environmental, public health 
and safety, and other advantages; distributive impacts; and equity). We 
believe that this final rule is not a significant regulatory action as 
defined by Executive Order 12866.
    The Regulatory Flexibility Act requires us to analyze regulatory 
options that would minimize any significant impact of a rule on small 
entities. Because this rule finalizes an existing IFR with no 
substantive changes, we certify that the final rule will not have a 
significant economic impact on a substantial number of small entities.
    The Unfunded Mandates Reform Act of 1995 (section 202(a)) requires 
us to prepare a written statement, which includes an assessment of 
anticipated costs and benefits, before proposing ``any rule that 
includes any Federal mandate that may result in the expenditure by 
State, local, and tribal governments, in the aggregate, or by the 
private sector, of $100,000,000 or more (adjusted annually for 
inflation) in any one year.'' The current threshold after adjustment 
for inflation is $144 million, using the most current (2014) Implicit 
Price Deflator for the Gross Domestic Product. This final rule would 
not result in an expenditure in any year that meets or exceeds this 
amount.
    This final rule reaffirms the provisions in the 2004 IFR, as well 
as the 2005 and 2008 amendments, to address the potential risk of BSE 
in human food including dietary supplements, and in cosmetics. As the 
final rule's coverage and requirements do not differ from the 2004 IFR 
and the 2005 and 2008 amendments, no additional costs or benefits will 
accrue from this rulemaking.
    The summary analysis of benefits and costs included in this 
document is drawn from the detailed IFR RIA (69 FR 42255 at 42265-
42271).

B. Comments on the IFR RIA

    We received two comments on our interim final regulatory impact 
analysis

[[Page 14729]]

and are declining to make changes to the RIA in the final rule.
    (Comment 43) One comment stated that our economic analysis appears 
to consider only the industries that are end users of cattle materials 
and to overlook industries that produce intermediate products. As a 
result, there is no mention of the rule's impact on manufacturers of 
collagen casings, gelatin, and other intermediate products.
    (Response 43) We disagree. We did estimate the impact of the 2004 
IFR (and amendments) to both producers of intermediate cattle-derived 
products and producers of cattle-derived end products (69 FR 42256 at 
42266). In the case of gelatin, depending on the product, we had 
information on cattle-derived materials manufactured by intermediate 
producers (i.e., input suppliers to cosmetics manufacturers) or 
information on end products that contained cattle-derived materials 
(i.e. foods). Whether our information was on intermediate manufacturers 
or end products, we estimated the impact of the 2004 IFR on both the 
upstream and downstream facilities.
    The final rule clarifies that gelatin was never considered a 
prohibited cattle material. This final rule defines ``gelatin'' to 
clarify that gelatin is not considered to be a prohibited cattle 
material as long as it is manufactured using the customary industry 
processes specified in the Gelatin Manufacturers Institute of America's 
(GMIA) Gelatin Manual.
    In the 2005 amendment to the 2004 IFR, we revised the definition of 
``prohibited cattle materials'' that appears at Sec. Sec.  189.5(a)(1) 
and 700.27(a)(1) to clarify that ``hides and hide-derived products'' 
are not to be considered prohibited cattle materials (70 FR 53063 at 
53066). Thus, collagen casings made from hides are not banned by this 
final rule, since the cattle hides from which they are made are not 
prohibited cattle materials.
    (Comment 44) One comment stated that the 2004 IFR does not consider 
the cost to gelatin producers of tracing cattle to their origin, nor 
does it consider that other cattle-derived ingredients from inedible 
rendering (i.e., tallow-derived products) are commonly used in 
cosmetics.
    (Response 44) The final rule does not require users of cattle 
material to certify from which animal a specific material was derived. 
Users of cattle-derived material must only maintain records sufficient 
to demonstrate that cattle derived material is not made from, processed 
with, or does not otherwise contain prohibited cattle materials. We 
included the costs of generating and keeping records on cattle-derived 
material in the BSE recordkeeping rule (71 FR 59653 at 59661).
    Our 2004 IFR analysis (69 FR 42256 at 42267) took into 
consideration the potential costs to cosmetic manufacturers to switch 
from inedible rendering to using edible tallow (and derivatives) in 
cosmetic products. We estimated in the 2004 IFR analysis that the cost 
of this change would range from $0 to $18 million.

C. Final Regulatory Impact Analysis

1. Need for Regulation
    This final rule reaffirms the provisions in the 2004 IFR, as well 
as the 2005 and 2008 amendments, to address the potential risk of BSE 
in human food including dietary supplements, and in cosmetics. As the 
final rule's coverage does not differ from the 2004 IFR and the 2005 
and 2008 amendments, no additional costs or benefits will accrue from 
this rulemaking.
2. Final Rule Coverage
    We have designated certain materials from cattle as ``prohibited 
cattle materials'' and banned the use of such materials in human food, 
including dietary supplements, and in cosmetics. We have designated the 
following items as prohibited cattle materials: SRMs, the small 
intestine of all cattle unless the distal ileum is removed, material 
from nonambulatory disabled cattle, material from cattle not inspected 
and passed (for human consumption), and mechanically separated MS 
(Beef). SRMs include the brain, skull, eyes, trigeminal ganglia, spinal 
cord, vertebral column (excluding the vertebrae of the tail, the 
transverse processes of the thoracic and lumbar vertebrae, and the 
wings of the sacrum), and DRG of cattle 30 months of age and older, and 
the tonsils and distal ileum of the small intestine from all cattle. 
These restrictions appear in Sec. Sec.  189.5 and 700.27 (21 CFR 189.5 
and 21 CFR 700.27). Milk and milk products, cattle hides and hide-
derived products, tallow that contains no more than 0.15 percent 
insoluble impurities, tallow derivatives (regardless of the tallow 
source), and gelatin are not prohibited cattle materials. In addition, 
we may designate a country as not subject to certain BSE-related 
restrictions following an evaluation of the country's BSE situation.
3. Costs of the Final Rule
    Because of the 2004 IFR and 2005 and 2008 amendments already in 
effect, manufacturers and processors of food and cosmetic products 
using bovine materials such as the brain, skull, and spinal cord are 
obtaining these ingredients exclusively from cattle younger than 30 
months of age. The manufacturers and processors of products that use 
the tonsils or the distal ileum of small intestine of cattle, material 
from nonambulatory disabled cattle, material from cattle not inspected 
and passed for human consumption, or MS (Beef) have found substitutes 
for those ingredients. To the extent that the 2004 IFR and 2005 and 
2008 amendments led to increased use of alternative ingredients or 
ingredients from cattle under the age of 30 months, exposure to 
potentially BSE-infected cattle materials was reduced.
    This final rule also clarifies that gelatin made from cattle-
derived material is not, and never was, considered a prohibited cattle 
material so long as it is manufactured using customary industry 
processes. If there remained in the marketplace any confusion as to the 
status of gelatin derived from cattle materials, the new definition 
provided by this final rule should remove that confusion.
4. Countries Requesting Designation
    To date, New Zealand and Australia have requested and received 
designation as not subject to certain FDA restrictions on cattle-
derived materials. No other countries have applied to the FDA for 
designation. In the 2008 amendment, we estimated that it would cost a 
country about $9,000 to assemble a petition package for us to consider, 
and it would cost us $3,700 to review each package (73 FR 20785 at 
20790). We did not receive any comments on these costs.
5. Benefits of the Final Rule
    The benefits of this final rule are the value of the public health 
benefits. The public health benefit is the reduction in the risk of the 
human illness associated with consumption of the agent that causes BSE. 
In the 2004 IFR and 2005 and 2008 amendments, we were unable to 
quantify the benefits of these rule-makings, but provided estimates of 
the illness burden that could be avoided if we reduced the potential 
exposure to BSE agents.
    In the 2004 IFR we estimated the benefits as the value of 
preventing a case of vCJD, the human illness that results from being 
infected from eating contaminated cattle-derived materials. (69 FR 
42256 at 42267) The cost of a case of vCJD is the value of a 
statistical life (VSL) plus the value of preventing a year-long or 
longer illness that precedes certain death for victims of

[[Page 14730]]

vCJD. In 2004 we estimated this value to be in the range of $5.7 to 
$7.1 million. Updating using a central estimate of $369,000 for the 
value of a statistical life year (VSLY) and a central estimate of $8.3 
million for VSL,\3\ results in a single case of vCJD being valued at 
about $10 million in 2013 dollars. This estimate included direct 
medical costs, reduced ability of the ill person to function at home 
and at work, and the cost of premature death.
---------------------------------------------------------------------------

    \3\ VSLY based on Aldy and Viscusi discussion paper 2007 (Ref. 
1). VSL is based on EPA National Center for Environmental Economics 
estimate of $7.4 million in 2006 dollars (Ref. 2).
---------------------------------------------------------------------------

    As we stated in the 2004 IFR, we do not know the baseline expected 
annual number of cases, but based on the epidemiology of vCJD in the 
UK, we anticipated much less than one case of vCJD per year in the 
United States. Because the IFR and amendments were expected to reduce, 
rather than eliminate, the risk of exposure to BSE infectious 
materials, the reduction in the number of cases was estimated to be an 
unknown fraction of the less than one case annually. We stated in the 
2004 IFR RIA that the IFR, in conjunction with USDA's requirements on 
cattle-derived materials, would help reduce a potential human exposure 
in the United States that was previously estimated at less than 1 
percent (69 FR 1862 at 1867).
    The benefits of this final rule have already been realized as the 
IFR has been in place since 2004. We do not estimate any additional 
benefits as a result of this finalizing this IFR.

VI. Environmental Impact, No Significant Impact

    We have determined under 21 CFR 25.32(m) that this action is of a 
type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

VII. Paperwork Reduction Act of 1995

    The collection of information provisions of this final rule are 
subject to review by OMB under the Paperwork Reduction Act of 1995 (44 
U.S.C. 3501-3520). The collections of information in Sec. Sec.  
189.5(e) and 700.27(e), added by the 2008 amendment, have been 
previously approved under OMB control number 0910-0623. This final rule 
does not revise the information collection requirements of Sec. Sec.  
189.5(e) and 700.27(e). Therefore we are not submitting this final rule 
to OMB as a revision of the information collection approved under OMB 
control number 0910-0623.

VIII. Federalism

    We have analyzed this final rule in accordance with the principles 
set forth in Executive Order 13132. We have determined that the rule 
does not contain policies that have substantial direct effects on the 
States, on the relationship between the National Government and the 
States, or on the distribution of power and responsibilities among the 
various levels of government. Accordingly, we have concluded that the 
rule does not contain policies that have federalism implications as 
defined in the Executive order and, consequently, a federalism summary 
impact statement is not required.

IX. References

    The following references have been placed on display in the 
Division of Dockets Management (see ADDRESSES) and are available for 
viewing by interested persons between 9 a.m. and 4 p.m., Monday through 
Friday they are also available electronically at http://www.regulations.gov. FDA has verified the Web site addresses, as of the 
date this document publishes in the Federal Register, but Web sites are 
subject to change over time.)

1. Collee, J. G. and R. Bradley, ``BSE: A Decade On--Part I,'' The 
Lancet, 349:636-641, 1997.
2. Anderson, R. M., C. A. Donnelly, N. M. Ferguson, et al., 
``Transmission Dynamics and Epidemiology of BSE in British Cattle,'' 
Nature, 382:779-788, 1996.
3. Wells, G. A. H., A. C. Scott, C. T. Johnson, et al., ``A Novel 
Progressive Spongiform Encephalopathy in Cattle,'' Veterinary 
Record, 121:419-420, 1987.
4. HHS/CDC, ``vCJD (Variant Creutzfeldt-Jakob Disease'' (fact 
sheet), accessed online at http://www.cdc.gov/prions/vcjd/about.html.
5. University of Edinburgh, National CJD Research and Surveillance 
Unit, ``Variant CJD Cases Worldwide,'' accessed online at http://www.cjd.ed.ac.uk/documents/worldfigs.pdf.
6. Resolution No. 20, Recognition of the Bovine Spongiform 
Encephalopathy Risk Status of Member Countries, accessed online at 
http://www.oie.int/doc/ged/D12483.PDF.
7. Article 11.4 in the OIE Terrestrial Animal Health Code (2014), 
accessed online at http://www.oie.int/index.php?id=169&L=0&htmfile=chapitre_bse.htm#article_bse.1.
8. Grobben A. H., P. J. Steel, D. M. Taylor, and R. A. Somerville, 
``Inactivation of the Bovine-Spongiform-Encephalopathy (BSE) Agent 
by the Acid and Alkaline Processes Used in the Manufacture of Bone 
Gelatin,'' Biotechnology and Applied Biochemistry, 39:329-338, 2004 
and Grobben, A. H., P. J. Steel, D. M. Taylor, R. A. Somerville, et 
al., ``Inactivation of the BSE Agent by Heat and Pressure Process 
for Manufacturing Gelatin,'' Veterinary Record, 157:277-289, 2005.
9. Article 11.4.15 in the OIE Terrestrial Animal Health Code (2014), 
accessed online at http://www.oie.int/index.php?id=169&L=0&htmfile=chapitre_bse.htm#article_bse.15.
10. ``Quantitative Assessment of the Human and Animal BSE Risk Posed 
by Gelatine with Respect to Residual BSE Risk,'' European Food 
Safety Authority Journal, 312:1-29, 2006). Available at http://www.efsa.europa.eu/en/efsajournal/pub/312.
11. HHS/FDA, ``Guidance for Industry, The Sourcing and Processing of 
Gelatin to Reduce the Potential Risk Posed by Bovine Spongiform 
Encephalopathy (BSE) in FDA-Regulated Products for Human Use,'' 
September 1997, accessed online at http://www.fda.gov/RegulatoryInformation/Guidances/ucm125182.htm.
12. Wells, G. A. H., S. A. C. Hawkins, R. B. Green, et al., 
``Preliminary Observations on the Pathogenesis of Experimental 
Bovine Spongiform Encephalopathy (BSE): An Update,'' Veterinary 
Record, 142:103-106, 1998.
13. Lasmezas, C. I., J-P. Deslys, O. Robain, et al., ``Transmission 
of the BSE Agent to Mice in the Absence of Detectable Abnormal Prion 
Protein,'' Science, 275:402-405, 1997.
14. Race, R., A. Raines, G. J. Raymond, et al., ``Long-Term 
Subclinical Carrier State Precedes Scrapie Replication and 
Adaptation in a Resistant Species: Analogies to Bovine Spongiform 
Encephalopathy and Variant Creutzfeldt-Jakob Disease in Humans,'' 
Journal of Virology, 75(21):10106-10112, 2001.
15. Article 11.4.14 in the OIE Terrestrial Animal Health Code 
(2014), accessed online at http://www.oie.int/index.php?id=169&L=0&htmfile=chapitre_bse.htm#article_bse.14.
16. USDA, APHIS, BSE Ongoing Surveillance Plan, July 20, 2006. 
Available at https://www.aphis.usda.gov/animal_health/animal_diseases/bse/downloads/BSE_ongoing_surv_plan_final_71406.pdf.
17. European Commission, the TSE Roadmap, July 15, 2005. Available 
at http://ec.europa.eu/food/food/biosafety/tse_bse/docs/roadmap_en.pdf.
18. Kimberlin, R. H., ``Bovine Spongiform Encephalopathy: An 
Appraisal of the Current Epidemic in the United Kingdom,'' 
Intervirology 35: 208-218, 1993.
19. Department for Environment, Food and Rural Affairs, UK, BSE 
Summary Statistics,'' August 2007 accessed online at: http://webarchive.nationalarchives.gov.uk/20130123162956/http:/www.defra.gov.uk/animalh/bse/statistics/bse/monthly_stats.pdf.
20. ``EFSA Panel on Biological Hazards (BIOHAZ) Scientific Opinion 
on BSE Risk in Bovine Intestines on Request from the European 
Commission,''

[[Page 14731]]

European Food Safety Authority Journal, vol. 1317, pp. 1-9 (2009).
21. CDC, BSE or Bovine Spongiform Encephalopathy, accessed online 
at: http://www.cdc.gov/prions/bse/prevalence.html.
22. USDA, The Secretary's Foreign Animal and Poultry Disease 
Advisory Committee's Subcommittee Report on Measures Relating to 
Bovine Spongiform Encephalopathy (BSE) in the United States, 
February 4, 2004.
23. Hoffmann C., M. Eiden, M. Kaatz, M. Keller, et al., 2011, ``BSE 
Infectivity in Jejunum, Ileum and Ileocaecal Junction of Incubating 
Cattle,'' Veterinary Research, 42, 21.
24. Terry, L. A., S. Marsh, S. J. Ryder, S. A. Hawkins, et al., 
``Detection of Disease-Specific PrP in the Distal Ileum of Cattle 
Exposed Orally to the Agent of Bovine Spongiform Encephalopathy,'' 
Veterinary Record, 152, 387-392, 2003.
25. ``EFSA Panel on Biological Hazards (BIOHAZ),'' 2014 Scientific 
Opinion on BSE Risk in Bovine Intestines and Mesentery, European 
Food Safety Authority Journal, vol. 3554, pp. 1-98, (2014). http://www.efsa.europa.eu/sites/default/files/scientific_output/files/main_documents/3554.pdf.
26. Gelatin Manufacturers of America, Gelatin Handbook, 2012.
27. FDA, Cosmetics: An Evaluation of the Risk of Variant 
Creutzfeldt-Jakob Disease from Exposure to Cattle-Derived Protein 
Used in Cosmetics, accessed online at: http://www.fda.gov/Cosmetics/ProductsIngredients/PotentialContaminants/ucm137012.htm.
28. European Centre for Disease Control and Prevention, Creutzfeldt 
Jakob Disease International Surveillance Network, CJD Surveillance 
Data 1993-2013, accessed online at: http://www.eurocjd.ed.ac.uk/surveillance%20data%201.html#vcjd-cases.
29. WHO, WHO Media centre, Variant Creutzfeldt-Jakob disease, Fact 
sheet N[deg] 180 Revised February 2012, accessed online at: http://www.who.int/mediacentre/factsheets/fs180/en/.
30. WHO, WHO Tables on Tissue Infectivity Distribution in 
Transmissible Spongiform Encephalopathies (2010 Update), available 
at: http://www.who.int/bloodproducts/tablestissueinfectivity.pdf.
31. Report of the Meeting of the OIE Scientific Commission for 
Animal Diseases, Paris, 4-8 February 2013, http://www.oie.int/doc/ged/D12361.PDF.
32. Gill, O. N., Y. Spencer, A. Richard-Loendt, C. Kelly, et al., 
``Prevalent Abnormal Prion Protein in Human Appendixes After Bovine 
Spongiform Encephalopathy Epizootic: Large Scale Survey,'' British 
Medical Journal 2013;347:f5675 doi: 10.1136/bmj.f5675 (published 15 
October 2013).
33. CDC, CDC Surveillance for vCJD, available at: http://www.cdc.gov/prions/vcjd/surveillance.html.

List of Subjects

21 CFR Part 189

    Food additives, Food packaging.

21 CFR Part 700

    Cosmetics, Packaging and containers.

    Therefore, under the Federal Food, Drug, and Cosmetic Act, and 
under authority delegated to the Commissioner of Food and Drugs, the 
interim final rule amending 21 CFR parts 189 and 700, which was 
published on July 13, 2004, at 69 FR 42255, and amended on September 7, 
2005, at 70 FR 53063, and amended on April 17, 2008, at 73 FR 20785, is 
adopted as a final rule with the following changes:

PART 189--SUBSTANCES PROHIBITED FROM USE IN HUMAN FOOD

0
1. The authority citation for part 189 continues to read as follows:

    Authority: 21 U.S.C. 321, 342, 348, 371, 381.


0
2. Section 189.5 is amended by revising paragraph (a) to read as 
follows:


Sec.  189.5  Prohibited cattle materials.

    (a) Definitions. The definitions and interpretations of terms 
contained in section 201 of the Federal Food, Drug, and Cosmetic Act 
(the FD&C Act) apply to such terms when used in this part. The 
following definitions also apply:
    (1) Prohibited cattle materials mean specified risk materials, 
small intestine of all cattle except as provided in paragraph (b)(2) of 
this section, material from nonambulatory disabled cattle, material 
from cattle not inspected and passed, or mechanically separated 
(MS)(Beef). Prohibited cattle materials do not include the following:
    (i) Tallow that contains no more than 0.15 percent insoluble 
impurities, tallow derivatives, gelatin, hides and hide-derived 
products, and milk and milk products, and
    (ii) Cattle materials inspected and passed from a country 
designated under paragraph (e) of this section.
    (2) Inspected and passed means that the product has been inspected 
and passed for human consumption by the appropriate regulatory 
authority, and at the time it was inspected and passed, it was found to 
be not adulterated.
    (3) Mechanically separated (MS) (Beef) means a meat food product 
that is finely comminuted, resulting from the mechanical separation and 
removal of most of the bone from attached skeletal muscle of cattle 
carcasses and parts of carcasses that meets the specifications 
contained in 9 CFR 319.5, the U.S. Department of Agriculture regulation 
that prescribes the standard of identity for MS (Species).
    (4) Nonambulatory disabled cattle means cattle that cannot rise 
from a recumbent position or that cannot walk, including, but not 
limited to, those with broken appendages, severed tendons or ligaments, 
nerve paralysis, fractured vertebral column, or metabolic conditions.
    (5) Specified risk material means the brain, skull, eyes, 
trigeminal ganglia, spinal cord, vertebral column (excluding the 
vertebrae of the tail, the transverse processes of the thoracic and 
lumbar vertebrae, and the wings of the sacrum), and dorsal root ganglia 
of cattle 30 months of age and older and the tonsils and distal ileum 
of the small intestine of all cattle.
    (6) Tallow means the rendered fat of cattle obtained by pressing or 
by applying any other extraction process to tissues derived directly 
from discrete adipose tissue masses or to other carcass parts and 
tissues. Tallow must be produced from tissues that are not prohibited 
cattle materials or must contain no more than 0.15 percent insoluble 
impurities as determined by the method entitled ``Insoluble 
Impurities'' (AOCS Official Method Ca 3a-46), American Oil Chemists' 
Society (AOCS), 5th Edition, 1997, incorporated by reference in 
accordance with 5 U.S.C. 552(a) and 1 CFR part 51, or another method 
equivalent in accuracy, precision, and sensitivity to AOCS Official 
Method Ca 3a-46. You may obtain copies of the method from AOCS (http://www.aocs.org) 2211 W. Bradley Ave. Champaign, IL 61821. Copies may be 
examined at the Food and Drug Administration's Main Library, 10903 New 
Hampshire Ave., Bldg. 2, Third Floor, Silver Spring, MD 20993, 301-796-
2039, or at the National Archives and Records Administration (NARA). 
For information on the availability of this material at NARA, call 202-
741-6030, or go to http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
    (7) Tallow derivative means any chemical obtained through initial 
hydrolysis, saponification, or trans-esterification of tallow; chemical 
conversion of material obtained by hydrolysis, saponification, or 
trans-esterification may be applied to obtain the desired product.
    (8) Gelatin means a product that has been obtained by the partial 
hydrolysis of collagen derived from hides, connective tissue, and/or 
bone bones of cattle and swine. Gelatin may be either Type A (derived 
from an acid-treated precursor) or Type B (derived from an

[[Page 14732]]

alkali-treated precursor) that has gone through processing steps that 
include filtration and sterilization or an equivalent process in terms 
of infectivity reduction.
* * * * *

PART 700--GENERAL

0
3. The authority citation for part 700 continues to read as follows:

    Authority: 21 U.S.C. 321, 331, 352, 355, 361, 362, 371, 374.

0
4. Section 700.27 by is amended by revising paragraph (a) to read as 
follows:


Sec.  700.27  Use of prohibited cattle materials in cosmetic products.

    (a) Definitions. The definitions and interpretations of terms 
contained in section 201 of the Federal Food, Drug, and Cosmetic Act 
(the FD&C Act) apply to such terms when used in this part. The 
following definitions also apply:
    (1) Prohibited cattle materials mean specified risk materials, 
small intestine of all cattle except as provided in paragraph (b)(2) of 
this section, material from nonambulatory disabled cattle, material 
from cattle not inspected and passed, or mechanically separated (MS) 
(Beef). Prohibited cattle materials do not include the following:
    (i) Tallow that contains no more than 0.15 percent insoluble 
impurities, tallow derivatives, gelatin, hides and hide-derived 
products, and milk and milk products, and
    (ii) Cattle materials inspected and passed from a country 
designated under paragraph (e) of this section.
    (2) Inspected and passed means that the product has been inspected 
and passed for human consumption by the appropriate regulatory 
authority, and at the time it was inspected and passed, it was found to 
be not adulterated.
    (3) Mechanically separated (MS) (Beef) means a meat food product 
that is finely comminuted, resulting from the mechanical separation and 
removal of most of the bone from attached skeletal muscle of cattle 
carcasses and parts of carcasses that meets the specifications 
contained in 9 CFR 319.5, the U.S. Department of Agriculture regulation 
that prescribes the standard of identity for MS (Species).
    (4) Nonambulatory disabled cattle means cattle that cannot rise 
from a recumbent position or that cannot walk, including, but not 
limited to, those with broken appendages, severed tendons or ligaments, 
nerve paralysis, fractured vertebral column, or metabolic conditions.
    (5) Specified risk material means the brain, skull, eyes, 
trigeminal ganglia, spinal cord, vertebral column (excluding the 
vertebrae of the tail, the transverse processes of the thoracic and 
lumbar vertebrae, and the wings of the sacrum), and dorsal root ganglia 
of cattle 30 months of age and older and the tonsils and distal ileum 
of the small intestine of all cattle.
    (6) Tallow means the rendered fat of cattle obtained by pressing or 
by applying any other extraction process to tissues derived directly 
from discrete adipose tissue masses or to other carcass parts and 
tissues. Tallow must be produced from tissues that are not prohibited 
cattle materials or must contain no more than 0.15 percent insoluble 
impurities as determined by the method entitled ``Insoluble 
Impurities'' (AOCS Official Method Ca 3a-46), American Oil Chemists' 
Society (AOCS), 5th Edition, 1997, incorporated by reference in 
accordance with 5 U.S.C. 552(a) and 1 CFR part 51, or another method 
equivalent in accuracy, precision, and sensitivity to AOCS Official 
Method Ca 3a-46. You may obtain copies of the method from AOCS (http://www.aocs.org) 2211 W. Bradley Ave. Champaign, IL 61821. Copies may be 
examined at the Food and Drug Administration's Main Library, 10903 New 
Hampshire Ave., Bldg. 2, Third Floor, Silver Spring, MD 20993, 301-796-
2039 or at the National Archives and Records Administration (NARA). For 
information on the availability of this material at NARA, call 202-741-
6030, or go to http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
    (7) Tallow derivative means any chemical obtained through initial 
hydrolysis, saponification, or trans-esterification of tallow; chemical 
conversion of material obtained by hydrolysis, saponification, or 
trans-esterification may be applied to obtain the desired product.
    (8) Gelatin means a product that has been obtained by the partial 
hydrolysis of collagen derived from hides, connective tissue, and/or 
bone bones of cattle and swine. Gelatin may be either Type A (derived 
from an acid-treated precursor) or Type B (derived from an alkali-
treated precursor) that has gone through processing steps that include 
filtration and sterilization or an equivalent process in terms of 
infectivity reduction.
* * * * *

    Dated: March 14, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-06123 Filed 3-17-16; 8:45 am]
 BILLING CODE 4164-01-P



                                                  14718               Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations

                                                  circumstances warranting an out-of-                     petitioner also must submit a non-                    certain cattle material that could
                                                  cycle review, within 30 days of that                    confidential version or summary,                      potentially contain the BSE agent.
                                                  determination USTR will announce a                      indicating where confidential                         DATES: This final rule is effective on
                                                  schedule for the review in the Federal                  information has been redacted, and a                  April 18, 2016.
                                                  Register. The schedule will include the                 written explanation of why the material               FOR FURTHER INFORMATION CONTACT:
                                                  deadline and guidelines for any party to                should be protected.                                  Johnny Braddy, Center for Food Safety
                                                  submit written comments supporting,                        (4) The non-confidential version or                and Applied Nutrition (HFS–315), Food
                                                  opposing or otherwise commenting on                     summary will be made publicly                         and Drug Administration, 5100 Paint
                                                  any proposed action.                                    available at www.regulations.gov.                     Branch Pkwy., College Park, MD 20740,
                                                    (3) For any out-of-cycle review                          (5) A request for exemption of any                 240–402–1709.
                                                  initiated under this paragraph (c), the                 particular information may be denied if               SUPPLEMENTARY INFORMATION:
                                                  AGOA Implementation Subcommittee                        it is determined that such information is
                                                  will consider public input received by                  not entitled to exemption under law. In               Executive Summary
                                                  the applicable deadline and any other                   the event of such a denial, the                       A. Purpose of the Rule
                                                  relevant information and report to the                  information will be returned to the
                                                  TPSC. The TPSC will conduct further                     person who submitted it, with a                          BSE is a fatal neurological disorder of
                                                  review as necessary and prepare                         statement of the reasons for the denial.              cattle that has a long incubation period
                                                  recommendations for the U.S. Trade                                                                            (2 to 8 years). It is transmitted when
                                                  Representative. The U.S. Trade                          § 2017.5    Expiration.                               cattle ingest protein meal containing the
                                                  Representative may convene the TPRG                       The Trade Preferences Extension Act                 BSE infectious agent. Cattle affected by
                                                  or the TPC for further review of                        of 2015 extended the AGOA until                       BSE are usually apart from the herd and
                                                  recommendations and other decisions.                    September 30, 2025 (Pub. L. 114–27,                   will show progressively deteriorating
                                                  The U.S. Trade Representative will                      sec. 103, 129 Stat. 364). Accordingly,                behavioral and neurological signs. Cattle
                                                  make recommendations to the                             this Part will expire on that date unless             will react excessively to noise or touch
                                                  President, which may include a                          extended by statute.                                  and will eventually stumble, fall, and
                                                  recommendation that no action be                                                                              experience seizures, coma, and death.
                                                                                                          Florizelle Liser,                                     Studies have linked variant Creutzfeldt-
                                                  taken.                                                  Assistant U.S. Trade Representative for               Jakob disease (vCJD) in humans to
                                                  § 2017.3   Publication regarding petitions.             African Affairs.                                      exposure to the BSE agent, most likely
                                                    USTR will publish in the Federal                      [FR Doc. 2016–06127 Filed 3–17–16; 8:45 am]           through human consumption of beef
                                                  Register:                                               BILLING CODE 3290–F6–P                                products contaminated with the BSE
                                                    (a) A list of actions taken in response                                                                     agent. There is no known treatment of
                                                  to a petition, such as the publication of                                                                     vCJD, and it is invariably fatal.
                                                  a Presidential proclamation modifying                   DEPARTMENT OF HEALTH AND                                 The final rule completes a rulemaking
                                                  the designation of a country or the                     HUMAN SERVICES                                        process that began with an interim final
                                                  application of duty-free treatment with                                                                       rule (IFR) in 2004 and was followed by
                                                  respect to articles from a country                      Food and Drug Administration                          IFRs in 2005 and 2008. The final rule
                                                  pursuant to the AGOA; and                                                                                     establishes measures to prohibit the use
                                                    (b) A list of petitions upon which no                 21 CFR Parts 189 and 700                              of certain cattle material in FDA-
                                                  decision was made, and thus which are                                                                         regulated human food and cosmetics to
                                                  pending further review.                                 [Docket No. FDA–2004–N–0188; (Formerly                address the potential risk of BSE.
                                                                                                          2004N–0081)]                                          Because the United States has had
                                                  § 2017.4   Public inspection.                                                                                 measures in place to prevent the
                                                                                                          RIN 0910–AF47
                                                    USTR will make publicly available at                                                                        introduction and spread of BSE,
                                                  www.regulations.gov:                                    Use of Materials Derived From Cattle in               including those affirmed in this rule, the
                                                    (a) Any written request, brief or                     Human Food and Cosmetics                              risk of human exposure to the BSE agent
                                                  similar submission of information made                                                                        from FDA-regulated human food and
                                                  pursuant to this part; and                              AGENCY:    Food and Drug Administration,              cosmetics is negligible.
                                                    (b) Any stenographic record of any                    HHS.
                                                  public hearing that may be held                         ACTION:  Final rule; adoption of interim              B. Legal Authority
                                                  pursuant to this part.                                  final rule as final with amendments.                    We are issuing these regulations
                                                    (c)(1) USTR will grant business                                                                             under the adulteration provisions in
                                                  confidential status and withhold from                   SUMMARY:   The Food and Drug                          sections 402, 409, 601, and under
                                                  public disclosure the information                       Administration (FDA or we) is issuing a               section 701 (21 U.S.C. 342, 348, 361,
                                                  submitted if the petitioner certifies that              final rule prohibiting the use of certain             and 371) of the Federal Food, Drug, and
                                                  the information customarily would not                   cattle material to address the potential              Cosmetic Act (FD&C Act).
                                                  be released to the public and clearly                   risk of bovine spongiform
                                                  designates the information as                           encephalopathy (BSE) in human food,                   C. Summary of the Major Provisions of
                                                  confidential business information.                      including dietary supplements, and                    the Rule
                                                    (2) To request business confidential                  cosmetics. We have designated the                        The final rule provides definitions for
                                                  status the petitioner must mark the                     following items as prohibited cattle                  prohibited cattle materials and prohibits
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                  submission ‘‘BUSINESS                                   materials: Specified risk materials                   their use in human food, dietary
                                                  CONFIDENTIAL’’ at the top and bottom                    (SRMs), the small intestine from all                  supplements, and cosmetics, to address
                                                  of the cover page and on each                           cattle (unless the distal ileum has been              the potential risk of BSE. We designate
                                                  succeeding page, and the submission                     removed), material from nonambulatory                 the following items as prohibited cattle
                                                  should indicate, via brackets, the                      disabled cattle, material from cattle not             materials: SRMs, the small intestine
                                                  specific information that is confidential.              inspected and passed, or mechanically                 from all cattle unless the distal ileum
                                                    (3) If the submission contains                        separated (MS) (Beef). We are taking this             has been properly removed, material
                                                  business confidential information, the                  action to minimize human exposure to                  from nonambulatory disabled cattle,


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                                                                      Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations                                         14719

                                                  material from cattle not inspected and                  an unconventional transmissible agent.                agent is extremely low. Indeed, in May
                                                  passed, or MS (Beef). We also confirm                   BSE belongs to the family of diseases                 2013, the World Organization for
                                                  that milk and milk products, hides and                  known as transmissible spongiform                     Animal Health (OIE) recognized the
                                                  hide-derived products, tallow that                      encephalopathies (TSEs). In the late                  effectiveness of these mitigation
                                                  contains no more than 0.15 percent                      stages of disease, all TSEs affect the                measures and categorized the United
                                                  insoluble impurities, and tallow                        central nervous system of infected                    States as negligible BSE risk, in
                                                  derivatives are not prohibited cattle                   animals. However, the distribution of                 accordance with Chapter 11.4 of the OIE
                                                  materials. Further, we are amending the                 infectivity in the body of the animal and             Terrestrial Animal Health Code (Refs. 6
                                                  final rule to provide a definition of                   mode of transmission differ according to              and 7).
                                                  gelatin and to clarify that gelatin is not              the species and TSE agent. Other types
                                                                                                                                                                II. Background—what is the history for
                                                  considered a prohibited cattle material                 of TSEs include scrapie in sheep and
                                                                                                                                                                this rulemaking?
                                                  under 21 CFR 189.5(a)(1) and                            goats, chronic wasting disease in deer
                                                  700.27(a)(1) as long as it is                           and elk, and Creutzfeldt-Jakob disease                   In the Federal Register of July 14,
                                                  manufactured using the customary                        (CJD) in humans.                                      2004 (69 FR 42256), we issued an IFR
                                                  industry processes specified. Finally,                     BSE has a long incubation period (2                entitled ‘‘Use of Materials Derived From
                                                  we are finalizing the process for                       to 8 years), and is most likely                       Cattle in Human Food and Cosmetics’’
                                                  designating a country as not subject to                 transmitted when tissues from infected                (also referred to as ‘‘the 2004 IFR’’) to
                                                  BSE-related restrictions applicable to                  cattle are rendered and processed into                prohibit the use of certain cattle
                                                  FDA regulated human food and                            protein meal, which is then used as an                material, to address the potential risk of
                                                  cosmetics. Specific requirements                        additive in livestock feed (Refs. 1 and               BSE in human food, including dietary
                                                  regarding record maintenance,                           2). The clinical signs of BSE include                 supplements, and cosmetics. The 2004
                                                  retention, and accessibility, for                       behavioral, gait, and postural                        IFR designated the following items as
                                                  manufacturers and processors of a                       abnormalities. Cattle with the disease                prohibited cattle materials: SRMs, the
                                                  human food or cosmetic product made                     often present with increased                          small intestine from all cattle, material
                                                  with material from cattle were                          apprehension, increased reaction to                   from nonambulatory disabled cattle,
                                                  previously finalized (see 71 FR 59653).                 sound and touch, and a swaying gait.                  material from cattle not inspected and
                                                                                                          These signs may be accompanied by                     passed or MS (Beef). SRMs include the
                                                  D. Costs and Benefits                                   subtle changes in the normal behavior of              brain, skull, eyes, trigeminal ganglia,
                                                     This final rule reaffirms the                        the cow, such as separation from the                  spinal cord, vertebral column
                                                  provisions in the 2004 IFR, as well as                  herd while at pasture, disorientation,                (excluding the vertebrae of the tail, the
                                                  the 2005 and 2008 amendments, to                        staring, and excessive licking of the                 transverse processes of the thoracic and
                                                  address the potential risk of BSE in                    nose or flanks. The disease progresses to             lumbar vertebrae, and the wings of the
                                                  human food including dietary                            stumbling and falling, and ends with                  sacrum), and dorsal root ganglia (DRG)
                                                  supplements, and in cosmetics. As the                   seizures, coma, and death (Ref. 3).                   of cattle 30 months of age and older, and
                                                  final rule’s coverage does not differ from                 Scientific and epidemiological studies             the tonsils and distal ileum of the small
                                                  the 2004 IFR and the 2005 and 2008                      have linked vCJD in humans to                         intestine from all cattle. These
                                                  amendments, no additional costs or                      exposure to the BSE agent, most likely                restrictions were codified at § 189.5,
                                                  benefits will accrue from this                          through human consumption of beef                     ‘‘Prohibited cattle materials,’’ and
                                                  rulemaking.                                             products contaminated with the agent.                 § 700.27, ‘‘Use of prohibited cattle
                                                                                                          In several cases that occurred in the                 materials in cosmetic products.’’ The
                                                  Table of Contents                                       United Kingdom (UK), it is believed that              requirements in §§ 189.5 and 700.27 are
                                                  I. Introduction—what is BSE?                            the persons became infected through                   almost identical, except that the latter
                                                  II. Background—what Is the history for this             transfusion of blood from an                          pertains only to cosmetic products.
                                                        rulemaking?                                       asymptomatic infected donor. There is                    Previously, the Food Safety and
                                                  III. What is the legal authority for this               no known treatment of vCJD, and it is                 Inspection Service (FSIS) of the U.S.
                                                        rulemaking?                                       invariably fatal (Ref. 4).                            Department of Agriculture (USDA)
                                                  IV. What comments did we receive? What are                                                                    published an IFR in the Federal
                                                                                                             As of June 2, 2014, vCJD has been
                                                        our responses?
                                                     A. Definitions (§§ 189.5(a) and 700.27(a))           identified in 229 patients from 12                    Register on January 12, 2004 (69 FR
                                                     B. Requirements (§§ 189.5(b) and                     countries. One hundred seventy-seven                  1862) (FSIS IFR). The FSIS IFR
                                                        700.27(b))                                        probable and confirmed cases of vCJD                  prohibited certain cattle material from
                                                     C. Records (§§ 189.5(c) and 700.27(c))               have been reported in the UK, 27 in                   use in meat and meat products. The
                                                     D. Adulteration (§§ 189.5(d) and 700.27(d))          France, 5 in Spain, 4 in Ireland, 4 in the            FSIS IFR designated the same items as
                                                     E. Process for Designating Countries                 United States, 3 in the Netherlands, 2 in             SRMs as specified in FDA’s 2004 IFR. In
                                                        (§§ 189.5(e) and 700.27(e))                       Portugal, 2 in Italy, 2 in Canada, and                the Federal Register of July 13, 2007,
                                                     F. Other Comments                                                                                          FSIS affirmed the FSIS IFR with
                                                                                                          one each from Japan, Saudi Arabia, and
                                                  V. Regulatory Impact Analysis
                                                     A. Overview                                          Taiwan (Ref. 5). In two of the four U.S.              amendments (72 FR 38700) (‘‘2007 FSIS
                                                     B. Regulatory Flexibility Act                        cases, exposure to the BSE agent is                   affirmation’’). In the Federal Register of
                                                     C. Small Business Regulatory Enforcement             believed to have occurred while the                   September 7, 2005 (70 FR 53063), we
                                                        Fairness Act of 1996                              individuals were residing in the UK. A                amended our regulations to permit the
                                                     D. Unfunded Mandatory Reform Act of                  third case was likely exposed while                   use of the small intestine of cattle in
                                                        1995                                              residing in Saudi Arabia. An                          human food and cosmetics provided the
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                  VI. Environmental Impact, No Significant                investigation of the fourth case found                distal ileum portion has been removed
                                                        Impact
                                                  VII. Paperwork Reduction Act of 1995
                                                                                                          that the patient’s exposure to the BSE                properly (also referred to as the ‘‘2005
                                                  VIII. Federalism                                        agent likely occurred before the patient              amendment’’). The 2005 amendment
                                                  IX. References                                          moved to the United States (Ref. 5). In               also clarified that milk and milk
                                                                                                          the United States, where measures to                  products, hides and hide-derived
                                                  I. Introduction—what is BSE?                            prevent the introduction and spread of                products, and tallow derivatives are not
                                                     BSE is a progressive and fatal                       BSE have been in place for some time,                 prohibited cattle materials, and we
                                                  neurological disorder of cattle caused by               the risk of human exposure to the BSE                 provided for a different method for


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                                                  14720               Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations

                                                  determining impurities in tallow. FSIS                  filth, or whereby it may have been                    comments to the 2013 notice. Animal
                                                  also amended its regulations on                         rendered injurious to health.’’ The                   welfare advocacy organizations, private
                                                  September 7, 2005, to permit the use of                 failure to ensure that food is prepared,              consultants, consumer groups, foreign
                                                  the small intestine of cattle in human                  packed, or held under conditions in                   governments, Members of Congress,
                                                  food provided the distal ileum is                       which prohibited cattle materials do not              industry, and consumers submitted
                                                  removed properly (70 FR 53043).                         contaminate the food constitutes an                   comments. Comments previously
                                                     In the Federal Register of April 17,                 insanitary condition whereby it may                   addressed in the 2005 and 2008
                                                  2008 (73 FR 20785), we amended our                      have been rendered injurious to health                amendments, and comments addressing
                                                  regulations again to provide a process                  and thus renders the food adulterated                 issues outside the scope of this
                                                  for designating certain countries as not                under section 402(a)(4) of the FD&C Act.              rulemaking (e.g., those addressing
                                                  subject to certain BSE-related                          Under section 402(a)(5) of the FD&C                   potential concerns regarding diseases
                                                  restrictions (also referred to as the ‘‘2008            Act, food is deemed adulterated if it is,             other than BSE; those addressing animal
                                                  amendment’’). FSIS provided a similar                   in whole or in part, the product of an                welfare concerns, which are covered in
                                                  country-specific exception from certain                 animal which has died otherwise than                  the Humane Methods of Slaughter Act
                                                  BSE restrictions covered in its                         by slaughter. Some cattle are not                     of 1978 (7 U.S.C. 1901 et seq.) and
                                                  regulations.                                            inspected and passed because they have                administered by USDA); the prohibition
                                                     We also published a notice in the                    died before slaughter. Material from                  of the use of materials from
                                                  Federal Register on March 4, 2013 (78                   cattle that die otherwise than by                     nonambulatory animals other than cattle
                                                  FR 14012) (also referred to as the 2013                 slaughter is adulterated under section                (i.e., deer, elk, and sheep); and those
                                                  notice), reopening the comment period                   402(a)(5) of the FD&C Act. As further                 responding to rules issued by other
                                                  for the interim final rule. We invited                  explained in the 2004 IFR, prohibited                 federal agencies will not be addressed in
                                                  comment on our assessment of recently                   cattle materials for use in human food                this document.
                                                  published peer-reviewed scientific                      are food additives subject to section 409                To make it easier to identify the
                                                  studies in which trace amounts of BSE                   of the FD&C Act, except when used as                  comments and FDA’s responses, the
                                                  infectivity were found in parts of the                  dietary ingredients in dietary                        word ‘‘Comment,’’ in parentheses,
                                                  small intestines other than the distal                  supplements. The use or intended use of               appears before the comment’s
                                                  ileum of cattle with both experimental                  any prohibited cattle material in human               description and the word ‘‘Response,’’
                                                  and natural occurring BSE.                              food, except for dietary ingredients in               in parentheses, appears before FDA’s
                                                     In this rule, we are finalizing, with                dietary supplements, causes the                       response. Each comment is numbered to
                                                  changes related to gelatin, the 2004 IFR,               material and the food to be adulterated               help distinguish between different
                                                  as amended in 2005 and 2008, to restrict                under section 402(a)(2)(C) of the FD&C                comments. The number assigned to each
                                                  certain cattle materials used in human                  Act.                                                  comment is purely for organizational
                                                  foods and cosmetics that carry a risk of                   Under section 601(c) of the FD&C Act,              purposes and does not signify the
                                                  transmitting BSE. The final rule                        a cosmetic is adulterated ‘‘if it has been            comment’s value or importance.
                                                  complements similar restrictions that                   prepared, packed, or held under
                                                  apply to meat and meat products                                                                               A. Definitions (§§ 189.5(a) and
                                                                                                          insanitary conditions whereby it may
                                                  regulated by USDA.                                                                                            700.27(a))
                                                                                                          have become contaminated with filth, or
                                                                                                          whereby it may have been rendered                        Sections 189.5(a) and 700.27(a) state
                                                  III. What is the legal authority for this                                                                     that the definitions and interpretations
                                                  rulemaking?                                             injurious to health.’’ The failure to
                                                                                                          ensure that a cosmetic is prepared,                   of terms in section 201 of the FD&C Act
                                                     We are issuing these regulations                     packed, or held under conditions in                   apply (21 U.S.C. 321) and also define
                                                  under the adulteration provisions in                    which prohibited cattle materials do not              the following terms: ‘‘prohibited cattle
                                                  sections 402, 409, 601, and under                       contaminate the cosmetic constitutes an               materials,’’ ‘‘inspected and passed,’’
                                                  section 701 of the FD&C Act.                            insanitary condition whereby it may                   ‘‘mechanically separated,’’
                                                     Under section 402(a)(3) of the FD&C                  have been rendered injurious to health                ‘‘nonambulatory disabled cattle,’’
                                                  Act, a food is deemed adulterated ‘‘if it               and, thus, renders the cosmetic                       ‘‘specified risk material,’’ ‘‘tallow,’’
                                                  consists in whole or in part of any                     adulterated under section 601(c) of the               ‘‘tallow derivative,’’ and ‘‘gelatin.’’
                                                  filthy, putrid, or decomposed substance,                FD&C Act.                                             Several comments pertained to our
                                                  or if it is otherwise unfit for food.’’ The                Under section 701(a) of the FD&C Act,              regulatory definitions, and we discuss
                                                  term ‘‘otherwise unfit for food’’ in                    we may issue regulations for the                      those comments here.
                                                  section 402(a)(3) of the FD&C Act does                  efficient enforcement of the FD&C Act.
                                                  not require that a food be filthy, putrid,                                                                    1. ‘‘Prohibited Cattle Materials’’
                                                                                                          A regulation that requires measures to
                                                  or decomposed for it to be ‘‘otherwise                                                                        (§§ 189.5(a)(1) and 700.27(a)(1))
                                                                                                          prevent human food from being unfit for
                                                  unfit for food.’’ A food can be                         food, from being or bearing an unsafe                    The 2004 interim final rule defined
                                                  ‘‘otherwise unfit for food’’ based on                   food additive, from being the product of              ‘‘prohibited cattle materials’’ as
                                                  health risks. Further, the possibility of               an animal that died otherwise than by                 specified risk materials, small intestine
                                                  disease transmission to humans from                     slaughter, and to prevent human food                  of all cattle, material from
                                                  exposure to prohibited cattle material,                 and cosmetics from being held under                   nonambulatory disabled cattle, material
                                                  SRM, MS Beef, material from                             insanitary conditions, allows for                     from cattle not inspected and passed, or
                                                  nonambulatory disabled cattle, and                      efficient enforcement of the FD&C Act.                MS (Beef). The 2004 IFR also defined
                                                  material from cattle not inspected and                                                                        ‘‘prohibited cattle material’’ as not to
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                                                  passed) may present a risk to human                     IV. What comments did we receive?                     include tallow that contains ‘‘no more
                                                  health. Under section 402(a)(3) of the                  What are our responses?                               than 0.15 percent hexane-insoluble
                                                  FD&C Act, these materials are unfit for                    We received approximately 1,464                    impurities and tallow derivatives.’’ The
                                                  food. Under section 402(a)(4) of the                    comments, each containing one or more                 2005 amendment made an exception in
                                                  FD&C Act, a food is adulterated ‘‘if it                 issues, to the 2004 IFR, and                          the case of the small intestine such that
                                                  has been prepared, packed, or held                      approximately 20 comments, each                       the small intestine would not be
                                                  under insanitary conditions whereby it                  containing one or more issues, to the                 considered prohibited cattle material if
                                                  may have become contaminated with                       2005 and 2008 amendments, and 31                      the distal ileum is removed by a


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                                                                      Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations                                           14721

                                                  procedure that removes at least 80                         (Response 2) We understand that the                ensure that only gelatin derived from
                                                  inches of the uncoiled and trimmed                      intent of the parenthetical ‘‘regardless of           customary industry processes qualifies
                                                  small intestine in a manner specified in                the source of the tallow’’ is to make                 for this exclusion, §§ 189.5(a)(8) and
                                                  § 189.5(b)(2) (or, in the case of § 700.27,             clear that the chemical processes                     700.27(a)(8) of the final rule provide
                                                  § 700.27(b)(2)) and also changed                        (hydrolysis, transesterification, and                 that ‘‘Gelatin means a product that has
                                                  ‘‘hexane-insoluble’’ to ‘‘insoluble’’ in                saponification) involving high                        been obtained by the partial hydrolysis
                                                  the definition of ‘‘tallow.’’ The 2005                  temperature and pressure are                          of collagen derived from hides,
                                                  amendment also excluded hides and                       sufficiently rigorous even if the starting            connective tissue, and/or bone bones of
                                                  hide-derived products, and milk and                     tallow is, for example, inedible tallow or            cattle and swine. Gelatin may be either
                                                  milk products from the definition of                    tallow containing greater than 0.15                   Type A (derived from an acid-treated
                                                  ‘‘prohibited cattle materials.’’ The 2008               percent insoluble impurities. We agree                precursor) or Type B (derived from an
                                                  amendment provided that FDA may                         that the processes to produce tallow                  alkali-treated precursor) that has gone
                                                  designate a country as not subject to                   derivatives are sufficiently rigorous, but            through processing steps that include
                                                  certain BSE-related restrictions                        believe that by excluding tallow                      filtration and sterilization or an
                                                  applicable to FDA regulated human                       derivatives, without the parenthetical,               equivalent process in terms of
                                                  food and cosmetics.                                     from the definition of prohibited cattle              infectivity reduction.’’
                                                     We did not receive comments specific                 material, it is clear that we are                        There has been increasing recognition
                                                  to the definition of ‘‘prohibited cattle                excluding all tallow derivatives.                     based on scientific evidence as to the
                                                  materials at §§ 189.5(a)(1) and                         Prohibited cattle material does not                   safety of gelatin for human use
                                                  700.27(a)(1), and we have finalized that                include tallow derivatives. We do not                 irrespective of the source materials from
                                                  portion of the definition without                       believe the parenthetical ‘‘regardless of             which it is made. For example,
                                                  change.                                                 the source of tallow’’ is needed.                     laboratory studies have indicated that
                                                                                                             (Comment 3) One comment would                      gelatin manufacturing processes are
                                                  a. Tallow, Tallow Derivatives, Gelatin,                 revise the definition of prohibited cattle            capable of reducing inoculated BSE
                                                  Hides and Hide-Derived Products, and                    materials to emphasize the rigorousness               prion titers by at least six to eight orders
                                                  Milk and Milk Products                                  of the processing involved in the                     of magnitude (Ref. 8). The OIE Code
                                                  (§§ 189.5(a)(1)(i) and 700.27(a)(1)(i))                 production of tallow derivatives (i.e.,               does not recommend any restrictions,
                                                     (Comment 1) One comment supported                    transesterification or saponification) to             regardless of the BSE status of a country,
                                                  the exclusion of hides and hide-derived                 minimize the risk of transmitting TSE                 in trade of gelatin prepared from bones
                                                  products from the definition of                         agents. The comment was concerned                     and intended for food, cosmetics,
                                                  prohibited cattle materials but said that               that the ‘‘lack of alignment’’ between                pharmaceuticals including biologicals,
                                                  we need to address the possible cross-                  U.S. and non-U.S. requirements and                    or medical devices, among other items
                                                                                                          guidance with respect to tallow                       (Ref. 9). A 2006 scientific panel of the
                                                  contamination of hides and other non-
                                                                                                          derivatives will continue to affect the               European Food Safety Authority
                                                  prohibited cattle materials with
                                                                                                          acceptance of U.S.-origin materials in                (EFSA)—reviewing a 2003 EFSA
                                                  prohibited cattle materials during
                                                                                                          non-U.S. markets.                                     Scientific Steering Committee opinion—
                                                  slaughter and processing.                                  (Response 3) We decline to revise the              concluded that there was no support for
                                                     (Response 1) As noted in the 2005                    definition as suggested by the comment.               prohibition of or restrictions on the use
                                                  amendment, manufacturers and                            Our objective in developing our BSE                   of skull and vertebrae of cattle that had
                                                  processors must take precautions to                     regulations for human food and                        passed ante mortem and post mortem
                                                  avoid cross contamination of hides and                  cosmetics, including these involving                  inspections in the production of gelatin
                                                  other non-prohibited cattle material                    tallow derivatives, is to apply                       (Ref. 10). Based on this evidence, we
                                                  with prohibited cattle material during                  appropriate measures to safeguard life                conclude that gelatin manufactured
                                                  slaughter and processing (70 FR 53063                   and health and be no more trade                       from bovine raw materials using
                                                  at 53066). Further, food establishments                 restrictive than necessary to achieve the             customary industry processes presents a
                                                  are subject to the current good                         food and cosmetic safety objective. As to             negligible risk of transmitting the agent
                                                  manufacturing practice requirements                     the degree of processing involved in                  that causes BSE.
                                                  (CGMPs) at 21 CFR part 110, and the                     producing tallow derivatives, we
                                                  failure to take adequate measures to                    addressed this subject in the preamble                (b) Cattle Materials Inspected and
                                                  prevent cross-contamination could                       to the 2004 IFR (69 FR 42256 at 42261)                Passed From Designated Countries
                                                  result in insanitary conditions whereby                 and discussed how tallow derivatives                  (§§ 189.5(a)(1)(ii) and 700.27(a)(1)(ii))
                                                  the food may be rendered injurious to                   are produced by subjecting tallow to                     (Comment 4) One comment
                                                  health and, therefore, adulterated under                chemical processes (hydrolysis,                       supporting a mechanism to designate
                                                  section 402(a)(4) of the FD&C Act.                      transesterification, and saponification)              countries as not subject to certain BSE-
                                                     (Comment 2) While most comments                      that involve high temperature and                     related restrictions (provided under
                                                  found the clarification as to the                       pressure. We further noted in the 2004                § 189.5(a)(1)(ii)) expressed concerns that
                                                  allowable composition of tallow source                  IFR that FDA’s Transmissible                          interested countries would need to go
                                                  material used in tallow derivatives in                  Spongiform Encephalopathy Advisory                    through separate application and
                                                  the preamble to the 2005 amendment                      Committee (TSEAC) considered the                      evaluation processes at USDA and FDA
                                                  helpful, one comment suggested that we                  safety of tallow and tallow derivatives               for a country to receive a USDA and
                                                  revise the definition of ‘‘prohibited                   in 1998 and ‘‘determined that the                     FDA-granted designation. The comment
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                                                  cattle materials’’ to state that:                       rigorous conditions of manufacture are                requested that the application and
                                                  ‘‘Prohibited cattle materials do not                    sufficient to further reduce the BSE risk             evaluation procedures used by the
                                                  include tallow that contains no more                    in tallow derivatives’’ (69 FR 42256 at               different U.S. regulating agencies be
                                                  than 0.15 percent insoluble impurities,                 42261).                                               streamlined to reduce the potential
                                                  tallow derivatives (regardless of the                      We have revised the list of materials              duplication of time and effort by the
                                                  source of tallow), hides and hide-                      not considered prohibited cattle                      applying country.
                                                  derived products, and milk and milk                     materials at §§ 189.5(a)(1)(i) and                       (Response 4) We understand the
                                                  products.’’                                             700.27(a)(1)(i) to include gelatin. To                concern expressed by the comment.


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                                                  14722               Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations

                                                  However, as we explained in the 2008                    USDA regulations, and in accordance                   cattle carcasses or parts of carcasses that
                                                  amendment, FDA and USDA have                            with applicable FDA human food                        meet certain USDA specifications. We
                                                  different regulatory responsibilities with              CGMPs. These comments further noted                   did not receive comments specific to
                                                  respect to preventing BSE and ensuring                  that only safe raw materials are used to              our definition of ‘‘(MS) (Beef).’’
                                                  food safety (73 FR 20785 at 20788).                     produce gelatin and that SRMs and                       On our own initiative, we have
                                                  While we have our own evaluation                        materials from nonambulatory disabled                 revised the definition of ‘‘mechanically
                                                  process, we will consult with USDA as                   cattle are excluded. One comment                      separated (MS) (Beef)’’ to clarify that 9
                                                  part of this process (73 FR 20785 at                    specifically requested that we publish a              CFR 319.5, which we cite in
                                                  20788). Further, we will take into                      correction in the Federal Register                    §§ 189.5(a)(3) and 700.27(a)(3), refers to
                                                  consideration available risk assessments                clarifying that gelatin is not produced               a USDA regulation. Thus, the final rule
                                                  of other competent authorities in                       from inedible material.                               adds ‘‘U.S. Department of Agriculture’’
                                                  conducting our evaluations (73 FR                         (Response 6) The quoted statement                   before ‘‘regulation.’’
                                                  20785 at 20788.). Although not required,                was included in a broader discussion
                                                                                                                                                                4. ‘‘Nonambulatory Disabled Cattle’’
                                                  a previous BSE evaluation performed by                  explaining in part why we were
                                                                                                                                                                (§§ 189.5(a)(4) and 700.27(a)(4))
                                                  USDA’s FSIS or Animal and Plant                         extending similar protections to FDA-
                                                  Health Inspection Service (APHIS), or                   regulated human foods and cosmetics as                   The regulations define
                                                  by OIE, or by another country or                        USDA had already imposed in USDA-                     ‘‘nonambulatory disabled cattle’’ as
                                                  competent authority, could be used by                   inspected facilities. We agree that                   cattle that cannot rise from a recumbent
                                                  FDA as part of our review (73 FR 20785                  gelatin is manufactured from raw                      position or that cannot walk, including,
                                                  at 20788).                                              materials that have been inspected and                but not limited to, cattle with broken
                                                     (Comment 5) Several comments from                    passed for human consumption.                         appendages, severed tendons or
                                                  the gelatin industry requested that                       (Comment 7) Several comments                        ligaments, nerve paralysis, fractured
                                                  gelatin be excluded from consideration                  requested that we clarify whether our                 vertebral column, or metabolic
                                                  as a prohibited cattle material. The                    gelatin guidance document published in                conditions.
                                                  comments noted that standard industry                   1997 (Ref. 11) will be revoked or revised                (Comment 8) One comment suggested
                                                  practice is to produce gelatin using raw                in light of this regulation. The                      that downer animals should be tested
                                                  materials from animals inspected and                    comments expressed concern that                       first for BSE and held pending the
                                                  passed for human consumption, that                      gelatin manufacturers would face an                   outcome of the testing before deciding
                                                  SRMs and materials from                                 unnecessary regulatory burden                         to prohibit the use of material from
                                                  nonambulatory disabled cattle are                       depending on whether the product the                  nonambulatory disabled cattle in human
                                                  excluded, that the safety of gelatin is                 gelatin is used in is a food product or               food and cosmetics. If the test results are
                                                  based on adherence to industry                          dietary supplement, or a pharmaceutical               negative, then the carcass could be used
                                                  practices, as well as our CGMPs and                     product, or for other FDA-regulated                   for human food and cosmetics.
                                                  USDA regulations, and that gelatin                      uses. The comments also requested that                   (Response 8) This option is not
                                                  made from bovine raw materials                          we explicitly state that our gelatin                  feasible due to the limitations of
                                                  undergoes manufacturing processes that                  guidance document is no longer                        currently available tests. No validated
                                                  inactivate possible BSE infectivity,                    applicable for products intended for oral             ante mortem test for BSE currently
                                                  citing studies by the European                          consumption or cosmetic use by                        exists. Available post mortem tests,
                                                  Commission (EC) and the Gelatine                        humans.                                               although useful for disease surveillance
                                                  Manufacturers of Europe. Several                          (Response 7) This final rule                        purposes in terms of determining the
                                                  comments noted that TSEAC reviewed                      supersedes the 1997 guidance with                     rate of disease in the population of
                                                  these studies and concluded on July 17,                 respect to human food and cosmetics.                  cattle, are not appropriate as a safety
                                                  2003, that these studies ‘‘demonstrate a                We intend to review the 1997 guidance                 indicator for human food or cosmetics
                                                  reduction in infectivity that is sufficient             and will consider withdrawing or                      because there is a potentially long
                                                  to protect human health.’’                              revising the guidance, as appropriate,                period in the life of an infected animal
                                                     (Response 5) We agree with the                       consistent with this final rule.                      where tests using the current
                                                  comments and have revised                                                                                     methodology would not detect the
                                                  §§ 189.5(a)(1)(i) and 700.27(a)(1)(i) to                2. ‘‘Inspected and Passed’’                           disease (Refs. 12 through 14). This is
                                                  include gelatin in the list of materials                (§§ 189.5(a)(2) and 700.27(a)(2))                     due, in part, to limitations on existing
                                                  not considered ‘‘prohibited cattle                         The regulations define ‘‘inspected and             testing methods, which rely on the use
                                                  materials.’’ We are making this change                  passed’’ as meaning that the product has              of post mortem brain tissue.
                                                  because gelatin manufactured according                  been inspected and passed for human                   Experimental evidence demonstrates
                                                  to customary industry processes present                 consumption by the appropriate                        that for cattle infected orally, certain
                                                  a negligible risk of transmitting the BSE               regulatory authority, and at the time it              potentially infective tissues (such as the
                                                  agent and should not be considered                      was inspected and passed, it was found                distal ileum and tonsils) are the first
                                                  ‘‘prohibited cattle materials.’’                        to be not adulterated. We did not                     tissues to accumulate infectivity in the
                                                     (Comment 6) Several comments took                    receive comments specific to our                      incubation period and this infectivity
                                                  issue with an FDA statement appearing                   definition of ‘‘inspected and passed,’’               occurs prior to any demonstrated
                                                  in the background section to the 2004                   and we have finalized the definition                  infectivity in brain tissue (Refs. 12
                                                  IFR that provided certain products, such                without change.                                       through 14). Therefore, tests conducted
                                                  as gelatin and collagen, ‘‘have                                                                               on brain tissue may not accurately
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                                                  traditionally been produced from cattle                 3. ‘‘Mechanically Separated (MS)
                                                                                                                                                                reflect the potential infectivity in other
                                                  material deemed inedible by the USDA’’                  (Beef)’’ (§§ 189.5(a)(3) and 700.27(a)(3))
                                                                                                                                                                tissues that develop infectivity earlier,
                                                  (69 FR 42256 at 42261). The comments                       The regulations define ‘‘mechanically              such as the distal ileum.
                                                  pointed out that U.S. raw materials used                separated (MS) (beef)’’ as a meat food                   As a result, we have finalized the
                                                  to produce gelatin come from cattle that                product that is finely comminuted,                    definition of ‘‘nonambulatory disabled
                                                  have been inspected and passed by                       resulting from the mechanical                         cattle’’ without change.
                                                  USDA for human consumption and are                      separation and removal of most bone                      (Comment 9) One comment stated
                                                  produced in accordance with FDA and                     from the attached skeletal muscle of                  that our restrictions relating to materials


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                                                                      Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations                                        14723

                                                  from nonambulatory disabled cattle                      brain is removed if the cattle is 30                  are SRMs and therefore cannot be used
                                                  should not apply to custom slaughtered                  months of age or older.                               as source materials for AMR systems.
                                                  animals.                                                   (Response 10) The pituitary gland or                  (Comment 13) One comment stated
                                                     (Response 9) This final rule does not                hypophysis lies at the base of the brain,             that, although we noted that the OIE has
                                                  apply to custom slaughtered cattle                      contacting the hypothalamus.                          not designated any intestinal sections
                                                  because such cattle are for the owner’s                 Anatomically, it is considered part of                other than the distal ileum as SRM, the
                                                  exclusive use and not for use in FDA                    the brain. Thus, the pituitary gland or               OIE did not conduct a risk assessment
                                                  regulated human food and cosmetics.                     hypophysis is considered an SRM in                    to support that statement.
                                                  FDA notes that, in our 2007 affirmation                 cattle 30 months or age or older and                     (Response 13) We did not intend to
                                                  of our interim final rule with                          must be removed from the carcass when                 imply that the OIE had conducted a risk
                                                  amendments, FSIS determined that it                     the brain is removed.                                 assessment or studied the new research
                                                  cannot permit the custom slaughter or                      (Comment 11) One comment                           findings and published its conclusions
                                                  preparation of products of                              requested that the vertebral column not               about the significance to human health.
                                                  nonambulatory disabled cattle for                       be considered an SRM because the                      We meant that the OIE had not added
                                                  human food even if it is for the owner’s                attached DRG as well as the loosely                   parts of the small intestine other than
                                                  exclusive use because FSIS considers                    attached spinal cord, which are sources               the distal ileum to its recommendations
                                                  the carcasses of these animals to be                    of BSE infectivity, can be safely                     on commodities that should not be
                                                  adulterated (72 FR 38700 at 38703 to                    separated and removed from the                        traded (Ref. 15).
                                                  38704).                                                                                                          (Comment 14) Some comments
                                                                                                          vertebral column. (In general terms,
                                                                                                                                                                recommended that the 30-month age
                                                  5. ‘‘Specified Risk Material’’                          DRG are nerves attached to the spinal
                                                                                                                                                                cutoff, which provides a basis for
                                                  (§§ 189.5(a)(5) and 700.27(a)(5))                       cord.) The comment did not submit any
                                                                                                                                                                designating certain cattle materials as
                                                                                                          data in support of its position nor did
                                                     The regulations define ‘‘specified risk                                                                    SRMs, should be changed to a 12-month
                                                                                                          it explain the method or methods for
                                                  material’’ as meaning the brain, skull,                                                                       cutoff because of scientific uncertainty
                                                  eyes, trigeminal ganglia, spinal cord,                  safely separating and removing the DRG
                                                                                                                                                                about how BSE spreads in cattle, and
                                                  vertebral column (excluding the                         from the vertebral column.
                                                                                                                                                                because the true prevalence of the
                                                  vertebrae of the tail, the transverse                      (Response 11) We decline to revise                 disease in the United States is not fully
                                                  processes of the thoracic and lumbar                    the rule as suggested by the comment.                 known.
                                                  vertebrae, and the wings of the sacrum),                While the vertebral column has not been                  (Response 14) We disagree with these
                                                  and dorsal root ganglia of cattle 30                    shown to harbor BSE infectivity, it does              comments. Experimental and
                                                  months and older. The definition also                   contain tissues (i.e., DRG, spinal cord)              epidemiological evidence have clearly
                                                  includes tonsils and distal ileum of the                that have been shown to be infectious.                linked transmission of BSE to using
                                                  small intestine of all cattle as ‘‘specified            Technologies are not currently available              protein derived from BSE infected cattle
                                                  risk material.’’                                        to safely remove the DRG without                      as an additive in cattle feed. FDA’s 1997
                                                     In the Federal Register of March 4,                  removing part of the vertebral column                 and 2008 BSE feed regulations prohibit
                                                  2013 (78 FR 14012), we reopened the                     (see 2007 FSIS affirmation, 72 FR 38700               this practice. Further, ongoing BSE
                                                  comment period for the IFR due to new                   at 38710). The 2007 FSIS affirmation                  surveillance conducted by USDA
                                                  studies showing infectivity in parts of                 also noted that while the DRG is located              APHIS, which tests approximately
                                                  the small intestine other than the distal               within the vertebral bones, it could                  40,000 animals from the highest risk
                                                  ileum. We noted that there were studies                 potentially become dislodged during                   cattle population per year, shows that
                                                  showing the presence of some                            consumption of bone-in-beef products.                 the prevalence in the United States is
                                                  infectivity in the proximal ileum,                      Therefore, the vertebral column                       less than one case per million adult
                                                  jejunum, ileocecal junction, and colon                  (excluding the vertebrae of the tail, the             cattle in the United States (Ref. 16). We
                                                  of cattle with BSE. We also noted that                  transverse processes of the thoracic and              therefore believe that the 30-month
                                                  the infectivity levels reported in the                  lumbar vertebrae, and the wings of the                cutoff is appropriate for the BSE risk
                                                  studies were lower than the infectivity                 sacrum) from cattle 30 months of age                  status in the United States, as we first
                                                  levels previously demonstrated for the                  and older is included in the list of                  discussed in our 2004 IFR (69 FR 42256
                                                  distal ileum (78 FR 14012 at 14013). We                 SRMs. We will reconsider this issue if                at 42259–60).
                                                  put the studies into the administrative                 technology becomes available to safely                   (Comment 15) One comment
                                                  record and invited comment on them,                     remove the DRG from the vertebral                     recommended that a 12-month cutoff for
                                                  and also said that we had tentatively                   column, but we have finalized the                     purposes of designating certain cattle
                                                  concluded that the effect of these traces               definition of ‘‘specified risk material’’             materials as SRMs would be more
                                                  of infectivity on the risk of human or                  without change.                                       prudent given the scientific uncertainty
                                                  ruminant exposure to BSE in the United                     (Comment 12) One comment                           in fully understanding the possible
                                                  States is negligible (78 FR 14012). We                  requested that we revise the definition               ways that the BSE agent might infect
                                                  tentatively concluded that ‘‘requiring                  of SRMs to include meat obtained from                 humans.
                                                  the removal of additional parts of the                  vertebral columns processed with                         (Response 15) We disagree that an
                                                  small intestine would not provide a                     Advanced Meat Recovery (AMR)                          additional margin of safety in the age
                                                  measurable risk reduction compared to                   systems because of the instances of DRG               cutoff is needed because of scientific
                                                  that already being achieved by removal                  and spinal cord being detected in AMR                 uncertainty about how humans are
                                                  of the distal ileum in all cattle and that              products.                                             exposed to the BSE agent. The 30-month
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                                                  it would be appropriate to finalize our                    (Response 12) We decline to revise                 cutoff is internationally recognized and
                                                  interim final rule without changing any                 the rule as suggested by the comment.                 well supported by pathogenesis studies
                                                  provisions related to the small                         USDA regulations, at 9 CFR 318.24,                    that were designed to determine the
                                                  intestine’’ (78 FR 14012).                              provide that vertebral columns of cattle              tissue distribution of the BSE agent as
                                                     (Comment 10) One comment asked                       30 months of age and older (excluding                 the disease progresses in BSE-infected
                                                  whether the pituitary gland of cattle is                the vertebrae of the tail, the transverse             cattle.
                                                  considered an SRM and would have to                     processes of the thoracic and lumbar                     (Comment 16) Several comments
                                                  be removed from the carcass when the                    vertebrae, and the wings of the sacrum)               recommended that materials currently


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                                                  14724               Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations

                                                  designated as SRMs if they are from                     on the BASE strain do not indicate that               because of the downward trend in BSE
                                                  cattle 30 months of age and older should                cattle with this form of BSE are more                 cases across the EU (Ref. 17).
                                                  be considered SRMs regardless of the                    likely to contain higher levels of the                   (Comment 22) Several comments
                                                  animal’s age and should be prohibited                   infective agent early in the incubation               supported using a 12-month cutoff for
                                                  from entering the food supply.                          period than cattle with the ‘‘typical’’               purposes of designating certain cattle
                                                  According to the comment, a broad                       BSE strain (72 FR 38700 at 38707). As                 materials as SRMs because cattle as
                                                  prohibition on the use of SRMs                          FSIS concluded, additional study on the               young as 21 months have tested positive
                                                  regardless of the animal’s age would                    BASE form of BSE will be needed to                    for BSE in the UK and Japan.
                                                  significantly reduce the need of                        determine its significance.                              (Response 22) We disagree with these
                                                  determining the age of each animal, and                    (Comment 20) One comment                           comments. As discussed in the 2004 IFR
                                                  thereby improve enforcement. Some                       recommended expanding the SRM                         (69 FR 42256 at 42259), we are aware of
                                                  comments pointed out that, in the                       definition to include the entire head of              documented cases of BSE in the UK in
                                                  absence of a national animal                            cattle 30 months of age and older. The                animals younger than 30 months of age.
                                                  identification system, any determination                comment also stated that cheek and                    As noted in the 2004 IFR (69 FR 42256
                                                  of an animal’s age is based typically on                head meat of cattle 12 months of age                  at 42259), at the height of the epidemic
                                                  a physical assessment, and such an                      and older should be removed before the                in the UK when thousands of animals
                                                  assessment can be subjective.                           skull is fragmented or split, based on                were being diagnosed with BSE each
                                                     (Response 16) We disagree that the                   concerns that the head or cheek meat                  year, fewer than 20 animals younger
                                                  full list of SRMs should be removed                     may contain central nervous system                    than 30 months were confirmed with
                                                  from all cattle to eliminate the need for               materials if the meat is not removed                  the disease (Ref. 18). The youngest
                                                  aging the animals. Methods of aging                     before the skull is fragmented or split.              animal with a confirmed case of BSE
                                                  allowed under FSIS regulations, such as                 To support its arguments, the comment                 was 20 months old (Ref. 19). The
                                                  documentation and dentition, are                        referred to a 2002 USDA FSIS paper that               occurrence of BSE in young animals in
                                                  reliable for identifying cattle over 30                 discussed the prohibition of cheek meat               the UK was most likely the result of
                                                  months of age.                                          from cattle aged 24 months and older for              exposure to a high infective dose of the
                                                     (Comment 17) One comment                             human food if the meat is not removed                 BSE agent at a young age.
                                                  recommended that vertebral columns of                   before the skull is fragmented or split.                 We also noted in the 2004 IFR the two
                                                  cattle of all ages should be considered                    (Response 20) We disagree that the                 reported cases of BSE in 21-month and
                                                  SRMs, not just vertebral columns of                     entire head of cattle 30 months of age                23-month-old animals in Japan
                                                  cattle 30 months of age and older, but                  and older should be condemned                         discovered during the testing of animals
                                                  the comment did not provide evidence                    because of concerns that head meat and                presented for slaughter (69 FR 42256 at
                                                  or data to support the change.                          cheek meat could be contaminated with                 42259). FSIS addressed a similar
                                                     (Response 17) We disagree with this                  central nervous system tissue. FSIS                   comment in the 2007 FSIS affirmation
                                                  recommendation. As previously stated                    regulations (9 CFR 310.22(e)) require                 (72 FR 38700 at 38721) and concluded
                                                  in Comment and Response 14,                             that establishment procedures for                     that the available evidence surrounding
                                                  pathogenesis studies support a 30-                      removal of SRMS at slaughter must                     the two very young cases reported in
                                                  month cutoff in low BSE prevalence                      address potential contamination of                    Japan is insufficient to support any
                                                  countries like the United States.                       edible materials with specified risk                  changes in FSIS’s existing measures to
                                                     (Comment 18) Several comments                        materials. Such procedures would                      prevent human exposure to the BSE
                                                  noted that available post mortem tests                  include taking steps to ensure that                   agent. FSIS referred to a report by
                                                  are capable of identifying the presence                 cheek meat, for example, is not cross-                EFSA’s Scientific Panel on Biological
                                                  of the BSE agent only near the end of                   contaminated with brain matter or                     Hazards, which stated that ‘‘it is unclear
                                                  the animal’s incubation period;                         central nervous system matter.                        whether the very young cases [reported
                                                  therefore cattle younger than 30 months                    (Comment 21) One comment                           in Japan] were adequately identified and
                                                  of age in the early stages of BSE that do               recommended using a 12-month cutoff                   formally confirmed’’ (Ref. 20). This
                                                  not test positive for the disease may be                for purposes of designating certain cattle            same EFSA report concluded that these
                                                  harboring the BSE agent. The comments                   materials as SRMs so that it would be                 cases ‘‘seem to be epidemiologically
                                                  suggested that the definition of SRM not                consistent with the European Union                    peculiar as their cohort would have
                                                  exclude certain materials from cattle                   (EU) standard 12-month cutoff period.                 been expected to yield further cases.’’
                                                  younger than 30 months.                                    (Response 21) We decline to revise                    (Comment 23) One comment said a
                                                     (Response 18) We agree about the                     the rule as suggested by the comment.                 12-month age cutoff would be consistent
                                                  limitation of BSE test methods, but                     The EU established its BSE                            with the International Review Team
                                                  disagree that the limitations should                    requirements because of a small number                (IRT) recommendation that the brain,
                                                  influence the SRM definition. The 30-                   of BSE cases detected in young animals.               skull, spinal cord, and vertebral column
                                                  month cutoff is based on pathogenesis                   These cases are now believed to be the                of cattle over 12 months of age be
                                                  studies, not on diagnostic capabilities.                result of cattle being exposed to large               excluded from both human food and
                                                     (Comment 19) One comment                             exposure doses of the BSE agent at the                animal food chains unless aggressive
                                                  supported a 12-month cutoff for                         height of their BSE outbreak, before                  surveillance shows that the BSE risk in
                                                  classifying animal age-related SRMs due                 appropriate mitigations were put in                   the United States is minimal (Ref. 21).
                                                  to uncertainty surrounding a published                  place to reduce high levels of BSE                       (Response 23) We decline to revise
                                                  study that suggested that there may be                  infectivity circulating in their cattle               the rule in response to the comment.
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                                                  another form of TSE in cattle, referred                 population. In contrast, early control                The IRT was convened at the request of
                                                  to as bovine amyloidotic spongiform                     measures were put in place in the                     the U.S. Secretary of Agriculture on
                                                  encephalopathy (BASE).                                  United States to protect against the                  December 30, 2003, to review the
                                                     (Response 19) We do not agree that                   establishment and amplification of BSE                actions taken by the United States in
                                                  the 12-month cutoff is necessary for the                in the U.S. cattle population.                        response to the confirmation of BSE in
                                                  BASE strain of BSE, also known as L-                       Further, the EC has published a                    an imported dairy cow in Washington
                                                  type BSE. FSIS pointed out in the 2007                  roadmap for relaxing its BSE                          State on December 23, 2003. The IRT
                                                  FSIS affirmation that the available data                mitigations, including age cutoffs,                   recommended that, among other things,


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                                                                      Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations                                           14725

                                                  the brain, skull, spinal cord, and                      conclusion took into consideration not                that given the United States and
                                                  vertebral column of cattle over 12                      just the lower levels, but also the other             worldwide BSE prevalence data,
                                                  months be excluded from both the                        safeguards in place in the United States,             removal of prohibited cattle materials as
                                                  human food and animal food chains                       the sharp decline in the worldwide                    required by this rule, together with the
                                                  unless aggressive surveillance proves                   incidence of BSE, and the extremely low               other effective BSE mitigations
                                                  the BSE risk in the United States to be                 prevalence of BSE in the U.S. cattle                  implemented by the U.S. government,
                                                  minimal (Ref. 22). As a follow up to the                population as indicated by USDA’s BSE                 provides the appropriate level of
                                                  IRT report, USDA’s APHIS conducted                      surveillance program (78 FR 14012).                   protection against human exposure to
                                                  the aggressive surveillance and found                   This conclusion is consistent with the                the BSE agent.
                                                  the BSE prevalence in the United States                 recommendation in the 2009 EFSA
                                                  to be minimal. Therefore, a 30-month                    Scientific Opinion that future                        6. ‘‘Tallow’’ (§§ 189.5(a)(6) and
                                                  cutoff is consistent with the                           consideration of risk associated with                 700.27(a)(6))
                                                  recommendations of the IRT.                             infectivity in the intestine take into                   The regulations define ‘‘tallow’’ as the
                                                     (Comment 24) One comment noted                       account the BSE prevalence in cattle at               rendered fat of cattle obtained by
                                                  that many countries have imported vast                  that time (Ref. 18).                                  pressing or by applying any other
                                                  amounts of meat-and-bone meal from                         (Comment 26) Comments from the                     extraction process to tissues derived
                                                  countries with BSE-infected cattle, some                Biological Hazards Unit of EFSA in                    directly from discrete adipose tissue
                                                  of which do not have adequate                           response to FDA’s 2013 notice                         masses or to other carcass parts and
                                                  surveillance and other mitigations in                   reopening the comment period clarified                tissue. The definition also states that
                                                  place to prevent contamination of the                   EFSA’s current thinking on BSE                        tallow must be produced from tissues
                                                  animal feed and human food chains.                      infectivity in bovine intestines. EFSA                that are not prohibited cattle materials
                                                  The comment further noted that these                    stated that it had concluded that BSE
                                                                                                                                                                and must not contain more than 0.15
                                                  countries may still serve as a source of                infectivity in the bovine ileum is found
                                                                                                                                                                insoluble impurities as determined by
                                                  disease, and if the entire intestine is not             mainly in association with the
                                                                                                                                                                the method entitled ‘‘Insoluble
                                                  designated as SRM, BSE-infected bovine                  lymphoid follicles, the ileal Peyer’s
                                                                                                                                                                Impurities’’ (AOCS Official Method Ca
                                                  products could be imported and enter                    patches (Refs. 23 through 25). The ileal
                                                                                                                                                                3a–46, American Oil Chemists’ Society
                                                  the U.S. food or feed supply.                           Peyer’s patches are aggregated into a
                                                     (Response 24) We disagree that the                                                                         (AOCS), 5th Edition, 1997, or another
                                                                                                          long continuous structure called the
                                                  scenario described provides sufficient                                                                        equivalent method.
                                                                                                          ileocecal plate. The ileocecal plate
                                                  justification for designating the entire                extends the full length of the ileum, and                (Comment 27) One comment
                                                  intestine as SRM. Our trading partners                  may extend proximally into the                        questioned the basis (i.e., underlying
                                                  in cattle and cattle derived products are               jejunum. EFSA concluded that, when                    data) for selecting the 0.15 percent level
                                                  countries that have performed a BSE                     assessing the BSE infectious load                     as the allowable cutoff for insoluble
                                                  risk assessment, conducted the required                 potentially present in the intestines of              impurities in tallow, but did not provide
                                                  level of BSE surveillance, and have the                 BSE-infected cattle, the ileocecal plate              evidence or data to support changing
                                                  necessary BSE mitigations in place to                   should be considered as the main                      the allowable level.
                                                  meet OIE requirements for negligible or                 contributor to BSE infectivity in the                    (Response 27) We discussed the
                                                  controlled risk status.                                 intestine.                                            underlying research that provided the
                                                     (Comment 25) One comment stated                         (Response 26) Since submitting                     basis for permitting tallow to be used in
                                                  that we should err on the side of caution               comments to the 2013 notice, the EFSA                 human food and cosmetics if it contains
                                                  when it comes to protecting public                      Panel on Biological Hazards (BIOHAZ)                  no more than 0.15 percent insoluble
                                                  health and designate the entire length of               published on May 13, 2014, a Scientific               impurities in the 2004 IFR (69 FR 42256
                                                  the intestines as SRM. The comment                      Opinion on BSE risk in bovine                         at 42260 through 42261). In addition,
                                                  noted that scientific research                          intestines and mesentery (Ref. 25). This              the 0.15 percent cutoff is consistent
                                                  demonstrates that immunostaining was                    scientific opinion provides additional                with the level used by the Office
                                                  observed in the myenteric plexus of the                 information about the distribution of                 International des Epizooties (OIE) in the
                                                  distal ileum in both naturally infected                 intestinal lymphoid tissue with which                 BSE chapter of the OIE Terrestrial
                                                  and experimentally challenged cattle                    BSE infectivity is associated in the early            Animal Health Code (Ref. 7). Therefore,
                                                  with BSE, so one cannot eliminate the                   stages of disease. EFSA concluded that                we are not making any further changes
                                                  possibility of infectivity in other                     the BSE infectious load in the intestines             with respect to using the 0.15 percent
                                                  sections because the myenteric plexus                   is primarily associated with the                      level as the allowable cutoff of insoluble
                                                  exists throughout the entire intestine.                 lymphoid tissue making up the ileocecal               impurities.
                                                  Another comment stated that even a                      plate. According to anatomical data
                                                  trace of BSE infectivity is concern                     presented in the report, the length of the            7. ‘‘Tallow Derivatives’’ (§§ 189.5(a)(7)
                                                  enough to prohibit the use of the                       ileocecal plate could reach four meters               and 700.27(a)(7))
                                                  jejunum, proximal ileum, ileocecal                      (157 inches), with considerable animal-
                                                  junction, and colon of cattle.                          to-animal variation, in cattle younger                   The regulations define ‘‘tallow
                                                     (Response 25) We agree that it is                    than 18 month of age, before the                      derivative’’ as any chemical obtained
                                                  reasonable to assume that increasingly                  ileocecal plate starts to diminish in                 through initial hydrolysis,
                                                  sensitive detection methods could                       length as the animal ages. So, while                  saponification, or transesterification of
                                                  demonstrate that BSE infectivity is                     studies to date show that infectivity                 tallow. The definition also states that
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                  present anywhere along the intestinal                   levels outside the distal ileum are much              chemical conversion of material
                                                  tract, associated either with the enteric               lower than in the distal ileum, the                   obtained by hydrolysis, saponification,
                                                  nervous system or lymphoreticular                       anatomical data in the report show that               or transesterification may be applied to
                                                  tissue. However, all available evidence                 in young cattle lymphoid tissue could                 obtain the desired product.
                                                  to date shows that levels outside the                   extend two meters outside (proximal to)                  We did not receive comments specific
                                                  distal ileum are much lower than levels                 the distal ileum. This anatomical data                to our definition of ‘‘tallow derivative,’’
                                                  in the distal ileum. As we explained in                 does not alter our decision to leave the              and we have finalized the definition
                                                  the 2013 notice, our tentative                          SRM definition unchanged. We believe                  without change.


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                                                  14726               Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations

                                                  8. ‘‘Gelatin’’ (§§ 189.5(a)(8) and                      potential route for BSE infectivity to                human food and cosmetics. As
                                                  700.27(a)(8))                                           enter the human system. We therefore                  discussed in the 2007 FSIS affirmation,
                                                     Our regulations at §§ 189.5 and 700.27               conclude that the wide range of cattle-               surveillance data from the EU indicate
                                                  mention, but do not define, ‘‘gelatin.’’                derived ingredients used in cosmetics                 that cattle that cannot rise from a
                                                  Thus, on our own initiative, we have                    should not contain prohibited cattle                  recumbent position are among the cattle
                                                  decided to define gelatin as a product                  materials (Ref. 27).                                  that have a greater prevalence of BSE
                                                                                                             (Comment 30) One comment said that                 than healthy slaughter cattle, and the
                                                  that has been obtained by the partial
                                                                                                          the United States should test every cow               typical clinical signs of BSE may not
                                                  hydrolysis of collagen derived from
                                                                                                          for TSEs, extend and enhance the feed                 always be observed when cattle are
                                                  hides, connective tissue, and/or bones
                                                                                                          ban, enhance surveillance and testing                 nonambulatory (72 FR 38700 at 38701 to
                                                  of cattle and swine. Gelatin may be                     programs to test all cattle destined for              38706).
                                                  either Type A (derived from an acid-                    human and animal consumption, ban all                    (Comment 32) Several comments
                                                  treated precursor) or Type B (derived                   animal tissue in vaccines and                         requested that SRMs be kept out of all
                                                  from an alkali-treated precursor) that                  nutritional supplements, and stop                     cosmetics over which FDA has
                                                  has gone through processing steps that                  feeding ruminant and non-ruminant                     jurisdiction.
                                                  include filtration and sterilization or an              protein to all species.                                  (Response 32) Under § 700.27, no
                                                  equivalent process in terms of                             (Response 30) We disagree with the                 cosmetic shall be manufactured from,
                                                  infectivity reduction (Ref. 26).                        recommendation to change current U.S.                 processed with, or otherwise contain,
                                                  B. Requirements (§§ 189.5(b) and                        BSE control measures. The mitigations                 prohibited cattle materials. This
                                                  700.27(b))                                              currently in place in the U.S. adequately             includes SRMs.
                                                                                                          protect human and animal health from                     (Comment 33) One comment stated
                                                     The regulations at §§ 189.5(b)(1) and                BSE. Testing cattle and enhancing                     that human consumption of any trace of
                                                  700.27(b)(1) provide that no human food                 surveillance and testing programs fall                BSE can be fatal, and that the use of
                                                  or cosmetic shall be manufactured from,                 under the purview of USDA. USDA’s                     materials derived from cattle should not
                                                  processed with, or otherwise contain,                   surveillance strategy is to target testing            be allowed in human food and
                                                  prohibited cattle materials. We further                 on those animals in the cattle                        cosmetics.
                                                  clarify in §§ 189.5(b)(2) and 700.27(b)(2)              population where the disease is most                     (Response 33) We strongly disagree
                                                  that the small intestine is not                         likely to be found if it is present. USDA             that cattle derived products should not
                                                  considered prohibited cattle material as                has concluded that this is the most                   be used in human food and cosmetics.
                                                  long as the distal ileum is removed by                  effective way to meet OIE and domestic                The sharp decline in vCJD cases
                                                  a procedure that removes at least 80                    surveillance standards. USDA                          worldwide demonstrates that
                                                  inches of the small intestine or by                     determined that a level of 40,000                     internationally recognized BSE
                                                  another procedure that the                              samples per year from these targeted,                 mitigations that remove only specified
                                                  establishment can show is equally                       high-risk cattle far exceeds the                      risk materials are highly effective in
                                                  effective at ensuring the distal ileum is               standards recommended by the OIE                      protecting humans against BSE. (Refs. 4,
                                                  completely removed.                                     (Ref. 16). With respect to animal feed                22, 28, and 29). We note that the World
                                                     (Comment 28) One comment objected                    restrictions, FDA’s 1997 feed ban                     Health Organization (WHO), in the 2010
                                                  to the use of cattle materials in any                   prohibited the use of ruminant protein                update to the WHO Tables on Tissue
                                                  products and believed that our                          in cattle feed, while the 2008 enhanced               Infectivity Distribution in Transmissible
                                                  ‘‘published policy’’ is much too lenient,               feed ban prohibits the use of the highest             Spongiform Encephalopathies (Ref. 30),
                                                  but did not provide evidence or data to                 risk cattle tissues in all animal feed.               stated that the amount of pathological
                                                  support this assertion.                                 Lastly, we are not aware of scientific                prion or infectious agent detected by
                                                     (Response 28) We disagree with the                   justification for banning all animal                  exquisitely sensitive assays may well
                                                  comment’s broad generalization. In the                  tissue in vaccines and nutritional                    fall below the threshold of
                                                  absence of data or other information, we                supplements.                                          transmissibility for humans, and that
                                                  do not have a basis on which to evaluate                   (Comment 31) While many comments                   consideration also has to be given to the
                                                  the comment’s assertion that our                        supported the use of material from                    level of infectivity in tissue, the amount
                                                  published policy is too lenient.                        nonambulatory disabled cattle, a few                  of tissue to which a person is exposed,
                                                     (Comment 29) One comment                             comments requested that these materials               and that oral exposure is a
                                                  questioned the validity of relying on the               be prohibited regardless of the reason                comparatively inefficient route of
                                                  Harvard-Tuskegee study to support the                   for the animal’s condition (e.g., obesity,            transmission.
                                                  restrictions being applied by this                      fatigue, stress, nerve paralysis, or                     (Comment 34) One comment stated
                                                  regulation to externally applied                        physical injury such as a fractured                   that one of the most important and still
                                                  cosmetics. The comment also                             appendage, severed tendon or ligament,                unanswered questions is the
                                                  questioned whether the restrictions that                or dislocated joint). Other comments                  significance of atypical BSE with
                                                  cover materials derived from cattle not                 were concerned that visual examination                respect to human and animal health.
                                                  inspected and passed are predicated on                  was not sufficient for determining                    The comment said that if the U.S.
                                                  unfounded assumptions with respect to                   whether an animal is safe to be                       government considers atypical BSE to
                                                  potential infectivity.                                  slaughtered. Other comments thought                   be a sporadic disease, at present there is
                                                     (Response 29) The Harvard-Tuskegee                   the current prohibition involving                     no means to eliminate cases from the
                                                  study does not specifically address                     nonambulatory disabled cattle is too                  national herd, and thus the food supply.
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                                                  potential human exposure to the BSE                     broad in its application, particularly                The comment noted that in atypical BSE
                                                  agent from cosmetics (69 FR 42256 at                    when applied to animals that are                      the extent of infectivity in bovine tissue
                                                  42258), so it was not relied on to                      nonambulatory due to clear physical                   is unknown, and hence, it would be
                                                  support the restrictions applied by the                 injuries, such as a broken limb.                      important to at least remove the tissues
                                                  2004 IFR to externally applied                             (Response 31) We decline to make                   having infectivity in classical BSE cases.
                                                  cosmetics. However, we are concerned                    changes to the rule regarding the                        (Response 34) We agree with the
                                                  that cosmetics, because of the ways they                prohibition on the use of cattle materials            comment’s assertion that there are still
                                                  are used, could serve as another                        from nonambulatory disabled cattle in                 unanswered questions about the


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                                                                      Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations                                         14727

                                                  significance of atypical BSE with                       materials is unfit for human food and                 material from animal feed, nor is it
                                                  respect to human and animal health. We                  deemed adulterated under section                      necessary to prohibit all animal or all
                                                  also agree that if atypical cases are                   402(a)(3) of the FD&C Act. Under                      mammalian products in cattle feed. (See
                                                  sporadic, their occurrence will continue                § 189.5(d)(3), the use or intended use of             73 FR 22720 at 22724, as well as similar
                                                  to be an ongoing rare event in our cattle               any prohibited cattle material in human               discussion provided in the preamble to
                                                  population. However, based on the                       food causes the material and the food to              the earlier CVM proposal published in
                                                  available science, we believe that the                  be adulterated under section                          the Federal Register on October 6, 2005
                                                  mitigations currently in place in the                   402(a)(2)(C) of the FD&C Act if the                   (70 FR 58570 at 58578).)
                                                  United States to protect against classical              prohibited cattle material is a food                     (Comment 36) One comment stated
                                                  BSE are adequate to protect against                     additive, unless it is the subject of a               that we do not truly know or understand
                                                  atypical BSE. We note that this was also                food additive regulation or of an                     the real risk to the public in regards to
                                                  the conclusion of the OIE Scientific                    investigational exemption for a food                  vCJD as caused by classical BSE. The
                                                  Commission for Animal Diseases. The                     additive under § 170.17.                              comment said that based on results of
                                                  February 2013 meeting report                              We did not receive comments specific                an appendix tissue survey in the UK,
                                                  concluded that ‘‘the ruminant-to-                       to the adulteration provisions, and we                the dose to infect humans may be much
                                                  ruminant feed ban which mitigates the                   have finalized them without change.                   smaller than previously considered, and
                                                  risk of classical BSE concurrently                                                                            even small amounts of the BSE agent
                                                                                                          E. Process for Designating Countries                  could infect humans resulting in a
                                                  reduces the recycling of atypical BSE in
                                                                                                          (§§ 189.5(e) and 700.27(e))                           subclinical disease that may pose a risk
                                                  the cattle populations of the controlled
                                                  and negligible BSE risk countries within                   Sections 189.5(e) and 700.27(e)                    to other people via blood transfusions,
                                                  which it is applied.’’ (Ref. 31).                       establish a process for designating a                 etc. According to the comment, this is
                                                                                                          country as not subject to certain BSE-                justification for prohibiting the use of
                                                  C. Records (§§ 189.5(c) and 700.27(c))                  related restrictions applicable to FDA-               the entire intestine for human
                                                     In the 2004 IFR, FDA required that                   regulated human food and cosmetics. A                 consumption or cosmetics.
                                                  manufacturers and processors of human                   country seeking to be so designated                      (Response 36) We are aware of the
                                                  food and cosmetics that are                             must send a written request to the                    results of the appendix survey
                                                  manufactured from, processed with, or                   Director of FDA’s Center for Food Safety              published October 15, 2013, in the
                                                  otherwise contain, cattle material must                 and Applied Nutrition, including                      British Medical Journal (Ref. 32). We
                                                  make existing records relevant to                       information about the country’s BSE                   agree that the survey results underscore
                                                  compliance available to FDA for                         case history, risk factors, measures to               the need for better understanding of BSE
                                                  inspection and copying. In a companion                  prevent the introduction and                          and vCJD. In the appendix survey,
                                                  rulemaking at the same time, FDA                        transmission of BSE, and any other                    32,441 archived appendix samples
                                                  proposed a rule entitled ‘‘Recordkeeping                relevant information.                                 collected during surgical operations
                                                  Requirements for Human Food and                            We did not receive comments specific               performed in the UK between 2000 and
                                                  Cosmetics Manufactured From,                            to the process for designating countries,             2012 were analyzed for the presence of
                                                  Processed With, or Otherwise                            and we have finalized those aspects of                abnormal prion protein. Sixteen
                                                  Containing Material from Cattle’’ (69 FR                the rule without change.                              samples were positive for abnormal
                                                  42275). The rule proposed to require                                                                          prions. We did not conclude from these
                                                  that manufacturers and processors of                    F. Other Comments                                     findings that they provide the scientific
                                                  human food and cosmetics that are                         Several comments addressed matters                  justification to modify our SRM
                                                  manufactured from, processed with, or                   that were not specific to a particular                definition to include the entire intestine
                                                  otherwise contain, material from cattle                 provision in the IFRs. We address those               of cattle. As the article points out, the
                                                  establish and maintain records                          comments here.                                        samples were collected after the large
                                                  sufficient to demonstrate the food or                     (Comment 35) Several comments said                  BSE epizootic in the United Kingdom
                                                  cosmetic is not manufactured from,                      that prohibiting the use of cattle                    that resulted in a substantial amount of
                                                  processed, with, or does not otherwise                  materials from nonambulatory disabled                 BSE infectivity entering the human food
                                                  contain, prohibited cattle materials. The               cattle in human food and cosmetics also               supply. We continue to believe that the
                                                  records requirements were finalized in                  should apply to the use of such                       SRM definition we are finalizing is
                                                  2006 and incorporated the requirement                   materials in animal food or feed.                     appropriate for managing the BSE
                                                  from the 2004 IFR that existing records                   (Response 35) This final rule applies               situation risk in the United States.
                                                  relevant to compliance be made                          to the use of cattle materials in human                  (Comment 37) One comment stated
                                                  available to FDA (71 FR 59653).                         food and cosmetics regulated by FDA.                  that FDA does not require reporting on
                                                                                                          Our regulations in effect at the time of              CJD, so the United States is unable to
                                                  D. Adulteration (§§ 189.5(d) and                        the 2004 IFR prohibited the use of                    track the incidence rate of the disease.
                                                  700.27(d))                                              certain protein from mammalian tissues                   (Response 37) Tracking the incidence
                                                    Under § 189.5(d)(1), failure of a                     in ruminant feed and have since been                  of CJD and vCJD is the responsibility of
                                                  manufacturer or processor to operate in                 revised to prohibit the use of certain                the Center for Disease Control and
                                                  compliance with the requirements or                     cattle-derived risk materials (e.g., the              Prevention (CDC). The CDC collaborates
                                                  records provisions renders human food                   brains and spinal cords from cattle 30                with the American Association of
                                                  adulterated under section 402(a)(4) of                  months of age and older, as well as the               Neuropathologists, the National Prion
                                                  the FD&C Act. Under § 700.27(d), failure                entire carcass of cattle not inspected and            Disease Pathology Surveillance Center,
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                  of a manufacturer or processor to                       passed for human consumption) in all                  and State health departments to monitor
                                                  operate in compliance with the                          animal feeds. In a feed rule published in             the prevalence of human prion diseases
                                                  requirements or records provisions                      the Federal Register on April 25, 2008                in the United States (Ref. 33).
                                                  renders a cosmetic adulterated under                    (73 FR 22720), FDA’s Center for                          (Comment 38) Several comments were
                                                  section 601(c) of the FD&C Act. Further,                Veterinary Medicine (CVM) explained                   from individuals who had suffered the
                                                  under § 189.5(d)(2), human food                         that, because of the low prevalence of                loss of a loved one from sporadic CJD
                                                  manufactured from, processed with, or                   BSE in the United States, it is not                   (sCJD) and were concerned about sCJD
                                                  otherwise containing, prohibited cattle                 necessary to prohibit all ruminant                    risks as well as vCJD risks. Many


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                                                  14728               Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations

                                                  comments said that, because the                         from all animals presented for slaughter              V. Regulatory Impact Analysis
                                                  etiology of sCJD is unknown, FDA                        in the United States. The comment
                                                                                                                                                                A. Overview
                                                  should take every precaution possible to                stated that this could lead the public to
                                                  eliminate human exposure to what                        believe any tissue that may contain BSE               Economic Analysis of Impacts
                                                  could potentially be a causative agent of               infectivity is removed at slaughter and                  We have examined the impacts of the
                                                  sCJD.                                                   concluded that this is definitely not the             final rule under Executive Order 12866,
                                                     (Response 38) Although sCJD and                      case with certain parts of the intestine              Executive Order 13563, the Regulatory
                                                  vCJD are both prion diseases of humans                  and potentially other tissue such as                  Flexibility Act (5 U.S.C. 601–612), and
                                                  and are similar in many respects, the                   peripheral nerves.                                    the Unfunded Mandates Reform Act of
                                                  available scientific evidence does not
                                                                                                             (Response 41) We understand the                    1995 (Pub. L. 104–4). Executive Orders
                                                  support a conclusion that the BSE agent
                                                                                                          concern about how the message on the                  12866 and 13563 direct us to assess all
                                                  causes sCJD. Therefore, we believe that
                                                                                                          removal of SRM could be interpreted.                  costs and benefits of available regulatory
                                                  requiring removal of parts of the small
                                                  intestines other than the distal ileum                  We intend for the term SRM to mean the                alternatives and, when regulation is
                                                  would not provide any additional                        list of tissues identified in our final rule          necessary, to select regulatory
                                                  protection against sCJD.                                that must be removed from beef                        approaches that maximize net benefits
                                                     (Comment 39) A comment inquired as                   products for human consumption. We                    (including potential economic,
                                                  to the impact of sequestration and                      believe the official communication was                environmental, public health and safety,
                                                  budget cuts upon the availability of FDA                correct that the United States has                    and other advantages; distributive
                                                  inspectors in slaughter facilities to                   interlocking safeguards in place in                   impacts; and equity). We believe that
                                                  insure the proper removal of the distal                 addition to removal of specified risk                 this final rule is not a significant
                                                  ileum and keep the public safe.                         material. These interlocking safeguards               regulatory action as defined by
                                                     (Response 39) FDA does not inspect                   include a strong ruminant-to-ruminant                 Executive Order 12866.
                                                  cattle slaughter facilities. They are                   feed ban, an ongoing BSE surveillance                    The Regulatory Flexibility Act
                                                  inspected by USDA under the                             program capable of detecting the disease              requires us to analyze regulatory options
                                                  provisions of the Federal Meat                          at very low levels in the U.S. cattle                 that would minimize any significant
                                                  Inspection Act (21 U.S.C. 601).                                                                               impact of a rule on small entities.
                                                                                                          population, and strict controls on
                                                     (Comment 40) One comment                                                                                   Because this rule finalizes an existing
                                                                                                          imports of animals and animal products
                                                  requested that bovine blood-derived                                                                           IFR with no substantive changes, we
                                                                                                          from countries at risk for BSE.
                                                  products, such as beef blood plasma and                                                                       certify that the final rule will not have
                                                  fibrinogen, be prohibited until it is more                 (Comment 42) One comment                           a significant economic impact on a
                                                  certain that such blood-derived                         expressed concern about the possibility               substantial number of small entities.
                                                  products do not have the potential for                  of SRMs getting into the food supply                     The Unfunded Mandates Reform Act
                                                  transmitting TSEs to humans. While                      through rendering.                                    of 1995 (section 202(a)) requires us to
                                                  noting the current thinking that the                       (Response 42) In edible rendering                  prepare a written statement, which
                                                  lymphatic system is the primary route of                (applying the rendering process to                    includes an assessment of anticipated
                                                  infectivity for TSEs, the comment                       edible tissues for use as human food)                 costs and benefits, before proposing
                                                  suggested that TSEs may be transmitted                  only materials from cattle sources that               ‘‘any rule that includes any Federal
                                                  via the blood through cut or abraded                    have been inspected and passed for                    mandate that may result in the
                                                  skin and damaged oral mucosal tissue.                   human consumption and do not contain                  expenditure by State, local, and tribal
                                                     (Response 40) We recognize that there                SRMs or other materials considered to                 governments, in the aggregate, or by the
                                                  are a number of animal species in which                 be prohibited cattle materials may be                 private sector, of $100,000,000 or more
                                                  blood from TSE-infected animals have                    rendered for use in human food and                    (adjusted annually for inflation) in any
                                                  been shown to be capable of                             cosmetics. It is the responsibility of                one year.’’ The current threshold after
                                                  transmitting the TSE agent, and that                    manufacturers and processors,                         adjustment for inflation is $144 million,
                                                  there have been several cases in the UK                                                                       using the most current (2014) Implicit
                                                                                                          including renderers, to take precautions
                                                  of people acquiring vCJD after receiving                                                                      Price Deflator for the Gross Domestic
                                                                                                          to avoid cross contamination of non-
                                                  transfusions of blood from donors who                                                                         Product. This final rule would not result
                                                                                                          prohibited cattle material with
                                                  later were found to have vCJD. However,                                                                       in an expenditure in any year that meets
                                                                                                          prohibited cattle material during
                                                  there is no evidence that blood from                                                                          or exceeds this amount.
                                                                                                          slaughter and processing. In this regard,
                                                  infected cattle can transmit the BSE                                                                             This final rule reaffirms the
                                                  agent to humans when the blood is                       manufacturers and processors of human
                                                                                                                                                                provisions in the 2004 IFR, as well as
                                                  incorporated into human food or                         food and cosmetics manufactured from,                 the 2005 and 2008 amendments, to
                                                  cosmetics. Therefore, the final rule does               processed with, or that otherwise                     address the potential risk of BSE in
                                                  not prohibit use of cattle blood or                     contain, material from cattle must                    human food including dietary
                                                  impose any special requirements on                      maintain records sufficient to                        supplements, and in cosmetics. As the
                                                  cattle blood materials that might be used               demonstrate that the human food and                   final rule’s coverage and requirements
                                                  in human food, including dietary                        cosmetics are not manufactured from,                  do not differ from the 2004 IFR and the
                                                  supplements, and in cosmetics.                          processed with, or otherwise contain,                 2005 and 2008 amendments, no
                                                     (Comment 41) One comment said that                   prohibited cattle materials under                     additional costs or benefits will accrue
                                                  the U.S. government issued an official                  §§ 189.5(c)(1) and 700.27(c)(1). Further,             from this rulemaking.
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                  communication that it has a                             food establishments are subject to the                   The summary analysis of benefits and
                                                  longstanding system of interlocking                     CGMP requirements in part 110, and                    costs included in this document is
                                                  safeguards against BSE that protects                    failure to take adequate measures to                  drawn from the detailed IFR RIA (69 FR
                                                  public and animal health in the United                  prevent cross-contamination could                     42255 at 42265–42271).
                                                  States and that the most important                      result in insanitary conditions whereby
                                                  safeguard is the removal of SRM or the                  the food may be rendered injurious to                 B. Comments on the IFR RIA
                                                  parts of an animal that would contain                   health and, therefore, adulterated under                We received two comments on our
                                                  BSE should an animal have the disease                   section 402(a)(4) of the FD&C Act.                    interim final regulatory impact analysis


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                                                                      Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations                                          14729

                                                  and are declining to make changes to                    included the costs of generating and                  manufacturers and processors of food
                                                  the RIA in the final rule.                              keeping records on cattle-derived                     and cosmetic products using bovine
                                                     (Comment 43) One comment stated                      material in the BSE recordkeeping rule                materials such as the brain, skull, and
                                                  that our economic analysis appears to                   (71 FR 59653 at 59661).                               spinal cord are obtaining these
                                                  consider only the industries that are end                  Our 2004 IFR analysis (69 FR 42256                 ingredients exclusively from cattle
                                                  users of cattle materials and to overlook               at 42267) took into consideration the                 younger than 30 months of age. The
                                                  industries that produce intermediate                    potential costs to cosmetic                           manufacturers and processors of
                                                  products. As a result, there is no                      manufacturers to switch from inedible                 products that use the tonsils or the
                                                  mention of the rule’s impact on                         rendering to using edible tallow (and                 distal ileum of small intestine of cattle,
                                                  manufacturers of collagen casings,                      derivatives) in cosmetic products. We                 material from nonambulatory disabled
                                                  gelatin, and other intermediate                         estimated in the 2004 IFR analysis that               cattle, material from cattle not inspected
                                                  products.                                               the cost of this change would range from              and passed for human consumption, or
                                                     (Response 43) We disagree. We did                    $0 to $18 million.                                    MS (Beef) have found substitutes for
                                                  estimate the impact of the 2004 IFR (and                                                                      those ingredients. To the extent that the
                                                  amendments) to both producers of                        C. Final Regulatory Impact Analysis                   2004 IFR and 2005 and 2008
                                                  intermediate cattle-derived products                    1. Need for Regulation                                amendments led to increased use of
                                                  and producers of cattle-derived end                                                                           alternative ingredients or ingredients
                                                  products (69 FR 42256 at 42266). In the                    This final rule reaffirms the                      from cattle under the age of 30 months,
                                                  case of gelatin, depending on the                       provisions in the 2004 IFR, as well as                exposure to potentially BSE-infected
                                                  product, we had information on cattle-                  the 2005 and 2008 amendments, to                      cattle materials was reduced.
                                                  derived materials manufactured by                       address the potential risk of BSE in                     This final rule also clarifies that
                                                  intermediate producers (i.e., input                     human food including dietary                          gelatin made from cattle-derived
                                                  suppliers to cosmetics manufacturers) or                supplements, and in cosmetics. As the                 material is not, and never was,
                                                  information on end products that                        final rule’s coverage does not differ from            considered a prohibited cattle material
                                                  contained cattle-derived materials (i.e.                the 2004 IFR and the 2005 and 2008                    so long as it is manufactured using
                                                  foods). Whether our information was on                  amendments, no additional costs or                    customary industry processes. If there
                                                  intermediate manufacturers or end                       benefits will accrue from this                        remained in the marketplace any
                                                  products, we estimated the impact of                    rulemaking.                                           confusion as to the status of gelatin
                                                  the 2004 IFR on both the upstream and                   2. Final Rule Coverage                                derived from cattle materials, the new
                                                  downstream facilities.                                                                                        definition provided by this final rule
                                                     The final rule clarifies that gelatin                   We have designated certain materials               should remove that confusion.
                                                  was never considered a prohibited cattle                from cattle as ‘‘prohibited cattle
                                                  material. This final rule defines                       materials’’ and banned the use of such                4. Countries Requesting Designation
                                                  ‘‘gelatin’’ to clarify that gelatin is not              materials in human food, including                       To date, New Zealand and Australia
                                                  considered to be a prohibited cattle                    dietary supplements, and in cosmetics.                have requested and received designation
                                                  material as long as it is manufactured                  We have designated the following items                as not subject to certain FDA restrictions
                                                  using the customary industry processes                  as prohibited cattle materials: SRMs, the             on cattle-derived materials. No other
                                                  specified in the Gelatin Manufacturers                  small intestine of all cattle unless the              countries have applied to the FDA for
                                                  Institute of America’s (GMIA) Gelatin                   distal ileum is removed, material from                designation. In the 2008 amendment, we
                                                  Manual.                                                 nonambulatory disabled cattle, material               estimated that it would cost a country
                                                     In the 2005 amendment to the 2004                    from cattle not inspected and passed                  about $9,000 to assemble a petition
                                                  IFR, we revised the definition of                       (for human consumption), and                          package for us to consider, and it would
                                                  ‘‘prohibited cattle materials’’ that                    mechanically separated MS (Beef).                     cost us $3,700 to review each package
                                                  appears at §§ 189.5(a)(1) and                           SRMs include the brain, skull, eyes,                  (73 FR 20785 at 20790). We did not
                                                  700.27(a)(1) to clarify that ‘‘hides and                trigeminal ganglia, spinal cord, vertebral            receive any comments on these costs.
                                                  hide-derived products’’ are not to be                   column (excluding the vertebrae of the
                                                  considered prohibited cattle materials                  tail, the transverse processes of the                 5. Benefits of the Final Rule
                                                  (70 FR 53063 at 53066). Thus, collagen                  thoracic and lumbar vertebrae, and the                   The benefits of this final rule are the
                                                  casings made from hides are not banned                  wings of the sacrum), and DRG of cattle               value of the public health benefits. The
                                                  by this final rule, since the cattle hides              30 months of age and older, and the                   public health benefit is the reduction in
                                                  from which they are made are not                        tonsils and distal ileum of the small                 the risk of the human illness associated
                                                  prohibited cattle materials.                            intestine from all cattle. These                      with consumption of the agent that
                                                     (Comment 44) One comment stated                      restrictions appear in §§ 189.5 and                   causes BSE. In the 2004 IFR and 2005
                                                  that the 2004 IFR does not consider the                 700.27 (21 CFR 189.5 and 21 CFR                       and 2008 amendments, we were unable
                                                  cost to gelatin producers of tracing cattle             700.27). Milk and milk products, cattle               to quantify the benefits of these rule-
                                                  to their origin, nor does it consider that              hides and hide-derived products, tallow               makings, but provided estimates of the
                                                  other cattle-derived ingredients from                   that contains no more than 0.15 percent               illness burden that could be avoided if
                                                  inedible rendering (i.e., tallow-derived                insoluble impurities, tallow derivatives              we reduced the potential exposure to
                                                  products) are commonly used in                          (regardless of the tallow source), and                BSE agents.
                                                  cosmetics.                                              gelatin are not prohibited cattle                        In the 2004 IFR we estimated the
                                                     (Response 44) The final rule does not                materials. In addition, we may designate              benefits as the value of preventing a
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                  require users of cattle material to certify             a country as not subject to certain BSE-              case of vCJD, the human illness that
                                                  from which animal a specific material                   related restrictions following an                     results from being infected from eating
                                                  was derived. Users of cattle-derived                    evaluation of the country’s BSE                       contaminated cattle-derived materials.
                                                  material must only maintain records                     situation.                                            (69 FR 42256 at 42267) The cost of a
                                                  sufficient to demonstrate that cattle                                                                         case of vCJD is the value of a statistical
                                                  derived material is not made from,                      3. Costs of the Final Rule                            life (VSL) plus the value of preventing
                                                  processed with, or does not otherwise                     Because of the 2004 IFR and 2005 and                a year-long or longer illness that
                                                  contain prohibited cattle materials. We                 2008 amendments already in effect,                    precedes certain death for victims of


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                                                  14730               Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations

                                                  vCJD. In 2004 we estimated this value                   approved under OMB control number                          Applied Biochemistry, 39:329–338, 2004
                                                  to be in the range of $5.7 to $7.1 million.             0910–0623.                                                 and Grobben, A. H., P. J. Steel, D. M.
                                                  Updating using a central estimate of                                                                               Taylor, R. A. Somerville, et al.,
                                                                                                          VIII. Federalism                                           ‘‘Inactivation of the BSE Agent by Heat
                                                  $369,000 for the value of a statistical life
                                                                                                            We have analyzed this final rule in                      and Pressure Process for Manufacturing
                                                  year (VSLY) and a central estimate of                                                                              Gelatin,’’ Veterinary Record, 157:277–
                                                  $8.3 million for VSL,3 results in a single              accordance with the principles set forth                   289, 2005.
                                                  case of vCJD being valued at about $10                  in Executive Order 13132. We have                     9. Article 11.4.15 in the OIE Terrestrial
                                                  million in 2013 dollars. This estimate                  determined that the rule does not                          Animal Health Code (2014), accessed
                                                  included direct medical costs, reduced                  contain policies that have substantial                     online at http://www.oie.int/index.
                                                  ability of the ill person to function at                direct effects on the States, on the                       php?id=169&L=0&htmfile=chapitre_bse.
                                                  home and at work, and the cost of                       relationship between the National                          htm#article_bse.15.
                                                                                                          Government and the States, or on the                  10. ‘‘Quantitative Assessment of the Human
                                                  premature death.
                                                                                                          distribution of power and                                  and Animal BSE Risk Posed by Gelatine
                                                     As we stated in the 2004 IFR, we do                                                                             with Respect to Residual BSE Risk,’’
                                                  not know the baseline expected annual                   responsibilities among the various                         European Food Safety Authority Journal,
                                                  number of cases, but based on the                       levels of government. Accordingly, we                      312:1–29, 2006). Available at http://
                                                  epidemiology of vCJD in the UK, we                      have concluded that the rule does not                      www.efsa.europa.eu/en/efsajournal/pub/
                                                  anticipated much less than one case of                  contain policies that have federalism                      312.
                                                  vCJD per year in the United States.                     implications as defined in the Executive              11. HHS/FDA, ‘‘Guidance for Industry, The
                                                  Because the IFR and amendments were                     order and, consequently, a federalism                      Sourcing and Processing of Gelatin to
                                                                                                          summary impact statement is not                            Reduce the Potential Risk Posed by
                                                  expected to reduce, rather than
                                                                                                          required.                                                  Bovine Spongiform Encephalopathy
                                                  eliminate, the risk of exposure to BSE                                                                             (BSE) in FDA-Regulated Products for
                                                  infectious materials, the reduction in                  IX. References                                             Human Use,’’ September 1997, accessed
                                                  the number of cases was estimated to be                                                                            online at http://www.fda.gov/Regulatory
                                                  an unknown fraction of the less than                      The following references have been
                                                                                                                                                                     Information/Guidances/ucm125182.htm.
                                                  one case annually. We stated in the                     placed on display in the Division of                  12. Wells, G. A. H., S. A. C. Hawkins, R. B.
                                                  2004 IFR RIA that the IFR, in                           Dockets Management (see ADDRESSES)                         Green, et al., ‘‘Preliminary Observations
                                                  conjunction with USDA’s requirements                    and are available for viewing by                           on the Pathogenesis of Experimental
                                                  on cattle-derived materials, would help                 interested persons between 9 a.m. and 4                    Bovine Spongiform Encephalopathy
                                                  reduce a potential human exposure in                    p.m., Monday through Friday they are                       (BSE): An Update,’’ Veterinary Record,
                                                                                                          also available electronically at http://                   142:103–106, 1998.
                                                  the United States that was previously                                                                         13. Lasmezas, C. I., J–P. Deslys, O. Robain, et
                                                  estimated at less than 1 percent (69 FR                 www.regulations.gov. FDA has verified
                                                                                                          the Web site addresses, as of the date                     al., ‘‘Transmission of the BSE Agent to
                                                  1862 at 1867).                                                                                                     Mice in the Absence of Detectable
                                                     The benefits of this final rule have                 this document publishes in the Federal
                                                                                                                                                                     Abnormal Prion Protein,’’ Science,
                                                  already been realized as the IFR has                    Register, but Web sites are subject to                     275:402–405, 1997.
                                                  been in place since 2004. We do not                     change over time.)                                    14. Race, R., A. Raines, G. J. Raymond, et al.,
                                                  estimate any additional benefits as a                   1. Collee, J. G. and R. Bradley, ‘‘BSE: A                  ‘‘Long-Term Subclinical Carrier State
                                                  result of this finalizing this IFR.                         Decade On—Part I,’’ The Lancet,                        Precedes Scrapie Replication and
                                                                                                              349:636–641, 1997.                                     Adaptation in a Resistant Species:
                                                  VI. Environmental Impact, No                            2. Anderson, R. M., C. A. Donnelly, N. M.                  Analogies to Bovine Spongiform
                                                  Significant Impact                                          Ferguson, et al., ‘‘Transmission                       Encephalopathy and Variant Creutzfeldt-
                                                                                                              Dynamics and Epidemiology of BSE in                    Jakob Disease in Humans,’’ Journal of
                                                    We have determined under 21 CFR                           British Cattle,’’ Nature, 382:779–788,                 Virology, 75(21):10106–10112, 2001.
                                                  25.32(m) that this action is of a type that                 1996.                                             15. Article 11.4.14 in the OIE Terrestrial
                                                  does not individually or cumulatively                   3. Wells, G. A. H., A. C. Scott, C. T. Johnson,            Animal Health Code (2014), accessed
                                                  have a significant effect on the human                      et al., ‘‘A Novel Progressive Spongiform               online at http://www.oie.int/index.
                                                  environment. Therefore, neither an                          Encephalopathy in Cattle,’’ Veterinary                 php?id=169&L=0&htmfile=chapitre_bse.
                                                  environmental assessment nor an                             Record, 121:419–420, 1987.                             htm#article_bse.14.
                                                  environmental impact statement is                       4. HHS/CDC, ‘‘vCJD (Variant Creutzfeldt-              16. USDA, APHIS, BSE Ongoing Surveillance
                                                                                                              Jakob Disease’’ (fact sheet), accessed                 Plan, July 20, 2006. Available at https://
                                                  required.
                                                                                                              online at http://www.cdc.gov/prions/                   www.aphis.usda.gov/animal_health/
                                                  VII. Paperwork Reduction Act of 1995                        vcjd/about.html.                                       animal_diseases/bse/downloads/BSE_
                                                                                                          5. University of Edinburgh, National CJD                   ongoing_surv_plan_final_71406.pdf.
                                                    The collection of information                             Research and Surveillance Unit, ‘‘Variant         17. European Commission, the TSE
                                                  provisions of this final rule are subject                   CJD Cases Worldwide,’’ accessed online                 Roadmap, July 15, 2005. Available at
                                                  to review by OMB under the Paperwork                        at http://www.cjd.ed.ac.uk/documents/                  http://ec.europa.eu/food/food/biosafety/
                                                  Reduction Act of 1995 (44 U.S.C. 3501–                      worldfigs.pdf.                                         tse_bse/docs/roadmap_en.pdf.
                                                  3520). The collections of information in                6. Resolution No. 20, Recognition of the              18. Kimberlin, R. H., ‘‘Bovine Spongiform
                                                  §§ 189.5(e) and 700.27(e), added by the                     Bovine Spongiform Encephalopathy Risk                  Encephalopathy: An Appraisal of the
                                                  2008 amendment, have been previously                        Status of Member Countries, accessed                   Current Epidemic in the United
                                                                                                              online at http://www.oie.int/doc/ged/                  Kingdom,’’ Intervirology 35: 208–218,
                                                  approved under OMB control number
                                                                                                              D12483.PDF.                                            1993.
                                                  0910–0623. This final rule does not                     7. Article 11.4 in the OIE Terrestrial Animal         19. Department for Environment, Food and
                                                  revise the information collection                           Health Code (2014), accessed online at                 Rural Affairs, UK, BSE Summary
                                                  requirements of §§ 189.5(e) and
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                                                                              http://www.oie.int/index.php?id=169                    Statistics,’’ August 2007 accessed online
                                                  700.27(e). Therefore we are not                             &L=0&htmfile=chapitre_bse.htm#article_                 at: http://webarchive.national
                                                  submitting this final rule to OMB as a                      bse.1.                                                 archives.gov.uk/20130123162956/http:/
                                                  revision of the information collection                  8. Grobben A. H., P. J. Steel, D. M. Taylor,               www.defra.gov.uk/animalh/bse/
                                                                                                              and R. A. Somerville, ‘‘Inactivation of                statistics/bse/monthly_stats.pdf.
                                                    3 VSLY based on Aldy and Viscusi discussion               the Bovine-Spongiform-Encephalopathy              20. ‘‘EFSA Panel on Biological Hazards
                                                  paper 2007 (Ref. 1). VSL is based on EPA National           (BSE) Agent by the Acid and Alkaline                   (BIOHAZ) Scientific Opinion on BSE
                                                  Center for Environmental Economics estimate of              Processes Used in the Manufacture of                   Risk in Bovine Intestines on Request
                                                  $7.4 million in 2006 dollars (Ref. 2).                      Bone Gelatin,’’ Biotechnology and                      from the European Commission,’’



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                                                                      Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations                                         14731

                                                       European Food Safety Authority Journal,            List of Subjects                                      Department of Agriculture regulation
                                                       vol. 1317, pp. 1–9 (2009).                                                                               that prescribes the standard of identity
                                                  21. CDC, BSE or Bovine Spongiform                       21 CFR Part 189
                                                                                                                                                                for MS (Species).
                                                       Encephalopathy, accessed online at:                    Food additives, Food packaging.                      (4) Nonambulatory disabled cattle
                                                       http://www.cdc.gov/prions/bse/                                                                           means cattle that cannot rise from a
                                                       prevalence.html.                                   21 CFR Part 700
                                                                                                                                                                recumbent position or that cannot walk,
                                                  22. USDA, The Secretary’s Foreign Animal                   Cosmetics, Packaging and containers.               including, but not limited to, those with
                                                       and Poultry Disease Advisory                                                                             broken appendages, severed tendons or
                                                       Committee’s Subcommittee Report on
                                                                                                             Therefore, under the Federal Food,
                                                                                                          Drug, and Cosmetic Act, and under                     ligaments, nerve paralysis, fractured
                                                       Measures Relating to Bovine Spongiform
                                                                                                          authority delegated to the Commissioner               vertebral column, or metabolic
                                                       Encephalopathy (BSE) in the United
                                                       States, February 4, 2004.                          of Food and Drugs, the interim final rule             conditions.
                                                  23. Hoffmann C., M. Eiden, M. Kaatz, M.                 amending 21 CFR parts 189 and 700,                       (5) Specified risk material means the
                                                       Keller, et al., 2011, ‘‘BSE Infectivity in         which was published on July 13, 2004,                 brain, skull, eyes, trigeminal ganglia,
                                                       Jejunum, Ileum and Ileocaecal Junction             at 69 FR 42255, and amended on                        spinal cord, vertebral column
                                                       of Incubating Cattle,’’ Veterinary                 September 7, 2005, at 70 FR 53063, and                (excluding the vertebrae of the tail, the
                                                       Research, 42, 21.                                  amended on April 17, 2008, at 73 FR                   transverse processes of the thoracic and
                                                  24. Terry, L. A., S. Marsh, S. J. Ryder, S. A.          20785, is adopted as a final rule with                lumbar vertebrae, and the wings of the
                                                       Hawkins, et al., ‘‘Detection of Disease-           the following changes:                                sacrum), and dorsal root ganglia of cattle
                                                       Specific PrP in the Distal Ileum of Cattle                                                               30 months of age and older and the
                                                       Exposed Orally to the Agent of Bovine              PART 189—SUBSTANCES                                   tonsils and distal ileum of the small
                                                       Spongiform Encephalopathy,’’                       PROHIBITED FROM USE IN HUMAN                          intestine of all cattle.
                                                       Veterinary Record, 152, 387–392, 2003.             FOOD                                                     (6) Tallow means the rendered fat of
                                                  25. ‘‘EFSA Panel on Biological Hazards                                                                        cattle obtained by pressing or by
                                                       (BIOHAZ),’’ 2014 Scientific Opinion on             ■ 1. The authority citation for part 189              applying any other extraction process to
                                                       BSE Risk in Bovine Intestines and                  continues to read as follows:                         tissues derived directly from discrete
                                                       Mesentery, European Food Safety                                                                          adipose tissue masses or to other carcass
                                                       Authority Journal, vol. 3554, pp. 1–98,              Authority: 21 U.S.C. 321, 342, 348, 371,
                                                                                                          381.                                                  parts and tissues. Tallow must be
                                                       (2014). http://www.efsa.europa.eu/sites/                                                                 produced from tissues that are not
                                                       default/files/scientific_output/files/             ■ 2. Section 189.5 is amended by                      prohibited cattle materials or must
                                                       main_documents/3554.pdf.                           revising paragraph (a) to read as follows:            contain no more than 0.15 percent
                                                  26. Gelatin Manufacturers of America,
                                                                                                                                                                insoluble impurities as determined by
                                                       Gelatin Handbook, 2012.                            § 189.5   Prohibited cattle materials.
                                                  27. FDA, Cosmetics: An Evaluation of the
                                                                                                                                                                the method entitled ‘‘Insoluble
                                                                                                             (a) Definitions. The definitions and               Impurities’’ (AOCS Official Method Ca
                                                       Risk of Variant Creutzfeldt-Jakob Disease          interpretations of terms contained in
                                                       from Exposure to Cattle-Derived Protein                                                                  3a-46), American Oil Chemists’ Society
                                                                                                          section 201 of the Federal Food, Drug,                (AOCS), 5th Edition, 1997, incorporated
                                                       Used in Cosmetics, accessed online at:
                                                                                                          and Cosmetic Act (the FD&C Act) apply                 by reference in accordance with 5 U.S.C.
                                                       http://www.fda.gov/Cosmetics/Products
                                                       Ingredients/PotentialContaminants/                 to such terms when used in this part.                 552(a) and 1 CFR part 51, or another
                                                       ucm137012.htm.                                     The following definitions also apply:                 method equivalent in accuracy,
                                                  28. European Centre for Disease Control and                (1) Prohibited cattle materials mean               precision, and sensitivity to AOCS
                                                       Prevention, Creutzfeldt Jakob Disease              specified risk materials, small intestine             Official Method Ca 3a–46. You may
                                                       International Surveillance Network, CJD            of all cattle except as provided in                   obtain copies of the method from AOCS
                                                       Surveillance Data 1993–2013, accessed              paragraph (b)(2) of this section, material            (http://www.aocs.org) 2211 W. Bradley
                                                       online at: http://www.eurocjd.ed.ac.uk/            from nonambulatory disabled cattle,                   Ave. Champaign, IL 61821. Copies may
                                                       surveillance%20data%201.html#vcjd-                 material from cattle not inspected and                be examined at the Food and Drug
                                                       cases.                                             passed, or mechanically separated                     Administration’s Main Library, 10903
                                                  29. WHO, WHO Media centre, Variant                      (MS)(Beef). Prohibited cattle materials               New Hampshire Ave., Bldg. 2, Third
                                                       Creutzfeldt-Jakob disease, Fact sheet N°           do not include the following:                         Floor, Silver Spring, MD 20993, 301–
                                                       180 Revised February 2012, accessed                   (i) Tallow that contains no more than
                                                       online at: http://www.who.int/                                                                           796–2039, or at the National Archives
                                                                                                          0.15 percent insoluble impurities,                    and Records Administration (NARA).
                                                       mediacentre/factsheets/fs180/en/.
                                                  30. WHO, WHO Tables on Tissue Infectivity
                                                                                                          tallow derivatives, gelatin, hides and                For information on the availability of
                                                       Distribution in Transmissible                      hide-derived products, and milk and                   this material at NARA, call 202–741–
                                                       Spongiform Encephalopathies (2010                  milk products, and                                    6030, or go to http://www.archives.gov/
                                                       Update), available at: http://                        (ii) Cattle materials inspected and                federal_register/code_of_federal_
                                                       www.who.int/bloodproducts/tablestissue             passed from a country designated under                regulations/ibr_locations.html.
                                                       infectivity.pdf.                                   paragraph (e) of this section.                           (7) Tallow derivative means any
                                                  31. Report of the Meeting of the OIE                       (2) Inspected and passed means that                chemical obtained through initial
                                                       Scientific Commission for Animal                   the product has been inspected and                    hydrolysis, saponification, or trans-
                                                       Diseases, Paris, 4–8 February 2013,                passed for human consumption by the                   esterification of tallow; chemical
                                                       http://www.oie.int/doc/ged/D12361.PDF.             appropriate regulatory authority, and at              conversion of material obtained by
                                                  32. Gill, O. N., Y. Spencer, A. Richard-                the time it was inspected and passed, it              hydrolysis, saponification, or trans-
                                                       Loendt, C. Kelly, et al., ‘‘Prevalent              was found to be not adulterated.                      esterification may be applied to obtain
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                       Abnormal Prion Protein in Human
                                                                                                             (3) Mechanically separated (MS)                    the desired product.
                                                       Appendixes After Bovine Spongiform
                                                       Encephalopathy Epizootic: Large Scale
                                                                                                          (Beef) means a meat food product that                    (8) Gelatin means a product that has
                                                       Survey,’’ British Medical Journal                  is finely comminuted, resulting from the              been obtained by the partial hydrolysis
                                                       2013;347:f5675 doi: 10.1136/bmj.f5675              mechanical separation and removal of                  of collagen derived from hides,
                                                       (published 15 October 2013).                       most of the bone from attached skeletal               connective tissue, and/or bone bones of
                                                  33. CDC, CDC Surveillance for vCJD,                     muscle of cattle carcasses and parts of               cattle and swine. Gelatin may be either
                                                       available at: http://www.cdc.gov/prions/           carcasses that meets the specifications               Type A (derived from an acid-treated
                                                       vcjd/surveillance.html.                            contained in 9 CFR 319.5, the U.S.                    precursor) or Type B (derived from an


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                                                  14732               Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Rules and Regulations

                                                  alkali-treated precursor) that has gone                 (excluding the vertebrae of the tail, the             DEPARTMENT OF HOMELAND
                                                  through processing steps that include                   transverse processes of the thoracic and              SECURITY
                                                  filtration and sterilization or an                      lumbar vertebrae, and the wings of the
                                                  equivalent process in terms of                          sacrum), and dorsal root ganglia of cattle            Coast Guard
                                                  infectivity reduction.                                  30 months of age and older and the
                                                  *      *    *     *     *                               tonsils and distal ileum of the small                 33 CFR Part 117
                                                                                                          intestine of all cattle.                              [Docket No. USCG–2016–0093]
                                                  PART 700—GENERAL                                           (6) Tallow means the rendered fat of
                                                                                                          cattle obtained by pressing or by                     Drawbridge Operation Regulation;
                                                  ■ 3. The authority citation for part 700
                                                                                                          applying any other extraction process to              Sacramento River, Sacramento, CA
                                                  continues to read as follows:
                                                                                                          tissues derived directly from discrete                AGENCY: Coast Guard, DHS.
                                                    Authority: 21 U.S.C. 321, 331, 352, 355,              adipose tissue masses or to other carcass
                                                  361, 362, 371, 374.                                                                                           ACTION:Notice of deviation from
                                                                                                          parts and tissues. Tallow must be
                                                  ■ 4. Section 700.27 by is amended by                                                                          drawbridge regulation.
                                                                                                          produced from tissues that are not
                                                  revising paragraph (a) to read as follows:              prohibited cattle materials or must                   SUMMARY:   The Coast Guard has issued a
                                                  § 700.27 Use of prohibited cattle materials
                                                                                                          contain no more than 0.15 percent                     temporary deviation from the operating
                                                  in cosmetic products.                                   insoluble impurities as determined by                 schedule that governs the Tower
                                                     (a) Definitions. The definitions and                 the method entitled ‘‘Insoluble                       Drawbridge across the Sacramento
                                                  interpretations of terms contained in                   Impurities’’ (AOCS Official Method Ca                 River, mile 59.0, at Sacramento, CA. The
                                                  section 201 of the Federal Food, Drug,                  3a–46), American Oil Chemists’ Society                deviation is necessary to allow the
                                                  and Cosmetic Act (the FD&C Act) apply                   (AOCS), 5th Edition, 1997, incorporated               community to participate in the Peace
                                                  to such terms when used in this part.                   by reference in accordance with 5 U.S.C.              Love run. This deviation allows the
                                                  The following definitions also apply:                   552(a) and 1 CFR part 51, or another                  bridge to remain in the closed-to-
                                                     (1) Prohibited cattle materials mean                 method equivalent in accuracy,                        navigation position during the deviation
                                                  specified risk materials, small intestine               precision, and sensitivity to AOCS                    period.
                                                  of all cattle except as provided in                     Official Method Ca 3a–46. You may                     DATES: This deviation is effective from
                                                  paragraph (b)(2) of this section, material              obtain copies of the method from AOCS                 8:30 a.m. to 10:30 a.m. on March 26,
                                                  from nonambulatory disabled cattle,                     (http://www.aocs.org) 2211 W. Bradley                 2016.
                                                  material from cattle not inspected and                  Ave. Champaign, IL 61821. Copies may
                                                                                                                                                                ADDRESSES: The docket for this
                                                  passed, or mechanically separated (MS)                  be examined at the Food and Drug
                                                                                                          Administration’s Main Library, 10903                  deviation, [USCG–2016–0093] is
                                                  (Beef). Prohibited cattle materials do not                                                                    available at http://www.regulations.gov.
                                                  include the following:                                  New Hampshire Ave., Bldg. 2, Third
                                                                                                          Floor, Silver Spring, MD 20993, 301–                  FOR FURTHER INFORMATION CONTACT: If
                                                     (i) Tallow that contains no more than                                                                      you have questions on this temporary
                                                  0.15 percent insoluble impurities,                      796–2039 or at the National Archives
                                                                                                          and Records Administration (NARA).                    deviation, call or email David H.
                                                  tallow derivatives, gelatin, hides and                                                                        Sulouff, Chief, Bridge Section, Eleventh
                                                  hide-derived products, and milk and                     For information on the availability of
                                                                                                          this material at NARA, call 202–741–                  Coast Guard District; telephone 510–
                                                  milk products, and                                                                                            437–3516, email David.H.Sulouff@
                                                     (ii) Cattle materials inspected and                  6030, or go to http://www.archives.gov/
                                                                                                          federal_register/code_of_federal_                     uscg.mil.
                                                  passed from a country designated under
                                                  paragraph (e) of this section.                          regulations/ibr_locations.html.                       SUPPLEMENTARY INFORMATION: California
                                                     (2) Inspected and passed means that                     (7) Tallow derivative means any                    Department of Transportation has
                                                  the product has been inspected and                      chemical obtained through initial                     requested a temporary change to the
                                                  passed for human consumption by the                     hydrolysis, saponification, or trans-                 operation of the Tower Drawbridge,
                                                  appropriate regulatory authority, and at                esterification of tallow; chemical                    mile 59.0, over Sacramento River, at
                                                  the time it was inspected and passed, it                conversion of material obtained by                    Sacramento, CA. The vertical lift bridge
                                                  was found to be not adulterated.                        hydrolysis, saponification, or trans-                 navigation span provides a vertical
                                                     (3) Mechanically separated (MS)                      esterification may be applied to obtain               clearance of 30 feet above Mean High
                                                  (Beef) means a meat food product that                   the desired product.                                  Water in the closed-to-navigation
                                                  is finely comminuted, resulting from the                                                                      position. The draw operates as required
                                                  mechanical separation and removal of                       (8) Gelatin means a product that has               by 33 CFR 117.189(a). Navigation on the
                                                  most of the bone from attached skeletal                 been obtained by the partial hydrolysis               waterway is commercial and
                                                  muscle of cattle carcasses and parts of                 of collagen derived from hides,                       recreational.
                                                  carcasses that meets the specifications                 connective tissue, and/or bone bones of                  The drawspan will be secured in the
                                                  contained in 9 CFR 319.5, the U.S.                      cattle and swine. Gelatin may be either               closed-to-navigation position from 8:30
                                                  Department of Agriculture regulation                    Type A (derived from an acid-treated                  a.m. to 10:30 a.m. on March 26, 2016,
                                                  that prescribes the standard of identity                precursor) or Type B (derived from an                 to allow the community to participate in
                                                  for MS (Species).                                       alkali-treated precursor) that has gone               the Peace Love run. This temporary
                                                     (4) Nonambulatory disabled cattle                    through processing steps that include                 deviation has been coordinated with the
                                                  means cattle that cannot rise from a                    filtration and sterilization or an                    waterway users. No objections to the
                                                  recumbent position or that cannot walk,                 equivalent process in terms of                        proposed temporary deviation were
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                  including, but not limited to, those with               infectivity reduction.                                raised.
                                                  broken appendages, severed tendons or                   *      *    *      *     *                               Vessels able to pass through the
                                                  ligaments, nerve paralysis, fractured                     Dated: March 14, 2016.
                                                                                                                                                                bridge in the closed position may do so
                                                  vertebral column, or metabolic                                                                                at anytime. The bridge will be able to
                                                                                                          Leslie Kux,
                                                  conditions.                                                                                                   open for emergencies and there is no
                                                     (5) Specified risk material means the                Associate Commissioner for Policy.                    immediate alternate route for vessels to
                                                  brain, skull, eyes, trigeminal ganglia,                 [FR Doc. 2016–06123 Filed 3–17–16; 8:45 am]           pass. The Coast Guard will also inform
                                                  spinal cord, vertebral column                           BILLING CODE 4164–01–P                                the users of the waterways through our


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Document Created: 2018-02-02 15:14:12
Document Modified: 2018-02-02 15:14:12
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule; adoption of interim final rule as final with amendments.
DatesThis final rule is effective on April 18, 2016.
ContactJohnny Braddy, Center for Food Safety and Applied Nutrition (HFS-315), Food and Drug Administration, 5100 Paint Branch Pkwy., College Park, MD 20740, 240-402-1709.
FR Citation81 FR 14718 
RIN Number0910-AF47
CFR Citation21 CFR 189
21 CFR 700
CFR AssociatedFood Additives; Food Packaging; Cosmetics and Packaging and Containers

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